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    Contents:

    0 Introduction

    I Concepts and Materials

    I.1 Chemistry of Carbon

    I.1.a Hybrid orbitals

    I.1.b The benzene ring

    I.1.c Conjugated molecules

    I.2 Examples of organic semiconductors

    I.3 Excitations in organic semiconductors

    I.3.a Polarons and excitons

    I.3.b Light emission from organic molecules

    I.3.c Controlling the bandgap

    I.4 Charge carrier injection

    II Organic semiconductor applications and devices

    II.1 Synthetic Metals

    III.1.a Water- based synthetic metals

    III.1.b Applications of synthetic metals

    II.2 Organic field effect transistors

    III.2.a Description of organic FET operation

    III.2.b Requirements on OFET materials

    II.3 Organic light emitting devices

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    II.3.a Overview over basic phenomena

    II.3.b Bipolar carrier injection

    III.4.c Exciton formation

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    0 Introduction

    Knowledge of the following concepts and terms

    from solid state physics is essential and will bepresumed:

    Metal, semiconductor, Fermi level, work function,

    conduction band, valence band, band gap, doping,

    hole, chemical / electrochemical potential, wave

    vector, quasiparticle, polaron, (Wannier)

    exciton, conductivity, (positive / negative)temperature coefficient (PTC / NTC).

    Please read up in a solid state physics textbook

    about any of these concepts you feel you are not

    familiar with.

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    I.1 Chemistry of Carbon (C)

    For our context, the key difference between

    organic and inorganic solid matter is that

    excitations in inorganic matter are delocalised

    and best described by a wave vector k, while in

    organic matter, excitations usually are localised

    and k is not a good quantum number. To understand

    organic semiconductors (and, maybe synthetic

    metals?), we have to understand how something

    like a bandgap can arise within a single

    molecule. The key to this understanding lies in

    the chemistry of carbon.

    The most common carbon isotope is 12C (nucleus has

    6 neutrons, 6 protons), but there is a natural

    abundance of 1.2% the 13C isotope with 7 neutrons,

    6 protons. This has a nuclear magnetic momentum,

    which is used in NMR. In atomic carbon, the 6

    electrons occupy the following orbitals, table

    I.1:

    Table I.1

    Orbital: 1s 2s 2px 2py 2pz

    No. of electrons: 2 2 1 1 0

    Table I.1: Electronic configuration of carbon. 1smeans principle quantum number (QN) n=1, Orbital

    QN l = 0, consequently magnetic QN 0; 2 electrons

    go into 1s due to 2 spins. Briefly, this is

    written as 1s22s

    22p

    2.

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    I.1.a Hybrid orbitals

    Carbon, like most chemical elements, forms

    covalent bonds. The driving force for chemical

    reaction is the desire to share electrons between

    different atoms to complete electronic shells.Thus, usually,

    Atomic Orbitals Molecular Orbitals

    Carbon should form 2 bonds to add 2 electrons to

    complete the vacancies in the two incomplete p

    orbitals (px and py): Carbon should be divalent(form 2 single bonds).

    In reality, carbon forms 4 bonds. In C (and some

    other atoms), chemical bonding proceeds via

    intermediate steps: Promotion and

    Hybridisation:

    Atomic orbitals Hybrid Orbitals MolecularOrbitals

    For hybridisation, carbon promotes one 2s

    electron into the empty pz orbital, we arrive at

    1s22s12p3. Then, C combines (hybridizes) the

    remaining 2s electron and either:

    three 2p orbitals sp3 hybrids

    or two 2p orbitals sp2 hybrids

    or one 2p orbital sp hybrid

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    sp3

    hybrid orbitals have 4 fingers pointing

    into space symmetrically, i.e. into the corners

    of a tetraeder. The angle between the fingers

    is 109.5o. In this form, C can form 4 bonds, e.g.

    by sharing electrons with Hydrogens 1s shell:CH

    4(methane), or with other sp

    3carbon (e.g. H

    3C-

    CH3, ethane). The C-C bond in ethane is called a bond. bonds are very strong: Diamond consistsof carbon held together by bonds entirely.

    sp2hybrid orbitals have 3 fingers in a plane,

    with 120

    o

    to each other, plus one remaining porbital perpendicular to the plane. In this form,

    C needs another sp2 hybrid C to form a molecule,

    e.g. H2C=CH2: 2 of the 3 fingers of each C bond

    to H, as before, the third overlaps with another

    C sp2 orbital to form a bond ( bond). The

    remaining p orbitals of either C overlap, as

    well, to form another carbon/carbon bond, the so-

    called bond. (1+1 bond: Carbon double bond)This is a weaker bond, and the respective orbital

    is more delocalized, i.e. occupies relatively

    large space rather far away from its original

    carbon.

    sp hybrid orbitals have 2 fingers along one

    axis (say, x) 180

    o

    to each other, plus 2remaining p orbitals (along y and z axis). In

    this form, C can bond e.g. with 2 H and another

    sp hybrid. It forms one bond between the sp

    orbitals, plus the remaining 2 p orbitals of each

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    molecule overlap to form two bonds (carbon

    triple bond). This is Ethene (acetylene), HCCH.

    The bond lengths are: C-C 1.45 , C=C 1.33 ,

    CC z

    (1 = 10-10 m)

    I.1.b The Benzene ring

    sp2 hybrid orbitals have an angle of 120o

    with

    respect to each other. Hence, by -bonding 6 sp2

    carbons we can form a regular hexagon. Each Cwill form 2 bonds, one with each of its

    neighbours. There remains one sp2 orbital per C

    to be capped, e.g. by a H. The remaining p

    orbitals will again overlap to form bonds. The

    resultingbenzene molecule may look like shown in

    Fig. I.1:

    Fig. I.1: The two possible borderline

    structures of benzene.

    It is not quite clear where the bonds should

    be. In reality, a quantum mechanical

    superposition of the two borderline states is

    adopted, wherein it is impossible to assign

    double bonds: The electrons are completely

    Or

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    delocalized to form a cloud that spans the

    entire molecule.

    Fig. I.2: The structure of benzene. The side of a

    ring is 1.39 in length, intermediate between C-

    C and C=C bond lengths.

    The benzene ring is one of the most important and

    versatile building blocks of organic chemistry.

    Its delocalized electrons have remarkable

    properties with respect to their interaction with

    light, and many molecules containing benzene

    rings can donate or accept electrical charges

    with relative ease. Much of molecular physics,

    including organic semiconductor physics, is

    concerned with molecules containing benzene

    rings.

    I.1.c Conjugated Molecules

    The benzene ring is the prototype of conjugated

    molecules, that is molecules with alternating

    single/double or single/triple carbon bonds. In

    conjugated molecules, electrons delocalize

    = 1 /2

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    throughout the entire molecule and are relatively

    loosely bound.

