cb - 日本取引所グループ · 2020. 5. 20. · ps1 class 2 preferred stock: village vanguard...

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Apr. 2020 - 1 - (Reference Translation) TSE NOTICE May 20, 2020 (Wed.) [Attachment] Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Apr. 01, 2020 - Apr. 30, 2020) (Note) 1. No. of Listed Shares at End of Month No. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.) When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc. After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds. 2. Primary Reasons for Changes Exercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription Warrants Conversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of Stock Exercise of CBs …Due to Exercise of CBs, and new share issuance by acquisition of Share Options subject to Call Exercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to Call Public Offering …Due to Public Offering and Overseas Offering Third-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc. Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration and Private Placement to Specified Investors for listed companies on TOKYO PRO Market Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks 3. Bond Code, etc. (1) …indicates listed securities. (2) Type of Bond, etc. PS …Stock (Preferred Stock, etc.) that can be converted into another type of stock CB …Convertible Bond WB …Bond with Subscription Warrant "CB 23. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2023 maturity. "CB 23.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2023 maturity. "CB 25. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2025 maturity. "CB 25.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2025 maturity. (3) Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication. (Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.) 4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock Company Name (Code) Bond Symbol, etc. Indicator in this Document Details Sumiseki Holdings,Inc. 1514 PS1 Class 2 Preferred Stock Village Vanguard CO.,LTD. 2769 PS1 Class A Preferred Stock UNITIKA LTD. 3103 PS1 Class B Classified Stock OMIKENSHI CO.,LTD. 3111 PS1 Class A Preferred Stock Ultrafabrics Holdings Co.,Ltd. 4235 PS1 Class A Preferred Stock SHiDAX CORPORATION 4837 PS1 No. 1 Class B Preferred Stock Nippon Sheet Glass Company,Limited 5202 PS1 Class A Classified Stock TOYO ENGINEERING CORPORATION 6330 PS1 Class A Preferred Stock Chiyoda Corporation 6366 PS1 Class A Preferred Stock Sharp Corporation 6753 PS1 Class C Classified Stock AIREX INC. 6944 PS1 Class A Preferred Stock Nippon Avionics Co.,Ltd. 6946 PS1 Class 1 Preferred Stock PS2 Class 2 Preferred Stock Jimoto Holdings,Inc. 7161 PS1 Class B Preferred Stock PS2 Class C Preferred Stock PS3 Class D Preferred Stock AKEBONO BRAKE INDUSTRY CO.,LTD. 7238 PS1 Class A Classified Stock San ju San Financial Group,Inc. 7322 PS1 Class 1 Preferred Stock ATOM CORPORATION 7412 PS1 No. 1 Preferred Stock PS2 No. 2 Preferred Stock PS3 No. 3 Preferred Stock PS4 No. 4 Preferred Stock CYBERDYNE,INC. 7779 PS1 Class B Classified Stock

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Page 1: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 1 -

(Reference Translation)

TSE NOTICE May 20, 2020 (Wed.)

[Attachment]

Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Apr. 01, 2020 - Apr. 30, 2020)

(Note) 1. No. of Listed Shares at End of MonthNo. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.)When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc.After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds.

2. Primary Reasons for ChangesExercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription WarrantsConversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of StockExercise of CBs …Due to Exercise of CBs, and new share issuance by acquisition of Share Options subject to CallExercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to CallPublic Offering …Due to Public Offering and Overseas OfferingThird-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc.

Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration and Private Placement to Specified Investors for listed companies on TOKYO PRO Market

Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks

3. Bond Code, etc.(1) * …indicates listed securities.

(2) Type of Bond, etc.PS …Stock (Preferred Stock, etc.) that can be converted into another type of stockCB …Convertible BondWB …Bond with Subscription Warrant

"CB 23. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2023 maturity."CB 23.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2023 maturity."CB 25. 9 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (overseas offering) issued Sep. 2018 with a 2025 maturity."CB 25.19 JPY" of LINE Corporation (Code 3938) is a yen-denominated convertible bond (third-party allotment) issued Sep. 2018 with a 2025 maturity.

(3) Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication.(Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.)

4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

Sumiseki Holdings,Inc. 1514 PS1 Class 2 Preferred StockVillage Vanguard CO.,LTD. 2769 PS1 Class A Preferred StockUNITIKA LTD. 3103 PS1 Class B Classified StockOMIKENSHI CO.,LTD. 3111 PS1 Class A Preferred StockUltrafabrics Holdings Co.,Ltd. 4235 PS1 Class A Preferred StockSHiDAX CORPORATION 4837 PS1 No. 1 Class B Preferred StockNippon Sheet Glass Company,Limited 5202 PS1 Class A Classified StockTOYO ENGINEERING CORPORATION 6330 PS1 Class A Preferred StockChiyoda Corporation 6366 PS1 Class A Preferred StockSharp Corporation 6753 PS1 Class C Classified StockAIREX INC. 6944 PS1 Class A Preferred StockNippon Avionics Co.,Ltd. 6946 PS1 Class 1 Preferred Stock

PS2 Class 2 Preferred StockJimoto Holdings,Inc. 7161 PS1 Class B Preferred Stock

PS2 Class C Preferred StockPS3 Class D Preferred Stock

AKEBONO BRAKE INDUSTRY CO.,LTD. 7238 PS1 Class A Classified StockSan ju San Financial Group,Inc. 7322 PS1 Class 1 Preferred StockATOM CORPORATION 7412 PS1 No. 1 Preferred Stock

PS2 No. 2 Preferred StockPS3 No. 3 Preferred StockPS4 No. 4 Preferred Stock

CYBERDYNE,INC. 7779 PS1 Class B Classified Stock

Page 2: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 2 -

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

SENSHUKAI CO.,LTD. 8165 PS1 Class A Preferred StockPS2 Class B Preferred Stock

Saikaya Department Store Co.,Ltd. 8254 PS1 Class A Preferred StockTsukuba Bank,Ltd. 8338 PS1 Class 4 Preferred StockTHE TOHOKU BANK,LTD. 8349 PS1 Class 1 Preferred StockTHE MICHINOKU BANK,LTD. 8350 PS1 Class A Preferred StockTHE BANK OF KOCHI,LTD. 8416 PS1 Class 1 Preferred StockTHE TOWA BANK,LTD. 8558 PS1 Class 2 Preferred StockAPLUS FINANCIAL Co.,Ltd. 8589 PS1 Class H Preferred Stock

PS2 No. 1 Class B Preferred StockFIDEA Holdings Co.Ltd. 8713 PS1 Class B Preferred StockRISE Inc. 8836 PS1 Class A Preferred StockREVOLUTION CO.,LTD. 8894 PS1 Class A Classified StockTokyo Electric Power Company Holdings,Incorporated 9501 PS1 Class A Preferred Stock

PS2 Class B Preferred StockTHE KAMOGAWA GRAND HOTEL,LTD. 9695 PS1 Class A Preferred StockTHE ROYAL HOTEL,LIMITED 9713 PS1 No. 1 Class A Preferred StockKozosushi Co.,LTD. 9973 PS1 Class A Classified Stock

Page 3: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 3 -

(Reference Translation)

[Correction]

Details for the relevant period Nov. 01, 2019 - Mar. 31, 2020 have been partially corrected as follows.

(Dec. 20, 2019 (Attachment Published), Relevant Period Nov. 01, 2019 - Nov. 30, 2019)

Page (Code)No. of Listed Shares

at End of MonthReason for Alteration

AlteredNo. of Shares

Bond Symbol, etc. Alteration Value, etc.

95 7520 (Correction) 11,648,917 SharesExercise of

Subscription Warrants  0 Shares Jun. 2015 Resolution based 1   0 Shares

(Error) 11,654,917 SharesExercise of

Subscription Warrants6,000 Shares Jun. 2015 Resolution based 1 6,000 Shares

(Jan. 20, 2020 (Attachment Published), Relevant Period Dec. 01, 2019 - Dec. 31, 2019)

Page (Code)No. of Listed Shares

at End of Month

101 7520 (Correction) 11,648,917 Shares

(Error) 11,654,917 Shares

(Feb. 20, 2020 (Attachment Published), Relevant Period Jan. 01, 2020 - Jan. 31, 2020)

Page (Code)No. of Listed Shares

at End of MonthReason for Alteration

AlteredNo. of Shares

Bond Symbol, etc. Alteration Value, etc.

101 7520 (Correction) 11,648,917 SharesExercise of

Subscription Warrants  0 Shares Jun. 2011 Resolution based 1   0 Shares

Jun. 2012 Resolution based 1   0 Shares

Jun. 2014 Resolution based 1   0 Shares

(Error) 11,684,917 SharesExercise of

Subscription Warrants 30,000 Shares Jun. 2011 Resolution based 1  5,000 Shares

Jun. 2012 Resolution based 1  19,000 Shares

Jun. 2014 Resolution based 1  6,000 Shares

Eco's Co.,Ltd.

Company Name

Company Name

Eco's Co.,Ltd.

Company Name

Eco's Co.,Ltd.

Page 4: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 4 -

(Mar. 19, 2020 (Attachment Published), Relevant Period Feb. 01, 2020 - Feb. 29, 2020)

Page (Code)No. of Listed Shares

at End of Month

103 7520 (Correction) 11,648,917 Shares

(Error) 11,684,917 Shares

(Apr. 20, 2020 (Attachment Published), Relevant Period Mar. 01, 2020 - Mar. 31, 2020)

Page (Code)No. of Listed Shares

at End of MonthReason for Alteration

AlteredNo. of Shares

Bond Symbol, etc. Alteration Value, etc.

72 5698 (Correction) 15,051,227 SharesExercise of

Subscription Warrants 0 Shares Apr. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

(Error) 15,100,457 SharesExercise of

Subscription Warrants49,230 Shares Apr. 2010 Resolution based 1 6,000 Shares

Jun. 2011 Resolution based 1 43,230 Shares

Page (Code)No. of Listed Shares

at End of Month

105 7520 (Correction) 11,648,917 Shares

(Error) 11,684,917 Shares

Company Name

Eco's Co.,Ltd.

Company Name

ENVIPRO HOLDINGS Inc.

Company Name

Eco's Co.,Ltd.

Page 5: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 5 -

(Reference Translation)

By Company

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

KYOKUYO CO.,LTD. (1301) 10,928,283 0

Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0

Maruha Nichiro Corporation (1333) 52,656,910 0

HOHSUI CORPORATION (1352) 8,379,000 0

KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0

SAKATA SEED CORPORATION (1377) 47,410,750 0

HOKUTO CORPORATION (1379) 33,359,040 Exercise of CB 0 * CB 1 0 thou. JPY 9,982,000 thou. JPY

AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0

AXYZ CO.,Ltd. (1381) 5,617,500 0

HOB Co.,Ltd. (1382) 762,000 0

Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

Hokuryo Co.,Ltd. (1384) 8,459,000 0

RUDEN HOLDINGS CO.,Ltd. (1400) 12,476,000 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

mbs,inc. (1401) 7,296,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

West Holdings Corporation (1407) 35,405,760 0

Hinokiya Group Co.,Ltd. (1413) 13,575,000 0

SHO-BOND Holdings Co.,Ltd. (1414) 56,745,180 0

MIRAIT Holdings Corporation (1417) 108,325,329 0

INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0

Tama Home Co.,Ltd. (1419) 29,455,800 0

Sanyo Homes Corporation (1420) 12,620,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

Nippon Aqua Co.,Ltd. (1429) 34,756,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

First-corporation Inc. (1430) 13,358,540 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Lib Work Co.,Ltd. (1431) 5,420,510 0

DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Mar. 2015 Resolution based 2 0 Shares

BESTERRA CO.,LTD (1433) 8,355,600 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

JESCO Holdings,Inc. (1434) 6,578,300 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

TATERU,Inc. (1435) 90,167,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Fit Corporation (1436) 4,282,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

YASUE CORPORATION (1439) 1,309,020 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Page 6: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 6 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nov. 2014 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

YAMAZEN HOMES CO.,LTD. (1440) 1,610,000 0

Giken Holdings Co.,Ltd. (1443) 16,237,977 0

Hikari Holdings Co.,Ltd. (1445) 279,900 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

CANDEAL CO.,Ltd (1446) 10,353,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

ITbook Holdings Co.,LTD. (1447) 19,791,901 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

SPACE VALUE HOLDINGS CO.,LTD. (1448) 35,556,584 0

TANAKEN (1450) 2,174,900 0

KHC Ltd. (1451) 3,926,050 0

YOKOHAMA WRIGHT Industries Co.,LTD (1452) 50,000 0

Chugai Mining Co.,Ltd. (1491) 289,747,982 0

Sumiseki Holdings,Inc. (1514) 58,892,853 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,140,000 Shares

Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Nittetsu Mining Co.,Ltd. (1515) 8,352,319 0

MITSUI MATSUSHIMA HOLDINGS CO.,LTD. (1518) 13,064,400 0

INPEX CORPORATION (1605) 1,462,323,600 0

Japan Petroleum Exploration Co.,Ltd. (1662) 57,154,776 0

K&O Energy Group Inc. (1663) 30,336,061 0

SDS HOLDINGS Co.,Ltd. (1711) 4,202,173 0

Daiseki Eco.Solution Co.,Ltd. (1712) 16,827,120 0

DAI-ICHI CUTTER KOGYO K.K. (1716) 6,000,000 0

Meiho Facility Works Ltd. (1717) 12,775,900 0

MIKIKOGYO CO.,LTD. (1718) 1,153,263 0

HAZAMA ANDO CORPORATION (1719) 200,343,397 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

TOKYU CONSTRUCTION CO., LTD. (1720) 106,761,205 0

COMSYS Holdings Corporation (1721) 141,000,000 0

NIHON DENGI CO.,LTD. (1723) 8,197,500 0

SYNCLAYER INC. (1724) 4,033,780 0

Br.Holdings Corporation (1726) 39,700,000 0

MISAWA HOMES CHUGOKU CO.,LTD. (1728) 11,540,180 0

ASO FOAM CRETE Co.,Ltd. (1730) 3,420,000 0

OTEC CORPORATION (1736) 5,700,000 0

MESCO,Inc. (1737) 12,780,000 0

Page 7: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 7 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

SEEDHEIWA CO.,LTD. (1739) 6,454,400 0

KOATSU KOGYO CO.,LTD. (1743) 760,000 0

CREA HOLDINGS,Inc. (1757) 178,094,156 Exercise of CB 0 CB 6 0 thou. JPY 775,000 thou. JPY

Exercise of Subscription Warrants 6,250,000 Dec. 2019 Resolution based 1 6,250,000 Shares

Taiyo Kisokogyo Co.,Ltd. (1758) 819,600 0

TAKAMATSU CONSTRUCTION GROUP CO.,LTD. (1762) 38,880,000 0

KUDO CORPORATION (1764) 1,331,220 0

TOKEN CORPORATION (1766) 13,472,000 0

SONEC CORPORATION (1768) 7,500,000 0

FUJITA ENGINEERING CO.,LTD. (1770) 11,700,000 0

FUJI FURUKAWA ENGINEERING & CONSTRUCTION CO.LTD. (1775) 9,026,561 0

SUMIKEN MITSUI ROAD CO., LTD. (1776) 9,277,500 0

YAMAURA CORPORATION (1780) 21,103,514 0

Joban Kaihatsu Co.,Ltd. (1782) 785,000 0

Asia Gate Holdings Co.,Ltd. (1783) 57,642,851 Exercise of CB 0 CB 1 0 thou. JPY 87,840 thou. JPY

Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

Dec. 2019 Resolution based 2 0 Shares

Nakabohtec Corrosion Protecting Co.,Ltd. (1787) 2,602,500 0

SANTO CO.,LTD. (1788) 686,000 0

ETS Holdings Co.,Ltd. (1789) 6,375,284 0

OHMOTO GUMI CO.,LTD. (1793) 5,132,380 0

MASARU CORPORATION (1795) 901,151 0

MORIYA CORPORATION (1798) 2,260,000 0

DAIICHI KENSETSU CORPORATION (1799) 20,858,491 0

TAISEI CORPORATION (1801) 224,541,172 0

OBAYASHI CORPORATION (1802) 721,509,646 0

SHIMIZU CORPORATION (1803) 788,514,613 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

TOBISHIMA CORPORATION (1805) 19,310,436 0

WATANABE SATO CO.,LTD. (1807) 3,195,700 0

HASEKO Corporation (1808) 300,794,397 0

MATSUI CONSTRUCTION CO.,LTD. (1810) 30,580,000 0

THE ZENITAKA CORPORATION (1811) 7,353,140 0

KAJIMA CORPORATION (1812) 528,656,011 0

Fudo Tetra Corporation (1813) 16,489,522 0

DAISUE CONSTRUCTION CO.,LTD. (1814) 10,614,225 0

TEKKEN CORPORATION (1815) 15,668,956 0

Nishimatsu Construction Co.,Ltd. (1820) 55,591,502 0

Sumitomo Mitsui Construction Co., Ltd. (1821) 162,673,321 0

DAIHO CORPORATION (1822) 17,442,028 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

MAEDA CORPORATION (1824) 194,608,482 0

Sata Construction Co.,Ltd. (1826) 15,521,233 0

Page 8: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 8 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

NAKANO CORPORATION (1827) 34,498,097 0

TANABE ENGINEERING CORPORATION (1828) 10,728,000 0

OKUMURA CORPORATION (1833) 45,665,226 0

TOTETSU KOGYO CO.,LTD. (1835) 36,100,000 0

TSUCHIYA HOLDINGS CO.,LTD. (1840) 25,775,118 0

SANYU CONSTRUCTION CO.,LTD. (1841) 4,000,000 0

OHMORI CO.,LTD. (1844) 14,848,429 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Oct. 2019 Resolution based 1 0 Shares

ICHIKEN Co.,Ltd. (1847) 7,278,400 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Dec. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

FUJI P.S CORPORATION (1848) 18,602,244 0

Nankai Tatsumura Construction Co.,Ltd. (1850) 28,835,730 0

ASANUMA CORPORATION (1852) 8,078,629 0

Mori-Gumi Co.,Ltd. (1853) 32,800,000 0

TODA CORPORATION (1860) 322,656,796 0

Kumagai Gumi Co.,Ltd. (1861) 46,805,660 0

KITANO CONSTRUCTION CORP., (1866) 6,836,853 0

UEKI CORPORATION (1867) 3,436,764 0

YAHAGI CONSTRUCTION CO.,LTD. (1870) 44,607,457 0

P.S. Mitsubishi Construction Co., Ltd. (1871) 47,486,029 0

NIHON HOUSE HOLDINGS CO.,LTD. (1873) 45,964,842 0

DAITO TRUST CONSTRUCTION CO.,LTD. (1878) 68,918,979 0

SHINNIHON CORPORATION (1879) 61,360,720 0

NIPPO CORPORATION (1881) 119,401,836 0

TOA ROAD CORPORATION (1882) 5,220,023 0

MAEDA ROAD CONSTRUCTION CO.,LTD. (1883) 89,159,453 0

THE NIPPON ROAD CO.,LTD. (1884) 9,761,618 0

TOA CORPORATION (1885) 22,494,629 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 7,000,000 thou. JPY

JDC CORPORATION (1887) 98,255,000 0

WAKACHIKU CONSTRUCTION CO.,LTD. (1888) 12,964,993 0

Page 9: CB - 日本取引所グループ · 2020. 5. 20. · PS1 Class 2 Preferred Stock: Village Vanguard CO.,LTD. 2769 PS1: Class A Preferred Stock UNITIKA LTD. 3103 PS1: Class B Classified

Apr. 2020

- 9 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TOYO CONSTRUCTION CO.,LTD. (1890) 94,371,183 0

PENTA-OCEAN CONSTRUCTION CO.,LTD. (1893) 286,013,910 0

The Kaneshita Construction Co.,Ltd. (1897) 3,806,660 0

SEIKITOKYU KOGYO CO.,LTD. (1898) 40,414,407 0

FUKUDA CORPORATION (1899) 8,988,111 0

TAISEI ONCHO CO.,LTD. (1904) 6,882,487 0

TENOX CORPORATION (1905) 7,694,080 0

Nippon Dry-Chemical CO.,LTD. (1909) 7,181,812 0

Sumitomo Forestry Co.,Ltd. (1911) 182,752,036 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

JAPAN FOUNDATION ENGINEERING CO.,LTD. (1914) 30,846,400 0

TOMOE CORPORATION (1921) 40,763,046 0

DAIWA HOUSE INDUSTRY CO.,LTD. (1925) 666,238,205 0

RAITO KOGYO CO.,LTD. (1926) 57,804,450 0

Sekisui House,Ltd. (1928) 684,683,466 Apr. 24 Retirement of Treasury Stocks -6,000,000

NITTOC CONSTRUCTION CO.,LTD. (1929) 43,919,291 0

HOKURIKU ELECTRICAL CONSTRUCTION CO.,LTD. (1930) 24,969,993 0

YURTEC CORPORATION (1934) 72,224,462 0

NIPPON RIETEC CO.,LTD. (1938) 25,617,717 0

YONDENKO CORPORATION (1939) 8,127,735 0

CHUDENKO CORPORATION (1941) 58,138,117 0

KANDENKO CO.,LTD. (1942) 205,288,338 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

KINDEN CORPORATION (1944) 218,141,080 0

TOKYO ENERGY & SYSTEMS INC. (1945) 37,261,752 0

TOENEC CORPORATION (1946) 19,329,990 0

The Kodensha,Co.,Ltd. (1948) 1,794,000 0

SUMITOMO DENSETSU CO.,LTD. (1949) 35,635,879 0

NIPPON DENSETSU KOGYO CO.,LTD. (1950) 61,537,219 0

KYOWA EXEO CORPORATION (1951) 117,812,419 0

Shin Nippon Air Technologies Co.,Ltd. (1952) 24,282,225 0

Nippon Koei Co.,Ltd. (1954) 15,933,058 0

KYUDENKO CORPORATION (1959) 70,864,961 0

Sanyo Engineering & Construction Inc. (1960) 18,000,000 0

SANKI ENGINEERING CO.,LTD. (1961) 60,661,156 0

JGC HOLDINGS CORPORATION (1963) 259,110,861 0

Chugai Ro Co.,Ltd. (1964) 7,800,000 0

TECHNO RYOWA LTD. (1965) 22,888,604 0

TAKADA CORPORATION (1966) 7,220,950 0

YAMATO CORPORATION (1967) 26,927,652 0

TAIHEI DENGYO KAISHA,LTD. (1968) 20,341,980 0

Takasago Thermal Engineering Co.,Ltd. (1969) 79,765,768 0

CHUO BUILD INDUSTRY CO.,LTD. (1971) 2,378,740 0

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Apr. 2020

- 10 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

SANKO METAL INDUSTRIAL CO.,LTD. (1972) 3,960,000 0

NEC Networks & System Integration Corporation (1973) 49,773,807 0

ASAHI KOGYOSHA CO.,LTD. (1975) 6,800,000 0

MEISEI INDUSTRIAL Co.,Ltd. (1976) 59,386,718 0

Taikisha Ltd. (1979) 35,082,009 0

DAI-DAN CO.,LTD. (1980) 22,981,901 0

KYOWANISSEI CO.,LTD. (1981) 11,800,000 0

Hibiya Engineering,Ltd. (1982) 25,006,321 0

KANDA TSUSHINKI CO.,LTD. (1992) 2,623,227 0

TAKAHASHI CURTAIN WALL CORPORATION (1994) 9,553,011 0

AKATSUKI EAZIMA CO.,LTD. (1997) 2,200,000 0

Nippon Flour Mills Co.,Ltd. (2001) 78,824,009 Exercise of CB 0 CB 25. 6 JPY 0 thou. JPY 25,000,000 thou. JPY

NISSHIN SEIFUN GROUP INC. (2002) 304,357,891 0

NITTO FUJI FLOUR MILLING CO.,LTD. (2003) 4,692,364 0

Showa Sangyo Co.,Ltd. (2004) 32,969,979 Exercise of CB 0 * CB 10 129,000 thou. JPY 7,757,000 thou. JPY

THE TORIGOE CO.,LTD. (2009) 26,036,374 0

CHUBU SHIRYO CO.,LTD. (2053) 30,371,908 0

NICHIWA SANGYO CO.,LTD. (2055) 20,830,825 0

FEED ONE CO.,LTD. (2060) 197,385,640 0

Toyo Sugar Refining Co.,Ltd. (2107) 5,456,000 0

Nippon Beet Sugar Manufacturing Co.,Ltd. (2108) 15,325,642 0

Mitsui Sugar Co.,Ltd. (2109) 28,333,480 0

Ensuiko Sugar Refining Co.,Ltd. (2112) 35,000,000 0

Fuji Nihon Seito Corporation (2114) 29,748,200 0

Nissin Sugar Co.,Ltd. (2117) 22,673,883 0

LIFULL Co.,Ltd. (2120) 134,239,870 0

mixi,Inc. (2121) 78,230,850 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Nov. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Interspace Co.,Ltd. (2122) 6,967,200 0

JAC Recruitment Co.,Ltd. (2124) 41,292,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nihon M&A Center Inc. (2127) 166,065,200 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Members Co.,Ltd. (2130) 12,938,300 Exercise of Subscription Warrants 200 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 200 Shares

Jun. 2018 Resolution based 1 0 Shares

Sun Capital Management Corp. (2134) 66,813,244 Exercise of Subscription Warrants 300,000 Dec. 2017 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 300,000 Shares

HIP CORPORATION (2136) 3,975,300 0

CROOZ,Inc. (2138) 12,943,600 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

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Apr. 2020

- 11 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

CHUCO CO.,LTD. (2139) 7,044,000 0

UT Group Co.,Ltd. (2146) 40,363,067 0

ITmedia Inc. (2148) 20,532,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

CareNet,Inc. (2150) 11,048,000 0

TAKEEI CORPORATION (2151) 24,552,000 0

Youji Corporation (2152) 11,784,000 0

E・J Holdings Inc. (2153) 7,261,060 0

BeNEXT Group Inc. (2154) 42,811,700 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

SAYLOR ADVERTISING INC. (2156) 6,078,000 0

KOSHIDAKA HOLDINGS Co.,LTD. (2157) 82,300,000 0

FRONTEO,Inc. (2158) 38,149,862 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Full Speed Inc. (2159) 15,571,000 0

GNI Group Ltd. (2160) 43,405,449 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Sep. 2018 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

nms Holdings Corporation (2162) 21,611,000 0

ARTNER CO.,LTD. (2163) 10,627,920 0

CHIIKISHINBUNSHA CO.,LTD. (2164) 1,843,800 0

Pasona Group Inc. (2168) 41,690,300 0

CDS Co.,Ltd. (2169) 6,924,400 0

Link and Motivation Inc. (2170) 113,068,000 0

Hakuten Corporation (2173) 7,935,700 0

GCA Corporation (2174) 43,855,153 Apr. 06 Stock Swap 2,410,078

Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2013 Resolution based 2 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Feb. 2014 Resolution based 2 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Feb. 2016 Resolution based 2 0 Shares

Sep. 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

SMS CO.,LTD. (2175) 87,057,600 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

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Apr. 2020

- 12 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Ina Research Inc. (2176) 2,998,800 0

Tri-Stage Inc. (2178) 30,517,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

SEIGAKUSHA CO.,LTD. (2179) 5,876,000 0

SUNNY SIDE UP GROUP Inc. (2180) 15,191,600 0

PERSOL HOLDINGS CO.,LTD. (2181) 236,704,861 0

Linical Co.,Ltd. (2183) 24,740,000 0

CMC CORPORATION (2185) 7,182,000 0

Sobal Corporation (2186) 8,167,498 0

tella,Inc. (2191) 23,409,056 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 2 0 Shares

Cookpad Inc. (2193) 107,429,400 0

AMITA HOLDINGS CO.,LTD. (2195) 1,169,424 0

ESCRIT INC. (2196) 11,986,500 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

IKK Inc. (2198) 29,956,800 0

Morinaga & Co.,Ltd. (2201) 54,189,769 0

NAKAMURAYA CO.,LTD. (2204) 5,976,205 0

Ezaki Glico Co.,Ltd. (2206) 68,468,569 Exercise of CB 0 CB 24. 1 JPY 0 thou. JPY 30,000,000 thou. JPY

Meito Sangyo Co.,Ltd. (2207) 17,265,000 0

BOURBON CORPORATION (2208) 27,700,000 0

IMURAYA GROUP CO.,LTD. (2209) 13,086,200 0

Fujiya Co.,Ltd. (2211) 25,784,659 0

YAMAZAKI BAKING CO.,LTD. (2212) 220,282,860 0

FIRST BAKING CO.,LTD. (2215) 6,929,900 0

Kanro Inc. (2216) 7,657,802 0

Morozoff Limited (2217) 3,669,226 0

KAMEDA SEIKA CO.,LTD. (2220) 22,318,650 0

IWATSUKA CONFECTIONERY CO.,LTD. (2221) 5,995,000 0

Kotobuki Spirits Co.,Ltd. (2222) 31,121,520 0

COMO CO.,LTD. (2224) 3,630,000 0

KOIKE-YA Inc. (2226) 5,335,000 0

CALBEE,Inc. (2229) 133,929,800 0

GOYO foods Industry Co.,Ltd. (2230) 1,807,172 Exercise of CB 0 CB 1 0 thou. JPY 219,912 thou. JPY

MORINAGA MILK INDUSTRY CO.,LTD. (2264) 49,823,443 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

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Apr. 2020

- 13 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

ROKKO BUTTER CO.,LTD. (2266) 21,452,125 0

YAKULT HONSHA CO.,LTD. (2267) 171,045,418 0

B-R 31 ICE CREAM CO.,LTD. (2268) 9,644,554 0

Meiji Holdings Co.,Ltd. (2269) 152,683,400 0

MEGMILK SNOW BRAND Co.,Ltd. (2270) 70,751,855 0

Prima Meat Packers,Ltd. (2281) 50,524,399 0

NH Foods Ltd. (2282) 102,958,904 Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares

Jul. 2005 Resolution based 1 0 Shares

Jul. 2006 Resolution based 1 0 Shares

Jul. 2006 Resolution based 2 0 Shares

Jul. 2007 Resolution based 1 0 Shares

Jul. 2007 Resolution based 2 0 Shares

Hayashikane Sangyo Co.,Ltd. (2286) 8,910,000 0

MARUDAI FOOD CO.,LTD. (2288) 26,505,581 0

FUKUTOME MEAT PACKERS,LTD. (2291) 3,400,000 0

S Foods Inc. (2292) 32,267,721 0

TAKIZAWA HAM CO.,LTD. (2293) 2,102,000 0

Kakiyasu Honten Co.,Ltd. (2294) 12,446,700 0

ITOHAM YONEKYU HOLDINGS INC. (2296) 297,355,059 0

Kyokuto Co.,Ltd. (2300) 5,551,230 0

GAKUJO CO.,Ltd. (2301) 15,560,000 0

Dawn Corporation (2303) 3,300,000 0

CSS HOLDINGS,LTD. (2304) 5,285,600 Exercise of Subscription Warrants 0 Dec. 2004 Resolution based 1 0 Shares

Dec. 2005 Resolution based 1 0 Shares

STUDIO ALICE Co.,Ltd. (2305) 17,185,650 0

CROSS CAT CO.,LTD. (2307) 9,210,960 0

CMIC HOLDINGS Co.,Ltd. (2309) 18,923,569 0

EPCO Co.,Ltd. (2311) 9,316,000 0

CAICA Inc. (2315) 360,858,455 0

Systena Corporation (2317) 112,720,000 0

Softfront Holdings (2321) 27,561,789 Exercise of Subscription Warrants 100,000 Apr. 2018 Resolution based 1 0 Shares

Apr. 2018 Resolution based 2 100,000 Shares

Apr. 2018 Resolution based 3 0 Shares

Sep. 2019 Resolution based 1 0 Shares

fonfun corporation (2323) 3,380,920 0

NJS Co.,Ltd. (2325) 10,048,000 0

Digital Arts Inc. (2326) 14,133,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

NS Solutions Corporation (2327) 94,704,740 0

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Apr. 2020

- 14 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TOHOKUSHINSHA FILM CORPORATION (2329) 46,735,334 0

Forside Co.,Ltd. (2330) 32,557,704 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

SOHGO SECURITY SERVICES CO.,LTD. (2331) 102,040,042 0

Quest Co.,Ltd. (2332) 5,487,768 0

eole Inc. (2334) 2,312,500 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

CUBE SYSTEM INC. (2335) 15,279,840 0

Fuji Techno Solutions Co.,Inc. (2336) 807,600 0

Ichigo Inc. (2337) 505,371,918 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Bit One Group Co.,Ltd. (2338) 10,812,361 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Nov. 2018 Resolution based 1 0 Shares

Sep. 2019 Resolution based 1 0 Shares

GOKURAKUYU HOLDINGS CO.,LTD. (2340) 18,562,200 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Jun. 2014 Resolution based 3 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2015 Resolution based 3 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2016 Resolution based 3 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 2 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

ARBEIT-TIMES CO.,LTD. (2341) 32,237,249 0

TRANS GENIC INC. (2342) 17,369,141 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

HEIAN CEREMONY SERVICE CO.,LTD. (2344) 14,667,000 0

iStudy Co.,Ltd. (2345) 4,004,600 0

Nippon Information Development Co.,Ltd. (2349) 13,109,490 0

ASJ INC. (2351) 7,947,100 0

AZIA CO.,LTD. (2352) 4,412,400 0

NIPPON PARKING DEVELOPMENT Co.,Ltd. (2353) 348,398,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

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Apr. 2020

- 15 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Feb. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

YE DIGITAL Corporation (2354) 18,127,200 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

CORE CORPORATION (2359) 14,834,580 0

YUMESHIN HOLDINGS CO.,LTD. (2362) 78,860,440 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Nov. 2018 Resolution based 1 0 Shares

MEDINET Co.,Ltd. (2370) 130,890,423 Exercise of Subscription Warrants 1,675,000 Mar. 2013 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 1,675,000 Shares

Jun. 2019 Resolution based 2 0 Shares

Kakaku.com,Inc. (2371) 206,705,000 0

I'rom Group Co.,Ltd. (2372) 12,048,865 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

CARE TWENTYONE CORPORATION (2373) 4,948,000 0

SAINT-CARE HOLDING CORPORATION (2374) 24,828,786 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

GiG Works Inc. (2375) 7,274,320 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

SCINEX CORPORATION (2376) 6,470,660 0

RENAISSANCE,INCORPORATED (2378) 21,379,000 0

DIP corporation (2379) 62,000,000 0

SBS Holdings,Inc. (2384) 39,718,200 0

Soiken Holdings Inc. (2385) 26,158,200 0

Wedge Holdings CO.,LTD. (2388) 35,794,478 Exercise of CB 0 CB 3 0 thou. JPY 58,000 thou. JPY

Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

Feb. 2013 Resolution based 2 0 Shares

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Apr. 2020

- 16 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2018 Resolution based 1 0 Shares

OPT Holding,Inc. (2389) 23,817,700 0

PLANET,INC. (2391) 6,632,800 0

Nippon Care Supply Co.,Ltd. (2393) 16,342,400 0

SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. (2395) 41,632,400 0

DNA Chip Research Inc. (2397) 5,145,500 Exercise of Subscription Warrants 55,800 Oct. 2017 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 55,800 Shares

TSUKUI CORPORATION (2398) 72,460,800 0

amana inc. (2402) 5,408,000 0

TETSUJIN Inc. (2404) 8,232,200 0

Arte Salon Holdings,Inc. (2406) 10,300,000 0

KG Intelligence CO.,LTD. (2408) 7,398,000 0

CAREER DESIGN CENTER CO.,LTD. (2410) 7,054,400 0

GENDAI AGENCY INC. (2411) 15,050,000 0

Benefit One Inc. (2412) 159,970,000 0

M3,Inc. (2413) 678,645,600 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2012 Resolution based 2 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2017 Resolution based 2 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 2 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 2 0 Shares

Feb. 2019 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Human Holdings Co.,Ltd. (2415) 10,987,200 0

ZWEI CO.,LTD. (2417) 3,967,600 0

TSUKADA GLOBAL HOLDINGS Inc. (2418) 48,960,000 0

Brass Corporation (2424) 5,709,300 0

Care Service Co.,Ltd. (2425) 4,200,000 0

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Apr. 2020

- 17 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

OUTSOURCING Inc. (2427) 125,840,700 0

WELLNET CORPORATION (2428) 19,400,000 0

WORLD HOLDINGS CO.,LTD. (2429) 17,561,600 Exercise of Subscription Warrants 300,000 Mar. 2015 Resolution based 1 0 Shares

Apr. 2020 Resolution based 1 300,000 Shares

DeNA Co.,Ltd. (2432) 150,810,033 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

HAKUHODO DY HOLDINGS INCORPORATED (2433) 389,146,249 0

CEDAR.Co.,Ltd (2435) 11,476,000 0

KYODO PUBLIC RELATIONS CO.,LTD. (2436) 4,089,396 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 2 0 Shares

Nov. 2016 Resolution based 3 0 Shares

SHINWA WISE HOLDINGS CO.,LTD. (2437) 7,439,900 0

Asukanet Company,Limited (2438) 17,464,000 0

Gurunavi,Inc. (2440) 48,675,100 0

Takamiya Co.,Ltd. (2445) 46,577,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

PRAP Japan,Inc. (2449) 4,679,010 0

Computer Mind Co.,Ltd. (2452) 450,000 0

Japan Best Rescue System Co.,Ltd. (2453) 34,688,000 0

All About,Inc. (2454) 13,596,700 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

AUN CONSULTING,Inc. (2459) 7,502,800 0

FAN Communications,Inc. (2461) 76,930,032 0

LIKE Co.,Ltd. (2462) 20,301,000 Exercise of Subscription Warrants 600 Apr. 2015 Resolution based 1 0 Shares

Apr. 2015 Resolution based 2 600 Shares

BUSINESS BREAKTHROUGH,INC. (2464) 14,264,100 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

FueTrek Co.,Ltd. (2468) 9,504,200 0

Hibino Corporation (2469) 10,265,480 0

S-Pool,Inc. (2471) 79,007,500 0

WDB HOLDINGS CO.,LTD. (2475) 20,060,000 0

Temairazu,Inc. (2477) 6,478,584 0

JTEC CORPORATION (2479) 8,572,400 0

System Location Co.,Ltd. (2480) 3,570,000 0

TOWNNEWS-SHA CO.,LTD. (2481) 5,575,320 0

HONYAKU Center Inc. (2483) 3,369,000 0

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Apr. 2020

- 18 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

DEMAE-CAN CO.,LTD (2484) 85,486,500 Apr. 28 Third-Party Allotment, etc. 41,096,000

Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

TEAR Corporation (2485) 22,406,100 0

CDG Co.,Ltd. (2487) 6,240,000 0

JAPAN THIRD PARTY CO.,LTD. (2488) 6,015,600 0

Adways Inc. (2489) 41,588,500 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

ValueCommerce Co.,Ltd. (2491) 34,471,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Infomart Corporation (2492) 259,431,200 0

E-SUPPORTLINK,Ltd. (2493) 4,424,800 0

UNITED,Inc. (2497) 23,671,845 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Oriental Consultants Holdings Company Limited (2498) 6,080,920 0

NIHONWASOU HOLDINGS,INC. (2499) 9,134,000 0

SAPPORO HOLDINGS LIMITED (2501) 78,794,298 Exercise of CB 0 CB 21. 4 JPY 0 thou. JPY 20,000,000 thou. JPY

Asahi Group Holdings,Ltd. (2502) 483,585,862 0

Kirin Holdings Company,Limited (2503) 914,000,000 0

TAKARA HOLDINGS INC. (2531) 199,699,743 0

Oenon Holdings,Inc. (2533) 65,586,196 0

YOMEISHU SEIZO CO.,LTD. (2540) 16,500,000 0

HOKKAIDO COCA-COLA BOTTLING CO.,LTD. (2573) 7,606,898 0

Coca-Cola Bottlers Japan Holdings Inc. (2579) 206,268,593 0

FRUTA FRUTA INC. (2586) 4,549,629 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

Suntory Beverage & Food Limited (2587) 309,000,000 0

Premium Water Holdings,Inc. (2588) 27,576,012 Exercise of Subscription Warrants 9,010 Apr. 2016 Resolution based 1 9,010 Shares

Apr. 2016 Resolution based 2 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

DyDo GROUP HOLDINGS,INC. (2590) 16,568,500 0

ITO EN,LTD. (2593) 89,212,380 0

(2593-5) 34,246,962 0

KEY COFFEE INC (2594) 22,689,000 0

UNICAFE INC. (2597) 13,869,200 Apr. 28 Third-Party Allotment, etc. 95,000

Apr. 24 Retirement of Treasury Stocks -95,000

JAPAN FOODS CO.,LTD. (2599) 5,100,000 0

The Nisshin OilliO Group,Ltd. (2602) 34,667,857 0

FUJI OIL HOLDINGS INC. (2607) 87,569,383 0

BOSO OIL&FAT CO.,LTD. (2608) 1,606,000 0

KADOYA SESAME MILLS INCORPORATED (2612) 9,400,000 0

J-OIL MILLS, INC. (2613) 16,754,223 0

Lawson,Inc. (2651) 100,300,000 Exercise of Subscription Warrants 0 Oct. 2005 Resolution based 1 0 Shares

