category 1 - materials, chemicals ...commerce control list supplement no. 1 to part 774 category...

Commerce Control List Supplement No. 1 to Part 774 Category 1—page 1

Export Administration Regulations September 28, 2001

CATEGORY 1 - MATERIALS, CHEMICALS,"MICROORGANISMS," AND TOXINS

A. SYSTEMS, EQUIPMENT ANDCOMPONENTS

1A001 Components made from fluorinatedcompounds, as follows (see List of ItemsControlled).

License Requirements

Reason for Control: NS, AT

Control(s) Country Chart

NS applies to entire entry NS Column 2

AT applies to entire entry AT Column 1

License Exceptions

LVS: $5000GBS: N/ACIV: N/A

List of Items Controlled

Unit: KilogramsRelated Controls: Items specially designed ormodified for missiles or for items on the U.S.Munitions List are subject to the exportlicensing authority of the U.S. Department ofState, Office of Defense Trade Controls (see22 CFR part 121.)Related Definitions: N/AItems:

a. Seals, gaskets, sealants or fuel bladdersspecially designed for "aircraft" or aerospace usemade from more than 50% by weight of any ofthe materials controlled by 1C009.b or 1C009.c; b. Piezoelectric polymers and copolymers madefrom vinylidene fluoride materials controlled by1C009.a:

b.1. In sheet or film form; and

b.2. With a thickness exceeding 200 m; c. Seals, gaskets, valve seats, bladders ordiaphragms made from fluoroelastomerscontaining at least one vinylether group as aconstitutional unit, specially designed for"aircraft", aerospace or missile use.

1A002 "Composite" structures or laminates,having any of the following (see List of ItemsControlled).


Reason for Control: NS, NP, AT


NS applies to entire entryexcept finished or semi-finished items speciallydesigned for purely civilianapplications as follows:sporting goods, automotiveindustry, machine toolindustry, and medicalapplications

NS Column 2

NP applies to 1A002.b.1 inthe form of tubes with aninside diameter between 75mm and 400 mm

NP Column 1


License Requirement Notes: See §743.1 ofthe EAR for reporting requirements for exportsunder License Exceptions.

License Exceptions

LVS: $1500; N/A for "composite"structures or laminates controlled by1A002.a, having an organic "matrix"and made from materials controlled



by 1C010.c or 1C010.d.GBS: N/ACIV: N/A


Unit: KilogramsRelated Controls: 1.) See also 1A202,9A010, and 9A110. 2.) Composite structuresthat are specially designed for missileapplication (including specially designedsubsystems and components) are controlledby 9A1102.) 3.) This entry does not control"composite" structures or laminates madefrom epoxy resin impregnated carbon "fibrousor filamentary materials" for the repair ofaircraft structures of laminates, provided thatthe size does not exceed one square meter (1m2).Related Definitions: N/A Items:

a. An organic "matrix" and made from materialscontrolled by 1C010.c, 1C010.d or 1C010.e; or

b. A metal or carbon "matrix" and made from:

b.1. Carbon "fibrous or filamentarymaterials" with:

b.1.a. A "specific modulus" exceeding10.15 x 106 m; and

b.1.b. A "specific tensile strength"exceeding 17.7 x 104 m; or

b.2. Materials controlled by 1C010.c.

Technical Notes: 1.) Specific modulus:Young's modulus in pascals, equivalent to N/m2

divided by specific weight in N/m3, measured at atemperature of (296+2) K ((23+2) C) and arelative humidity of (50+5)%. 2.) Specific tensilestrength: ultimate tensile strength in pascals,equivalent to N/m2 divided by specific weight inN/m3, measured at a temperature of (296+2) K((23+2) C) and a relative humidity of (50+5)%.

1A003 Manufactures of non-fluorinatedpolymeric substances controlled by 1C008.a.3in film, sheet, tape or ribbon form with eitherof the following characteristics (see List ofItems Controlled).






License Exceptions



Unit: KilogramsRelated Controls: This entry does not controlmanufactures when coated or laminated withcopper and designed for the production ofelectronic printed circuit boards.Related Definitions: N/AItems:

a. With a thickness exceeding 0.254 mm; or

b. Coated or laminated with carbon, graphite,metals or magnetic substances.

1A004 Protective and detection equipment andcomponents, not specially designed for militaryuse. (These items are subject to the exportlicensing authority of the U.S. Department ofState, Office of Defense Trade Controls. See 22CFR part 121.)

1A005 Body armor, and specially designedcomponents therefor, not manufactured to



military standards or specifications, nor totheir equivalents in performance.


Reason for Control: NS, UN, AT



UN applies to entire entry Rwanda, FederalRepublic ofY u g o s l a v i a(Serbia andMontenegro)


License Exceptions

LVS: N/AGBS: Yes, except UNCIV: N/A


Unit: $ valueRelated Controls: 1.) Bulletproof and bulletresistant vests (body armor) NIJ levels III andIV, are subject to the export licensingauthority of the U.S. Department of State,Office of Defense Trade Controls. (See 22CFR part 121.) 2.) This entry does not controlindividual suits of body armor and accessoriestherefor, when accompanying their users forhis/her own personal protection. 3.) Thisentry does not control body armor designed toprovide frontal protection only from bothfragment and blast from non-militaryexplosive devices.Related Definitions: N/AItems:

The list of items controlled is contained in the

ECCN heading.

1A102 Resaturated pyrolized carbon-carbonmaterials designed for "missiles". (These itemsare subject to the export licensing authority ofthe U.S. Department of State, Office of DefenseTrade Controls. See 22 CFR part 121.)

1A202 Composite structures, other than thosecontrolled by 1A002, in the form of tubes withan inside diameter of between 75 mm and 400mm made with any of the "fibrous orfilamentary materials" specified in 1C210.a orwith carbon prepreg materials controlled by1C210.c.


Reason for Control: NP, AT


NP applies to entire entry NP Column 1


License Exceptions

LVS: N/AGBS: N/ACIV: N/A


Unit: KilogramsRelated Controls: See also 9A010 and 9A110Related Definitions: N/AItems:

The list of items controlled is contained in theECCN heading.



1A225 Platinized catalysts specially designedor prepared for promoting the hydrogenisotope exchange reaction between hydrogenand water for the recovery of tritium fromheavy water or for the production of heavywater.






License Exceptions



Unit: KilogramsRelated Controls: N/ARelated Definitions: N/AItems:


1A226 Specialized packings for use inseparating heavy water from ordinary waterand made of phosphor bronze mesh(chemically treated to improve wettability) anddesigned for use in vacuum distillation towers. License Requirements





License Exceptions



Unit: $ valueRelated Controls: N/ARelated Definitions: N/AItems:


1A227 High-density (lead glass or other)radiation shielding windows greater than 0.09m2 on cold area and with a density greater than3 g/cm3 and a thickness of 100 mm or greater;and specially designed frames therefor. License Requirements





License Exceptions

LVS: N/A GBS: N/ACIV: N/A


Unit: $ valueRelated Controls: Nuclear equipment is alsosubject to the export licensing authority of theNuclear Regulatory Commission. (See 10CFR part 110.)Related Definitions: N/AItems:




1A290 Depleted uranium (any uraniumcontaining less than 0.711% of the isotope U-235) in shipments of more than 1,000kilograms in the form of shielding contained inX-ray units, radiographic exposure orteletherapy devices, radioactive thermoelectricgenerators, or packaging for the transportationof radioactive materials.






License Exceptions



Unit: KilogramsRelated Controls: 1.) This entry does notcontrol depleted uranium in fabricated formsfor use in munitions. See 22 CFR part 121for depleted uranium subject to the exportlicensing authority of the U.S. Department ofState, Office of Defense Trade Controls. 2.)Depleted uranium that is not fabricated foruse in munitions or fabricated intocommodities solely to take advantage of itshigh density (e.g., aircraft, ship, or othercounterweights) or in the forms listed in thisentry are subject to the export licensingauthority of the Nuclear RegulatoryCommission. (See 10 CFR part 110.) 3.) Seealso 0C001.Related Definitions: N/A

Items:


1A984 Chemical agents, including tear gasformulation containing 1 percent or less oforthochlorobenzalmalononitrile (CS), or 1percent or less of chloroacetophenone (CN),except in individual containers with a net weightof 20 grams or less; smoke bombs; non-irritantsmoke flares, canisters, grenades and charges;and other pyrotechnic articles having dualmilitary and commercial use.


Reason for Control: CC


CC applies to entire entry CC Column 1

License Exceptions





1A985 Fingerprinting powders, dyes, and inks.


Reason for Control: CC




CC applies to entire entry CC Column 1

License Exceptions





1A999 Specific processing equipment, n.e.s., asfollows (see List of Items Controlled).


Reason for Control: AT


AT applies to entire entry. A license is requiredfor items controlled by this entry to North Koreafor anti-terrorism reasons. The CommerceCountry Chart is not designed to determine ATlicensing requirements for this entry. See §742.19of the EAR for additional information.

License Exceptions



Unit: $ valueRelated Controls: N/ARelated Definitions: N/A

Items:

a. Radiation detection, monitoring andmeasurement equipment, n.e.s.;

b. Radiographic detection equipment such as x-ray converters, and storage phosphor imageplates.

B. TEST, INSPECTION ANDPRODUCTION EQUIPMENT

1B001 Equipment for the production of fibers,prepregs, preforms or "composites" controlledby 1A002 or 1C010, and specially designedcomponents and accessories therefor.


Reason for Control: NS, MT, NP, AT



MT applies to entire entry, MT Column 1except 1B001.d.4 and .f

NP applies to filament NP Column 1winding machines describedin 1B001.a that are capable of winding cylindrical rotorshaving a diameter between 75 mm(3 in) and 400 mm (16 in) and lengths of 600 mm (24 in) orgreater; AND coordinating andprogramming controls and precision mandrels for these filamentwinding machines


License Exceptions



LVS: N/A for MT and for 1B001.a;$5000 for all other items

GBS: N/ACIV: N/A


Unit: $ valueRelated Controls: See also 1B101 and 1B201;and for accelerators and systems containingaccelerators see 3A101Related Definitions: N/AItems:

a. Filament winding machines of which themotions for positioning, wrapping and windingfibers are coordinated and programmed in three ormore axes, specially designed for the manufactureof "composite" structures or laminates from"fibrous or filamentary materials";

b. Tape-laying or tow-placement machines ofwhich the motions for positioning and laying tape,tows or sheets are coordinated and programmed intwo or more axes, specially designed for themanufacture of "composite" airframe or "missile"structures;

c. Multidirectional, multidimensional weavingmachines or interlacing machines, includingadapters and modification kits, for weaving,interlacing or braiding fibers to manufacture"composite" structures;

Note: 1B001.c does not control textilemachinery not modified for the above end-uses.

d. Equipment specially designed or adapted forthe production of reinforcement fibers, as follows:

d.1. Equipment for converting polymericfibers (such as polyacrylonitrile, rayon, pitch orpolycarbosilane) into carbon fibers or siliconcarbide fibers, including special equipment tostrain the fiber during heating;

d.2. Equipment for the chemical vapordeposition of elements or compounds on heated

filamentary substrates to manufacture siliconcarbide fibers;

d.3. Equipment for the wet-spinning ofrefractory ceramics (such as aluminum oxide);

d.4. Equipment for converting aluminumcontaining precursor fibers into alumina fibers byheat treatment; e. Equipment for producing prepregs controlledby 1C010.e by the hot melt method;

f. Non-destructive inspection equipment capableof inspecting defects three dimensionally, usingultrasonic or X-ray tomography and speciallydesigned for "composite" materials.

1B002 Systems and components therefor,specially designed to avoid contamination andspecially designed for producing metal alloys,metal alloy powder or alloyed materialscontrolled by 1C002.a.2, 1C002.b or 1C002.c.






License Exceptions







1B003 Tools, dies, molds or fixtures, for"superplastic forming" or "diffusion bonding"titanium or aluminum or their alloys, speciallydesigned for the manufacture of (see List ofItems Controlled).






License Exceptions



Unit: Equipment in number; components in $ valueRelated Controls: For specially designedproduction equipment of systems, sub-systems and components controlled by 9A005to 9A009, 9A011, 9A101, 9A105 to 9A109,9A111, and 9A116 to 9A120 usable in"missiles", see 9B115.Related Definitions: N/AItems:

a. Airframe or aerospace structures;

b. "Aircraft" or aerospace engines; or

c. Specially designed components for thosestructures or engines.

1B018 Equipment on the InternationalMunitions List.


Reason for Control: NS, MT, RS, AT, UN


NS applies to entire entry. NS Column 1

MT applies to equipment MT Column 1for the "production" of rocket propellants.

RS applies to 1B018.a. RS Column 2

AT applies to entire entry. AT Column 1

UN applies to entire entry. Rwanda; FederalRepublic ofY u g o s l a v i a

(Serbia andMontenegro).

License Exceptions

LVS: $3000 for 1B018.a for countriesWITHOUT an "X" in RS Column 2on the Country Chart contained inSupplement No. 1 to part 738 of theEAR; $5000 for 1B018.b; N/A forRwanda and the Federal Republic ofYugoslavia (Serbia and Montenegro)

GBS: N/ACIV: N/A


Unit: Equipment in number; parts andaccessories in $ valueRelated Controls: N/ARelated Definitions: N/AItems:



a. Equipment for the "production" of militaryexplosives and solid propellants.

a.1. Complete installations;

a.2. Specialized components (for example,dehydration presses; extrusion presses for theextrusion of small arms, cannon and rocketpropellants; cutting machines for the sizing ofextruded propellants; sweetie barrels (tumblers) 6feet and over in diameter and having over 500pounds product capacity; and continuous mixersfor solid propellants); or

a.3. Nitrators, continuous types; and

a.4. Specially designed parts and accessoriestherefor.

b. Environmental chambers capable of pressuresbelow (10-4) Torr, and specially designedcomponents therefor.

1B101 Equipment, other than that controlledby 1B001, for the "production" of structuralcomposites, and specially designed componentsand accessories therefor.


Reason for Control: MT, NP, AT


MT applies to entire entry MT Column 1

NP applies to 1B101.a only NP Column 1


License Exceptions



Unit: $ valueRelated Controls: See also 1B201Related Definitions: Components andaccessories controlled by this entry includemolds, mandrels, dies, fixtures and tooling forthe preform processing, curing, casting,sintering or bonding of composite structures,laminates and manufactures thereof.Items:

a. Filament winding machines of which themotions for positioning, wrapping and windingfibers can be coordinated and programmed inthree or more axes, designed to fabricatecomposite structures or laminates from fibrous orfilamentary materials, and coordinating andprogramming controls;

b. Tape-laying machines of which the motions forpositioning and laying tape and sheets can becoordinated and programmed in two or more axes,designed for the manufacture of compositeairframe and "missile" structures;

c. Equipment designed or modified for the"production" of "fibrous or filamentary materials"as follows:

c.1. Equipment for converting polymericfibers (such as polyacrylonitrile, rayon orpolycarbosilane) including special provision tostrain the fiber during heating;

c.2. Equipment for the vapor deposition ofelements or compounds on heated filamentsubstrates; and

c.3. Equipment for the wet-spinning ofrefractory ceramics (such as aluminum oxide);

d. Equipment designed or modified for specialfiber surface treatment or for producing prepregsand preforms controlled by 9A110.