    We can think of conjugated molecules being built

    step-by-step by binding hybridised carbons

    together (linear combination of atomic orbitals,

    LCAO). In the molecular orbitals (MO)

    description, we instead imagine a given, rigid

    set of points at which atomic nuclei are fixed,

    and fill that skeleton with electrons to arrive

    at the molecule. The LCAO and MO approach

    correspond to two schools of quantumchemistry/computer simulation. Both approaches,

    of course, should lead to the same molecules, but

    in the MO picture, the correspondence to

    semiconductors is easier to see. We have to put N

    electrons into the molecule to balance N positive

    charges. The first electrons will cluster closely

    to the atomic nuclei, resulting in almost

    undisturbed atomic orbitals that is equivalentto saying that e.g. the carbon 1s electrons do

    not participate in chemical bonds. But the last

    few electrons will go into what we have called

    delocalized orbitals. Although we can trace

    orbitals to the hybridised atomic orbitals of

    carbon, we have seen that in a conjugated

    molecule, they may delocalize far from their

    original carbon hence, for the cloud, the

    MO picture is more appealing.

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    Here follows a reference list of conjugated

    molecules and polymers, which are of importance

    in the field of organic semiconductors, together

    with acronyms by which they will be referred to

    throughout this text. The sheer length of this(hopelessly incomplete!) list underscores one of

    the key assets of organic semiconductors: The

    practically unlimited diversity of synthetic

    organic chemistry allows tailoring materials with

    a large property portfolio.

    Historically, the organic semiconductordiscipline distinguishes between polymeric and

    low molecular weight organic semiconductors.

    This distinction is nowadays blurred due to the

    advent of a number of hybrid materials, that

    combine properties and attributes of low-

    molecular weight and polymeric materials. A few

    examples of these are included in the following

    list, table I.2. We will refer to these materialsthroughout the text, often with their acronyms

    only as given in table I.2.

    Table I.2

    a.) Low molecular weight organicsemiconductors

    S

    S

    S

    S

    S

    S6T

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    Pentacene

    Perylene

    N

    CH3

    N

    CH3

    TPD

    O

    NN

    PBD

    C60

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    N

    O

    Al

    N

    O

    N O

    Alq3

    N

    PtN N

    N

    PtOEP

    N

    S

    2

    IrO

    O

    btpacac

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    N

    N

    Eu

    O

    O 3

    ADS053RE

    N

    S

    C7H15O

    SC12H25 7O-PBT-S12

    S

    S

    S

    S

    S S

    C6H13

    C6H13

    C6H13

    C6H13

    C6H13

    C6H13 HHTT

    N

    N

    O

    OH

    OABTo

    Ru

    N

    N

    O

    OH

    OABTo

    N

    N

    S

    S

    N

    Ru

    N

    N

    O

    OH

    O

    ABTo

    N

    O

    ABTo

    N

    N S

    S

    S

    N3 Black dye

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    O

    NO2

    O2N

    O2N

    TNF

    b.) polymeric organic semiconductors

    *

    *n

    PPV

    MEH-PPV

    C

    N

    n CN-PPV

    * *n

    PPE

    O

    O

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    ** n

    PPP

    MeLPPP

    S

    R

    * *n

    PAT

    SS *n

    PTV

    PTAA

    N

    n

    H3C

    H3C

    C10H21

    C10H21

    * *

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    R R

    ** n

    PF

    C8H17 C8H17

    *

    N N

    S

    *n

    F8BT

    C8H17 C8H17

    *S

    S

    *n

    F8T2

    c.) hybrid materials

    N

    **n

    PVK

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    N

    N

    N N

    ST 638

    sQP

    N N

    O(CH2)n

    O

    O

    (H2C)nO

    O

    O

    oxTPD

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    N

    NDSB Dendron

    (G2)

    d.) synthetic metals

    *

    *n

    PA

    **n

    PDA

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    NH

    N

    N

    NH

    PAni

    S*

    *

    OO

    n

    PEDOT

    Table I.2: A selection of organic semiconductors

    and synthetic metals.

    Let us briefly discuss the attributes of the

    listed materials immediately. This discussion

    will preview many of the topics that are

    introduced more systematically later in thedescription of organic semiconductor devices;

    nevertheless the reader is invited to immerse

    her/himself into the fascinating world of

    molecular diversity at this stage.

    a.) low molecular weight materials:

    Hexithiophene (6T), Pentacene, Perylene, and TPD

    (N,N'-bis-(m-tolyl)-N,N'diphenyl-1,1-biphenyl-

    4,4'-diamine) are hole transporting and more or

    less strongly fluorescent organic semiconductors

    (Perylene more, 6T and TPD less). 6T is one

    representative of the thiophene family of organic

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    semiconductors, which are known for their fast

    hole mobilities and are often used in organic

    transistors. PBD (2-(biphenyl-4-yl)-5-(4-tert-

    butylphenyl)-1,3,4-oxadiazole) is an electron

    conductor. Both TPD and PBD have been used ascarrier injection layers in multilayer device

    architectures. C60 is a material with very high

    electron affinity, and C60

    derivatives have been

    used as electron acceptors in organic

    photovoltaic devices. However, electron transport

    in C60 is very sensitive to even traces of oxygen,

    which limits its practical potential. Alq3

    (tris(8-quinolinolato)aluminum(III)) is an

    organometallic Al chelate complex with efficient

    green electroluminescence and remarkable

    stability. Alq3 was used as the emissive material

    in the first double layer organic light- emitting

    device. PtOEP is a red phosphorescent porphyrine

    derivative. The central Pt atom facilitates spin-

    orbit coupling that allows light emission from

    triplet excitons. btp2Ir(acac) (bis(2-(2'-

    benzothienyl)-pyridinato-N,C-3')

    iridiumacetylacetonate) is a representative of a

    family of highly efficient phosphors that have

    been used successfully as triplet- harvesting

    emitters in efficient electrophosphorescent

    devices. ADS053 RE is a trade name for the red-

    emitting organolanthanideTris(dinapthoylmethane)mono (phenanthroline)-

    europium(III). Organolanthanides transfer both

    singlet- and triplet excitons to an excited

    atomic state of the central lanthanide, resulting

    in very narrow emission lines, i.e. spectrally

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    pure colours (here, the 612 nm red line of

    Europium). 7O-PBT-S12 and HHTT are hole-

    transporting calamitic and discotic liquid

    crystals, respectively. Due to the stacking of

    conjugated cores in smectic (7O-PBT-S12) and somediscotic (HHTT) liquid crystalline phases, both

    can display rather high charge carrier

    mobilities. N3 and black dye are

    organometallic dyes with broad absorption spectra

    spanning the red and near infrared, which are

    often used for the harvesting of solar photons in

    dye- sensitized photovoltaic cells (Grtzel

    cells). Trinitrofluorenone (TNF) is often used

    as electron acceptor for the formation of charge

    transfer complexes with conjugated molecules.