Oct. 2006 Resolution based 1 0 Shares

Aug. 2007 Resolution based 1 0 Shares

Dec. 2008 Resolution based 1 0 Shares

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Apr. 2020

- 19 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Feb. 2010 Resolution based 1 0 Shares

Feb. 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

MANDARAKE INC. (2652) 7,236,000 0

AEON KYUSHU CO.,LTD. (2653) 18,812,519 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

ASMO CORPORATION (2654) 15,145,175 0

Vector Inc. (2656) 14,007,000 0

SAN-A CO.,LTD. (2659) 31,981,654 0

CAWACHI LIMITED (2664) 24,583,420 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

AUTOWAVE Co.,Ltd. (2666) 14,451,000 0

ImageONE Co.,Ltd. (2667) 7,904,600 Exercise of Subscription Warrants 667,000 Oct. 2016 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 333,000 Shares

Feb. 2020 Resolution based 2 334,000 Shares

Tabio Corporation (2668) 6,813,880 0

Kanemi Co.,Ltd. (2669) 10,000,000 0

ABC-MART,INC. (2670) 82,539,646 0

YUMEMITSUKETAI Co.,Ltd. (2673) 10,458,000 0

HARD OFF CORPORATION Co.,Ltd. (2674) 13,954,000 0

DYNAC HOLDINGS CORPORATION (2675) 7,033,000 0

TAKACHIHO KOHEKI CO.,LTD. (2676) 10,171,800 0

ASKUL Corporation (2678) 55,259,400 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

GEO HOLDINGS CORPORATION (2681) 43,929,488 Exercise of Subscription Warrants 0 Aug. 2009 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

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Apr. 2020

- 20 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

UOKI CO.,LTD. (2683) 2,555,856 0

Adastria Co.,Ltd. (2685) 48,800,000 0

GFOOT CO.,LTD. (2686) 42,554,100 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

CVS Bay Area Inc. (2687) 5,064,000 0

KAWANISHI HOLDINGS,INC. (2689) 6,250,000 0

ITOCHU-SHOKUHIN Co.,Ltd. (2692) 13,032,690 0

YKT CORPORATION (2693) 11,906,880 0

G.taste Co.,Ltd. (2694) 197,051,738 Exercise of CB 0 CB 7 0 thou. JPY 400,000 thou. JPY

CB 8 0 thou. JPY 400,000 thou. JPY

CB 10 0 thou. JPY 300,000 thou. JPY

CB 11 0 thou. JPY 300,000 thou. JPY

CB 13 0 thou. JPY 300,000 thou. JPY

CB 14 0 thou. JPY 300,000 thou. JPY

Kura Sushi,Inc. (2695) 20,699,800 0

CAN DO CO.,LTD. (2698) 16,770,200 0

KITOKU SHINRYO CO.,LTD. (2700) 1,706,000 0

McDonald's Holdings Company(Japan),Ltd. (2702) 132,960,000 0

OOTOYA Holdings Co.,Ltd. (2705) 7,246,800 0

BROCCOLI Co.,Ltd. (2706) 8,747,642 0

KUZE CO.,LTD. (2708) 3,882,500 0

Pla Matels Corporation (2714) 8,550,000 0

Elematec Corporation (2715) 42,304,946 0

J-Holdings Corp. (2721) 2,733,500 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

I.K Co.,Ltd. (2722) 7,808,000 0

PAL GROUP Holdings CO.,LTD (2726) 46,272,000 0

JALUX Inc. (2729) 12,775,000 0

EDION Corporation (2730) 112,005,636 Exercise of CB 0 CB 21. 10 JPY 0 thou. JPY 80,000 thou. JPY

CB 25. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

ARATA CORPORATION (2733) 18,027,640 Exercise of CB 0 CB 1 0 thou. JPY 3,000 thou. JPY

* CB 2 0 thou. JPY 6,000,000 thou. JPY

SALA CORPORATION (2734) 66,041,147 0

WATTS CO.,LTD. (2735) 13,958,800 0

Festaria Holdings Co.,Ltd. (2736) 1,192,100 Exercise of Subscription Warrants 100 Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 100 Shares

May 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

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Apr. 2020

- 21 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Sep. 2018 Resolution based 1 0 Shares

Oct. 2019 Resolution based 1 0 Shares

TOMEN DEVICES CORPORATION (2737) 6,802,000 0

HALOWS CO.,LTD. (2742) 19,864,600 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

PIXEL COMPANYZ INC. (2743) 25,486,600 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Hokuyu Lucky Co.,Ltd. (2747) 1,264,640 0

JP-HOLDINGS,INC. (2749) 87,849,400 0

S.ISHIMITSU&CO.,LTD. (2750) 8,000,000 0

TENPOS HOLDINGS Co.,Ltd. (2751) 14,314,800 0

FUJIO FOOD SYSTEM Co.,Ltd. (2752) 44,551,460 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 2 0 Shares

AMIYAKI TEI CO.,LTD. (2753) 6,848,800 0

TOKATSU HOLDINGS CO.,LTD. (2754) 4,840,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

TOKYO ELECTRON DEVICE LIMITED (2760) 10,445,500 0

Toshin Group co.,ltd. (2761) 11,405,400 0

SANKO MARKETING FOODS CO.,LTD. (2762) 15,826,500 0

FTGroup CO.,LTD. (2763) 33,262,316 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Hiramatsu Inc. (2764) 48,604,200 Exercise of CB 0 CB 1 0 thou. JPY 1,999,984 thou. JPY

FIELDS CORPORATION (2767) 34,700,000 0

Sojitz Corporation (2768) 1,251,499,501 0

Village Vanguard CO.,LTD. (2769) 7,861,700 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,500 Shares

Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Mutual Corporation (2773) 7,620,320 0

SHINTO Holdings,Inc. (2776) 17,447,000 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

CASSINA IXC.Ltd. (2777) 4,091,100 0

PALEMO HOLDINGS CO.,LTD. (2778) 12,051,384 0

Komehyo Co.,Ltd. (2780) 11,257,000 0

Seria Co.,Ltd. (2782) 75,840,000 0

Alfresa Holdings Corporation (2784) 235,017,600 0

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Apr. 2020

- 22 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

APPLE INTERNATIONAL CO.,LTD. (2788) 13,841,400 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Karula Co.,LTD. (2789) 6,021,112 0

NAFCO Co.,Ltd. (2790) 29,784,400 0

DAIKOKUTENBUSSAN CO.,LTD. (2791) 14,474,200 0

HONEYS HOLDINGS CO.,LTD. (2792) 27,900,000 0

NIPPON PRIMEX INC. (2795) 5,523,592 0

Pharmarise Holdings Corporation (2796) 9,560,655 Exercise of CB 0 CB 1 0 thou. JPY 1,482,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 0 Shares

Y's table corporation (2798) 2,660,900 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

KIKKOMAN CORPORATION (2801) 193,883,202 0

Ajinomoto Co.,Inc. (2802) 549,163,354 0

BULL-DOG SAUCE CO.,LTD. (2804) 13,954,880 0

S&B FOODS INC. (2805) 13,954,234 0

YUTAKA FOODS CORPORATION (2806) 8,832,311 0

Kewpie Corporation (2809) 150,000,000 0

House Foods Group Inc. (2810) 100,750,620 0

KAGOME CO.,LTD. (2811) 94,366,944 0

YAIZU SUISANKAGAKU INDUSTRY CO.,LTD. (2812) 13,056,198 0

Wakou Shokuhin Co.,Ltd. (2813) 949,319 0

SATO FOODS INDUSTRIES CO.,LTD. (2814) 9,326,460 0

ARIAKE JAPAN Co.,Ltd. (2815) 32,808,683 0

DAISHO CO.,LTD. (2816) 9,868,800 0

PIETRO Co.,Ltd. (2818) 6,257,230 0

EBARA Foods Industry,Inc. (2819) 10,468,710 0

Yamami Company (2820) 6,938,500 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

AOHATA Corporation (2830) 8,292,000 0

HAGOROMO FOODS CORPORATION (2831) 10,325,365 0

NICHIREI CORPORATION (2871) 139,965,587 0

SEIHYO CO.,LTD. (2872) 432,081 0

YOKOHAMA REITO CO.,LTD. (2874) 59,266,684 0

TOYO SUISAN KAISHA,LTD. (2875) 110,881,044 0

JC Comsa Corporation (2876) 9,105,290 0

NittoBest Corporation (2877) 12,102,660 0

EAT&Co.,Ltd (2882) 10,158,190 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

DAIREI CO.,LTD. (2883) 6,008,300 0

Yoshimura Food Holdings K.K. (2884) 22,419,295 Exercise of Subscription Warrants 15,000 Apr. 2016 Resolution based 1 15,000 Shares

NIHON SHOKUHIN KAKO CO.,LTD. (2892) 6,400,000 0

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Apr. 2020

- 23 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Ishii Food Co.,Ltd. (2894) 18,392,000 0

NISSIN FOODS HOLDINGS CO.,LTD. (2897) 105,700,000 0

NAGATANIEN HOLDINGS CO.,LTD. (2899) 19,138,703 0

ISHIGAKI FOODS CO.,LTD. (2901) 7,068,300 Exercise of Subscription Warrants 0 May 2019 Resolution based 1 0 Shares

SHINOBU FOODS PRODUCTS CO.,LTD. (2903) 13,500,000 0

ICHIMASA KAMABOKO CO.,LTD. (2904) 18,590,000 0

OK Food Industry Co.,Ltd. (2905) 3,718,141 0

AHJIKAN CO.,LTD. (2907) 7,700,000 0

FUJICCO CO.,LTD. (2908) 34,991,521 0

ROCK FIELD CO.,LTD. (2910) 26,788,748 0

ASAHIMATSU FOODS CO.,LTD. (2911) 1,876,588 0

JAPAN TOBACCO INC. (2914) 1,333,333,200 0

KENKO Mayonnaise Co.,Ltd. (2915) 16,476,000 0

Semba Tohka Industries Co.,Ltd (2916) 11,400,000 0

OHMORIYA Co.,LTD. (2917) 5,098,096 0

WARABEYA NICHIYO HOLDINGS CO.,LTD. (2918) 17,625,660 0

NATORI CO.,LTD. (2922) 15,032,209 0

SATO FOODS CO.,LTD. (2923) 5,075,500 0

Ifuji Sangyo Co.,Ltd. (2924) 8,345,370 0

PICKLES CORPORATION (2925) 6,398,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

SHINOZAKIYA,INC. (2926) 14,436,600 0

AFC-HD AMS Life Science Co.,Ltd. (2927) 14,144,720 0

Pharma Foods International Co.,Ltd. (2929) 29,041,500 Exercise of Subscription Warrants 700 Mar. 2016 Resolution based 1 700 Shares

Kitanotatsujin Corporation (2930) 141,072,000 0

euglena Co.,Ltd. (2931) 92,935,822 Exercise of Subscription Warrants 7,500 Aug. 2011 Resolution based 1 7,500 Shares

Jan. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

GOOD LIFE COMPANY,INC. (2970) 4,212,900 Apr. 01 Stock Split 2,808,600

Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Star Mica Holdings Co.,Ltd. (2975) 18,228,656 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares

Nov. 2018 Resolution based 2 0 Shares

Nov. 2018 Resolution based 3 0 Shares

Nov. 2018 Resolution based 4 0 Shares

Nov. 2018 Resolution based 5 0 Shares

Nov. 2018 Resolution based 6 0 Shares

Nov. 2018 Resolution based 7 0 Shares

Nov. 2018 Resolution based 8 0 Shares

Nov. 2018 Resolution based 9 0 Shares

Nov. 2018 Resolution based 10 0 Shares

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Apr. 2020

- 24 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Liv-up Co.,Ltd. (2977) 1,000,000 0

tsukuruba inc. (2978) 9,793,700 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 2 0 Shares

SRE Holdings Corporation (2980) 15,143,300 Exercise of Subscription Warrants 5,100 Jan. 2016 Resolution based 1 0 Shares

Jan. 2016 Resolution based 2 5,100 Shares

Jul. 2018 Resolution based 1 0 Shares

Landix Inc. (2981) 2,775,393 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

A.D.Works Group Co.,Ltd. (2982) 39,289,864 Apr. 01 Initial Listing 39,289,864

Exercise of Subscription Warrants 0 Oct. 2019 Resolution based 1 0 Shares

Katakura Industries Co.,Ltd. (3001) 35,215,000 0

GUNZE LIMITED (3002) 19,293,516 0

Hulic Co.,Ltd. (3003) 673,907,735 0

SHINYEI KAISHA (3004) 3,960,000 0

KACHIKAIHATSU CO.LTD. (3010) 53,640,841 0

BANNERS CO.,LTD. (3011) 20,236,086 0

Applied Co.,Ltd. (3020) 2,703,200 0

Pacific Net Co.,Ltd. (3021) 5,175,000 0

Rasa Corporation (3023) 12,910,000 0

CREATE CORPORATION (3024) 3,969,000 0

Alpen Co.,Ltd. (3028) 40,488,000 0

HUB CO.,LTD. (3030) 11,265,300 0

RACCOON HOLDINGS,Inc. (3031) 20,176,043 Exercise of Subscription Warrants 70,000 Nov. 2014 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 70,000 Shares

Aug. 2018 Resolution based 2 0 Shares

Aug. 2018 Resolution based 3 0 Shares

Qol Holdings Co.,Ltd. (3034) 38,902,785 0

ktk INC. (3035) 5,725,000 0

ALCONIX CORPORATION (3036) 25,915,700 0

KOBE BUSSAN CO.,LTD. (3038) 136,800,000 0

HEKI Co.,Ltd. (3039) 590,000 0

SOLITON SYSTEMS K.K. (3040) 19,738,888 0

Beauty Kadan Co.,Ltd. (3041) 5,076,000 0

SecuAvail Inc. (3042) 3,645,000 Exercise of Subscription Warrants 263,000 Aug. 2018 Resolution based 1 263,000 Shares

Kawasaki & Co.,Ltd. (3045) 2,901,000 0

JINS HOLDINGS Inc. (3046) 23,980,000 Exercise of CB 0 CB 23. 2 JPY 0 thou. JPY 10,000,000 thou. JPY

CB 25. 2 JPY 0 thou. JPY 10,000,000 thou. JPY

BIC CAMERA INC. (3048) 188,146,304 0

DCM Holdings Co.,Ltd. (3050) 146,470,466 Exercise of CB 0 * CB 1 0 thou. JPY 16,121,000 thou. JPY

PEPPER FOOD SERVICE CO.,LTD. (3053) 23,006,900 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

HYPER Inc. (3054) 9,095,900 Apr. 24 Third-Party Allotment, etc. 46,500

Exercise of Subscription Warrants 8,800 Apr. 2014 Resolution based 1 8,800 Shares

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Apr. 2020

- 25 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Apr. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Sanyodo Holdings Inc. (3058) 7,400,000 0

HIRAKI CO.,LTD. (3059) 5,155,600 0

j-Group Holdings Corp. (3063) 9,523,500 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

MonotaRO Co.,Ltd. (3064) 250,623,200 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 0 Shares

Jun. 2013 Resolution based 3 0 Shares

Jun. 2013 Resolution based 4 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Life Foods Co.,Ltd. (3065) 3,660,400 0

TOKYO ICHIBAN FOODS CO.,LTD. (3067) 8,926,800 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

WDI Corporation (3068) 6,331,920 0

JFLA Holdings Inc. (3069) 41,929,936 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

AMAGASA Co.,Ltd. (3070) 3,070,000 Exercise of Subscription Warrants 0 Jan. 2020 Resolution based 1 0 Shares

Stream Co.,Ltd. (3071) 28,525,000 0

DD Holdings Co.,Ltd. (3073) 15,642,720 0

Choushimaru Co.,Ltd. (3075) 14,518,000 0

Ai Holdings Corporation (3076) 56,590,410 0

Horiifoodservice Co.,Ltd. (3077) 5,670,000 0

DVx Inc. (3079) 11,280,000 0

JASON CO.,LTD. (3080) 12,812,000 0

KICHIRI HOLDINGS & Co.,Ltd. (3082) 10,550,400 0

C'sMEN Co.,Ltd. (3083) 2,882,800 0

ARCLAND SERVICE HOLDINGS CO.,LTD. (3085) 33,096,000 Exercise of CB 0 CB 1 0 thou. JPY 2,009,000 thou. JPY

J.FRONT RETAILING Co.,Ltd. (3086) 270,565,764 0

DOUTOR・NICHIRES Holdings Co.,Ltd. (3087) 45,609,761 Apr. 30 Retirement of Treasury Stocks -5,000,000

Matsumotokiyoshi Holdings Co.,Ltd. (3088) 109,272,214 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Techno Alpha Co.,Ltd. (3089) 2,316,000 0

BRONCO BILLY Co.,LTD. (3091) 15,079,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

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Apr. 2020

- 26 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2020 Resolution based 1 0 Shares

ZOZO,Inc. (3092) 311,644,285 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 2 0 Shares

Jun. 2018 Resolution based 3 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 2 0 Shares

Jun. 2019 Resolution based 3 0 Shares

Oct. 2019 Resolution based 1 0 Shares

Oct. 2019 Resolution based 2 0 Shares

Oct. 2019 Resolution based 3 0 Shares

Treasure Factory Co.,LTD. (3093) 11,598,800 0

SUPER VALUE CO.,LTD. (3094) 6,334,200 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares

May 2006 Resolution based 1 0 Shares

OCEAN SYSTEM CORPORATION (3096) 10,833,000 0

The Monogatari Corporation (3097) 6,025,222 Exercise of Subscription Warrants 300 Sep. 2010 Resolution based 1 300 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Sep. 2018 Resolution based 1 0 Shares

Sep. 2019 Resolution based 1 0 Shares

cocokara fine Inc. (3098) 31,412,085 Apr. 02 Third-Party Allotment, etc. 5,939,600

Isetan Mitsukoshi Holdings Ltd. (3099) 396,134,154 Exercise of Subscription Warrants 33,200 Jan. 2010 Resolution based 1 0 Shares

Jan. 2010 Resolution based 2 0 Shares

Jan. 2011 Resolution based 1 0 Shares

Jan. 2011 Resolution based 2 0 Shares

Jan. 2012 Resolution based 1 400 Shares

Jan. 2012 Resolution based 2 2,200 Shares

Jan. 2013 Resolution based 1 0 Shares

Jan. 2013 Resolution based 2 12,000 Shares

Jan. 2014 Resolution based 1 5,400 Shares

Jan. 2014 Resolution based 2 0 Shares

Jan. 2015 Resolution based 1 8,100 Shares

Jan. 2015 Resolution based 2 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Jan. 2016 Resolution based 2 0 Shares

Jan. 2017 Resolution based 1 5,100 Shares

Jan. 2017 Resolution based 2 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 2 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 2 0 Shares

TOYOBO CO.,LTD. (3101) 89,048,792 0

UNITIKA LTD. (3103) 57,752,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,559 Shares

Fujibo Holdings,Inc. (3104) 11,720,000 0

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Apr. 2020

- 27 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nisshinbo Holdings Inc. (3105) 178,894,764 0

KURABO INDUSTRIES LTD. (3106) 22,356,228 0

Daiwabo Holdings Co.,Ltd. (3107) 19,271,292 0

SHIKIBO LTD. (3109) 11,810,829 0

NITTO BOSEKI CO.,LTD. (3110) 39,935,512 0

OMIKENSHI CO.,LTD. (3111) 6,602,459 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

Oak Capital Corporation (3113) 53,675,037 0

TOYOTA BOSHOKU CORPORATION (3116) 187,665,738 0

MBK Co.,Ltd. (3121) 27,881,656 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

SAIBO Co.,Ltd. (3123) 14,000,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

SHINNAIGAI TEXTILE LTD. (3125) 1,959,800 0

SHINDEN HIGHTEX CORPORATION (3131) 2,110,200 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

MACNICA FUJI ELECTRONICS HOLDINGS,INC. (3132) 63,030,582 0

kaihan co.,Ltd. (3133) 3,888,900 Apr. 02 Third-Party Allotment, etc. 298,500

Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Hamee Corp. (3134) 16,135,600 Exercise of Subscription Warrants 6,400 Apr. 2010 Resolution based 1 3,200 Shares

Apr. 2012 Resolution based 1 1,600 Shares

Apr. 2013 Resolution based 1 1,600 Shares

May 2014 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

MarketEnterprise Co.,Ltd (3135) 5,226,400 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Fundely Co.,Ltd. (3137) 6,455,100 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

Fujisan Magazine Service Co.,Ltd. (3138) 3,315,620 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 0 Shares

Lacto Japan Co.,Ltd. (3139) 9,847,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

IDEA INTERNATIONAL CO.,LTD. (3140) 14,717,350 0

WELCIA HOLDINGS CO.,LTD. (3141) 104,816,838 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 28 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jan. 2017 Resolution based 1 0 Shares

O'will Corporation (3143) 3,150,000 0

CREATE SD HOLDINGS CO.,LTD. (3148) 66,819,342 0

gremz,Inc. (3150) 11,645,400 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

VITAL KSK HOLDINGS,INC. (3151) 61,224,796 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Yashima Denki Co.,Ltd. (3153) 21,782,500 0

MEDIUS HOLDINGS Co.,Ltd. (3154) 21,789,724 0

Restar Holdings Corporation (3156) 30,072,643 0

JUTEC Holdings Corporation (3157) 13,767,052 0

Maruzen CHI Holdings Co.,Ltd. (3159) 92,554,085 0

OOMITSU CO.,LTD. (3160) 13,450,800 0

AZEARTH Corporation (3161) 6,085,401 0

OCHI HOLDINGS CO.,LTD. (3166) 13,610,970 0

TOKAI Holdings Corporation (3167) 139,679,977 0

Kurotani Corporation (3168) 14,337,200 0

Misawa & Co.,Ltd. (3169) 7,112,400 0

MAXVALU KYUSHU CO.,LTD. (3171) 7,604,048 Exercise of Subscription Warrants 16,800 May 2012 Resolution based 1 4,000 Shares

May 2013 Resolution based 1 2,100 Shares

May 2014 Resolution based 1 2,100 Shares

May 2015 Resolution based 1 4,000 Shares

May 2016 Resolution based 1 2,300 Shares

May 2017 Resolution based 1 2,300 Shares

May 2018 Resolution based 1 0 Shares

Tea Life Co.,Ltd. (3172) 4,250,000 0

Cominix Co.,Ltd. (3173) 6,868,840 0

Happiness and D Co.,Ltd. (3174) 2,544,800 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

AP COMPANY CO.,LTD. (3175) 7,427,850 0

Sanyo Trading Co.,Ltd. (3176) 29,007,708 0

ARIGATOU SERVICES COMPANY,LIMITED (3177) 953,600 0

CHIMNEY CO.,LTD. (3178) 19,340,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Syuppin Co.,Ltd. (3179) 23,959,657 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

BEAUTY GARAGE Inc. (3180) 6,376,000 0

KAITORI OKOKU CO.,LTD. (3181) 1,771,800 0

Oisix ra daichi Inc. (3182) 37,346,516 Apr. 09 Public Offering 3,013,600

Exercise of Subscription Warrants 8,800 Feb. 2006 Resolution based 1 6,400 Shares

May 2012 Resolution based 1 0 Shares

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Apr. 2020

- 29 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nov. 2012 Resolution based 1 2,400 Shares

WIN-Partners Co.,Ltd. (3183) 30,503,310 0

International Conglomerate of Distribution for Automobile Holdings Co.,Ltd. (3184) 2,100,000 0

DREAM VISION CO.,LTD. (3185) 11,748,000 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

NEXTAGE Co.,Ltd. (3186) 75,770,200 Exercise of Subscription Warrants 19,800 Mar. 2012 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 19,800 Shares

Feb. 2019 Resolution based 1 0 Shares

sanwacompany ltd. (3187) 17,858,400 Exercise of Subscription Warrants 27,200 Apr. 2013 Resolution based 1 27,200 Shares

ANAP INC. (3189) 4,791,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

HOTMAN Co.,Ltd. (3190) 7,275,500 0

JOYFUL HONDA CO.,LTD. (3191) 103,225,760 0

Shirohato Co.,Ltd. (3192) 6,669,700 0

Torikizoku co.,ltd. (3193) 11,622,300 0

KIRINDO HOLDINGS CO.,LTD. (3194) 11,332,206 0

GENERATION PASS CO.,LTD. (3195) 8,264,440 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

HOTLAND Co.,Ltd. (3196) 21,518,400 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

SKYLARK HOLDINGS CO.,LTD. (3197) 197,502,200 0

SFP Holdings Co.,Ltd. (3198) 25,776,689 Exercise of Subscription Warrants 2,000 Aug. 2012 Resolution based 1 2,000 Shares

Watahan & Co.,Ltd. (3199) 9,882,397 0

THE JAPAN WOOL TEXTILE CO.,LTD. (3201) 86,478,858 0

Daitobo Co.,Ltd. (3202) 30,000,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Toabo Corporation (3204) 8,940,448 0

DAIDOH LIMITED (3205) 37,696,897 0

Yossix Co.,Ltd. (3221) 10,321,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

United Super Markets Holdings Inc. (3222) 131,681,356 0

SLD Entertainment Inc. (3223) 1,560,864 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

General Oyster,Inc. (3224) 2,842,200 Exercise of CB 0 CB 1 0 thou. JPY 10,611.8 thou. JPY

Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Nov. 2019 Resolution based 1 0 Shares

SANEI ARCHITECTURE PLANNING CO.,LTD. (3228) 21,217,600 Exercise of CB 0 CB 22. 11 JPY 0 thou. JPY 10,000,000 thou. JPY

Nomura Real Estate Holdings,Inc. (3231) 192,882,801 Exercise of Subscription Warrants 7,500 Jun. 2013 Resolution based 1 1,600 Shares

Jun. 2013 Resolution based 2 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 2,200 Shares

Jun. 2014 Resolution based 3 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 1,600 Shares

Jun. 2015 Resolution based 3 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

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Apr. 2020

- 30 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2016 Resolution based 3 2,100 Shares

Mie Kotsu Group Holdings,Inc. (3232) 107,301,583 0

PROPERST CO.,LTD. (3236) 28,297,915 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 2 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Oct. 2018 Resolution based 1 0 Shares

INTRANCE CO.,LTD. (3237) 37,131,000 0

CENTRAL GENERAL DEVELOPMENT CO.,LTD. (3238) 7,747,000 0

WILL,Co.,Ltd. (3241) 11,345,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

URBANET CORPORATION CO.,LTD. (3242) 31,374,100 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Samty Co.,Ltd. (3244) 41,020,140 Apr. 27 Third-Party Allotment, etc. 73,900

DEAR LIFE CO.,LTD. (3245) 40,802,700 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

KOSE R.E. Co.,Ltd. (3246) 10,368,000 0

EARLY AGE CO.,Ltd. (3248) 3,181,000 0

Nippon Commercial Development Co.,Ltd. (3252) 18,285,800 0

PRESSANCE CORPORATION (3254) 65,198,961 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

UNIZO Holdings Company,Limited (3258) 34,220,700 0

GRANDES,Inc. (3261) 3,637,874 0

Ascot Corp. (3264) 58,948,922 0

Fund Creation Group Co.,Ltd. (3266) 37,649,371 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

Phil Company,Inc. (3267) 5,778,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

The Global Ltd. (3271) 13,601,000 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 2 0 Shares

HOUSECOM CORPORATION (3275) 7,790,000 0

Japan Property Management Center Co.,Ltd. (3276) 19,025,600 0

Sansei Landic Co.,Ltd (3277) 8,468,300 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

STrust Co.,Ltd. (3280) 6,167,000 0

Hoosiers Holdings (3284) 57,554,275 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

TRUST Holdings Inc. (3286) 5,204,500 0

Open House Co.,Ltd. (3288) 115,356,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Tokyu Fudosan Holdings Corporation (3289) 719,830,974 0

Iida Group Holdings Co.,Ltd. (3291) 294,431,639 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY

AZUMA HOUSE Co.,Ltd. (3293) 4,031,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

e'grand Co.,Ltd (3294) 6,362,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Toubujyuhan Co.,Ltd. (3297) 2,712,400 0

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Apr. 2020

- 31 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

MUGEN ESTATE Co.,Ltd. (3299) 24,361,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Apr. 2015 Resolution based 2 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

Apr. 2020 Resolution based 1 0 Shares

AMBITION CORPORATION (3300) 6,804,400 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

TEIKOKU SEN-I Co.,Ltd. (3302) 27,354,400 Exercise of Subscription Warrants 136,000 Mar. 2013 Resolution based 1 13,000 Shares

Mar. 2014 Resolution based 1 15,000 Shares

Mar. 2015 Resolution based 1 16,000 Shares

Mar. 2016 Resolution based 1 16,000 Shares

Mar. 2017 Resolution based 1 16,000 Shares

Mar. 2018 Resolution based 1 18,000 Shares

Mar. 2019 Resolution based 1 19,000 Shares

Mar. 2020 Resolution based 1 23,000 Shares

THE NIHON SEIMA CO.,LTD. (3306) 3,673,320 0

NIPPON COKE & ENGINEERING COMPANY,LIMITED (3315) 302,349,449 0

TOKYO NISSAN COMPUTER SYSTEM CO.,LTD (3316) 6,300,000 0

FLYING GARDEN CO.,LTD. (3317) 1,449,168 0

Golf Digest Online Inc. (3319) 18,274,000 0

CROSS PLUS INC. (3320) 7,718,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

MITACHI CO.,LTD. (3321) 7,906,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Alpha Group Inc. (3322) 6,962,400 Apr. 01 Stock Split 3,481,200

RECOMM CO.,LTD. (3323) 74,566,302 Exercise of CB 0 CB 2 0 thou. JPY 600,000 thou. JPY

Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

RUNSYSTEM CO.,LTD. (3326) 2,070,900 0

BEENOS Inc. (3328) 13,335,995 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

TOWA FOOD SERVICE CO.,LTD. (3329) 8,186,400 0

ASAHI CO.,LTD. (3333) 26,240,800 0

NIHON CHOUZAI Co.,Ltd. (3341) 32,048,000 Apr. 01 Stock Split 16,024,000

WonderCorporation (3344) 7,559,184 0

TRUST CO.,LTD. (3347) 28,150,000 0

COSMOS Pharmaceutical Corporation (3349) 20,000,400 0

Red Planet Japan,Inc. (3350) 57,192,187 Exercise of Subscription Warrants 132,700 Feb. 2014 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 132,700 Shares

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Apr. 2020

- 32 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

BUFFALO CO.LTD (3352) 2,253,374 0

Medical Ikkou Group Co.,Ltd. (3353) 2,035,000 0

KURIYAMA HOLDINGS CORPORATION (3355) 22,300,200 0

Terilogy Co.,Ltd. (3356) 16,580,000 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares

Y.S.FOOD CO.,LTD. (3358) 3,873,000 0

cotta CO.,LTD (3359) 11,043,513 Exercise of Subscription Warrants 6,000 Jan. 2011 Resolution based 1 6,000 Shares

Jan. 2014 Resolution based 1 0 Shares

SHIP HEALTHCARE HOLDINGS,INC. (3360) 50,834,700 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 25,000,000 thou. JPY

Toell Co.,Ltd. (3361) 20,415,040 0

FUJITA CORPORATION Co.,Ltd. (3370) 1,758,500 Exercise of Subscription Warrants 0 Nov. 2019 Resolution based 1 0 Shares

SOFTCREATE HOLDINGS CORP. (3371) 13,775,139 0

KANMONKAI Co.,Ltd. (3372) 13,146,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Naigai Tec Corporation (3374) 2,935,491 0

ZOA CORPORATION (3375) 2,296,500 0

ONLY corporation (3376) 5,972,000 0

BIKE O & COMPANY Ltd. (3377) 15,315,600 0

Seven & I Holdings Co.,Ltd. (3382) 886,441,983 0

COSMO BIO COMPANY,LIMITED (3386) 6,048,000 0

create restaurants holdings inc. (3387) 189,445,284 0

MEIJI ELECTRIC INDUSTRIES CO.,LTD. (3388) 12,067,120 0

INEST,Inc. (3390) 59,953,925 Exercise of CB 0 CB 1 0 thou. JPY 500,000 thou. JPY

TSURUHA HOLDINGS INC. (3391) 49,280,668 Exercise of Subscription Warrants 15,700 Sep. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 15,700 Shares

DELICA FOODS HOLDINGS CO.,LTD. (3392) 14,872,000 0

Startia Holdings,Inc. (3393) 10,240,400 0

Saint Marc Holdings Co.,Ltd. (3395) 22,777,370 0

FELISSIMO CORPORATION (3396) 10,043,500 0

TORIDOLL Holdings Corporation (3397) 87,143,352 Apr. 01 Stock Split 43,571,676

Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Maruchiyo Yamaokaya Corporation (3399) 2,469,000 0

TEIJIN LIMITED (3401) 197,953,707 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 20,000,000 thou. JPY

TORAY INDUSTRIES,INC. (3402) 1,631,481,403 Exercise of CB 0 CB 21. 8 JPY 0 thou. JPY 50,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

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Apr. 2020

- 33 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

KURARAY CO.,LTD. (3405) 354,863,603 0

ASAHI KASEI CORPORATION (3407) 1,393,932,032 0

SAKAI OVEX CO.,LTD. (3408) 6,436,258 0

KITANIHON SPINNING CO.,LTD (3409) 1,291,100 0

TOKYO BASE Co.,Ltd. (3415) 47,626,800 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 0 Shares

PIXTA Inc. (3416) 2,252,940 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

OHKI HEALTHCARE HOLDINGS CO.,LTD. (3417) 14,072,100 0

BALNIBARBI Co.,Ltd. (3418) 8,703,080 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

KFC,Ltd. (3420) 7,378,050 0

INABA SEISAKUSHO Co.,Ltd. (3421) 17,922,429 0

S E Corporation (3423) 31,256,600 0

MIYAKO,Inc. (3424) 4,587,836 0

ATOM LIVIN TECH Co.,Ltd. (3426) 4,105,000 0

MIYAJI ENGINEERING GROUP,INC. (3431) 6,919,454 0

TOCALO Co.,Ltd. (3433) 63,200,000 0

ALPHA Corporation (3434) 10,200,000 0

SANKO TECHNO CO.,LTD. (3435) 8,745,408 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

SUMCO CORPORATION (3436) 291,181,239 Apr. 10 Retirement of Treasury Stocks -2,104,300

TOKUDEN CO.,LTD. (3437) 801,000 0

Mitsuchi Corporation (3439) 2,652,020 0

NISSO PRONITY Co.,Ltd. (3440) 7,360,000 0

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Apr. 2020

- 34 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

SANNO Co.,Ltd. (3441) 5,000,000 0

KAWADA TECHNOLOGIES,INC. (3443) 5,914,870 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

KIKUCHI SEISAKUSHO CO.,LTD. (3444) 12,337,700 0

RS Technologies Co.,Ltd. (3445) 12,858,700 Exercise of Subscription Warrants 27,600 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 27,600 Shares

Jun. 2015 Resolution based 2 0 Shares

JTEC CORPORATION (3446) 5,855,000 Exercise of Subscription Warrants 1,000 Dec. 2014 Resolution based 1 1,000 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Shinwa Co.,Ltd. (3447) 14,089,200 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SUGA STEEL Co.,LTD. (3448) 300,000 0

TECHNOFLEX CORPORATION (3449) 21,360,000 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

B-Lot Company Limited (3452) 16,476,400 Apr. 01 Stock Split 8,238,200

Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

First Brothers Co.,Ltd. (3454) 14,445,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

TSON CO.,LTD. (3456) 468,500 0

HOUSE DO Co.,Ltd. (3457) 19,483,600 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

CRE,Inc. (3458) 26,277,200 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Palma Co.,Ltd. (3461) 6,209,600 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

PROPERTY AGENT Inc. (3464) 7,193,104 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

KI-STAR REAL ESTATE CO.,LTD (3465) 14,232,500 0

Agratio urban design Inc. (3467) 5,701,200 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Dualtap Co.,Ltd. (3469) 3,430,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

G-FACTORY CO.,LTD. (3474) 6,744,500 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Good Com Asset Co.,Ltd. (3475) 7,586,200 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

FORLIFE Co.,Ltd. (3477) 2,000,000 0

TKP Corporation (3479) 38,091,985 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

J.S.B.Co.,Ltd. (3480) 4,856,300 Exercise of Subscription Warrants 2,000 Oct. 2016 Resolution based 1 2,000 Shares

Loadstar Capital K.K. (3482) 21,444,000 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

SHOEI CO.,LTD. (3483) 475,000 0

Tenpo Innovation CO.,LTD. (3484) 17,824,400 0

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Apr. 2020

- 35 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

GLOBAL LINK MANAGEMENT INC. (3486) 7,564,640 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

FaithNetwork Co.,Ltd (3489) 4,980,000 0

Azplanning Co.,Ltd. (3490) 951,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

GAtechnologies Co.,Ltd. (3491) 9,686,905 Exercise of Subscription Warrants 83,880 May 2017 Resolution based 1 83,760 Shares

May 2017 Resolution based 2 120 Shares

Jan. 2018 Resolution based 1 0 Shares

Mullion Co.,Ltd. (3494) 1,602,200 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Koryojyuhan Co.,Ltd. (3495) 1,306,450 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

AZOOM CO.,LTD (3496) 1,461,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

LEGAL CORPORATION (3497) 3,139,978 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Kasumigaseki Capital Co.,Ltd. (3498) 3,206,800 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Suminoe Textile Co.,Ltd. (3501) 7,682,162 0

Nippon Felt Company Limited (3512) 19,842,089 0

ICHIKAWA CO.,LTD. (3513) 4,967,151 0

FUJI CORPORATION (3515) 1,000,000 0

ECONACH HOLDINGS CO.,LTD. (3521) 42,728,733 0

NITTO SEIMO CO.,LTD. (3524) 2,605,000 0

ASHIMORI INDUSTRY CO.,LTD. (3526) 6,056,939 0

Prospect Co.,Ltd. (3528) 447,090,984 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

ATSUGI CO.,LTD. (3529) 17,319,568 0

AXAS HOLDINGS CO.,LTD. (3536) 32,258,453 0

SHOEI YAKUHIN CO.,LTD. (3537) 3,579,105 0

WILLPLUS Holdings Corporation (3538) 9,874,560 Exercise of Subscription Warrants 0 Jun. 2009 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

JM HOLDINGS CO.,LTD. (3539) 26,679,500 0

C.I.MEDICAL CO.,LTD. (3540) 10,000,000 0

Nousouken Corporation (3541) 21,005,000 0

Vega corporation Co.,Ltd. (3542) 10,374,800 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

KOMEDA Holdings Co.,Ltd. (3543) 46,093,200 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

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Apr. 2020

- 36 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nov. 2014 Resolution based 2 0 Shares

Nov. 2014 Resolution based 3 0 Shares

May 2015 Resolution based 1 0 Shares

May 2015 Resolution based 2 0 Shares

SATUDORA HOLDINGS CO.,LTD. (3544) 4,742,000 0

Alleanza Holdings Co.,Ltd. (3546) 30,168,966 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 2 0 Shares

Apr. 2016 Resolution based 3 0 Shares

KUSHIKATSU TANAKA HOLDINGS CO. (3547) 9,284,280 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

BAROQUE JAPAN LIMITED (3548) 36,676,300 0

KUSURI NO AOKI HOLDINGS CO.,LTD. (3549) 31,531,560 0

STUDIO ATAO Co.,Ltd. (3550) 12,750,000 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

DYNIC CORPORATION (3551) 8,504,747 0

KYOWA LEATHER CLOTH CO.,LTD. (3553) 24,500,000 0

RenetJapanGroup,Inc. (3556) 10,410,500 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

UNITED&COLLECTIVE CO.LTD. (3557) 3,011,300 0

LOCONDO,Inc. (3558) 11,449,560 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 2 0 Shares

May 2016 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

p-ban.com Corp. (3559) 4,500,406 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

Hobonichi Co.,Ltd. (3560) 2,319,400 Exercise of Subscription Warrants 200 Nov. 2014 Resolution based 1 200 Shares

Nov. 2015 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

CHIKARANOMOTO HOLDINGS Co.,Ltd. (3561) 23,953,600 Exercise of Subscription Warrants 20,400 May 2014 Resolution based 1 4,600 Shares

Dec. 2015 Resolution based 1 15,800 Shares

No.1 Co.,Ltd (3562) 3,146,660 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Apr. 2013 Resolution based 2 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Feb. 2015 Resolution based 2 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Sushiro Global Holdings Ltd. (3563) 116,049,984 Apr. 01 Stock Split 87,037,488

Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares

Jan. 2018 Resolution based 2 0 Shares

Jan. 2018 Resolution based 3 0 Shares

Dec. 2018 Resolution based 1 0 Shares

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Apr. 2020

- 37 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Dec. 2018 Resolution based 2 0 Shares

Dec. 2018 Resolution based 3 0 Shares

Dec. 2019 Resolution based 1 0 Shares

Dec. 2019 Resolution based 2 0 Shares

Dec. 2019 Resolution based 3 0 Shares

LIXIL VIVA CORPORATION (3564) 44,720,000 0

Ascentech K.K. (3565) 6,766,200 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

