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CASSIOPEA GROUP LTD

Registered Office: 27 Old Gloucester Street, London, WC1N 3AX (UK)

Disclaimer

The information contained in this document is confidential, privileged and only for the information of the intended recipient and may not be used, published or redistributed without the prior written consent of Cassiopea Group Ltd. The opinions expressed are in good faith and while every care has been taken in preparing these documents, Cassiopea Group Ltd Managers makes no representations and gives no warranties of whatever nature in respect of these documents, including but not limited to the accuracy or completeness of any information, facts and/or opinions contained therein. Cassiopea Group Ltd, its subsidiaries, the directors, employees and agents cannot be held liable for the use of and reliance of the opinions, estimates, forecasts and findings in these documents.

DOCUMENT SET INVESTMENTS

As required, please find enclosed the full KYC forms and letters needed for submission for all CASH INVESTMENT/PURCHASES/MONETIZATION/BANK INSTRUMENTS (or other transactions as specially described) the enclosed are the forms to be completed, signed (as well as notarized where required), and returned in the manner as directed:

1. LOI - Letter of Intent, To the provider from the Signatory Applicant

2. CIS - Client Information Survey (2 Pages)

[Information is required and no forms will be processed without all questions answered]

3. History of Funds

4. Source of Funds / Statement of Ownership (Sworn Affidavit)

5. Capability Letter (Must be a provided on client’s bank letterhead and signed by bank officers) when required.

6. Corporate Resolution (2 Pages) (Must have Seals) (This is required when the Funds are in an account other than a direct account under the name of the Owner of the Funds. This is a sample Corporate Resolution with proper verbiage and an acceptable format)

7. Letter of Authorization to Verify Funds

8. Non-Solicitation

9. Scanned Copy of Passport (Must be in Color, please submit in jpeg format).

CHECKLIST OF THE FORMS AND LETTERS ATTACHED

Document DESCRIPTION

1

CLIENT INFORMATION SHEET

2

SOURCE OF FUNDS / STATEMENT OF OWNERSHIP

SWORN AFFIDAVIT

3

HISTORY OF FUNDS

4

BANK CAPABILITY LETTER REQUIRED

YES

5

BOARD OF DIRECTORS - CORPORATE RESOLUTION

FOR SIGNATORY APPLICANT

5

LETTER OF AUTHORIZATION TO VERIFY FUNDS

7

NON-SOLICITATION STATEMENT

8

scanned COLOR COPY OF PASSPORT 140%

jpeg format

Ideally the above should be scanned and sent by email.

If possible, please provide the documents in a Word.doc format. To assist us internally with expediting the approval process, kindly arrange the documents in the proper order sequence.

NOTICE:

If you are rejected for the Investment or Monetization submitted, we will inform you promptly. Upon rejection all hard copies of documents we have received are destroyed, and all information received electronically is deleted.

Date:

CIS - CLIENT INFORMATION SHEET

1) Client Name (Signatory):

2) Home Address:

(City, Postcode, Country)

3) Personal E-mail Address:

4) Home Phone Number:

5) Home Fax Number:

6) Cellular Phone Number:

7) Citizenship:

8) Nationality:

9) Passport Number:

10) Date of Issue:

11) Date of Expiry:

12) Country of Issue:

13) ID Number:

If required/applicable

14) Date of Birth:

15) Place of Birth:

16) SSN / SIN /NI Number:

17) Business Name:

18) Business Address:

(City, Postcode, Country)

19) Registration Number:

20) Registered Office:

21) Tax ID Number:

22) Founded:

23) Contact Name:

24) Position or Title

25) Business Fax Number:

26) Business Phone Number:

27) Business E-mail Address:

28) Nature of Business

28 a) SKYPE:

29) Bank:

30) Branch and Branch Address:

(City, Postcode, Country)

31) Bank Officer’s Name:

32) Main Phone Number:

32) Direct Phone Number:

33) Fax Number:

34) Bank Officer’s Email Address:

35) Account Name:

36) Account Number (A/C):

37) Account Signatory (A/C):

38) Swift-BIC:

39) ABA:

40) IBAN Number:

41) Available cash funds for transaction in A/C:

42) Funds available, in words:

43) Origin of funds:

44) Are funds free, clear and transferable?