    b.) polymeric organic semiconductors

    Poly(para-phenylene vinylene) PPV played an

    outstanding role in the development of organic

    electroluminescence. MEH- PPV and Cyano- PPV (CN-

    PPV) are sidechain- substituted PPVs. Sidechains

    promote solubility and also can change the

    bandgap, and the type of transported charge

    carrier. Poly(phenylene ethynylene) PPE and

    poly(para phenylene) PPP are variations on a

    similar theme. Methylated ladder- type PPP

    (MeLPPP) is similar to PPP, but with all backbonerings forced to be coplanar. PPVs, PPP, PPE, and

    MeLPPP have been explored extensively in organic

    light emitting devics. Poly(alkylated thiophene)

    (PAT) and poly(thienylene vinylene) (PTV) are

    less emissive, but have higher hole mobilities

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    and low ionisation potentials, which qualifies

    them for use in organic field effect transistors.

    However, thiophene- containing materials are

    generally sensitive to oxygen, which for

    practical organic transistor applications can notbe excluded. Instead, variations of

    poly(triarylamine) (PTAA) are being developed for

    hole- transporting transistors. Polyfluorene (PF)

    is a blue emitter that has recently competed

    successfully with PPV as organic light emitting

    material. Typically, PF is copolymerized rather

    than sidechain- substituted to modify its

    properties. F8BT is an electron transporter and

    efficient green emitter. F8T2 is a hole

    transporter that works well in transistors. PF,

    F8BT, and F8T2 also display interesting liquid

    crystalline phases.

    c.) hybrid materials:

    Poly(vinyl carbazole) PVK is historically one of

    the first (the first?) polymeric organic

    semiconductors. PVK clearly is a polymeric

    material, with the film forming and morphological

    properties typical of polymers. However, the

    semiconducting carbazole units dangle laterally

    from a non- conjugated backbone, and are isolated

    from each other. The electronic properties of PVKare therefore very similar to those of low

    molecular weight carbazole. PVK is used in

    photocopiers, and was the first polymer for which

    electroluminescence (EL) was reported. ST 638 is

    the tradename for 4,4,4-Tris(N-(1-naphthyl)-N-

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    phenyl-amino)-triphenylamine. This is a low

    molecular weight material, but due to its

    sterically hindred starburst architecture it

    has a very high glass transition temperature and

    does typically not crystallise when spincast fromsolution, but forms a glassy film, like many

    polymers. The glassy morphology has considerable

    advantages for device applications; a tendency to

    crystallise is a major problem with hole

    transporting small molecules such as TPD. The

    same structural theme was employed for the design

    of electron transporting starburst- type

    phenylquinoxalines (not shown here). Another

    structural theme that can be used to suppress

    crystallisation in non- polymeric materials is

    the use of spiro- links between two (or more)

    para-phenylene units, here exemplified by a

    spiro- linked pair of quaterphenyls (sQP). Note

    the cross- shaped 3- dimensional architecture of

    spiro compounds that is difficult to sketch on

    paper. oxTPD is clearly a low- molecular weight

    compound, but via the oxetane functions that are

    attached with flexible spacers it can be

    crosslinked in- situ with the help of a suitable

    (photo)initiator. The result is a highly

    crosslinked, inert hole transporting film with no

    crystallisation tendency that has been used

    successfully in multilayer devices. NDSB Dendron(G2) is a second generation, nitrogen- cored

    distyryl benzene dendrimer. The core displays

    visible absorption and emission, the meta- linked

    dendronic sidegroups have a bandgap in the UV and

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    for the purposes of charge injection, transport,

    and light emission can be considered as inert.

    d.) synthetic metals:

    The distinction between organic semiconductors

    and synthetic metals is somewhat arbitrary, as

    the synthetic metals shown here are in the

    undoped state, when they display semiconducting

    rather than metallic or quasimetallic properties.

    Metallic properties are observed only after

    chemical doping. PA (poly(acetylene)) is the

    classic example, the (chance) discovery thatiodine- doped PA displays metallic conductivity

    was a milestone discovery that earned the 2000

    chemistry Nobel prize. Poly(diacetylene) (PDA)

    has a widely tunable bandgap if substituted with

    suitable sidegroups. Both PA and PDA are of

    historic, but no longer of practical interest.

    Poly(aniline) (PAni, here shown as emeraldine

    base) and poly(3,4-ethylenedioxythiophene) PEDOT

    are more modern developments. These are made

    metallic by acid- rather than redox doping.

    Water- based PAni and PEDOT preparations are now

    commercially available. PEDOT that is acid- doped

    with poly(styrene sulfonic acid) (PSS)

    (PEDOT/PSS) is now very popular in the OLED

    community to modify (or replace) the commonlyused transparent ITO anodes.

    As a general remark on the above list of

    materials, it is very important to keep in mind

    that materials that nominally are the same often

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    show very different performance in devices.

    Device performance can be very sensitive to low

    levels of impurities and/or chemical defects, and

    often, different chemical routes that lead to the

    same material introduce different levels andtypes of defects and/or impurities. Experience

    shows that the Gilch route is superior to Wittig,

    Horner, and Stille coupling for high quality

    poly(arylenevinylene)s, while Suzuki coupling is

    to be preferred over Yamamoto or Kovacic coupling

    for poly(arylene)s. The highest regioregularity

    in poly(alkylthiophene)s are achieved with the

    help of Rieke Zinc. Companies or research groups

    that are able to provide conjugated materials in

    the quality required for practical devices are

    few and far between. Even if chemistry is

    ideal, the same material can still display very

    different properties when prepared in different

    ways. The solvent and casting method used for

    solution processing, or deposition rate, type and

    temperature of substrate for evaporated films,

    thermal treatment cycles, and the presence or

    absence of even trace amounts of oxygen and/or

    water can have a decisive impact on the resulting

    device.

    I.3 Excitations in organic semiconductors

    In any semiconductor application, the material

    will not be in its ground state. To transport

    charge, and/or emit light, the semiconductor

    needs to sustain excitations, and in the case of

    charge transport, these excitations also need to

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    illustrates that in the format of a chemical

    reaction:

    Eq. I.1: DIp

    D+

    + e

    A + e Ea A

    Ip

    and Ea

    are conceptually closely related to

    electrochemical Redox potentials. The main

    difference is that Ip and Ea are defined with

    respect to electrons in vacuum, while Redox

    potentials are normalised with respect toelectrons in a reference electrode.