UNIFORM NEXT CO.,LTD. (3566) 2,483,162 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SEIREN CO.,LTD. (3569) 64,633,646 0

SOTOH CO.,LTD. (3571) 13,933,757 0

Tokai Senko K.K. (3577) 3,614,252 0

SOKO SEIREN CO.,LTD. (3578) 1,428,015 0

KOMATSU MATERE Co.,Ltd. (3580) 43,140,999 0

AuBEX CORPORATION (3583) 3,092,623 0

WACOAL HOLDINGS CORP. (3591) 68,589,042 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Jul. 2008 Resolution based 2 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2009 Resolution based 2 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2010 Resolution based 2 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 2 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 2 0 Shares

HOGY MEDICAL CO.,LTD. (3593) 32,682,310 0

JICHODO Co.,Ltd. (3597) 3,230,701 0

YAMAKI CO.,LTD. (3598) 14,950,074 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 38 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

FUJIX Ltd. (3600) 1,468,093 0

KAWAMOTO CORPORATION (3604) 6,000,000 0

RENOWN INCORPORATED (3606) 101,307,449 0

KURAUDIA HOLDINGS CO.,LTD. (3607) 9,689,200 0

TSI HOLDINGS CO.,LTD. (3608) 105,783,293 0

MATSUOKA CORPORATION (3611) 10,041,400 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WORLD CO.,LTD. (3612) 34,390,965 0

Netyear Group Corporation (3622) 6,999,000 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

Billing System Corporation (3623) 6,564,400 0

AXEL MARK INC. (3624) 6,817,700 Exercise of CB 0 CB 1 0 thou. JPY 575,499.1 thou. JPY

Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Sep. 2019 Resolution based 1 0 Shares

Techfirm Holdings Inc. (3625) 7,515,000 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

TIS Inc. (3626) 263,367,294 Apr. 01 Stock Split 175,578,196

Neos Corporation (3627) 11,483,500 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

Aug. 2012 Resolution based 1 0 Shares

DATA HORIZON CO.,LTD. (3628) 3,565,060 0

Densan System Co.,Ltd. (3630) 10,040,000 0

GREE,Inc. (3632) 242,249,700 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

GMO Pepabo,Inc. (3633) 5,434,600 0

Sockets Inc. (3634) 2,477,400 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

KOEI TECMO HOLDINGS CO.,LTD. (3635) 129,268,048 0

Mitsubishi Research Institute,Inc. (3636) 16,424,080 0

Voltage Incorporation (3639) 6,133,675 Exercise of Subscription Warrants 0 Dec. 2019 Resolution based 1 0 Shares

Dec. 2019 Resolution based 2 0 Shares

DENSAN CO.,LTD. (3640) 5,837,200 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

PAPYLESS CO.,LTD. (3641) 10,326,880 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Medical Net,Inc. (3645) 5,386,500 0

Ekitan & Co.,Ltd. (3646) 6,888,800 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

G Three Holdings CORPORATION (3647) 17,860,720 0

AGS Corporation (3648) 17,845,932 0

FINDEX Inc. (3649) 26,608,800 0

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Apr. 2020

- 39 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Digital Media Professionals Inc. (3652) 3,131,700 0

Morpho,Inc. (3653) 5,390,000 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

BrainPad Inc. (3655) 7,365,832 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

KLab Inc. (3656) 38,269,700 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 2 0 Shares

Poletowin Pitcrew Holdings,Inc. (3657) 38,124,000 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

eBOOK Initiative Japan CO.,LTD. (3658) 5,710,600 Exercise of Subscription Warrants 6,000 Apr. 2010 Resolution based 1 6,000 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

NEXON Co.,Ltd. (3659) 883,009,539 Exercise of Subscription Warrants 104,000 Apr. 2013 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 68,000 Shares

Sep. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 36,000 Shares

Jan. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 0 Shares

Aug. 2019 Resolution based 2 0 Shares

Aug. 2019 Resolution based 3 0 Shares

Aug. 2019 Resolution based 4 0 Shares

Aug. 2019 Resolution based 5 0 Shares

Aug. 2019 Resolution based 6 0 Shares

Aug. 2019 Resolution based 7 0 Shares

Aug. 2019 Resolution based 8 0 Shares

Apr. 2020 Resolution based 1 0 Shares

istyle Inc. (3660) 68,043,800 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

m-up holdings,Inc. (3661) 9,115,697 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

Ateam Inc. (3662) 19,758,000 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

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Apr. 2020

- 40 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 2 0 Shares

ArtSpark Holdings Inc. (3663) 8,153,720 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

MOBCAST HOLDINGS INC. (3664) 26,176,308 Exercise of Subscription Warrants 1,458,000 Nov. 2019 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 1,458,000 Shares

Enigmo Inc. (3665) 42,642,000 0

TECNOS JAPAN INCORPORATED (3666) 20,400,000 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

enish,inc. (3667) 11,581,560 Exercise of Subscription Warrants 491,800 Sep. 2011 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Apr. 2020 Resolution based 1 491,800 Shares

COLOPL,Inc. (3668) 129,603,036 Exercise of Subscription Warrants 27,000 Apr. 2010 Resolution based 1 7,500 Shares

Dec. 2010 Resolution based 1 4,500 Shares

May 2012 Resolution based 1 15,000 Shares

Kyoritsu Computer & Communication Co.,Ltd. (3670) 1,204,600 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

SOFTMAX CO.,LTD (3671) 5,959,500 0

AltPlusInc. (3672) 17,405,198 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Broadleaf Co.,Ltd. (3673) 97,896,800 0

Aucfan Co.,Ltd. (3674) 10,469,400 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Cross Marketing Group Inc. (3675) 19,970,464 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Aug. 2015 Resolution based 2 0 Shares

DIGITAL HEARTS HOLDINGS Co.,Ltd. (3676) 23,890,800 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

May 2018 Resolution based 2 0 Shares

SYSTEM INFORMATION CO.,LTD. (3677) 23,672,000 0

MEDIA DO HOLDINGS Co.,Ltd. (3678) 14,175,100 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

ZIGExN Co.,Ltd. (3679) 111,700,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Hotto Link Inc. (3680) 15,664,200 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

V-cube,Inc. (3681) 24,335,800 Exercise of Subscription Warrants 52,800 Dec. 2011 Resolution based 1 52,800 Shares

Encourage Technologies Co.,Ltd. (3682) 6,924,200 0

CYBERLINKS CO.,LTD. (3683) 5,171,386 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

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Apr. 2020

- 41 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2019 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 0 Shares

DLE Inc. (3686) 42,337,200 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Fixstars Corporation (3687) 33,610,000 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

CARTA HOLDINGS,INC. (3688) 25,447,052 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

IGNIS LTD. (3689) 14,723,800 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 2 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 2 0 Shares

Mar. 2018 Resolution based 3 0 Shares

YRGLM Inc. (3690) 6,372,415 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 2 0 Shares

REALWORLD,inc. (3691) 3,430,600 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Jan. 2020 Resolution based 1 0 Shares

FFRI,Inc. (3692) 8,190,000 0

E-COMETRUE Inc. (3693) 722,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

OPTiM CORPORATION (3694) 55,125,600 Apr. 01 Stock Split 27,557,680

Exercise of Subscription Warrants 10,240 Aug. 2014 Resolution based 1 10,240 Shares

GMO Research,Inc. (3695) 1,677,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

CERES INC. (3696) 11,497,600 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

SHIFT Inc. (3697) 15,909,500 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Jan. 2011 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

CRI Middleware Co.,Ltd. (3698) 5,480,750 Exercise of CB 0 CB 3 0 thou. JPY 1,019,900 thou. JPY

Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Tokushu Tokai Paper Co.,Ltd. (3708) 15,412,000 0

Jorudan Co.,Ltd. (3710) 5,255,000 0

Information Planning CO.,LTD. (3712) 4,090,000 0

GEXEED CO.,LTD. (3719) 20,000,732 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

NIHON FALCOM CORPORATION (3723) 10,280,000 0

4Cs Holdings Co.,Ltd. (3726) 6,973,470 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Aplix Corporation (3727) 22,138,630 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 42 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Aug. 2016 Resolution based 2 0 Shares

Software Service,Inc. (3733) 5,488,000 0

T-Gaia Corporation (3738) 56,074,000 0

Systems Engineering Consultants Co.,LTD. (3741) 5,120,000 0

SIOS Corporation (3744) 8,874,400 0

INTERTRADE Co.,Ltd. (3747) 7,444,800 0

FRACTALE Corporation (3750) 7,183,195 0

Japan Asia Group Limited (3751) 27,763,880 0

FLIGHT HOLDINGS Inc. (3753) 9,456,500 0

MAMEZOU HOLDINGS CO.,LTD. (3756) 19,535,400 0

Aeria Inc. (3758) 23,649,428 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 0 Shares

Oct. 2019 Resolution based 1 0 Shares

CAVE Interactive CO.,LTD. (3760) 5,277,900 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Sep. 2019 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

TECHMATRIX CORPORATION (3762) 22,259,200 0

Pro-Ship Incorporated (3763) 15,232,000 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

GungHo Online Entertainment,Inc. (3765) 95,210,316 0

SYSTEMS DESIGN Co.,Ltd. (3766) 3,940,000 0

Riskmonster.com (3768) 3,773,461 0

GMO Payment Gateway,Inc. (3769) 74,301,000 Exercise of CB 0 CB 23. 6 JPY 0 thou. JPY 17,000,000 thou. JPY

ZAPPALLAS,INC. (3770) 13,651,000 0

SYSTEM RESEARCH CO.,LTD. (3771) 8,360,000 0

Wealth Management,Inc. (3772) 8,326,200 0

Advanced Media,Inc. (3773) 18,272,724 0

Internet Initiative Japan Inc. (3774) 46,734,600 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

BroadBand Tower,Inc. (3776) 60,133,500 Apr. 22 Third-Party Allotment, etc. 108,000

FHT holdings Corp. (3777) 138,390,380 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

SAKURA internet Inc. (3778) 37,620,700 0

J ESCOM HOLDINGS,INC. (3779) 10,472,990 0

DDS,Inc. (3782) 41,790,300 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

VINX CORP. (3784) 17,718,000 0

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Apr. 2020

- 43 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Techno Mathematical Co.,Ltd. (3787) 2,593,100 0

GMO CLOUD K.K. (3788) 11,693,000 0

IG Port,Inc. (3791) 5,055,400 0

Drecom Co.,Ltd. (3793) 28,894,000 0

e-Seikatsu Co.,Ltd. (3796) 7,280,700 0

ULS Group,Inc. (3798) 6,160,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Keyware Solutions Inc. (3799) 9,110,000 0

UNIRITA Inc. (3800) 8,500,000 0

ECOMIC CO.,LTD (3802) 1,845,600 Apr. 28 Initial Listing 1,845,600

Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Image Information Inc. (3803) 2,080,000 0

System D Inc. (3804) 6,498,000 0

FISCO Ltd. (3807) 45,776,722 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

CyberStep,Inc. (3810) 7,863,601 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Alphax Food System Co.,LTD (3814) 2,513,800 0

Media Kobo,Inc. (3815) 11,300,000 0

DAIWA COMPUTER CO.,LTD. (3816) 3,291,469 0

SRA Holdings,Inc. (3817) 15,240,000 0

Acrodea,Inc. (3823) 26,046,693 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 2 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Mar. 2019 Resolution based 2 0 Shares

Nov. 2019 Resolution based 1 0 Shares

Remixpoint,inc. (3825) 60,917,600 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

Jan. 2020 Resolution based 1 0 Shares

System Integrator Corp. (3826) 11,078,400 0

Asahi Net,Inc. (3834) 32,000,000 0

eBASE Co.,Ltd. (3835) 47,164,800 Apr. 01 Stock Split 23,582,400

AVANT CORPORATION (3836) 37,586,982 0

Ad-Sol Nissin Corporation (3837) 9,299,460 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

ODK Solutions Company,Ltd. (3839) 8,200,000 0

PATH Corporation (3840) 28,240,000 0

Jedat Inc. (3841) 1,950,200 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Nextgen,Inc. (3842) 2,576,800 0

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Apr. 2020

- 44 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

FreeBit Co.,Ltd. (3843) 23,414,000 0

COMTURE CORPORATION (3844) 32,241,600 0

I-FREEK MOBILE INC. (3845) 17,145,678 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

PACIFIC SYSTEMS CORPORATION (3847) 1,480,000 0

Data Applications Company,Limited (3848) 3,707,000 0

NTT DATA INTRAMART CORPORATION (3850) 4,955,000 0

Nippon Ichi Software,Inc. (3851) 5,110,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

Cyber Com Co.,Ltd. (3852) 8,021,600 0

ASTERIA Corporation (3853) 17,491,265 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

I'LL INC (3854) 25,042,528 0

Abalance Corporation (3856) 5,195,511 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

LAC Co.,Ltd. (3857) 26,683,120 0

Ubiquitous AI Corporation (3858) 10,459,000 0

Oji Holdings Corporation (3861) 1,014,381,817 0

Nippon Paper Industries Co.,Ltd. (3863) 116,254,892 0

Mitsubishi Paper Mills Limited (3864) 44,741,433 0

Hokuetsu Corporation (3865) 188,053,114 0

Chuetsu Pulp & Paper Co.,Ltd. (3877) 13,354,688 0

TOMOEGAWA CO.,LTD. (3878) 10,389,406 0

Daio Paper Corporation (3880) 154,531,953 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 22,530,000 thou. JPY

NIPPON KODOSHI CORPORATION (3891) 10,953,582 0

Okayama Paper Industries Co.,Ltd. (3892) 5,500,000 0

HAVIX CORPORATION (3895) 8,175,280 0

AWA PAPER & TECHNOLOGICAL COMPANY,Inc. (3896) 10,172,676 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

CrowdWorks Inc. (3900) 15,225,160 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

MarkLines Co.,Ltd. (3901) 13,185,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Medical Data Vision Co.,Ltd. (3902) 40,027,526 0

gumi Inc. (3903) 31,169,400 Exercise of Subscription Warrants 6,800 Aug. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 6,800 Shares

Mar. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

KAYAC Inc. (3904) 15,173,400 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 45 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nov. 2017 Resolution based 1 0 Shares

Datasection Inc. (3905) 13,607,791 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Feb. 2014 Resolution based 2 0 Shares

Sep. 2015 Resolution based 1 0 Shares

ALBERT Inc. (3906) 4,452,500 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

Silicon Studio Corp. (3907) 2,953,200 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 2 0 Shares

Mar. 2018 Resolution based 3 0 Shares

Collabos Corporation (3908) 4,791,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Showcase Inc. (3909) 6,781,200 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

MKSystem Corporation (3910) 5,428,000 0

Aiming Inc. (3911) 37,146,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

Mobile Factory,Inc. (3912) 8,832,295 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

sMedio,Inc. (3913) 2,038,121 Exercise of Subscription Warrants 0 Sep. 2009 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

JIG-SAW INC. (3914) 6,715,000 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

TerraSky Co.,Ltd (3915) 12,628,520 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Digital Information Technologies Corporation (3916) 15,501,820 0

iRidge,Inc. (3917) 6,708,300 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

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Apr. 2020

- 46 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Apr. 2014 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

PCI Holdings,INC. (3918) 8,522,400 Apr. 01 Stock Split 4,261,200

PiPEDO HD,Inc. (3919) 8,125,264 0

Internetworking and Broadband Consulting Co.,Ltd. (3920) 5,713,600 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

NEOJAPAN Inc. (3921) 14,850,000 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

PR TIMES,Inc. (3922) 6,728,600 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

RAKUS Co.,Ltd. (3923) 90,608,000 0

R&D COMPUTER CO.,LTD. (3924) 5,987,100 0

Double Standard Inc. (3925) 6,790,000 0

Open Door Inc. (3926) 31,260,000 0

Fuva Brain Limited (3927) 4,551,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Sep. 2018 Resolution based 1 0 Shares

Jan. 2020 Resolution based 1 0 Shares

Mynet Inc. (3928) 8,596,200 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

SOCIALWIRE CO.,LTD. (3929) 6,103,200 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Hatena Co.,Ltd. (3930) 2,957,300 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

VALUE GOLF Inc. (3931) 1,792,700 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Akatsuki Inc. (3932) 13,975,500 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 2 0 Shares

CHIeru Co.,Ltd. (3933) 3,901,200 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

BENEFIT JAPAN Co.,LTD. (3934) 5,899,719 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Edia Co.,Ltd. (3935) 6,059,600 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Apr. 2020 Resolution based 1 0 Shares

Globalway,Inc. (3936) 1,166,292 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

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Apr. 2020

- 47 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Ubicom Holdings,Inc. (3937) 11,657,120 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 2 0 Shares

May 2017 Resolution based 1 0 Shares

LINE Corporation (3938) 241,395,642 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 36,580,000 thou. JPY

CB 23. 19 JPY 0 thou. JPY 36,580,000 thou. JPY

CB 25. 9 JPY 0 thou. JPY 36,580,000 thou. JPY

CB 25. 19 JPY 0 thou. JPY 36,580,000 thou. JPY

Exercise of Subscription Warrants 32,000 Dec. 2013 Resolution based 1 6,000 Shares

Dec. 2013 Resolution based 2 500 Shares

Feb. 2014 Resolution based 1 500 Shares

Feb. 2014 Resolution based 2 0 Shares

Aug. 2014 Resolution based 1 3,000 Shares

Aug. 2014 Resolution based 2 1,000 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 2 1,500 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2015 Resolution based 2 3,500 Shares

Jan. 2015 Resolution based 3 16,000 Shares

Jan. 2015 Resolution based 4 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Kanamic Network Co.,LTD (3939) 48,132,000 0

Nomura System Corporation Co,Ltd. (3940) 11,505,600 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 2 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Rengo Co.,Ltd. (3941) 271,056,029 0

Furubayashi Shiko Co.,Ltd. (3944) 1,776,820 0

Superbag Company,Limited (3945) 1,686,154 0

TOMOKU CO.,LTD. (3946) 19,341,568 Exercise of CB 0 * CB 5 0 thou. JPY 2,999,000 thou. JPY

Dynapac Co.,Ltd. (3947) 10,322,591 0

HIKARI BUSINESS FORM CO.,LTD. (3948) 5,815,294 0

THE PACK CORPORATION (3950) 19,900,000 0

ASAHI PRINTING CO.,LTD. (3951) 23,284,929 0

OHMURA SHIGYO CO.,LTD. (3953) 4,884,000 0

SHOWA PAXXS CORPORATION (3954) 4,450,000 0

IMURA ENVELOPE CO.,INC. (3955) 10,729,370 0

Kokusai Chart Corporation (3956) 6,000,000 0

VALUEDESIGN INC. (3960) 1,505,400 Exercise of Subscription Warrants 9,500 Jun. 2010 Resolution based 1 8,500 Shares

Apr. 2011 Resolution based 1 1,000 Shares

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Apr. 2020

- 48 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nov. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Silver Egg Technology CO.,Ltd. (3961) 2,964,442 Apr. 28 Third-Party Allotment, etc. 26,042

Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

CHANGE Inc. (3962) 15,769,600 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Synchro Food Co.,Ltd. (3963) 26,893,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

AUCNET INC. (3964) 27,819,700 Apr. 28 Third-Party Allotment, etc. 45,000

Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Capital Asset Planning,Inc. (3965) 5,708,496 0

Uzabase,Inc. (3966) 33,697,734 Apr. 20 Third-Party Allotment, etc. 657,400

Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 2 0 Shares

Eltes Co.,Ltd. (3967) 5,151,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 2 0 Shares

Segue Group Co.,Ltd. (3968) 11,489,035 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Feb. 2019 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

ATLED CORP. (3969) 7,471,800 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Innovation Inc. (3970) 1,998,800 Exercise of Subscription Warrants 200 Sep. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 200 Shares

TBCSCAT Inc. (3974) 1,820,000 0

AOI TYO Holdings Inc. (3975) 24,566,447 0

SHANON Inc. (3976) 1,445,550 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2012 Resolution based 2 0 Shares

Aug. 2013 Resolution based 1 0 Shares

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Apr. 2020

- 49 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

Jul. 2019 Resolution based 2 0 Shares

Jul. 2019 Resolution based 3 0 Shares

MACROMILL,INC. (3978) 40,312,500 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

ULURU.CO.,LTD. (3979) 3,417,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Beaglee Inc. (3981) 6,156,462 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2015 Resolution based 2 0 Shares

Mar. 2016 Resolution based 1 0 Shares

ORO Co.,Ltd. (3983) 16,606,453 Apr. 28 Third-Party Allotment, etc. 6,453

User Local,Inc. (3984) 7,826,100 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

Jan. 2016 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

TEMONA.inc. (3985) 11,213,240 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

Dec. 2017 Resolution based 1 0 Shares

bBreak Systems Company,Limited (3986) 1,536,960 0

Ecomott Inc. (3987) 5,140,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SYS Holdings Co.,Ltd. (3988) 2,572,000 0

SHARINGTECHNOLOGY.INC (3989) 19,627,400 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Aug. 2018 Resolution based 2 0 Shares

Jan. 2020 Resolution based 1 0 Shares

UUUM co.,ltd (3990) 19,563,060 Exercise of Subscription Warrants 18,000 Dec. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 1,200 Shares

Nov. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 4,800 Shares

Feb. 2017 Resolution based 2 0 Shares

Jun. 2017 Resolution based 1 12,000 Shares

Jun. 2017 Resolution based 2 0 Shares

Wantedly,Inc (3991) 9,329,100 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 50 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2018 Resolution based 1 0 Shares

Needs Well Inc. (3992) 8,487,200 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

PKSHA Technology Inc. (3993) 30,588,600 Exercise of Subscription Warrants 53,000 Jan. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 6,000 Shares

May 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 47,000 Shares

Money Forward,Inc. (3994) 23,464,092 Apr. 14 Third-Party Allotment, etc. 85,452

Exercise of Subscription Warrants 9,360 Jan. 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Apr. 2015 Resolution based 2 0 Shares

Mar. 2016 Resolution based 1 1,480 Shares

Mar. 2016 Resolution based 2 3,800 Shares

Mar. 2016 Resolution based 3 0 Shares

Mar. 2017 Resolution based 1 2,580 Shares

Mar. 2017 Resolution based 2 1,500 Shares

Jan. 2018 Resolution based 1 0 Shares

SKIYAKI Inc. (3995) 10,687,000 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Jan. 2017 Resolution based 2 0 Shares

Signpost Corporation (3996) 10,942,000 Exercise of Subscription Warrants 1,600 Apr. 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 1,600 Shares

TRADE WORKS Co.,Ltd (3997) 3,309,600 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

SuRaLa Net Co.,Ltd. (3998) 1,268,007 Apr. 27 Third-Party Allotment, etc. 1,307

Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

KnowledgeSuite Inc. (3999) 5,102,800 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Showa Denko K.K. (4004) 149,711,292 0

SUMITOMO CHEMICAL COMPANY,LIMITED (4005) 1,655,446,177 0

Sumitomo Seika Chemicals Company,Limited. (4008) 13,972,970 0

Nissan Chemical Corporation (4021) 146,000,000 0

Rasa Industries,Ltd. (4022) 7,944,203 0

KUREHA CORPORATION (4023) 20,805,407 0

TAKI CHEMICAL CO.,LTD. (4025) 9,458,768 0

Konoshima Chemical Co.,Ltd. (4026) 9,240,000 0

TAYCA CORPORATION (4027) 25,714,414 0

ISHIHARA SANGYO KAISHA,LTD. (4028) 40,383,943 0

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Apr. 2020

- 51 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Katakura & Co-op Agri Corporation (4031) 10,161,686 0

Nippon Soda Co.,Ltd. (4041) 31,127,307 0

TOSOH CORPORATION (4042) 325,080,956 0

Tokuyama Corporation (4043) 69,934,375 0

Central Glass Co.,Ltd. (4044) 42,975,995 0

TOAGOSEI CO.,LTD. (4045) 131,996,299 0

OSAKA SODA CO.,LTD. (4046) 26,731,415 Exercise of CB 0 * CB 6 0 thou. JPY 10,000,000 thou. JPY

KANTO DENKA KOGYO CO.,LTD. (4047) 57,546,050 0

Denka Company Limited (4061) 88,555,840 0

IBIDEN CO.,LTD. (4062) 140,860,557 0

Shin-Etsu Chemical Co.,Ltd. (4063) 416,662,793 0

Nippon Carbide Industries Company,Incorporated (4064) 8,227,329 Exercise of Subscription Warrants 0 Nov. 2019 Resolution based 1 0 Shares

Sakai Chemical Industry Co.,Ltd. (4078) 17,000,000 0

TANAKA CHEMICAL CORPORATION (4080) 32,533,000 0

DAIICHI KIGENSO KAGAKU-KOGYO CO.,LTD (4082) 24,400,000 0

AIR WATER INC. (4088) 229,755,057 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Aug. 2009 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

TAIYO NIPPON SANSO CORPORATION (4091) 433,092,837 0

Nippon Chemical Industrial Co.,Ltd. (4092) 8,922,775 0

Toho Acetylene Co.,Ltd. (4093) 7,004,000 0

NIHON KAGAKU SANGYO CO.,LTD. (4094) 20,680,000 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares

NIHON PARKERIZING CO.,LTD. (4095) 132,604,524 0

KOATSU GAS KOGYO CO.,LTD. (4097) 55,577,526 0

Titan Kogyo Kabushiki Kaisha (4098) 3,027,626 0

SHIKOKU CHEMICALS CORPORATION (4099) 58,948,063 0

TODA KOGYO CORP. (4100) 6,099,192 0

Maruo Calcium Co.,Ltd. (4102) 2,355,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

ISE CHEMICALS CORPORATION (4107) 5,135,135 0

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- 52 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

STELLA CHEMIFA CORPORATION (4109) 13,213,248 0

Hodogaya Chemical Co.,Ltd. (4112) 8,413,726 0

TAOKA CHEMICAL COMPANY,LIMITED (4113) 2,888,000 0

NIPPON SHOKUBAI CO.,LTD. (4114) 40,800,000 0

Honshu Chemical Industry Co.,Ltd. (4115) 11,500,000 0

Dainichiseika Color & Chemicals Mfg.Co.,Ltd. (4116) 18,613,110 0

KANEKA CORPORATION (4118) 68,000,000 0

Nippon Pigment Company,Limited (4119) 1,575,899 0

SUGAI CHEMICAL INDUSTRY CO.,LTD. (4120) 1,373,000 0

OSAKA YUKA INDUSTRY LTD. (4124) 1,073,500 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Kyowa Kirin Co.,Ltd. (4151) 540,000,000 0

Mitsubishi Gas Chemical Company,Inc. (4182) 225,739,199 0

Mitsui Chemicals,Inc. (4183) 204,580,115 0

JSR CORPORATION (4185) 226,126,145 0

TOKYO OHKA KOGYO CO.,LTD. (4186) 45,100,000 0

OSAKA ORGANIC CHEMICAL INDUSTRY LTD. (4187) 22,410,038 0

Mitsubishi Chemical Holdings Corporation (4188) 1,506,288,107 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY

CB 24. 3 JPY 0 thou. JPY 75,000,000 thou. JPY

KH Neochem Co.,Ltd. (4189) 37,059,400 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Daicel Corporation (4202) 315,942,682 0

Sumitomo Bakelite Company,Limited (4203) 49,590,478 0

Sekisui Chemical Co.,Ltd. (4204) 484,507,285 0

ZEON CORPORATION (4205) 237,075,556 0

Aica Kogyo Company,Limited (4206) 67,590,664 0

Ube Industries,Ltd. (4208) 106,200,107 0

Sekisui Jushi Corporation (4212) 47,313,598 0

C.I. TAKIRON Corporation (4215) 97,500,000 0

ASAHI YUKIZAI CORPORATION (4216) 19,800,400 0

Hitachi Chemical Company,Ltd. (4217) 208,364,913 0

NICHIBAN CO.,LTD. (4218) 20,738,006 0

RIKEN TECHNOS CORPORATION (4220) 66,113,819 0

Okura Industrial Co.,Ltd. (4221) 12,414,870 0

KODAMA CHEMICAL INDUSTRY CO.,LTD. (4222) 3,952,941 0

LONSEAL CORPORATION (4224) 4,625,309 0

Sekisui Plastics Co.,Ltd. (4228) 46,988,109 0

Gun Ei Chemical Industry Co.,Ltd. (4229) 8,998,308 0

TIGERS POLYMER CORPORATION (4231) 20,111,598 0

Sun A.Kaken Company,Limited (4234) 11,320,000 0

Ultrafabrics Holdings Co.,Ltd. (4235) 6,877,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,850,000 Shares

Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Fujipream Corporation (4237) 29,786,400 0

Miraial Co.,Ltd. (4238) 10,120,000 0

CLUSTER TECHNOLOGY CO.,LTD. (4240) 5,692,800 0

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Apr. 2020

- 53 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

atect corporation (4241) 4,416,100 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

TAKAGI SEIKO CORPORATION (4242) 2,767,572 0

NIX,INC. (4243) 2,323,000 0

Daiki Axis Co.,Ltd. (4245) 12,408,800 0

DaikyoNishikawa Corporation (4246) 73,896,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Takemoto Yohki Co.,Ltd. (4248) 12,529,200 Exercise of Subscription Warrants 800 Apr. 2016 Resolution based 1 800 Shares

Mar. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

MORIROKU HOLDINGS COMPANY,LTD. (4249) 16,960,000 0

Frontier Inc. (4250) 630,000 0

KEIWA Incorporated (4251) 7,717,400 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

NIPPON KAYAKU CO.,LTD. (4272) 177,503,570 0

HOSOYA PYRO-ENGINEERING CO.,LTD. (4274) 4,032,000 0

Carlit Holdings Co.,Ltd. (4275) 24,050,000 0

EPS Holdings,Inc. (4282) 46,311,389 0

SOLXYZ Co.,Ltd. (4284) 13,410,297 0

LEGS COMPANY,LTD. (4286) 10,840,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

JUST PLANNING INC. (4287) 12,736,338 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Asgent,Inc. (4288) 3,815,734 0

Prestige International Inc. (4290) 128,036,200 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

SEPTENI HOLDINGS CO.,LTD. (4293) 138,916,500 Exercise of Subscription Warrants 0 Dec. 2003 Resolution based 1 0 Shares

Dec. 2004 Resolution based 1 0 Shares

Dec. 2005 Resolution based 1 0 Shares

Faith, Inc. (4295) 13,831,091 0

PROTO CORPORATION (4298) 41,925,300 0

HIMACS,Ltd. (4299) 6,206,496 0

AMUSE INC. (4301) 18,623,520 0

Estore Corporation (4304) 5,161,298 Exercise of CB 0 CB 1 0 thou. JPY 999,600 thou. JPY

Nomura Research Institute,Ltd. (4307) 640,000,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

J-Stream Inc. (4308) 14,028,700 0

Dream Incubator Inc. (4310) 10,381,400 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

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Apr. 2020

- 54 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Cybernet Systems Co.,Ltd. (4312) 32,076,000 0

BeMap,Inc. (4316) 3,227,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Apr. 2015 Resolution based 2 0 Shares

May 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

Feb. 2020 Resolution based 2 0 Shares

Ray Corporation (4317) 14,328,976 0

QUICK CO.,LTD. (4318) 19,098,576 0

TAC CO.,LTD. (4319) 18,504,000 0

CE Holdings Co.,Ltd. (4320) 15,139,000 0

Kenedix, Inc. (4321) 220,581,200 0

Japan System Techniques Co.,Ltd. (4323) 5,612,230 0

DENTSU GROUP INC. (4324) 288,410,000 0

INTAGE HOLDINGS Inc. (4326) 40,426,000 0

SHL-JAPAN Ltd. (4327) 6,141,158 0

TAKE AND GIVE. NEEDS Co.,Ltd. (4331) 13,059,330 0

TOHO SYSTEM SCIENCE CO.,LTD. (4333) 13,865,992 0

YUKE'S Co.,Ltd. (4334) 11,096,000 0

IPS CO.,LTD. (4335) 2,466,000 0

CRIE ANABUKI INC. (4336) 2,340,000 0

PIA CORPORATION (4337) 14,657,613 0

SEIRYO ELECTRIC CORPORATION (4341) 3,500,000 0

SECOM JOSHINETSU CO.,LTD. (4342) 13,109,501 0

AEON Fantasy Co.,LTD. (4343) 19,758,525 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

SOURCENEXT CORPORATION (4344) 136,241,200 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

CTS Co.,Ltd. (4345) 43,400,000 0

Nexyz.Group Corporation (4346) 13,413,640 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Broadmedia Corporation (4347) 79,147,323 0

INFOCOM CORPORATION (4348) 57,600,000 0

MEDICAL SYSTEM NETWORK Co.,Ltd. (4350) 30,642,600 0

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- 55 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

YAMADA SERVICER SYNTHETIC OFFICE CO.,LTD (4351) 4,268,000 0

LONGLIFE HOLDING Co.,Ltd. (4355) 11,190,400 0

APPLIED TECHNOLOGY CO.,LTD. (4356) 2,858,400 0

KAWAGUCHI CHEMICAL INDUSTRY CO.,LTD. (4361) 1,220,000 0

Nippon Fine Chemical Co.,Ltd. (4362) 25,372,447 0

MANAC INCORPORATED (4364) 8,625,000 0

MATSUMOTO YUSHI-SEIYAKU CO.,LTD. (4365) 4,512,651 0

Daito Chemix Corporation (4366) 11,200,000 0

KOEI CHEMICAL COMPANY,LIMITED (4367) 4,900,000 0

FUSO CHEMICAL CO.,LTD. (4368) 35,511,000 0

Tri Chemical Laboratories Inc. (4369) 7,812,160 0

M - mart Inc. (4380) 2,445,400 0

BPLATS,Inc. (4381) 2,315,940 Exercise of Subscription Warrants 4,000 Dec. 2012 Resolution based 1 1,320 Shares

Jun. 2014 Resolution based 1 1,320 Shares

Mar. 2016 Resolution based 1 1,120 Shares

Mar. 2017 Resolution based 1 240 Shares

Sep. 2017 Resolution based 1 0 Shares

HEROZ,Inc. (4382) 14,917,428 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

BiZright Technology Inc. (4383) 646,540 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 2 0 Shares

RAKSUL INC. (4384) 28,097,790 Exercise of CB 0 CB 24. 11 JPY 0 thou. JPY 5,000,000 thou. JPY

Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

May 2015 Resolution based 2 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Mercari,Inc. (4385) 155,844,625 Exercise of Subscription Warrants 27,130 Aug. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 2 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Feb. 2015 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 56 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Aug. 2015 Resolution based 1 4,000 Shares

Aug. 2015 Resolution based 2 0 Shares

Feb. 2016 Resolution based 1 3,400 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2016 Resolution based 3 0 Shares

Aug. 2016 Resolution based 1 200 Shares

Aug. 2016 Resolution based 2 0 Shares

Aug. 2016 Resolution based 3 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 2 0 Shares

Feb. 2017 Resolution based 1 300 Shares

Feb. 2017 Resolution based 2 0 Shares

Feb. 2017 Resolution based 3 0 Shares

Mar. 2017 Resolution based 1 10,000 Shares

Jun. 2017 Resolution based 1 600 Shares

Jun. 2017 Resolution based 2 4,630 Shares

Jun. 2017 Resolution based 3 4,000 Shares

Jun. 2017 Resolution based 4 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

SIG Co.,Ltd. (4386) 5,775,660 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

ZUU Co.,Ltd. (4387) 2,112,430 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

AI,Inc. (4388) 5,138,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Property Data Bank,Inc. (4389) 5,913,600 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

IPS,Inc. (4390) 12,350,000 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Logizard Co.,Ltd. (4391) 3,258,000 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

Future Innovation Group,Inc. (4392) 31,084,515 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 2 0 Shares

Aug. 2017 Resolution based 3 0 Shares

Aug. 2017 Resolution based 4 0 Shares

Aug. 2017 Resolution based 5 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

Bank of Innovation,Inc. (4393) 3,951,000 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

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- 57 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

eXmotion Co.,Ltd. (4394) 2,816,000 Exercise of Subscription Warrants 6,600 Mar. 2016 Resolution based 1 600 Shares

Nov. 2016 Resolution based 1 6,000 Shares

Accrete Inc. (4395) 5,575,200 Exercise of Subscription Warrants 53,200 Mar. 2017 Resolution based 1 53,200 Shares

Nov. 2017 Resolution based 1 0 Shares

System Support Inc. (4396) 5,035,000 0

TeamSpirit Inc. (4397) 16,195,200 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

BroadBand Security,Inc. (4398) 3,984,780 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Kufu Company Inc. (4399) 18,000,161 Exercise of Subscription Warrants 425 May 2018 Resolution based 1 425 Shares

May 2018 Resolution based 2 0 Shares

May 2018 Resolution based 3 0 Shares

May 2018 Resolution based 4 0 Shares

ADEKA CORPORATION (4401) 103,714,442 0

NOF CORPORATION (4403) 84,841,376 0

Miyoshi Oil & Fat Co.,Ltd. (4404) 10,306,895 0

New Japan Chemical Co.,Ltd. (4406) 37,286,906 0

TOHO CHEMICAL INDUSTRY COMPANY,LIMITED (4409) 21,350,000 0

HARIMA CHEMICALS GROUP,INC. (4410) 26,080,396 0

eSOL Co.,Ltd. (4420) 21,460,800 0

D.I.System Co.,Ltd. (4421) 1,524,500 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

VALUENEX Japan Inc. (4422) 2,876,400 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

ARTERIA Networks Corporation (4423) 50,000,000 0

Amazia,inc. (4424) 6,693,800 Apr. 01 Stock Split 3,346,900

Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Kudan Inc. (4425) 7,121,400 Exercise of Subscription Warrants 30,000 Jun. 2016 Resolution based 1 30,000 Shares

Jun. 2016 Resolution based 2 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 0 Shares

Passlogy Co.,Ltd. (4426) 1,000,000 0

EduLab,Inc. (4427) 8,994,370 Apr. 01 Stock Swap 141,370

Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

sinops Inc. (4428) 6,064,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 58 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2016 Resolution based 2 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2017 Resolution based 2 0 Shares

Ricksoft Co.,Ltd. (4429) 4,287,300 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 2 0 Shares

TOKAI SOFT CO.,LTD. (4430) 4,920,300 0

Smaregi,Inc. (4431) 9,433,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

HITO-Communications Holdings,Inc. (4433) 17,899,333 0

Serverworks Co.,Ltd. (4434) 3,425,670 Exercise of Subscription Warrants 45,480 Dec. 2015 Resolution based 1 20,000 Shares

Dec. 2015 Resolution based 2 12,056 Shares

Feb. 2017 Resolution based 1 13,424 Shares

kaonavi,inc. (4435) 11,274,200 Exercise of Subscription Warrants 329,200 Sep. 2011 Resolution based 1 300,000 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 16,000 Shares

Mar. 2018 Resolution based 1 13,200 Shares

MINKABU THE INFONOID,Inc. (4436) 13,744,400 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2015 Resolution based 3 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

gooddays holdings,Inc. (4437) 3,305,600 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 2 0 Shares

Welby Inc. (4438) 7,800,800 Exercise of Subscription Warrants 8,000 Dec. 2014 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 8,000 Shares

TOUMEI CO.,LTD. (4439) 7,200,000 0

WITZ Corporation (4440) 4,054,000 0

Tobila Systems Inc. (4441) 10,288,800 Exercise of Subscription Warrants 57,000 Jan. 2018 Resolution based 1 57,000 Shares

VALTES CO.,LTD. (4442) 7,150,000 0

Sansan,Inc. (4443) 31,138,853 0

infoNet inc. (4444) 1,929,950 Exercise of Subscription Warrants 2,450 Mar. 2018 Resolution based 1 2,450 Shares

Living Technologies Inc. (4445) 1,334,000 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Link-U Inc. (4446) 13,751,700 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Chatwork Co.,Ltd. (4448) 36,600,000 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

Jan. 2019 Resolution based 1 0 Shares

Feb. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

giftee Inc. (4449) 26,226,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Power Solutions,Ltd. (4450) 1,366,500 0

Kao Corporation (4452) 482,000,000 0

DKS Co.Ltd. (4461) 10,684,321 0

ISHIHARA CHEMICAL CO.,LTD. (4462) 8,154,140 0

NICCA CHEMICAL CO.,LTD. (4463) 17,710,000 0

SOFT99corporation (4464) 22,274,688 0

Niitaka Co., Ltd. (4465) 5,943,052 0

SANYO CHEMICAL INDUSTRIES,LTD. (4471) 23,534,752 0

HENNGE K.K. (4475) 15,650,200 Exercise of Subscription Warrants 16,000 Feb. 2006 Resolution based 1 10,000 Shares

Feb. 2007 Resolution based 1 6,000 Shares

Feb. 2008 Resolution based 1 0 Shares

AI CROSS Inc. (4476) 3,946,400 Exercise of Subscription Warrants 2,500 Feb. 2017 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 2,500 Shares

Mar. 2019 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

BASE,Inc. (4477) 20,417,400 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

freee K.K. (4478) 48,317,327 Exercise of Subscription Warrants 19,593 Jun. 2013 Resolution based 1 18,000 Shares

