bruno 2001 financial disclosure (gy-10)

8/14/2019 Bruno 2001 Financial Disclosure (GY-10)

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. "~ f \ 1:...t o - --- : : . . ",,'--. . ~ :'-.\J..-";. .- ~ -' , ( ( I \1 (\ ' ; ~

1. Name

Le v Ethics f f i O l t Bo x 7 ;; . L. O. B.Albany . N ~ York .2247I S l B I ~ ) 2 J 9 ) 1 / 7 e ) S

Annual Sta temenc o f F ioanc i a l Disc lo su re~ 3 : c a r Year ~ O O l

.Jo se ph I. . fin n a2 . (a) T ~ ( l e o f Pos i t i on New York St a t e Sena t or , 43 r d Di s t r ic t

Ib) Dep a r c me n c . Age ;J.cy or- oche r Governmencal EncityNew York St a t e Se nAt Q

t c ) J1.ddress of Le g i s l i'l c Of f Lee Bu i l di ng, Roo I 90 9P :: _ c.: e n t Of f i c e ; : ;" 1" y


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s. (a l Li t he na addr s s and des c r i cion of any o c c up a c i on, e rnp Lo ym e nt . (oc her than the mpJ o ym n ::. L i s t d u rid e rI t e m 2 above ) , t . rade, bus ines s o r pr o !.. e ss io n e ng a g ed in byLhe repo r t in g i nd i v i dua l . I f such a c t i v i t y was l i c e n s e d byany s t. a t e o r Loc.a I agency , WclS r egu l a t ed by any s c a r eregula t .ory a g e n c y o r l oca l agency, 01', as a r e qu La r ands i g n i f i c a n t pare of th e bus lnes s o r a c t i v i t y of sa id en t i t y ,d id bus iness wi th , o r had mar.t e r s o th e r than min i s r : e r i a lm a tte rs b efo re , any o r lo c a l agency , list th e name o fany such agency .Posit.i.on Name t. Ajd l -essof rga n l 7.


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Attachment "AI.'

Joseph L. Bruno

Question 15

Posi t ion

Senator

Director un t i l6/92, then turnedover to a TrustSale Proprietor

Name & Addressof Organization '

New York State SenateLOB-909,Albany. NYFi r s t Grafton Corp.23 Mason St ree tGlens Fal l s , NYMountain View Farm345 Bulson Road. Troy. NY

Description

Legis lat ive Branch ofNew York Sta te governmentReal Estate Development

Breeding & R a i ~ i n gThoroughbred Horses

Sea t eor Local Ag

To\oT11 of GraERenssealer

noneConsultant C3pi ta : Eus in es s Consultants. LLC345 Bulson Rd . . Troy, NY consul t ing noneConsultant

Partner

The Winthrop Corporat ion1000 Lafayet te Blvd.Bridgeport . CT 06604Tamarac Apartments851 Farm to Market RoadTro y, New York 12180

consul t ing

r ea l es ta te

none

none

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not l i s e (he name of the indiv idual c l i en t . s , cus tomers 01-pacienc.s .- no ne -

(b ) L i s t the name, p r i nc i pa l add res s and genera l de s c r i p t i o nor the n a tu re of the bus iness ac t i v i t y of any en t i t y inwhich ~ h repor t ing ind iv idua l o r such i nd iv idua l ' s spousehad an i nves tment in excess of $1 ,000 ex cl ud in g i nv e stment sin s e cu r i t i e s and i n t e r e s t s in r e a l prope r ty .- l \ o n ~ -

9 . Lis t each source of g i f t s , EXCLUDING campaign con t r i bu t i on s ,in EXCESS of $1 ,000 , rece ived dur ing the r epor t ing pe r iodfo r which t h i s s ta tement i s f i l ed by th e repor t ing i nd iv idu -a l o r such i nd iv idua l ' s spouse o r unemancipated ch i ld fromth e same donor , EXCLUDING g i f t s from a r e l a t i v e . INCLUDEth e name and add ress o f t.he donor . The te rm "g i f t s ,. doesno t inc lude reimbursements , which term i s def ined in i tem10 . Ind ica te the value and natu re o f each such g i f t .Sel f ,Spouse orChi Id- none -

Name ofDonor Addref l6 Nat :ureo( Gi ( t .C ateg ory ofv .... lue o fGift :

10 . I den t i f y and br i e f l y d esc r ib e the 60urce o f any re imburse -menes fo r expend i t u re s , EXCLUDING campaign expend i tu res andexpend i t u re s in c on ne ctio n w ith o f f i c i a l du t i e s re imbursedby th e s t a t e , in EXCESS o f $1,000 from each such source .For purposes o f t .his i t ern , th e te rm " re imbursements II sha l l

5

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(b) DeSC I- .l. be t .he par i e s t o an d r e rrns of a n y a q r e me n ;p r o v i d . n9 f o r con t. i n ua t, i o n 0 f p a J e r. t. C" 0 X" e f 1 t !' ; t. 0 heREPO T I NG INDIV1DUAL i n EX CESS o f S . 0 0 0 L r o rn a p no l:"emp loy e r OTHER 11-W'J th e s c e c e . (T h i s i nc ud e s .i n r e r e s ! ; i no r co n tr i b ut ions t.o a pension fund, p r o f t - s h a r ~ n g p l a n , o r1 i I e o r h e a l th insurance; buy-our. a g ::.-e e men t s ; s ev e r an c epayments; e tc .).. non

13 . L i s t below th e nat .ure and amount of any income in EXCESS ofS1 , 000 f rom EACH SOURCE fo r t he r epo r t i ng i ndi. v .idu a 1 andsuch i n d i v i du a l ' s spou s e fo r the caxab l e year l a s t occur r ingp r i o r (0 th e d a [ ~ of f i l i ng , N ature of income i n c l ude s , bULi s no t l imi t ed to , a l l income 10Lher than t h a t r ece ived fromthe employment l i s t e d under I tem 2 above) from compensac.edemployment. whethe r publ ic o r p r i v a t e . d i r e c t o r s h i p s ando t h e r f i duc i a ry pos i t i on s , con t r a c t ua l ar rangemencs ,t each ing income , pa r c ne r s h i p s . honora r iums . l e c tu r e fees ,consu l t ane f ee s . bank and bond i n t e r e s t , div idends , incomeder ived from a t ru s t , r ea l e s c a t e r e n t. s . and recognizedga in s from the s a l e o r exchange o f r e a l o r o ther p rope r t y .lncome from a bu s i n e s s o r p ro fess i on and r e a l e s c a ~ e r en t ss h a l l be repor ted with th e so urce i d en t i fLd by th e b ui ld in gadd re s s in th e ca se o f r e a l e sc a te re n ts and o the rwi se byth e name of r.he e n t ~ t y and no t by the name o f th e i nd i v i dua lcus tomers , c l i e n t s o r t e n an t s . with the agg rega t e ne t incomebefo re t axe s tO T each bu i ld ing address o r e nc i t y , Ther e c e i p t oE maintenance r ece ived in connec t ion wi th amat r imon ia l act . ion, al imony and ch i ld suppor t payments sh a l lno t be l i s t e d .Se l f /Spouse Sou.rce Nacure

Cat .egoryo!.bJnOl.lJ1.t.

s ~ Att.Jchmellt "8"

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Attachment "B"

Joseph L. BrunoQuestion ~ l

CategoSelf /Spouse Source Narure Amou n

1- Self Nel.J York State Senate s a La r y Categor2 . Self The ~ i D r h r o p e Corporation salary Cac:egorJ . Self/Spouse 411 J Taylor Courc, Troy rot Categor4. Self Capical Business Consultants, LLC consulting fees Categor