    Experimentally it is much more common to measure

    a molecules Redox potentials with a technique

    called cyclic voltammetry (CV).

    Note that in a metal, there is only one frontier

    orbital, namely the Fermi level EF

    . The energy

    required to remove an electron from a metal is

    called work function . As the frontier orbitalin a metal is the Fermi level, the nave

    expectation is = - EF. This expectation,

    however, is not met. The work function is a

    surface property, while the Fermi level is a bulk

    property. For a more detailed discussion, see

    [T4, Ch. 18]. As a practical consequence, when

    two metals are in contact, their Fermi levels

    will equilibrate, but the work functions will

    not. Instead, the work function will be that of

    the metal that constitutes the particular surface

    through which the electron leaves the metal.

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    As a practically important example for an organic

    radical ion, a neutral and a positively charged

    polythiophene segment are sketched in Fig. I.3.

    Note how the missing electron (hole) leads to a

    redistribution of the -bonds and hence, to

    different bond lengths, bond angles, and nuclear

    positions.

    Fig. I.3: A polythiophene segment and the derived

    radical cation. See [T1, Ch. 14] for moreinformation.

    Apart from polarons, the most important

    excitation in an organic semiconductor is known

    as exciton. This can be visualized as an electron

    that is removed from the HOMO, but is placed into

    the LUMO instead of being removed entirely. Atypical way of lifting an electron from the

    HOMO into the LUMO is via the absorption of a

    photon. Note that the exciton is electrically

    neutral. Alternatively, an exciton can result

    S S

    S

    S

    S

    SS

    SS

    S

    S

    S S

    S

    S

    S S

    S

    Holeinjection

    (oxidation)

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    from the combination of a hole- and an electron

    polaron.

    After exciton formation, the electronsredistribute into the excited * orbitals, which

    are also known as antibonding orbitals, as they

    destabilise the molecule. The strong bonds are

    crucial in keeping the molecule intact

    nevertheless: The presence of a - bonded

    backbone makes the difference between

    photophysics and photochemistry. Again, theexcitation leads to a related structural

    relaxation of the surrounding molecular geometry.

    Fig. I.4 shows the geometric relaxation and

    redistribution of electron density in an excited

    phenylene- vinylene segment:

    Excitation

    Fig.I.4: The transition from an aromatic,

    bonding phenylene- vinylene system to a

    quinoidal, antibonding * system on optical or

    electrical excitation.

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    The size of the exciton is about 3 repeat

    units, or 10 nm, and the exciton has clearly

    intramolecular, one- dimensional character. This

    makes organic excitons Frenkel excitons, while in

    inorganic semiconductors, excitons typically are

    more delocalised Wannier excitons. Due to the

    mutual attraction of electron and hole in the

    exciton, and structural relaxation of the

    molecule, the energy difference between the

    excitonic state and the ground state is lower

    than the difference between Ip

    and Ea

    suggests

    (which in turn is lower than the difference

    between HOMO and LUMO). This energy difference is

    known as exciton binding energy Eb. E

    bis larger

    in Frenkel than in Wannier excitons; typical

    organic (Frenkel) exciton binding energies are in

    the range 0.2 to 0.5 eV. Note how considerable

    ambiguity arises in the term bandgap when

    applied to organic semiconductors, which can meaneither the energy difference between LUMO and

    HOMO, or Ip- E

    a, or (I

    p E

    a) E

    b.

    Fig. I.5 gives an alternative, more schematic

    representation of the electronic ground state,

    radical ions (here called polarons), and excitons

    in organic semiconductors.

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    Fig. I.5: Level diagrams for excitations in

    organic semiconductors

    Fig. I.5 shows two different types of exciton,

    singlet and triplet excitons. The different types

    of excitons result from the fact that electrons

    as well as holes posses a spin. The quasiparticle

    exciton has an overall wavefunction that

    contains a spatial and a spin part, and the spin

    part of the wavefunction results from a

    combination of the respective electron- and hole

    spins in a way that is consistent with the basic

    LUMO

    HOMOGround state

    Holepolaron

    Electronpolaron

    Tripletexciton

    Singletexciton

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    rules of quantum mechanics, in particular the

    Pauli principle. There is three ways in which

    hole and electron spin can combine so that the

    resulting overall spin part of the wavefunction

    is symmetric under particle exchange, and hastotal spin S = 1 - namely >,>, and 1/2(>

    + >). Excitons with that property are called

    triplet excitons. One combination of spins,

    namely 1/2(> - >), results in a spin part

    of the wavefunction that is antisymmetric under

    particle exchange, and total spin S = 0. This

    combination is called a singlet exciton. Theproperties of excitons are summarised in table

    I.3:

    Table I.3

    Spin state ket S Sz

    symmetric(+)/

    antisymmetric(

    -)

    > 1 1 +> 1 -1 +

    1/2(> +>) 1 0 +1/2(> ->) 0 0 -Table I.3: The possible spin combinations (spin

    state kets) of electron / hole pairs (excitons),

    the resulting total spin, spin z- component, and

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    symmetry property under particle exchange.

    Excitons with a spin ket symmetric under particle

    exchange are triplet excitons, excitons with spin

    ket antisymmetric under particle exchange are

    singlet excitons.

    I.3.b Light emission from organic molecules

    In most simplistic terms, the absorption of a

    photon that has generated an exciton on an

    organic molecule can in some cases be reversed

    (ignoring some intermediate steps to be discussed

    below): The excited electron drops back from theLUMO into the HOMO, emitting a photon in the

    process. This phenomenon is known as

    fluorescence. Since excitons can also be

    generated electrically by the combination of

    polarons; this paves the way to organic

    electroluminescence (EL). First, we will discuss

    fluorescence in some detail, using a framework

    based on ground- state and excited state

    molecular orbitals. Then, we will return to

    discuss a striking difference between

    fluorescence and EL, which is best understood in

    the more schematic picture used in Fig. I.5.

    Fluorescence in the molecular orbitals picture

    The following diagram Fig. I.6 is used to discuss

    fluorescence in the MO picture. The two curves in

    the potential energy / distance diagram describe

    the ground state and first excited state of a

    chemical bond, with the equilibrium distance

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    being the bond length. Bond length is longer for

    the excited state due to the presence of

    antibonding * orbitals. The horizontal lines

    represent the vibrational states of the bonds.

    Nuclear distances oscillate around the

    equilibrium bond length within the limits of the

    intersection of the horizontal line with the

    potential curve. Vibrational levels are quantised

    with a vibronic spacing in the order 0.1 eV

    1100 K; consequently, at room temperature, almost

    all bonds are in the lowest vibronic level of the

    ground state. From there, they may be lifted intothe first excited state by absorption of a

    photon.

    Fig. I.6: Energy diagram for molecules in ground-

    and excited states, showing potential energy E

    vs. nuclear distance. See e.g. [T6, Ch. 17]

    E

    r

    S0

    S1

    R0 R1

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    The absorption process is governed by the Franck-

    Condon principle: Electronic transitions are much

    faster than nuclear rearrangement. Hence,

    transitions always occur vertically in the

    diagram, from ground state equilibrium position

    to the turning point of a vibrational mode of the

    excited state that is close to the ground state

    equilibrium distance. Transitions from the 0

    vibronic level of the ground state into the 0 / 1

    / 2 / vibronic level of the first excited state

    are known as 0-0 / 0-1 / 0-2 / transitions. The

    relative intensity of these is controlled by the

    overlap integral between the electronic ground

    state / vibronic ground state (0 vibronic state)

    wavefunction and excited state / vibronic state

    0, 1, 2, wavefunctions. The overlap integral can

    be separated into an electronic and a vibronic

    integral; the square of the vibronic integral is

    known as the Franck-Condon factor of thetransition. A detailed discussion is in [T6, Ch.

    17]. If the equilibrium bond lengths in the

    ground- and first excited state were equal, the

    0-0 transition would have unit Franck-Condon

    factor, and all higher vibronic transitions would

    have Franck-Condon factor zero, i.e. they would

    be forbidden. In reality, bond lengths for

    excited states are longer than for the groundstate, and higher vibronic transitions become

    allowed, the so- called vibronic satellites.

    Usually, however, the 0-0 transition will be the

    most intense.

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    In the excited state, there will be a rapid

    (order 10-12

    s), radiationless relaxation of the

    excited state into its lowest vibronic level,

    this is known as internal conversion. From there,

    the photon may be re- emitted after typically 1

    to 10 ns with a transition to the lowest vibronic

    level of the ground state (0-0 transition), the

    first vibrational state (0-1 transition), second

    vibrational state (0-2 transition), etc. Vibronicspacing is similar in ground- and excited state,

    therefore these often appear like mirror images.

    Fig. I.7 shows absorption- and fluorescence

    spectra of perylene as an example. Perylene is a

    molecule with pronounced vibronic satellites.

    Less rigid molecules, e.g. para- phenylenes,

    often do not show resolved vibronic sidebands,

    but a single, broadened peak.

    Fig. I.7: Absorption and emission spectra of

    perylene dissolved in cyclohexane. Both spectra

    are normalized to unit maximum peak. Note that

    when spectra are represented against a wavelength

    scale, absorption spectra appear on the left at

    0

    0.2

    0.4

    0.6

    0.8

    1

    0

    0.2

    0.4

    0.6

    0.8

    1

    300 350 400 450 500 550 600norma

    lise

    d

    absor

    bance

    (o

    )

    norm

    ali

    sedfl

    uor

    es

    cen

    ce

    (x

    )

    Wavelength [nm]

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    shorter wavelengths (higher energies), emission

    spectra on the right (lower energies). When

    represented against an energy or wavenumber

    scale, the situation is reversed.

    In Fig I.7, the 0-0 absorption and 0-0

    fluorescence peak at (virtually) the same

    wavelength, as it is expected from the previous

    discussion. In many cases, however, 0-0 emission

    is shifted by a few nm (order 5 to 10) to longer

    wavelength (lower energy). This phenomenon is

    known as Stokes shift. Stokes shift results fromthe interaction of molecules with their

    environment; we had so far considered isolated

    molecules. No details here.

    Either the onset of absorption, or the

    intersection of absorption and emission spectra

    in a normalised plot like Fig. I.7, is often

    called the optical bandgap. In the absence of

    Stokes shift, of course the intersection of

    absorption- and emission spectra occurs at the

    absorption / emission maximum.

    Perylene has a fluorescence quantum yield FL

    =

    0.94 in cyclohexane solution, and many modern

    conjugated polymers exceed 50 % quantum yield

    even in the solid state. However, some conjugated

    polymers display rather low fluorescence quantum

    yields.

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    In organic light emitting devices, light is

    generated not by the absorption of a photon, but

    by the combination of an electron- and a hole

    polaron: An electron in the LUMO and an electron

    vacancy (hole) in the HOMO can combine to form anexciton. The fluorescence emitted from an

    electrically generated exciton is called

    electroluminescence (EL). However, there is a

    fundamental difference between the formation of

    excitons by absorption of light, and by

    combination of polarons.

    When light is absorbed, only singlet excitons are

    formed, and all of them are in principle capable

    of fluorescence. The respective transition is

    denoted as S0S

    1transition (singlet ground state

    to singlet 1st

    excited state). Since the photon

    carries a unit h of orbital angular momentum L,

    S0 and S1 have orbital angular momentum quantum

    numbers l differing by 1 (one). Inversely, the

    S0S1 fluorescence transition does fulfil the

    selection rule l = 1. The photons orbital

    angular momentum provides the required angular

    momentum for the S0S1 transition; conversely,

    the S0S

    1transition provides the orbital angular

    momentum needed for photon emission. Such a

    transition is called dipole allowed.

    When excitons are generated electrically, naively

    only 1 in 4 excitons will be a singlet exciton

    (S1state). 3 out of 4 will be triplet excitons,

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    corresponding to the T0

    state. This is simply

    because there is 3 ways to combine 2 spins into a

    triplet state and only one way to combine them as

    a singlet. Both S0and T

    0have the same angular

    momentum quantum number l, hence l = 0 for theS

    0T

    0transition: The triplet- to- singlet

    transition is dipole forbidden. Triplets can not

    emit fluorescent light, because the necessary

    angular momentum h can not be supplied from the

    orbital angular momentum difference between

    excited and ground state. Obviously, it is bad

    news for organic electroluminescence that

    apparently only 1 in 4 electrically generated

    excitons can emit light.

    However, T0

    does carry angular momentum in its

    spin: Remember triplet excitons have total spin S

    = 1, singlets 0. In some molecules, triplet spin

    angular momentum can be transferred to a photons

    orbital angular momentum. The conversion of spin

    into orbital angular momentum is facilitated by

    the interaction of the magnetic fields that both

    electron spin and orbital angular momentum

    generate. These fields interact with each other,

    and interaction is proportional to the product of

    orbital and spin angular momentum, L.S. This

    interaction is therefore known as spin- orbit orLS coupling. The emission of light from T

    0 via LS

    coupling is known as phosphorescence. To have

    strong LS coupling, we need to incorporate atoms

    into our molecules that have filled atomic shells

    with high orbital quantum number l. This will

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    generally be heavy atoms (i.e., heavier than

    carbon). Phosphorus may work the clue is in the

    name but modern phosphors used in organic EL

    are heavy metal organometallic complexes using

    e.g. Iridium.

