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(c) 2004 Charles G. Gray 1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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Page 1: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 1

Global Telecommunications Regulation

TCOM 5173

International Organizations and Regulatory Bodies

31 March 2004

Page 2: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 2

The Dictator’s Dilemma

Page 3: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 3

Cooperation and Comity

• Why nations decide to cooperate– Net gain in market access and earnings– Lack confidence that they can dominate– Enlightened self-interest– Standards promote economies of scale– Desire to be a good “global citizen”– Many resources (e.g. frequencies) must be

shared

Page 4: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 4

Benefits of Standards

• Businesses– Streamlines product development– Compete in worldwide markets

• Customers– Benefit from competition among suppliers

• Governments– Technological basis for health, safety, and

environmental legislation

Page 5: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 5

More Benefits of Standards

• Trade– Reduce non-tariff barriers to trade

• Developing countries– Facilitate prudent investment in

resources/technology

• Everyone– Contribute to quality of life– Standards on air, water, gases, radiation, etc.,

contribute to preserving the environment

Page 6: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 6

The International Telecommunications Union (ITU)

• Founded in 1865 as the International Telegraph Union

• Took present name in 1932

• Specialized Agency of the UN since 1947 under the Economic and Social Council

• Governed by the ITU “Constitution” and “Convention” adopted in 1989

• CCITT, CCIR and IFRB combined with ITU in 1992

Page 7: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 7

ITU Membership• 189 Member countries

• 652 “Sector” Members– Recognized private operating agencies (A service

provider under Article 6 of the ITU Constitution (e.g., AT&T))

– Scientific or Industrial organizations (Engaged in the study of telecom problems, or design or manufacture of equipment for telecom services)

• 79 “Associate Sector” Members

Page 8: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 8

Work of the ITU• Establish operating standards & regulations

• Dissemination of information

• Promote the development of worldwide telecommunications

• Offer technical assistance

• Facilitate international cooperation

• Promote the use of telecommunications to support peaceful relations

• Harmonize the actions of members in the attainment of these common goals

Page 9: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 9

Specific Tasks for the ITU (1)• Allocate terrestrial radio frequency spectrum

• Allot and register satellite frequencies and orbital position

• Coordinate efforts to eliminate harmful radio station interference

• Facilitate worldwide standardization to achieve satisfactory quality of service

• Investigate improving the use of RF spectrum

• Promote measures to ensure safety of life

Page 10: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 10

Specific Tasks for the ITU (2)• Foster collaboration to establish rates as low

as possible

• Promote cooperation for training in under-developed countries

• Cooperate with financial organizations to promote credit for bringing telecommuni-cations to isolated areas

• Undertake studies, make regulations, adopt resolutions, and issue opinions

• Collect and publish telecoms information

Page 11: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 11

ITU OrganizationPlenipotentiary

Conference

CouncilCouncil World Conferences

World/RegionalRadiocommunication

Conferences

WorldTelecommunications

StandardizationAssemblies

World Telecommunication

DevelopmentConferences

Advisory Groups and Study Groups

Page 12: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 12

ITU Organization (Continued)Secretary General

DeputySecretary General

DirectorRadiocommunication

Bureau

DirectorTelecommunication

StandardizationBureau

DirectorTelecommunication

DevelopmentBureau

SectorsRadiocommunications Telecommunications Development

Page 13: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 13

ITU Meetings Structure• ITU Plenipotentiary Conference

• World Conference on International Telecom

• Administrative conferences– World

• Radio• Telephone

– Regional• Radio• Telephone

• ITU-R Plenary– Special Autonomous Groups

Page 14: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 14

ITU Meetings Structure (Cont’d)• ITU-T Plenary

– Regional Tariff Groups

• World Plan Committees– Study Groups– Joint Study Groups– National Study Groups– Working Parties– Interim Working Parties– Sub-working Parties

Page 15: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 15

ITU Functions (1)• Plenipotentiary Conferences

– Full formal meeting (about every four years)– Adopt fundamental policies– Reviews work since last session– Revises the Constitution and Convention if necessary– Develops a five year working plan– Establishes the budget for on-going operations– Elects the Administrative Council (46 members, who

serve until the next plenipotentiary conference)– Elects the IFRB (five independent radio experts)

Page 16: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 16

ITU Functions (2) • Administrative Council

– Meets annually in Geneva– Considers broad policy issues between

plenipotentiary conferences– Implements the Constitution and Convention– Financial Control of the Secretariat– Coordinates activities of the permanent organs

at the headquarters– Panels of experts on particular matters of

importance

Page 17: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 17

ITU Functions (3)• General Secretariat

– Directed by the Secretary General• Operations

• External relations

• Legal representative of the ITU

– Finance and administrative services

• Coordination Committee– Secretary General– Deputy Secretary General– Directors of the ITU-T, ITU-R, and IRFB

Page 18: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 18

The Radiocommunications Sector• Objective

– To ensure rational, equitable, efficient and economic use of the RF spectrum by all users

• Functions– Monitor spectrum utilization– Maintain the IFRB Master Frequency Register– Provide frequency management advice to members– Analyze possible frequency interference– Record all geostationary satellite positions (slots)– Issues Radio Regulations