Note: Equipment covered in 1B101.dincludes but is not limited to, rollers, tensionstretchers, coating equipment, cutting equipmentand clicker dies.



1B115 "Production equipment” for theproduction, handling or acceptance testing ofliquid propellants or propellant constituentscontrolled by 1C011, 1C111 or on the U.S.Munitions List, and specially designedcomponents therefor.License Requirements

Reason for Control: MT, AT




License Exceptions



Unit: Equipment in number; components in $valueRelated Controls:1.) For equipment speciallydesigned for the production of militarypropellants or propellant constituents, see theU.S. Munitions List. 2.) Items whenspecifically designed, developed, configured,adapted or modified to produce an item on theUSML are subject to the export licensingauthority of the U.S. State Department, Officeof Defense Trade Controls (see 22 CFR Part121.).Related Definitions: N/AItems:


1B116 Specially designed nozzles forproducing pyrolitically derived materialsformed on a mold, mandrel or other substratefrom precursor gases which decompose in the

1,573 K (1,300oC) to 3,173 K (2,900º C)temperature range at pressures of 130 Pa to 20kPa.






License Exceptions



Unit: Equipment in numberRelated Controls: N/ARelated Definitions: N/AItems:


1B117 ”Production equipment”, as follows(see List of Items Controlled), for theproduction, handling or acceptance testing ofsolid propellants or propellant constituentscontrolled by 1C011, 1C111 or on the U.S.Munitions List.








License Exceptions



Unit: Equipment in number; components in $valueRelated Controls: 1.) See also 1B115. 2.) Forequipment specially designed for theproduction of military propellants orpropellant constituents, see the U.S.Munitions List. 3.) This entry does notcontrol equipment for the "production",handling and acceptance testing of boroncarbide. 4.) Items when specificallydesigned, developed, configured, adapted ormodified to produce an item on the USML aresubject to the export licensing authority of theU.S. State Department, Office of DefenseTrade Controls (see 22 CFR Part 121.).Related Definitions: 1.) The only batchmixers, continuous mixers, and fluid energymills controlled in 1B117, are thosecontrolled in 1B117.a through d. 2.) Forms ofmetal powder "production equipment" notspecified in 1B117.d. are to be evaluated inaccordance with 1B117.e.Items:

a. Batch mixers with provision for mixing undervacuum in the range from zero to 13.326 kPa, andwith temperature control capability of the mixingchamber and having:

a.1. A total volumetric capacity of 110 liters(30 gallons) or more; and

a.2. At least one mixing/kneading shaftmounted off center;

b. Continuous mixers with provision for mixingunder vacuum in the range from zero to 13.326

kPa, and with temperature control capability ofthe mixing chamber and having:

b.1. Two or more mixing/kneading shafts;and

b.2. Capability to open the mixing chamber.

c. Fluid energy mills usable for grinding ormilling propellant or propellant constituentsspecified in 1C011 or 1C111, or on the U.S.Munitions List.

d. Metal powder "production equipment" usablefor the "production", in a controlled environment,of spherical or atomized materials specified in1C011 or 1C111 a.1. or a.2., or on the U.S.Munitions List including:

d.1. Plasma generators (high frequency arc-jet) usable for obtaining sputtered or sphericalmetallic powders with organization of the processin an argon-water environment;

d.2. Electroburst equipment usable forobtaining sputtered or spherical metallic powderswith organization of the process in an argon-waterenvironment;

d.3. Equipment usable for the "production" ofspherical aluminium powders by powdering amelt in an inert medium (e.g. nitrogen).

e. “Production equipment” for the production,handling, mixing, curing, casting, pressing,machining, extruding or acceptance testing ofsolid propellants or propellant constituentsdescribed in 1C011 or 1C111, or on the U.S.Munitions List, other than those described in1B117.a through d.

f. Specially designed components for theequipment controlled in 1B117.a through e.



1B201 Filament winding machines, other thanthose controlled by 1B001 or 1B101, in whichthe motions for positioning, wrapping, andwinding fibers are coordinated andprogrammed in two or more axes, speciallydesigned to fabricate composite structures orlaminates from "fibrous or filamentarymaterials" and capable of winding cylindricalrotors of diameter between 75 mm and 400 mmand lengths of 600 mm or greater andcoordinating and programming controls andprecision mandrels therefor.






License Exceptions





1B225 Electrolytic cells for fluorineproduction with a production capacity greaterthan 250 g of fluorine per hour.






License Exceptions





1B226 Electromagnetic isotope separators,designed for or equipped with, single ormultiple ion sources capable of providing atotal ion beam current of 50 mA or greater.






License Exceptions



Unit: $ value



Related Controls: This entry includesseparators capable of enriching stableisotopes and separators with the ion sourcesand collections both in the magnetic field andthose configurations in which they areexternal to the field.Related Definitions: N/AItems:


1B227 Ammonia synthesis converters orammonia synthesis units in which the synthesisgas (nitrogen and hydrogen) is withdrawnfrom an ammonia/hydrogen high-pressureexchange column and the synthesized ammoniais returned to that column. License Requirements





License Exceptions



Unit: $ valueRelated Controls: N/ARelated Definition: N/AItems:


1B228 Hydrogen-cryogenic distillationcolumns having all of the characteristics (seeList of Items Controlled). License Requirements





License Exceptions



Unit: $ valueRelated Controls: Heavy water productionequipment is also subject to the exportlicensing authority of the Nuclear RegulatoryCommission. (See 10 CFR part 110.)Related Definitions: "Fine-grain stainlesssteels" in this entry are defined to befine-grain austenitic stainless steels with anASTM (or equivalent standard) grain sizenumber of 5 or greater.Items:

a. Designed to operate with internal temperaturesof 35 K (-238° C) or less;

b. Designed to operate at an internal pressure of0.5 to 5 MPa (5 to 50 atmospheres);

c. Constructed of "fine-grain stainless steels" ofthe 300 series with low sulphur content orequivalent cryogenic and H2-compatiblematerials; and

d. With internal diameters of 1 m or greater andeffective lengths of 5 m or greater.



1B229 Water-hydrogen sulphide exchangetray columns constructed from fine carbonsteel with a diameter of 1.8 m or greater, whichcan operate at a nominal pressure of 2 MPa orgreater, and internal contactors therefor.






License Exceptions



Unit: $ valueRelated Controls: 1.) See 0B004 for columnswhich are specially designed or prepared forthe production of heavy water. These itemsare controlled on the NSG Trigger List(INFCIRC/254/part 2.) See 10 CFR part 110for heavy water production equipment subjectto the export licensing authority of theNuclear Regulatory Commission.Related Definition: 1.) This entry includesinternal contactors of the columns aresegmented trays with an effective assembleddiameter of 1.8 m (6 ft.) or greater, aredesigned to facilitate countercurrentcontacting and constructed of materialsresistant to corrosion by hydrogensulfide/water mixtures. These may be sievetrays, valve trays, bubble cap trays orturbogrid trays. 2.) Fine carbon steel in thisentry is defined to be steel with the austeniticASTM (or equivalent standard) grain sizenumber of 5 or greater. 3.) Materials resistantto corrosion by hydrogen sulfide/watermixtures in this entry are defined to be

stainless steels with a carbon content of0.03% or less.Items:


1B230 Pumps circulating solutions of dilutedor concentrated potassium amide catalyst inliquid ammonia (KNH2/NH3), with all of thecharacteristics (see List of Items Controlled).






License Exceptions



Unit: $ valueRelated Controls: Heavy water productionequipment is also subject to the exportlicensing authority of the Nuclear RegulatoryCommission. (See 10 CFR part 110.)Related Definitions: N/AItems:

a. Airtight (i.e., hermetically sealed);

b. For concentrated potassium amide solutions(1% or greater), operating pressure of 1.5-60 MPa(15-600 atmospheres); for dilute potassium amidesolutions (less than 1%), operating pressure of20-60 MPa (200-600 atmospheres); and

c. A capacity greater than 8.5 m3/hr.



1B231 Tritium facilities, plant or equipment,as follows (see List of Items Controlled).






License Exceptions



Unit: $ valueRelated Controls: This entry does not controltritium, tritium compounds, and mixturescontaining tritium, or products or devicesthereof. See 10 CFR part 110 for tritiumsubject to the export licensing authority of theNuclear Regulatory Commission.Related Definitions: N/AItems:

a. Facilities or plant for the production, recovery,extraction, concentration, or handling of tritium;

b. Equipment for tritium facilities or plant, asfollows:

b.1. Hydrogen or helium refrigeration unitscapable of cooling to 23 K (-250 ºC) or less, withheat removal capacity greater than 150 watts; or

b.2. Hydrogen isotope storage andpurification systems using metal hydrides as thestorage, or purification medium.

1B232 Turboexpanders or turboexpander-compressor sets designed for operation below35 K (-238 C) and a throughput of hydrogengas of 1000 kg/hr or greater.






License Exceptions





1B233 Lithium isotope separation facilities,plant or equipment, as follows (see List ofItems Controlled).


Reason for Control:

Control(s)

Items described in 1B233 are subject to the exportlicensing authority of the Nuclear RegulatoryCommission (see 10 CFR part 110).



License Exceptions

LVS: N/A GBS: N/A CIV: N/A


Unit: N/A Related Controls: N/A Related Definitions: N/AItems:

a. Facilities or plant for the separation of lithiumisotopes;

b. Equipment for the separation of lithiumisotopes, as follows:

b.1. Packed liquid-liquid exchange columnsspecially designed for lithium amalgams;

b.2. Mercury and/or lithium amalgam pumps;

b.3. Lithium amalgam electrolysis cells;

b.4. Evaporators for concentrated lithiumhydroxide solution.

1B999 Specific processing equipment, n.e.s., asfollows (see List of Items Controlled).





License Exceptions



Unit: $ valueRelated Controls: See also 1B001, 1B101,1B201, 1B225 and 1D999Related Definitions: N/AItems:

a. Electrolytic cells for fluorine production, n.e.s.;

b. Particle accelerators;

c. Industrial process control hardware/systemsdesigned for power industries, n.e.s.;

d. Freon and chilled water cooling systemscapable of continuous cooling duties of 100,000BTU/hr (29.3 kW) or greater;

e. Equipment for the production of structuralcomposites, fibers, prepregs and preforms, n.e.s.

C. MATERIALS

Technical Note:

Metals and alloys: Unless provision to thecontrary is made, the words "metals" and "alloys"in 1C001 to 1C012 cover crude andsemi-fabricated forms, as follows:

Crude forms: Anodes, balls, bars (includingnotched bars and wire bars), billets, blocks,blooms, brickets, cakes, cathodes, crystals, cubes,dice, grains, granules, ingots, lumps, pellets, pigs,powder, rondelles, shot, slabs, slugs, sponge,sticks;



Semi-fabricated forms (whether or not coated,plated, drilled or punched):

a. Wrought or worked materials fabricated byrolling, drawing, extruding, forging, impactextruding, pressing, graining, atomizing, andgrinding, i.e.: angles, channels, circles, discs, dust,flakes, foils and leaf, forging, plate, powder,pressings and stampings, ribbons, rings, rods(including bare welding rods, wire rods, androlled wire), sections, shapes, sheets, strip, pipeand tubes (including tube rounds, squares, andhollows), drawn or extruded wire;

b. Cast material produced by casting in sand,die, metal, plaster or other types of molds,including high pressure castings, sintered forms,and forms made by powder metallurgy.

The object of the control should not be defeatedby the export of non-listed forms alleged to befinished products but representing in reality crudeforms or semi-fabricated forms.

1C001 Materials specially designed for use asabsorbers of electromagnetic waves, orintrinsically conductive polymers, as follows(see List of Items Controlled).


Reason for Control: NS, MT, AT





License Exceptions



Unit: KilogramsRelated Controls: See also 1C101Related Definitions: N/AItems:

a. Materials for absorbing frequencies exceeding2 x 108 Hz but less than 3 x 1012 Hz.

Note 1: 1C001.a does not control:

a. Hair type absorbers, constructed of naturalor synthetic fibers, with non-magnetic loading toprovide absorption;

b. Absorbers having no magnetic loss andwhose incident surface is non-planar in shape,including pyramids, cones, wedges andconvoluted surfaces;

c. Planar absorbers, having all of thefollowing characteristics:

1. Made from any of the following:

a. Plastic foam materials (flexible ornon-flexible) with carbon-loading, or organicmaterials, including binders, providing more than5% echo compared with metal over a bandwidthexceeding ± 15% of the center frequency of theincident energy, and not capable of withstandingtemperatures exceeding 450 K (177 C); or

b. Ceramic materials providing morethan 20% echo compared with metal over abandwidth exceeding ± 15% of the centerfrequency of the incident energy, and not capableof withstanding temperatures exceeding 800 K(527 C);

Technical Note: Absorption test samplesfor 1C001.a. Note 1.c.1 should be a square at least5 wavelengths of the center frequency on a sideand positioned in the far field of the radiatingelement.



2. Tensile strength less than 7 x 106

N/m2; and

3. Compressive strength less than 14 x106 N/m2;

d. Planar absorbers made of sintered ferrite,having:

1. A specific gravity exceeding 4.4; and

2. A maximum operating temperature of548 K (275 C).

Note 2: Nothing in Note 1 releases magneticmaterials to provide absorption when contained inpaint.

b. Materials for absorbing frequencies exceeding1.5 x 1014 Hz but less than 3.7 x 1014 Hz and nottransparent to visible light;

c. Intrinsically conductive polymeric materialswith a bulk electrical conductivity exceeding10,000 S/m (Siemens per meter) or a sheet(surface) resistivity of less than 100 ohms/square,based on any of the following polymers:

c.1. Polyaniline;

c.2. Polypyrrole;c.3. Polythiophene;

c.4. Poly phenylene-vinylene; or

c.5. Poly thienylene-vinylene.

Technical Note: Bulk electrical conductivityand sheet (surface) resistivity should bedetermined using ASTM D-257 or nationalequivalents.

1C002 Metal alloys, metal alloy powder andalloyed materials, as follows (see List of ItemsControlled).