Nov. 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 2 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 2 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 999 Shares

Feb. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 396 Shares

Aug. 2018 Resolution based 1 198 Shares

Feb. 2019 Resolution based 1 0 Shares

Feb. 2019 Resolution based 2 0 Shares

Apr. 2019 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Makuake,Inc. (4479) 11,503,700 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Sep. 2017 Resolution based 1 0 Shares

MEDLEY,INC. (4480) 28,231,900 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

BASE CO.,LTD. (4481) 2,960,200 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

WILLs Inc. (4482) 4,600,600 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

JMDC Inc. (4483) 25,975,042 0

LANCERS,INC. (4484) 15,505,100 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

JTOWER Inc. (4485) 20,530,372 Exercise of Subscription Warrants 24,800 Feb. 2013 Resolution based 1 0 Shares

Feb. 2013 Resolution based 2 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 22,800 Shares

Mar. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2017 Resolution based 2 0 Shares

Sep. 2017 Resolution based 1 2,000 Shares

Unite and Grow Inc. (4486) 1,815,500 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Space Market,Inc. (4487) 11,223,100 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

Jan. 2016 Resolution based 2 0 Shares

Oct. 2017 Resolution based 1 0 Shares

AI inside Inc. (4488) 3,669,000 Exercise of Subscription Warrants 3,000 Mar. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 2 2,000 Shares

Dec. 2016 Resolution based 1 1,000 Shares

VisasQ Inc. (4490) 8,606,150 Exercise of Subscription Warrants 25,850 Aug. 2016 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 25,850 Shares

Computer Management Co.,Ltd. (4491) 1,014,500 0

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

GENETEC CORPORATION (4492) 1,920,000 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

Cyber Security Cloud,Inc. (4493) 2,313,500 Exercise of Subscription Warrants 8,500 Mar. 2018 Resolution based 1 8,500 Shares

Mar. 2018 Resolution based 2 0 Shares

Mar. 2018 Resolution based 3 0 Shares

Takeda Pharmaceutical Company Limited (4502) 1,576,373,908 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Astellas Pharma Inc. (4503) 1,861,787,075 0

Sumitomo Dainippon Pharma Co.,Ltd. (4506) 397,900,154 0

Shionogi & Co.,Ltd. (4507) 311,586,165 Apr. 06 Retirement of Treasury Stocks -5,200,000

WAKAMOTO PHARMACEUTICAL CO.,LTD. (4512) 34,838,325 0

ASKA Pharmaceutical Co.,Ltd. (4514) 30,563,199 0

Nippon Shinyaku Co.,Ltd. (4516) 70,251,484 0

BIOFERMIN PHARMACEUTICAL CO.,LTD. (4517) 12,154,000 0

CHUGAI PHARMACEUTICAL CO.,LTD. (4519) 559,685,889 0

KAKEN PHARMACEUTICAL CO.,LTD. (4521) 45,939,730 0

Eisai Co.,Ltd. (4523) 296,566,949 0

MORISHITA JINTAN CO.,LTD. (4524) 4,150,000 0

RIKEN VITAMIN CO.,LTD. (4526) 40,705,100 Apr. 01 Stock Split 20,352,550

ROHTO PHARMACEUTICAL CO.,LTD. (4527) 118,089,155 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

ONO PHARMACEUTICAL CO.,LTD. (4528) 528,341,400 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

HISAMITSU PHARMACEUTICAL CO.,INC. (4530) 85,164,895 0

Yuki Gosei Kogyo Co.,Ltd. (4531) 21,974,000 0

Mochida Pharmaceutical Co.,Ltd. (4534) 40,630,000 0

SANTEN PHARMACEUTICAL CO.,LTD. (4536) 400,028,254 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Fuso Pharmaceutical Industries,Ltd. (4538) 9,451,169 0

NIPPON CHEMIPHAR CO.,LTD. (4539) 4,261,420 0

TSUMURA & CO. (4540) 76,758,362 0

Nichi-Iko Pharmaceutical Co.,Ltd. (4541) 65,162,652 0

TERUMO CORPORATION (4543) 759,521,040 Exercise of CB 0 CB 21. 12 JPY 2,630,000 thou. JPY 4,770,000 thou. JPY

Miraca Holdings Inc. (4544) 57,387,861 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

KISSEI PHARMACEUTICAL CO.,LTD. (4547) 51,811,185 0

SEIKAGAKU CORPORATION (4548) 56,814,093 0

EIKEN CHEMICAL CO.,LTD. (4549) 43,541,438 0

Nissui Pharmaceutical Co.,Ltd. (4550) 22,547,140 0

TORII PHARMACEUTICAL CO.,LTD. (4551) 28,800,000 0

JCR Pharmaceuticals Co.,Ltd. (4552) 32,421,577 0

TOWA PHARMACEUTICAL CO.,LTD. (4553) 51,516,000 Exercise of CB 0 CB 22. 7 JPY 0 thou. JPY 15,000,000 thou. JPY

Fuji Pharma Co.,Ltd. (4554) 31,253,800 0

SAWAI PHARMACEUTICAL CO.,LTD. (4555) 44,082,388 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

KAINOS Laboratories,Inc. (4556) 4,558,860 0

MEDICAL & BIOLOGICAL LABORATORIES CO.,LTD. (4557) 5,211,800 0

CHUKYO IYAKUHIN CO.,LTD. (4558) 11,660,734 0

ZERIA PHARMACEUTICAL CO.,LTD. (4559) 53,119,190 0

AnGes,Inc. (4563) 122,994,561 Exercise of Subscription Warrants 10,700,000 Apr. 2018 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

Apr. 2019 Resolution based 2 0 Shares

Feb. 2020 Resolution based 1 10,700,000 Shares

OncoTherapy Science,Inc. (4564) 176,332,000 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Sosei Group Corporation (4565) 77,153,350 Apr. 14 Third-Party Allotment, etc. 35,624

Exercise of Subscription Warrants 4,000 Nov. 2015 Resolution based 1 4,000 Shares

Nov. 2015 Resolution based 2 0 Shares

DAIICHI SANKYO COMPANY,LIMITED (4568) 709,011,343 0

KYORIN Holdings,Inc. (4569) 64,607,936 0

Immuno-Biological Laboratories Co.,Ltd. (4570) 9,314,590 Exercise of CB 0 CB 1 0 thou. JPY 200,000 thou. JPY

Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

NanoCarrier Co.,Ltd. (4571) 66,057,401 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

Carna Biosciences,Inc. (4572) 12,214,500 Exercise of Subscription Warrants 11,900 May 2015 Resolution based 1 11,900 Shares

Jul. 2019 Resolution based 1 0 Shares

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TAIKO PHARMACEUTICAL CO.,LTD. (4574) 43,712,400 Apr. 01 Stock Split 29,134,600

Exercise of Subscription Warrants 10,500 Dec. 2010 Resolution based 1 10,500 Shares

Sep. 2017 Resolution based 1 0 Shares

CanBas Co.,Ltd. (4575) 6,834,040 Exercise of CB 0 CB 3 0 thou. JPY 749,994 thou. JPY

Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

Oct. 2019 Resolution based 1 0 Shares

D.Western Therapeutics Institute, Inc. (4576) 26,275,200 0

Daito Pharmaceutical Co.,Ltd. (4577) 13,067,464 Exercise of Subscription Warrants 156,100 Sep. 2019 Resolution based 1 156,100 Shares

Otsuka Holdings Co.,Ltd. (4578) 557,835,617 0

RaQualia Pharma Inc. (4579) 20,950,642 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

TAISHO PHARMACEUTICAL HOLDINGS CO.,LTD. (4581) 85,139,653 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

SymBio Pharmaceuticals Limited (4582) 31,268,756 Exercise of Subscription Warrants 2,803,375 Oct. 2010 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2011 Resolution based 2 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2012 Resolution based 2 0 Shares

May 2013 Resolution based 1 0 Shares

May 2013 Resolution based 2 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Apr. 2014 Resolution based 2 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2015 Resolution based 2 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 2 2,125 Shares

Mar. 2017 Resolution based 1 1,250 Shares

Mar. 2017 Resolution based 2 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 2 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Mar. 2019 Resolution based 2 0 Shares

Feb. 2020 Resolution based 1 2,800,000 Shares

Feb. 2020 Resolution based 2 0 Shares

Chiome Bioscience Inc. (4583) 33,291,500 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 64 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Aug. 2019 Resolution based 1 0 Shares

Gene Techno Science Co.,Ltd. (4584) 27,882,280 Exercise of CB 235,294 CB 2 100,000 thou. JPY 500,000 thou. JPY

CB 3 0 thou. JPY 600,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Sep. 2019 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 0 Shares

Medrx Co.,Ltd. (4586) 15,864,100 Exercise of Subscription Warrants 650,000 Apr. 2011 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Feb. 2016 Resolution based 2 0 Shares

Nov. 2019 Resolution based 1 650,000 Shares

PeptiDream Inc. (4587) 125,910,400 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Oncolys BioPharma Inc. (4588) 14,334,300 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

RIBOMIC Inc. (4591) 17,634,684 Exercise of Subscription Warrants 78,900 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

Jan. 2020 Resolution based 1 78,900 Shares

SanBio Company Limited (4592) 51,785,023 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 2 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2018 Resolution based 2 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

Apr. 2019 Resolution based 2 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

Nov. 2019 Resolution based 1 0 Shares

HEALIOS K.K. (4593) 51,350,300 Exercise of CB 0 CB 2 0 thou. JPY 4,000,000 thou. JPY

CB 22. 7 JPY 0 thou. JPY 5,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

May 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 2 0 Shares

Jun. 2019 Resolution based 1 0 Shares

BrightPath Biotherapeutics Co.,Ltd. (4594) 42,130,500 Exercise of Subscription Warrants 29,500 Oct. 2014 Resolution based 1 2,500 Shares

Oct. 2014 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Apr. 2020 Resolution based 1 27,000 Shares

MIZUHO MEDY CO.,LTD. (4595) 9,525,600 0

Kubota Pharmaceutical Holdings Co.,Ltd. (4596) 42,303,188 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 2 0 Shares

Nov. 2016 Resolution based 3 0 Shares

Nov. 2016 Resolution based 4 0 Shares

Nov. 2016 Resolution based 5 0 Shares

Nov. 2016 Resolution based 6 0 Shares

Nov. 2016 Resolution based 7 0 Shares

Nov. 2016 Resolution based 8 0 Shares

Nov. 2016 Resolution based 9 0 Shares

Nov. 2016 Resolution based 10 0 Shares

Nov. 2016 Resolution based 11 0 Shares

Nov. 2016 Resolution based 12 0 Shares

Nov. 2016 Resolution based 13 0 Shares

Solasia Pharma K.K. (4597) 116,865,795 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Delta-Fly Pharma,Inc. (4598) 4,504,600 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

StemRIM Inc. (4599) 55,894,800 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Dai Nippon Toryo Company,Limited (4611) 29,710,678 0

NIPPON PAINT HOLDINGS CO.,LTD. (4612) 325,402,443 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 66 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jan. 2019 Resolution based 1 0 Shares

KANSAI PAINT CO.,LTD. (4613) 272,623,270 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 60,000,000 thou. JPY

SHINTO PAINT COMPANY,LIMITED (4615) 31,000,000 0

KAWAKAMI PAINT MANUFACTURING CO.,LTD. (4616) 1,000,000 0

Chugoku Marine Paints,Ltd. (4617) 69,068,822 0

Nihon Tokushu Toryo Co.,Ltd. (4619) 23,611,200 0

FUJIKURA KASEI CO.,LTD. (4620) 32,716,878 0

ROCK PAINT CO.,LTD. (4621) 22,000,000 0

ASAHIPEN CORPORATION (4623) 4,623,000 0

Isamu Paint Co.,Ltd. (4624) 2,400,000 0

ATOMIX CO.,LTD. (4625) 7,242,000 0

TAIYO HOLDINGS CO.,LTD. (4626) 28,969,647 0

NATOCO CO.,LTD. (4627) 8,144,400 0

SK KAKEN CO.,LTD. (4628) 3,134,777 0

DAISHIN CHEMICAL CO.,LTD. (4629) 4,592,000 0

DIC Corporation (4631) 95,156,904 0

SAKATA INX CORPORATION (4633) 62,601,161 0

TOYO INK SC HOLDINGS CO.,LTD. (4634) 60,621,744 0

TOKYO PRINTING INK MFG.CO.,LTD. (4635) 2,725,758 0

T&K TOKA CO.,LTD. (4636) 25,055,440 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

ANDOR Co.,Ltd. (4640) 5,184,140 0

Altech Corporation (4641) 24,746,675 0

ORIGINAL ENGINEERING CONSULTANTS CO.,LTD. (4642) 7,796,800 0

Imagineer Co.,Ltd. (4644) 10,649,000 0

ICHISHIN HOLDINGS CO.,LTD. (4645) 10,604,888 0

SD ENTERTAINMENT,Inc. (4650) 8,997,000 0

SANIX INCORPORATED (4651) 48,919,396 0

DAIOHS CORPORATION (4653) 13,439,142 0

ENVIRONMENTAL CONTROL CENTER CO.,LTD. (4657) 4,678,270 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nippon Air Conditioning Services Co.,Ltd. (4658) 35,784,000 0

AJIS CO.,LTD. (4659) 10,771,200 0

ORIENTAL LAND CO.,LTD. (4661) 363,690,160 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

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Apr. 2020

- 67 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Focus Systems Corporation (4662) 16,292,942 0

JAPAN RELIANCE SERVICE CORPORATION (4664) 2,940,000 0

DUSKIN CO.,LTD. (4665) 50,994,823 0

PARK24 Co.,Ltd. (4666) 155,016,369 Exercise of CB 0 CB 25. 10 JPY 0 thou. JPY 35,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

AISAN TECHNOLOGY CO.,LTD. (4667) 5,542,800 0

MEIKO NETWORK JAPAN CO.,LTD. (4668) 27,803,600 0

NIPPAN RENTAL Co.,Ltd. (4669) 2,280,756 0

FALCO HOLDINGS Co.,Ltd. (4671) 11,280,177 0

Kawasaki Geological Engineering Co.,Ltd. (4673) 1,057,980 0

CRESCO LTD. (4674) 24,000,000 0

FUJI MEDIA HOLDINGS,INC. (4676) 234,194,500 0

SHUEI YOBIKO Co.,Ltd. (4678) 6,710,000 0

TAYA Co.,Ltd. (4679) 5,100,000 0

ROUND ONE Corporation (4680) 95,452,914 0

RESORTTRUST,INC. (4681) 108,520,799 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 29,700,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

OBIC Co.,Ltd. (4684) 99,600,000 0

Ryoyu Systems Co.,Ltd. (4685) 1,271,000 0

JUSTSYSTEMS CORPORATION (4686) 64,224,800 0

TDC SOFT Inc. (4687) 25,113,600 0

Z Holdings Corporation (4689) 4,822,510,565 Exercise of Subscription Warrants 3,100 Apr. 2010 Resolution based 1 2,900 Shares

Jul. 2010 Resolution based 1 0 Shares

Oct. 2010 Resolution based 1 0 Shares

Jan. 2011 Resolution based 1 0 Shares

May 2011 Resolution based 1 100 Shares

Jul. 2011 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 100 Shares

Feb. 2012 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

NIPPON PALLET POOL CO.,LTD. (4690) 850,000 0

WASHINGTON HOTEL CORPORATION (4691) 12,170,000 0

BML,INC. (4694) 44,014,726 Exercise of Subscription Warrants 0 Nov. 2006 Resolution based 1 0 Shares

Sep. 2007 Resolution based 1 0 Shares

Sep. 2008 Resolution based 1 0 Shares

Sep. 2008 Resolution based 2 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 68 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nov. 2016 Resolution based 1 0 Shares

WATABE WEDDING CORPORATION (4696) 9,909,400 0

UCHIDA ESCO CO.,Ltd. (4699) 3,600,000 0

Trend Micro Incorporated (4704) 140,521,704 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

CLIP Corporation (4705) 4,536,000 0

KITAC CORPORATION (4707) 5,969,024 0

Relia,Inc. (4708) 69,503,040 0

ID Holdings Corporation (4709) 12,044,302 0

KeyHolder,Inc. (4712) 165,757,832 Exercise of Subscription Warrants 5,484,600 Jul. 2016 Resolution based 1 5,484,600 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

RISO KYOIKU CO.,LTD. (4714) 156,209,829 0

ORACLE CORPORATION JAPAN (4716) 128,177,871 Exercise of Subscription Warrants 4,200 Sep. 2010 Resolution based 1 1,800 Shares

Sep. 2011 Resolution based 1 1,000 Shares

Sep. 2012 Resolution based 1 1,400 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

WASEDA ACADEMY CO.,LTD. (4718) 16,669,952 0

ALPHA SYSTEMS INC. (4719) 14,052,400 0

JOHNAN ACADEMIC PREPARATORY INSTITUTE,INC. (4720) 8,937,840 0

Future Corporation (4722) 47,664,000 0

CAC Holdings Corporation (4725) 20,541,400 0

SB Technology Corp. (4726) 22,663,200 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 2 0 Shares

Aug. 2017 Resolution based 1 0 Shares

TOSE CO.,LTD. (4728) 7,763,040 0

USS Co.,Ltd. (4732) 313,250,000 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 69 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

OBIC BUSINESS CONSULTANTS CO.,LTD. (4733) 80,704,000 0

Being Co.,Ltd. (4734) 8,257,600 0

KYOSHIN CO.,LTD. (4735) 8,396,000 0

Nippon RAD Inc. (4736) 5,355,390 0

ITOCHU Techno-Solutions Corporation (4739) 240,000,000 0

ITFOR Inc. (4743) 29,430,000 0

Tokyo Individualized Educational Institute,INC. (4745) 54,291,435 0

Toukei Computer Co.,Ltd. (4746) 9,350,000 0

KOZO KEIKAKU ENGINEERING Inc. (4748) 5,500,000 0

DAISAN CO.,LTD. (4750) 7,618,000 0

CyberAgent,Inc. (4751) 126,426,600 Exercise of CB 0 CB 23. 2 JPY 0 thou. JPY 20,000,000 thou. JPY

CB 25. 2 JPY 0 thou. JPY 20,000,000 thou. JPY

Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

SHOWA SYSTEM ENGINEERING CORPORATION (4752) 4,810,000 0

TOSNET CORPORATION (4754) 4,732,600 0

Rakuten,Inc. (4755) 1,434,573,900 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jan. 2013 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Jan. 2016 Resolution based 2 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Feb. 2016 Resolution based 2 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 70 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Aug. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Jan. 2017 Resolution based 2 0 Shares

Jan. 2017 Resolution based 3 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Feb. 2017 Resolution based 2 0 Shares

Feb. 2017 Resolution based 3 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

Jan. 2018 Resolution based 2 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Jan. 2019 Resolution based 1 0 Shares

Jan. 2019 Resolution based 2 0 Shares

Feb. 2019 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

ALPHA CO.,LTD. (4760) 915,444 0

SAKURA KCS Corporation (4761) 11,200,000 0

XNET Corporation (4762) 8,261,600 0

CREEK & RIVER Co.,Ltd. (4763) 23,009,000 Exercise of Subscription Warrants 400,000 Apr. 2015 Resolution based 1 400,000 Shares

Feb. 2018 Resolution based 1 0 Shares

SAMURAI&J PARTNERS Co.,Ltd. (4764) 34,968,800 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Mar. 2019 Resolution based 2 0 Shares

Morningstar Japan K.K. (4765) 83,973,600 0

PA Co.,Ltd. (4766) 11,229,800 0

TOW CO.,LTD. (4767) 48,969,096 Apr. 01 Stock Split 24,484,548

Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 2 0 Shares

Sep. 2013 Resolution based 3 0 Shares

OTSUKA CORPORATION (4768) 190,002,120 0

INFORMATION CREATIVE CO.,LTD. (4769) 7,732,270 0

ZUKEN ELMIC,INC. (4770) 6,284,944 0

F&M CO.,LTD. (4771) 15,563,400 Exercise of Subscription Warrants 4,000 Aug. 2015 Resolution based 1 4,000 Shares

Stream Media Corporation (4772) 16,520,351 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 71 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Cybozu,Inc. (4776) 52,757,800 0

GALA INCORPORATED (4777) 17,658,900 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

SOFTBRAIN Co.,Ltd. (4779) 30,955,000 0

NIHON HOUSING CO.,LTD. (4781) 16,080,000 0

Nippon Computer Dynamics Co.,Ltd. (4783) 8,800,000 0

GMO AD Partners Inc. (4784) 16,757,200 0

YAMADA Consulting Group Co.,Ltd. (4792) 19,896,000 0

Oricon Inc. (4800) 15,123,200 0

CENTRAL SPORTS Co.,LTD. (4801) 11,466,300 0

Paraca Inc. (4809) 10,233,200 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

Dec. 2012 Resolution based 2 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Information Services International-Dentsu,Ltd. (4812) 32,591,240 0

ACCESS CO.,LTD. (4813) 39,375,600 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Nextware Ltd. (4814) 13,015,222 0

TOEI ANIMATION CO.,LTD. (4816) 42,000,000 0

Digital Garage,Inc. (4819) 47,407,800 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 25,000,000 thou. JPY

Exercise of Subscription Warrants 1,000 May 2012 Resolution based 1 1,000 Shares

May 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 2 0 Shares

May 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 2 0 Shares

May 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

EM SYSTEMS CO.,LTD. (4820) 74,064,400 Exercise of Subscription Warrants 800 Jul. 2006 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 800 Shares

MEDIASEEK,inc. (4824) 9,766,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WEATHERNEWS INC. (4825) 11,844,000 0

Computer Institute of Japan, Ltd. (4826) 19,555,080 0

Business Engineering Corporation (4828) 6,000,000 0

Nihon Enterprise Co.,Ltd. (4829) 40,133,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Feb. 2016 Resolution based 2 0 Shares

Feb. 2017 Resolution based 1 0 Shares

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Apr. 2020

- 72 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Feb. 2017 Resolution based 2 0 Shares

JFE Systems, Inc. (4832) 7,853,000 0

PADO Corporation (4833) 20,132,715 Exercise of Subscription Warrants 129,600 Mar. 2020 Resolution based 1 129,600 Shares

SHiDAX CORPORATION (4837) 40,929,162 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000 Shares

SPACE SHOWER NETWORKS INC. (4838) 11,330,800 0

WOWOW INC. (4839) 28,844,400 0

TriIs Incorporated (4840) 8,300,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Apr. 2012 Resolution based 1 0 Shares

Apr. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Scala,Inc. (4845) 17,506,959 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Oct. 2018 Resolution based 1 0 Shares

INTELLIGENT WAVE INC. (4847) 26,340,000 0

FULLCAST HOLDINGS CO.,LTD. (4848) 38,486,400 0

en-japan inc. (4849) 49,716,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

CellSource Co.,Ltd. (4880) 1,992,000 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

FUJIFILM Holdings Corporation (4901) 514,625,728 0

KONICA MINOLTA,INC. (4902) 502,664,337 0

Shiseido Company,Limited (4911) 400,000,000 0

Lion Corporation (4912) 299,115,346 0

TAKASAGO INTERNATIONAL CORPORATION (4914) 20,152,397 0

MANDOM CORPORATION (4917) 48,269,212 0

IVY COSMETICS CORPORATION (4918) 5,104,000 0

Milbon Co.,Ltd. (4919) 33,117,234 0

Nippon Shikizai,Inc. (4920) 2,099,376 0

FANCL CORPORATION (4921) 130,353,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 10,000,000 thou. JPY

KOSE Corporation (4922) 60,592,541 0

COTA CO.,LTD. (4923) 22,494,819 Apr. 01 Stock Split 2,044,983

HABA LABORATORIES,INC. (4925) 3,935,000 0

C'BON COSMETICS Co.,Ltd. (4926) 4,281,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

POLA ORBIS HOLDINGS INC. (4927) 229,136,156 0

Noevir Holdings Co.,Ltd. (4928) 34,156,623 0

ADJUVANT COSME JAPAN CO.,LTD. (4929) 7,996,200 Exercise of Subscription Warrants 25,800 Mar. 2012 Resolution based 1 25,800 Shares

Shinnihonseiyaku Co.,Ltd. (4931) 21,611,300 0

S.T.CORPORATION (4951) 23,000,000 0

SDS Biotech K.K. (4952) 7,830,925 0

AGRO-KANESHO CO.,LTD. (4955) 13,404,862 0

KONISHI CO.,LTD. (4956) 40,707,440 0

YASUHARA CHEMICAL CO.,LTD. (4957) 10,839,663 0

T.HASEGAWA CO.,LTD. (4958) 42,708,154 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 73 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Dec. 2017 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

CHEMIPRO KASEI KAISHA,LTD. (4960) 16,623,613 0

GOO CHEMICAL CO.,LTD. (4962) 6,992,000 0

SEIKO PMC CORPORATION (4963) 30,743,604 0

C.Uyemura & Co.,Ltd. (4966) 9,878,040 0

KOBAYASHI PHARMACEUTICAL CO.,LTD. (4967) 82,050,000 0

ARAKAWA CHEMICAL INDUSTRIES,LTD. (4968) 20,652,400 0

Toyo Gosei Co.,Ltd. (4970) 8,143,390 0

MEC COMPANY LTD. (4971) 20,071,093 0

Soken Chemical & Engineering Co.,Ltd. (4972) 8,300,000 0

JAPAN PURE CHEMICAL CO.,LTD. (4973) 6,317,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

TAKARA BIO INC. (4974) 120,415,600 0

JCU CORPORATION (4975) 27,856,115 0

TOYO DRILUBE CO.,LTD. (4976) 1,355,000 0

Nitta Gelatin Inc. (4977) 18,373,974 0

ReproCELL Incorporated (4978) 71,406,891 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

OAT Agrio Co.,Ltd. (4979) 5,536,000 0

Dexerials Corporation (4980) 63,973,800 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Earth Corporation (4985) 20,257,500 Apr. 27 Third-Party Allotment, etc. 20,000

TERAOKA SEISAKUSHO CO.,LTD. (4987) 26,687,955 0

Showa Chemical Industry Co.,Ltd. (4990) 11,979,000 0

HOKKO CHEMICAL INDUSTRY CO.,LTD. (4992) 29,985,531 0

Taisei Lamick Co.,Ltd. (4994) 7,047,500 0

KUMIAI CHEMICAL INDUSTRY CO.,LTD. (4996) 133,184,612 0

NIHON NOHYAKU CO.,LTD. (4997) 81,967,082 0

FUMAKILLA LIMITED (4998) 16,490,000 0

CEMEDINE CO.,LTD. (4999) 15,167,000 0

TOA OIL COMPANY,LIMITED (5008) 12,443,500 0

FUJI KOSAN COMPANY,LTD. (5009) 8,743,907 0

NIPPON SEIRO CO.,LTD. (5010) 22,400,000 0

NICHIREKI CO.,LTD. (5011) 31,685,955 0

Yushiro Chemical Industry Co.,Ltd. (5013) 13,900,065 0

BP Castrol K.K. (5015) 22,975,189 0

Fuji Oil Company,Ltd. (5017) 78,183,677 0

MORESCO Corporation (5018) 9,696,500 0

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Apr. 2020

- 74 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Idemitsu Kosan Co.,Ltd. (5019) 297,864,718 0

JXTG Holdings,Inc. (5020) 3,230,282,649 0

COSMO ENERGY HOLDINGS COMPANY,LIMITED (5021) 84,770,508 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 60,000,000 thou. JPY

DRAFT Inc. (5070) 4,470,000 0

VIS co.ltd. (5071) 8,152,300 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

The Yokohama Rubber Company,Limited (5101) 169,549,081 0

Showa Holdings Co.,Ltd. (5103) 76,293,426 Exercise of CB 0 CB 1 0 thou. JPY 63,000 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

Jul. 2018 Resolution based 1 0 Shares

NITTO KAKO CO.,LTD. (5104) 3,840,000 0

Toyo Tire Corporation (5105) 154,111,029 0

BRIDGESTONE CORPORATION (5108) 713,698,221 0

Sumitomo Rubber Industries,Ltd. (5110) 263,043,057 0

FUJIKURA COMPOSITES Inc. (5121) 23,446,209 0

OKAMOTO INDUSTRIES,INC. (5122) 19,599,367 0

Achilles Corporation (5142) 15,862,714 0

NISHIKAWA RUBBER CO.,LTD. (5161) 19,995,387 0

ASAHI RUBBER INC. (5162) 4,618,520 0

NICHIRIN CO.,LTD. (5184) 14,371,500 0

Fukoku Co.,Ltd. (5185) 17,609,130 0

Nitta Corporation (5186) 30,272,503 0

CREATE MEDIC CO.,LTD. (5187) 9,664,327 0

SAKURA RUBBER CO.,LTD. (5189) 1,012,000 0

Sumitomo Riko Company Limited (5191) 104,042,806 0

Mitsuboshi Belting Ltd. (5192) 32,604,198 0

SAGAMI RUBBER INDUSTRIES CO.,LTD. (5194) 10,937,449 0

Bando Chemical Industries,Ltd. (5195) 47,213,536 0

FUJI LATEX CO.,LTD. (5199) 1,286,199 0

AGC Inc. (5201) 227,441,381 0

Nippon Sheet Glass Company,Limited (5202) 90,642,499 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 30,000 Shares

Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

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Apr. 2020

- 75 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2019 Resolution based 1 0 Shares

ISHIZUKA GLASS CO.,LTD. (5204) 4,219,554 0

Arisawa Mfg.Co.,Ltd. (5208) 36,381,524 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 0 Shares

Nihon Yamamura Glass Co.,Ltd. (5210) 11,145,249 0

FUJI GLASS CO.,LTD. (5212) 2,142,000 0

Nippon Electric Glass Co.,Ltd. (5214) 99,523,246 0

KURAMOTO CO.,LTD. (5216) 31,582,119 Apr. 16 Third-Party Allotment, etc. 15,438,949

Techno Quartz Inc. (5217) 780,000 0

OHARA INC. (5218) 25,450,000 0

Sumitomo Osaka Cement Co.,Ltd. (5232) 40,643,217 0

TAIHEIYO CEMENT CORPORATION (5233) 127,140,278 0

NOZAWA CORPORATION (5237) 12,075,000 0

RESOL HOLDINGS Co.,Ltd. (5261) 5,564,200 0

Nippon Hume Corporation (5262) 29,347,500 0

ASAHI CONCRETE WORKS CO.,LTD. (5268) 13,233,000 0

NIPPON CONCRETE INDUSTRIES CO.,LTD. (5269) 57,777,432 0

TOYO ASANO FOUNDATION CO.,LTD. (5271) 1,440,840 0

MITANI SEKISAN CO.,LTD. (5273) 24,986,599 0

SPANCRETE CORPORATION (5277) 9,332,400 0

NIHON KOGYO CO.,LTD. (5279) 3,064,200 0

Yoshicon Co.,Ltd. (5280) 8,030,248 0

GEOSTR Corporation (5282) 31,530,000 0

TAKAMISAWA CO.,LTD. (5283) 1,758,400 0

YAMAU CO.,LTD. (5284) 6,306,000 0

YAMAX Corp. (5285) 1,158,000 0

ITO YOGYO CO.,LTD. (5287) 3,568,000 0

ASIA PILE HOLDINGS CORPORATION (5288) 38,089,792 0

Vertex Corporation (5290) 11,684,450 0

TOKAI CARBON CO.,LTD. (5301) 224,943,104 0

Nippon Carbon Co.,Ltd. (5302) 11,832,504 0

SEC CARBON,LIMITED (5304) 4,138,868 0

TOYO TANSO CO.,LTD. (5310) 20,992,588 0

NORITAKE CO.,LIMITED (5331) 14,842,849 0

TOTO LTD. (5332) 176,981,297 0

NGK INSULATORS,LTD. (5333) 322,211,996 0

NGK SPARK PLUG CO.,LTD. (5334) 204,175,320 0

DANTO HOLDINGS CORPORATION (5337) 30,000,000 0

ASAHI EITO CO.,LTD. (5341) 2,160,300 Exercise of Subscription Warrants 68,900 Aug. 2019 Resolution based 1 68,900 Shares

MARUWA CO.,LTD. (5344) 12,372,000 0

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Apr. 2020

- 76 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

SHINAGAWA REFRACTORIES CO.,LTD. (5351) 9,429,366 0

KROSAKI HARIMA CORPORATION (5352) 9,114,528 0

Nippon Crucible Co.,Ltd. (5355) 1,409,040 0

YOTAI REFRACTORIES CO.,LTD. (5357) 25,587,421 0

Isolite Insulating Products Company,Limited (5358) 23,606,573 0

TYK CORPORATION (5363) 45,477,000 0

NIKKATO CORPORATION (5367) 12,135,695 0

JAPAN INSULATION CO.,LTD. (5368) 8,707,200 0

SHINTO COMPANY LIMITED (5380) 415,841 0

Mipox Corporation (5381) 12,081,920 0

FUJIMI INCORPORATED (5384) 28,699,500 0

TSURUYA CO.,LTD. (5386) 7,767,800 0

CHIYODA UTE CO.,LTD. (5387) 23,737,165 0

KUNIMINE INDUSTRIES CO.,LTD. (5388) 14,450,000 0

A&A Material Corporation (5391) 7,778,000 0

NICHIAS CORPORATION (5393) 67,811,917 0

Riken Corundum Company Limited (5395) 922,128 0

NIPPON STEEL CORPORATION (5401) 950,321,402 0

Kobe Steel,Ltd. (5406) 364,364,210 0

NAKAYAMA STEEL WORKS,LTD. (5408) 63,079,256 0

Godo Steel,Ltd. (5410) 17,145,211 0

JFE Holdings,Inc. (5411) 614,438,399 0

TOKYO STEEL MANUFACTURING CO.,LTD. (5423) 155,064,249 0

KYOEI STEEL LTD. (5440) 44,898,730 0

YAMATO KOGYO CO.,LTD. (5444) 67,670,000 0

TOKYO TEKKO CO.,LTD. (5445) 9,365,305 0

HOKUETSU METAL Co.,Ltd. (5446) 3,994,000 0

OSAKA STEEL CO.,LTD. (5449) 42,279,982 0

Yodogawa Steel Works,Ltd. (5451) 35,837,230 0

TAKASAGO TEKKO K.K. (5458) 3,008,000 0

Maruichi Steel Tube Ltd. (5463) 94,000,000 0

MORY INDUSTRIES INC. (5464) 7,949,580 0

Daido Steel Co.,Ltd. (5471) 43,448,769 0

Nippon Koshuha Steel Co.,Ltd. (5476) 14,687,617 0

Nippon Yakin kogyo Co.,Ltd. (5480) 15,497,333 0

Sanyo Special Steel Co.,Ltd. (5481) 54,507,307 0

AICHI STEEL CORPORATION (5482) 19,886,675 0

Tohoku Steel Co.,Ltd. (5484) 7,550,000 0

Hitachi Metals,Ltd. (5486) 428,904,352 0

NIPPON KINZOKU CO.,LTD. (5491) 6,700,000 0

PACIFIC METALS CO.,LTD. (5541) 19,577,071 0

SHINHOKOKU STEEL CORPORATION (5542) 3,510,000 0

Nippon Denko Co.,Ltd. (5563) 146,568,067 0

Kurimoto,Ltd. (5602) 13,098,490 0

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Apr. 2020

- 77 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

KOGI CORPORATION (5603) 3,362,163 0

NIPPON CHUZO K.K. (5609) 5,135,150 0

Daiwa Heavy Industry Co.,Ltd. (5610) 1,358,000 0

NIPPON CHUTETSUKAN K.K. (5612) 3,293,074 0

Kawakin Holdings Co.,Ltd. (5614) 20,000,000 0

The Japan Steel Works,Ltd. (5631) 74,332,356 0

Mitsubishi Steel Mfg.Co.,Ltd. (5632) 15,709,968 0

METALART CORPORATION (5644) 3,157,382 0

NICHIA STEEL WORKS,LTD. (5658) 51,755,478 0

Nippon Seisen Co.,Ltd. (5659) 6,492,293 0

Shinko Wire Company,Ltd. (5660) 5,912,999 0

REVER HOLDINGS CORPORATION (5690) 17,126,500 0

Powdertech Co.,Ltd. (5695) 2,970,000 0

SANYU CO.,LTD. (5697) 6,091,000 0

ENVIPRO HOLDINGS Inc. (5698) 15,051,227 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

IBOKIN Co.,Ltd. (5699) 1,713,600 0

DAIKI ALUMINIUM INDUSTRY CO.,LTD. (5702) 43,629,235 0

Nippon Light Metal Holdings Company,Ltd. (5703) 619,937,500 0

JMC Corporation (5704) 5,291,400 Apr. 22 Third-Party Allotment, etc. 9,300

Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Mitsui Mining and Smelting Company,Limited (5706) 57,296,616 0

Toho Zinc CO.,Ltd. (5707) 13,585,521 0

Mitsubishi Materials Corporation (5711) 131,489,535 0

Sumitomo Metal Mining Co.,Ltd. (5713) 290,814,015 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 30,000,000 thou. JPY

DOWA HOLDINGS CO.,LTD. (5714) 61,989,206 0

FURUKAWA CO.,LTD. (5715) 40,445,568 0

S・Science Company,Ltd. (5721) 100,593,749 0

Asaka Riken Co.,Ltd. (5724) 2,572,300 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

OSAKA Titanium technologies Co.,Ltd. (5726) 36,800,000 0

TOHO TITANIUM COMPANY,LIMITED (5727) 71,270,910 0

NIHON SEIKO CO.,LTD (5729) 2,605,900 0

UACJ Corporation (5741) 48,328,193 0

NIC Autotec,Inc. (5742) 5,500,000 0

NIPPON SHINDO CO.,LTD. (5753) 2,370,000 0

CK SAN-ETSU Co.,Ltd. (5757) 8,867,000 0

TOHO KINZOKU CO.,LTD. (5781) 2,338,001 0

Furukawa Electric Co.,Ltd. (5801) 70,666,917 0

Sumitomo Electric Industries,Ltd. (5802) 793,940,571 0

Fujikura Ltd. (5803) 295,863,421 0

SWCC SHOWA HOLDINGS CO.,LTD. (5805) 30,826,861 0

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Apr. 2020

- 78 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TOTOKU ELECTRIC CO.,LTD. (5807) 6,808,788 0

TATSUTA ELECTRIC WIRE AND CABLE CO.,LTD. (5809) 70,156,394 0

Onamba Co.,Ltd. (5816) 12,558,251 0

JMACS Japan Co.,Ltd. (5817) 4,691,555 0

Canare Electric Co.,Ltd. (5819) 7,028,060 0

MITSUBOSHI CO.,LTD. (5820) 1,266,655 0

HIRAKAWA HEWTECH CORP. (5821) 17,627,800 0

RYOBI LIMITED (5851) 32,646,143 0

AHRESTY CORPORATION (5852) 26,076,717 0

Life Intelligent Enterprise Holdings Co.,Ltd. (5856) 74,903,800 0

Asahi Holdings,Inc. (5857) 39,854,344 0

STG CO.,LTD. (5858) 838,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

DAIKEN CO.,LTD. (5900) 5,970,480 0

Toyo Seikan Group Holdings,Ltd. (5901) 202,862,162 0

HOKKAN HOLDINGS LIMITED (5902) 13,469,387 0

SHINPO CO.,LTD. (5903) 6,140,850 0

NIHON SEIKAN K.K. (5905) 1,392,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Oct. 2019 Resolution based 1 0 Shares

MK SEIKO CO.,LTD. (5906) 15,595,050 0

JFE Container Co.,Ltd. (5907) 2,867,500 0

CORONA CORPORATION (5909) 29,342,454 0

Yokogawa Bridge Holdings Corp. (5911) 45,564,802 0

OSJB Holdings Corporation (5912) 122,513,391 0

KOMAIHALTEC Inc. (5915) 4,972,709 0

The Takigami Steel Construction Co.,Ltd. (5918) 2,697,600 0

Kawagishi Bridge Works Co.,Ltd. (5921) 3,000,000 0

NASU DENKI-TEKKO CO.,LTD. (5922) 1,200,000 0

TAKADAKIKO(Steel Construction)CO.,LTD. (5923) 2,237,586 0

ALMETAX MANUFACTURING CO,LTD. (5928) 11,912,515 0

Sanwa Holdings Corporation (5929) 231,000,000 0

Bunka Shutter Co.,Ltd. (5930) 72,196,487 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Sankyo Tateyama,Inc. (5932) 31,554,629 Exercise of CB 0 CB 2 0 thou. JPY 7,500,000 thou. JPY

ALINCO INCORPORATED (5933) 21,039,326 0

GANTAN BEAUTY INDUSTRY CO.,LTD. (5935) 771,606 0

TOYO SHUTTER CO.,LTD. (5936) 6,387,123 0

LIXIL Group Corporation (5938) 313,319,159 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 60,000,000 thou. JPY

