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Page 1: Case 1:07-cv-00551-GMS Document 6 Filed 10/02/2007 Page 1 of 8 · Case 1:07-cv-00551-GMS Document 32 Filed 06/26/2008 Page 1 of 18-2-MORRIS,NICHOLS,ARSHT &TUNNELL LLP /s/ James W

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IN THE UNITED STATES DISTRICT COURTFOR THE DISTRICT OF DELAWARE

SANTARUS, INC., a Delaware corporation, and THE CURATORS OF THE UNIVERSITY OF MISSOURI, a public corporation and body politic of the State of Missouri,

Plaintiffs,

v.

PAR PHARMACEUTICAL, INC., a Delaware corporation,

Defendant.

))))))))))))))

C.A. No. 07-551 (GMS)(CONSOLIDATED)

FINAL JOINT CLAIM CONSTRUCTION CHART

The parties have met and conferred, and present the following Joint Claim

Construction Chart pursuant to paragraph 4 of the Court's Scheduling Order (D.I. 15). The

parties’ Joint Claim Construction Chart is attached as Exhibit A. This chart identifies the

disputed claim terms in each patent, the parties’ proposed constructions for the disputed

claim terms, and the parties’ respective identification of supporting intrinsic evidence for the

proposed construction of each claim term.

Case 1:07-cv-00551-GMS Document 32 Filed 06/26/2008 Page 1 of 18

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- 2 -

MORRIS, NICHOLS, ARSHT & TUNNELL LLP

/s/ James W. Parrett, Jr.________________________________Jack B. Blumenfeld (#1014)James W. Parrett, Jr. (#4292)1201 North Market StreetP.O. Box 1347Wilmington, DE 19899-1347(302) [email protected]@mnat.com

Counsel for plaintiffs Santarus, Inc. and The Curators of the University of Missouri

RICHARDS, LAYTON & FINGER, P.A.

/s/ Steven J. Fineman_____________________________Frederick L. Cottrell (#2555)Steven J. Fineman (#4025)One Rodney SquareP.O. Box 551Wilmington, DE 19899(302) [email protected]@rlf.com

Of Counsel:For plaintiff Santarus, Inc.:

Morgan ChuGary FrischlingLisa PartainIRELL & MANELLA LLP1800 Avenue of the Stars, Suite 900Los Angeles, CA 90067-4276(310) 277-1010

For plaintiff The Curators of the University of Missouri:

James R. Ferguson Jamison E. LynchMAYER BROWN LLP71 S. Wacker DriveChicago, IL 60606(312) 782-0600

Of Counsel:

Edgar H. HaugJames K. StronskiFROMMER LAWRENCE & HAUG LLP745 Fifth AvenueNew York, NY 10151(212) 588-0800

Attorneys for Defendant

July 26, 20082385078.2

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EXHIBIT A

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-1-

U.S. Patent No. 6,489,346

'346 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Claim 24"solid pharmaceutical composition in a dosage form"

A solid dosage form that is pharmaceutically acceptable for storage, shipping, and administration, including a powder that can be combined with an aqueous medium and then orally administered

a solid preparation that is administered orally to the subject. Such a preparation would not include powders that are combined with a liquid prior to administration to the subject

'346 patent: 10:37-55; 11:24-33; 12:39-64; 15:3-46; 16:20-27

'346 patent: claims 50, 81

'885 patent: claim 3

U.S. Patent Application 09/183422 specification: 14:1-5; 14:14-22; 15:15-19; 24:10-16

plain meaning

’346 16:20-25; ’988 14:9-14; ’885 22:53-58; ’882 17:9-14; PCT/US01/00796, p. 36, ll. 19-24; PCT/US99/25592, p. 26, l. 26-p. 27, l. 9.

’737 10:29-30; ’346 15:9-11; ’988 12:60-62; ’885 21:35-37; ’882 15:61-63; U.S. Patent Application No.09/183,422, Originally-Filed Specification, p. 23, ll. 19-21.

’737 2:31-34; ’346 7:30-33; ’988 4:3-6; ’885 4:25-28; ’882 7:50-54; U.S Patent Application No. 10/068,437, Originally-Filed Specification, p. 15.