NP applies to 1C002.a.2.c NP Column 1or a.2.d if they exceedthe parameters stated in 1C202


License Exceptions



Unit: KilogramsRelated Controls: See also 1C202. This entrydoes not control metal alloys, metal alloypowder or alloyed materials for coatingsubstrates.Related Definition: N/A Items:

a. Metal alloys, as follows:

a.1. Nickel or titanium-based alloys in theform of aluminides, as follows, in crude orsemi-fabricated forms:

a.1.a. Nickel aluminides containing aminimum of 15 weight percent aluminum, amaximum of 38 weight percent aluminum and atleast one additional alloying element;



a.1.b. Titanium aluminides containing 10weight percent or more aluminum and at leastone additional alloying element;

a. 2. Metal alloys, as follows, made frommetal alloy powder or particulate materialcontrolled by 1C002.b:

a.2.a. Nickel alloys with:

a.2.a.1. A stress-rupture life of10,000 hours or longer at 923 K (650 ºC) at astress of 676 MPa; or

a.2.a.2. A low cycle fatigue life of10,000 cycles or more at 823 K (550 ºC) at amaximum stress of 1,095 MPa;

a.2.b. Niobium alloys with:

a.2.b.1. A stress-rupture life of10,000 hours or longer at 1,073 K (800 ºC) at astress of 400 MPa; or

a.2.b.2. A low cycle fatigue life of10,000 cycles or more at 973 K (700 ºC) at amaximum stress of 700 MPa;

a.2.c. Titanium alloys with:

a.2.c.1. A stress-rupture life of10,000 hours or longer at 723 K (450 ºC) at astress of 200 MPa; or

a.2.c.2. A low cycle fatigue life of10,000 cycles or more at 723 K (450 ºC) at amaximum stress of 400 MPa;

a.2.d. Aluminum alloys with a tensilestrength of:

a.2.d.1. 240 MPa or more at 473 K(200 C); or

a.2.d.2. 415 MPa or more at 298 K(25 C);

a.2.e. Magnesium alloys with a tensilestrength of 345 MPa or more and a corrosion rateof less than 1 mm/year in 3% sodium chlorideaqueous solution measured in accordance withASTM standard G-31 or national equivalents;

Technical Note 1: The metal alloys in1C002.a are those containing a higher percentageby weight of the stated metal than of any otherelement.

Technical Note 2: Stress-rupture life shouldbe measured in accordance with ASTM standardE-139 or national equivalents.

Technical Note 3: Low cycle fatigue lifeshould be measured in accordance with ASTMStandard E-606 "Recommended Practice forConstant-Amplitude Low-Cycle Fatigue Testing"or national equivalents. Testing should be axialwith an average stress ratio equal to 1 and astress-concentration factor (Kt) equal to 1. Theaverage stress is defined as maximum stressminus minimum stress divided by maximumstress.

b. Metal alloy powder or particulate material formaterials controlled by 1C002.a, as follows:

b.1. Made from any of the followingcomposition systems:

Technical Note: X in the following equalsone or more alloying elements.

b.1.a. Nickel alloys (Ni-Al-X, Ni-X-Al)qualified for turbine engine parts or components,i.e. with less than 3 non-metallic particles(introduced during the manufacturing process)larger than 100 m in 109 alloy particles;

b.1.b. Niobium alloys (Nb-Al-X orNb-X-Al, Nb-Si-X or Nb-X-Si, Nb-Ti-X orNb-X-Ti);

b.1.c. Titanium alloys (Ti-Al-X orTi-X-Al);



b.1.d. Aluminum alloys (Al-Mg-X orAl-X-Mg, Al-Zn-X or Al-X-Zn, Al-Fe-X orAl-X-Fe); or

b.1.e. Magnesium alloys (Mg-Al-X orMg-X-Al); and

b.2. Made in a controlled environment by anyof the following processes:

b.2.a. "Vacuum atomization";

b.2.b. "Gas atomization";

b.2.c. "Rotary atomization";

b.2.d. "Splat quenching";

b.2.e. "Melt spinning" and"comminution";

b.2.f. "Melt extraction" and"comminution"; or

b.2.g. "Mechanical alloying";

c. Alloyed materials, in the form ofuncomminuted flakes, ribbons or thin rodsproduced in a controlled environment by "splatquenching", "melt spinning" or "melt extraction",used in the manufacture of metal alloy powder orparticulate material controlled by 1C002.b.

1C003 Magnetic metals, of all types and ofwhatever form, having any of thecharacteristics (see List of Items Controlled).






License Exceptions




a. Initial relative permeability of 120,000 or moreand a thickness of 0.05 mm or less;

Technical Note: Measurement of initialpermeability must be performed on fully annealedmaterials.

b. Magnetostrictive alloys, having any of thefollowing characteristics:

b.1. A saturation magnetostriction of morethan 5 x 10-4; or

b.2. A magnetomechanical coupling factor(k) of more than 0.8; or

c. Amorphous or nanocrystalline alloy strips,having all of the following characteristics:

c.1. A composition having a minimum of 75weight percent of iron, cobalt or nickel;

c.2. A saturation magnetic induction (Bs) of1.6 T or more; and

c.3. Any of the following:

c.3.a. A strip thickness of 0.02 mm orless; or

c.3.b. An electrical resistivity of 2 x 10-4

ohm cm or more.

Technical Note: Nanocrystalline materials in1C003.c are those materials having a crystal grain



size of 50 nm or less, as determined by X-raydiffraction.

1C004 Uranium titanium alloys or tungstenalloys with a "matrix" based on iron, nickel orcopper, having all of the characteristics (seeList of Items Controlled).






License Exceptions




a. A density exceeding 17.5 g/cm3;

b. An elastic limit exceeding 880 MPa;

c. An ultimate tensile strength exceeding 1,270MPa; and

d. An elongation exceeding 8%.

1C005 "Superconductive" "composite"conductors in lengths exceeding 100 m or witha mass exceeding 100 g, as follows (see List ofItems Controlled).






License Exceptions




a. Multifilamentary "superconductive""composite" conductors containing one or moreniobium-titanium filaments:

a.1. Embedded in a "matrix" other than acopper or copper-based mixed "matrix"; or

a.2. Having a cross-section area less than0.28 x 10-4 mm2 (6 m in diameter for circularfilaments);

b. "Superconductive" "composite" conductorsconsisting of one or more "superconductive"filaments other than niobium-titanium, having allof the following:

b.1. A "critical temperature" at zero magneticinduction exceeding 9.85 K (-263.31 oC) but lessthan 24 K (-249.16 oC);



b.2. A cross-section area less than 0.28 x 10-4

mm2; and

b.3. Remaining in the "superconductive" stateat a temperature of 4.2 K (-268.96 oC) whenexposed to a magnetic field corresponding to amagnetic induction of 12 T.

1C006 Fluids and lubricating materials, asfollows (see List of Items Controlled).






License Exceptions

LVS: $3000GBS: Yes for 1C006.dCIV: Yes for 1C006.d


Unit: Barrels (55 U.S. gallons/ 209 liters)Related Controls: N/ARelated Definitions: N/AItems:

a. Hydraulic fluids containing, as their principalingredients, any of the following compounds ormaterials:

a.1. Synthetic or silahydrocarbon oils, havingall of the following:

Technical Note: For the purpose of1C006.a.1, silahydrocarbon oils containexclusively silicon, hydrogen and carbon.

a.1.a. A flash point exceeding 477 K(204 oC);

a.1.b. A pour point at 239 K (-34 oC) orless;

a.1.c. A viscosity index of 75 or more;and

a.1.d. A thermal stability at 616 K (343°C); or

a.2. Chlorofluorocarbons, having all of thefollowing:

Technical Note: For the purpose of1C006.a.2, chlorofluorocarbons containexclusively carbon, fluorine and chlorine.

a.2.a. No flash point;

a.2.b. An autogenous ignitiontemperature exceeding 977 K (704 oC);

a.2.c. A pour point at 219 K (-54 oC) orless;

a.2.d. A viscosity index of 80 or more;and

a.2.e. A boiling point at 473 K (200 oC)or higher;

b. Lubricating materials containing, as theirprincipal ingredients, any of the followingcompounds or materials:

b.1. Phenylene or alkylphenylene ethers orthio-ethers, or their mixtures, containing morethan two ether or thio-ether functions or mixturesthereof; or

b.2. Fluorinated silicone fluids with akinematic viscosity of less than 5,000 mm2/s(5,000 centistokes) measured at 298 K (25 oC);

c. Damping or flotation fluids with a purityexceeding 99.8%, containing less than 25 particlesof 200 m or larger in size per 100 ml and madefrom at least 85% of any of the followingcompounds or materials:



c.1. Dibromotetrafluoroethane;

c.2. Polychlorotrifluoroethylene (oily andwaxy modifications only); or

c.3. Polybromotrifluoroethylene;

d. Fluorocarbon electronic cooling fluids, havingall of the following characteristics:

d.1. Containing 85% by weight or more ofany of the following, or mixtures thereof:

d.1.a. Monomeric forms ofperf luoropolyalkylether- t r iazines orperfluoroaliphatic-ethers;

d.1.b. Perfluoroalkylamines;

d.1.c. Perfluorocycloalkanes; or

d.1.d. Perfluoroalkanes;

d.2. Density at 298 K (25 oC) of 1.5 g/ml ormore;

d.3. In a liquid state at 273 K (0 oC); and

d.4. Containing 60% or more by weight offluorine.

Technical Note: For the purpose of 1C006:

a. Flash point is determined using theCleveland Open Cup Method described in ASTMD-92 or national equivalents;

b. Pour point is determined using the methoddescribed in ASTM D-97 or national equivalents;

c. Viscosity index is determined using themethod describe in ASTM D-2270 or nationalequivalents;

d. Thermal stability is determined by thefollowing test procedure or national equivalents:

Twenty ml of the fluid under test is placed in a 46ml type 317 stainless steel chamber containingone each of 12.5 mm (nominal) diameter balls ofM-10 tool steel, 52100 steel and naval bronze(60% Cu, 39% Zn, 0.75% Sn);

The chamber is purged with nitrogen, sealed atatmospheric pressure and the temperature raisedto and maintained at 644 ± 6 K (371 ± 6 oC) forsix hours;

The specimen will be considered thermally stableif, on completion of the above procedure, all ofthe following conditions are met:

1. The loss in weight of each ball is less than10 mg/mm2 of ball surface;

2. The change in original viscosity asdetermined at 311 K (38 oC) is less than 25%; and

3. The total acid or base number is less than0.40;

e. Autogenous ignition temperature is determinedusing the method described in ASTM E-659 ornational equivalents.

1C007 Ceramic base materia ls ,non-"composite" ceramic materials,ceramic-"matrix" "composite" materials andprecursor materials, as follows (see List ofItems Controlled).





MT applies to items MT Column 1in 1C007.d and .f whenthe dielectric constant isless than 6 at frequencies from



100 Hz to 10,000 MHz for use in missile radomes.



License Exceptions

LVS: $5000, except N/A for MT and for1C007.e

GBS: N/ACIV: N/A


Unit: KilogramsRelated Controls: See also 1C107Related Definitions: N/AItems:

a. Base materials of single or complex borides oftitanium having total metallic impurities,excluding intentional additions, of less than 5,000ppm, an average particle size equal to or less than5 m and no more than 10% of the particleslarger than 10 m;

b. Non-"composite" ceramic materials in crude orsemi-fabricated form, composed of borides oftitanium with a density of 98% or more of thetheoretical density;

Note: 1C007.b does not control abrasives.

c. Ceramic-ceramic "composite" materials with aglass or oxide-"matrix" and reinforced with fibersmade from any of the following systems:

c.1. Si-N;

c.2. Si-C;

c.3. Si-Al-O-N; or

c.4. Si-O-N; having a "specific tensilestrength" exceeding 12.7 x 103 m;

d. Ceramic-ceramic "composite" materials, withor without a continuous metallic phase,incorporating particles, whiskers or fibers, wherecarbides or nitrides of silicon, zirconium or boronform the "matrix";

e. Precursor materials (i.e., special purposepolymeric or metallo-organic materials) forproducing any phase or phases of the materialscontrolled by 1C007.c, as follows:

e.1. Polydiorganosilanes (for producingsilicon carbide);

e.2. Polysilazanes (for producing siliconnitride);

e.3. Polycarbosilazanes (for producingceramics with silicon, carbon and nitrogencomponents);

f. Ceramic-ceramic "composite" materials with anoxide or glass "matrix" reinforced withcontinuous fibers from any of the followingsystems:

f.1. Al2O3; or

f.2. Si-C-N.

Note: 1C007.f does not control "composites"containing fibers from these systems with a fibertensile strength of less than 700 MPa at 1,273 K(1,000 oC) or fiber tensile creep resistance of morethan 1% creep strain at 100 MPa load and 1,273 K(1,000 oC) for 100 hours.

1C008 Non-fluorinated polymeric substances,as follows (see List of Items Controlled).








License Exceptions




a. Non-fluorinated polymeric substances, asfollows:

a.1. Bismaleimides;

a.2. Aromatic polyamide-imides;

a.3. Aromatic polyimides;

a.4. Aromatic polyetherimides having a glasstransition temperature (Tg) exceeding 513 K (2400C) determined using the dry method described inASTM D 3418;

Note: 1C008.a does not control non-fusiblecompression molding powders or molded forms.

b. Thermoplastic liquid crystal copolymershaving a heat distortion temperature exceeding523 K (250 oC) measured according to ASTMD-648, method A, or national equivalents, with aload of 1.82 N/mm2 and composed of:

b.1. Any of the following:

b.1.a. Phenylene, biphenylene ornaphthalene; or

b.1.b. Methyl, tertiary-butyl or phenylsubstituted phenylene, biphenylene ornaphthalene; and

b.2. Any of the following acids:

b.2.a. Terephthalic acid;

b.2.b. 6-hydroxy-2 naphthoic acid; or

b.2.c. 4-hydroxybenzoic acid;

c. Polyarylene ether ketones, as follows:

c.1. Polyether ether ketone (PEEK)

c.2. Polyether ketone ketone (PEKK);

c.3. Polyether ketone (PEK);

c.4. Polyether ketone ether ketone ketone(PEKEKK);

d. Polyarylene ketones;

e. Polyarylene sulphides, where the arylene groupis biphenylene, triphenylene or combinationsthereof;

f. Polybiphenylenethersulphone.



Technical Note: The glass transitiontemperature (Tg) for 1C008 materials isdetermined using the method described in ASTMD 3418 using the dry method.

1C009 Unprocessed fluorinated compounds, asfollows (see List of Items Controlled).






License Exceptions




a. Copolymers of vinylidene fluoride having 75%or more beta crystalline structure withoutstretching;

b. Fluorinated polyimides containing 10% byweight or more of combined fluorine;

c. Fluorinated phosphazene elastomers containing 30% by weight or more of combinedfluorine.

1C010 "Fibrous or filamentary materials"which may be used in organic "matrix",metallic "matrix" or carbon "matrix""composite" structures or laminates, as follows(see List of Items Controlled).





NP applies to 1C010.a(aramid "fibrous orfilamentary materials",.b (carbon "fibrous and filamentary materials"),and e.1 for "fibrous andfilamentary materials" thatmeet or exceed the controlcriteria of ECCN 1C210

NP Column 1



License Exceptions

LVS: $1500, N/A for NPGBS: N/ACIV: N/A


Unit: KilogramsRelated Controls: See also 1C210, 1C990,and 9A110 for material not controlled by1C010.e, as defined by technical notes 1 or 2.Note that some items in 1C010.e are alsocontrolled under 9A110.Related Definitions: 1.) Specific modulus:Young's modulus in pascals, equivalent toN/m2 divided by specific weight in N/m³,measured at a temperature of (296+2) K



((23+2) ºC) and a relative humidity of(50+5)%. 2.) Specific tensile strength:ultimate tensile strength in pascals, equivalentto N/m2 divided by specific weight in N/m³,measured at a temperature of (296+2) K((23+2) ºC) and a relative humidity of(50+5)%.Items:

a. Organic "fibrous or filamentary materials",having all of the following:

a.1. A specific modulus exceeding 12.7 x 106

m; and

a.2. A specific tensile strength exceeding23.5 x 104 m;

Note: 1C010.a does not control polyethylene.

b. Carbon "fibrous or filamentary materials",having all of the following:

b.1. A specific modulus exceeding 12.7 x 106

m; and

b.2. A specific tensile strength exceeding23.5 x 104 m;

Technical Note: Properties for materialsdescribed in 1C010.b should be determined usingSACMA recommended methods SRM 12 to 17,or national equivalent tow tests, such as JapaneseIndustrial Standard JIS-R-7601, Paragraph 6.6.2,and based on lot average.