OTANI KOGYO CO.,LTD. (5939) 880,000 0

FUJISASH CO.,LTD. (5940) 126,267,824 0

NAKANISHI MFG. CO.,LTD. (5941) 6,306,000 0

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Apr. 2020

- 79 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

NIPPON FILCON CO.,LTD. (5942) 22,167,211 0

NORITZ CORPORATION (5943) 50,797,651 0

Tenryu Saw Mfg.Co.,Ltd. (5945) 5,573,817 0

CHOFU SEISAKUSHO CO.,LTD. (5946) 35,980,500 0

RINNAI CORPORATION (5947) 51,616,463 0

UNIPRES CORPORATION (5949) 47,991,873 0

JAPAN POWER FASTENING CO.,LTD. (5950) 18,688,540 Exercise of CB 0 CB 1 0 thou. JPY 549,976 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

Dainichi Co.,Ltd. (5951) 19,058,587 0

Amatei Incorporated (5952) 12,317,000 0

YAMASHINA CORPORATION (5955) 143,611,765 0

TOSO CO.,LTD. (5956) 10,000,000 0

NITTOSEIKO CO.,LTD. (5957) 39,985,017 0

SANYO INDUSTRIES,LTD. (5958) 3,520,000 0

OKABE CO.,LTD. (5959) 53,790,632 0

ASAKA INDUSTRIAL CO.,LTD. (5962) 1,037,080 0

TOYO KNIFE CO.,LTD. (5964) 1,865,900 0

FUJIMAK CORPORATION (5965) 14,272,000 0

KYOTO TOOL CO.,LTD. (5966) 2,477,435 0

TONE CO.,LTD. (5967) 2,342,600 0

LOBTEX Co.,Ltd. (5969) 1,000,000 0

G-TEKT CORPORATION (5970) 43,931,260 0

KYOWAKOGYOSYO CO.,LTD. (5971) 1,360,000 0

TOAMI CORPORATION (5973) 6,400,000 0

CHUGOKUKOGYO CO.,LTD. (5974) 3,420,000 0

Topre Corporation (5975) 54,021,824 0

Neturen Co.,Ltd. (5976) 43,790,500 0

TOKYO ROPE MFG.CO.,LTD (5981) 16,268,242 0

MARUZEN CO.,LTD. (5982) 19,780,000 0

IWABUCHI CORPORATION (5983) 1,100,000 0

KANEFUSA CORPORATION (5984) 14,310,000 0

SUNCALL CORPORATION (5985) 34,057,923 0

MOLITEC STEEL CO.,LTD. (5986) 22,558,063 0

ONEX Corporation (5987) 1,660,000 0

PIOLAX,INC. (5988) 39,254,100 0

H-ONE CO.,LTD. (5989) 28,392,830 0

SUPER TOOL CO.,LTD. (5990) 2,084,304 0

NHK SPRING CO.,LTD. (5991) 244,066,144 0

CHUO SPRING CO.,LTD. (5992) 6,385,599 0

FINE SINTER CO.,LTD. (5994) 4,420,000 0

KYORITSU AIR TECH INC. (5997) 6,000,000 0

Advanex Inc. (5998) 4,153,370 0

IHARA SCIENCE CORPORATION (5999) 14,000,000 0

MIURA CO.,LTD. (6005) 125,291,112 0

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Apr. 2020

- 80 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TAKUMA CO.,LTD. (6013) 83,000,000 0

Japan Engine Corporation (6016) 2,800,000 0

The Hanshin Diesel Works,Ltd. (6018) 3,229,400 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 0 Shares

Akasaka Diesels Ltd. (6022) 1,540,000 0

DAIHATSU DIESEL MFG. CO.,LTD. (6023) 31,850,000 0

GMO TECH,Inc. (6026) 1,100,620 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Bengo4.com,Inc. (6027) 22,251,000 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

TechnoPro Holdings,Inc. (6028) 36,140,388 0

artra corporation (6029) 8,790,100 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Adventure,Inc. (6030) 6,798,900 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Scigineer Inc. (6031) 2,109,186 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Sep. 2018 Resolution based 1 0 Shares

Interworks,Inc. (6032) 9,800,000 0

EXTREME CO.,LTD. (6033) 5,455,176 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

MRT Inc. (6034) 5,694,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

IR Japan Holdings,Ltd. (6035) 17,833,810 0

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Apr. 2020

- 81 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

KeePer Technical Laboratory Co.,Ltd. (6036) 14,140,420 0

FIRSTLOGIC,INC. (6037) 11,844,400 0

IID,Inc. (6038) 5,006,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Japan Animal Referral Medical Center Co.,Ltd. (6039) 2,435,700 Exercise of Subscription Warrants 2,000 Jun. 2014 Resolution based 1 2,000 Shares

Nippon Ski Resort Development Co.,Ltd. (6040) 16,000,400 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

NIKKI CO.,LTD. (6042) 2,000,000 0

SANKI SERVICE CORPORATION (6044) 5,896,085 0

Rentracks CO.,LTD. (6045) 7,975,800 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

LINKBAL INC. (6046) 19,500,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

Gunosy Inc. (6047) 23,877,774 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

DesignOne Japan,Inc. (6048) 15,116,300 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

ItoKuro Inc. (6049) 22,680,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 2 0 Shares

Oct. 2014 Resolution based 3 0 Shares

Oct. 2014 Resolution based 4 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 0 Shares

Jul. 2017 Resolution based 3 0 Shares

Mar. 2018 Resolution based 1 0 Shares

E-Guardian Inc. (6050) 10,405,800 0

Livesense Inc. (6054) 28,148,800 Exercise of Subscription Warrants 4,800 Jul. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 4,800 Shares

JAPAN MATERIAL Co.,Ltd. (6055) 105,149,520 0

VECTOR INC. (6058) 47,936,100 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares

Aug. 2018 Resolution based 2 0 Shares

Aug. 2018 Resolution based 3 0 Shares

UCHIYAMA HOLDINGS Co.,Ltd. (6059) 21,618,800 0

Cocolonet CO., LTD. (6060) 3,843,100 0

UNIVERSAL ENGEISHA CO.,LTD (6061) 5,025,000 0

CHARM CARE CORPORATION (6062) 32,712,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Sep. 2018 Resolution based 1 0 Shares

Sep. 2019 Resolution based 1 0 Shares

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Apr. 2020

- 82 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Emergency Assistance Japan Co., Ltd. (6063) 2,487,600 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Oct. 2011 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

ACTCALL INC. (6064) 8,466,600 Exercise of Subscription Warrants 4,200 Sep. 2013 Resolution based 1 0 Shares

May 2015 Resolution based 1 4,200 Shares

LIKE Kids,Inc. (6065) 10,482,000 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Shintokyo Group Co.,Ltd. (6066) 4,960,000 0

Impact HD Inc. (6067) 6,333,094 Exercise of Subscription Warrants 4,900 Feb. 2018 Resolution based 1 4,900 Shares

Dec. 2019 Resolution based 1 0 Shares

Trenders,Inc. (6069) 7,460,400 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

CAREERLINK CO.,LTD. (6070) 12,555,800 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

IBJ,Inc. (6071) 42,000,000 0

Jibannet Holdings Co.,Ltd. (6072) 23,087,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

ASANTE INCORPORATED (6073) 12,341,900 0

JSS CORPORATION (6074) 4,026,056 0

N・FIELD Co.,Ltd. (6077) 13,210,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Value HR Co.,Ltd. (6078) 12,156,400 Apr. 01 Stock Split 6,078,200

Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

M&A Capital Partners Co.,Ltd. (6080) 31,210,000 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 2 0 Shares

Nov. 2016 Resolution based 3 0 Shares

Nov. 2018 Resolution based 1 0 Shares

Allied Architects,Inc. (6081) 14,042,700 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2017 Resolution based 2 0 Shares

May 2017 Resolution based 3 0 Shares

May 2017 Resolution based 4 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 2 0 Shares

Nov. 2018 Resolution based 1 0 Shares

RIDE ON EXPRESS HOLDINGS Co.,Ltd. (6082) 10,634,000 Exercise of Subscription Warrants 0 Mar. 2011 Resolution based 1 0 Shares

ERI HOLDINGS CO.,LTD. (6083) 7,832,400 0

ARCHITECTS STUDIO JAPAN INC. (6085) 1,634,750 0

Shin Maint Holdings Co.,Ltd. (6086) 10,833,000 0

ABIST Co.,Ltd. (6087) 3,980,000 0

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Apr. 2020

- 83 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

SIGMAXYZ Inc. (6088) 21,068,300 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

WILL GROUP,INC. (6089) 22,321,400 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Human Metabolome Technologies,Inc. (6090) 5,865,800 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Wesco Holdings Inc. (6091) 17,724,297 0

EnBio Holdings,Inc (6092) 6,571,200 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Escrow Agent Japan,Inc. (6093) 42,521,884 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

FreakOut Holdings,inc. (6094) 15,910,700 Exercise of CB 0 CB 1 0 thou. JPY 4,500,000 thou. JPY

Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 2 0 Shares

MedPeer,Inc. (6095) 20,800,300 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Feb. 2019 Resolution based 1 0 Shares

RareJob,Inc. (6096) 9,491,200 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Recruit Holdings Co.,Ltd. (6098) 1,696,128,030 Exercise of Subscription Warrants 168,000 Jul. 2013 Resolution based 1 168,000 Shares

ELAN Corporation (6099) 30,300,000 0

TSUGAMI CORPORATION (6101) 55,000,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2010 Resolution based 2 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

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Apr. 2020

- 84 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 2 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 2 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 2 0 Shares

OKUMA Corporation (6103) 33,755,154 0

SHIBAURA MACHINE CO.,LTD. (6104) 29,977,106 0

AMADA CO.,LTD. (6113) 359,115,217 0

AIDA ENGINEERING,LTD. (6118) 69,448,421 0

TAKISAWA MACHINE TOOL CO.,LTD. (6121) 6,578,122 0

OKAMOTO MACHINE TOOL WORKS,LTD. (6125) 4,717,895 0

HAMAI CO.,LTD. (6131) 3,462,400 0

FUJI CORPORATION (6134) 97,823,748 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 7,220,000 thou. JPY

Makino Milling Machine Co.,Ltd. (6135) 24,893,841 0

OSG Corporation (6136) 98,179,742 Exercise of CB 0 CB 22. 4 JPY 0 thou. JPY 1,670,000 thou. JPY

Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

KOIKE SANSO KOGYO CO.,LTD. (6137) 4,522,933 0

DIJET INDUSTRIAL CO.,LTD. (6138) 2,992,999 0

Asahi Diamond Industrial Co.,Ltd. (6140) 55,700,000 0

DMG MORI CO.,LTD. (6141) 125,953,683 0

Sodick Co.,Ltd. (6143) 53,450,916 Exercise of CB 0 * CB 1 0 thou. JPY 7,981,000 thou. JPY

Seibu Electric & Machinery Co.,Ltd. (6144) 15,160,000 0

NITTOKU CO.,LTD. (6145) 18,098,923 0

DISCO CORPORATION (6146) 35,955,771 Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares

Jul. 2005 Resolution based 1 0 Shares

Jul. 2006 Resolution based 1 0 Shares

Jul. 2007 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Oct. 2012 Resolution based 1 0 Shares

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Apr. 2020

- 85 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2013 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

YAMAZAKI CO.,LTD. (6147) 4,579,000 0

Odawara Engineering Co.,Ltd. (6149) 6,392,736 0

TAKEDA MACHINERY CO.,LTD. (6150) 1,020,000 0

NITTO KOHKI CO.,LTD. (6151) 21,803,295 0

TAKAMATSU MACHINERY CO.,LTD. (6155) 11,020,000 0

A-ONE SEIMITSU INC. (6156) 3,000,000 0

NS TOOL CO.,LTD. (6157) 12,504,000 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

WAIDA MFG.CO.,LTD. (6158) 7,028,000 0

MICRON MACHINERY CO.,LTD. (6159) 7,706,100 0

ESTIC CORPORATION (6161) 2,942,000 0

TAIYO KOKI CO.,LTD. (6164) 5,956,400 0

PUNCH INDUSTRY CO.,LTD. (6165) 22,122,400 0

NAKAMURA CHOUKOU CO.,LTD. (6166) 10,020,900 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Fuji Die Co.,Ltd. (6167) 20,000,000 0

C.E.Management Integrated Laboratory Co.Ltd (6171) 14,843,600 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Metaps Inc. (6172) 13,566,910 Exercise of CB 0 CB 1 0 thou. JPY 1,499,988 thou. JPY

Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Oct. 2019 Resolution based 1 0 Shares

Aqualine Ltd. (6173) 2,032,600 0

DENTAS CO.,LTD. (6174) 366,666 0

Net Marketing Co.Ltd. (6175) 14,793,600 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Brangista.Inc (6176) 14,575,300 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Mar. 2013 Resolution based 2 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 86 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

AppBank Inc. (6177) 7,862,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

JAPAN POST HOLDINGS Co.,Ltd. (6178) 1,940,475,300 0

GMO Media,Inc. (6180) 1,868,839 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Partner Agent INC. (6181) 10,717,200 Exercise of Subscription Warrants 2,400 May 2015 Resolution based 1 2,400 Shares

ROZETTA CORPORATION (6182) 10,331,060 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

BELLSYSTEM24 HOLDINGS,INC. (6183) 73,617,320 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Kamakura Shinsho,Ltd. (6184) 38,693,600 Exercise of Subscription Warrants 176,000 May 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 96,000 Shares

Dec. 2014 Resolution based 2 0 Shares

Dec. 2014 Resolution based 3 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 80,000 Shares

Mar. 2018 Resolution based 1 0 Shares

SMN Corporation (6185) 13,043,733 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

ICHIKURA CO.,LTD. (6186) 5,513,945 0

LITALICO Inc. (6187) 17,645,400 Exercise of Subscription Warrants 48,000 Mar. 2015 Resolution based 1 48,000 Shares

Sep. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

FUJI SOFT SERVICE BUREAU INCORPORATED (6188) 13,500,000 0

Global Kids Company Corp. (6189) 9,192,880 Exercise of Subscription Warrants 2,000 Sep. 2015 Resolution based 1 2,000 Shares

Sep. 2015 Resolution based 2 0 Shares

Sep. 2015 Resolution based 3 0 Shares

PhoenixBio Co.,Ltd. (6190) 2,934,000 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2013 Resolution based 2 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 0 Shares

AirTrip Corp. (6191) 20,115,300 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Mar. 2018 Resolution based 1 0 Shares

HyAS&Co.Inc. (6192) 23,340,300 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

Virtualex Holdings,Inc. (6193) 2,943,153 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

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Apr. 2020

- 87 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nov. 2015 Resolution based 1 0 Shares

Atrae,Inc. (6194) 13,290,600 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

HOPE,INC. (6195) 5,576,800 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Strike Company,Limited (6196) 19,354,200 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

Solasto Corporation (6197) 94,325,700 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

CAREER CO.,LTD. (6198) 8,624,320 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

SERAKU Co.,Ltd. (6199) 13,767,200 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Insource Co.,Ltd. (6200) 21,310,750 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

TOYOTA INDUSTRIES CORPORATION (6201) 325,840,640 0

Howa Machinery,Ltd. (6203) 12,548,134 0

OKK CORPORATION (6205) 8,146,556 0

Ishikawa Seisakusho,Ltd. (6208) 6,385,972 0

TOYO MACHINERY & METAL CO.,Ltd. (6210) 20,703,000 0

TSUDAKOMA Corp. (6217) 6,807,555 0

ENSHU Limited (6218) 6,353,454 0

SHIMA SEIKI MFG.,LTD. (6222) 35,800,000 0

KIMURA KOHKI Co.,Ltd. (6231) 3,849,000 0

Autonomous Control Systems Laboratory Ltd. (6232) 10,742,790 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 0 Shares

Jan. 2018 Resolution based 1 0 Shares

Jan. 2018 Resolution based 2 0 Shares

KYOKUTO SANKI CO.,LTD. (6233) 5,391,000 0

OPTORUN CO.,LTD. (6235) 44,358,000 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

NC Holdings Co.,Ltd. (6236) 6,416,046 0

IWAKI CO.,LTD. (6237) 22,490,910 0

FURYU CORPORATION (6238) 28,296,000 0

NAGAOKA INTERNATIONAL CORPORATION (6239) 7,078,400 0

YAMASHIN-FILTER CORP. (6240) 69,190,000 0

HIRANO TECSEED CO.,LTD. (6245) 15,394,379 0

Techno Smart Corp. (6246) 12,401,720 0

HISAKA WORKS,LTD. (6247) 32,732,800 0

Yokota Manufacturing Co., Ltd. (6248) 1,873,500 0

Gamecard-Joyco Holdings,Inc. (6249) 14,263,000 0

YAMABIKO CORPORATION (6250) 44,108,428 0

Nomura Micro Science Co.,Ltd. (6254) 10,152,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

NPC Incorporated (6255) 22,052,426 0

FUJISHOJI CO.,LTD. (6257) 24,395,500 0

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Apr. 2020

- 88 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

HIRATA Corporation (6258) 10,756,090 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

PEGASUS SEWING MACHINE MFG.CO.,LTD. (6262) 24,828,600 0

Marumae Co.,Ltd. (6264) 13,053,000 0

Myotoku Ltd. (6265) 1,657,000 0

TAZMO CO.,LTD. (6266) 13,508,300 0

GENERAL PACKER CO.,LTD. (6267) 1,798,800 0

Nabtesco Corporation (6268) 125,133,799 0

MODEC,INC. (6269) 56,408,000 0

NISSEI CORPORATION (6271) 29,194,673 0

RHEON AUTOMATIC MACHINERY CO.,LTD. (6272) 28,392,000 0

SMC CORPORATION (6273) 67,369,359 0

Yamaha Motor Robotics Holdings Co.,Ltd. (6274) 46,225,600 0

NAVITAS CO.,LTD. (6276) 5,722,500 0

HOSOKAWA MICRON CORPORATION (6277) 8,615,269 0

UNION TOOL CO. (6278) 19,780,000 0

ZUIKO CORPORATION (6279) 7,200,000 0

MAEDASEISAKUSHO CO.,LTD. (6281) 16,100,000 0

OILES CORPORATION (6282) 34,300,505 0

NISSEI ASB MACHINE CO.,LTD. (6284) 15,348,720 0

SEIKO CORPORATION (6286) 6,483,323 0

SATO HOLDINGS CORPORATION (6287) 34,921,242 0

GIKEN LTD. (6289) 28,030,128 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

AIRTECH JAPAN,LTD. (6291) 10,327,500 Exercise of Subscription Warrants 505,000 Apr. 2016 Resolution based 1 1,000 Shares

Apr. 2018 Resolution based 1 4,000 Shares

Mar. 2020 Resolution based 1 500,000 Shares

KAWATA MFG. CO.,LTD. (6292) 7,210,000 0

NISSEI PLASTIC INDUSTRIAL CO.,LTD. (6293) 22,272,000 0

OKADA AIYON CORPORATION (6294) 8,378,700 0

KOKEN BORING MACHINE CO.,LTD. (6297) 8,970,111 0

Y.A.C.HOLDINGS CO.,LTD. (6298) 9,758,947 0

Kobelco Eco-Solutions Co.,Ltd. (6299) 16,120,000 0

KOMATSU LTD. (6301) 972,581,230 0

SUMITOMO HEAVY INDUSTRIES,LTD. (6302) 122,905,481 0

Sasakura Engineering Co.,Ltd. (6303) 3,113,800 0

Hitachi Construction Machinery Co.,Ltd. (6305) 215,115,038 0

NIKKO CO.,LTD. (6306) 40,000,000 0

SANSEI CO.,LTD. (6307) 8,987,700 0

TOMOE ENGINEERING CO.,LTD.(TOMOE KOGYO CO.,LTD.) (6309) 10,533,200 0

ISEKI & CO.,LTD. (6310) 22,984,993 0

Freund Corporation (6312) 18,400,000 0

TOWA CORPORATION (6315) 25,021,832 0

MARUYAMA MFG.CO.,INC. (6316) 5,029,332 0

Kitagawa Corporation (6317) 9,650,803 0

SNT CORPORATION (6319) 55,000,000 0

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Apr. 2020

- 89 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TACMINA CORPORATION (6322) 7,728,540 0

RORZE CORPORATION (6323) 17,640,000 0

Harmonic Drive Systems Inc. (6324) 96,315,400 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares

TAKAKITA CO.,LTD. (6325) 14,000,000 0

KUBOTA CORPORATION (6326) 1,220,576,846 0

KITAGAWA SEIKI CO.,LTD. (6327) 7,649,600 0

EBARA JITSUGYO CO.,LTD. (6328) 6,715,000 0

TOYO ENGINEERING CORPORATION (6330) 38,558,507 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,270,300 Shares

Mitsubishi Kakoki Kaisha,Ltd. (6331) 7,913,950 0

TSUKISHIMA KIKAI CO.,LTD. (6332) 45,625,800 0

TEIKOKU ELECTRIC MFG. CO.,LTD. (6333) 20,408,138 0

Meiji Machine Co.,Ltd. (6334) 11,402,636 0

TOKYO KIKAI SEISAKUSHO,LTD. (6335) 8,728,920 0

ISHII HYOKI CO.,LTD. (6336) 8,176,452 0

TESEC Corporation (6337) 5,778,695 0

Takatori Corporation (6338) 5,491,490 0

Sintokogio,Ltd. (6339) 54,580,928 0

SHIBUYA CORPORATION (6340) 28,149,877 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

Taihei Machinery Works,Limited (6342) 1,500,000 0

FREESIA MACROSS CORPORATION (6343) 45,099,320 0

AICHI CORPORATION (6345) 79,453,250 0

KIKUKAWA ENTERPRISE,INC. (6346) 1,320,000 0

PLACO CO.,LTD. (6347) 2,734,675 0

KOMORI CORPORATION (6349) 58,292,340 0

TSURUMI MANUFACTURING CO.,LTD. (6351) 27,500,000 0

Sumitomo Precision Products Co.,Ltd. (6355) 5,316,779 0

NIPPON GEAR CO.,LTD. (6356) 14,280,000 0

Sansei Technologies,Inc. (6357) 19,332,057 0

SAKAI HEAVY INDUSTRIES,LTD. (6358) 4,311,917 0

TOKYO AUTOMATIC MACHINERY WORKS,LTD. (6360) 1,452,000 0

EBARA CORPORATION (6361) 95,198,553 Exercise of Subscription Warrants 37,900 Oct. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 20,400 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 9,400 Shares

Sep. 2015 Resolution based 1 400 Shares

Sep. 2016 Resolution based 1 400 Shares

Sep. 2017 Resolution based 1 7,300 Shares

Ishii Iron Works Co.,Ltd. (6362) 3,784,000 0

Torishima Pump Mfg.Co.,Ltd. (6363) 29,512,179 0

HOKUETSU INDUSTRIES CO.,LTD. (6364) 30,165,418 0

DMW CORPORATION (6365) 4,776,900 0

Chiyoda Corporation (6366) 260,324,529 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 175,000,000 Shares

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Apr. 2020

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

DAIKIN INDUSTRIES,LTD. (6367) 293,113,973 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

ORGANO CORPORATION (6368) 11,589,925 0

TOYO KANETSU K.K. (6369) 9,323,074 0

Kurita Water Industries Ltd. (6370) 116,200,694 0

TSUBAKIMOTO CHAIN CO. (6371) 38,281,393 0

DAIDO KOGYO CO.,LTD. (6373) 10,924,201 0

NIKKISO CO.,LTD. (6376) 74,286,464 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Apr. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Apr. 2019 Resolution based 1 0 Shares

KIMURA CHEMICAL PLANTS CO.,LTD. (6378) 20,600,000 0

RAIZNEXT Corporation (6379) 54,168,053 0

ORIENTAL CHAIN MFG. CO.,LTD. (6380) 1,467,233 0

ANEST IWATA Corporation (6381) 41,745,505 0

TRINITY INDUSTRIAL CORPORATION (6382) 18,220,000 0

DAIFUKU CO.,LTD. (6383) 126,610,077 0

SHOWA SHINKU CO.,LTD. (6384) 6,499,000 0

SAMCO INC. (6387) 8,042,881 0

KATO WORKS CO.,LTD. (6390) 11,743,587 0

KAJI TECHNOLOGY CORPORATION (6391) 1,718,000 0

YAMADA CORPORATION (6392) 2,400,000 0

YUKEN KOGYO CO.,LTD. (6393) 4,510,676 0

TADANO LTD. (6395) 129,500,355 0

Unozawa-gumi Iron Works,Limited (6396) 1,120,000 0

FUJI SEIKI CO.,LTD. (6400) 9,054,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

KANEMATSU ENGINEERING CO.,LTD. (6402) 5,564,000 0

SUIDO KIKO KAISHA,LTD. (6403) 4,295,968 0

Suzumo Machinery Co.,Ltd. (6405) 6,480,000 0

FUJITEC CO.,LTD. (6406) 90,067,000 0

CKD Corporation (6407) 67,909,449 0

OGURA CLUTCH CO.,LTD. (6408) 1,553,323 0

KITO CORPORATION (6409) 27,048,200 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

NAKANO REFRIGERATORS CO.,LTD. (6411) 5,068,000 0

Heiwa Corporation (6412) 99,809,060 0

RISO KAGAKU CORPORATION (6413) 47,406,332 0

KAWASAKI THERMAL ENGINEERING CO.,LTD. (6414) 8,415,000 0

KATSURAGAWA ELECTRIC CO.,LTD. (6416) 1,552,500 0

SANKYO CO.,LTD. (6417) 69,597,500 Exercise of CB 0 CB 20. 7 JPY 0 thou. JPY 20,000,000 thou. JPY

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Apr. 2020

- 91 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

JAPAN CASH MACHINE CO.,LTD. (6418) 29,662,851 0

Mars Group Holdings Corporation (6419) 22,720,000 0

FUKUSHIMA GALILEI CO.LTD. (6420) 22,066,160 0

TAKAMISAWA CYBERNETICS COMPANY,LTD. (6424) 4,525,000 0

Universal Entertainment Corporation (6425) 80,195,000 0

OIZUMI Corporation (6428) 22,500,000 0

DAIKOKU DENKI CO.,LTD. (6430) 14,783,900 0

TAKEUCHI MFG.CO.,LTD. (6432) 48,999,000 0

HEPHAIST SEIKO CO.,LTD. (6433) 6,316,700 0

Amano Corporation (6436) 76,657,829 0

JUKI CORPORATION (6440) 29,874,179 0

SANDEN HOLDINGS CORPORATION (6444) 28,066,313 0

JANOME SEWING MACHINE CO.,LTD. (6445) 19,521,444 0

BROTHER INDUSTRIES,LTD. (6448) 262,220,530 0

MAX CO.,LTD. (6454) 49,141,426 0

MORITA HOLDINGS CORPORATION (6455) 46,918,542 0

GLORY LTD. (6457) 63,638,210 0

SINKO INDUSTRIES LTD. (6458) 27,212,263 0

DAIWA INDUSTRIES LTD. (6459) 51,717,215 0

SEGA SAMMY HOLDINGS INC. (6460) 266,229,476 0

Nippon Piston Ring Co.,Ltd. (6461) 8,374,157 0

RIKEN CORPORATION (6462) 10,648,466 0

TPR CO.,LTD. (6463) 36,100,099 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

TSUBAKI NAKASHIMA CO.,LTD. (6464) 41,063,000 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2011 Resolution based 2 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2013 Resolution based 2 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2014 Resolution based 2 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 2 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 2 0 Shares

HOSHIZAKI CORPORATION (6465) 72,421,650 0

Toa Valve Engineering Inc. (6466) 2,678,600 0

NICHIDAI CORPORATION (6467) 9,053,300 0

HODEN SEIMITSU KAKO KENKYUSHO CO.,LTD. (6469) 7,407,800 0

TAIHO KOGYO CO.,LTD. (6470) 29,172,457 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

NSK Ltd. (6471) 551,268,104 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

NTN CORPORATION (6472) 532,463,527 0

JTEKT Corporation (6473) 343,286,307 0

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Apr. 2020

- 92 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

NACHI-FUJIKOSHI CORP. (6474) 24,919,343 0

MINEBEA MITSUMI Inc. (6479) 427,080,606 Exercise of CB 0 CB 22. 8 JPY 0 thou. JPY 20,000,000 thou. JPY

NIPPON THOMPSON CO.,LTD. (6480) 73,501,425 0

THK CO.,LTD. (6481) 133,856,903 0

YUSHIN PRECISION EQUIPMENT CO.,LTD. (6482) 35,638,066 0

KVK CORPORATION (6484) 8,347,078 0

MAEZAWA KYUSO INDUSTRIES CO.,LTD. (6485) 12,000,000 0

EAGLE INDUSTRY CO.,LTD. (6486) 49,757,821 0

Yoshitake Inc. (6488) 6,967,473 0

Maezawa Industries,Inc. (6489) 21,425,548 0

NIPPON PILLAR PACKING CO.,LTD. (6490) 25,042,406 0

OKANO VALVE MFG.CO.LTD. (6492) 1,793,000 0

NITTAN VALVE CO.,LTD. (6493) 28,978,860 0

NFK HOLDINGS CO.,Ltd (6494) 34,313,342 Exercise of Subscription Warrants 0 Oct. 2019 Resolution based 1 0 Shares

MIYAIRI VALVE MFG.CO.,LTD. (6495) 48,849,935 0

NAKAKITA SEISAKUSHO CO.,LTD. (6496) 3,832,800 0

HAMAI INDUSTRIES LTD (6497) 7,424,140 0

KITZ CORPORATION (6498) 100,396,511 0

Hitachi,Ltd. (6501) 967,280,477 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

TOSHIBA CORPORATION (6502) 455,000,000 0

Mitsubishi Electric Corporation (6503) 2,147,201,551 0

FUJI ELECTRIC CO.,LTD. (6504) 149,296,991 0

TOYO DENKI SEIZO K.K.(TOYO ELECTRIC MFG.CO.,LTD.) (6505) 9,735,000 0

YASKAWA Electric Corporation (6506) 266,690,497 0

SINFONIA TECHNOLOGY CO.,LTD. (6507) 29,789,122 0

MEIDENSHA CORPORATION (6508) 45,527,540 0

Origin Company,Limited (6513) 6,699,986 0

SANYO DENKI CO.,LTD. (6516) 12,972,187 0

Denyo Co.,Ltd. (6517) 22,859,660 0

SANSO ELECTRIC CO.,LTD. (6518) 4,589,800 0

REFINVERSE,Inc. (6531) 3,049,950 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

BayCurrent Consulting,Inc. (6532) 15,541,141 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Feb. 2015 Resolution based 2 0 Shares

Orchestra Holdings Inc. (6533) 9,157,200 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

i-mobile Co.,Ltd. (6535) 21,758,106 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

WASHHOUSE CO.,LTD. (6537) 6,881,000 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 93 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2016 Resolution based 2 0 Shares

CareerIndex Inc. (6538) 20,966,400 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

MATCHING SERVICE JAPAN CO.,LTD. (6539) 24,946,400 Exercise of Subscription Warrants 800 Feb. 2016 Resolution based 1 800 Shares

SEMBA CORPORATION (6540) 10,148,059 Apr. 28 Third-Party Allotment, etc. 65,162

Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

GRACE TECHNOLOGY,INC. (6541) 14,128,500 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Founder's Consultants Holdings Inc. (6542) 4,685,120 0

NISSEN INC. (6543) 2,002,300 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

JAPAN ELEVATOR SERVICE HOLDINGS CO.,LTD. (6544) 40,538,600 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

internet infinity INC. (6545) 5,427,771 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Fulltech Co.Ltd. (6546) 5,367,800 0

GREENS CO.,LTD. (6547) 12,886,200 0

TABIKOBO Co.Ltd. (6548) 4,753,900 Exercise of Subscription Warrants 1,800 Feb. 2016 Resolution based 1 1,800 Shares

DM Solutions Co.,Ltd (6549) 2,742,000 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Fringe81 Co,Ltd. (6550) 9,876,400 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

TSUNAGU GROUP HOLDINGS Inc. (6551) 7,354,170 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

GameWith,Inc. (6552) 18,217,900 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

Jan. 2017 Resolution based 2 0 Shares

SoldOut,Inc. (6553) 10,462,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2016 Resolution based 3 0 Shares

Jun. 2016 Resolution based 4 0 Shares

SUS Co.,Ltd. (6554) 8,777,600 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

MS&Consulting Co.,Ltd. (6555) 4,415,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Welbe,Inc. (6556) 27,825,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

global bridge HOLDINGS Co.,Ltd. (6557) 2,629,609 Exercise of Subscription Warrants 22,700 Dec. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 21,000 Shares

Mar. 2019 Resolution based 1 1,700 Shares

Cookbiz Co.,Ltd. (6558) 2,249,691 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

LTS,Inc. (6560) 4,151,200 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Dec. 2013 Resolution based 2 0 Shares

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Apr. 2020

- 94 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 2 0 Shares

Dec. 2014 Resolution based 3 0 Shares

Dec. 2016 Resolution based 1 0 Shares

HANATOUR JAPAN CO.,LTD. (6561) 11,000,000 0

Geniee,Inc. (6562) 17,958,200 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Mirai Works Inc. (6563) 1,243,900 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

MIDAC CO.,LTD. (6564) 13,386,750 0

ABHOTEL CO.,LTD. (6565) 14,176,000 0

KANAME KOGYO CO.,LTD. (6566) 15,871,400 0

SERIO HOLDINGS CO.,LTD. (6567) 3,164,700 0

KNC Laboratories Co.,Ltd. (6568) 7,744,900 0

NISSO CORPORATION (6569) 34,201,200 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Kyowa Corporation (6570) 6,080,130 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

QB Net Holdings Co.,Ltd. (6571) 12,663,300 Exercise of Subscription Warrants 6,200 Oct. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 2 6,200 Shares

Sep. 2017 Resolution based 1 0 Shares

RPA Holdings,Inc. (6572) 58,358,500 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Agile Media Network Inc. (6573) 2,087,080 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Convano Inc. (6574) 2,243,510 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

HUMAN ASSOCIATES HOLDINGS,Inc. (6575) 3,237,337 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Youkosha Co.,Ltd. (6576) 700,000 0

Bestone.Com Co.,Ltd (6577) 1,254,960 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

NLINKS Co.,Ltd. (6578) 7,164,642 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

logly,Inc. (6579) 1,866,500 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

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Apr. 2020

- 95 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Dec. 2019 Resolution based 1 0 Shares

Writeup Co.,Ltd. (6580) 2,903,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Sanoh Industrial Co.,Ltd. (6584) 37,112,000 0

Makita Corporation (6586) 280,017,520 0

TOSHIBA TEC CORPORATION (6588) 57,629,140 0

SHIBAURA MECHATRONICS CORPORATION (6590) 5,192,619 0

MABUCHI MOTOR CO.,LTD. (6592) 68,562,462 0

NIDEC CORPORATION (6594) 596,284,468 Apr. 01 Stock Split 298,142,234

TSUKUBASEIKO Co.,Ltd. (6596) 3,806,000 0

HPC SYSTEMS Inc. (6597) 4,090,000 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

UMC Electronics Co.,Ltd. (6615) 19,295,180 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

TOREX SEMICONDUCTOR LTD. (6616) 11,554,200 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

TAKAOKA TOKO CO.,LTD. (6617) 16,276,305 0

OHIZUMI MFG.CO.,LTD. (6618) 8,382,968 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

W-SCOPE Corporation (6619) 36,369,600 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares

Feb. 2010 Resolution based 2 0 Shares

Feb. 2010 Resolution based 3 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Miyakoshi Holdings,Inc. (6620) 40,014,943 0

DAIHEN CORPORATION (6622) 27,103,291 0

JALCO Holdings Inc. (6625) 86,598,018 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares

SEMITEC Corporation (6626) 2,836,900 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Tera Probe,Inc. (6627) 9,282,500 0

ONKYO CORPORATION (6628) 294,331,671 Apr. 15 Third-Party Allotment, etc. 20,000,000

Exercise of Subscription Warrants 0 Dec. 2019 Resolution based 1 0 Shares

Dec. 2019 Resolution based 2 0 Shares

TECHNO HORIZON HOLDINGS CO.,LTD. (6629) 21,063,240 0

YA-MAN LTD. (6630) 58,348,880 0

JVCKENWOOD Corporation (6632) 164,000,201 0

C&G SYSTEMS INC. (6633) 9,801,549 0

NCXX Group Inc. (6634) 15,030,195 Exercise of CB 0 CB 7 0 thou. JPY 200,000 thou. JPY

Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

KK DI-NIKKO ENGINEERING (6635) 2,729,400 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

TERASAKI ELECTRIC CO.,LTD. (6637) 13,030,000 0

MIMAKI ENGINEERING CO.,LTD. (6638) 32,040,000 0

CONTEC CO.,LTD. (6639) 6,600,000 0

DAI-ICHI SEIKO CO.,LTD. (6640) 18,722,800 0

Nissin Electric Co.,Ltd. (6641) 107,832,445 0

Togami Electric Mfg.Co.,Ltd. (6643) 5,028,658 0

Osaki Electric Co.,Ltd. (6644) 49,267,180 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 96 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

OMRON Corporation (6645) 206,244,872 0

MORIO DENKI CO.,LTD. (6647) 1,425,000 0

KAWADEN CORPORATION (6648) 4,192,000 0

NITTO KOGYO CORPORATION (6651) 43,000,000 0

IDEC CORPORATION (6652) 33,224,485 0

SEIKO ELECTRIC CO.,LTD. (6653) 12,603,595 0

FUJI ELECTRIC INDUSTRY CO.,LTD. (6654) 6,669,000 0

inspec Inc. (6656) 3,772,100 Exercise of Subscription Warrants 500 Jun. 2013 Resolution based 1 500 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 0 Shares

Shirai Electronics Industrial Co.,Ltd. (6658) 13,976,000 0

MEDIA LINKS CO.,LTD. (6659) 5,675,300 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Ubiteq,INC. (6662) 14,791,600 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

TAIYO INDUSTRIAL CO.,LTD. (6663) 5,910,100 Apr. 08 Third-Party Allotment, etc. 38,100

OPTOELECTRONICS CO.,LTD. (6664) 6,578,000 0

RIVER ELETEC CORPORATION (6666) 7,492,652 0

ADTEC PLASMA TECHNOLOGY CO.,LTD. (6668) 8,586,000 0

MCJ Co.,Ltd. (6670) 101,774,700 0

GS Yuasa Corporation (6674) 82,714,942 0

SAXA Holdings,Inc. (6675) 6,244,962 0

MELCO HOLDINGS INC. (6676) 22,237,873 0

SK-Electronics CO.,LTD. (6677) 11,368,400 0

Techno Medica Co.,Ltd. (6678) 8,760,000 0

ZOOM CORPORATION (6694) 2,297,412 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Tripleone Co.,ltd. (6695) 182,400 0

TRANZAS,Inc (6696) 3,186,000 Exercise of Subscription Warrants 6,000 Jul. 2014 Resolution based 1 6,000 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

ViSCO Technologies Corporation (6698) 6,406,400 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Nov. 2016 Resolution based 1 0 Shares

DIAMOND ELECTRIC HOLDINGS Co.,Ltd. (6699) 7,733,401 0

NEC Corporation (6701) 260,473,263 0

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Apr. 2020

- 97 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

FUJITSU LIMITED (6702) 207,001,821 0

Oki Electric Industry Company,Limited (6703) 87,217,602 0

IWATSU ELECTRIC CO.,LTD. (6704) 10,080,344 0

Denki Kogyo Company,Limited (6706) 14,084,845 0

Sanken Electric Co.,Ltd. (6707) 25,098,060 0

MEISEI ELECTRIC CO.,LTD. (6709) 13,279,633 0

NAKAYO,INC. (6715) 4,794,963 0

AIPHONE CO.,LTD. (6718) 18,220,000 0

Wintest Corp. (6721) 33,041,000 0

A&T Corporation (6722) 6,257,900 0

Renesas Electronics Corporation (6723) 1,711,945,490 Exercise of Subscription Warrants 758,400 Jun. 2016 Resolution based 1 13,900 Shares

Mar. 2017 Resolution based 1 43,300 Shares

Mar. 2017 Resolution based 2 22,200 Shares

Apr. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 2 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 35,800 Shares

Mar. 2018 Resolution based 2 39,500 Shares

Jun. 2018 Resolution based 1 2,500 Shares

Jun. 2018 Resolution based 2 400 Shares

Sep. 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 30,900 Shares

Mar. 2019 Resolution based 2 217,800 Shares

Apr. 2019 Resolution based 1 0 Shares

Apr. 2019 Resolution based 2 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 2 269,000 Shares

Jul. 2019 Resolution based 1 83,100 Shares

Jul. 2019 Resolution based 2 0 Shares

Aug. 2019 Resolution based 1 0 Shares

Sep. 2019 Resolution based 1 0 Shares

Sep. 2019 Resolution based 2 0 Shares

Nov. 2019 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

SEIKO EPSON CORPORATION (6724) 399,634,778 0

Wacom Co.,Ltd. (6727) 166,546,400 0

ULVAC, Inc. (6728) 49,355,938 0

AXELL CORPORATION (6730) 11,187,749 0

PIXELA CORPORATION (6731) 77,208,581 Exercise of Subscription Warrants 7,000,000 Mar. 2020 Resolution based 1 7,000,000 Shares

Newtech Co.,Ltd. (6734) 2,081,000 0

SUNCORPORATION (6736) 22,648,600 Exercise of CB 0 CB 1 0 thou. JPY 299,978 thou. JPY