    I.3.c Controlling the bandgap

    In the previous chapter, we have seen how the

    characteristic vibronic structure of organic

    spectra arises. However, the overall location of

    absorption- and emission of a semiconductor are

    controlled by the size of its bandgap. Theperceived colour of light, in turn, is controlled

    by the location of the emission band within the

    visible spectrum. In particular for full- colour

    displays, as well as for photovoltaics, the

    control of the bandgap is a key requirement.

    Synthetic chemistry is extremely versatile in

    manipulating molecular architecture in a way that

    allows bandgap tuning throughout the visible

    spectrum. Bandgaps reduced or increased by

    molecular engineering are often referred to as

    redshifted andblueshifted, respectively. We will

    discuss the two key approaches to bandgap

    control: The steric approach and the

    electronic approach. In the latter approach, it

    is in fact possible to manipulate Ip or Ea only,leaving the respective other unchanged. It thus

    becomes possible to design hole- or electron

    transporting materials.

    The steric control of bandgap

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    When orbital overlap is improved by forcing

    rings into a coplanar arrangement by chemical

    bonds, bandgap will be reduced. Example:

    Oligomers of para-phenylene (PPP), fluorene

    (PFO), and methylated ladder-type poly(para-

    phenylene) (mLPPP):

    Table I.4

    Number of

    Benzene

    Rings

    Oligo-PP

    [eV]

    Oligofluore

    ne

    [eV]

    Oligo-mLPP

    [eV]

    3 4.44 3.704 4.25

    5 4.15 3.18

    6 4.03 3.56

    7 3.00

    8 3.43

    910 3.35

    Table I.4: Absorption maxima for oligo(para-

    phenylene)s, Oligofluorenes, and oligo(ladder-

    para- phenylene)s. Data compiled from [J Grimme,

    M Kreyenschmidt, F Uckert, K Mllen, U Scherf,

    Adv. Mater.7, 292 (1995)] and [D Klaerner, R DMiller, Macromolecules31, 2007 (1998)].

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    It is evident that at a given number of rings,

    the more planarized the backbone, the lower the

    bandgap.

    The electronic control of the bandgap.

    By introducing either electron- withdrawing or

    electron-donating chemical groups into a

    conjugated molecule, electron affinity and

    ionization potential will be affected, hence, the

    bandgap will change. Such groups can be

    introduced in two ways, namely as sidechains or

    in the mainchain. We will discuss the followingexamples: Alkoxy- sidechains attached to PPV

    rings (MEH- PPV), CN- groups attached to alkoxy-

    PPV vinylene bonds (CN- PPV, a case somewhat

    intermediate between sidechain- and mainchain

    modification) and fluorene copolymers (mainchain

    modification).

    MEH- PPV is an example for alkoxy- substituted

    PPVs. Sidechains make it soluble in organic

    solvents such as THF or chloroform. Sidechains

    also somewhat isolate chain backbones from each

    other in the solid film, which increases quantum

    yield over unsubstituted PPV. An interesting

    molecular engineering motif that was introduced

    in the design of MEH- PPV is the use of a

    branched sidechain. The branch constitutes a

    chiral centre, MEH- PPV chains thus contain a

    racemic mixture of right- and left handed

    monomers. However, backbone conjugation is not

    affected by the branch in the sidechain. This

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    gives MEH- PPV the photophysical properties of a

    homopolymer, but crystallisation is suppressed as

    in a random copolymer. As crystallisation often

    is detrimental to fluorescence efficiency, this

    was a welcome step forward in the development ofconjugated polymers. The alkoxy- linkage of MEH-

    PPVs sidechains to the phenyl backbone ring also

    changes the electronic structure of the backbone.

    Alkoxy links have a tendency to donate electrons

    to the backbone, which changes the shape and

    location of the HOMO. As a result, emission is

    redshifted compared to PPV, from green to orange.

    The case of CN- PPV is somewhat intermediate

    between sidechain- and mainchain modification. In

    addition to the alkoxy- sidechains as in MEH-

    PPV, highly electron- withdrawing cyano groups

    are attached to the vinylene bonds. This leaves

    the conjugated backbone highly electron

    deficient, thus considerably increasing theelectron affinity (by about 0.6 eV [R1]). Due to

    their high electron affinity, CN- PPVs are n-

    type semiconductors. CN- PPVs typically are red

    emitters.

    Another approach to bandgap control is

    copolymerization of different conjugated unitsinto the polymer backbone. Copolymers between

    alkane- and alkoxy substituted PPV- type polymers

    are discussed in [R1]. Here, we will focus on

    copolymers of fluorene. Polyfluorenes display a

    blue bandgap that is almost indifferent to the

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    type of sidechain attached. Note that sidechains

    are attached pairwise at a position which itself

    is not part of the conjugated backbone, and these

    pairs are widely spaced, so that there is neither

    steric nor electronic impact of the sidechains onthe backbone properties. However, strictly

    alternating copolymers of fluorenes with

    comonomers with different electronic properties

    have been prepared, such as F8BT (alternating

    copolymer between dioctyl fluorene with

    benzothiadiazole) and F8T2 (alternating copolymer

    of dioctyl fluorene with two thiophenes). For

    both F8BT and F8T2, the resulting bandgap is

    reduced, and they both emit in the green- yellow

    region. The reduction of the bandgap has

    different reasons: In the case of F8BT, the

    benzothiadiazole comonomer has a higher electron

    affinity Ea than fluorene, thus leading to a

    polymer with higher Ea. In the case of F8T2, the

    two thiophene groups have a lower ionization

    potential Ip than fluorene, thus leading to a

    polymer with lower Ip. Copolymerization thus does

    not only allow control of the bandgap, but of

    both Ip and Ea in a predictable manner, and a

    large number of fluorene copolymers have been

    synthesized and studied. For a review, see [R13].

    Both polymers have found interesting

    applications: Some of the most efficient organicEL devices have been built from blends of a

    minority amount of F8BT as electron injecting /

    transporting material in hole injecting /

    transporting polyfluorene host material. F8T2, on

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    the other hand, is an excellent material for p-

    type OFETs.

    I.4 Charge carrier injection

    The injection of charge carriers is an issue of

    immense practical importance for semiconductor

    devices: Transistors require the injection of one

    type of carrier from an electrode, and rather

    fast transport of that carrier. Light emitting

    devices require the injection of carriers of both

    types from different electrodes. Photovoltaic

    devices need to separate excitons and transportthe resulting carriers to opposite electrodes. It

    is thus paramount that we discuss the factors

    controlling carrier injection and transport.

