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    1

    The Connection between Surface Texture and Sliding Frict ion

    by

    Donald K. Cohen, Ph.D.

    Gwidon W. Stachowiak and Andrew W. Batchelor (2005), Engineering Tribology, Elsevier Butterworth-Heinemann, UK

    Bharat Bhushan, (2002), Introduction to Tribology, John Wiley & Sons, New York.

    Duncan Dowson, (1998), History of Tribology, Bookcraft (Bath) Ltd. Great Britain.

    Peter J. Blau Friction Science and Technology, 1996, Marcel Decker, Inc. New York, NY 10016

    Kenneth C. Ludema, Friction, Wear and Lubrication, 1996, CRC Press, Boca Raton, FLA 33431

    Ernest Rabinowicz, Friction and Wear of Materials, John Wiley & Sons, 1995, New York, NY

    Frank Phillip Bowden and David Tabor (1982), Friction, An Introduction to Tribology, Robert E. Kreiger. Floriday, USA.

    Key References:

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    2

    Surface Texture - Basics

    Surface: The boundary that separates an object from another object,

    substance, or space

    Texture: The composite of certain deviations that are typical

    of the real surface. It includes roughness and waviness

    X

    YZ

    Surface Roughness, Ra (2D), Sa (3D) is the average of the absolute

    value of profile heights over a given length (area).

    dxdyyxZA

    S

    LxLy

    a =00

    ),(1

    LR

    LZ x dxa

    L

    = 1

    0

    ( )

    2D

    3D

    ASME B46.1 2009

    X

    Z

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    3

    dxdyLyLx

    yxZAq

    S =0 0

    2)),((1Sq: The Root-mean-square deviation of the

    surface

    X

    YZ

    Height Parameters

    Ssk:Skewness of surface height distributiondxdy

    LyLxyxZ

    ASqskS =

    0 0

    3)),((3

    1

    Sku:Kurtosis of surface height distribution dxdyLyLx

    yxZASqku

    S =0 0

    4)),((4

    1

    Sa: The average deviation of the surfacedxdy

    LyLxyxZ

    ASa =

    0 0),(1

    ASME B46.1 / ISO 25178-2

    Ssk 0.0 Sku< 3.0 Sku> 3.0

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    4

    What is Friction?

    Friction is the resistance to motion during sliding or rolling that is

    experienced when one solid body moves tangentially over another withwhich it is in contact. The resistive tangential force, which acts in a direction

    directly opposite to the direction of motion is called the friction force

    (Bhushan)

    Ff= W is the coefficient of friction

    Friction is NOT strictly a property of the material

    its a system response

    Sliding Friction and Surface Texture Introduction

    F

    Ff

    W

    F

    Ff

    W

    Sliding Friction Rolling Friction

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    5

    Friction Good or Bad?

    Sliding Friction and Surface Texture Introduction

    Application Specific: Sometimes need friction

    sometimes want it to be zero

    www.animationfactory.com

    http://www.animationfactory.com/en/search/close-up.mc?&oid=4953579&s=1&sc=1&st=7&q=friction&spage=1&hoid=886b7abc58e4bdfa271cb4080c9131bc
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    6

    Sliding Friction and Surface Texture

    Ernest Rabinowicz, Friction and Wear of Materials, John Wiley & Sons, 1995, New York, NY

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    7 Sliding Friction and Surface Texture Introduction

    History

    1452-1519

    1. The areas in contact have no effect on friction.

    2. If the load (weight) of an object is doubled, its friction will also be doubled

    Leonardo da Vinci

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    8

    No Picture Exists!! It is impossible that these irregularities shall not be partly convex and partly

    concave, and when the former enter upon the latter they shall produce a certain

    resistance when there is an attempt to move them.