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has t r ans fe r red a s s e t s to such c ru s t fo r n l S o r her ben e f it1n wh i _h e v e n t such s e cu r i t i e s s ha l l b e un le s s th e ya re noc a s ce r c a inab l e by che r epo r t i n g i l d v i dua l b e c a u s eth e t ru s t ee i s under an ob l iga t ion or has ~ i n 5 t r u c t ~ inwr i t i ng not to d i s c l o s e th e con t en t s of che t r u s t toth e re _ a r c i n g i nd iv idua l . Secur i t i e s of which th e r epo r t i ngi n d i v i d u a l o r th e r epor t i ng i nd i v i dua l ' s spouse i s the O ~ T I e rof record but. in Wh lCh such i nd iv idua l o r t.he r epor t i ngi nd i v i dua l ' s spouse has no ben e f i c i a l i nce4es t s ha l l no t bel i s t e d . Ind ica te percentage o f ownership ONLY it th er epo r t i ng person o r th e r ep o rt in g p e rs o n's spouse holds morec ha n f av e pe rcen t l 5 \ ) o f th e s co c k o f a c orp ora t io n inwhich th e s tock i s pub l i c l y t r aded o r more than t.en pe rcen t( l O ~ ) of che s tock of a co rpo rac ion in which th e stocK i sNOT pub l i c l y eraded . Also list s e cu r i t i e s owned fo ri nv e st rn ent pu rpo se s by a corpora t ion more than f i f t y pe rcen t(50%) o f th e s tock o f which i s owned o r con t r o l l ed by th er epo r t i ng i nd iv idua l or such i nd i v i dua l ' s spouse . Por th epurpose o f t h i s i tem the term " se cu r i t ie s" s h al l mean mutualfunds , bonds . mortgages , no te s , ob i i g a t i ons , wa r r a n t s ands t oc k s of any c l a s s , i nves tmen t i n t e r e s t s in l imi ted o rgene r a l pa rcne r sh lps and c e r t i f i c d t e s o f depos i t s (CDs) ands u ch o c ne r ev i dences of i ndeb tedness and c e r c i f i ca t.e s ofi n t e r e s t as are u su a l ly r e f e r r ed to as s e c u r i t i e s . Themarket va lu e fo r such s e cu r i t i e s s ha l l be r epor ted on ly i fr ea sonab ly a sce r t a i n ab l e and s ha l l not be r epor t ed i f thes e cu r i t y i s an i n t e r e s t in a gene ra l p ar tn er s hip th at wasl i s t e d in i tem 8(a) o r i f th e s ecu r i t y i s corpora t e Beock,NOT pub l i c l y t raded , in a t r ade o r bus ine ss of a r epor t i ngin div id ua l o r a repor t ing i nd i v i dua l ' s spouse .

SeH /Spouse 1&6lnngE'nt.i c y Type o fSecur i ty

Percentageof. co rpo r a ceE:t.ock ol.lTledo r cQncrol )ed(l i I T I O r ~ chanS\ o[ pub l i c l yt.raded s tock .O ! ' more t nanlO' t of stOCKno t pubbc lyt r a ded . i sheld}

Category ofMarke t Value.!IS o f thec Lo ae o f th etax.ab}e yearlast : occur-r ing p r i o r toth e f i l i ngof chi ss t a t ernen t

See Ar[ n .hmenc lie"

11 . L i s t be Low th e l o ca t i on . s a z e , g en era l n atu re , acqu i s i t i onda te . marke t value and p ercen tage o f ownership o f any r ea lp rope r t y in whicn any ves ted o r con t i ngen t i n t e r e s t in EXCESSof Sl,OOO i s held by t.he repor t . ing in div id ua l o r th e re -po r t i ng i nd i v i dua l ' s 5pouse . Also list r e a l proper ty ownedfo r invescment purposes by a co rpo r a t i on more than f i f t ype r cen t (50 \ ) of th e s tock of which i s owned o r con t ro l l ed by

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A t t ac hme n t "c"Joseph L. BrunoQuest ion 016

Self/Spouse. Is su in g En ti tyType ofSecur i ty

Categoryo f Marke.tValue

PercentagCorporateOwner OTControlle(etc . )- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -

1- Se l f Fi r s t Gr a f t o n Corp. Stock In Trus t , 251Trust unknown2. Sel f Smith, Barney Honey

Market account Category A -0-3 . Spouse Exxon Corp- Stock Category A Unknown4 . Spouse Arner i c an El ec t r ic Stock Category A Un\c.nounPower Co. [n c .5. Spouse General Elec t r ic Stock Category A Unknoon6. Self f ide l i ty Investments Stock Cacegory B Unknol.m7. Sel f Vanguard Group Stock Category C UnIc:.n 0 IJn. Sel f AMNEX Inc. 'Srock Category A Unknown. Self \JorldCom rnc. Stock Category A Unknown. Sel f Centrum INDS Inc. Stock C.olcegory A Unknown

Self Inter l1anc Stock Category A UnknovnSelf Vytek Wireless Inc_ Stock Category'A UnknownSelf Advanced Tissue Scienc.es Inc, Srock Category A UnknownSe l l Mechanical Technologies Inc. Stock CategoTY A UnknownSe.lf Plug POlJer Inc. Stock Category A UnknownSelf Brunswick Equit ies , LLC Stock NotAscer ta inable 33 1/37-Self Dreyfes Funds Stock Category A U:lknown

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"0"L. Bruno

t ion 1/17

Sel f ~ p o u s e

Self Spouse

Self/Spouse

Location

443 Taylor CourtTroy, New York 1218094 Bulson RoadTroy, New York 12180337 Bulson RoadTroy, New York 12180

SizeCene r a lNature

duple.x

Single.family homeSinglefamily home

Category of PerceAquistion ~ I r ke t ofnate Value Owne

12/84 Category n 100 7

6/89 Categroy 0 1007

2/97 Category E 1007.

Self / Joseph &Catherine Magno

Tamarac Apartments851 Farm to M a ~ k e t Rd.Troy, New York 12180

12 unitapa r t rnen t house 6/99 Category 50%


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i n t e r e s t , when i ncu r r ed o r made in the o rd in ary course o f th et r ade J bu s in e s s o r p ro fes s ion a l p r a c c i c e of c.he r epo r t ingi nd iv idua l or such i n d i v i dua l ' s spouse . Include th e name oft he c r ed i t o r and any co l l a t e r a l pledged by such i n d i v i d u a l tos ecure payment o f any uch liability. A r epo r t i ng ~ n d i v i d u a ls h a l l not l ~ s c any obl iga t ion to pay m a ~ n t e n a n c e in connect ionwith a matrimonial ac t ion , al imony o r ch i ld suppor t payments .Any loan i SEued in t.he ordina ry course of. ou s i ne s s by af i n an c i a l i n s t i t u t i on LO f inance educa t i ona l cos t s , th e co s to f horne purcha se or improvements fo r a pr imary o r secondaryr e s i dence , o r purchase of a persona l ly owned motor veh ic l e ,household fu rn i t u re o r app l i ances s ha l l be excluded. I f anysuch repor t .ab le l i a b i l i t y has been guarant .eed by any t h i r dperson , list th e l i a b i l i t y and name th e gua ran to r .

Name o t C r e d i ~ o ro r Guarant.orSavi ngs Bank

Type o f L l a b i l i ~ yand co i r s ce r e i . if an yMort ga ge. 443 Ct .Tro y . NY .1 2180

Categoryo fAmOUJ"ltCa t e gor y n

Troy Savin gs Bank Morcgage, Tamarac Aparrmeu t s Categury 851 F ~ r m To Mar ke t RoadTroy, New Yo r k 12180

The requ i rements of law re la tin g to th e r epo r t i ng of th e f i n anc i a li n t e r e s t s a re in th e pub l i c i n c e r e s t and no adverse i n f e r en ce o fu ne th ic al o r ~ l l e g a l conduct o r b eh av io r wi l l be drawn merely fromcompliance with these requ i rements .No) ' 15, 2002Date (month/day/year)

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bruno 2001 financial disclosure (gy-10)

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