’346 10:48-51; ’988 7:48-53; ’885 8:3-8; ’882 11:10-15; U.S. Patent Application No. 10/068,437, Originally-Filed

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'346 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Specification, p. 22, ll. 26-32; PCT/US01/00796, p. 23, ll. 1-6.

’346 15:20-23; ’988 13:5-12; ’885 21:45-53; ’882 16:3-11; U.S. Application No. 09/183,422, Originally-Filed Specification, p.24, ll. 10-18.

U.S. Application No. 09/183,422, Originally-Filed Specification, p. 24, ll. 20-22; PCT/US99/25592, p. 27, ll. 2-4.

’737 10:20-33; ’346 15:3-13; ’988 12:54-65; ’885 21:29-40; ’882 15:55-65; PCT/US99/25592, p. 25, l. 19-p. 26, l. 4.

’885 56:24-30.

U.S. Patent No. 6,489,346 File History November 26, 2001 Response, pp. 53, 56-57, 62.

U.S. Patent No. 6,489,346 File History, June 25, 2001 Response, pp. 81-83, 85-87;

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-3-

'346 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

U.S. Patent No. 6,489,346 File History July 3, 2001 Response, pp. 81-83, 85-87.

U.S. Patent No. 6,489,346 File History, March 25, 2002 Response, pp. 43-44.

U.S. Application No. 10/797,374File History, October 31, 2007 Response, p. 10.

U.S. Application No. 10/797,374, March 21, 2007 Response, pp. 17, 22-23.

Ex Parte Reexamination Request No. 90/007,686 File History, September 13, 2006 Interview Summary.

Ex Parte Reexamination Request No. 90/007,686 File History, May 24, 2006 Amendment, p. 13.

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-4-

'346 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Claim 57"solid pharmaceutical composition in a dosage form"

A solid dosage form that is pharmaceutically acceptable for storage, shipping, and administration, including a powder that can be combined with an aqueous medium and then orally administered

a solid preparation that is administered orally to the subject. Such a preparation would not include powders that are combined with a liquid prior to administration to the subject

'346 patent: 10:37-55; 11:24-33; 12:39-64; 15:3-46; 16:20-27

'346 patent: claims 50, 81

'885 patent: claim 3

U.S. Patent Application 09/183422 specification: 14:1-5; 14:14-22; 15:15-19; 24:10-16

plain meaning

’346 16:20-25; ’988 14:9-14; ’885 22:53-58; ’882 17:9-14; PCT/US01/00796, p. 36, ll. 19-24; PCT/US99/25592, p. 26, l. 26-p. 27, l. 9.

’737 10:29-30; ’346 15:9-11; ’988 12:60-62; ’885 21:35-37; ’882 15:61-63; U.S. Patent Application No. 09/183,422, Originally-Filed Specification, p. 23, ll. 19-21.

’737 2:31-34; ’346 7:30-33; ’988 4:3-6; ’885 4:25-28; ’882 7:50-54; U.S Patent Application No. 10/068,437, Originally-Filed Specification, p. 15.

’346 10:48-51; ’988 7:48-53; ’885 8:3-8; ’882 11:10-15; U.S. Patent Application No. 10/068,437, Originally-Filed Specification, p. 22, ll. 26-32;

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'346 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

PCT/US01/00796, p. 23, ll. 1-6.

’346 15:20-23; ’988 13:5-12; ’885 21:45-53; ’882 16:3-11; U.S. Application No. 09/183,422, Originally-Filed Specification, p. 24, ll. 10-18.

U.S. Application No. 09/183,422, Originally-Filed Specification, p. 24, ll. 20-22; PCT/US99/25592, p. 27, ll. 2-4.

’737 10:20-33; ’346 15:3-13; ’988 12:54-65; ’885 21:29-40; ’882 15:55-65; PCT/US99/25592, p. 25, l. 19-p. 26, l. 4.

’885 56:24-30.

U.S. Patent No. 6,489,346 File History November 26, 2001 Response, pp. 53, 56-57, 62.

U.S. Patent No. 6,489,346 File History, June 25, 2001 Response, pp. 81-83, 85-87; U.S. Patent No. 6,489,346 File

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-6-

'346 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

History July 3, 2001 Response, pp. 81-83, 85-87.