Yes: ____________ No: _____________

45) Are the funds Unencumbered

46) Brief Overview of Activity:

It is agreed that facsimile copies of this Client Information Sheet, or any other associated documents to this transaction, are as valid and legal as delivered originals, although preference is Word, Jpeg or Pdf format.

I, __________________________________, Hereby Swear, under penalty of perjury, the information given above is accurate and true.

DATE & PLACE: _________________, 2020

For and on behalf of:

NAME OF COMPANY

__________________________________

Name and Title of person

Passport Number: ___________________

Country of Issue: ___________________

PASSPORT PHOTO

(INVESTOR’S LETTERHEAD)

(Including Telephone, Facsimile Numbers and Email Address)

SWORN AFFIDAVIT

SOURCE OF FUNDS / STATEMENT OF OWNERSHIP

DATE:

TO: CASSIOPEA GROUP

ATTENTION:

RE:

1. I, ______________, Director and Authorized Signatory of _________________________________ and holder of USA Passport Number: _________________, hereby, with full corporate, personal and legal responsibility, under penalty of perjury of law, represent, warrant, and attest as follows:

A. We currently have available under my/our control (please delete the sentence that does not apply) _________________ USD/EURO _______,000,000.00)USD/EURO Cash (herein referred to as “Funds”) that is on deposit at __________________) under the Account Name of: ______________________ being the owner of the funds having Mr. ______________ as the Director and Authorized Signatory.

B. we have a Bank Instrument issued by ______________ of Address____________ which is cash backed/leased (please delete which does not apply) under my/our control under the Account Name of: ______________________ being the owner of the instrument having Mr. ______________ as the Director and Authorized Signatory.

2. We warrant and attest that the Funds/Instrument are good, clean and cleared USD/EURO that have been legitimately earned and are of non-criminal origin.

3. We warrant and attest that the Funds/Instrument are/is completely free and clear of any liens or encumbrances of any kind or any rights of third-party interests.

4. We warrant and attest that the Funds/Instrument are not involved in any breach of money laundering regulations whatsoever, as defined in the jurisdiction of origin, or internationally.

5. We warrant and attest, with full responsibility that Mr. ___________ has bank acknowledged signatory control and full legal title and authority over the herein described Funds/Instrument.

6. We warrant and attest that Mr. _______________ by the power granted in the Corporate Resolution of the Board of Directors of ______________________dated the ________day of __________, 2019 that Mr. ____________ is the Director and the Authorized Signatory over the Funds and duly empowered to sign all documents related to this transaction.

7. It is agreed that facsimile copies of this Sworn Statement and Funds Affidavit, or any other associated documents to this transaction, are as valid and legal as delivered originals.

SO STATED AND SWORN THIS __________ DAY OF _____, 2020.

All statements herein are made under penalty of perjury.

For and on behalf of:

NAME OF THE COMPANY

_________________

Name & Title

Passport Number:

Country of Origin:

Name, address and signature of Witness / Certifying Authority:

(SIGNATURES MUST BE WITNESSED)(INVESTOR’S LETTERHEAD)

(Including Telephone, Facsimile Numbers and Email Address)

HISTORY OF FUNDS STATEMENT

DATE:

TO: CASSIOPEA GROUP

Please answer the following questions:

1) What is the origin of the Funds/Instrument ? Please describe giving specific details. Attach statements, Bank letters, and other documents to verify and confirm your explanation.___________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________

2) Have the Funds/Instrument been on deposit/Issued for at least three years (not applicable where Bank Instrument is involved)? YES / NO

3) If not, please provide a history of the previous banking information and describe the form in which the assets were deposited and/or transferred.

Previous Bank:

Address:

Bank

Officer:

Telephone

Number: