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Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands Head of Decision Systems

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Page 1: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

Business Intelligence to Drive Risk Management Improvement

25 April 2013

Craig Rowlands

Head of Decision Systems

Page 2: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

Page 1 of 12

Table of Contents

• How do we achieve automation and productivity gains

• Leveraging data structures to derive key business outcomes

• The range of business intelligence reporting capability available today

• How do we achieve true innovation

Page 3: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

Page 2 of 12

4 Key Actions

Job scheduling tools supervise a logical process (several jobs or programs) as they execute in a mainframe or distributed environment, providing scheduling and dependency management of the process as it runs, mainly in sequence, across disparate systems, geographies and applications.

Parallel processing or multi threading - the solution of a single problem across more than one processor. Parallel processing allows distribution across the platform utilizing all available processing capability.

Page 4: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

Page 3 of 12

How Do We Achieve Automation and Productivity Gains

What does that mean?

• Faster run times.

• Reduced errors due to less human interaction.

• Job starts as soon as the batch process completes.

• If errors occur ability to resolve the error without having to start the process from the beginning.

• Sequenced controls and checks.

• Usage of simulations tools to optimize the batch processing.

Job Scheduling and batch triggers

Page 5: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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How Do We Achieve Automation and Productivity Gains

Parallel processing/Multi threading

Page 6: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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How Do We Achieve Automation and Productivity Gains

Data Quality Controls & Checks

Material Data Elements are monitored across the Production Process in order to identify Data

Quality Issues and Attest to the Quality of Data used in the RWA Production Process. Data

Quality Measures in place for: Completeness, Accuracy, Consistency, Timeliness & Retention

Page 7: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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Leveraging data structures to derive key business outcomes

ENTERPRISE DATA ACCESS

INFRASTRUCTURE SUPPORT:

Text & Unstructured Data Support, Security, Meta-data & Lineage, Monitoring & Deployment

DATA

INTEGRATION DATA

QUALITY MASTER DATA

MANAGEMENT

DECISION

MANAGEMENT

Events,

Workflow &

Business Rules

MODEL

MANAGEMENT

&

MONITORING

Analytics

Management

MODEL

DEPLOYMENT

&

INTEGRATION

Infrastructure

Support

INFORMATION GOVERNANCE

STRATEGY & IMPLEMENTATION SUPPORT

Data

Management

SuperMart0 Values, volumes, percentages - business intelligence metric reporting

Mart0 Aggregated data - fact or summarized data for analytical insight

Detail0 Granular data - detailed account, product, customer level

Staging Cleansed data - formatting, removal of data corruption

ODD Raw data - replica of source systems

Page 8: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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Evaluate &

Build

Deploy

Operate

Data

Sourcing

Data

Requirements

‘..to develop a clear set

of model characteristics

for each product and

portfolio. This ‘shopping

list’ will form the basis of

the variables required for

model build, monitoring

and analysis

‘..to source the data.

Completing data quality

and investigation.

Providing an accurate

reflection of source data

with the required history

for the modeller to build

the scorecard. Code

must conform to the

highest standards to

ensure complete

accuracy and allowance

for dataset to become a

production asset.

‘to evaluate the data

provided and use this to

build a strong model.

‘to rigorously complete

pre-production testing

prior to deployment in an

operational

environment.’ ‘..to run the model on a

monthly basis in an

operational environment

completing thorough

controls and checks to

ensure its accuracy.’’

Leveraging data structures to derive key business outcomes

Model Ready Data – the process

Page 9: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

Page 8 of 12

Leveraging data structures to derive key business outcomes

ENTERPRISE DATA ACCESS

INFRASTRUCTURE SUPPORT:

Text & Unstructured Data Support, Security, Meta-data & Lineage, Monitoring & Deployment

DATA

INTEGRATION DATA

QUALITY MASTER DATA

MANAGEMENT

DECISION

MANAGEMENT

Events,

Workflow &

Business Rules

MODEL

MANAGEMENT

&

MONITORING

MODEL

DEPLOYMENT

&

INTEGRATION

INFORMATION GOVERNANCE

STRATEGY & IMPLEMENTATION SUPPORT

Model Ready Data – the strategic advantage

1. Speed to Market

2. Built for future improvements and recalibration

3. Regulatory compliant

4. Multi purpose usage

5. Consistent data definitions

Page 10: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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The range of business intelligence reporting capability available today

Page 11: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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The range of business intelligence reporting capability available today

Data Discovery/Visual Analytics – Birst, Qlikview, Tableau

The Main Players BI – IBM Cognos, SAS eBI, Oracle OBIEE, Microsoft and Microstrategy

Contenders – Tibco Spotfire

Decision System suppliers – FICO, Experian

New - Pentaho, Semantifi, 1010data, Jedox, Yellowfin

Page 12: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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The range of business intelligence reporting capability available today

Page 13: Business Intelligence to Drive Risk Management Improvement · Business Intelligence to Drive Risk Management Improvement 25 April 2013 Craig Rowlands ... SuperMart0 Values, volumes,

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The range of business intelligence reporting capability available today