    Considered the fundamental cause of friction being

    surface roughness

    force required to lift interlocking asperities

    1663-1705

    Guillaume Amontons

    Sliding Friction and Surface Texture Introduction

    History

    http://images.google.com/imgres?imgurl=http://www.parkour.org.uk/images36/news/smiley_face.gif&imgrefurl=http://www.parkour.org.uk/parkour_old_news.html&h=75&w=75&sz=2&tbnid=teoFrWvC_VEJ:&tbnh=68&tbnw=68&start=10&prev=/images%3Fq%3Dsmiley%2Bface%2Bfrench%26hl%3Den%26lr%3Dlang_en%26safe%3Dactive
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    9Sliding Friction and Surface Texture Introduction - History

    Does friction primarily comes from surface roughness..?

    1683-1744

    John Theophilus Desagulier

    yet it is found by experience that the flat surface of metals or other

    bodies may be so far polished as to increase the friction

    Introduces the concept of cohesion (today we call it adhesion)

    Trouble: Adhesion theory cant explain laws of

    frictionApparent area

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    10 Sliding Friction and Surface Texture Introduction - History

    1736-1806

    Charles Augustin Coulomb

    Coefficient of friction is independent of velocity

    Considers Ff~ Adhesion + Roughness

    Turned Surface Max Slope ~15o

    Frank Phillip Bowden and David Tabor (1982), Friction An Introduction to Tribology,

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    11 Sliding Friction and Surface Texture Introduction - History

    1. The apparent area of contact has no effect on friction.

    2. If the load (weight) of an object is doubled, its friction will also be doubled

    Refresh!!

    So which is it? Roughness?, Adhesion?, Shearing of Asperities (Lesile, Phillipe de la

    Hire)?

    Ff= W

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    12Sliding Friction and Surface Texture Introduction - History

    Frank Phillip Bowden(1903-1968)

    Abbott and Firestone (1933) ( U of Michigan)-Invent Profilometer

    David Tabor (1913-2005)

    putting two solids together is rather like turning Switzerland upside

    down and standing it on Austria their area of intimate contact will be

    small (1950)

    more closely Iowa on top of the Netherlands (Thomas 1973)

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    13Sliding Friction Strength of Materials Review

    Bharat Bhushan, (2002), Introduction to Tribology, John Wiley & Sons, New York

    Stress = Force/area

    Strain L/LE Young's Modulus of Elasticity

    Y - Yield Strength

    H - Hardness Resistance of metal to plastic deformation, usually by indentation

    H ~ 3Y (metals)

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    14Sliding Friction- Physics

    Bowden/Tabor revisit adhesion theory....why?

    Asperity slopes

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    15Sliding Friction - Physics

    Bowden/Tabor key point

    Arp

    = W/H;

    Real area of contact

    1) Proportional to Force

    2) Independent of apparent area of contact

    sounds like friction!

    Maybe friction will be related to the real area of contact??

    Friction (Ff) is the force required to shear intermetallic junctions plus the force required to

    plow the surface of the softer material by asperities of the harder surface

    (Bowden/Tabor).Consider the shear term

    Ffp = Arps (s is shear strength of junctions)

    Recall (pure plastic):Arp= W/H so Ffp= W(s/H) =s/H

    metals, s~0.5Y=H/6

    So =1/6 (~0.2)

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    16Sliding Friction - Physics

    Bowden/Tabor:

    Ffpproportional to normal force

    Ffp not dependent on the apparent area of contact

    Ffpwill be reduced by lubricants that lower shear strength of asperities

    Ffp(adhesion) not dependent on the surface roughness ???

    BUT:

    Are all contacts purely plastic?

    How about elastic deformation?

    Typically surface deforms plastically (work hardens?) then stabilizes-elastic support

    Experience indicates some frictional dependence on surface roughness

    Ff= W(s/H)

    http://images.google.com/imgres?imgurl=http://www.sosnet.com/images/apc/Checkmark.jpg&imgrefurl=http://www.sosnet.com/apc.10.checklist.asp&h=194&w=200&sz=4&tbnid=K74tR5bxmyYJ:&tbnh=96&tbnw=99&hl=en&start=1&prev=/images%3Fq%3Dcheckmark%26hl%3Den%26lr%3Dlang_en%26safe%3Doff%26sa%3DGhttp://images.google.com/imgres?imgurl=http://www.sosnet.com/images/apc/Checkmark.jpg&imgrefurl=http://www.sosnet.com/apc.10.checklist.asp&h=194&w=200&sz=4&tbnid=K74tR5bxmyYJ:&tbnh=96&tbnw=99&hl=en&start=1&prev=/images%3Fq%3Dcheckmark%26hl%3Den%26lr%3Dlang_en%26safe%3Doff%26sa%3DGhttp://images.google.com/imgres?imgurl=http://www.sosnet.com/images/apc/Checkmark.jpg&imgrefurl=http://www.sosnet.com/apc.10.checklist.asp&h=194&w=200&sz=4&tbnid=K74tR5bxmyYJ:&tbnh=96&tbnw=99&hl=en&start=1&prev=/images%3Fq%3Dcheckmark%26hl%3Den%26lr%3Dlang_en%26safe%3Doff%26sa%3DGhttp://images.google.com/imgres?imgurl=http://www.sosnet.com/images/apc/Checkmark.jpg&imgrefurl=http://www.sosnet.com/apc.10.checklist.asp&h=194&w=200&sz=4&tbnid=K74tR5bxmyYJ:&tbnh=96&tbnw=99&hl=en&start=1&prev=/images%3Fq%3Dcheckmark%26hl%3Den%26lr%3Dlang_en%26safe%3Doff%26sa%3DG
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    17

    Sliding Friction Strength of Materials Review again

    Bharat Bhushan, (2002), Introduction to Tribology, John Wiley & Sons, New York

    Stress = Force/area- Strain L/LE Young's Modulus of Elasticity

    Y - Yield Strength

    H - Hardness Resistance of metal to plastic deformation, usually by indentation

    H ~ 3Y (metals)

    - Poissons ratio

    = - trans/ longitudinal

    = L/Lhttp://silver.neep.wisc.edu/~lakes/PoissonIntro.html

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    18

    Sliding Friction Physics Real Contact Hertz

    1880s

    R1

    R2

    W

    Elastic Real Area of Contact, Are

    3/2

    *

    4

    3

    =

    E

    WRAre

    21

    111

    RRR+=

    2

    2

    2

    1

    2

    1

    *

    111

    EEE

    +

    =

    1857-1894

    Heinrich Hertz

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    19Sliding Friction Physics Real Contact

    3/2

    *4

    3

    =

    E

    WR

    Are

    In words

    Smaller Asperity Radii Smaller real area

    Larger Elastic Modulus Smaller real area

    GPaEsteel 200

    1 GPa = 1x 109

    N/M2

    = 1.45 x 105

    psi

    GPaElead 15

    GPaESiC 500

    GPaErubber 001.0

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    20Sliding Friction Physics Real Contact

    Greenwood & Williamson - 1966

    W

    Aa Apparent Area

    Aa

    W

    Asperities of same radiiAsperities of random distribution of heights (e.g. Gaussian, exponential etc..)

    Asperities separated no interaction

    Exponential Distribution success!!

    2/1

    *

    R

    E

    WAre

    W - force applied

    E*- composite Elastic Modulus

    R summit radius of curvature

    is the standard deviation of the peak heights

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    21Sliding Friction Physics Real Contact

    Greenwood Williamson - 1966

    W

    Aa

    W

    Recall:Ffe= Ares (s is shear strength of junctions)

    Substituting for Are

    Ffe~ W

    Ffe has no dependence on Apparent Area

    Consistent with Amonton

    2/1

    *

    R

    E

    WsFfe

    Aa

    22

    http://images.google.com/imgres?imgurl=http://www.sosnet.com/images/apc/Checkmark.jpg&imgrefurl=http://www.sosnet.com/apc.10.checklist.asp&h=194&w=200&sz=4&tbnid=K74tR5bxmyYJ:&tbnh=96&tbnw=99&hl=en&start=1&prev=/images%3Fq%3Dcheckmark%26hl%3Den%26lr%3Dlang_en%26safe%3Doff%26sa%3DGhttp://images.google.com/imgres?imgurl=http://www.sosnet.com/images/apc/Checkmark.jpg&imgrefurl=http://www.sosnet.com/apc.10.checklist.asp&h=194&w=200&sz=4&tbnid=K74tR5bxmyYJ:&tbnh=96&tbnw=99&hl=en&start=1&prev=/images%3Fq%3Dcheckmark%26hl%3Den%26lr%3Dlang_en%26safe%3Doff%26sa%3DG
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    22