Page 19: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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The Radiocommunications Sector• Services covered

– Broadcast (radio and television)– Fixed satellite services (GSO orbits)– Mobile satellite services (NGS orbits)

• LEO, MEO, HEO

– Mobile services (cell phones, taxis, air/ground)– Terrestrial radio (microwave, etc.)– Standard frequency and time signals– Antenna patterns for earth stations and satellites– Standards for digital coding

Page 20: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 20

ITU-R Structure

• Advisory Board

• Radiocommunications bureau

• Nine Study Groups

• Intersector coordination groups (ICG)– Future public land mobile telecommunications

systems (FPLMTS)– ISDN and satellite matters

Page 21: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 21

ITU-R Study Groups• SG1 Spectrum management

• SG2 Interservice sharing and compatibility

• SG 3 Radio wave propagation

• SG 4 Fixed satellite service

• SG 7 Science services

• SG 8 Mobile, radio determination, amateur

• SG 9 Fixed service

• SG 10 Broadcast services (sound)

• SG 11 Broadcast services (television)

Page 22: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 22

The Standardization Sector• Objective

– To study technical, operating and tariff questions and to issue recommendations on them with a view of standardizing telecommunications on a world-wide basis

• Functions– Develop standards– Issue recommendations– Give special attention to developing countries– Respond to requests for advice on national systems– Allocate study group resources

Page 23: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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The Standardization Sector

• Services covered– Network operation– Network management– Switching and signaling– ISDN– Transmission performance– Tariffs and accounting principles– Maintenance– Outside plant

Page 24: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 24

ITU-T Structure• Secretary General and Deputy Secretary

General• Telecommunications Standardization Bureau

(Secretariat)– Organize meetings– General support services– Publish and distribute documents

• Telecommunications Standardization Advisory Group

• Council• Fifteen Study Groups

Page 25: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 25

ITU-T Study Groups• SG 1 Service Definition• SG 2 Network Operation• SG 3 Tariff and Accounting Principles• SG 4 Network Maintenance• SG 5 Protection against electromagnetic

environmental effects• SG 6 Outside Plant• SG 7 Data networks and open systems

communications

Page 26: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 26

More ITU-T Study Groups• SG 8 Terminals for Telematic Services

• SG 9 Television and sound transmission

• SG 10 Languages for telecommunications applications

• SG 11 Switching and Signaling

• SG 12 End-to-end Transmission Performance

• SG 13 General Network Aspects

• SG 14 Modems and transmission techniques

• SG 15 Transmission systems and equipment

Page 27: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 27

ITU-T Joint Coordination Groups

• UPT - Universal PersonalTelecommunications

• TMN - Telecommunications Management Network

• AVMMS - Audiovisual and multimedia services

• NP - Quality of Service and Network Performance

• ATM/B-ISDN - Broadband ISDN

Page 28: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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ITU-T Standardization Work

• Study groups may have 100-500 members

• Deal with 20-50 standards simultaneously

• Work divided among “working parties” (WP)

• WP further divided into Experts Groups (Deal with a single topic or “question”)

• Result is a “recommendation” to (indicate their legal nonbinding nature)

Page 29: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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ITU-T Recommendations

• Complete about 550 per year

• Arranged in 25 categories

• 2 500 recommendations – 62 000+ pages– 370 annexes/changes, etc – 6 000 pages

• 330 Recommendations parallel with ISO/IEC standards

• ITU sells about 7 000 copies per year

Page 30: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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The Development Sector• Objective

– To encourage international cooperation with a view toward harmonizing and enhancing the development of telecommunication services and facilities.

• Functions– World development conferences– Promote world-wide expansion– Facilitate technology transfer to developing nations– Coordinate with global financing agencies

Page 31: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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The Development Sector

• Activities– Offer advice on technical, economic, financial,

managerial, regulatory and policy issues– Organize advisory groups– Assist under developed countries with project

proposals for funding for telecom projects

Page 32: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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The Valletta Action Plan (1998)• Reform, legislation and regulation• Technologies and GII development

– Global mobile personal communication by satellite and internet

• Rural development and universal access• Finance and economics – WTO issues, tariffs and

accounting rates• Development partnerships with the private sector• HR resources development, emphasis on CBT

Page 33: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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The ITU Looking Forward• Kyoto Plenipotentiary 1994

– World Telecommunications Policy Forum (ad hoc)• 1996 – Geneva - Global PCS by satellite• 1998 – Geneva – trade in telecommunications services• 2001 – IP Telephony• No funding for WTPF after 2003

• Minneapolis Plenipotentiary – 1998– World Summit on the Information Society– Ad hoc gathering to harmonize policies

• Plenipotentiary establishes the schedule• Council determines the topic(s)

Page 34: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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ITU Conclusions

• Suffers from the “international civil service” syndrome

• Not keeping pace with world developments

• How will an inter-governmental organization cope with a deregulated and increasingly commercialized marketplace?