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Apr. 2020

- 98 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Exercise of Subscription Warrants 21,200 Jul. 2009 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 21,200 Shares

Aug. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Jan. 2015 Resolution based 2 0 Shares

Jan. 2015 Resolution based 3 0 Shares

Dec. 2019 Resolution based 1 0 Shares

EIZO Corporation (6737) 22,731,160 0

Japan Display Inc. (6740) 846,165,800 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 2 0 Shares

Jan. 2013 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Nippon Signal Company,Limited (6741) 68,339,704 0

Kyosan Electric Manufacturing Co.,Ltd. (6742) 62,844,251 0

Daido Signal Co.,Ltd. (6743) 18,018,000 0

NOHMI BOSAI LTD. (6744) 60,832,771 0

HOCHIKI CORPORATION (6745) 29,172,000 0

SEIWA ELECTRIC MFG. CO.,LTD. (6748) 13,238,700 0

ELECOM CO.,LTD. (6750) 44,524,110 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares

Sep. 2019 Resolution based 2 0 Shares

Panasonic Corporation (6752) 2,453,326,997 0

Sharp Corporation (6753) 532,416,558 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 795,363 Shares

ANRITSU CORPORATION (6754) 138,257,294 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

FUJITSU GENERAL LIMITED (6755) 109,277,299 0

OSG CORPORATION CO.,LTD. (6757) 5,500,000 0

SONY CORPORATION (6758) 1,261,058,781 Exercise of CB 0 * CB 6 43,000 thou. JPY 119,488,000 thou. JPY

Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares

Oct. 2010 Resolution based 2 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Nov. 2011 Resolution based 2 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Nov. 2012 Resolution based 2 0 Shares

Oct. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 2 0 Shares

Oct. 2014 Resolution based 1 0 Shares

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Apr. 2020

- 99 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Oct. 2014 Resolution based 2 0 Shares

Oct. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 2 0 Shares

Nov. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 2 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 2 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Feb. 2018 Resolution based 2 0 Shares

Oct. 2018 Resolution based 1 0 Shares

Oct. 2018 Resolution based 2 0 Shares

TDK Corporation (6762) 129,590,659 0

Teikoku Tsushin Kogyo Co.,Ltd. (6763) 10,141,833 0

TAMURA CORPORATION (6768) 82,771,473 0

THine Electronics,Inc. (6769) 12,340,100 0

ALPS ALPINE CO.,LTD. (6770) 219,281,450 0

IKEGAMI TSUSHINKI CO.,LTD. (6771) 7,285,746 0

Tokyo Cosmos Electric Co.,Ltd. (6772) 1,581,250 0

TB GROUP INC. (6775) 9,419,142 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares

Tensho Electric Industries Co.,Ltd. (6776) 17,014,000 0

SANTEC CORPORATION (6777) 11,961,100 0

Artiza Networks,Inc. (6778) 9,562,000 0

NIHON DEMPA KOGYO CO.,LTD. (6779) 20,757,905 0

SUZUKI CO.,LTD. (6785) 14,390,000 0

RVH Inc. (6786) 19,330,560 0

Meiko Electronics Co.,Ltd. (6787) 26,803,320 0

NIHON TRIM CO.,LTD. (6788) 8,656,780 0

Roland DG Corporation (6789) 12,656,311 0

Foster Electric Company,Limited (6794) 26,000,000 0

SMK Corporation (6798) 7,500,000 0

YOKOWO CO.,LTD. (6800) 20,849,878 0

TEAC CORPORATION (6803) 28,931,713 0

Hosiden Corporation (6804) 67,710,084 Exercise of CB 0 CB 24. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

HIROSE ELECTRIC CO.,LTD. (6806) 38,381,820 0

Japan Aviation Electronics Industry,Limited (6807) 92,302,608 0

TOA CORPORATION (6809) 34,536,635 0

Maxell Holdings,Ltd. (6810) 53,341,500 0

FURUNO ELECTRIC CO.,LTD. (6814) 31,894,554 0

UNIDEN HOLDINGS CORPORATION (6815) 6,313,964 0

SUMIDA CORPORATION (6817) 27,444,317 0

Izu Shaboten Resort Co.,Ltd (6819) 28,496,537 0

ICOM INCORPORATED (6820) 14,850,000 0

Oi Electric Co.,Ltd. (6822) 1,470,000 0

RION CO.,LTD. (6823) 12,294,400 0

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Apr. 2020

- 100 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

NEW COSMOS ELECTRIC CO.,LTD. (6824) 12,561,000 0

HONDA TSUSHIN KOGYO CO.,LTD. (6826) 25,006,200 0

AOI ELECTRONICS CO.,LTD. (6832) 12,000,000 0

SEIKOH GIKEN Co.,Ltd. (6834) 9,333,654 0

ALLIED TELESIS HOLDINGS K.K. (6835) 109,671,545 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

PLAT'HOME CO.,LTD. (6836) 1,358,800 0

KYOSHA CO.,LTD. (6837) 14,624,000 0

TAMAGAWA HOLDINGS CO.,LTD. (6838) 5,112,000 Exercise of Subscription Warrants 50,000 Apr. 2016 Resolution based 1 0 Shares

Jan. 2019 Resolution based 1 50,000 Shares

Jan. 2019 Resolution based 2 0 Shares

Feb. 2020 Resolution based 1 0 Shares

FUNAI ELECTRIC CO.,LTD. (6839) 36,130,796 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

AKIBA Holdings Co.,Ltd. (6840) 919,256 0

YOKOGAWA ELECTRIC CORPORATION (6841) 268,624,510 0

Shindengen Electric Manufacturing Co.,Ltd. (6844) 10,338,884 0

Azbil Corporation (6845) 145,200,884 0

DKK-TOA CORPORATION (6848) 19,880,620 0

NIHON KOHDEN CORPORATION (6849) 88,730,980 0

Chino Corporation (6850) 9,260,116 0

TECHNOL SEVEN CO.,LTD. (6852) 1,480,840 0

KYOWA ELECTRONIC INSTRUMENTS CO.,LTD. (6853) 28,058,800 0

JAPAN ELECTRONIC MATERIALS CORPORATION (6855) 10,604,880 0

HORIBA,Ltd. (6856) 42,532,752 0

ADVANTEST CORPORATION (6857) 199,566,770 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

ONO SOKKI Co.,Ltd. (6858) 12,200,000 0

ESPEC CORP. (6859) 23,781,394 0

KEYENCE CORPORATION (6861) 243,207,684 0

MINATO HOLDINGS INC. (6862) 7,447,914 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

NIRECO CORPORATION (6863) 8,305,249 0

NF CORPORATION (6864) 6,782,000 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

HIOKI E.E.CORPORATION (6866) 14,024,365 0

LEADER ELECTRONICS CORPORATION (6867) 4,436,501 0

SYSMEX CORPORATION (6869) 209,270,632 Exercise of Subscription Warrants 4,200 Aug. 2013 Resolution based 1 4,200 Shares

Fenwal Controls of Japan,Ltd. (6870) 5,893,000 0

MICRONICS JAPAN CO.,LTD. (6871) 40,025,316 0

KYORITSU ELECTRIC CORPORATION (6874) 4,369,200 0

MegaChips Corporation (6875) 23,038,400 0

Obara Group Incorporated (6877) 20,869,380 Exercise of CB 0 CB 20. 4 JPY 0 thou. JPY 0 thou. JPY Redemption 7,000,000 thou. JPY

IMAGICA GROUP Inc. (6879) 44,741,467 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares

Jul. 2019 Resolution based 2 0 Shares

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- 101 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

KYODEN COMPANY,LIMITED (6881) 52,279,051 0

Sansha Electric Manufacturing Co.,Ltd. (6882) 14,950,000 0

ACMOS INC. (6888) 10,215,400 0

ODELIC CO.,LTD. (6889) 6,100,000 0

Ferrotec Holdings Corporation (6890) 37,209,702 Exercise of CB 0 CB 2 0 thou. JPY 3,734,976 thou. JPY

PULSTEC INDUSTRIAL CO.,LTD. (6894) 1,393,459 0

TWINBIRD CORPORATION (6897) 9,030,000 0

TOMITA ELECTRIC CO.,LTD. (6898) 816,979 0

ASTI CORPORATION (6899) 3,417,006 0

SAWAFUJI ELECTRIC CO.,LTD. (6901) 4,322,000 0

DENSO CORPORATION (6902) 787,944,951 0

HARADA INDUSTRY CO.,LTD. (6904) 21,758,000 0

COSEL CO.,LTD. (6905) 35,712,000 0

GEOMATEC CO.,LTD. (6907) 9,152,400 0

IRISO ELECTRONICS CO.,LTD. (6908) 24,583,698 0

KIKUSUI ELECTRONICS CORPORATION (6912) 9,900,000 0

OPTEX GROUP Company,Limited (6914) 37,735,784 0

CHIYODA INTEGRE CO.,LTD. (6915) 13,528,929 0

I-O DATA DEVICE,INC. (6916) 14,839,349 0

AVAL DATA CORPORATION (6918) 7,417,842 0

KEL CORPORATION (6919) 7,743,000 0

Lasertec Corporation (6920) 94,286,400 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Stanley Electric Co.,Ltd. (6923) 174,200,000 0

IWASAKI ELECTRIC CO.,LTD. (6924) 7,821,950 0

USHIO INC. (6925) 127,000,000 0

OKAYA ELECTRIC INDUSTRIES CO.,LTD. (6926) 22,921,562 0

Helios Techno Holding Co.,Ltd. (6927) 22,806,900 0

ENOMOTO Co.,Ltd. (6928) 6,865,360 0

NIPPON CERAMIC CO.,LTD. (6929) 27,231,257 0

NIPPON ANTENNA CO.,LTD. (6930) 14,300,000 0

ENDO Lighting Corporation (6932) 14,776,321 0

The Furukawa Battery Co.,Ltd. (6937) 32,800,000 0

SOSHIN ELECTRIC CO.,LTD. (6938) 15,600,000 0

YAMAICHI ELECTRONICS CO.,LTD. (6941) 23,329,775 0

SOPHIA HOLDINGS CO.,LTD. (6942) 2,737,720 0

NKK SWITCHES CO.,LTD. (6943) 842,520 0

AIREX INC. (6944) 2,941,740 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 830,000 Shares

FUJITSU FRONTECH LIMITED (6945) 24,015,162 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

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- 102 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

Nippon Avionics Co.,Ltd. (6946) 2,830,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 800,000 Shares

PS 2 0 Shares 1,500,000 Shares

ZUKEN INC. (6947) 23,267,169 0

JEOL Ltd. (6951) 48,857,800 0

CASIO COMPUTER CO.,LTD. (6952) 259,020,914 0

FANUC CORPORATION (6954) 204,031,841 0

FDK CORPORATION (6955) 34,536,302 0

SHIBAURA ELECTRONICS CO.,LTD. (6957) 7,779,865 0

CMK CORPORATION (6958) 63,060,164 0

FUKUDA DENSHI CO.,LTD. (6960) 19,588,000 0

ENPLAS CORPORATION (6961) 18,232,897 0

DAISHINKU CORP. (6962) 9,049,242 0

ROHM COMPANY LIMITED (6963) 110,000,000 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

SANKO CO.,LTD. (6964) 10,066,872 0

HAMAMATSU PHOTONICS K.K. (6965) 165,027,259 0

Mitsui High-tec,Inc. (6966) 39,466,865 0

SHINKO ELECTRIC INDUSTRIES CO.,LTD. (6967) 135,171,942 0

MATSUO ELECTRIC CO.,LTD. (6969) 2,572,000 0

KYOCERA CORPORATION (6971) 377,618,580 0

KYOEI SANGYO CO.,LTD. (6973) 3,193,545 0

TAIYO YUDEN CO.,LTD. (6976) 130,218,481 0

JAPAN RESISTOR MFG.CO. (6977) 1,240,000 0

Murata Manufacturing Co.,Ltd. (6981) 675,814,281 0

The Lead Co.,Inc. (6982) 2,632,960 0

FUTABA CORPORATION (6986) 42,426,739 0

NITTO DENKO CORPORATION (6988) 158,758,428 0

HOKURIKU ELECTRIC INDUSTRY CO.,LTD. (6989) 9,250,099 0

Daikokuya Holdings Co.,Ltd. (6993) 116,982,866 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SHIZUKI ELECTRIC COMPANY INC. (6994) 33,061,003 0

TOKAI RIKA CO.,LTD. (6995) 94,234,171 0

NICHICON CORPORATION (6996) 78,000,000 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 12,000,000 thou. JPY

NIPPON CHEMI-CON CORPORATION (6997) 16,314,833 0

Nippon Tungsten Co.,Ltd. (6998) 2,577,760 0

KOA CORPORATION (6999) 40,479,724 0

Mitsui E&S Holdings Co.,Ltd. (7003) 83,098,717 0

Hitachi Zosen Corporation (7004) 170,214,843 0

Mitsubishi Heavy Industries,Ltd. (7011) 337,364,781 0

Kawasaki Heavy Industries,Ltd. (7012) 167,080,532 0

IHI Corporation (7013) 154,679,954 0

Namura Shipbuilding Co.,Ltd. (7014) 69,099,551 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares

Dec. 2009 Resolution based 1 0 Shares

Dec. 2010 Resolution based 1 0 Shares

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Apr. 2020

- 103 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Dec. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Dec. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

Naikai Zosen Corporation (7018) 2,253,000 0

NITCHITSU CO.,LTD. (7021) 2,130,000 0

Sanoyas Holdings Corporation (7022) 32,637,500 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

SPRIX,Ltd. (7030) 17,308,650 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Management Solutions Co.,Ltd. (7033) 16,666,200 Apr. 01 Stock Split 11,110,800

Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Prored Partners CO.,LTD. (7034) 10,965,600 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

and factory,inc (7035) 9,824,720 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

eMnet Japan.co.ltd. (7036) 1,844,400 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

teno.Holdings Company Limited (7037) 4,656,900 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

Frontier Management Inc. (7038) 5,706,000 0

BRIDGE International Corp. (7039) 3,521,400 Exercise of Subscription Warrants 0 Aug. 2003 Resolution based 1 0 Shares

Dec. 2005 Resolution based 1 0 Shares

SUN-LIFE HOLDING CO.,LTD. (7040) 6,820,000 0

CRG HOLDINGS CO.,LTD. (7041) 5,452,500 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Apr. 2017 Resolution based 2 0 Shares

ACCESS GROUP HOLDINGS CO.,LTD. (7042) 1,219,800 0

Alue Co.,Ltd. (7043) 2,554,400 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

PIALA INC. (7044) 7,107,040 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jan. 2018 Resolution based 1 0 Shares

TSUKUI STAFF CORPORATION (7045) 1,604,000 Exercise of Subscription Warrants 6,000 Jul. 2016 Resolution based 1 6,000 Shares

TECNOS DATA SCIENCE ENGINEERING INCORPORATED (7046) 2,200,000 0

PORT INC. (7047) 11,642,220 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

VELTRA Corporation (7048) 29,948,100 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

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Apr. 2020

- 104 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Dec. 2017 Resolution based 2 0 Shares

Jan. 2018 Resolution based 1 0 Shares

SHIKIGAKU.Co.,Ltd. (7049) 7,474,500 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

FRONTIER INTERNATIONAL INC. (7050) 4,553,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares

Maruc Co.,Ltd. (7056) 650,000 Apr. 30 Third-Party Allotment, etc. 50,000

New Constructor's Network Co.,Ltd. (7057) 3,213,500 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Kyoei Security Service Co.,Ltd. (7058) 1,506,500 0

COPRO-HOLDINGS.Co.,Ltd. (7059) 5,000,000 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

geechs inc. (7060) 10,477,600 Exercise of Subscription Warrants 14,640 Mar. 2015 Resolution based 1 12,000 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 2,640 Shares

Japan Hospice Holdings Inc. (7061) 7,887,000 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

Fureasu Co.,Ltd. (7062) 2,328,600 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

a dot co.,ltd (7063) 2,441,000 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Howtelevision,Inc. (7064) 1,267,900 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

UPR Corporation (7065) 7,660,000 0

Peers Co.,Ltd. (7066) 2,240,100 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 0 Shares

Branding Technology Inc. (7067) 1,615,000 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

Feedforce Inc. (7068) 5,632,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

CyberBuzz,Inc. (7069) 3,731,000 Exercise of Subscription Warrants 5,000 Mar. 2014 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 5,000 Shares

SI Holdings plc (7070) 11,330,000 0

Amvis Holdings,Inc. (7071) 22,522,000 Apr. 01 Stock Split 11,261,000

Intimate Merger,Inc. (7072) 2,871,800 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

JAIC Co.,Ltd. (7073) 905,800 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 0 Shares

Apr. 2019 Resolution based 1 0 Shares

Twenty-four seven Inc. (7074) 4,500,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

QLS Holdings Co.,Ltd (7075) 2,014,560 0

ALiNK Internet,INC. (7077) 2,102,400 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

INCLUSIVE Inc. (7078) 2,420,400 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

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- 105 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2015 Resolution based 2 0 Shares

Apr. 2016 Resolution based 1 0 Shares

WDB coco CO.,LTD. (7079) 2,285,000 0

Sportsfield Co.,Ltd. (7080) 882,200 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Koyou Rentia Co.,Ltd. (7081) 5,400,300 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

Dec. 2017 Resolution based 2 0 Shares

Jimoty,Inc. (7082) 5,641,365 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

AHC GROUP INC. (7083) 2,087,850 Exercise of Subscription Warrants 200 Oct. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 200 Shares

Kids Smile Holdings Inc. (7084) 3,150,000 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares

CURVES HOLDINGS Co.,Ltd. (7085) 93,857,493 0

KIZUNA HOLDINGS Corp. (7086) 3,444,235 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

WILLTEC Co.,Ltd. (7087) 6,058,500 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Forum Engineering Inc. (7088) 26,678,400 Exercise of Subscription Warrants 4,500 Mar. 2017 Resolution based 1 4,500 Shares

for Startups,Inc. (7089) 3,148,400 Exercise of Subscription Warrants 11,400 Sep. 2017 Resolution based 1 11,400 Shares

Ligua Inc. (7090) 1,301,500 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Living Platform,Ltd. (7091) 1,533,000 0

adish Co.,Ltd. (7093) 1,721,400 Apr. 28 Third-Party Allotment, etc. 30,000

Exercise of Subscription Warrants 14,900 Jun. 2017 Resolution based 1 14,900 Shares

NexTone Inc. (7094) 3,079,000 0

Macbee Planet,Inc. (7095) 3,097,900 Apr. 27 Third-Party Allotment, etc. 87,900

Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Agent Inc. (7098) 5,000,000 Apr. 28 Initial Listing 5,000,000

NIPPON SHARYO,LTD. (7102) 14,675,012 0

Mitsubishi Logisnext Co.,Ltd. (7105) 106,541,013 Exercise of Subscription Warrants 5,000 Aug. 2012 Resolution based 1 4,000 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 1,000 Shares

Aug. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 0 Shares

THE KINKI SHARYO CO.,LTD. (7122) 6,908,359 0

Financial Products Group Co.,Ltd. (7148) 89,073,600 0

THE SHIMANE BANK,LTD. (7150) 8,416,000 0

LIFENET INSURANCE COMPANY (7157) 51,360,238 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

Jimoto Holdings,Inc. (7161) 178,867,630 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 130,000,000 Shares

PS 2 0 Shares 100,000,000 Shares

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

PS 3 0 Shares 50,000,000 Shares

ASTMAX Co.,Ltd. (7162) 13,160,300 0

ZENKOKU HOSHO Co.,Ltd. (7164) 68,871,790 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Mebuki Financial Group,Inc. (7167) 1,179,055,218 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Apr. 2016 Resolution based 2 0 Shares

Apr. 2016 Resolution based 3 0 Shares

Apr. 2016 Resolution based 4 0 Shares

Apr. 2016 Resolution based 5 0 Shares

Apr. 2016 Resolution based 6 0 Shares

Apr. 2016 Resolution based 7 0 Shares

Apr. 2016 Resolution based 8 0 Shares

NFC Holdings,Inc. (7169) 18,089,402 0

CHUOU INTERNATIONAL GROUP CO.,LTD. (7170) 3,337,960 0

Japan Investment Adviser Co.,Ltd. (7172) 30,422,000 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Tokyo Kiraboshi Financial Group,Inc. (7173) 30,650,115 0

The Imamura Securities Co.,Ltd. (7175) 2,660,000 0

Simplex Financial Holdings Co.,Ltd. (7176) 2,100,000 0

GMO Financial Holdings,Inc. (7177) 117,882,903 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Kyushu Financial Group,Inc. (7180) 463,375,978 0

JAPAN POST INSURANCE Co.,Ltd. (7181) 562,600,000 0

JAPAN POST BANK Co.,Ltd. (7182) 4,500,000,000 0

Anshin Guarantor Service Co.,Ltd. (7183) 17,976,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 2 0 Shares

THE FIRST BANK OF TOYAMA,LTD. (7184) 67,309,700 0

Hirose Tusyo Inc. (7185) 6,495,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Concordia Financial Group,Ltd. (7186) 1,209,616,065 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Sep. 2015 Resolution based 2 0 Shares

Sep. 2015 Resolution based 3 0 Shares

Sep. 2015 Resolution based 4 0 Shares

Sep. 2015 Resolution based 5 0 Shares

Jun. 2016 Resolution based 1 0 Shares

J-LEASE CO.,LTD. (7187) 8,800,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nishi-Nippon Financial Holdings,Inc. (7189) 162,596,955 0

Mercuria Investment Co.,Ltd. (7190) 17,606,500 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 107 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Entrust Inc. (7191) 22,288,522 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Mortgage Service Japan Limited (7192) 7,137,000 0

Casa Inc. (7196) 11,072,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2013 Resolution based 2 0 Shares

Oct. 2013 Resolution based 3 0 Shares

Dec. 2019 Resolution based 1 0 Shares

ARUHI Corporation (7198) 36,080,600 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Premium Group Co.,Ltd. (7199) 13,274,500 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

NISSAN MOTOR CO.,LTD. (7201) 4,220,715,112 0

ISUZU MOTORS LIMITED (7202) 848,422,669 0

TOYOTA MOTOR CORPORATION (7203) 3,262,997,492 0

HINO MOTORS,LTD. (7205) 574,580,850 0

KANEMITSU CORPORATION (7208) 5,129,577 0

MITSUBISHI MOTORS CORPORATION (7211) 1,490,282,496 0

F-TECH INC. (7212) 18,712,244 0

LECIP HOLDINGS CORPORATION (7213) 14,178,200 0

GMB CORPORATION (7214) 5,233,280 0

FALTEC Co.,Ltd. (7215) 9,378,600 0

TEIN,INC. (7217) 6,652,250 0

TANAKA SEIMITSU KOGYO CO.,LTD. (7218) 9,763,600 0

HKS CO.,LTD. (7219) 800,000 0

MUSASHI SEIMITSU INDUSTRY CO.,LTD. (7220) 65,184,001 0

NISSAN SHATAI CO.,LTD. (7222) 157,239,691 0

ShinMaywa Industries,LTD. (7224) 70,000,000 0

KYOKUTO KAIHATSU KOGYO CO.,LTD. (7226) 42,737,668 0

DAYTONA CORPORATION (7228) 3,604,600 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

YUTAKA GIKEN CO.,LTD. (7229) 14,820,000 0

NISSIN KOGYO CO.,LTD. (7230) 65,452,143 0

TOPY INDUSTRIES,LIMITED (7231) 24,077,510 0

TOKYO RADIATOR MFG.CO.,LTD. (7235) 14,400,000 0

T.RAD Co., Ltd. (7236) 8,344,405 0

AKEBONO BRAKE INDUSTRY CO.,LTD. (7238) 135,992,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,000 Shares

TACHI-S CO.,LTD. (7239) 35,242,846 0

NOK CORPORATION (7240) 173,138,537 0

FUTABA INDUSTRIAL CO.,LTD. (7241) 89,580,827 0

KYB Corporation (7242) 25,748,431 0

ICHIKOH INDUSTRIES,LTD. (7244) 96,292,401 0

DAIDO METAL CO.,LTD. (7245) 47,520,253 0

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Apr. 2020

- 108 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

PRESS KOGYO CO.,LTD. (7246) 114,009,770 0

MIKUNI CORPORATION (7247) 34,049,423 0

PACIFIC INDUSTRIAL CO.,LTD. (7250) 61,312,896 0

KEIHIN CORPORATION (7251) 73,985,246 0

UNIVANCE CORPORATION (7254) 23,396,787 0

SAKURAI LTD. (7255) 4,000,000 0

KASAI KOGYO CO.,LTD. (7256) 39,511,728 0

AISIN SEIKI CO.,LTD. (7259) 294,674,634 0

Mazda Motor Corporation (7261) 631,803,979 0

MURO CORPORATION (7264) 6,546,200 0

EIKEN INDUSTRIES CO.,LTD (7265) 1,240,000 0

Imasen Electric Industrial Co.,Ltd. (7266) 21,341,152 0

HONDA MOTOR CO.,LTD. (7267) 1,811,428,430 0

TATSUMI Corporation (7268) 6,000,000 0

SUZUKI MOTOR CORPORATION (7269) 491,067,800 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 2,970,000 thou. JPY

CB 23. 3 JPY 0 thou. JPY 8,560,000 thou. JPY

SUBARU CORPORATION (7270) 769,175,873 0

YASUNAGA CORPORATION (7271) 12,938,639 0

Yamaha Motor Co.,Ltd. (7272) 350,122,835 Apr. 28 Third-Party Allotment, etc. 109,689

IKUYO CO.,LTD. (7273) 1,538,500 0

SHOWA CORPORATION (7274) 76,020,019 0

KOITO MANUFACTURING CO.,LTD. (7276) 160,789,436 0

TBK Co.,Ltd. (7277) 29,424,635 0

EXEDY Corporation (7278) 48,593,736 0

HI-LEX CORPORATION (7279) 38,216,759 0

MITSUBA Corporation (7280) 45,581,809 0

TOYODA GOSEI CO.,LTD. (7282) 130,010,011 0

AISAN INDUSTRY CO.,LTD. (7283) 63,018,396 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

MEIWA INDUSTRY CO.,LTD. (7284) 3,502,859 0

NIPPON SEIKI CO.,LTD. (7287) 60,907,599 0

NIHON PLAST CO.,LTD. (7291) 19,410,000 0

MURAKAMI CORPORATION (7292) 13,100,000 0

YOROZU CORPORATION (7294) 25,055,636 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares

Nov. 2010 Resolution based 1 0 Shares

Nov. 2011 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Nov. 2013 Resolution based 1 0 Shares

F.C.C.CO.,LTD. (7296) 52,644,030 0

CAR MATE MFG. CO.,LTD. (7297) 7,928,885 0

Yachiyo Industry Co.,Ltd. (7298) 24,042,700 0

FUJI OOZX Inc. (7299) 2,055,950 0

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Apr. 2020

- 109 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

ARAYA INDUSTRIAL CO.,LTD. (7305) 6,045,326 0

SHIMANO INC. (7309) 92,720,000 0

TS TECH CO.,LTD. (7313) 68,000,000 0

ODAWARA AUTO-MACHINE MFG.CO.,LTD. (7314) 3,110,100 Apr. 24 Third-Party Allotment, etc. 16,100

IJTT Co.,Ltd. (7315) 49,154,282 0

Matsuya R&D Co.,Ltd (7317) 2,530,000 Apr. 06 Initial Listing 2,530,000

Japan Living Warranty Inc. (7320) 5,004,300 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Kansai Mirai Financial Group,Inc. (7321) 372,876,219 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

Nov. 2017 Resolution based 2 0 Shares

Nov. 2017 Resolution based 3 0 Shares

Nov. 2017 Resolution based 4 0 Shares

Nov. 2017 Resolution based 5 0 Shares

Nov. 2017 Resolution based 6 0 Shares

San ju San Financial Group,Inc. (7322) 26,167,585 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,200,000 Shares

ipet Insurance CO.,Ltd. (7323) 10,803,654 Exercise of Subscription Warrants 6,660 Jun. 2010 Resolution based 1 1,160 Shares

May 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 5,500 Shares

IRRC Corporation (7325) 8,538,000 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

SBI Insurance Group Co.,Ltd. (7326) 24,820,530 0

Daishi Hokuetsu Financial Group,Inc. (7327) 45,942,978 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 2 0 Shares

Jun. 2018 Resolution based 3 0 Shares

Jun. 2018 Resolution based 4 0 Shares

Jun. 2018 Resolution based 5 0 Shares

Jun. 2018 Resolution based 6 0 Shares

Jun. 2018 Resolution based 7 0 Shares

Jun. 2018 Resolution based 8 0 Shares

Jun. 2018 Resolution based 9 0 Shares

Jun. 2018 Resolution based 10 0 Shares

Jun. 2018 Resolution based 11 0 Shares

Jun. 2018 Resolution based 12 0 Shares

Jun. 2018 Resolution based 13 0 Shares

Jun. 2018 Resolution based 14 0 Shares

Nov. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

NANSIN CO.,LTD. (7399) 7,708,000 0

Showa Aircraft Industry Co.,Ltd. (7404) 0 Apr. 20 Delisting -33,606,132

JAMCO CORPORATION (7408) 26,863,974 0

ATOM CORPORATION (7412) 184,559,297 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 9,000,000 Shares

PS 2 0 Shares 5 Shares

PS 3 0 Shares 5 Shares

PS 4 0 Shares 12 Shares

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Apr. 2020

- 110 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Sokensha Co.,Ltd. (7413) 705,500 0

ONOKEN CO.,LTD. (7414) 21,859,712 Exercise of CB 0 CB 25. 2 JPY 0 thou. JPY 6,000,000 thou. JPY

Haruyama Holdings Inc. (7416) 16,485,078 0

NANYO CORPORATION (7417) 6,615,070 0

Nojima Co.,Ltd. (7419) 51,289,616 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

SATORI ELECTRIC CO.,LTD. (7420) 17,946,826 0

KAPPA・CREATE CO.,LTD. (7421) 49,414,578 0

TOHO LAMAC CO.,LTD. (7422) 512,070 0

HATSUHO SHOUJI CO.,LTD. (7425) 870,165 0

Yamadai Corporation (7426) 1,187,368 0

ECHO TRADING CO.,LTD. (7427) 6,036,546 0

Hakuto Co.,Ltd. (7433) 24,137,213 0

OTAKE CORPORATION (7434) 4,284,500 0

NADEX CO.,LTD. (7435) 9,605,800 0

KONDOTEC INC. (7438) 27,257,000 0

NAKAYAMAFUKU CO.,LTD. (7442) 20,214,480 0

YOKOHAMA GYORUI CO.,LTD. (7443) 6,290,000 0

Harima-Kyowa Co.,LTD. (7444) 5,441,568 0

RIGHT ON Co.,Ltd. (7445) 29,631,500 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

TOHOKU CHEMICAL Co.,LTD. (7446) 960,000 0

NAGAILEBEN Co.,Ltd. (7447) 38,236,000 0

JEANS MATE CORPORATION (7448) 16,101,466 0

SUNDAY CO.,LTD. (7450) 10,770,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

Mitsubishi Shokuhin Co.,Ltd. (7451) 58,125,490 0

RYOHIN KEIKAKU CO.,LTD. (7453) 280,780,000 0

PARIS MIKI HOLDINGS Inc. (7455) 56,057,474 0

MATSUDA SANGYO Co.,Ltd. (7456) 28,908,581 0

DAIICHIKOSHO CO.,LTD. (7458) 57,234,200 0

MEDIPAL HOLDINGS CORPORATION (7459) 244,524,496 Exercise of CB 0 CB 22. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

YAGI & CO.,LTD. (7460) 10,568,000 0

KIMURA CO.,LTD. (7461) 15,180,000 0

DAIYA TSUSHO CO.,LTD. (7462) 822,200 0

ADVAN CO.,LTD. (7463) 53,812,692 0

SAFTEC CO.,LTD. (7464) 500,000 0

SPK CORPORATION (7466) 10,453,800 Apr. 01 Stock Split 5,226,900

HAGIWARA ELECTRIC HOLDINGS CO.,LTD. (7467) 9,018,000 0

TOBA,INC. (7472) 5,000,000 0

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Apr. 2020

- 111 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

ALBIS Co.,Ltd. (7475) 9,255,926 0

AS ONE CORPORATION (7476) 20,688,135 0

MURAKI CORPORATION (7477) 1,470,000 0

SUZUDEN CORPORATION (7480) 14,652,600 0

OIE SANGYO CO.,LTD. (7481) 9,255,000 0

SHIMOJIMA Co.,Ltd. (7482) 24,257,826 0

DOSHISHA CO.,LTD. (7483) 37,375,636 0

SANRIN CO.,LTD. (7486) 12,300,000 0

OZU CORPORATION (7487) 8,435,225 0

NISSIN SHOJI CO.,LTD. (7490) 7,600,000 0

KONAKA CO.,LTD. (7494) 31,146,685 0

NISHIKAWA KEISOKU Co.,Ltd. (7500) 3,432,475 0

TIEMCO LTD. (7501) 3,339,995 0

PLAZA CREATE HONSHA CO.,LTD. (7502) 13,836,258 0

KOHSOKU CORPORATION (7504) 20,973,920 0

FUSO DENTSU CO.,LTD. (7505) 3,480,490 Apr. 01 Stock Split 1,740,245

HOUSE OF ROSE Co.,Ltd. (7506) 4,703,063 0

G-7 HOLDINGS Inc. (7508) 26,672,800 0

I.A GROUP CORPORATION (7509) 1,645,360 0

TAKEBISHI CORPORATION (7510) 14,798,600 0

Aeon Hokkaido Corporation (7512) 139,420,284 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

Kojima Co.,Ltd. (7513) 77,912,716 0

HIMARAYA Co.,Ltd. (7514) 12,320,787 0

Maruyoshi Center Inc. (7515) 934,999 0

KOHNAN SHOJI CO.,LTD. (7516) 34,682,113 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Net One Systems Co.,Ltd. (7518) 86,000,000 0

GOYO INTEX CO.,LTD. (7519) 10,815,585 Apr. 21 Third-Party Allotment, etc. 714,000

Eco's Co.,Ltd. (7520) 11,648,917 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

MUSASHI CO.,LTD. (7521) 7,950,000 0

WATAMI CO.,LTD. (7522) 41,686,780 0

ART VIVANT CO.,LTD. (7523) 12,963,816 0

MARCHE CORPORATION (7524) 8,550,400 0

RIX CORPORATION (7525) 8,640,000 0

SystemSoft Corporation (7527) 68,040,560 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

SEIWA CHUO HOLDINGS CORPORATION (7531) 3,922,000 0

Pan Pacific International Holdings Corporation (7532) 633,848,240 Exercise of Subscription Warrants 6,400 Jun. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 6,400 Shares

May 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

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Apr. 2020

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

MARUBUN CORPORATION (7537) 28,051,200 0

DAISUI CO.,LTD. (7538) 13,774,819 0

AINAVO HOLDINGS Co.,Ltd. (7539) 11,647,820 0

Three F Co.,Ltd. (7544) 7,707,095 0

NISHIMATSUYA CHAIN Co.,Ltd. (7545) 69,588,856 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

May 2013 Resolution based 2 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

May 2017 Resolution based 1 0 Shares

May 2017 Resolution based 2 0 Shares

ZENSHO HOLDINGS CO.,LTD. (7550) 154,862,825 0

WEDS CO.,LTD. (7551) 16,118,166 0

HAPPINET CORPORATION (7552) 24,050,000 0

KOURAKUEN HOLDINGS CORPORATION (7554) 16,774,841 0

Ota Floriculture Auction Co.,Ltd. (7555) 5,500,000 0

GLOBAL FOOD CREATORS CO.,LTD. (7559) 5,769,040 0

HURXLEY CORPORATION (7561) 11,025,032 0

ANRAKUTEI Co.,Ltd (7562) 2,139,434 0

WORKMAN CO.,LTD. (7564) 81,846,816 0

MANSEI CORPORATION (7565) 2,300,000 0

SAKAE ELECTRONICS CORPORATION (7567) 5,090,000 0

HASHIMOTO SOGYO HOLDINGS CO.,LTD. (7570) 10,646,526 0

YAMANO HOLDINGS CORPORATION (7571) 34,497,058 0

Japan Lifeline Co.,Ltd. (7575) 85,419,976 0

HAPiNS Co.,Ltd. (7577) 15,000,000 0

NICHIRYOKU CO.,LTD. (7578) 1,374,101 0

SAIZERIYA CO.,LTD. (7581) 52,272,342 0

KAN-NANMARU CORPORATION (7585) 4,351,308 0

PALTEK CORPORATION (7587) 11,849,899 0

TAKASHO CO.,LTD. (7590) 14,679,814 0

VT HOLDINGS CO.,LTD. (7593) 119,381,034 0

Maruka Corporation (7594) 9,327,700 0

ARGO GRAPHICS Inc. (7595) 22,354,000 0

UORIKI CO.,LTD. (7596) 14,620,000 0

Tokyo Kiho Co.,Ltd. (7597) 447,856 0

IDOM Inc. (7599) 106,888,000 0

Japan Medical Dynamic Marketing,INC. (7600) 26,475,880 0

POPLAR CO.,Ltd. (7601) 11,787,822 0

Carchs Holdings Co.,Ltd. (7602) 24,087,009 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

MAC HOUSE CO.,LTD. (7603) 15,597,638 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

UMENOHANA CO.,LTD. (7604) 8,209,200 0

FUJI CORPORATION (7605) 10,485,000 0

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Apr. 2020

- 113 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

UNITED ARROWS LTD. (7606) 30,213,676 0

Shinwa Co.,Ltd. (7607) 14,415,319 0

SK JAPAN CO.,LTD. (7608) 8,490,103 0

Daitron Co.,Ltd. (7609) 11,155,979 0

TAY TWO CO.,LTD. (7610) 61,192,000 Exercise of Subscription Warrants 3,000,000 Jan. 2018 Resolution based 1 3,000,000 Shares

HIDAY HIDAKA Corp. (7611) 38,147,116 0

Nuts Inc. (7612) 85,762,020 Exercise of Subscription Warrants 0 May 2019 Resolution based 1 0 Shares

SIIX CORPORATION (7613) 50,400,000 Exercise of CB 0 * CB 1 0 thou. JPY 5,948,000 thou. JPY

Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 0 Shares

OM2Network Co.,Ltd. (7614) 7,335,634 0

KYOTO KIMONO YUZEN CO.,LTD. (7615) 15,498,200 0

COLOWIDE CO.,LTD. (7616) 75,284,041 0

PC DEPOT CORPORATION (7618) 52,622,400 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

TANAKA CO.,LTD. (7619) 8,832,000 0

UKAI CO.,LTD. (7621) 5,235,940 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

SUNAUTAS CO.,LTD. (7623) 3,230,500 0

Naito & Co.,Ltd. (7624) 54,789,510 0

GLOBAL-DINING,INC. (7625) 10,227,700 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

OHASHI TECHNICA INC. (7628) 16,240,040 0

ICHIBANYA CO.,LTD. (7630) 31,926,000 0

HOSHIIRYO-SANKI CO.,LTD. (7634) 3,420,000 0

SUGITA ACE CO.,LTD. (7635) 5,374,000 0

HANDSMAN CO.,LTD (7636) 14,509,800 0

Hakudo Co.,Ltd. (7637) 11,343,300 0

NEW ART HOLDINGS Co.,Ltd. (7638) 16,626,375 0

TOP CULTURE Co.,Ltd. (7640) 12,688,000 0

DAIICHI CO.,LTD. (7643) 11,438,640 0

PLANT Co.,Ltd. (7646) 8,090,000 0

ONTSU Co.,Ltd. (7647) 200,379,645 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2013 Resolution based 1 0 Shares

SUGI HOLDINGS Co.,LTD. (7649) 63,330,838 0

O-WELL CORPORATION (7670) 10,500,000 0

AmidA Holdings Co.,Ltd. (7671) 2,104,100 0

TAKA NET SERVICE Co.,Ltd. (7672) 112,100 0

DAIKO TSUSAN CO.,LTD. (7673) 5,332,780 0

NATTY SWANKY Co.,Ltd (7674) 2,106,900 0

GOODSPEED.CO.,LTD. (7676) 3,065,000 0

Yashima & Co.,Ltd. (7677) 2,880,000 0

ASAKUMA CO.,LTD. (7678) 5,344,820 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

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- 114 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Mar. 2017 Resolution based 1 0 Shares

YAKUODO HOLDINGS Co.,Ltd. (7679) 19,740,219 0

KEIJIDOUSHAKAN.Co.,Ltd. (7680) 51,600 0

LEOCLAN Co.,Ltd. (7681) 1,945,000 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

HAMAYUU CO.,LTD. (7682) 1,072,200 0

WA,Inc. (7683) 4,746,900 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

TAICHI HOLDINGS LIMITED (7684) 10,520,000 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

BuySell Technologies Co.,Ltd. (7685) 6,866,180 Exercise of Subscription Warrants 1,280 Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 480 Shares

Dec. 2016 Resolution based 1 800 Shares

Dec. 2016 Resolution based 2 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Kakuyasu Co.,Ltd. (7686) 7,702,900 Exercise of Subscription Warrants 9,500 Mar. 2017 Resolution based 1 2,300 Shares