U.S. Patent No. 6,489,346 File History, March 25, 2002 Response, pp. 43-44.

U.S. Application No. 10/797,374File History, October 31, 2007 Response, p. 10.

U.S. Application No. 10/797,374, March 31, 2007 Response, pp. 17, 22-23.

Ex Parte Reexamination Request No. 90/007,686 File History, September 13, 2006 Interview Summary.

Ex Parte Reexamination Request No. 90/007,686 File History, May 24, 2006 Amendment, p. 13.

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-7-

'346 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Claim 90"combining the dosage form of claim 57 with an aqueous medium"

requires combination with a medium that includes water

requires combination with an aqueous medium prior to oral administration to the subject

'346 patent: 15:29-34; 16:20-27; 19:60-67

'346 patent: claim 94

U.S. Patent Application 09/183422 specification: 24:13-25:3

plain meaning

’346 (claim 57); ’346 (claim 90).

’346 15:3-13; ’988 12:54-65; ’885 21:29-40; ’882 15:54-65.

U.S. Patent Application Serial No. 09/183,422, Originally-Filed Specification, p. 24, l. 21-p. 25, l. 3; PCT/US99/25592, p. 27, ll. 3-9.

PCT/US01/00796, p. 24, ll. 27-30.

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-8-

U.S. Patent No. 6,645,988

'988 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Claim 29"solid oral pharmaceutical dosage form"

A solid dosage form that is pharmaceuticallyacceptable for storage, shipping, and oral administration, including a powder that can be combined with an aqueous medium and then orally administered

a solid preparation that is administered orally to the subject. Such a preparation would not include powders that are combined with a liquid prior to administration to the subject

'988 patent: 7:36-55; 8:20-30; 9:40-49; 9:54-10:34; 12:54-62; 13:3-33; 14:9-16; 66-69 [esp. formulations 19-27]

'988 patent: claim 29

'346 patent: claims 50, 81

'885 patent: claim 3

U.S. Patent Application 09/183422 specification: 14:1-5; 14:14-22; 15:15-19; 24:10-16

plain meaning

’346 16:20-25; ’988 14:9-14; ’885 22:53-58; ’882 17:9-14; PCT/US01/00796, p. 36, ll. 19-24; PCT/US99/25592, p. 26, l. 26-p. 27, l. 9.

’737 10:29-30; ’346 15:9-11; ’988 12:60-62; ’885 21:35-37; ’882 15:61-63; U.S. Patent Application No. 09/183,422, Originally-Filed Specification, p. 23, ll. 19-21.

’737 2:31-34; ’346 7:30-33; ’988 4:3-6; ’885 4:25-28; ’882 7:50-54; U.S Patent Application No. 10/068,437, Originally-Filed Specification, p. 15.

’346 10:48-51; ’988 7:48-53; ’885 8:3-8; ’882 11:10-15; U.S. Patent Application No. 10/068,437, Originally-Filed

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'988 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Specification, p. 22, ll. 26-32; PCT/US01/00796, p. 23, ll. 1-6.

’346 15:20-23; ’988 13:5-12; ’885 21:45-53; ’882 16:3-11; U.S. Application No. 09/183,422, Originally-Filed Specification, p. 24, ll. 10-18.

U.S. Application No. 09/183,422, Originally-Filed Specification, p. 24, ll. 20-22; PCT/US99/25592, p. 27, ll. 2-4.

’737 10:20-33; ’346 15:3-13; ’988 12:54-65; ’885 21:29-40; ’882 15:55-65; PCT/US99/25592, p. 25, l. 19-p. 26, l. 4.

’885 56:24-30.

U.S. Patent No. 6,489,346 File History November 26, 2001 Response, pp. 53, 56-57, 62.

U.S. Patent No. 6,489,346 File History, June 25, 2001 Response, pp. 81-83, 85-87;

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'988 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

U.S. Patent No. 6,489,346 File History July 3, 2001 Response, pp. 81-83, 85-87.

U.S. Patent No. 6,489,346 File History, March 25, 2002 Response, pp. 43-44.