Note: 1C010.b does not control fabric madefrom "fibrous or filamentary materials" for therepair of aircraft structures or laminates, in whichthe size of individual sheets does not exceed 50cm x 90 cm.

c. Inorganic "fibrous or filamentary materials",having all of the following:

c.1. A specific modulus exceeding 2.54 x 106

m; and

c.2. A melting, softening, decomposition orsublimation point exceeding 1,922 K (1,649 oC) inan inert environment;

Note: 1C010.c does not control:

1. Discontinuous, multiphase, polycrystallinealumina fibers in chopped fiber or random matform, containing 3 weight percent or more silica,with a specific modulus of less than 10 x 106 m;

2. Molybdenum and molybdenum alloyfibers;

3. Boron fibers;

4. Discontinuous ceramic fibers with amelting, softening, decomposition or sublimationpoint lower than 2,043 K (1,770 oC) in an inertenvironment.

d. "Fibrous or filamentary materials":

d.1. Composed of any of the following:

d.1.a. Polyetherimides controlled by1C008.a; or

d.1.b. Materials controlled by 1C008.b to1C008.f; or

d.2. Composed of materials controlled by1C010.d.1.a or 1C010.d.1.b and "commingled"with other fibers controlled by 1C010.a, 1C010.bor 1C010.c;

e. Resin-impregnated or pitch-impregnated fibers(prepregs), metal or carbon-coated fibers(preforms) or "carbon fiber preforms", as follows:

e.1. Made from "fibrous or filamentarymaterials" controlled by 1C010.a, 1C010.b or1C010.c;

e.2. Made from organic or carbon "fibrous orfilamentary materials":



e.2.a. With a "specific tensile strength"exceeding 17.7 x 104m;

e.2.b. With a "specific modulus"exceeding 10.15 x 106 m;

e.2.c. Not controlled by 1C010.a or1C010.b; and

e.2.d. When impregnated with materialscontrolled by 1C008 or 1C009.b, having a glasstransition temperature (Tg) exceeding 383 K (110oC) or with phenolic or epoxy resins, having aglass transition temperature (Tg) equal to orexceeding 418 K (145o C).

Notes: 1C010.e does not control:

1. Epoxy resin "matrix" impregnated carbon"fibrous or filamentary materials" (prepregs) forthe repair of aircraft structures or laminates, inwhich the size of individual sheets of prepregdoes not exceed 50 cm x 90 cm;

2. Prepregs when impregnated with phenolicor epoxy resins having a glass transitiontemperature (Tg) less than 433 K (160 oC) and acure temperature lower than the glass transitiontemperature.

Technical Note: The glass transitiontemperature (Tg) for 1C010.e materials isdetermined using the method described in ASTMD 3418 using the dry method. The glass transitiontemperature for phenolic and epoxy resins isdetermined using the method described in ASTMD 4065 at a frequency of 1 Hz and a heating rateof 2 K per minute using the dry method.

1C011 Metals and compounds, as follows (seeList of Items Controlled).





MT applies to 1C011.a and .b MT Column 1


License Exceptions



Unit: N/ARelated Controls: 1.) See also 1C111. 2.)Items controlled by 1C011.a, and metal fuelsin particle form, whether spherical, atomized,spheroidal, flaked or ground, manufacturedfrom material consisting of 99 percent ormore of items controlled by 1C011.b. aresubject to the export licensing authority of theU.S. Department of State, Office of DefenseTrade Controls (see 22 CFR part 121).Related Definitions: N/AItems:

a. Metals in particle sizes of less than 60 mwhether spherical, atomized, spheroidal, flaked orground, manufactured from material consisting of99% or more of zirconium, magnesium and alloysof these;

Technical Note: The natural content ofhafnium in the zirconium (typically 2% to 7%) iscounted with the zirconium.

Note: The metals or alloys listed in1C011.a are controlled whether or not the metalsor alloys are encapsulated in aluminum,magnesium, zirconium or beryllium.

b. Boron or boron carbide of 85% purity or higherand a particle size of 60 m or less;

Note: The metals or alloys listed in 1C011.bare controlled whether or not the metals or alloys



are encapsulated in aluminum, magnesium,zirconium or beryllium.

c. Guanidine nitrate;

d. Nitroguanidine (NQ) (CAS 556-88-7).

1C012 Materials, as follows (see List of ItemsControlled).


Reason for Control:

Control(s)

Items described in 1C012 are subject to the exportlicensing authority of the Nuclear RegulatoryCommission (see 10 CFR part 110).

License Exceptions



Unit: N/ARelated Controls: N/A Related Definitions: These materials aretypically used for nuclear heat sources.Items:

a. Plutonium in any form with a plutoniumisotopic assay of plutonium-238 of more than50% by weight;

Note: 1C012.a does not control:

1. Shipments with a plutonium content of 1 gor less;

2. Shipments of 3 “effective grams” or lesswhen contained in a sensing component ininstruments.

b. Previously separated neptunium-237 in anyform.

Note: 1C012.b does not control shipmentswith a neptunium-237 content of 1 g or less.

1C018 Commercial charges and devicescontaining energetic materials on theInternational Munitions List.


Reason for Control: NS, AT, UN


NS applies to entire entry. NS Column 1

AT applies to entire entry. AT Column 1

UN applies to entire entry. Rwanda; FederalRepublic ofY u g o s l a v i a

(Serbia andMontenegro).

License Exceptions

LVS: $3000, except N/A for Rwanda andthe Federal Republic of Yugoslavia(Serbia and Montenegro)

GBS: Yes for items listed in Advisory Noteto 1C018, except N/A for Rwandaand the Federal Republic ofYugoslavia (Serbia and Montenegro)

CIV: N/A


Unit: NumberRelated Controls: 1) Explosive devices orcharges that utilize USML controlledenergetic materials (See 22 CFR 121.1Category V) are subject to the licensingauthority of the U.S. Department of State,Office of Defense Trade Controls if they havebeen specifically designed, developed,



configured, adapted, or modified for amilitary application. 2) With the exception ofslurries, cutters and severing tools, if theUSML controlled materials utilized in devicesand charges controlled by this entry can beeasily extracted without destroying the deviceor charge, then they are subject to the exportlicensing authority of the U.S. Department ofState, Office of Defense Trade Controls. 3)Commercial prefabricated slurries andemulsions containing greater than 35% ofUSML controlled energetic materials aresubject to the export licensing authority of theU.S. Department of State, Office of DefenseTrade Control. 4) The individual USMLcontrolled energetic materials, even whencompounded with other materials, remainsubject to the export licensing authority of theDepartment of State when not incorporatedinto explosive devices or charges controlledby this entry or 1C992. 5) See also ECCNs1C011, 1C111, and 1C239 for additionalcontrolled energetic materials.Related Definitions: 1) For purposes of thisentry, the term “controlled materials” meanscontrolled energetic materials (see ECCNs1C011, 1C111, 1C239 and 22 CFR 121.1Category V). 2) For purposes of this entry,the mass of aluminum powder, potassiumperchlorate, and any of the substances listedin the note to the USML (see 22 CFR Part121.12) (such as ammonium pictrate, blackpowder, etc.) contained in commercialexplosive devices and in the charges areomitted when determining the total mass ofcontrolled material.Items:

a. Shaped charges specially designed for oil welloperations, utilizing one charge functioning alonga single axis, that upon detonation produce a hole;and

a.1. Contain any controlled materials;

a.2. Have a uniform shaped conical liner withan included angle of 90 degrees or less;

a.3. Have more than 0.090 kg but not morethat 2.0 kg of controlled materials; and

a.4. Have a diameter not exceeding 4.5inches.

b. Detonating cord or shock tubes containinggreater than 0.064 kg per meter (300 grains perfoot), but not more than 0.1 kg per meter (470grains per foot) of controlled materials;

c. Cartridge power devices containing greaterthan 0.70 kg, but not more than 1.0 kg ofcontrolled materials;

d. Detonators (electric or nonelectric) andassemblies thereof containing greater than 0.01kg, but not more than 0.1 kg of controlledmaterials;

e. Igniters containing greater than 0.01 kg, butnot more than 0.1 kg of controlled materials;

f. Oil well cartridges containing greater than0.015 kg, but not more than 0.1 kg of controlledmaterials;

g. Commercial cast or pressed boosterscontaining greater than 1.0 kg, but not more than5.0 kg of controlled materials;

h. Commercial prefabricated slurries andemulsions containing greater than 10 kg and lessthan or equal to thirty-five percent by weight ofUSML controlled materials;

i. Cutters and severing tools containing greaterthan 3.5 kg, but not more than 10 kg of controlledmaterials;

j. Pyrotechnic devices when designed exclusivelyfor commercial purposes (e.g., theatrical stages,motion picture special effects, and fireworksdisplays), and containing greater than 3.0 kg, butnot more than 5.0 kg of controlled materials; or

k. Other commercial explosive devices andcharges, not controlled by 1C018.a through g



above, when used for commercial applicationsand containing greater than 1.0 kg but not morethan 5.0 kg of controlled materials.

1C101 Materials and devices for reducedobservables such as radar reflectivity,ultraviolet/infrared signatures and acousticsignatures, other than those controlled by1C001, usable in "missiles" and theirsubsystems.






License Exceptions



Unit: KilogramsRelated Controls: Materials controlled bythis entry include: (a) structural materials andcoatings specially designed for reduced radarreflectivity; (b) coatings, including paints,specially designed for reduced or tailoredreflectivity or emissivity in the microwave,infrared or ultraviolet spectra. This entrydoes not control coatings when specially usedfor the thermal control of satellites.Related Definitions: N/AItems:


1C107 Graphite and ceramic materials, otherthan those controlled by 1C007, as follows (seeList of Items Controlled).






License Exceptions




a. Fine grain recrystallized bulk graphites havinga bulk density of 1.72 g/cm3 or greater, measuredat 288 K (15 oC), and having a particle size of 100micrometers or less, pyrolytic or fibrousreinforced graphites, usable for rocket nozzles andreentry vehicle nose tips;

b. Ceramic composite materials (dielectricconstant less than 6 at frequencies from 100 Hz to10,000 MHz), also usable for "missile" radomes,and bulk machinable silicon-carbide reinforcedunfired ceramic, usable for nose tips.

1C111 Propellants and constituent chemicalsfor propellants, other than those controlled by1C011, as follows (see List of ItemsControlled).








License Exceptions



Unit: KilogramsRelated Controls: 1.) The following materials,whether or not encapsulated in aluminum,beryllium, magnesium, or zirconium aresubject to the export licensing authority of theU.S. Department of State, Office of DefenseTrade Controls: (See 22 CFR part 121): a.)Spherical aluminum powder with particles ofuniform diameter 60 x 10-6 m (60micrometers) or less and an aluminum contentof 99 percent or greater; b.) Zirconium,beryllium, boron, magnesium and alloys ofthese, in particle sizes of less than 60 x 10-6 m(60 micrometers), whether spherical,atomized, spheroidal, flaked or ground,consisting 99% or more by weight of any ofthe above mentioned metals; or c.) ironpowder with average particle size of 3 x 10-6

m (3 microns) or less produced by hydrogenreduction of iron oxide. 2.) For propellantsand constituent chemicals for propellants notcontrolled by 1C111, see the U.S. MunitionsList.Related Definitions: N/AItems:

a. Propulsive substances:

a.1. Spherical aluminum powder, other thanthat specified on the U.S. Munitions List, withparticles of uniform diameter of less than 500

micrometer and an aluminum content of 97% byweight or greater;

a.2. Zirconium, beryllium, boron, magnesiumand alloys of these, other than that controlled bythe U.S. Munitions List, in particle sizes of lessthan 500 x 10-6 m (500 micrometers), whetherspherical, atomized, spheroidal, flaked or ground,consisting 97% or more by weight of any of theabove mentioned metals.

a.3. Liquid oxidizers, as follows:

a.3.a. Dinitrogen trioxide;

a.3.b. Nitrogen dioxide/dinitrogentetroxide;

a.3.c. Dinitrogen pentoxide;

b. Polymeric substances:

b.1. Carboxy-terminated polybutadiene(CTPB);

b.2. Hydroxy-terminated polybutadiene(HTPB), other than that controlled by the U.S.Munitions List;

b.3. Polybutadiene-acrylic acid (PBAA);

b.4. Polybutadiene-acrylic acid-acrylonitrile(PBAN);

c. Other propellant additives and agents:

c.1. Butacene;

c.2. Triethylene glycol dinitrate (TEGDN);

c.3. 2-Nitrodiphenylamine;

c.4. Trimethylolethane trinitrate (TMETN);

c.5. Diethylene glycol dinitrate (DEGDN).



1C116 Maraging steels (steels generallycharacterized by high nickel, very low carboncontent and the use of substitutional elementsor precipitates to produce age-hardening)having an ultimate tensile strength of 1,500MPa or greater, measured at 293 K (20 oC), inthe form of sheet, plate or tubing with a wall orplate thickness equal to or less than 5 mm.





NP applies to items that meet NP Column 1or exceed the parameters of1C216


License Exceptions



Unit: $ valueRelated Controls: See also 1C216Related Definitions: N/AItems:


1C117 Tungsten, molybdenum and alloys ofthese metals in the form of uniform, sphericalor atomized particles of 500 micrometerdiameter or less with a purity of 97% orgreater for fabrication of rocket motorcomponents, i.e., heat shields, nozzlesubstrates, nozzle throats and thrust vectorcontrol surfaces.






License Exceptions





1C118 Titanium-stabilized duplex stainlesssteel (Ti-DSS):






License Exceptions






a. Titanium-stabilized duplex stainless steel (Ti-DSS) having:

a.1. All of the following characteristics:

a.1.a. Containing 17.0-23.0 weightpercent chromium and 4.5-7.0 weight percentnickel, and

a.1.b. A ferritic-austenitic microstructure(also referred to as a two-phase microstructure) ofwhich at least 10 percent is austenite by volume(according to ASTM E-1181-87 or nationalequivalents), and

a.2. Any of the following forms:

a.2.a. Ingots or bars having a size of 100mm or more in each dimension;

a.2.b. Sheets having a width of 600 mmor more and a thickness of 3 mm or less; or

a.2.c. Tubes having an outer diameter of600 mm or more and a wall thickness of 3 mm orless.

1C202 Alloys, other than those controlled by1C002.a.2.c or .d, as follows (see List of ItemsControlled).