Mar. 2018 Resolution based 1 7,200 Shares

MICREED Co.,Ltd. (7687) 2,108,000 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

Miahelsa Corporation (7688) 2,452,600 Exercise of Subscription Warrants 2,000 Jan. 2015 Resolution based 1 0 Shares

Jan. 2015 Resolution based 2 0 Shares

Mar. 2016 Resolution based 1 2,000 Shares

Jun. 2017 Resolution based 1 0 Shares

Shimadzu Corporation (7701) 296,070,227 0

JMS CO.,LTD. (7702) 24,733,466 0

Kawasumi Laboratories,Incorporated (7703) 22,948,003 0

GL Sciences Inc. (7705) 11,190,000 0

Precision System Science Co.,Ltd. (7707) 26,366,900 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares

KUBOTEK CORPORATION (7709) 13,830,000 0

SUKEGAWA ELECTRIC CO.,LTD. (7711) 5,870,000 0

SIGMA KOKI CO.,LTD. (7713) 7,552,628 0

NAGANO KEIKI CO.,LTD. (7715) 19,432,984 0

NAKANISHI INC. (7716) 94,259,400 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

V Technology Co.,Ltd. (7717) 10,057,600 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

STAR MICRONICS CO.,LTD. (7718) 45,091,334 Exercise of CB 0 CB 21. 6 JPY 0 thou. JPY 8,000,000 thou. JPY

TOKYO KOKI CO.LTD. (7719) 7,133,791 0

TOKYO KEIKI INC. (7721) 17,076,439 0

KOKUSAI CO.,LTD. (7722) 14,200,000 0

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Apr. 2020

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Aichi Tokei Denki Co.,Ltd. (7723) 5,140,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

INTER ACTION Corporation (7725) 11,510,200 0

KURODA PRECISION INDUSTRIES LTD. (7726) 5,648,704 0

OVAL Corporation (7727) 26,180,000 0

TOKYO SEIMITSU CO.,LTD. (7729) 41,695,381 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

MANI,INC. (7730) 106,911,000 0

NIKON CORPORATION (7731) 378,336,521 0

TOPCON CORPORATION (7732) 108,130,842 0

OLYMPUS CORPORATION (7733) 1,370,914,963 0

RIKEN KEIKI CO.,LTD. (7734) 23,661,000 0

SCREEN Holdings Co.,Ltd. (7735) 50,794,866 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

CB 25. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

CANON ELECTRONICS INC. (7739) 42,206,540 0

Tamron Co.,Ltd. (7740) 25,950,000 0

HOYA CORPORATION (7741) 378,351,220 0

SEED CO.,LTD. (7743) 27,336,000 0

Noritsu Koki Co.,Ltd. (7744) 36,190,872 0

A&D Company,Limited (7745) 22,579,700 Exercise of Subscription Warrants 0 Aug. 2005 Resolution based 1 0 Shares

Nov. 2018 Resolution based 1 0 Shares

OKAMOTO GLASS CO.,LTD. (7746) 23,195,153 0

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Apr. 2020

- 116 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

ASAHI INTECC CO.,LTD. (7747) 260,530,400 Exercise of Subscription Warrants 4,000 Aug. 2014 Resolution based 1 4,000 Shares

HOLON CO.,LTD. (7748) 3,340,500 0

MEDIKIT CO.,LTD. (7749) 18,880,000 Apr. 01 Stock Split 9,440,000

CANON INC. (7751) 1,333,763,464 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

RICOH COMPANY,LTD. (7752) 744,912,078 0

SEKONIC CORPORATION (7758) 1,880,000 0

IMV CORPORATION (7760) 16,957,016 0

Citizen Watch Co.,Ltd. (7762) 314,353,809 0

JECO CO.,LTD. (7768) 1,675,805 0

RHYTHM WATCH CO.,LTD. (7769) 8,385,093 0

Nihon Seimitsu Co.,Ltd. (7771) 19,712,999 0

Japan Tissue Engineering Co., Ltd. (7774) 40,610,200 0

DAIKEN MEDICAL CO.,LTD. (7775) 31,840,000 0

CellSeed Inc. (7776) 13,520,619 Exercise of Subscription Warrants 112,400 Aug. 2015 Resolution based 1 0 Shares

Aug. 2015 Resolution based 2 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 112,400 Shares

3-D Matrix,Ltd. (7777) 31,876,450 Exercise of CB 0 CB 1 0 thou. JPY 0 thou. JPY Retirement by Purchase 1,083,325 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Apr. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

Dec. 2019 Resolution based 1 0 Shares

CYBERDYNE,INC. (7779) 137,445,809 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 77,700,000 Shares

Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Menicon Co.,Ltd. (7780) 38,017,944 Exercise of Subscription Warrants 2,000 Jun. 2011 Resolution based 1 2,000 Shares

Aug. 2012 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 2 0 Shares

Jun. 2019 Resolution based 3 0 Shares

HIRAYAMA HOLDINGS Co.,Ltd. (7781) 3,587,600 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

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- 117 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Aug. 2017 Resolution based 1 0 Shares

Sincere Co.,LTD. (7782) 6,862,200 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 2 0 Shares

Amifa Co.,Ltd. (7800) 3,225,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Bushiroad Inc. (7803) 16,220,400 Exercise of Subscription Warrants 5,000 Jun. 2016 Resolution based 1 5,000 Shares

B&P Co.,Ltd. (7804) 2,300,000 0

PRINTNET INC. (7805) 5,460,400 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

MTG Co.,Ltd. (7806) 39,733,028 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 2 0 Shares

KOWA CO.,LTD. (7807) 4,285,680 Exercise of Subscription Warrants 900 Jun. 2011 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 900 Shares

Dec. 2015 Resolution based 1 0 Shares

Jan. 2017 Resolution based 1 0 Shares

C.S. LUMBER CO.,INC (7808) 1,817,100 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

KOTOBUKIYA CO.,LTD. (7809) 2,756,400 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Crossfor Co.,Ltd. (7810) 17,522,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

NAKAMOTO PACKS CO.,LTD. (7811) 8,173,320 0

CRESTEC Inc. (7812) 3,248,900 0

PLATZ Co.,Ltd. (7813) 3,726,000 0

JAPAN Creative Platform Group Co.,Ltd. (7814) 55,271,736 0

TOKYO BOARD INDUSTRIES CO.,LTD. (7815) 3,660,369 0

Snow Peak,Inc. (7816) 19,070,000 0

PARAMOUNT BED HOLDINGS CO.,LTD. (7817) 30,877,487 0

TRANSACTION CO.,Ltd. (7818) 29,375,400 0

SHOBIDO Corporation (7819) 13,410,000 0

NIHON FLUSH CO.,LTD. (7820) 25,060,000 Apr. 01 Stock Split 12,530,000

MAEDA KOSEN CO.,LTD. (7821) 32,260,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 12,000,000 thou. JPY

Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Dec. 2017 Resolution based 1 0 Shares

Eidai Co.,Ltd. (7822) 46,783,800 0

ARTNATURE INC. (7823) 34,393,200 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

FURUYA METAL CO.,LTD. (7826) 7,265,212 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

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Apr. 2020

- 118 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

ORVIS CORPORATION (7827) 1,738,596 0

Samantha Thavasa Japan Limited (7829) 35,296,000 0

Wellco Holdings Corporation (7831) 24,650,800 0

BANDAI NAMCO Holdings Inc. (7832) 222,000,000 0

IFIS JAPAN LTD. (7833) 10,242,000 0

AVIX,Inc. (7836) 24,724,500 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

R.C.CORE CO.,LTD. (7837) 4,508,700 0

KYORITSU PRINTING CO.,LTD. (7838) 48,835,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

SHOEI CO.,LTD. (7839) 26,843,058 Apr. 01 Stock Split 13,421,529

FRANCE BED HOLDINGS CO.,LTD. (7840) 41,397,500 0

ENDO MANUFACTURING CO.,LTD. (7841) 9,441,800 0

Marvelous Inc. (7844) 53,593,100 0

PILOT CORPORATION (7846) 43,814,400 0

GRAPHITE DESIGN INC. (7847) 6,945,600 0

Starts Publishing Corporation (7849) 1,920,000 0

SOUGOU SHOUKEN CO.,LTD. (7850) 3,060,110 0

KAWASE COMPUTER SUPPLIES CO,LTD. (7851) 5,160,000 0

Cardinal Co.,Ltd. (7855) 2,143,000 0

HAGIHARA INDUSTRIES INC. (7856) 14,897,600 0

SEKI CO.,LTD. (7857) 4,508,000 0

ALMEDIO INC. (7859) 14,802,316 0

Avex Inc. (7860) 45,223,600 0

TOPPAN FORMS CO.,LTD. (7862) 115,000,000 0

HIRAGA CO.,LTD. (7863) 4,015,585 0

FUJI SEAL INTERNATIONAL,INC. (7864) 60,161,956 0

People Co.,Ltd. (7865) 4,437,500 0

TOMY COMPANY,LTD. (7867) 96,290,850 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

KOSAIDO Co.,Ltd. (7868) 24,922,600 0

NIHON FORM SERVICE CO.,LTD. (7869) 402,000 0

FUKUVI CHEMICAL INDUSTRY CO.,LTD. (7871) 20,688,425 0

ESTELLE HOLDINGS CO.,LTD. (7872) 11,459,223 0

ARRK CORPORATION (7873) 409,770,388 0

LEC,INC. (7874) 38,165,340 0

TAKEDA PRINTING CO.,LTD. (7875) 8,781,000 0

EIDAI KAKO CO.,LTD. (7877) 1,460,000 0

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Apr. 2020

- 119 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Kohsai Co.,Ltd. (7878) 396,000 0

NODA CORPORATION (7879) 17,339,200 0

Sun Messe Co.,Ltd. (7883) 17,825,050 0

TAKANO Co.,Ltd. (7885) 15,721,000 0

YAMATO INDUSTRY CO.,LTD. (7886) 1,017,179 0

NANKAI PLYWOOD CO.,LTD. (7887) 1,009,580 0

SANKO GOSEI LTD. (7888) 30,688,569 0

JAPAN U-PICA COMPANY,LTD. (7891) 2,750,000 0

PRONEXUS INC. (7893) 30,716,688 0

CHUO KAGAKU CO.,LTD. (7895) 21,040,000 0

SEVEN INDUSTRIES CO.,LTD. (7896) 1,557,750 0

HOKUSHIN CO.,LTD. (7897) 28,373,005 0

WOOD ONE CO.,LTD. (7898) 9,841,969 0

MICS CHEMICAL CO.,LTD. (7899) 5,850,000 0

MATSUMOTO INC. (7901) 381,300 0

SONOCOM CO.,LTD. (7902) 5,000,000 0

DAIKEN CORPORATION (7905) 27,080,043 0

YONEX CO.,LTD. (7906) 93,620,800 0

KIMOTO CO.,LTD. (7908) 54,772,564 0

TOPPAN PRINTING CO.,LTD. (7911) 349,706,240 0

Dai Nippon Printing Co.,Ltd. (7912) 324,240,346 0

Kyodo Printing Co.,Ltd. (7914) 9,020,000 0

Nissha Co.,Ltd. (7915) 50,855,638 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 2,840,000 thou. JPY

MITSUMURA PRINTING CO.,LTD. (7916) 3,103,420 0

FUJIMORI KOGYO CO.,LTD. (7917) 19,267,760 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

VIA Holdings,Inc. (7918) 32,369,400 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

Jul. 2017 Resolution based 2 0 Shares

Nozaki Insatsu Shigyo Co.,Ltd. (7919) 21,460,000 0

TAKARA & COMPANY LTD. (7921) 12,936,793 0

SANKO SANGYO CO.,LTD. (7922) 7,378,800 0

TOIN CORPORATION (7923) 6,377,500 0

MAEZAWA KASEI INDUSTRIES CO.,LTD. (7925) 15,732,000 0

MUTO SEIKO CO. (7927) 7,739,548 0

ASAHI KAGAKU KOGYO CO.,LTD. (7928) 3,896,000 0

MIRAI INDUSTRY CO.,LTD. (7931) 25,607,086 0

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Apr. 2020

- 120 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Nippi,Incorporated (7932) 2,889,000 0

ASICS Corporation (7936) 189,870,559 0

TSUTSUMI JEWELRY CO.,LTD. (7937) 20,080,480 0

REGAL CORPORATION (7938) 3,250,000 Exercise of Subscription Warrants 0 Jan. 2010 Resolution based 1 0 Shares

Jan. 2011 Resolution based 1 0 Shares

Jan. 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

Feb. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Feb. 2019 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

KENSOH CO.,LTD. (7939) 4,022,774 0

WAVELOCK HOLDINGS CO.,LTD. (7940) 11,120,538 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

JSP Corporation (7942) 31,413,473 0

NICHIHA CORPORATION (7943) 37,324,264 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

COMANY INC. (7945) 9,924,075 0

KOYOSHA INC. (7946) 1,400,100 0

FP CORPORATION (7947) 44,284,212 0

KOMATSU WALL INDUSTRY CO.,LTD. (7949) 10,903,240 0

YAMAHA CORPORATION (7951) 191,555,025 0

Kawai Musical Instruments Manufacturing Co.,Ltd. (7952) 9,011,560 0

KIKUSUI CHEMICAL INDUSTRIES CO.,LTD. (7953) 12,744,054 0

Cleanup Corporation (7955) 37,442,374 0

PIGEON CORPORATION (7956) 121,653,486 0

FUJICOPIAN CO.,LTD. (7957) 1,789,487 0

TENMA CORPORATION (7958) 26,813,026 0

OLIVER CORPORATION (7959) 12,976,053 0

KANEMATSU SUSTECH CORPORATION (7961) 4,149,200 0

KING JIM CO.,LTD. (7962) 32,459,692 0

KOKEN LTD. (7963) 5,104,003 0

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Apr. 2020

- 121 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Zojirushi Corporation (7965) 72,600,000 0

LINTEC Corporation (7966) 76,600,940 0

Shin-Etsu Polymer Co.,Ltd. (7970) 82,623,376 0

TOLI Corporation (7971) 66,829,249 0

ITOKI CORPORATION (7972) 45,664,437 0

Nintendo Co.,Ltd. (7974) 131,669,000 0

LIHIT LAB.,INC. (7975) 1,907,850 0

MITSUBISHI PENCIL COMPANY,LIMITED (7976) 64,286,292 0

SHOFU INC. (7979) 16,114,089 0

SHIGEMATSU WORKS CO.,LTD. (7980) 7,200,000 0

TAKARA STANDARD CO.,LTD. (7981) 73,937,194 0

Miroku Corporation (7983) 3,005,441 0

KOKUYO CO.,LTD. (7984) 128,742,463 0

NEPON Inc. (7985) 1,202,848 0

NIHON ISK Company,Limited (7986) 1,776,000 0

NAKABAYASHI CO.,LTD. (7987) 28,794,294 0

NIFCO INC. (7988) 107,508,954 Exercise of CB 0 CB 1 0 thou. JPY 0 thou. JPY Retirement by Purchase 10,500,000 thou. JPY

TACHIKAWA CORPORATION (7989) 20,763,600 0

GLOBERIDE,Inc. (7990) 12,000,000 0

MAMIYA-OP CO.,LTD (7991) 9,358,670 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

The Sailor Pen Co.,Ltd. (7992) 14,621,961 0

OKAMURA CORPORATION (7994) 112,391,530 0

VALQUA,LTD. (7995) 18,688,733 0

Kurogane Kosakusho Ltd. (7997) 1,857,113 0

MUTOH HOLDINGS CO.,LTD. (7999) 5,054,818 0

ITOCHU Corporation (8001) 1,584,889,504 0

Marubeni Corporation (8002) 1,737,940,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Mar. 2020 Resolution based 1 0 Shares

Scroll Corporation (8005) 34,818,050 0

YUASA FUNASHOKU Co.,Ltd. (8006) 4,897,723 0

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Apr. 2020

- 122 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Takashima & Co.,Ltd. (8007) 4,564,573 0

YONDOSHI HOLDINGS INC. (8008) 24,331,356 0

SANYO SHOKAI LTD. (8011) 12,622,934 0

NAGASE & CO.,LTD. (8012) 127,408,285 0

NAIGAI CO.,LTD. (8013) 8,217,281 0

CHORI CO.,LTD. (8014) 25,303,478 0

TOYOTA TSUSHO CORPORATION (8015) 354,056,516 0

ONWARD HOLDINGS CO.,LTD. (8016) 157,921,669 Exercise of Subscription Warrants 0 May 2006 Resolution based 1 0 Shares

May 2007 Resolution based 1 0 Shares

May 2008 Resolution based 1 0 Shares

May 2008 Resolution based 2 0 Shares

Feb. 2009 Resolution based 1 0 Shares

May 2009 Resolution based 1 0 Shares

Feb. 2010 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

Feb. 2011 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

Feb. 2012 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

Feb. 2014 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

SANKYO SEIKO CO.,LTD. (8018) 60,000,000 0

KANEMATSU CORPORATION (8020) 84,500,202 0

Mizuno Corporation (8022) 26,578,243 0

DAIKO DENSHI TSUSHIN,LTD. (8023) 13,868,408 0

TSUKAMOTO CORPORATION CO.,LTD. (8025) 4,069,747 0

FamilyMart Co.,Ltd. (8028) 506,849,252 0

LOOK HOLDINGS INCORPORATED (8029) 7,689,413 0

Chuo Gyorui Co.,Ltd. (8030) 4,315,300 0

MITSUI & CO.,LTD. (8031) 1,716,720,206 Apr. 20 Retirement of Treasury Stocks -25,964,700

JAPAN PULP AND PAPER COMPANY LIMITED (8032) 15,021,551 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Tokyo Electron Limited (8035) 157,210,911 Exercise of Subscription Warrants 0 Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 123 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2016 Resolution based 1 0 Shares

Hitachi High-Tech Corporation (8036) 137,738,730 0

KAMEI CORPORATION (8037) 37,591,969 0

TOHTO SUISAN CO.,LTD. (8038) 4,026,000 0

TSUKIJI UOICHIBA COMPANY,LIMITED (8039) 2,247,520 0

TOKYO SOIR CO.,LTD. (8040) 3,860,000 0

OUG Holdings Inc. (8041) 5,562,292 0

Starzen Company Limited (8043) 9,761,276 0

DAITO GYORUI CO.,LTD. (8044) 3,162,274 0

Yokohama Maruuo Co.,Ltd. (8045) 7,261,706 0

MARUFUJI SHEET PILING CO.,LTD. (8046) 4,000,000 0

SEIKO HOLDINGS CORPORATION (8050) 41,404,261 0

YAMAZEN CORPORATION (8051) 95,305,435 0

TSUBAKIMOTO KOGYO CO.,LTD. (8052) 6,497,969 0

SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) (8053) 1,250,985,467 0

Nihon Unisys,Ltd. (8056) 109,663,524 0

UCHIDA YOKO CO.,LTD. (8057) 10,419,371 0

Mitsubishi Corporation (8058) 1,590,076,851 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares

Jul. 2006 Resolution based 1 0 Shares

Jul. 2007 Resolution based 1 0 Shares

Jul. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

May 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2014 Resolution based 2 0 Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2016 Resolution based 2 0 Shares

May 2017 Resolution based 1 0 Shares

May 2017 Resolution based 2 0 Shares

May 2018 Resolution based 1 0 Shares

May 2018 Resolution based 2 0 Shares

May 2019 Resolution based 1 0 Shares

DAIICHI JITSUGYO CO.,LTD. (8059) 11,086,400 0

Canon Marketing Japan Inc. (8060) 131,079,972 0

SEIKA CORPORATION (8061) 12,820,650 0

SATO SHOJI CORPORATION (8065) 21,799,050 0

MITANI CORPORATION (8066) 30,002,137 0

RYOYO ELECTRO CORPORATION (8068) 26,800,000 0

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Apr. 2020

- 124 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TOKYO SANGYO CO.,LTD. (8070) 28,678,486 0

JAPAN PUBLICATIONS TRADING CO.,LTD. (8072) 700,000 0

YUASA TRADING CO.,LTD. (8074) 23,155,882 0

Shinsho Corporation (8075) 8,860,562 0

TORQ Inc. (8077) 28,007,448 0

HANWA CO.,LTD. (8078) 42,332,640 0

SHOEI FOODS CORPORATION (8079) 17,100,000 0

KANADEN CORPORATION (8081) 28,600,000 0

Ryoden Corporation (8084) 22,824,977 0

NARASAKI SANGYO CO.,LTD. (8085) 5,325,600 0

NIPRO CORPORATION (8086) 171,459,479 Exercise of CB 0 CB 21. 1 JPY 0 thou. JPY 25,000,000 thou. JPY

FURUSATO INDUSTRIES,LTD. (8087) 14,574,366 0

IWATANI CORPORATION (8088) 50,273,005 Exercise of CB 0 CB 20. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

Nice Corporation (8089) 9,656,119 0

SHOKO CO.,LTD. (8090) 11,271,468 0

NICHIMO CO.,LTD. (8091) 3,787,400 0

Kyokuto Boeki Kaisha,Limited (8093) 6,495,918 0

IWAKI & CO.,LTD. (8095) 34,729,839 0

KANEMATSU ELECTRONICS LTD. (8096) 28,633,952 0

SAN-AI OIL CO.,LTD. (8097) 71,000,000 0

Inabata & Co.,Ltd. (8098) 63,499,227 0

GSI Creos Corporation (8101) 6,464,971 0

Meiwa Corporation (8103) 41,780,000 0

KUWAZAWA Trading Co.,Ltd. (8104) 16,694,496 0

MARUSHO HOTTA CO.,LTD. (8105) 59,640,348 0

KIMURATAN CORPORATION (8107) 120,663,510 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

Jul. 2018 Resolution based 2 0 Shares

Jul. 2018 Resolution based 3 0 Shares

Aug. 2019 Resolution based 1 0 Shares

Nov. 2019 Resolution based 1 0 Shares

YAMAEHISANO Co.,Ltd. (8108) 23,687,412 0

GOLDWIN INC. (8111) 47,648,172 0

UNICHARM CORPORATION (8113) 620,834,319 Exercise of CB 0 CB 20. 9 JPY 0 thou. JPY 850,000 thou. JPY

DESCENTE,LTD. (8114) 76,924,176 0

MOONBAT Co.,Ltd. (8115) 5,341,733 0

CENTRAL AUTOMOTIVE PRODUCTS LTD. (8117) 20,020,000 0

KING Co.,Ltd. (8118) 24,771,561 0

SANYEI CORPORATION (8119) 2,552,946 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

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Apr. 2020

- 125 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

T.KAWABE & CO.,LTD. (8123) 1,861,000 0

Wakita & Co.,LTD. (8125) 52,021,297 0

YAMATO INTERNATIONAL INC. (8127) 21,302,936 0

TOHO HOLDINGS CO.,LTD. (8129) 78,270,142 Exercise of CB 0 CB 23. 6 JPY 0 thou. JPY 20,000,000 thou. JPY

Sangetsu Corporation (8130) 61,750,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Mitsuuroko Group Holdings Co.,Ltd. (8131) 62,332,388 0

SINANEN HOLDINGS CO.,LTD. (8132) 13,046,591 0

ITOCHU ENEX CO.,LTD. (8133) 116,881,106 0

ZETT CORPORATION (8135) 20,102,000 0

Sanrio Company,Ltd. (8136) 89,065,301 0

SUN-WA TECHNOS CORPORATION (8137) 16,044,000 0

SANKYO KASEI CORPORATION (8138) 1,560,000 0

NAGAHORI CORPORATION (8139) 16,773,376 0

Ryosan Company,Limited (8140) 25,000,000 0

Shinko Shoji Co.,Ltd. (8141) 49,710,566 0

TOHO Co.,Ltd. (8142) 11,012,166 0

LAPINE CO.,LTD. (8143) 2,567,064 0

DENKYOSHA CO.,LTD. (8144) 6,665,021 0

TOMITA CO.LTD. (8147) 6,158,000 0

SANSHIN ELECTRONICS CO.,LTD. (8150) 24,281,373 0

TOYO Corporation (8151) 26,085,000 0

SOMAR CORPORATION (8152) 1,958,734 0

MOS FOOD SERVICES,INC. (8153) 32,009,910 0

KAGA ELECTRONICS CO.,LTD. (8154) 28,702,118 0

MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. (8155) 35,497,183 0

TSUZUKI DENKI CO.,LTD. (8157) 22,177,894 0

SODA NIKKA CO.,LTD. (8158) 25,168,000 0

TACHIBANA ELETECH CO.,LTD. (8159) 26,025,242 0

KISOJI CO.,LTD. (8160) 25,913,889 0

SRS HOLDINGS CO.,LTD. (8163) 34,770,184 0

SENSHUKAI CO.,LTD. (8165) 52,056,993 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5 Shares

PS 2 0 Shares 9 Shares

Taka-Q Co.,Ltd. (8166) 24,470,822 0

RETAIL PARTNERS CO.,LTD. (8167) 46,646,059 0

Keiyo Co.,Ltd. (8168) 65,140,184 0

Joshin Denki Co.,Ltd. (8173) 28,680,333 0

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Apr. 2020

- 126 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

NIPPON GAS CO.,LTD. (8174) 41,773,466 0

ROYAL HOLDINGS Co., Ltd. (8179) 39,554,189 0

Totenko Co.,Ltd. (8181) 2,572,871 0

Inageya Co.,Ltd. (8182) 52,381,447 0

SHIMACHU CO.,LTD. (8184) 42,609,104 0

CHIYODA CO.,LTD. (8185) 41,609,996 0

OTSUKA KAGU,LTD. (8186) 58,460,700 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

Feb. 2019 Resolution based 2 0 Shares

Dec. 2019 Resolution based 1 0 Shares

LIFE CORPORATION (8194) 53,450,800 0

Maxvalu Tokai Co.,Ltd. (8198) 36,473,848 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

Apr. 2019 Resolution based 2 0 Shares

Apr. 2019 Resolution based 3 0 Shares

Apr. 2019 Resolution based 4 0 Shares

Apr. 2019 Resolution based 5 0 Shares

Apr. 2019 Resolution based 6 0 Shares

Apr. 2019 Resolution based 7 0 Shares

Apr. 2019 Resolution based 8 0 Shares

Apr. 2019 Resolution based 9 0 Shares

Apr. 2019 Resolution based 10 0 Shares

Apr. 2019 Resolution based 11 0 Shares

Apr. 2019 Resolution based 12 0 Shares

RINGER HUT CO.,LTD. (8200) 26,067,972 0

Laox CO.,LTD. (8202) 93,335,103 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

MrMax Holdings Ltd. (8203) 39,611,134 0

TEN ALLIED Co.,Ltd. (8207) 26,579,527 0

ENCHO CO.,LTD. (8208) 6,857,497 0

FRIENDLY CORPORATION (8209) 2,855,699 0

AOKI Holdings Inc. (8214) 90,649,504 0

GINZA YAMAGATAYA CO.,LTD. (8215) 1,804,471 0

OKUWA CO.,LTD. (8217) 45,237,297 0

KOMERI CO.,LTD. (8218) 54,409,168 0

AOYAMA TRADING Co.,Ltd. (8219) 50,394,016 0

Takachiho Co.,Ltd. (8225) 727,500 0

RIKEI CORPORATION (8226) 15,514,721 0

SHIMAMURA Co.,Ltd. (8227) 36,913,299 0

HASEGAWA CO.,LTD. (8230) 18,646,376 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Takashimaya Company,Limited (8233) 177,759,481 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 25,000,000 thou. JPY

CB 28. 12 JPY 0 thou. JPY 60,000,000 thou. JPY

MATSUYA CO.,LTD. (8237) 53,289,640 0

H2O RETAILING CORPORATION (8242) 125,201,396 0

Kintetsu Department Store CO.,Ltd. (8244) 40,437,940 0

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Apr. 2020

- 127 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Daiwa Co.,Ltd. (8247) 6,003,400 0

TECHNO ASSOCIE Co.,Ltd. (8249) 20,036,400 0

MARUI GROUP CO.,LTD. (8252) 223,660,417 0

Credit Saison Co.,Ltd. (8253) 185,444,772 0

Saikaya Department Store Co.,Ltd. (8254) 3,135,314 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,483,036 Shares

Axial Retailing Inc. (8255) 23,388,039 0

MARUMITSU CO.,LTD. (8256) 28,411,840 0

Sanyo Department Store Co.,Ltd. (8257) 810,000 0

IZUTSUYA CO.,LTD. (8260) 11,480,495 0

AEON CO.,LTD. (8267) 871,924,572 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

IZUMI CO.,LTD. (8273) 71,665,200 0

FORVAL CORPORATION (8275) 27,732,622 0

HEIWADO CO.,LTD. (8276) 58,546,470 0

FUJI CO.,LTD. (8278) 38,291,560 0

YAOKO CO.,LTD (8279) 40,013,722 Exercise of CB 0 CB 24. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

XEBIO holdings CO.,LTD. (8281) 47,911,023 0

K'S HOLDINGS CORPORATION (8282) 235,463,121 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 0 Shares

Jun. 2018 Resolution based 1 0 Shares

PALTAC CORPORATION (8283) 63,553,485 0

MITANI SANGYO CO.,LTD. (8285) 61,772,500 0

MAXVALU NISHINIHON CO.,LTD. (8287) 52,513,854 Exercise of Subscription Warrants 0 May 2011 Resolution based 1 0 Shares

May 2012 Resolution based 1 0 Shares

May 2013 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

Olympic Group Corporation (8289) 23,354,223 0

NISSAN TOKYO SALES HOLDINGS CO.,LTD. (8291) 66,635,063 0

FAMILY INC. (8298) 6,529,114 0

Shinsei Bank,Limited (8303) 259,034,689 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

Aozora Bank,Ltd. (8304) 118,289,418 0

Mitsubishi UFJ Financial Group,Inc. (8306) 13,581,995,120 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

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Apr. 2020

- 128 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Resona Holdings, Inc. (8308) 2,324,118,091 0

Sumitomo Mitsui Trust Holdings,Inc. (8309) 375,291,440 0

Sumitomo Mitsui Financial Group,Inc. (8316) 1,373,171,556 0

The Chiba Bank,Ltd. (8331) 815,521,087 0

The Gunma Bank,Ltd. (8334) 435,888,177 0

The Musashino Bank,Ltd. (8336) 33,805,456 0

The Chiba Kogyo Bank,Ltd. (8337) 62,222,045 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Tsukuba Bank,Ltd. (8338) 82,553,721 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 70,000,000 Shares

The 77 Bank,Ltd. (8341) 76,655,746 0

The Aomori Bank,Ltd. (8342) 20,512,161 0

THE AKITA BANK,LTD. (8343) 18,093,643 0

The Yamagata Bank,Ltd. (8344) 34,000,000 0

The Bank of Iwate,Ltd. (8345) 18,497,786 0

The Toho Bank,Ltd. (8346) 252,500,000 0

THE TOHOKU BANK,LTD. (8349) 9,509,963 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

THE MICHINOKU BANK,LTD. (8350) 18,135,395 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

Fukuoka Financial Group,Inc. (8354) 191,138,265 0

THE SHIZUOKA BANK,LTD. (8355) 605,129,069 Exercise of CB 0 CB 23. 1 USD 0 thou. USD 300,000 thou. USD

The Juroku Bank,Ltd. (8356) 37,924,134 0

Suruga Bank Ltd. (8358) 232,139,248 0

The Hachijuni Bank,Ltd. (8359) 511,103,411 0

The Yamanashi Chuo Bank,Ltd. (8360) 32,783,000 0

The Ogaki Kyoritsu Bank,Ltd. (8361) 41,831,897 0

The Fukui Bank,Ltd. (8362) 24,144,669 0

The Hokkoku Bank,Ltd. (8363) 28,115,197 Apr. 06 Retirement of Treasury Stocks -995,000

THE SHIMIZU BANK,LTD. (8364) 11,641,318 0

The Bank of Toyama,Ltd. (8365) 5,444,400 0

THE SHIGA BANK,LTD. (8366) 53,090,081 Exercise of CB 0 CB 20. 6 USD 0 thou. USD 200,000 thou. USD

The Nanto Bank,Ltd. (8367) 33,025,656 0

The Hyakugo Bank,Ltd. (8368) 254,119,000 0

The Bank of Kyoto,Ltd. (8369) 75,840,688 0

The Kiyo Bank,Ltd. (8370) 70,300,000 0

Hokuhoku Financial Group, Inc. (8377) 132,163,014 0

The Hiroshima Bank,Ltd. (8379) 312,633,171 0

The San-in Godo Bank,Ltd. (8381) 156,977,472 0

The Chugoku Bank,Limited (8382) 195,272,106 0

THE TOTTORI BANK,LTD. (8383) 9,619,938 0

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Apr. 2020

- 129 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

The Iyo Bank,Ltd. (8385) 323,775,366 0

The Hyakujushi Bank,Ltd. (8386) 30,000,000 0

The Shikoku Bank Ltd. (8387) 42,900,000 0

The Awa Bank,Ltd. (8388) 43,240,000 0

THE OITA BANK,LTD. (8392) 16,243,634 0

The Miyazaki Bank,Ltd. (8393) 17,633,400 0

THE BANK OF SAGA LTD. (8395) 17,135,909 0

The Bank of Okinawa,Ltd. (8397) 24,240,000 0

Bank of The Ryukyus,Limited (8399) 43,108,470 0

Seven Bank,Ltd. (8410) 1,179,129,000 Exercise of Subscription Warrants 0 Jun. 2008 Resolution based 1 0 Shares

Jul. 2009 Resolution based 1 0 Shares

Jul. 2009 Resolution based 2 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 2 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2012 Resolution based 2 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2013 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2014 Resolution based 2 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2015 Resolution based 2 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2016 Resolution based 2 0 Shares

Mizuho Financial Group,Inc. (8411) 25,392,498,945 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

THE BANK OF KOCHI,LTD. (8416) 10,244,800 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares

Yamaguchi Financial Group,Inc. (8418) 264,353,616 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Fuyo General Lease Co.,Ltd. (8424) 30,287,810 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 130 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Sep. 2017 Resolution based 1 0 Shares

Mizuho Leasing Company,Limited (8425) 49,004,000 0

Tokyo Century Corporation (8439) 123,028,320 0

Future Venture Capital Co.,Ltd. (8462) 8,902,600 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

SBI Holdings,Inc. (8473) 236,556,393 Exercise of CB 0 CB 22. 9 JPY 0 thou. JPY 16,680,000 thou. JPY

CB 23. 9 JPY 0 thou. JPY 50,000,000 thou. JPY

J Trust Co.,Ltd. (8508) 115,469,910 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares

Feb. 2012 Resolution based 2 0 Shares

Aug. 2013 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Japan Securities Finance Co.,Ltd. (8511) 100,000,000 0

AIFUL CORPORATION (8515) 484,620,136 0

Japan Asia Investment Company,Limited (8518) 17,884,392 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

THE NAGANO BANK,LTD. (8521) 9,258,856 Exercise of CB 0 * CB 1 0 thou. JPY 2,965,000 thou. JPY

The Bank of Nagoya,Ltd. (8522) 18,255,487 0

North Pacific Bank,Ltd. (8524) 399,060,179 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

The Aichi Bank,Ltd. (8527) 10,943,240 0

The Chukyo Bank,Limited (8530) 21,745,958 0

THE TAIKO BANK,LTD. (8537) 9,671,400 0

The Ehime Bank,Ltd. (8541) 39,423,402 Exercise of CB 0 * CB 1 0 thou. JPY 3,426,000 thou. JPY

TOMATO BANK,LTD. (8542) 11,679,030 0

The Keiyo Bank,Ltd. (8544) 138,927,858 0

THE TOCHIGI BANK,LTD. (8550) 109,608,000 0

The Kita-Nippon Bank,Ltd. (8551) 8,793,776 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

THE TOWA BANK,LTD. (8558) 37,180,273 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares

Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

THE FUKUSHIMA BANK,LTD. (8562) 28,000,000 0

THE DAITO BANK,LTD. (8563) 12,701,462 0

RICOH LEASING COMPANY,LTD. (8566) 31,243,223 0

AEON Financial Service Co.,Ltd. (8570) 216,010,128 0

ACOM CO.,LTD. (8572) 1,596,282,800 0

JACCS CO.,LTD. (8584) 35,079,161 0

Orient Corporation (8585) 1,718,494,703 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

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- 131 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Hitachi Capital Corporation (8586) 124,826,552 0

APLUS FINANCIAL Co.,Ltd. (8589) 1,524,211,152 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 22,750,000 Shares

PS 2 0 Shares 2,500,000 Shares

ORIX CORPORATION (8591) 1,324,629,128 0

Mitsubishi UFJ Lease & Finance Company Limited (8593) 895,834,160 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares

Sep. 2011 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2013 Resolution based 1 0 Shares

Sep. 2014 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

JAFCO Co.,Ltd. (8595) 32,550,000 0

KYUSHU LEASING SERVICE CO.,LTD. (8596) 25,952,374 0

TOMONY Holdings,Inc. (8600) 163,728,911 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

Daiwa Securities Group Inc. (8601) 1,699,378,772 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2009 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Aug. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Aug. 2011 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Feb. 2013 Resolution based 2 0 Shares

Nomura Holdings, Inc. (8604) 3,493,562,601 0

OKASAN SECURITIES GROUP INC. (8609) 208,214,969 0

Marusan Securities Co.,Ltd. (8613) 67,398,262 0

TOYO SECURITIES CO.,LTD. (8614) 87,355,253 0

Tokai Tokyo Financial Holdings,Inc. (8616) 260,582,115 0

The Kosei Securities Co.,Ltd. (8617) 9,486,400 0

Mito Securities Co.,Ltd. (8622) 70,689,033 0

Ichiyoshi Securities Co.,Ltd. (8624) 42,431,386 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

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Apr. 2020

- 132 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

May 2016 Resolution based 1 0 Shares

MATSUI SECURITIES CO.,LTD. (8628) 259,264,702 0

Sompo Holdings,Inc. (8630) 373,330,489 0

DSB Co.,Ltd. (8692) 25,657,400 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2014 Resolution based 2 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Japan Exchange Group,Inc. (8697) 536,351,448 0

Monex Group,Inc. (8698) 258,998,600 0

Sawada Holdings Co.,Ltd. (8699) 40,953,500 0

Maruhachi Securities Co.,Ltd. (8700) 4,042,970 0

TRADERS HOLDINGS CO.,LTD. (8704) 145,804,736 0

Okato Holdings,Inc. (8705) 10,965,047 0

KYOKUTO SECURITIES CO.,LTD. (8706) 32,779,000 0

IwaiCosmo Holdings,Inc. (8707) 25,012,800 0

AIZAWA SECURITIES CO.,LTD. (8708) 47,525,649 0

INVAST SECURITIES CO.,LTD. (8709) 5,904,400 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

FIDEA Holdings Co.Ltd. (8713) 181,421,226 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 25,000,000 Shares

Senshu Ikeda Holdings,Inc. (8714) 281,008,632 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Aug. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

Anicom Holdings,Inc. (8715) 20,225,900 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

MS&AD Insurance Group Holdings,Inc. (8725) 593,291,754 0

Sony Financial Holdings Inc. (8729) 435,087,405 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Jul. 2019 Resolution based 1 0 Shares

MONEY PARTNERS GROUP CO.,LTD. (8732) 33,801,900 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares

Akatsuki Corp. (8737) 34,029,544 0

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Apr. 2020

- 133 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

SPARX Group Co.,Ltd. (8739) 209,577,400 0

FUJITOMI CO.,LTD. (8740) 6,860,000 0

KOBAYASHI YOKO CO.,LTD. (8742) 10,094,644 0

DAIICHI COMMODITIES CO.,LTD. (8746) 16,227,207 0

YUTAKA SHOJI CO.,LTD. (8747) 8,897,472 0

Dai-ichi Life Holdings,Inc. (8750) 1,198,443,000 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Jul. 2013 Resolution based 1 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Tokio Marine Holdings,Inc. (8766) 702,000,000 0

Advantage Risk Management Co.,Ltd. (8769) 17,243,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

eGuarantee,Inc. (8771) 42,506,400 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2017 Resolution based 2 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Aug. 2019 Resolution based 1 0 Shares

ASAX CO.,LTD. (8772) 32,980,500 0

GFA Co.,Ltd. (8783) 12,149,300 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

FinTech Global Incorporated (8789) 201,114,600 Exercise of Subscription Warrants 0 Dec. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Dec. 2012 Resolution based 1 0 Shares

Dec. 2013 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

Feb. 2017 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Feb. 2019 Resolution based 1 0 Shares

NEC Capital Solutions Limited (8793) 21,533,400 0

T&D Holdings, Inc. (8795) 633,000,000 Exercise of CB 0 CB 20. 6 JPY 0 thou. JPY 30,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Advance Create Co.,Ltd. (8798) 10,999,100 Exercise of Subscription Warrants 0 Feb. 2020 Resolution based 1 0 Shares

Mitsui Fudosan Co.,Ltd. (8801) 979,250,227 0

Mitsubishi Estate Company,Limited (8802) 1,391,174,263 0

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- 134 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