U.S. Application No. 10/797,374File History, October 31, 2007 Response, p. 10.

U.S. Application No. 10/797,374, March 31, 2007 Response, pp. 17, 22-23.

Ex Parte Reexamination Request No. 90/007,686 File History, September 13, 2006 Interview Summary.

Ex Parte Reexamination Request No. 90/007,686 File History, May 24, 2006 Amendment, p. 13.

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Construction

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Plaintiffs' Support Par's Support

"at least one optional Secondary Essential Buffer"

a buffering agent that is not required in every formulation, but which can be combined with Primary Essential Buffers to produce a higher pH and added neutralization capacity for the formulation

at least one buffer in addition to the recited primary essential buffer, where such additional buffer is unsuitable for use alone because it produces too high a pH value leading to gastrointestinal mucosal irritation

'988 patent: 8:16-18; 45:15-48:22; 55:52-55; 56:8-17; 59:30-60:10; 59-75 [esp. formulations 6, 8, 11-14, 16-18, 20, 22, 23, 28-36, 38, 39]'988 patent: 46:2; 46:7; 50:42; 51:3; 51:28; 51:42; 51:57; 52:22; 52:31; 52:46; 52:61; 58:67; 74:51'988 patent: Claims 25-29'988 file history: original claims at 123-25; February 1, 2002 Office Action; March 25, 2002 Interview Summary; July 11, 2002 Response at 2-18; September 25, 2002 Office Action; December 2, 2002 Response at 7-15; December 18, 2002 Supplemental Amendment at 3-6

U.S. Patent No. 6,645,988 File History, July 11, 2002 Response, p. 18.

U.S. Patent No. 6,645,988 File History, December 2, 2002 Response, pp. 10-14.

U.S. Patent No. 6,645,988 File History, July 11, 2002 Response, pp. 11-12.

’988 46:56-60.

U.S. Patent No. 6,699,885

'885 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Claim 1"a solid oral pharmaceutical dosage form"

A solid dosage form that is pharmaceutically acceptable for storage, shipping, and oral administration, including a powder that can be combined

a solid preparation that is administered orally to the subject. Such a preparation would not include powders that are combined

'885 patent: 7:59-65; 7:66-8:11; 8:45-55; 9:46-51; 11:66-12:11; 14:45-55; 21:29-22:10; 22:53-60; 82-85 [esp. formulations 19-27]

Reexamination 90/0067,686 Statement of Reasons for Patentability and/or

’346 16:20-25; ’988 14:9-14; ’885 22:53-58; ’882 17:9-14; PCT/US01/00796, p. 36, ll. 19-24; PCT/US99/25592, p. 26, l. 26-p. 27, l. 9.

’737 10:29-30;

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'885 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

with an aqueous medium and then orally administered

with a liquid prior to administration to the subject

Confirmation

'885 patent: claim 3

U.S. Patent Application 09/183422 specification, 14:1-5; 14:14-22; 15:15-19; 24:10-16

plain meaning

’346 15:9-11; ’988 12:60-62; ’885 21:35-37; ’882 15:61-63; U.S. Patent Application No. 09/183,422, Originally-Filed Specification, p. 23, ll. 19-21.

’737 2:31-34; ’346 7:30-33; ’988 4:3-6; ’885 4:25-28; ’882 7:50-54; U.S Patent Application No. 10/068,437, Originally-Filed Specification, p. 15.

’346 10:48-51; ’988 7:48-53; ’885 8:3-8; ’882 11:10-15; U.S. Patent Application No. 10/068,437, Originally-Filed Specification, p. 22, ll. 26-32; PCT/US01/00796, p. 23, ll. 1-6.

’346 15:20-23; ’988 13:5-12; ’885 21:45-53; ’882 16:3-11; U.S. Application No. 09/183,422, Originally-Filed Specification, p. 24, ll. 10-18.

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'885 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

U.S. Application No. 09/183,422, Originally-Filed Specification, p. 24, ll. 20-22; PCT/US99/25592, p. 27, ll. 2-4.

’737 10:20-33; ’346 15:3-13; ’988 12:54-65; ’885 21:29-40; ’882 15:55-65; PCT/US99/25592, p. 25, l. 19-p. 26, l. 4.