License Exceptions



Unit: $ valueRelated Controls: N/ARelated Definition: The phrase "alloyscapable of" encompasses before and after heattreatment.Items:

a. Aluminum "alloys capable of" an ultimatetensile strength of 460 MPa or more at 293 K (20oC), in the form of tubes or cylindrical solid forms(including forgings) with an outside diameter ofmore than 75 mm;

b. Titanium "alloys capable of" an ultimate tensilestrength of 900 MPa or more at 293 K (20 oC) inthe form of tubes or cylindrical solid forms(including forgings) with an outside diameter ofmore than 75 mm.

1C210 "Fibrous or filamentary materials" orprepregs, other than those controlled by1C010.a, .b or .e, as follows (see List of ItemsControlled).






License Exceptions





Unit: KilogramsRelated Controls: See 9A110 for fiberprepregs.Related Definitions: For the purpose of thisentry, the term "fibrous or filamentarymaterials" is restricted to continuous"monofilaments", "yarns", "rovings", "tows"or "tapes".

Definitions for other terms used in this entry:

Filament or Monofilament is the smallestincrement of fiber, usually several m indiameter.

Strand is a bundle of filaments (typicallyover 200) arranged approximatelyparallel.

Roving is a bundle (typically 12-120) ofapproximately parallel strands.

Yarn is a bundle of twisted strands.

Tow is a bundle of filaments, usuallyapproximately parallel.

Tape is a material constructed ofinterlaced or unidirectional filaments,strands, rovings, tows or yarns, etc.,usually preimpregnated with resin.

Specific modulus is the Young's modulusin N/m2 divided by the specific weight inN/m3, measured at a temperature of 23 ±2 ºC and a relative humidity of 50 ± 5percent.

Specific tensile strength is the ultimatetensile strength in N/m2 divided byspecific weight in N/m3, measured at atemperature of 23 ± 2 ºC and a relativehumidity of 50 ± 5 percent.

Items:

a. Carbon or aramid "fibrous or filamentarymaterials" having a "specific modulus" of 12.7 x106 m or greater or a "specific tensile strength" of235 x 103 m or greater except Aramid "fibrous orfilamentary materials" having 0.25 percent ormore by weight of an ester based fiber surfacemodifier;

b. Glass "fibrous or filamentary materials" havinga "specific modulus" of 3.18 x 106 m or greaterand a "specific tensile strength" of 76.2 x 103 m orgreater; or

c. Thermoset resin impregnated continuous"yarns", "rovings", "tows" or "tapes" with a widthno greater than 15 mm (prepregs), made fromcarbon or glass "fibrous or filamentary materials"controlled by 1C210.a or .b.

Technical Note: The resin forms the matrixof the composite.

1C216 Maraging steel, other than thatcontrolled by 1C116, capable of an ultimatetensile strength of 2,050 MPa or more, at 293 K(20o C), except forms in which no lineardimension exceeds 75 mm.






License Exceptions



Unit: $ valueRelated Controls: N/A



Related Definition: The phrase "maragingsteel capable of" encompasses maraging steelbefore or after heat treatment.Items:


1C225 Boron and boron compounds, mixturesand loaded materials in which the boron-10isotope is more than 20% by weight of the totalboron content.






License Exceptions





1C226 Parts made of tungsten, tungstencarbide, or tungsten alloys (greater than 90%tungsten) having a mass greater than 20 kg anda hollow cylindrical symmetry (includingcylinder segments) with an inside diametergreater than 100 mm but less than 300 mm,

except parts specially designed for use asweights or gamma-ray collimators.






License Exceptions





1C227 Calcium (high purity) containing bothless than 1,000 parts per million by weight ofmetallic impurities other than magnesium andless than 10 parts per million of boron.






License Exceptions







1C228 Magnesium (high purity) containingboth less than 200 parts per million by weightof metallic impurities other than calcium andless than 10 parts per million of boron.






License Exceptions





1C229 High purity (99.99% or greater)bismuth with very low silver content (less than10 parts per million).






License Exceptions





1C230 Beryllium metal, alloys containingmore than 50% of beryllium by weight,beryllium compounds, or manufacturesthereof, including waste and scrap containingberyllium metal, alloys, or compounds.






License Exceptions





Unit: KilogramsRelated Controls: 1.) This entry includeswaste and scrap containing beryllium metal,alloys, or compounds. 2.) This entry doesnot control: a.) Metal windows for X-raymachines, or for bore-hole logging devices;b.) Oxide shapes in fabricated or semi-fabricated forms specially designed forelectronic component parts or as substratesfor electronic circuits; and, c.) Beryl (silicateof beryllium and aluminum) in the form ofemeralds or aquamarines.Related Definitions: N/A Items:


1C231 Hafnium metal, alloys and compoundsof hafnium containing more than 60% hafniumby weight and manufactures thereof.






License Exceptions





1C232 Helium-3 or helium isotopicallyenriched in the helium-3 isotope, mixturescontaining helium-3, or products or devicescontaining any of the foregoing, except aproduct or device containing less than 1 g ofhelium-3.






License Exceptions



Unit: LitersRelated Controls: N/ARelated Definitions: N/AItems:


1C233 Lithium enriched in the 6 isotope (6Li)to greater than 7.5 atom percent, alloys,compounds or mixtures containing lithium



enriched in the 6 isotope, or products ordevices containing any of the foregoing exceptthermoluminescent dosimeters.




NP applies entire entry NP Column 1


License Exceptions



Unit: KilogramsRelated Controls: N/ARelated Definitions: The natural occurrenceof the 6 isotope in lithium is 7.5 atom percent.Items:


1C234 Zirconium with a hafnium content ofless than 1 part hafnium to 500 partszirconium by weight, in the form of metal,alloys containing more than 50% zirconium byweight, or compounds, or manufactures whollythereof; except zirconium in the form of foilhaving a thickness not exceeding 0.10 mm.






License Exceptions



Unit: KilogramsRelated Controls: Zirconium metal andalloys in the form of tubes or assemblies oftubes, specially designed or prepared for usein a reactor are subject to the export licensingauthority of the Nuclear RegulatoryCommission. (See 10 CFR part 110.) Thisentry includes waste and scrap containingzirconium. This entry does not controlzirconium in the form of foil or strip having athickness not exceeding 0.10 mm (0.004 in.).Related Definitions: N/AItems:


1C235 Tritium, tritium compounds, mixturescontaining tritium in which the ratio of tritiumto hydrogen by atoms exceeds 1 part in 1000,or products or devices containing any of theforegoing; except, a product or devicecontaining not more than 1.48 x 103 GBq (40Ci) of tritium in any form.


Reason for Control:

Control(s)

Items described in 1C235 are subject to the exportlicensing authority of the Nuclear RegulatoryCommission (see 10 CFR part 110).

License Exceptions





Unit: N/A Related Controls: N/A Related Definitions: N/AItems:


1C236 Alpha-emitting radionuclides having analpha half-life of 10 days or greater but lessthan 200 years, compounds or mixturescontaining any of these radionuclides with atotal alpha activity of 37 GBq/kg (1 Ci/kg) orgreater, or products or devices containing anyof the foregoing, except a product or devicecontaining less than 3.7 GBq (100 millicuries)of alpha activity.






License Exceptions



Unit: MillicuriesRelated Controls: Certain alpha emittingradionuclides are subject to the export

licensing authority of the Nuclear RegulatoryCommission. (See also 10 CFR part 110.)Related Definition: N/AItems:


1C237 Radium-226, radium-226 compounds,mixtures containing radium-226, or productsor devices containing any of the foregoing,except medical applicators, or products ordevices containing not more than 0.37 GBq (10millicuries) of radium-226 in any form.






License Exceptions



Unit: $ valueRelated Controls: N/ARelated Definition: N/AItems:


1C238 Chlorine trifluoride (ClF3).








License Exceptions





1C239 High explosives, other than thosecontrolled by the U.S. Munitions List, orsubstances or mixtures containing more than2% thereof, with a crystal density greater than1.8 gm per cm3 and having a detonationvelocity greater than 8,000 m/s.


Reason for Control:




License Exceptions



Unit: KilogramsRelated Controls: See also 22 CFR part 12 Related Definitions: N/AItems:


1C240 Nickel powder or porous nickel metal,other than those controlled by 0C006, asfollows (see List of Items Controlled).


Reason for Control:




License Exceptions



Unit: $ value Related Controls: N/A Related Definitions: N/AItems:

a. Powder with a nickel purity content of 99.0%by weight or greater and a mean particle size ofless than 10 micrometers measured by AmericanSociety for Testing and Materials (ASTM) B330standard, except filamentary nickel powders;

b. Porous nickel powder produced from materialscontrolled by 1C240.a, except single porousnickel sheets not exceeding 1,000 cm2 per sheet.



Note: 1C240.b refers to porous metal formedby compacting and sintering the materials in1C240.a to form a metal material with fine poresinterconnected throughout the structure.

1C350 Chemicals that may be used asprecursors for toxic chemical agents.

License Requirements:

Reason for Control: CB, CW, AT


CB applies to entire entry CB Column 2

CW applies to 1C350.a.2, a.3, a.5, a.6, a.7, a.8,a.10, a.11, a.12, a.13, a.15, a.16, a.17, a.20, a.21,a.22, a.23, a.24, a.28, a.29, a.30, a.31, a.32, a.33,a.35, a.37, a.41, a.47, a.48, a.49, a.50, a.51, a.53,or a.54. The Commerce Country Chart is notdesigned to determine licensing requirements foritems controlled for CW reasons. For Schedule 1chemicals (1C350.a.20, a.24 and a.31), a license isrequired for exports to all destinations, includingCanada. For Schedule 2 chemicals (1C350.a.2,a.3, a.5., a.6, a.7, a.10, a.11, a.12, a.13, a.15, a.16,a.21, a.22, a.23, a.28, a.29, a.30, a.37, a.41, anda.49), a license is required for exports to countriesnot listed in Supplement No. 2 to part 745 fo theEAR. For Schedule 3 chemicals (1C350.a.8, a.17,a.32, a.33, a.35, a.47, a.48, a.50, a.51, a.53, anda.54), a license is required for exports to countriesnot listed in Supplement No. 2 to part 745 of theEAR, unless an End-Use Certificate issued by thegovernment of the importing country has beenobtained by the exporter prior to export. (See§742.18 of the EAR for license requirements andpolicies for chemicals and precursors controlledfor CW reasons. See §745.2 of the EAR for End-Use Certificate requirements that apply to exportsof Schedule 3 chemicals to countries not listed inSupplement No. 2 to part 745 of the EAR.).


License Requirement Notes:

1. SAMPLE SHIPMENTS: Subject to thefollowing requirements and restrictions, a licenseis not required for sample shipments when thecumulative total of these shipments does notexceed a 55-gallon container or 200 kg of eachchemical to any one consignee during a calendaryear. A consignee that receives a sampleshipment under this exclusion may not resell,transfer, or reexport the sample shipment, but mayuse the sample shipment for any other legalpurpose unrelated to chemical weapons.

a. Chemicals Not Eligible:

A. CWC Schedule 1 chemicals (alldestinations). The following CWC Schedule 1chemicals are not eligible for sample shipments toany destination without a license: 0 - E t h y l - 2 - d i i s o p r o p y l a m i n o e t h y lmethylphosphonite (QL) (C.A.S. #57856-11-8),Ethylphosphonyl difluoride (C.A.S. #753-98-0),and Methylphosphonyl difluoride (C.A.S.#676-99-3).

B. CWC Schedule 2 chemicals (Statesnot Party to the CWC). No CWC Schedule 2chemical controlled by this ECCN is eligible forsample shipment to States not Party to the CWC(destinations not listed in Supplement No. 2 topart 745 of the EAR) without a license.

b. Countries Not Eligible: The followingcountries are not eligible to receive sampleshipments of any chemicals controlled by thisECCN without a license: Cuba, Iran, Iraq, Libya,North Korea, Sudan, Syria.

c. Sample shipments that require an End-Use Certificate for CW reasons: No CWCSchedule 3 chemical controlled by this ECCN iseligible for sample shipment to States not Party tothe CWC (destinations not listed in SupplementNo. 2 to part 745 of the EAR) without a license,unless an End-Use Certificate issued by thegovernment of the importing country is obtained



by the exporter prior to export (see §745.2 of theEAR for End-Use Certificate requirements).

d. Sample shipments that require a licensefor reasons set forth elsewhere in the EAR:Sample shipments, as described in this Note 1,may require a license for reasons set forthelsewhere in the EAR. See, in particular, the end-use/end-user restrictions in part 744 of the EAR,and the restrictions that apply to embargoedcountries in part 746 of the EAR.

e. Quarterly report requirement. Theexporter is required to submit a quarterly writtenreport for shipments of samples made under thisNote 1. The report must be on companyletterhead stationery (titled "Report of SampleShipments of Chemical Precursors" at the top ofthe first page) and identify the chemical(s),Chemical Abstract Service Registry (C.A.S.)number(s), quantity(ies), the ultimate consignee'sname and address, and the date exported. Thereport must be sent to the U.S. Department ofCommerce, Bureau of Export Administration,P.O. Box 273, Washington, DC 20044, Attn:"Report of Sample Shipments of ChemicalPrecursors".

2. MIXTURES: Mixtures that containpresursor and intermediate chemicals identified inECCN 1C350, in concentrations specified inparagraphs (a) through (c) of this Note 2, arecontrolled by this ECCN and are subject to thefollowing licensing requirements (mixtures thatcontain less than the concentrations of precursorand intermediate chemicals specified in this Note2 are controlled by ECCN 1C995):

a. A license is required for shipments toall destinations, including Canada, for mixturescontaining any amount of the following Schedule1 chemicals, unless the mixture contains less than0.5% aggregate quantities (by weight) of thesechemicals as unavoidable by-products orimpurities (i.e., the Schedule 1 chemicals are noti n t e n t i o n a l l y p r o d u c e d o r a d d e d ) :0 - E t h y l - 2 - d i i s o p r o p y l a m i n o e t h y lmethylphosphonite (QL) (C.A.S.#57856-11-8),

Ethylphosphonyl difluoride (C.A.S.#753-98-0)a n d M e t h y l p h o s p h o n y l d i f l u o r i d e(C.A.S.#676-99-3).

b. A license is required when at least oneof the following chemicals constitutes 30 percentor more of the weight of the mixture, forshipments to States Parties to the CWC(destinations listed in Supplement No. 2 to part745 of the EAR) that are not in Country GroupA:3 (see Supplement No. 1 to part 740 of theEAR), or more than 10 percent of the weight ofthe mixture, for shipments to all destinations thatare not States Parties to the CWC: Arsenictrichloride (C.A.S.#7784-34-1), Benzilic acid(C.A.S.#76-93-7), Diethyl ethylphosphonate(C.A.S.#78-38-6), Diethyl methylphosphonite( C . A . S . # 1 5 7 1 5 - 4 1 - 0 ) , D i e t h y l - N , N -dimethylphosphoroamidate (C.A.S.#2404-03-7),N,N-Diisopropyl-beta-aminoethane thiol(C.A.S.#5842-07-9), N,N-Diisopropyl-2-aminoethyl chlor ide hydrochlor ide(C.A.S.#4261-68-1), N,N-Diisopropyl-be ta -aminoe thano l (C .A.S .#96-80-0) ,N,N-Diisopropyl-beta-aminoethyl chloride(C.A.S.#96-79-7), Dimethyl ethylphosphonate( C . A . S . # 6 1 6 3 - 7 5 - 3 ) , D i m e t h y lmethylphosphonate (C.A.S.#756-79-6),Ethylphosphonous dichloride [Ethylphosphinyldichloride] (C.A.S.#1498-40-4), Ethylphosphonusdifluoride [Ethylphosphinyl difluoride](C.A.S.#430-78-4), Ethylphosphonyl dichloride(C.A.S.#1066-50-8), Methylphosphonousdichloride [Methylphosphinyl dichloride](C.A.S.#676-83-5), Methylphosphonousdifluoride [Methylphosphinyl difluoride](C.A.S.#753-59-3), Methylphosphonyl dichloride(C.A.S.#676-97-1), Pinacolyl alcohol( C . A . S . # 4 6 4 - 0 7 - 3 ) , 3 - Q u i n u c l i d i n o l(C.A.S.#1619-34-7), and Thiodiglycol(C.A.S.#111-48-8) (Related ECCN: 1C995);

c. A license is required for shipments todestinations that are not in Country Group A:3(Supplement No. 1 to part 740 of the EAR) whenat least one of all other chemicals in the List ofItems Controlled under ECCN 1C350 constitutes



30 percent or more of the weight of the mixture(related ECCN: 1C995); and

d. A license is not required under thisentry for mixtures when the controlled chemical isa normal ingredient in consumer goods packagedfor retail sale for personal use. Such consumergoods are classified as EAR99.

