capital markets course for nism exam preparation
TRANSCRIPT
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Capital Markets
Preparatory module for NISM - SORM
TrainerSameer Kapoor
http://www.simplypaisa.com/academy/
About the exam
– basics of the Indian securities market, products traded and market participants – regulatory framework and the role of the SEBI. – steps for trading in securities market – various functions of a Securities Broking Firm. – risk management– clearing and settlement process. – procedures for redress of investor grievances
What we will learn…
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About the exam
– Total 100 objective questions of 1 mark each– Duration : 2 hours. – Mode : electronic – Passing score : 50%– Negative marking : 25% of the marks assigned to a question.
Examination structure
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Unit 1: Introduction to the Securities Market
Unit 2: Market Participants in the Securities Market
Unit 3: Introduction to Securities Broking Operations
Unit 4: Risk Management
Unit 5: Clearing Process
Unit 6: Settlement Process
Unit 7: Investor Grievances and Arbitration
Unit 8: Other Services provided by Brokers
Table of contents
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Capital Markets
End of Preface
Begin with Unit 1Introduction to Securities Market
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