    2/1

    *

    R

    EWAre

    Dry Friction Physics Real Contact

    Greenwood Williamson - 1966

    In Words

    Larger the applied force larger real area of contact (friction )

    Larger Elastic Modulus smaller area of contact (friction)

    Larger Summit Radii larger area of contact (friction)

    Larger the roughness smaller area of contact (friction)*

    Ffe= Ares

    Friction ~ shear strength of the real regions of contact

    * elastic domain

    23

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    23Sliding Friction Physics Real Contact

    Greenwood Williamson 1966

    1) Only Exponential law gives Laws of Friction results

    2) Other frictional mechanisms (e.g. plowing) not considered

    3) Asperity on asperity/ resolution - reality

    4) Assumes elastic contact only next step is plasticity

    Laws of friction follows since all surfaces have textureThe mean asperity real contact area is independent of applied force -Exp dist onlyRThe mean asperity real pressure very weak dependence on applied force -Exp dist onlyE*(/R)1/2The number of contacts are proportional to applied force -Exp Dist only W/(E*(3R)1/2)

    Good News

    Bad News

    24

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    24Sliding Friction Physics Elastic and Plastic

    Greenwood & Williamson 1966

    2/1

    *

    R

    EWAre Arp= W/H

    Pure ElasticPure Plastic

    Plastic deformation will begin when the pressure at the asperity is greater than H.

    Calculate for various distribution (e.g. Exp) the probability of plastic deformation

    ...),( Wf

    A

    A

    re

    rp=

    2

    1*

    =

    RH

    E Plasticity Index

    (very weak dependence on W)

    H- hardness of lowest hardness surface at interface

    25

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    25

    2

    1*

    =

    RH

    E

    rA

    2/1

    *

    R

    E

    WAre

    Arp= W/H

    1.00.6

    Sliding Friction Physics Elastic and Plastic

    Greenwood Williamson 1966

    1.0 plastic regime, lower Ar,but..deformation, wear etc. eventually back to elastic regime or

    .scoring scuffing galling failure etc..

    26

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    26

    Sliding Friction Physics Elastic and Plastic

    Greenwood Williamson 1966

    2

    1*

    =

    RH

    E

    160 nm

    R 10 um

    100 nmR 70 um

    Likely - Elastic Deformation Likely - Plastic Deformation

    27

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    27Sliding Friction Physics Reset Real Area of Contact

    2/1

    *

    R

    E

    WAre

    Arp= W/H

    Elastic Mode

    Plastic Mode2

    1*

    = RH

    E

    Plasticity Index - Predicts Elastic or Plastic

    Friction relates to the Adhesion between surfaces at the real area of contact.

    Adhesion chemical bonds, mechanical, etctotally different/new field

    Ffp = Arps (s is shear strength of junctions)

    Recall (pure plastic):Arp= W/H so Ffp= W(s/H) ap=s/H

    Ffe= Ares (s is shear strength of junctions)Recall (pure elastic):

    2/1

    *

    R

    E

    WAre

    sWE

    RFfe

    2/1

    2*

    2/1

    2*

    E

    Rsae

    28

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    28Dry Friction Physics Elastic and Plastic - Models

    AF- Abbot Firestone 1933 Pure Plastic (Truncation Model)

    GW Greenwood and Williamson 1966- Elastic only spherical contacts etc.

    CEB Cheng, Etsion, Bogy 1987 Elastic/Plastic

    KE Kogut and Etsion 2004 - Elastic/Plastic and tangential loading effects

    Jamari and Schipper 2006 Elastic/Plastic Ellipsoids asperities

    J. Jamari and D.J. Schipper, An elastic-plastic contact model of ellipsoid bodies, Tribology Letters, Vol. 21 No. 3 march 2006.

    F=external Load

    P=Aspertiy Contact Force

    Fs=Total Adhesive Force

    Qmax-Static Friction Force

    29

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    29Friction Physics Rough Surface Contacts

    C.Y. Poon and R. S. Sayles, The Classification of rough surface contacts in relation to tribology, J. Phys D: Appl.

    Phys. 25 (1992) A249-A256

    FrictionCoefficient

    30 Sliding Friction Engine Val e Train Components

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    30

    2

    1

    *

    =

    RH

    E

    rA

    2/1

    *

    R

    E

    WAre

    Arp= W/H

    1.00.6Unworn

    high friction - deformation

    Worn- run-in

    Minimal frictionVery worn

    high friction larger Aradhesion

    Sliding Friction -- Engine- Valve Train Components

    31

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    31

    Sliding Friction

    Transmission Components

    2/1

    *

    R

    E

    WAre

    32

    http://images.google.com/imgres?imgurl=http://energyoneclutches.com/images/P/BB-21.jpg&imgrefurl=http://www.energyoneclutches.com/product.php%3Fproductid%3D23%26cat%3D3%26page%3D1&usg=__2jNB3rq5L-m0ZJOlJMLIyyyQ2nY=&h=256&w=500&sz=28&hl=en&start=50&sig2=SHSjDyTp8b0uOESaslV1hw&tbnid=xDxq6uORixbHUM:&tbnh=67&tbnw=130&ei=jqVeSeT1C4P8MqjF-JII&prev=/images%3Fq%3Dclutch%2Bfriction%2Bplate%26start%3D40%26gbv%3D2%26ndsp%3D20%26hl%3Den%26sa%3DN
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    32

    Sliding Friction Physics Plowing Term

    )tan(2=d Assumes isotropic material

    Gear Surface 6 degd0.06

    Bharat Bhushan, (2002), Introduction to Tribology, John Wiley & Sons, New York

    100:1 Vertical Magnification

    33

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    33

    Sliding Friction Physics Plowing Term

    Plowing Term Not that big for typical machined surface textures

    But! - debris and wear particlesanother story

    Sand Particle (Ottawa 16) Slope ~ 30 degd0.36

    Also --Sandpaper, brake pads etc

    34

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    34

    Sa: In spec

    Sdq: Low

    Sa: In spec

    Sdq: High

    Problem: Brake Rotor Sa inspec some work ..some have NVH issues

    Solution: Quantify the surfaces Spec additional texture parameters qSolution: Identify cause of texture variation..(materials? tools? setup?)

    Glenn R. Weier, Kelsey Hayes 1995

    Sliding Friction Physics Plowing Term

    dydxy

    yxZLy

    x

    yxZLx

    ASdq

    2),(

    0

    2),(

    0

    1

    +

    =

    Sdq: Root-Mean Square Surface Slope

    35 Sliding Friction Physics Surface Texture

    http://images.google.com/imgres?imgurl=http://www.roverparts.com/images/jaguar/JLM1305_Brake_Rotor_Front.jpg&imgrefurl=http://www.roverparts.com/Model/Jaguar.cfm&h=234&w=250&sz=4&hl=en&start=3&tbnid=owVawqxl7BC6sM:&tbnh=104&tbnw=111&prev=/images%3Fq%3Dbrake%2Brotor%26ndsp%3D18%26svnum%3D10%26hl%3Den%26safe%3Doff%26sa%3DN
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    Sliding Friction Physics Surface Texture

    Bottom Line What is the connection between Surface Texture and Friction?