Note to Mixtures: Calculation ofconcentrations of AG-controlled chemicals:

a. Exclusion. No chemical may be addedto the mixture (solution) for the sole purpose ofcircumventing the Export AdministrationRegulations;

b. Percent Weight Calculation. Whencalculating the percentage, by weight, ofcomponents in a chemical mixture, include allcomponents of the mixture, including those thatact as solvents;

c. Example.

31% chemical listed in paragraph c. of Note 2 (destined to a State not Party to the CWC).

39% chemical not listed in Note 230% Solvent

100% Mixture

31/100 = 31% chemical listed in paragraph c. ofNote 2.

In this example, a license and an End-UseCertificate are required because a chemical listedin paragraph c. of Note 2 constitutes 30 percent ormore of the weight of the mixture and thedestination is a State not Party to the CWC.

3. COMPOUNDS. Compounds created withany chemicals identified in this ECCN 1C350may be shipped NLR (No License Required),without obtaining an End-Use Certificate, unlessthose compounds are also identified in this entryor require a license for reasons set forth elsewherein the EAR.

4. TESTING KITS: Certain medical,analytical, diagnostic, and food testing kitscontaining small quantities of chemicals identifiedin this ECCN 1C350 as CWC Schedule 2 or 3chemicals are excluded from the scope of thisECCN and are controlled under ECCN 1C995.(Note that replacement reagents for such kits arecontrolled by ECCN 1C350 if the reagentscontain one or more of the precursor orintermediate chemicals identified in this ECCN inconcentrations equal to or greater than thosespecified for mixtures in License RequirementsNote 2 for this ECCN.)

Technical Notes: 1. For purposes of thisentry, a "mixture" is defined as a solid, liquid orgaseous product made up of two or morecomponents that do not react together undernormal storage conditions.

2. The scope of this control applicable toHydrogen Fluoride (Item 25 in List of ItemsControlled) includes its liquid, gaseous, andaqueous phases, and hydrates.

License Exceptions

LVS: N/AGBS: N/A CIV: N/A


Unit: Liters or kilograms, as appropriateRelated Controls: 1C350.a.20, a.24, anda.31 are CWC Schedule 1 chemicals (see§742.18 of the EAR). The U.S. Governmentmust provide advance notification and annualreports to the OPCW of all exports ofSchedule 1 chemicals. See §§742.18 and745.1 of the EAR for notification and annualreport requirements. See also ECCN 1C355.See 22 CFR part 121, Category XIV and§121.7 for additional CWC Schedule 1chemicals controlled by the Department ofState.



Related Definitions: See §770.2(k) of theEAR for synonyms for the chemicals listed inthis entry.Items:

a. Precursor Chemicals, as follows:

a.1. (C.A.S. #1341-49-7) Ammoniumhydrogen fluoride;

a.2. (C.A.S. #7784-34-1) Arsenictrichloride;

a.3. (C.A.S. #76-93-7) Benzilic acid;

a.4. (C.A.S. #107-07-3) 2-Chloroethanol;

a.5. (C.A.S. #78-38-6) Diethylethylphosphonate;

a.6. (C.A.S. #15715-41-0) Diethylmethylphosphonite;

a.7. (C.A.S.#2404-03-7)Diethyl-N,N-dimethylphosphoroamidate;

a.8. (C.A.S. #762-04-9) Diethyl phosphite;

a.9. (C.A.S. #100-37-8)N,N-Diethylaminoethanol;

a.10. (C.A.S. #5842-07-9)N,N-Diisopropyl-beta-aminoethane thiol;

a.11. (C.A.S. #4261-68-1)N,N-Diisopropyl-beta-aminoethyl chloridehydrochloride;

a.12. (C.A.S. #96-80-0)N,N-Diisopropyl-beta-aminoethanol;

a.13. (C.A.S. #96-79-7),N,N-Diisopropyl-beta-aminoethyl chloride;

a.14. (C.A.S. #108-18-9) Di-isopropylamine;

a.15. (C.A.S. #6163-75-3) Dimethylethylphosphonate;

a.16. (C.A.S. #756-79-6) Dimethylmethylphosphonate;

a.17. (C.A.S. #868-85-9) Dimethylphosphite (dimethyl hydrogen phosphite);

a.18. (C.A.S. #124-40-3) Dimethylamine;

a.19. (C.A.S. #506-59-2) Dimethylaminehydrochloride;

a.20. (C.A.S. #57856-11-8)0-Ethyl-2-diisopropylaminoethylmethyl phosphonite (QL);

a.21. (C.A.S. #1498-40-4) Ethylphosphonous dichloride [Ethyl phosphinyldichloride];

a.22. (C.A.S. #430-78-4) Ethyl phosphonusdifluoride [Ethyl phosphinyl difluoride];

a.23. (C.A.S. #1066-50-8) Ethylphosphonyl dichloride;

a.24. (C.A.S. #753-98-0) Ethyl phosphonyldifluoride;

a.25. (C.A.S. #7664-39-3) Hydrogenfluoride;

a.26. (C.A.S. #3554-74-3)3-Hydroxyl-1-methylpiperidine;

a.27. (C.A.S. #76-89-1) Methyl benzilate;

a.28. (C.A.S. #676-83-5) Methylphosphonous dichloride [Methyl phosphinyldicloride];

a.29. (C.A.S. #753-59-3) Methylphosphonous difluoride [Methyl phosphinyldifluoride];



a.30. (C.A.S. #676-97-1) Methylphosphonyl dichloride;

a.31. (C.A.S. #676-99-3) Methylphosphonyl difluoride;

a.32. (C.A.S. #10025-87-3) Phosphorusoxychloride;

a.33. (C.A.S. #10026-13-8) Phosphoruspentachloride;

a.34. (C.A.S. #1314-80-3) Phosphoruspentasulfide;

a.35. (C.A.S. #7719-12-2) Phosphorustrichloride;

a.36. (C.A.S. #75-97-8) Pinacolone;

a.37. (C.A.S. #464-07-3) Pinacolyl alcohol;

a.38. (C.A.S. #151-50-8) Potassiumcyanide;

a.39. (C.A.S. #7789-23-3) Potassiumfluoride;

a.40. (C.A.S. #7789-29-9) Potassiumbifluoride;

a.41. (C.A.S. #1619-34-7) 3-Quinuclidinol;

a.42. (C.A.S. #3731-38-2) 3-Quinuclidone;

a.43. (C.A.S. #1333-83-1) Sodiumbifluoride;

a.44. (C.A.S. #143-33-9) Sodium cyanide;

a.45. (C.A.S. #7681-49-4) Sodium fluoride;

a.46. (C.A.S. #1313-82-2) Sodium sulfide;

a.47. (C.A.S. #10025-67-9) Sulfurmonochloride;

a.48. (C.A.S. #10545-99-0) Sulfurdichloride;

a.49. (C.A.S. #111-48-8) Thiodiglycol;

a.50. (C.A.S. #7719-09-7) Thionyl chloride;

a.51. (C.A.S. #102-71-6) Triethanolamine;

a.52. (C.A.S. #637-39-8) Triethanolaminehydrochloride;

a.53. (C.A.S. #122-52-1) Triethylphosphite; and

a.54. (C.A.S. #121-45-9) Trimethylphosphite.

b. Reserved.

1C351 Human pathogens, zoonoses, and“toxins”, as follows (see List of ItemsControlled).


Reason for Control: CB, CW, AT



CW applies to 1C351.d.5 and d.6 and a license isrequired for CW reasons for all destinations,including Canada, as follows: CW applies to1C351.d.5 for ricin in the form of 1) RicinusCommunis AgglutininII (RCAII), also known asricin D or Ricinus Communis LectinIII (RCLIII);and 2) Ricinus Communis LectinIV (RCLIV), alsoknown as ricin E. CW applies to 1C351d.6 forsaxitoxin identified by C.A.S. #35523-89-8. See§742.18 of the EAR for licensing informationpertaining to chemicals subject to restrictionpursuant to the Chemical Weapons Convention(CWC). The Commerce Country Chart is notdesigned to determine licensing requirements foritems controlled for CW reasons.




License Exceptions



Unit: $ value.Related Controls: Certain forms of ricin andsaxitoxin in 1C351.d.5. and d.6 are CWCSchedule 1 chemicals (see §742.18 of theEAR). The U.S. Government must provideadvance notification and annual reports to theOPCW of all exports of Schedule 1chemicals. See §745.1 of the EAR fornotification procedures. See 22 CFR part121, Category XIV and §121.7 for additionalCWC Schedule 1 chemicals controlled by theDepartment of State. All vaccines and"immunotoxins" are excluded from the scopeof this entry. Certain medical products anddiagnostic and food testing kits that containbiological toxins controlled under paragraph(d) of this entry, with the exception of toxinscontrolled for CW reasons under d.5 and d.6,are excluded from the scope of this entry.Vaccines, “immunotoxins”, certain medicalproducts, and diagnostic and food testing kitsexcluded from the scope of this entry arecontrolled under ECCN 1C991. For thepurposes of this entry, only saxitoxin iscontrolled under paragraph d.6; othermembers of the paralytic shellfish poisonfamily (e.g. neosaxitoxin) are classified asEAR99.

Related Definitions: 1.) For the purposes ofthis entry "immunotoxin" is defined as anantibody-toxin conjugate intended to destroyspecific target cells (e.g., tumor cells) thatbear antigens homologous to the antibody.2.) For the purposes of this entry "subunit" isdefined as a portion of the "toxin".Items:

a. Viruses, as follows:

a.1. Chikungunya virus;

a.2. Congo-Crimean haemorrhagic fevervirus;

a.3. Dengue fever virus;

a.4. Eastern equine encephalitis virus;

a.5. Ebola virus;

a.6. Hantaan virus;

a.7. Japanese encephalitis virus;

a.8. Junin virus;

a.9. Lassa fever virus

a.10. Lymphocytic choriomeningitis virus;

a.11. Machupo virus;

a.12. Marburg virus;

a.13. Monkey pox virus;

a.14. Rift Valley fever virus;

a.15. Tick-borne encephalitis virus (RussianSpring-Summer encephalitis virus);

a.16. Variola virus;

a.17. Venezuelan equine encephalitis virus;

a.18. Western equine encephalitis virus;

a.19. White pox; or

a.20. Yellow fever virus.

b. Rickettsiae, as follows:

b.1. Bartonella quintana (Rochalimeaquintana, Rickettsia quintana);

b.2. Coxiella burnetii;



b.3. Rickettsia prowasecki; or

b.4. Rickettsia rickettsii.

c. Bacteria, as follows:

c.1. Bacillus anthracis;

c.2. Brucella abortus;

c.3. Brucella melitensis;

c.4. Brucella suis;

c.5. Burkholderia mallei (Pseudomonasmallei);

c.6. Burkholderia pseudomallei(Pseudomonas pseudomallei);

c.7. Chlamydia psittaci;

c.8. Clostridium botulinum;

c.9. Francisella tularensis;

c.10. Salmonella typhi;

c.11. Shigella dysenteriae;

c.12. Vibrio cholerae;

c.13. Yersinia pestis.

d. "Toxins", as follows: and "subunits" thereof:

d.1. Botulinum toxins;

d.2. Clostridium perfringens toxins;

d.3. Conotoxin;

d.4. Microcystin (cyanginosin);

d.5. Ricin;

d.6. Saxitoxin;

d.7. Shiga toxin;

d.8. Staphylococcus aureus toxins;

d.9. Tetrodotoxin;

d.10. Verotoxin; or

d.11. Aflatoxins.

1C352 Animal pathogens, as follows (see Listof Items Controlled).


Reason for Control: CB, AT




License Exceptions



Unit: $ valueRelated Controls: All vaccines are excludedfrom the scope of this entry. See also 1C991.Related Definition: N/AItems:

a. Viruses, as follows:

a.1. African swine fever virus;

a.2. Avian influenza virus that are:

a.2.a. Defined in EC Directive 92/40/EC(O.J. L.16 23.1.92 p.19) as having highpathogenicity, as follows:



a.2.a.1. Type A viruses with an IVPI(intravenous pathogenicity index) in 6 week oldchickens of greater than 1.2; or

a.2.a.2. Type A viruses H5 or H7 subtypefor which nucleotide sequencing has demonstratedmultiple basic amino acids at the cleavage site ofhaemagglutinin;

a.3. Bluetongue virus;

a.4. Foot and mouth disease virus;

a.5. Goat pox virus;

a.6. Porcine herpes virus (Aujeszky'sdisease);

a.7. Swine fever virus (Hog cholera virus);

a.8. Lyssa virus;

a.9. Newcastle disease virus;

a.10. Peste des petits ruminants virus;

a.11. Porcine enterovirus type 9 (swinevesicular disease virus);

a.12. Rinderpest virus;

a.13. Sheep pox virus;

a.14. Teschen disease virus;

a.15. Vesicular stomatitis virus;

b. Bacteria, as follows:

b.1 Mycoplasma mycoides.

b.2 Reserved.

1C353 Genetically-modified "micro-organisms", as follows (see List of ItemsControlled).






License Exceptions



Unit: $ valueRelated Controls: All vaccines are excludedfrom the scope of this entry. See also 1C991.Related Definition: N/AItems:

a. Genetically modified "microorganisms" orgenetic elements that contain nucleic acidsequences associated with pathogenicity oforganisms controlled by 1C351.a to .c or 1C352or 1C354;

b. Genetically modified "microorganisms" orgenetic elements that contain nucleic acidsequences coding for any of the "toxins"controlled by 1C351.d or "sub-units of toxins"thereof.

1C354 Plant pathogens, as follows (see List ofItems Controlled).