    Carrier injection from a metal electrode into a

    semiconductor is controlled by the work function

    of the metal relative to the electron affinityEa of the semiconductor for electron injection,

    and relative to the ionisation potential Ip of

    the semiconductor for hole injection. A level

    diagram as in Fig. I.13 is often used to

    illustrate carrier injection e.g. into an organic

    light emitting device(OLED). In a level diagram,

    electrons minimise their energy by moving

    downwards to lower energy; holes minimise their

    energy by moving uphill because that implies an

    electron going downwards.

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    Energy [eV]

    ITOPPV

    Al

    Ca

    Ip4.7

    5.2

    2.52.8

    4.2

    Ea

    Vacuumlevel

    0V a c u u mlevel

    Cathode

    th

    Location

    te

    Location

    ITO

    Fig. I.13: Energy levels for a PPV layer

    sandwiched between unlike electrodes. Indium tin

    oxide (ITO) is a transparent metallic material

    that is commonly used as anode for OLEDs. Left:

    No bias voltage applied. Right: A voltage is

    applied in forward bias.

    Let us clearly state the assumptions that have to

    be made when Fig. I.13 is used to discuss carrier

    injection. Firstly, we assume the near complete

    absence of dopant- induced charge carriers in the

    semiconductor. In electrical engineering, undoped

    materials are often called insulators rather

    than semiconductors even when they have a small

    bandgap. The absence of dopant- induced charge

    carriers implies that bands remain straight at

    all times - bands may tilt, but they will not

    bend (show curvature). Thus, Fig. I.13 describes

    ametal- insulator junction. Secondly, we assume

    that the levels drawn in Fig. I.13 metal work

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    functions, ionisation potential, and electron

    affinity are the same at the metal- organic

    semiconductor interface as they are in the

    isolated metal, or bulk semiconductor. Note that

    due to the molecular nature of organicsemiconductors, there are no surface dangling

    bonds which do usually distort bulk energy

    levels in inorganic semiconductors. However, in

    metal- organic semiconductor contacts, interface

    dipole moments often are present (sometimes,

    deliberately engineered) which will modify

    barriers. Also, the work function of a metal

    coated with an organic semiconductor can be

    different from that of the same metal with

    respect to vacuum. An example is the gold-

    pentacene interface, which displays a

    surprisingly large energy barrier. These issues

    are discussed e.g. in [N Koch, A Elschner, J

    Schwartz, A Kahn, Appl. Phys. Lett. 82, 2281

    (2003)]. In the presence of such effects, levels

    in Fig. I.13 have to be re- drawn at a different

    energy.

    After these cautional remarks, let us inspect the

    salient features of Fig. I.13, that illustrates

    the level scheme at the example of PPV sandwiched

    between ITO- and Al (or Ca) electrodes. On the

    left, we see that a hole would have to move

    downwards by 0.5 eV on injection from ITO to PPV.

    However, holes will voluntarily move uphill

    rather than downwards. The necessary step into

    the wrong (energetic) direction is called an

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    injection barrier, here of 0.5 eV for holes from

    ITO into PPV. Electron injection from Ca or Al

    into PPV needs to overcome a barrier of 0.3 or

    1.7 eV for electron, respectively. On the other

    hand, for electron injection from ITO, therewould be a large barrier of 2.2 eV. Thus, the use

    of electrodes made from unlike metals defines a

    forward and reverse bias for the OLED. To

    minimise barriers, a high workfunction anode and

    a low workfunction cathode are required. Table

    I.7 lists the work functions of some metals, as

    well as the highly doped semiconductor ITO, and

    the synthetic metal PEDOT/PSS.

    Table I.7

    Metal Work function [eV]Cs 1.81

    Ca 2.8

    Mg 3.64

    Al 4.25

    Ag 4.3

    Au 4.7

    Cu 4.4

    ITO 4.7

    PEDOT/PSS 5.05.2

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    Table I.7: The work function of a number of

    metals, most data from [T4, Table 18.1, Ch. 18].

    High work function metals are known as noble

    metals. Low work function metals are highly

    reactive and usually need to be protected fromambient atmosphere to avoid oxidation.

    The right- hand part of Fig. I.13 shows the same

    device (assuming a Ca cathode) under a forward

    bias. Carriers can now overcome injection

    barriers by tunnelling from the electrodes so far

    into the device that energy at that location ofthe tilted band is as low or lower than in the

    electrode. Also, carriers can be injected

    thermally. For barriers of 0.5 eV as shown here,

    the current density in a device in forward bias

    will usually be controlled by the injection of

    carriers across the barrier (injection limited

    current), rather than by the transport of

    carriers across a device. The tunnelling currentdensity j(Vbias) is described by the equation of

    Fowler and Nordheim (Fowler- Nordheim (F-N)

    tunnelling):

    (eq.I.4.1) jFN =C

    V(Vbias

    d)2exp[B

    dV3/2

    Vbias]

    with B = 8(2m*)/(2.96eh) with an effective

    electron mass m*. For a detailed discussion, see

    e.g. [T1, Ch. 12]. Note that jFN

    depends on

    applied voltage Vbias and film thickness d only in

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    the combination Vbias/d, i.e. jFN scales with the

    applied field E. Thermally activated or

    thermionic injection is described by the

    Richardson- Schottky (R-S) equation:

    (eq. I.4.2) jRS = AT2exp[(V Vm (E)) /kT]

    with A = 4emkb2/h

    3, and Vm(E) describing the

    field- dependend lowering of the injection

    barrier by the attraction of the injected carrier

    to its mirror charge; Vm(E) = (eE/40).

    Generally, R-S injection will dominate at low

    fields, and F-N tunnelling at large fields that

    are practically relevant for organic devices.

    Experimental j(V) results on MEH- PPV diodes can

    qualitatively be described by the F-N eq.n [I D

    Parker, J. Appl. Phys.75, 1656 (1993)], however,the absolute current density is several orders of

    magnitude lower than described by the F-N eq.n.

    This is due to a large backflow of carriers from

    the semiconductor back into the metal.

    In the case of V 0, i.e. in the case of a

    work function that is matched to the respectivesemiconductor level (5.2 eV for hole injection

    into PPV), the metal- semiconductor contact is

    termed ohmic. For ohmic contacts the F-N and R-S

    equations do no longer apply. Instead, current

    density will be controlled by the transport of

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    charge carriers across the film. Carrier

    transport is characterised by charge carrier

    mobility , which plays a crucial role fororganic transistors. Practically, a contact can

    be considered ohmic whenever carrier transport is

    a more restrictive limit on current density than

    carrier injection.