’885 56:24-30.

U.S. Patent No. 6,489,346 File History November 26, 2001 Response, pp. 53, 56-57, 62.

U.S. Patent No. 6,489,346 File History, June 25, 2001 Response, pp. 81-83, 85-87; U.S. Patent No. 6,489,346 File History July 3, 2001 Response, pp. 81-83, 85-87.

U.S. Patent No. 6,489,346 File History, March 25, 2002 Response, pp. 43-44.

U.S. Application No. 10/797,374

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'885 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

File History, October 31, 2007 Response, p. 10.

U.S. Application No. 10/797,374, March 31, 2007 Response, pp. 17, 22-23.

Ex Parte Reexamination Request No. 90/007,686 File History, September 13, 2006 Interview Summary.

Ex Parte Reexamination Request No. 90/007,686 File History, May 24, 2006 Amendment, p. 13.

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'885 Claim Terms

Plaintiffs' Proposed

Construction

Par's Proposed

Construction

Plaintiffs' Support Par's Support

Claim 3"mixing … with an aqueous medium"

requires mixing with a medium that includes water

requires mixing with an aqueous medium prior to oral administration to the subject

'885 patent: 9:66-11:5;21:58-65; 22:53-60; 26-30 (esp. 30:40-41); 31:1-11; 59:44-52

U.S. Patent Application 09/183422 specification 24:13-25:3

plain meaning

’885 (claim 1); ’885 (claim 3).U.S. Patent Application No. 09/183,422, Originally-Filed Specification, p. 24, l. 21-p. 25, l. 3; PCT/US99/25592, p. 27, ll. 3-9.

’346 15:3-13; ’988 12:54-65; ’885 21:29-40; ’882 15:54-65.

PCT/US01/00796, p. 24, ll. 27-30.

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IN THE UNITED STATES DISTRICT COURTFOR THE DISTRICT OF DELAWARE

_________________________________________SANTARUS, INC., a Delaware corporation, )and THE CURATORS OF THE )UNIVERSITY OF MISSOURI, a public )corporation and body politic of the State )of Missouri, )

)Plaintiffs, ) C.A. No. 07-551 (GMS)

)v. ) (CONSOLIDATED)

)PAR PHARMACEUTICAL, INC., a Delaware )corporation, )

)Defendant. )

_________________________________________ )

ORDER CONSTRUING THE TERMS OF U.S. PATENT NOS. 6,489,346; 6,669,885; AND 6,645,988

After considering the submissions of the parties and hearing oral argument on the matter, IT

IS HEREBY ORDERED, ADJUDGED, and DECREED that, as used in the asserted claims of U.S.

Patent No. 6,489,346 (the “‘346 patent”), U.S. Patent No. 6,669,885 (the “‘885 patent”), and U.S.

Patent No. 6,645,988 (the “‘988 patent”):

1. The term “solid pharmaceutical composition in a dosage form” in claims 24 and 57 of the

‘346 patent is construed as “a solid dosage form that is pharmaceutically acceptable for

storage, shipping, and administration, including a powder that can be combined with an

aqueous medium then orally administered.”

2. The term “combining the dosage form of claim 57 with an aqueous medium” in claim 90 of

the ‘346 patent is construed as “requires combination with a medium that includes water.”

3. The term a “solid oral pharmaceutical dosage form” in claim 29 of the ‘988 patent and in

claim 1 of the ‘885 patent is construed as “a solid dosage form that is pharmaceutically

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acceptable for storage, shipping, and administration, including a powder that can be

combined with an aqueous medium then orally administered.”

4. The term a “at least one optional Secondary Essential Buffer ” in claim 29 of the ‘988 patent

is construed as “a buffering agent that is not required in every formulation, but which can

be combined with Primary Essential Buffers to produce a higher pH and added neutralization

capacity for the formulation.”

5. The term “mixing ... with an aqueous medium” in claim 3 of the ‘885 patent is construed as

“requires mixing with a medium that includes water.”

Dated: November 5, 2008 /s/ Gregory M. Sleet CHIEF, UNITED STATES DISTRICT JUDGE

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