License Exceptions



Unit: $ valueRelated Controls: All vaccines are excludedfrom the scope of this entry. See also 1C991.Related Definitions: N/AItems:

a. Bacteria, as follows:

a.1. Xanthomonas albilineans;

a.2. Xanthomonas campestris pv. citriincluding strains referred to as Xanthomonascampestris pv. citri types A,B,C,D,E or otherwiseclassified as Xanthomonas citri, Xanthomonascampestris pv. aurantifolia or Xanthomonascampestris pv. citrumelo;

b. Fungi, as follows:

b.1. Colletotrichum coffeanum var. virulans(Colletotrichum kahawae);

b.2. Cochliobolus miyabeanus(Helminthosporium oryzae);

b.3. Microcyclus ulei (syn. Dothidella ulei);

b.4. Puccinia graminis (syn. Puccinia graminisf. sp. tritici);

b.5. Puccinia striiformis (syn. Pucciniaglumarum);

b.6. Magnaporthe grisea (pyriculariagrisea/pyricularia oryzae).

1C355 Chemical Weapons Convention(CWC) Schedule 2 and 3 chemicals andfamilies of chemicals not controlled by ECCN1C350 or by the Department of State under theITAR.


Reason for Control: CW

Control(s)

CW applies to entire entry. The CommerceCountry Chart is not designed to determinelicensing requirements for items controlled forCW reasons. A license is required to export CWCSchedule 2 chemicals (1C355.a) to States notParty to the CWC (destinations not listed inSupplement No. 2 to part 745 of the EAR). Alicense is required to export CWC Schedule 3chemicals (1C355.b) to States not Party to theCWC, unless an End-Use Certificate issued by thegovernment of the importing country is obtainedby the exporter, prior to export. (See §742.18 ofthe EAR for license requirements and policies forchemicals and precursors controlled for CWreasons.)

License Requirements Notes:

1. MIXTURES. Mixtures that containprecursor and intermediate chemicals controlledby this entry, in the concentrations specified inparagraphs (a) through (c) of this Note 1, aresubject to the following requirements:

a. Mixtures are controlled under this entrywhen at least one of the chemicals controlledunder 1C355.a constitutes more than 10 percent ofthe weight of the mixture, except for mixturescontaining PFIB, which are controlled under thisentry when PFIB constitutes more than 1 percentof the weight of the mixture.



b. Mixtures are controlled under this entrywhen at least one of the chemicals controlledunder 1C355.b constitutes 30 percent or more ofthe weight of the mixture.

c. Mixtures containing chemicals identifiedin this entry are not controlled by ECCN 1C355when the controlled chemical is a normalingredient in consumer goods packaged for retailsale for personal use or packaged for individualuse. Such consumer goods are classified asEAR99.

Note to mixtures: Calculation ofconcentrations of CW-controlled chemicals.

a. Exclusion. No chemical may be added tothe mixture (solution) for the sole purpose ofcircumventing the Export AdministrationRegulations;

b. Percent Weight Calculation. Whencalculating the percentage, by weight, ofcomponents in a chemical mixture, include allcomponents of the mixture, including those thatact as solvents;

c. Example.

30% chemical listed in 1C355.b20% chemical not listed in 1C355.b50% Solvent100% Mixture

30/100 = 30% chemical listed in 1C355.b

In this example, the mixture is controlled underthis entry, because a chemical listed in 1C355.b.constitutes 30 percent or more of the weight of themixture.

2. COMPOUNDS. Compounds created withany chemicals identified in this ECCN 1C355may be shipped NLR (No License Required),unless those compounds are also identified in thisentry or require a license for reasons set forthelsewhere in the EAR.

Technical Notes: For purposes of this entry,a "mixture" is defined as a solid, liquid or gaseousproduct made up of two or more components thatdo not react together under normal storageconditions.

License Exceptions

LVS: N/AGBS: N/A CIV: N/A


Unit: Liters or kilograms, as appropriateRelated Controls: See also ECCNs 1C350

and 1C351. See §§742.18 and 745.2 of the EARfor End-Use Certification requirements. See 22CFR part 121, Category XIV and §121.7 forchloropicrin (trichloronitromethane)(76-06-2)(Schedule 3). Mixtures containing chloropicrin(trichloronitromethane) that have been transferredto the Department of Commerce from theDepartment of State through a commodityjurisdiction determination are controlled underthis entry unless exempt by paragraph 4.b. ofLicensing Requirements Notes.

Related Definitions: N/AItems:

a. CWC Schedule 2 chemicals:

a.1. Toxic chemicals:

a.1.a. PFIB: 1,1,3,3,3-Pentafluoro-2-(trifluoromethyl)-1-propene (382-21-8);]

a.1.b. [Reserved]

a.2. Precursors:

a.2.a. FAMILY: Chemicals except forthose listed in Schedule 1, containing aphosphorus atom to which is bonded one methyl,ethyl, or propyl (normal or iso) group with noadditional carbon atoms in the structure;



Note: 1C355.a.2.a does not control Fonofos:O-Ethyl S-phenyl ethylphosphonothiolothionate(944-22-9).

a.2.b. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) phosphoramidic dihalides;

a.2.c. FAMILY: Dialkyl (Me, Et, n-Pr ori-Pr) N,N-dialkyl (Me, Et, n-Pr, or i-Pr)-phosphoramidates;

a.2.d. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethyl-2-clorides andcorresponding protonated salts;

a.2.e. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethane-2-ols andcorresponding protonated salts;

Note: 1C355.a.2.e. does not control N,N-Dimethylaminoethanol and correspondingprotonated salts (108-01-0) or N,N-Diethylaminoethanol and correspondingprotonated salts (100-37-8).

a.2.f. FAMILY: N,N-Dialkyl (Me, Et, n-Pr or i-Pr) aminoethane-2-thiols andcorresponding protonated salts;

b. CWC Schedule 3 chemicals:

b.1. Toxic chemicals:

b.1.a. Phosgene: Carbonyl dichloride(75-44-5);

b.1.b. Cyanogen chloride (506-77-4);

b.1.c. Hydrogen cyanide (74-90-8).

b.2. Precursors:

b.2.a. Ethyldiethanolamine (139-87-7);

b.2.b. Methyldiethanolamine (105-59-9).

b.3. Mixtures containing chloropicrin(trichloronitromethane)(76-06-2) transferred fromthe Department of State (see Related Controls).

1C980 Inorganic chemicals listed inSupplement No. 1 to part 754 of the EAR thatwere produced or derived from the NavalPetroleum Reserves (NPR) or became availablefor export as a result of an exchange of anyNPR produced or derived commodities.


Reason for Control: SS

Control(s)

SS applies to entire entry. For licensingrequirements (and possible License Exceptions)proceed directly to part 754 of the EAR. TheCommerce Country Chart is not designed todetermine licensing requirements for itemscontrolled for SS reasons.


Unit: Barrels/LitersRelated Controls: N/ARelated Definitions: N/AItems:


1C981 Crude petroleum includingreconstituted crude petroleum, tar sands &crude shale oil listed in Supplement No. 1 topart 754 of the EAR.





Control(s)





1C982 Other petroleum products listed inSupplement No. 1 to part 754 of the EAR thatwere produced or derived from the NavalPetroleum Reserves (NPR) or became availablefor export as a result of an exchange of anyNPR produced or derived commodities.



Control(s)





1C983 Natural gas liquids and other naturalgas derivatives listed in Supplement No. 1 topart 754 of the EAR that were produced orderived from the Naval Petroleum Reserves(NPR) or became available for export as aresult of an exchange of any NPR produced orderived commodities.



Control(s)





1C984 Manufactured gas and syntheticnatural gas (except when commingled withnatural gas and thus subject to exportauthorization from the Department of Energy)listed in Supplement No. 1 to part 754 of theEAR that were produced or derived from theNaval Petroleum Reserves (NPR) or becameavailable for export as a result of an exchangeof any NPR produced or derived commodities.





Control(s)



Unit: Millions of cubic feetRelated Controls: N/ARelated Definitions: N/AItems:


1C988 Western red cedar (thuja plicata), logsand timber, and rough, dressed and workedlumber containing wane listed in SupplementNo. 2 to part 754 of the EAR.



Control(s)



Unit: Million board feet scribnerRelated Controls: N/ARelated Definitions: N/AItems:


1C990 Fibrous and filamentary materials, notcontrolled by 1C010 or 1C210, for use in"composite" structures and with a specificmodulus of 3.18 x 106 m or greater and aspecific tensile strength of 7.62 x 104 m orgreater.





License Exceptions





1C991 Vaccines, immunotoxins, medicalproducts, diagnostic and food testing kits, asfollows (see List of Items controlled).




CB applies to 1C991.d CB Column 3




License Exceptions



Unit: $ valueRelated Controls: Medical productscontaining ricin in the form of 1) RicinusCommunis AgglutininII (RCAII), also knownas ricin D or Ricinus Communis LectinIII(RCLIII); and 2) Ricinus Communis LectinIV(RCLIV), also known as ricin E; and saxitoxinidentified by C.A.S. #35523-89-8, arecontrolled for CW reasons under 1C351.Related Definitions: For the purpose of thisentry "immunotoxin" is defined as anantibody-toxin conjugate intended to destroyspecific target cells (e.g., tumor cells) thatbear antigens homologous to the antibody.For the purpose of this entry “medicalproducts” are: 1) pharmaceutical formulationsdesigned for human administration in thetreatment of medical conditions; 2)prepackaged for distribution as medicalproducts; and, 3) approved by the Food andDrug Administration to be marketed asmedical products. For the purpose of thisentry, “diagnostic and food testing kits” arespecifically developed, packaged andmarketed for diagnostic or public healthpurposes. Biological toxins in any otherconfiguration, including bulk shipments, orfor any other end-uses are controlled byECCN 1C351. Items:

a. Vaccines containing items controlled byECCNs 1C351, 1C352, 1C353 and 1C354;

b. Immunotoxins;

c. Medical products containing botulinum toxinscontrolled by ECCN 1C351.d.1;

d. Medical products containing biological toxinscontrolled by ECCN 1C351.d.2 through d.11,except biological toxins controlled for CWreasons under 1C351.d.5 and d.6; and

e. Diagnostic and food testing kits containingbiological toxins controlled by ECCN 1C351.d,except biological toxins controlled for CWreasons under ECCN 1C351.d.5 and d.6.

1C992 Commercial charges and devicescontaining energetic materials, n.e.s.


Reason for Control: AT, UN



UN applies to 1C992.b Federal Republicthrough .k of Yugoslavia

(Serbia and Montenegro)

License Exceptions



Unit: $ valueRelated Controls: Commercial charges anddevices containing USML controlledenergetic materials that exceed the quantitiesnoted or that are not covered by this entry arecontrolled under 1C018.Related Definitions: 1) Items controlled bythis entry 1C992 are those materials notsubject to the licensing authority of the U.S.Department of State, Office of Defense



Trade Controls (see 22 CFR part 121) orcontrolled by ECCN 1C018. 2) For purposes ofthis entry, the term “controlled materials” meanscontrolled energetic materials (see ECCNs 1C011,1C111, 1C239 and 22 CFR 121.1 Category V). 3)The individual USML controlled energeticmaterials, even when compounded with othermaterials, remain subject to the export licensingauthority of the Department of State when notincorporated into explosive devices or chargescontrolled by this entry. 4) Commercialprefabricated slurries and emulsions containinggreater than 35% of USML controlled energeticmaterials are subject to the export licensingauthority of the U.S. Department of State, Officeof Defense Trade Control. 5) For purposes ofthis entry, the mass of aluminum powder,potassium perchlorate, and any of the substanceslisted in the note to the USML (see 22 CFR121.12) (such as ammonium pictrate, blackpowder, etc.) contained in commercial explosivedevices and in the charges are omitted whendetermining the total mass of controlled material.

Items:

a. Shaped charges specially designed for oil welloperations, utilizing one charge functioning alonga single axis, that upon detonation produce a hole,and

a.1. Contain any formulation of controlledmaterials;

a.2. Have only a uniform shaped conicalliner with an included angle of 90 degrees or less;

a.3. Contain more than 0.010 kg but lessthan or equal to 0.090 kg of controlled materials;and

a.4. Have a diameter not exceeding 4.5inches;

b. Shaped charges specially designed for oil welloperations containing less than or equal to 0.010kg of controlled materials;

c. Detonation cord or shock tubes containing lessthan or equal to 0.064 kg per meter (300 grainsper foot) of controlled materials;

d. Cartridge power devices, that contain less thanor equal to 0.70 kg of controlled materials in thedeflagration material;

e. Detonators (electric or nonelectric) andassemblies thereof, that contain less than or equalto 0.01 kg of controlled materials;

f. Igniters, that contain less than or equal to 0.01kg of controlled materials;

g. Oil well cartridges, that contain less than orequal to 0.015 kg of controlled energeticmaterials;

h. Commercial cast or pressed boosterscontaining less than or equal to 1.0 kg ofcontrolled materials;

i. Commercial prefabricated slurries andemulsions containing less than or equal to 10.0 kgand less than or equal to thirty-five percent byweight of USML controlled materials;

j. Cutters and severing tools containing less thanor equal to 3.5 kg of controlled materials;

k. Pyrotechnic devices when designedexclusively for commercial purposes (e.g.,theatrical stages, motion picture special effects,and fireworks displays) and containing less thanor equal to 3.0 kg of controlled materials; or

l. Other commercial explosive devices andcharges not controlled by 1C992.a through .kcontaining less than or equal to 1.0 kg ofcontrolled materials.

Note: 1C992.l includes automotive safetydevices; extinguishing systems; cartridges forriveting guns; explosive charges for agricultural,oil and gas operations, sporting goods,commercial mining, or public works purposes;



and delay tubes used in the assembly ofcommercial explosive devices.

1C995 Mixtures and medical, analytical,diagnostic, and food testing kits not controlledby ECCN 1C350, as follows (see List of ItemsControlled).


Reason for Control: CW, AT


CW applies to 1C995.b. The Commerce CountryChart is not designed to determine licensingrequirements for items controlled for CW reasons.A license is required to export CWC Schedule 2chemicals to States not Party to the CWC(destinations not listed in Supplement No. 2 toPart 745 of the EAR). A license is required toexport CWC Schedule 3 chemicals to States notParty to the CWC, unless an End-Use Certificateissued by the government of the importingcountry is obtained by the exporter prior toexport. (See §742.18 of the EAR for licenserequirements and policies for chemicals andprecursors controlled for CW reasons.)

AT applies to 1C995.a. The Commerce CountryChart is not designed to determine licensingrequirements for 1C995.a. A license is requiredfor items controlled by 1C995.a to Cuba, Iran,Libya and North Korea for anti-terrorism reasons.(See part 746 of the EAR for additionalinformation on Cuba, Iran, and Libya. See§742.19 of the EAR for additional information onNorth Korea.)

AT applies to 1C995.b AT Column 1

License Requirement Notes:

1. 1C995.b does not control mixturesexcluded from the scope of ECCN 1C350 byLicense Requirements Note 2 of that ECCN.1C995.a controls such mixtures, unless they are

consumer goods as described in LicenseRequirements Note 2 of this ECCN.

2. This ECCN does not control mixtures whenthe controlled chemicals are normal ingredients inconsumer goods packaged for retail sale forpersonal use. Such consumer goods are classifiedas EAR99.