HEIWA REAL ESTATE CO.,LTD. (8803) 38,859,996 0

Tokyo Tatemono Co.,Ltd. (8804) 209,167,674 0

DAIBIRU CORPORATION (8806) 116,851,049 0

Keihanshin Building Co.,Ltd. (8818) 52,184,498 Apr. 15 Retirement of Treasury Stocks -697,800

Sumitomo Realty & Development Co.,Ltd. (8830) 476,085,978 0

TAIHEIYO KOUHATSU INCORPORATED (8835) 7,783,448 0

RISE Inc. (8836) 96,013,277 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,244,307 Shares

TOC Co.,Ltd. (8841) 103,879,352 0

TOKYO RAKUTENCHI CO.,LTD. (8842) 6,511,218 0

COSMOS INITIA Co.,Ltd. (8844) 33,911,219 0

LEOPALACE21 CORPORATION (8848) 244,882,515 0

STARTS CORPORATION INC. (8850) 53,998,205 0

The Japan Living Service Co.,LTD. (8854) 1,989,845 0

FUJI CORPORATION LIMITED (8860) 36,849,912 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

AIRPORT FACILITIES Co.,LTD. (8864) 52,979,350 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Jul. 2017 Resolution based 1 0 Shares

Jul. 2018 Resolution based 1 0 Shares

Meiwa Estate Company Limited (8869) 24,893,734 0

GOLDCREST Co.,Ltd. (8871) 35,784,000 0

Relo Group,Inc. (8876) 152,951,200 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 25,000,000 thou. JPY

Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

ESLEAD CORPORATION (8877) 15,465,600 0

NISSHIN GROUP HOLDINGS Company,Limited (8881) 46,951,260 0

L'attrait Co.,Ltd. (8885) 5,275,000 0

WOOD FRIENDS CO.,Ltd. (8886) 1,480,000 0

RIBERESUTE CORPORATION (8887) 10,990,000 0

Apaman Co.,Ltd. (8889) 18,278,060 0

Raysum Co.,Ltd. (8890) 46,081,400 0

MG HOME CO.,LTD. (8891) 2,906,048 0

ES-CON JAPAN Ltd. (8892) 71,841,887 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

SHIN-NIHON TATEMONO CO.,LTD. (8893) 19,914,617 0

REVOLUTION CO.,LTD. (8894) 214,692,398 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,640,771 Shares

Exercise of Subscription Warrants 25,000,000 Sep. 2018 Resolution based 1 25,000,000 Shares

Takara Leben CO.,LTD. (8897) 121,000,000 0

CENTURY21 REAL ESTATE OF JAPAN LTD. (8898) 11,325,000 0

Sunwood Corporation (8903) 4,894,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Aug. 2008 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

AVANTIA CO.,LTD. (8904) 14,884,300 0

AEON Mall Co.,Ltd. (8905) 227,529,039 Exercise of Subscription Warrants 1,600 Apr. 2015 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

Apr. 2018 Resolution based 1 1,600 Shares

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Apr. 2020

- 135 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Apr. 2019 Resolution based 1 0 Shares

MAINICHI COMNET CO.,LTD. (8908) 18,000,000 0

Shinoken Group Co.,Ltd. (8909) 36,380,400 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 2 0 Shares

Area Quest Inc. (8912) 20,250,000 0

Arealink Co.,Ltd. (8914) 12,940,900 0

First Juken Co,.Ltd. (8917) 16,901,900 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

Feb. 2018 Resolution based 1 0 Shares

Feb. 2019 Resolution based 1 0 Shares

Feb. 2020 Resolution based 1 0 Shares

LAND Co.,Ltd. (8918) 1,440,974,000 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

KATITAS CO.,LTD (8919) 78,650,640 Apr. 01 Stock Split 39,325,320

Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

TOSHO CO.,LTD. (8920) 38,315,000 0

Japan Asset Marketing Co.,Ltd. (8922) 774,645,947 0

TOSEI CORPORATION (8923) 48,635,300 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 2 0 Shares

ARDEPRO Co.,Ltd. (8925) 337,234,159 0

MEIHO ENTERPRISE CO.,LTD. (8927) 24,661,000 0

ANABUKI KOSAN INC. (8928) 11,535,600 0

Aoyama Zaisan Networks Company,Limited (8929) 12,115,200 Exercise of Subscription Warrants 1,100 Feb. 2017 Resolution based 1 1,100 Shares

WADAKOHSAN CORPORATION (8931) 11,100,000 0

Sun Frontier Fudousan Co.,Ltd. (8934) 48,755,500 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

FJ NEXT CO.,LTD. (8935) 34,646,500 0

GLOME Holdings,Inc. (8938) 5,560,400 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

INTELLEX Co.,Ltd. (8940) 8,932,100 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

LAND BUSINESS CO.,LTD. (8944) 26,780,800 0

Japan Corporate Housing Service Inc. (8945) 10,857,000 Exercise of Subscription Warrants 2,400 May 2012 Resolution based 1 0 Shares

Sep. 2012 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 1,800 Shares

Sep. 2017 Resolution based 1 0 Shares

Sep. 2017 Resolution based 2 0 Shares

Sep. 2017 Resolution based 3 600 Shares

Sep. 2018 Resolution based 1 0 Shares

Sep. 2018 Resolution based 2 0 Shares

Sep. 2019 Resolution based 1 0 Shares

Sep. 2019 Resolution based 2 0 Shares

ASIAN STAR CO. (8946) 18,008,200 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

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Apr. 2020

- 136 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jun. 2014 Resolution based 1 0 Shares

Makoto Construction CO,Ltd (8995) 2,012,000 0

Grandy House Corporation (8999) 30,823,200 0

TOBU RAILWAY CO.,LTD. (9001) 209,815,421 0

Sotetsu Holdings,Inc. (9003) 98,145,499 0

TOKYU CORPORATION (9005) 624,869,876 0

Keikyu Corporation (9006) 275,760,547 0

Odakyu Electric Railway Co.,Ltd. (9007) 368,497,717 0

Keio Corporation (9008) 128,550,830 0

Keisei Electric Railway Co.,Ltd. (9009) 172,411,185 0

FUJI KYUKO CO.,LTD. (9010) 54,884,738 0

Chichibu Railway Co.,Ltd. (9012) 1,500,000 0

Shin-Keisei Electric Railway Co.,Ltd. (9014) 11,023,228 0

Niigata Kotsu Co.,Ltd. (9017) 3,864,000 0

East Japan Railway Company (9020) 377,932,400 0

West Japan Railway Company (9021) 191,334,500 0

Central Japan Railway Company (9022) 206,000,000 0

SEIBU HOLDINGS INC. (9024) 332,462,920 0

Konoike Transport Co.,Ltd. (9025) 56,952,442 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

ZERO CO.,LTD. (9028) 17,560,242 0

HIGASHI TWENTY ONE CO.,LTD. (9029) 13,264,000 0

Nishi-Nippon Railroad Co.,Ltd. (9031) 79,360,186 0

Hiroshima Electric Railway Co.,Ltd. (9033) 30,445,500 0

NANSO Transport Co.,Ltd. (9034) 5,000,000 0

TOHBU NETWORK CO.,LTD. (9036) 5,749,000 0

HAMAKYOREX CO.,LTD. (9037) 19,012,000 0

Sakai Moving Service Co.,Ltd. (9039) 21,162,000 0

Kintetsu Group Holdings Co.,Ltd. (9041) 190,662,061 0

Hankyu Hanshin Holdings,Inc. (9042) 254,281,385 0

Nankai Electric Railway Co.,Ltd. (9044) 113,402,446 0

Keihan Holdings Co.,Ltd. (9045) 113,182,703 Exercise of CB 0 CB 21. 3 JPY 0 thou. JPY 20,000,000 thou. JPY

Kobe Electric Railway Co.,Ltd. (9046) 8,061,566 0

Nagoya Railroad Co., Ltd. (9048) 196,700,692 Exercise of CB 0 CB 23. 10 JPY 0 thou. JPY 100,000 thou. JPY

CB 24. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

Keifuku Electric Railroad Co.,Ltd. (9049) 2,000,000 0

SENKON LOGISTICS CO.,LTD (9051) 5,651,000 Exercise of Subscription Warrants 0 Oct. 2010 Resolution based 1 0 Shares

Jul. 2011 Resolution based 1 0 Shares

Sanyo Electric Railway Co.,Ltd. (9052) 22,330,598 0

ALPS LOGISTICS CO.,LTD. (9055) 35,474,400 0

ENSHU TRUCK CO.,LTD. (9057) 7,546,000 0

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Apr. 2020

- 137 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

TRANCOM CO.,LTD. (9058) 10,324,150 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

Kanda Holdings Co.,Ltd (9059) 11,654,360 0

JAPAN LOGISTIC SYSTEMS CORP. (9060) 1,383,310 0

NIPPON EXPRESS CO.,LTD. (9062) 96,000,000 0

Okayamaken Freight Transportation CO.,LTD. (9063) 2,200,000 0

YAMATO HOLDINGS CO.,LTD. (9064) 411,339,992 0

SANKYU INC. (9065) 65,215,606 0

NISSIN CORPORATION (9066) 20,272,769 0

MARUWN CORPORATION (9067) 28,965,449 0

Maruzen Showa Unyu Co.,Ltd. (9068) 20,612,844 0

SENKO Group Holdings Co.,Ltd. (9069) 152,861,921 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 10,000,000 thou. JPY

Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 1 0 Shares

May 2018 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

May 2019 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

TONAMI HOLDINGS CO.,LTD. (9070) 9,761,011 0

NIKKON Holdings Co.,Ltd. (9072) 68,239,892 0

Kyogoku unyu shoji Co.,Ltd. (9073) 3,200,000 0

Japan Oil Transportation Co.,Ltd. (9074) 3,322,935 0

FUKUYAMA TRANSPORTING CO.,LTD. (9075) 55,770,363 0

SEINO HOLDINGS CO.,LTD. (9076) 207,679,783 0

S LINE CO.,LTD. (9078) 11,095,203 0

Kanagawa Chuo Kotsu Co.,Ltd. (9081) 12,600,000 0

Daiwa Motor Transportation Co.,Ltd. (9082) 5,250,000 0

Shinki Bus Co.,Ltd. (9083) 6,172,000 0

Hitachi Transport System,Ltd. (9086) 111,776,714 0

TAKASE CORPORATION (9087) 1,054,513 0

MARUWA UNYU KIKAN CO.,LTD. (9090) 64,326,960 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Chilled & Frozen Logistics Holdings Co.,Ltd. (9099) 25,690,766 0

Nippon Yusen Kabushiki Kaisha (9101) 170,055,098 0

Mitsui O.S.K.Lines,Ltd. (9104) 120,628,611 Exercise of CB 0 CB 20. 4 USD 0 thou. USD 0 thou. USD Redemption 200,000 thou. USD

Kawasaki Kisen Kaisha,Ltd. (9107) 93,938,229 0

NS United Kaiun Kaisha,Ltd. (9110) 23,970,679 0

MEIJI SHIPPING CO.,LTD. (9115) 36,000,000 0

IINO KAIUN KAISHA,LTD. (9119) 111,075,980 0

TAMAI STEAMSHIP CO.,LTD (9127) 1,932,000 0

KYOEI TANKER CO.,LTD. (9130) 7,650,000 0

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Apr. 2020

- 138 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Kyushu Railway Company (9142) 157,301,600 0

SG HOLDINGS CO.,LTD. (9143) 320,197,200 0

Kuribayashi Steamship Co.,Ltd. (9171) 12,739,696 0

Tokai Kisen Co.,Ltd. (9173) 2,200,000 0

Sado Steam Ship Co.,Ltd. (9176) 14,292,250 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares

Mar. 2011 Resolution based 1 0 Shares

Mar. 2012 Resolution based 1 0 Shares

Mar. 2013 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2019 Resolution based 1 0 Shares

KAWASAKI KINKAI KISEN KAISHA,LTD. (9179) 2,952,500 0

Tokyo Kisen Co.,Ltd. (9193) 10,010,000 0

Japan Airlines Co.,Ltd. (9201) 337,143,500 0

ANA HOLDINGS INC. (9202) 348,498,361 Exercise of CB 0 CB 22. 9 JPY 0 thou. JPY 70,000,000 thou. JPY

CB 24. 9 JPY 0 thou. JPY 70,000,000 thou. JPY

Star Flyer Inc. (9206) 2,865,640 0

PASCO CORPORATION (9232) 14,770,266 0

Asia Air Survey Co.,Ltd. (9233) 18,614,000 0

Nishimoto Co.,Ltd. (9260) 14,353,140 0

KUBODERA CO.,LTD. (9261) 2,158,400 0

SILVER LIFE CO.,LTD. (9262) 10,653,200 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Oct. 2016 Resolution based 1 0 Shares

VISIONARYHOLDINGS CO.,LTD. (9263) 37,205,415 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

Jun. 2017 Resolution based 2 0 Shares

Puequ CO.,LTD. (9264) 2,132,000 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

YAMASHITA HEALTH CARE HOLDINGS,INC. (9265) 2,553,000 0

Ikka Dining Project.,Ltd. (9266) 6,196,000 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Genky DrugStores Co.,Ltd. (9267) 15,477,484 0

OPTIMUS GROUP COMPANY LIMITED (9268) 5,353,045 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Valuence Holdings Inc. (9270) 13,131,830 Exercise of Subscription Warrants 10,920 Mar. 2017 Resolution based 1 500 Shares

Nov. 2017 Resolution based 1 10,420 Shares

Wagokoro co.,ltd. (9271) 2,818,700 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Dec. 2016 Resolution based 1 0 Shares

Boutiques,Inc. (9272) 2,513,100 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Jun. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

KOA SHOJI HOLDINGS CO.,LTD. (9273) 9,904,995 0

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Apr. 2020

- 139 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

KOKUSAI PULP & PAPER CO.,LTD. (9274) 75,077,406 0

NARUMIYA INTERNATIONAL Co.,Ltd. (9275) 10,122,830 0

az-earth Co.,Ltd. (9276) 257,000 0

SOGO MEDICAL HOLDINGS CO.,LTD. (9277) 0 Apr. 17 Delisting -30,680,312

BOOKOFF GROUP HOLDINGS LIMITED (9278) 20,547,413 0

GIFT INC. (9279) 9,921,362 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Oct. 2017 Resolution based 1 0 Shares

Mitsubishi Logistics Corporation (9301) 87,960,739 0

MITSUI-SOKO HOLDINGS Co.,Ltd. (9302) 24,883,002 0

The Sumitomo Warehouse Co.,Ltd. (9303) 84,386,615 0

The Shibusawa Warehouse Co.,Ltd. (9304) 15,217,747 0

Yamatane Corporation (9305) 11,344,181 0

Toyo Logistics Co.,Ltd. (9306) 39,324,953 0

Sugimura Warehouse Co.,Ltd. (9307) 16,374,110 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Inui Global Logistics Co.,Ltd. (9308) 26,072,960 0

Japan Transcity Corporation (9310) 67,142,417 0

ASAGAMI CORPORATION (9311) 1,418,000 0

THE KEIHIN CO.,LTD. (9312) 6,536,445 0

Maruhachi Warehouse Company Limited (9313) 7,300,000 0

Asia Development Capital Co.Ltd. (9318) 472,435,456 0

Chuo Warehouse Co.,Ltd. (9319) 19,064,897 0

KAWANISHI WAREHOUSE CO.,LTD. (9322) 8,258,322 0

Yasuda Logistics Corporation (9324) 30,360,000 0

PHYZ Holdings Inc. (9325) 10,821,200 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

KANTSU CO.,LTD. (9326) 3,002,500 Apr. 22 Third-Party Allotment, etc. 127,500

Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

TOYO WHARF & WAREHOUSE CO.,LTD. (9351) 7,740,000 0

SAKURAJIMA FUTO KAISHA,LTD. (9353) 1,540,000 0

RINKO CORPORATION (9355) 2,700,000 0

Utoc Corporation (9358) 43,448,099 0

SUZUYO SHINWART CORPORATION (9360) 3,000,000 0

FUSHIKI KAIRIKU UNSO CO.,LTD. (9361) 2,615,400 0

HYOKI KAIUN KAISHA,LTD. (9362) 1,224,000 0

DAIUN CO.,LTD. (9363) 6,228,039 0

Kamigumi Co.,Ltd. (9364) 130,936,837 0

TRADIA CORPORATION (9365) 1,470,000 0

SANRITSU CORPORATION (9366) 6,006,373 0

DAITO KOUN CO.,LTD. (9367) 9,389,000 0

KIMURA UNITY CO.,LTD. (9368) 12,070,000 0

K.R.S.Corporation (9369) 12,677,900 0

Kintetsu World Express,inc. (9375) 72,000,000 0

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Apr. 2020

- 140 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

EURASIA TRAVEL Co.,Ltd. (9376) 3,690,000 0

AGP CORPORATION (9377) 13,950,000 0

Azuma Shipping Co.,Ltd. (9380) 28,923,000 0

AIT CORPORATION (9381) 23,913,600 0

NAIGAI TRANS LINE LTD. (9384) 10,698,000 0

SHOEI CORPORATION (9385) 6,850,000 0

NIPPON CONCEPT CORPORATION (9386) 13,868,500 0

PAPANETS CO.,Ltd. (9388) 172,500 0

TOKYO BROADCASTING SYSTEM HOLDINGS,INC. (9401) 174,709,837 0

Nippon Television Holdings,Inc. (9404) 263,822,080 0

ASAHI BROADCASTING GROUP HOLDINGS CORPORATION (9405) 41,833,000 0

BROADCASTING SYSTEM OF NIIGATA INCORPORATED (9408) 6,000,000 0

TV Asahi Holdings Corporation (9409) 108,529,000 0

SKY Perfect JSAT Holdings Inc. (9412) 297,007,848 0

TV TOKYO Holdings Corporation (9413) 28,779,500 0

Nippon BS Broadcasting Corporation (9414) 17,804,032 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

Nov. 2018 Resolution based 1 0 Shares

VISION INC. (9416) 49,027,800 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Smartvalue Co.,Ltd. (9417) 10,264,800 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

USEN-NEXT HOLDINGS Co.,Ltd. (9418) 60,069,611 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

WirelessGate,Inc. (9419) 10,649,374 Exercise of Subscription Warrants 0 Nov. 2010 Resolution based 1 0 Shares

Dec. 2011 Resolution based 1 0 Shares

Mar. 2014 Resolution based 1 0 Shares

NJ Holdings Inc. (9421) 5,350,400 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

CONEXIO Corporation (9422) 44,737,938 0

Forval RealStraight Inc. (9423) 23,442,800 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

Nov. 2017 Resolution based 1 0 Shares

Japan Communications Inc. (9424) 164,258,239 Exercise of Subscription Warrants 0 Mar. 2020 Resolution based 1 0 Shares

Mar. 2020 Resolution based 2 0 Shares

NIPPON TELEPHONE INC. (9425) 3,409,000 0

CROPS CORPORATION (9428) 9,597,400 0

NIPPON TELEGRAPH AND TELEPHONE CORPORATION (9432) 2,640,525,940 0

KDDI CORPORATION (9433) 2,355,373,600 0

SoftBank Corp. (9434) 4,787,145,170 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

HIKARI TSUSHIN,INC. (9435) 46,549,642 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares

Jun. 2010 Resolution based 2 0 Shares

OKINAWA CELLULAR TELEPHONE COMPANY (9436) 27,342,000 0

NTT DOCOMO,INC. (9437) 3,228,629,406 Apr. 02 Retirement of Treasury Stocks -106,601,688

MTI Ltd. (9438) 61,139,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Jan. 2016 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Apr. 2017 Resolution based 1 0 Shares

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Apr. 2020

- 141 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

M・H・GROUP LTD. (9439) 11,332,100 0

Bell-Park Co.,Ltd. (9441) 6,732,600 0

TOSHIN HOLDINGS CO.,LTD (9444) 6,481,200 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Aug. 2016 Resolution based 1 0 Shares

FORVAL TELECOM,INC. (9445) 16,693,200 0

SAKAI Holdings CO.,LTD (9446) 10,956,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

Apr. 2015 Resolution based 1 0 Shares

GMO internet Inc. (9449) 113,242,987 0

Fibergate Inc. (9450) 20,305,000 Exercise of Subscription Warrants 133,000 Apr. 2017 Resolution based 1 78,600 Shares

Nov. 2017 Resolution based 1 54,400 Shares

Kips Co.,Ltd. (9465) 3,998,600 0

Aidma Marketing Communication Corporation (9466) 13,520,000 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

AlphaPolis Co.,Ltd. (9467) 9,687,400 0

KADOKAWA CORPORATION (9468) 70,892,060 0

GAKKEN HOLDINGS CO.,LTD. (9470) 42,383,232 Apr. 01 Stock Split 31,787,424

ZENRIN CO.,LTD. (9474) 57,301,365 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 8,000,000 thou. JPY

Shobunsha Holdings,Inc. (9475) 18,178,173 0

CHUOKEIZAI-SHA HOLDINGS,INC. (9476) 4,398,464 0

SE Holdings and Incubations Co.,Ltd. (9478) 23,484,226 0

Impress Holdings, Inc. (9479) 37,371,500 0

Tokyo Electric Power Company Holdings,Incorporated (9501) 1,607,017,531 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,600,000,000 Shares

PS 2 0 Shares 340,000,000 Shares

Chubu Electric Power Company,Incorporated (9502) 758,000,000 0

The Kansai Electric Power Company,Incorporated (9503) 938,733,028 0

The Chugoku Electric Power Company,Incorporated (9504) 387,154,692 Exercise of CB 0 CB 22. 1 JPY 0 thou. JPY 50,000,000 thou. JPY

Hokuriku Electric Power Company (9505) 210,333,694 0

Tohoku Electric Power Company,Incorporated (9506) 502,882,585 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 70,000,000 thou. JPY

Shikoku Electric Power Company,Incorporated (9507) 223,086,202 0

Kyushu Electric Power Company,Incorporated (9508) 474,183,951 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY

Hokkaido Electric Power Company,Incorporated (9509) 215,291,912 0

The Okinawa Electric Power Company,Incorporated (9511) 54,217,110 0

Electric Power Development Co.,Ltd. (9513) 183,051,100 0

EF-ON INC. (9514) 21,638,959 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

eREX Co.,Ltd. (9517) 51,055,200 Apr. 01 Third-Party Allotment, etc. 34,200

Exercise of Subscription Warrants 12,000 Mar. 2014 Resolution based 1 12,000 Shares

RENOVA,Inc. (9519) 76,846,000 Exercise of Subscription Warrants 38,400 Feb. 2011 Resolution based 1 0 Shares

Jul. 2012 Resolution based 1 0 Shares

Feb. 2013 Resolution based 1 11,200 Shares

Apr. 2014 Resolution based 1 0 Shares

Apr. 2014 Resolution based 2 0 Shares

Jul. 2014 Resolution based 1 0 Shares

Aug. 2015 Resolution based 1 0 Shares

Oct. 2015 Resolution based 1 0 Shares

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Apr. 2020

- 142 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jan. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 1 24,000 Shares

Oct. 2016 Resolution based 1 3,200 Shares

TOKYO GAS CO.,LTD. (9531) 442,436,059 0

OSAKA GAS CO.,LTD. (9532) 416,680,000 0

TOHO GAS CO.,LTD. (9533) 105,606,285 0

HOKKAIDO GAS CO.,LTD. (9534) 17,737,806 0

HIROSHIMA GAS CO.,LTD. (9535) 67,998,590 0

SAIBU GAS CO.,LTD. (9536) 37,187,567 0

HOKURIKU GAS CO.,LTD. (9537) 4,800,000 0

KEIYO GAS CO.,LTD. (9539) 10,935,000 0

SHIZUOKA GAS CO.,LTD. (9543) 76,192,950 0

METAWATER Co.,Ltd. (9551) 25,923,500 0

I-NET CORP. (9600) 16,242,424 0

Shochiku Co.,Ltd. (9601) 13,937,857 0

TOHO CO.,LTD (9602) 186,490,633 0

H.I.S.Co.,Ltd. (9603) 68,522,936 Exercise of CB 0 CB 24. 11 JPY 0 thou. JPY 25,000,000 thou. JPY

TOEI COMPANY,LTD. (9605) 14,768,909 0

WILSON LEARNING WORLDWIDE INC. (9610) 5,154,580 0

LUCKLAND CO.,LTD. (9612) 9,709,400 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

NTT DATA CORPORATION (9613) 1,402,500,000 0

KYORITSU MAINTENANCE CO.,LTD. (9616) 39,218,826 Exercise of CB 0 * CB 4 0 thou. JPY 19,992,000 thou. JPY

ICHINEN HOLDINGS CO.,LTD. (9619) 24,612,227 0

CTI Engineering Co.,Ltd. (9621) 14,159,086 0

SPACE CO.,LTD. (9622) 26,600,319 0

CHODAI CO.,LTD. (9624) 9,416,000 0

CERESPO CO.,LTD. (9625) 5,703,500 Apr. 01 Stock Split 2,851,750

AIN HOLDINGS INC. (9627) 35,428,212 0

SAN HOLDINGS,INC. (9628) 12,164,016 0

PCA CORPORATION (9629) 7,700,000 0

TOKYU RECREATION CO.,LTD. (9631) 6,387,494 0

Subaru Enterprise Co.,Ltd. (9632) 2,662,000 0

TOKYO THEATRES COMPANY,INCORPORATED (9633) 8,013,000 0

Musashino Kogyo Co.,Ltd. (9635) 1,050,000 0

Kin-Ei Corp. (9636) 2,821,000 0

O S CO.,LTD. (9637) 3,200,000 0

SANKYO FRONTIER CO.,LTD. (9639) 11,678,400 0

SAISON INFORMATION SYSTEMS CO.,LTD. (9640) 16,200,000 0

SACOS CORPORATION (9641) 42,866,681 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

Nov. 2012 Resolution based 1 0 Shares

Nov. 2014 Resolution based 1 0 Shares

Jan. 2015 Resolution based 1 0 Shares

TANABE CONSULTING CO.,LTD. (9644) 8,754,200 0

KYOWA ENGINEERING CONSULTANTS CO.,LTD. (9647) 586,100 0

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Apr. 2020

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Japan Process Development Co.,Ltd. (9651) 10,645,020 0

GREENLAND RESORT COMPANY LIMITED (9656) 10,346,683 0

BUSINESS BRAIN SHOWA・OTA INC. (9658) 8,000,000 0

Kabuki-Za Co.,Ltd. (9661) 12,170,000 0

NAGAWA CO.,Ltd (9663) 16,357,214 0

YOMIURI LAND.CO.,LTD. (9671) 8,352,202 0

TOKYOTOKEIBA CO.,LTD. (9672) 28,764,854 0

Joban Kosan Co.,Ltd. (9675) 8,808,778 0

KANAMOTO CO.,LTD. (9678) 38,742,241 0

HORAI Co.,Ltd. (9679) 1,404,000 0

TOKYO DOME CORPORATION (9681) 95,857,420 0

DTS CORPORATION (9682) 50,444,532 0

SQUARE ENIX HOLDINGS CO.,LTD. (9684) 122,531,596 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares

Sep. 2009 Resolution based 1 0 Shares

Jul. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Aug. 2014 Resolution based 1 0 Shares

Jun. 2015 Resolution based 1 0 Shares

Jun. 2015 Resolution based 2 0 Shares

Jun. 2016 Resolution based 1 0 Shares

Jun. 2016 Resolution based 2 0 Shares

Jun. 2017 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares

Aug. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

KYCOM HOLDINGS CO.,LTD. (9685) 5,115,492 0

TOYO TEC CO.,LTD. (9686) 11,440,000 0

KSK CO.,LTD (9687) 7,636,368 0

RYOMO SYSTEMS CO.,LTD. (9691) 3,510,000 0

COMPUTER ENGINEERING & CONSULTING LTD. (9692) 37,600,000 0

THE KAMOGAWA GRAND HOTEL,LTD. (9695) 10,453,920 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,200,000 Shares

With us Corporation (9696) 10,440,000 0

CAPCOM CO.,LTD. (9697) 135,446,488 0

CREO CO.,LTD. (9698) 8,650,369 0

NISHIO RENT ALL Co.,LTD. (9699) 28,391,464 0

Tokyo Kaikan Co.,Ltd. (9701) 3,463,943 0

ISB CORPORATION (9702) 5,119,952 Apr. 30 Third-Party Allotment, etc. 14,152

AGORA Hospitality Group Co.,Ltd. (9704) 281,708,934 0

Japan Airport Terminal Co.,ltd. (9706) 84,476,500 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 15,000,000 thou. JPY

UNIMAT Retirement Community Co.,Ltd. (9707) 8,598,912 0

Imperial Hotel,Ltd. (9708) 59,400,000 0

NCS&A CO.,LTD. (9709) 20,000,000 0

THE ROYAL HOTEL,LIMITED (9713) 10,271,651 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 300,000 Shares

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Apr. 2020

- 144 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

transcosmos inc. (9715) 48,794,046 Exercise of CB 0 CB 20. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NOMURA Co.,Ltd. (9716) 119,896,588 0

JASTEC Co.,Ltd. (9717) 18,287,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Mar. 2018 Resolution based 1 0 Shares

SCSK Corporation (9719) 104,181,803 0

HOTEL NEWGRAND CO.,LTD. (9720) 1,179,199 0

FUJITA KANKO INC. (9722) 12,207,424 0

THE KYOTO HOTEL,LTD. (9723) 11,091,400 0

KNT-CT Holdings Co.,Ltd. (9726) 27,331,013 0

NIPPON KANZAI Co.,Ltd. (9728) 41,180,306 0

TOKAI Corp. (9729) 36,041,346 0

Hakuyosha Company,Ltd. (9731) 3,900,000 0

Nagase Brothers Inc. (9733) 10,148,409 0

Kabushiki Kaisha Seiyoken. (9734) 2,628,000 0

SECOM CO.,LTD. (9735) 233,293,998 0

NIPPON SYSTEMWARE CO.,LTD. (9739) 14,900,000 0

CENTRAL SECURITY PATROLS CO.,LTD. (9740) 14,816,692 0

INES Corporation (9742) 23,900,000 0

TANSEISHA CO.,LTD. (9743) 48,424,071 0

MEITEC CORPORATION (9744) 29,000,000 0

TKC Corporation (9746) 26,731,033 0

FUJI SOFT INCORPORATED (9749) 33,700,000 0

IX Knowledge Incorporated (9753) 11,200,000 0

OYO Corporation (9755) 27,582,573 0

Funai Soken Holdings Incorporated (9757) 53,000,000 0

JAPAN SYSTEMS CO.,LTD. (9758) 26,051,832 0

NSD CO.,LTD. (9759) 92,344,320 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

SHINGAKUKAI HOLDINGS CO.,LTD. (9760) 20,031,000 0

TOKAI LEASE CO.,LTD. (9761) 3,494,322 0

Marubeni Construction Material Lease Co.,Ltd. (9763) 3,429,440 0

OHBA CO.,LTD. (9765) 18,250,000 Apr. 30 Retirement of Treasury Stocks -250,000

KONAMI HOLDINGS CORPORATION (9766) 143,500,000 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 10,000,000 thou. JPY

NIKKEN KOGAKU CO.,LTD. (9767) 1,862,254 0

IDEA Consultants,Inc. (9768) 7,499,025 0

GAKKYUSHA CO.,LTD. (9769) 11,212,292 0

SAPPORO CLINICAL LABORATORY INC. (9776) 4,216,000 0

SUBARU CO.,LTD. (9778) 693,576 0

HARIMA B.STEM CORPORATION (9780) 962,449 0

DMS INC. (9782) 7,262,020 0

Benesse Holdings,Inc. (9783) 102,513,199 0

AEON DELIGHT CO.,LTD. (9787) 54,169,633 Exercise of Subscription Warrants 0 May 2011 Resolution based 1 0 Shares

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Apr. 2020

- 145 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

May 2012 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2015 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

May 2017 Resolution based 1 0 Shares

NAC CO.,LTD. (9788) 24,306,750 0

Fukui Computer Holdings,Inc. (9790) 20,700,000 0

BIKEN TECHNO CORPORATION (9791) 7,718,722 0

NICHIIGAKKAN CO.,LTD. (9792) 73,017,952 0

Daiseki Co.,Ltd. (9793) 43,000,000 0

STEP CO.,LTD. (9795) 16,670,000 0

NIPPON ENGINEERING CONSULTANTS CO.,LTD. (9797) 7,660,000 0

ASAHI INTELLIGENCE SERVICE CO.,LTD. (9799) 8,264,850 0

NIPPON STEEL TRADING CORPORATION (9810) 32,307,800 0

T.O. Holdings CO.,LTD. (9812) 8,926,896 0

Striders Corporation (9816) 8,897,089 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

Sep. 2015 Resolution based 1 0 Shares

Dec. 2018 Resolution based 1 0 Shares

DAIMARU ENAWIN Co.,Ltd. (9818) 8,046,500 0

MT GENEX CORPORATION (9820) 1,079,600 0

Mammy Mart Corporation (9823) 10,796,793 0

SENSHU ELECTRIC CO.,LTD. (9824) 10,800,000 0

JEUGIA Corporation (9826) 0 Apr. 15 Delisting -827,250

Lilycolor Co.,Ltd. (9827) 12,662,100 0

GENKI SUSHI CO.,LTD. (9828) 8,882,908 0

NAGANO TOKYU DEPARTMENT STORE CO.,LTD. (9829) 964,521 0

TRUSCO NAKAYAMA CORPORATION (9830) 66,008,744 0

YAMADA DENKI CO.,LTD. (9831) 966,489,740 0

AUTOBACS SEVEN CO.,LTD. (9832) 84,050,105 0

JUNTENDO CO.,LTD. (9835) 8,331,164 0

MORITO CO.,LTD. (9837) 30,800,000 0

ARCLAND SAKAMOTO CO.,LTD. (9842) 41,381,686 0

Nitori Holdings Co.,Ltd. (9843) 114,443,496 0

PARKER CORPORATION (9845) 26,801,452 0

TENMAYA STORE CO.,LTD. (9846) 11,550,000 0

KYODO PAPER HOLDINGS (9849) 735,344 0

GOURMET KINEYA CO.,LTD. (9850) 22,610,359 0

CB GROUP MANAGEMENT Co.,Ltd. (9852) 2,461,848 0

GINZA RENOIR CO.,LTD. (9853) 6,252,004 0

AIGAN CO.,LTD. (9854) 21,076,154 0

KU HOLDINGS CO.,LTD. (9856) 44,126,024 0

EIWA CORPORATION (9857) 6,470,000 0

YOSHINOYA HOLDINGS CO.,LTD. (9861) 65,129,558 0

Solekia Limited (9867) 865,301 0

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Apr. 2020

- 146 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

KATO SANGYO CO.,LTD. (9869) 38,153,115 0

KITAKEI CO.,LTD. (9872) 10,011,841 0

KFC Holdings Japan,Ltd. (9873) 22,423,761 0

COX CO.,LTD. (9876) 27,711,028 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares

May 2010 Resolution based 1 0 Shares

May 2014 Resolution based 1 0 Shares

May 2016 Resolution based 1 0 Shares

SEKIDO CO.,LTD. (9878) 1,720,428 0

INNOTECH CORPORATION (9880) 13,700,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Jun. 2006 Resolution based 1 0 Shares

Jun. 2007 Resolution based 1 0 Shares

Jun. 2008 Resolution based 1 0 Shares

Jun. 2010 Resolution based 1 0 Shares

Jun. 2011 Resolution based 1 0 Shares

Jun. 2012 Resolution based 1 0 Shares

Jun. 2013 Resolution based 1 0 Shares

YELLOW HAT LTD. (9882) 49,923,146 0

CHARLE CO.,LTD. (9885) 16,086,250 0

MATSUYA FOODS HOLDINGS CO.,LTD. (9887) 19,063,968 0

UEX,LTD. (9888) 12,000,000 0

JBCC Holdings Inc. (9889) 17,773,743 0

MAKIYA CO.,LTD. (9890) 10,540,200 0

CONSEC CORPORATION (9895) 1,864,011 0

JK Holdings Co.,Ltd. (9896) 31,840,016 0

Sagami Holdings Corporation (9900) 26,501,784 0

NICHIDEN Corporation (9902) 31,886,000 0

KANSEKI CO.,LTD (9903) 8,050,000 0

Verite Co.,Ltd. (9904) 27,230,825 0

Fujii Sangyo Corporation (9906) 10,010,000 0

NIHON DENKEI CO.,LTD (9908) 7,879,005 0

AIKO CORPORATION (9909) 882,200 0

NIPPO LTD. (9913) 9,127,338 0

Uematsu Shokai Co.,Ltd. (9914) 2,340,000 0

KANSAI SUPER MARKET LTD. (9919) 31,940,954 0

WATT MANN CO.,LTD. (9927) 1,136,854 0

MIROKU JYOHO SERVICE CO.,LTD. (9928) 34,806,286 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 11,000,000 thou. JPY

Exercise of Subscription Warrants 0 Jun. 2004 Resolution based 1 0 Shares

Jun. 2005 Resolution based 1 0 Shares

HEIWA PAPER CO.,LTD. (9929) 10,116,917 0

KITAZAWA SANGYO CO.,LTD. (9930) 23,818,257 0

SUGIMOTO & CO.,LTD. (9932) 11,399,237 0

INABA DENKISANGYO CO.,LTD. (9934) 56,419,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Jul. 2015 Resolution based 1 0 Shares

Jul. 2016 Resolution based 1 0 Shares

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Apr. 2020

- 147 -

Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

Jul. 2017 Resolution based 1 0 Shares

OHSHO FOOD SERVICE CORP. (9936) 23,286,230 0

TAIYO BUSSAN KAISHA,LTD. (9941) 1,328,219 0

PLENUS Co.,Ltd. (9945) 44,392,680 0

MINISTOP CO.,LTD. (9946) 29,372,774 0

ARCS COMPANY,LIMITED (9948) 57,649,868 0

HACHI-BAN CO.,LTD. (9950) 3,068,111 0

THE YONKYU CO.,LTD. (9955) 12,211,526 0

VALOR HOLDINGS CO.,LTD. (9956) 53,987,499 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

ASEED HOLDINGS CO.,LTD. (9959) 13,495,248 0

TOTECH CORPORATION (9960) 13,988,000 0

MISUMI Group Inc. (9962) 284,028,197 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

Jun. 2012 Resolution based 2 0 Shares

Oct. 2014 Resolution based 1 0 Shares

Oct. 2014 Resolution based 2 0 Shares

Feb. 2016 Resolution based 1 0 Shares

Feb. 2016 Resolution based 2 0 Shares

Feb. 2016 Resolution based 3 0 Shares

Sep. 2016 Resolution based 1 0 Shares

Sep. 2016 Resolution based 2 0 Shares

Sep. 2016 Resolution based 3 0 Shares

Sep. 2017 Resolution based 1 0 Shares

Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 0 Shares

ITEC CORPORATION (9964) 11,300,000 0

FUJIKYU CORPORATION (9966) 4,205,000 0

SAKAI TRADING CO.,LTD. (9967) 2,000,000 0

SHOKUBUN CO.,LTD. (9969) 11,856,669 0

ALTECH CO.,LTD. (9972) 19,354,596 0

Kozosushi Co.,LTD. (9973) 102,916,765 Exercise of CB 0 CB 1 0 thou. JPY 400,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 28,760,000 Shares

Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

Mar. 2017 Resolution based 1 0 Shares

Belc CO.,LTD. (9974) 20,867,800 0

SEKICHU CO.,LTD. (9976) 5,586,150 0

Aoki Super Co.,LTD. (9977) 6,250,000 0

BUNKYODO GROUP HOLDINGS CO.,LTD. (9978) 14,004,715 0

DAISYO CORPORATION (9979) 21,198,962 0

MRK HOLDINGS INC. (9980) 101,295,071 0

Takihyo Co.,Ltd. (9982) 9,600,000 0

FAST RETAILING CO.,LTD. (9983) 106,073,656 0

SoftBank Group Corp. (9984) 2,089,814,330 0

ZAOH COMPANY,LTD. (9986) 6,266,000 0

SUZUKEN CO.,LTD. (9987) 103,344,083 0

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Apr. 2020

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Company Name (Code) Reason for Alteration Bond Symbol, etc. Remarks

Shares Shares

Alteration

Value, etc.

Value, etc.

after Alteration

No. of Listed Shares

at End of Month

Altered

No. of Shares

SUNDRUG CO.,LTD. (9989) 119,331,184 0

SAC'S BAR HOLDINGS INC. (9990) 29,859,900 0

GECOSS CORPORATION (9991) 36,436,125 0

YAMAZAWA CO.,LTD. (9993) 10,960,825 0

YAMAYA CORPORATION (9994) 10,847,870 0

GLOSEL Co.,Ltd. (9995) 26,426,800 0

Satoh&Co.,Ltd. (9996) 9,152,640 0

BELLUNA CO.,LTD. (9997) 97,244,472 0

DISCLAIMER: This translation may be used only for reference purposes. This English version is not an officialtranslation of the original Japanese document. In cases where any differences occur between the English versionand the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange, Inc. and/or JapanExchange Regulation shall individually or jointly accept no responsibility or liability for damage or losscaused by any error, inaccuracy, or misunderstanding with regard to this translation.