Page 35: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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Other International Organizations• International Organization for Standards (ISO)

– Organized in 1947– 148 current members - one standards body per

member country.– Correspondent members– 14,000 different standards to date– Several hundred new standards published annually– “Decisions” on standards are:

• Industrywide

• Reached by consensus

• Voluntary

Page 36: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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ISO Organization• General Assembly

– Meets triennially, three delegates per member, but observers may attend

– Elects the 18 member Council

• The Council– President, Vice President, Treasurer– 18 elected members

• Executive Board– Vice President and nine other appointees– Reports to The Council

Page 37: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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ISO Organization (More)

• Technical Advisory Groups– Currently 11 groups– TAG 11 covers Information Technology

• Technical Committees

• Working Groups

• Central Secretariat

• Council Committees

• Committee on Standardization Principles

Page 38: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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International Electrotechnical Commission (IEC)

• Organized in 1904

• Covers power, electronics, telecommunications and nuclear energy

• Major activities– Develop common means of expression and

nomenclature, units, symbols and abbreviations– Standardization of electrical equipment proper,

methods of test, quality and safety.

Page 39: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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ISO/IEC JTC1• International Organization for Standards

– Comprised of national standards bodies (ANSI)– 170 technical committees established by the

ISO Council– Excludes electrical and electronics (mainly IT)

• International Electrotechnical Committee– Comprised of national committees (one from

each member country)– 80 technical committees

• ISO/IEC/JTC1 has 18 subcommittees

Page 40: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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European Telecommunications Standards Institute (ETSI)

• Founded on the EC 1987 “Green Paper”• Often develops standards which become the

basis of EU legislation (e.g. for public procurements)

• May develop nonbinding voluntary standards• May endorse an ITU standard• Closely coordinates with the ITU if on

parallel tracks

Page 41: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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ETSI (Continued)

• The General Assembly– Establishes policy– Appoints the Director and Deputy– Adopts the budget

• The Technical Assembly– Approves technical standards– Advises on work to be undertaken– Sets priorities

Page 42: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 42

ETSI Organization

General Assembly

Technical Assembly

StrategicReview

Committee

ETS/EBUJoint TechCommittee

ISDN Mgtand CoordCommittee

IntellectualProperty

Rights Com

Program AdvisoryCommittee

11 TechnicalCommittees

Page 43: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 43

American National Standards Institute (ANSI) T1 Committee• Established in 1984 (coincident with Bell

System breakup)• “Bell System Practices” (Standards) would

no longer apply• Four types of members (Parties with direct

and material interest)– Users and general interest groups– Manufacturers– Interexchange carriers– Local exchange carriers

Page 44: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 44

ANSI T1 Subcommittee Structure

• T1A1 - Performance and signal processing

• T1E1 - Network interface

• T1M1 - Interwork OAM&P

• T1P1 - Systems engineering, standards planning and program

management

• T1S1 - Services, architecture, and signaling

• T1X1 - Digital hierarchy and synchronization

Page 45: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 45

ANSI T1 Committee Work

• Currently have about 150 projects going

• Advisory committee made up of two representatives from each interest

group

• Drafts candidate US technical contributions to the ITU

Page 46: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 46

ANSI T1 Committee Work Flow

CommitteeT1

ANSI

USA-ITUNational

Committees

American National Standards

US Positions to the ITU

Technical

Reports

Page 47: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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Telecommunications Industry Association (TIA)

• Member driven trade organization (over 1,000 member companies worldwide)

• Services – Government relations

– Market support

– Educational programs

– Standards setting activities

• Policy formulated by 31 board members (selected from member companies)

Page 48: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

(c) 2004 Charles G. Gray 48

TIA Committees

• Membership scope and development

• International

• Marketing and trade shows

• Public policy

• Small Company

• Technical

• Numerous subcommittees

Page 49: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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TIA Divisions

• Address the legislative and regulatory concerns of product manufacturers and prepare standards dealing with compatibility

• Divisions– User premises equipment– Network equipment– Wireless equipment– Fiber optics– Satellite communications

Page 50: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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Other International Organizations• Internet Engineering Task Force (IETF)

• National Institute of Standards and Technology (NIST)

• National Telecommunications and Information Administration (NTIA)

• Federal Communications Commission (FCC)

• Institute of Electrical and Electronics Engineers (IEEE)

Page 51: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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More International Organizations

• Exchange Carriers Standards Association

• The Computer and Business Equipment Manufacturers’ Association (CEBMA)

• Commission of the European Communities

• Conference of European Posts and Telecommunications Administrations (CEPT)

• European Computer Manufacturer’s Association (ECMA)

Page 52: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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More International Organizations• British Standards Institute (BSI)

• Deutsches Institut Fuer Normung (DIN)

• Pacific Telecommunications Council (PTC)

• Japanese Ministry of Posts and Telecommunications (MPT)

• Japanese Standards Association (JSA)

• Australian Standards Committee (AUSTEL-SAC)

• Corporation for Open Systems (COS)

Page 53: (c) 2004 Charles G. Gray1 Global Telecommunications Regulation TCOM 5173 International Organizations and Regulatory Bodies 31 March 2004

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Organizational Landscape

Source: R. Werle, ISSN 0944-2073 May 2000