License Exceptions



Unit: $ valueRelated Controls: N/ARelated Definition: For the purpose of this

entry, “medical, analytical, diagnostic, and foodtesting kits” are pre-packaged materials of definedcomposition that are specifically developed,packaged and marketed for medical, analytical,diagnostic, or public health purposes.Replacement reagents for medical, analytical,diagnostic, and food testing kits are controlled byECCN 1C350 if the reagents contain one or moreof the precursor and intermediate chemicalsidentified in that ECCN in concentrations equal toor greater than those specified for mixtures inLicense Requirements Note 2 for that ECCN.

Items:

a. Mixtures containing concentrations of precursoror intermediate chemicals controlled by ECCN1C350 that are below the concentration levels formixtures indicated in the License RequirementsNotes to that ECCN;

b. “Medical, analytical, diagnostic, and foodtesting kits” (as defined in the Related Definitionsfor this ECCN) that contain intermediate andprecursor chemicals controlled by ECCN 1C350and identified as Schedule 2 or 3 chemicals underthe CWC in an amount not exceeding 300 gramsper chemical. (ECCN 1C350 controls any such



kits in which the amount of any single controlledchemical exceeds 300 grams by weight.)

1C996 Hydraulic fluids containing synthetichydrocarbon oils, having all the followingcharacteristics (see List of Items Controlled).





License Exceptions



Unit: Barrels (55 U.S. gallons/209 liters)Related Controls: N/ARelated Definitions: N/AItems:

a. A flash point exceeding 477 K (204 oC);

b. A pour point at 239 K (-34 oC) or less;

c. A viscosity index of 75 or more; and

d. A thermal stability at 616 K (343 °C).

1C997 Ammonium nitrate, including fertilizersand fertilizer blends containing more than15% by weight ammonium nitrate, exceptliquid fertilizers (containing any amount ofammonium nitrate) or dry fertilizerscontaining less than 15% by weight ammoniumnitrate.



Controls (s) Country Chart

AT applies to entire entry AT Column 1and Iraq

License Exceptions





1C999 Specific materials, n.e.s., as follows (seeList of Items Controlled).





License Exceptions





Unit: $ valueRelated Controls: See also 1C236Related Definitions: N/AItems:

a. Hardened steel and tungsten carbide precisionball bearings (3mm or greater diameter);

b. 304 and 316 stainless steel plate, n.e.s.;

c. Monel plate;

d. Tributyl phosphate;

e. Nitric acid in concentrations of 20 weightpercent or greater;

f. Fluorine;

g. Alpha-emitting radionuclides, n.e.s.

D. SOFTWARE

1D001 "Software" specially designed ormodified for the "development", "production"or "use" of equipment controlled by 1B001 to1B003.


Reason for Control: NS, MT, NP, AT



MT applies to "software"for the "development","production", or "use" ofitems controlled by 1B001for MT reasons

MT Column 1

NP applies to "software"for the "development","production" or "use" ofitems controlled by 1B001for NP reasons

NP Column 1


License Exceptions

CIV: Yes, except N/A for MTTSR: Yes, except N/A for MT


Unit: $ valueRelated Controls: See also 1D101 and 1D102Related Definitions: N/AItems:


1D002 "Software" for the "development" oforganic "matrix", metal "matrix" or carbon"matrix" laminates or "composites".





MT applies to "software"specially designed ormodified for the"development" of"composites" controlled by1A, 1B or 1C entries forMT reasons

MT Column 1




License Requirement Notes: See §743.1 ofthe EAR for reporting requirements for exportsunder Exceptions.

License Exceptions

CIV: Yes, except N/A for MTTSR: Yes, except N/A for MT


Unit: $ valueRelated Controls: "Software" for itemscontrolled by 1A102 are subject to the exportlicensing authority of the U.S. Department ofState, Office of Defense Trade Controls (see22 CFR part 121).Related Definitions: N/AItems:


1D018 "Software" specially designed ormodi f ied for the "deve lopment" ,"production", or "use" of items controlled by1B018.


Reason for Control: NS, MT, AT, UN



MT applies to "software" MT Column 1for the "development","production", or "use" ofitems controlled by 1B018for MT reasons.


UN applies to entire entry. Rwanda; FederalRepublic of

Yugoslavia

(Serbia and Montenegro).

License Exceptions

CIV: N/ATSR: N/A




1D101 "Software" specially designed for the"use" of goods controlled by 1B101.



Control(s) CountryChart



License Exceptions

CIV: N/ATSR: N/A






1D102 Other "software" not controlled by1D001, 1D002, and 1D103, specially designedfor the "development", "production" or "use"of items controlled by 1A, 1B, and 1C for MTreasons.






License Exceptions

CIV: N/ATSR: N/A




1D103 "Software" specially designed foranalysis of reduced observables such as radarreflectivity, ultraviolet/infrared signatures andacoustic signatures.






License Exceptions

CIV: N/ATSR: N/A




1D201 "Software" specially designed for the"use" of goods controlled by 1B201.






License Exceptions

CIV: N/ATSR: N/A




1D390 "Software" for process control that isspecifically configured to control or initiate"production" of chemicals controlled by1C350.








License Exceptions

CIV: N/ATSR: N/A




1D993 "Software" specially designed for the"development", "production", or "use" ofequipment or materials controlled by 1C210.b,or 1C990.





License Exceptions

CIV: N/ATSR: N/A


Unit: $ valueRelated Controls: N/A

Related Definitions: N/AItems:


1D999 Specific software, n.e.s., as follows (seeList of Items Controlled).





License Exceptions

CIV: N/ATSR: N/A


Unit: $ valueRelated Controls: See also 1B999Related Definitions: N/AItems:

a. Software specially designed for industrialprocess control hardware/systems controlled by1B999, n.e.s.;

b. Software specially designed for equipment forthe production of structural composites, fibers,prepregs and preforms controlled by 1B999, n.e.s.



E. TECHNOLOGY

1E001 “Technology” according to the GeneralTechnology Note for the “development” or“production” of items controlled by 1A001.b,1A001.c, 1A002, 1A003, 1A005, 1B or 1C(except 1C355, 1C980 to 1C984, 1C988, 1C990,1C991, 1C992, and 1C995).


Reason for Control: NS, MT, NP, CB, AT


NS applies to "technology" NS Column 1for items controlled by1A001.b and .c, 1A002, 1A003, 1A005, 1B001 to 1B003, 1B018, 1C001 to 1C010, or 1C018

MT applies to "technology" MT Column 1for items controlled by1B001, 1B101, 1B115, 1B116,1B117, 1C001, 1C007, 1C101,1C107, 1C011, 1C111, 1C116,1C117, or 1C118 for MT reasons

NP applies to "technology" NP Column 1for items controlled by1A002, 1B001, 1B101, 1B201,1B225 to 1B232, 1C001, 1C010, 1C202, 1C210, 1C216, 1C225 to 1C234, 1C236to 1C238 for NP reasons

CB applies to "technology" CB Column 1for items controlled by1C351, 1C352, 1C353, or1C354

CB applies to "technology" CB Column 2for materials controlled by 1C350



License Exceptions

CIV: N/ATSR: Yes, except for the following:

1) Items controlled for MT reasons; or2) Exports and reexports to destinations

outside of Austria, Belgium, Canada,Denmark, Finland, France,Germany, Greece, Ireland, Italy,J a p a n , L u x e m b o u r g , t h eNetherlands, Portugal, Spain,Sweden, or the United Kingdom of"technology" for the "development"or production" of the following:

(a) Items controlled by 1C001; or (b) Items controlled by 1A002.a which

are composite structures or laminateshaving an organic "matrix" andbeing made from materials listedunder 1C010.c or 1C010.d.


Unit: N/ARelated Controls: 1.) See also 1E101 and1E210. 2.) "Technology" for items controlledby 1C235 are subject to the export licensingauthority of the Department of Energy (see 10CFR part 810). 3.) "Technology" for itemsdescribed in 1C012 are subject to the exportlicensing authority of the Nuclear RegulatoryCommission (see 10 CFR part 110). 4.)"Technology" for items controlled by 1A102are subject to the export licensing authority ofthe U.S. Department of State, Office ofDefense Trade Controls (see 22 CFR part121).Related Definitions: N/A Items:




1E002 Other "technology", as follows (see Listof Items Controlled).





MT applies to 1E002.e MT Column 1



License Exceptions

CIV: N/ATSR: Yes, except for 1E002.e


Unit: N/ARelated Controls: See also 1E102, 1E202,and 1E101 for "technology" related to1E002.eRelated Definitions: N/AItems:

a. "Technology" for the "development" or"production" of polybenzothiazoles orpolybenzoxazoles;

b. "Technology" for the "development" or"production" of fluoroelastomer compoundscontaining at least one vinylether monomer;

c. "Technology" for the design or "production" ofthe following base materials or non-"composite"ceramic materials:

c.1. Base materials having all of thefollowing characteristics:

c.1.a. Any of the following compositions:

c.1.a.1. Single or complex oxides ofzirconium and complex oxides of silicon oraluminum;

c.1.a.2. Single nitrides of boron (cubiccrystalline forms);

c.1.a.3. Single or complex carbides ofsilicon or boron; or

c.1.a.4. Single or complex nitrides ofsilicon;

c.1.b. Total metallic impurities, excludingintentional additions, of less than:

c.1.b.1. 1,000 ppm for single oxides orcarbides; or

c.1.b.2. 5,000 ppm for complex compoundsor single nitrides; and

c.1.c. Being any of the following:

c.1.c.1. Zirconia with an average particlesize equal to or less than 1 m and no more than10% of the particles larger than 5 m;

c.1.c.2. Other base materials with anaverage particle size equal to or less than 5 mand no more than 10% of the particles larger than10 m; or

c.1.c.3. Having all of the following:

c.1.c.3.a. Platelets with a length tothickness ratio exceeding 5;

c.1.c.3.b. Whiskers with a length todiameter ratio exceeding 10 for diameters lessthan 2 m; and

c.1.c.3.c. Continuous or chopped fibersless than 10 m in diameter;



c.2. Non-"composite" ceramic materialscomposed of the materials described in 1E002.c.1;

Note: 1E002.c.2 does not control technologyfor the design or production of abrasives.

d. "Technology" for the "production" of aromaticpolyamide fibers;

e. "Technology" for the installation, maintenanceor repair of materials controlled by 1C001;

f. "Technology" for the repair of "composite"structures, laminates or materials controlled by1A002, 1C007.c or 1C007.d.

Note: 1E002.f does not control "technology"for the repair of "civil aircraft" structures usingcarbon "fibrous or filamentary materials" andepoxy resins, contained in aircraft manufacturers'manuals.

1E101 "Technology" according to the GeneralTechnology Note for the "use" of goodscontrolled by 1A102, 1B001, 1B101, 1B115,1B116, 1B117, 1C001, 1C007, 1C011, 1C101,1C107, 1C111, 1C116, 1C117, 1C118,1D101 or1D103.





NP applies to 1B001.a and NP Column 11B101


License Exceptions

CIV: N/ATSR: N/A


Unit: N/ARelated Controls: "Technology" for itemscontrolled by 1A102 are subject to the exportlicensing authority of the U.S. Department ofState, Office of Defense Trade Controls (see22 CFR part 121).Related Definitions: N/AItems:


1E102 "Technology" according to the GeneralTechnology Note for the "development" of"software" controlled by 1D001, 1D101 or1D103.






License Exceptions

CIV: N/ATSR: N/A


Unit: N/ARelated Controls: N/A Related Definitions: N/AItems:


1E103 "Technical data" (including processingconditions) for the regulation of temperature,



pressure or atmosphere in autoclaves orhydroclaves, when used for the "production"of "composites" or partially processed"composites".






License Exceptions

CIV: N/ATSR: N/A


Unit: N/ARelated Controls: See also 1E203Related Definitions: N/AItems:


1E104 "Technology" relating to the"production" of pyrolitically derived materialsformed on a mold, mandrel or other substratefrom precursor gases which decompose in the1,573 K (1,300° C) to 3,173 K (2,900° C)temperature range at pressures of 130 Pa to 20kPa.






License Exceptions

CIV: N/ATSR: N/A


Unit: N/ARelated Controls: This entry includes"technology" for the composition of precursorgases, flow-rates and process controlschedules and parameters.Related Definitions: N/AItems:


1E201 "Technology" according to the GeneralTechnology Note for the "use" of goodscontrolled by 1A002, 1A202, 1A225 to 1A227,1B201, 1B225 to 1B233, 1C002.a.2.c or .d,1C010.b, 1C202, 1C210, 1C216, 1C225 to1C240 or 1D201.






License Exceptions

CIV: N/ATSR: N/A


Unit: N/ARelated Controls: N/ARelated Definitions: N/AItems:




1E202 "Technology" according to the GeneralTechnology Note for the "development" or"production" of goods controlled by 1A202 or1A225 to 1A227.






License Exceptions

CIV: N/ATSR: N/A




1E203 "Technology" according to the GeneralTechnology Note for the "development" of"software" controlled by 1D201. License Requirements





License Exceptions

CIV: N/ATSR: N/A




1E350 "Technology" according to the"General Technology Note" for facilitiesdesigned or intended to produce chemicalscontrolled by 1C350.






License Exceptions

CIV: N/ATSR: N/A






1E351 "Technology" according to the"General Technology Note" for the disposal ofchemicals or microbiological materialscontrolled by 1C350, 1C351, 1C352, 1C353, or1C354.




CB applies to "technology" CB Column 1for the disposal of itemscontrolled by 1C351, 1C352, 1C353, or 1C354

CB applies to "technology" CB Column 2for the disposal of itemscontrolled by 1C350


License Exceptions

CIV: N/ATSR: N/A




1E355 Technology for the production ofChemical Weapons Convention (CWC)Schedule 2 and 3 chemicals, as follows (see Listof Items Controlled):


Reason for Control: CW, AT


CW applies to entire entry. A license is requiredfor CW reasons to CWC non-States Parties(destinations not listed in Supplement No. 2 topart 745), except for Israel and Taiwan. See§742.18 of the EAR. The Commerce CountryChart is not designed to determine licensingrequirements for items controlled for CW reasons.

AT applies to the entire entry AT Column 1

License Exceptions

TSR: N/ACIV: N/A



a. Technology for the production of the followingCWC Schedule 2 toxic chemicals:

a.1. PFIB: 1,1,3,3,3-Pentafluoro-2-(trifluoromethyl)-1-propene (382-21-8);

a.2. [Reserved]

b. Technology for the production of the followingCWC Schedule 3 toxic chemicals CWC:

b.1. Phosgene: Carbonyl dichloride (75-44-5);

b.2. Cyanogen chloride (506-77-4);

b.3. Hydrogen cyanide (74-90-8).



1E994 "Technology" for the "development","production", or "use" of fibrous andfilamentary materials controlled by 1C990.





License Exceptions

CIV: N/ATSR: N/A




EAR99 Items subject to the EAR that are notelsewhere controlled by this CCL Category orin any other category in the CCL aredesignated by the number EAR99.

category 1 - materials, chemicals ...commerce control list supplement no. 1 to part 774 category...

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