    1) Friction - adhesion at the real area of contact

    2) Friction - the deformation of asperities

    2) Friction - plowing of the harder asperities into the softer material

    Other Texture Parameters can relate to the real area of contact/asperity slope

    ..this has been the source of confusion/speculation/empirical work

    Surfaces are not a nice distribution of asperities of radius R

    36

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    Kotwal, C.A. and Bhuhsan, B. (1996) Contact Analysis of Non-Gaussian Surface for

    Minimum Static and Kinetic Friction and Wear Tribol. Trans. 39, 890-898elastic limit

    Sliding Friction Physics Surface Texture Parameters

    Ssk Sku

    Sku=3.0 Ssk=0.0

    Ssk 0.0Sku< 3.0 Sku> 3.0

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    38C li d B Fi i h d Th i Eff t Oil C ti

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    Cylinder Bore Finishes and Their Effect on Oil Consumption

    Stephen H. Hill,

    SAE, 2001-01-3550

    LD=Production Gasoline Auto Engines

    Units in um unless specified

    CylinderBore

    Best predictor of Oil Consumption, Vo,

    Vo = Svk(100-Mr2)/200

    Careful of Vo units etc.

    39Sliding Friction Ph sics S rface Te t re Parameters

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    Sliding Friction Physics Surface Texture Parameters

    Functional Bearing Area Parameters .. Spk, Sk, Svk....

    40

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    K

    S

    SS

    SS

    SSSI

    z

    ask

    smvk

    pk

    k +

    =

    1log

    SI = Surface Index for TFM

    SIW SI for Optical Profiler

    SIT SI for Stylus ProfilerLargest SI Worst TFM

    K for optical or stylus

    Tribology Transactions, 51: 784-789, 2008

    41Effect of Roughness Parameter and Grinding Angle on Coefficient of

    http://images.google.com/imgres?imgurl=http://www.northernautoparts.com/Images/Uploaded/BRM_Flex_hone/After_Flex_Hone_A400pxl.jpg&imgrefurl=http://www.northernautoparts.com/ProductDetail.cfm%3FProductId%3D2645&usg=__jRgxakz-gE67QPzETdo6IdC4faY=&h=503&w=400&sz=82&hl=en&start=8&sig2=uY3lUyiHobe6OxG06psrJA&tbnid=F8M4_p6aJAyUqM:&tbnh=130&tbnw=103&ei=ojekScbbFpXlmQeMzsi0Bg&prev=/images%3Fq%3Dtorn%2Band%2Bfolded%2Bmetal%26gbv%3D2%26hl%3Den%26sa%3DG
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    Effect of Roughness Parameter and Grinding Angle on Coefficient of

    Friction When Sliding os Al-Mg Alloy over EN8 SteelPradeep L. Menezes Kishore and Satish V. Kailas,

    ASME Journal of Tribology, October 2006, Vol 128. p 697-704

    Thecoefficient of friction and transfer layer formation were observed to dependprimarily on the direction of the grinding marks of the harder mating surface andindependent of the surface roughness of harder mating surface.

    Direction of Motion

    42 Modeling and Optimizing Honing Texture for Reduced Friction in Internal

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    Modeling and Optimizing Honing Texture for Reduced Friction in Internal

    Combustion Engines

    Jeffrey Jocsak, Yong Li, Tian Tain and Victor K. Wong

    SAE, 2006-01-0647MIT-Ring-Pack Simulation Program

    Reduce Cross Hatch Angle -reduces friction (less asperity contact/more hydrodynamic lift)

    However, -Tradeoff- As reduce cross hatch angle increase risk of scuffing (TDC) / oil consumption

    u

    u

    =

    0=

    h

    Friction

    43 Sliding Friction 3D Texture Directional Analysis

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    Cross Hatch Angle Analysis

    Sliding Friction 3D Texture Directional Analysis

    44

    C l i Slidi F i i d S f T

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    Conclusion Sliding Friction and Surface Texture

    Friction relates to adhesion of surfaces at points of real contact

    .Real area of contact relates to surface texture

    Friction relates to deformation / plowing asperity shape/slope

    Asperity Shape/Slope relates to surface texture

    The challenge is choosing the right lateral/height resolution

    for measurement and the appropriate texture parameters torelate to friction and then to optimize for desired friction

    What is clear, is that the study of surface roughness continues to get more

    complicated and that we are a long way from understanding it.

    J. A. Greenwood (1992)

    I.L. Singer and H.M. Pollock (eds.) Fundamentals of Friction: Macroscopic and

    Microscopic Processes 57-76 1992 Kluwer Academic Publishers, Netherlands.