    Having an ohmic contact means the problem of

    injection is solved ohmic contacts are

    desirable. Considerable effort has therefore been

    devoted to increase the workfunction of thetransparent ITO anode by a variety of

    physicochemical treatment cycles [J S Kim, M

    Granstrom, R H Friend, N Johansson, W R Salaneck,

    R Daik, W J Feast, F Cacialli, J. Appl. Phys. 84,

    6859 (1998)]. Recently, it has become common to

    coat ITO with a thin film of the high work

    function synthetic metal PEDOT/PSS [L

    Groenendaal, F Jonas, D Freitag, H Pielartzik, J

    R Reynolds, Adv. Mater.12, 481 (2000)] ( = 5.2

    eV). As cathodes, low workfunction materials such

    as Ca are commonly used. These require protection

    from ambient atmosphere, otherwise they would

    rapidly degrade. This can be provided by

    encapsulation, or by capping with a more stable

    metal such as Al. Note that in such an electrode,Fermi levels of Al and Ca will equilibrate, but

    the work function will remain that of the metal

    through which the electron attempts to leave,

    which is Ca when we consider electron injection

    into the organic semiconductor.

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    II.1 Synthetic Metals

    According to a general theorem proven by Peierls,

    there cannot be a one- dimensional metal (Peierls

    transition). This seems to exclude the

    possibility of metallic polymers.

    However, inorganic semiconductors can be made

    quasimetallic if a high level of doping is

    introduced. In 1977, Heeger, MacDiarmid,

    Shirakawa, and coworkers discovered a very

    similar semiconductor (quasi)metal transition

    in the organic semiconductor trans- polyacetylene

    (PA) [H Shirakawa, E J Louis, A G MacDiarmid, C K

    Chiang, A J Heeger, Chem. Comm. No. 13, 578

    (1977)]. Pure polyacetylene is a semiconductor

    with a bandgap in the visible. However, when PA

    was exposed to halogen vapours, these doped the

    semiconductor and conductivity increased

    significantly. Iodine vapours were mosteffective, increasing conductivity by several

    orders of magnitude up to 38 S/cm. Heeger,

    MacDiarmid, and Shirakawa were awarded the 2000

    Chemistry Nobel Prize for their discovery.

    Besides PA, examples for synthetic metals are

    polyaniline (PANi), polypyrrole (PPy), and

    poly(3,4-ethylene dioxythiophene) (PEDOT or

    PDOT).

    Doping in synthetic metals is somewhat different

    from doping in inorganic semiconductors, were

    heteroatoms of different chemical valencies are

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    introduced into a host crystal lattice. In

    synthetic metals, doping is by a chemical

    reaction between semiconducting polymer and

    dopant. Both redox- and acid/base reactions

    between semiconductor and dopant have been usedsuccessfully; typical examples are PA oxidation

    with chloride or iodine, and acid doping of PAni

    with camphorsulfonic acid, PPy with phosphoric

    acid, and PEDOT with poly(styrene sulfonic acid)

    (PSS). Quite high dopant concentrations of (1 to

    50)% are typically used. Iodine oxidises

    polyacetylene, thus removing electrons from the

    HOMO. This opens up mobile vacancies (holes) in

    the previously completely full HOMO (valence

    band). Conductivity will depend on doping level;

    for the highest doping levels PA can be as

    conductive as Platinum (105 S/cm at room

    temperature). Generally, synthetic metals become

    more metal- like in their behaviour as dopant

    concentration is increased. Above a criticaldopant level, most synthetic metals remain

    conductive in the limit T 0, and display NTC

    behaviour at room temperature. Fig. II.1

    summarises the behaviour of a number of synthetic

    metals. Multiple entries for the same material

    correspond to samples with different dopant

    levels.

    (Fig. 1 from A B Kaiser, Adv. Mater. 13, 927

    (2001))

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    Fig. II.1: Room- temperature conductivity and

    temperature behaviour of conductivity for several

    synthetic metals at different temperatures. SWCN

    = single- wall carbon nanotubes. Full squares:

    NTC at RT and > 0 at T 0 (proper metal);

    hollow squares: NTC at RT, but 0 at T 0;

    full circles: PTC at RT but > 0 at T 0;

    hollow circles: PTC at RT and 0 at T 0

    (proper semiconductor). From A B Kaiser, Adv.

    Mater. 13, 927 (2001).

    To add to the ambiguity in classifying synthetic

    metals as proper metals or not, highly doped PA

    and PAni show non- zero conductivity in the limit

    of zero temperature and NTC behaviour around room

    temperature, but PTC behaviour at low

    temperatures, with a conductivity maximum in the

    region (100250) K. For a detailed discussion,

    see [R18].

    However, the focus of synthetic metals research

    never was to resolve ambiguities in

    classification, but the desire to arrive at

    practical materials that can be used e.g. as

    antistatic coatings, or electrodes. Like many

    other mainchain- conjugated polymers, PA isintractable and insoluble. The main obstacle

    towards practical applications of synthetic

    metals is to prepare highly conductive organic

    materials in a versatile formulation.

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    II.2.a Water- based synthetic metals

    Nowadays, mainly PANi and PEDOT are used as

    synthetic metals. This is because both of them

    are available as aqueous dispersions for

    spincoating or ink jet printing. This makes them

    easy to process into coatings, or for multilayer

    film applications in conjunction with organic

    semiconductors: Soluble organic semiconductors

    are usually processed from organic solvents, in

    which the water- based synthetic metals are not

    soluble. The advent of water- based synthetic

    metals can be seen as a second breakthrough in

    addition to the initial discovery of metallic

    polyacetylene. Soluble synthetic metals have

    considerably larger potential for applications

    than insoluble polyacetylene.

    PANi is a very complex material, with several

    Redox states. For a discussion, see [T2, Ch.7.9].

    Here, we will discuss PEDOT, which typically is

    acid- doped with poly(styrene sulphonic acid)

    (PSS) to form the highly conductive PEDOT/PSS

    complex. PEDOT in that case is synthesized from

    EDOT monomer in an aqueous medium that already

    contains PSS; in this way PEDOT/PSS become truly

    inseparable:

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    O O

    S

    Na 2S 2O 8

    SO 3H

    n

    H2O

    S

    OO

    S

    OO

    S

    OO

    S

    OO

    S

    OO

    SC*

    OO

    *

    n

    C

    SO3H SO

    3H SO

    3- SO3HSO3-

    **n

    SO3H

    ++

    Fig. II.2: The synthesis of PEDOT from EDOT in

    aqueous medium in the presence of poly(styrene

    sulphonic acid) (PSS) and Na2S2O8. Note how PSS

    acts as proton donor (i.e., acid), and PEDOT as

    proton acceptor (base).

    Na2S2O8 acts as oxidizing agent for the couplingof EDOT monomers. Note how the chemical bonding

    pattern of EDOT/PEDOT changes under acid doping:

    A C=C bond opens up and the C bonds to an H+

    donated by the acid. As a result, there is:

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    - A net positive charge on the PEDOT chain that

    will strongly attract the negative charge left on

    the acid. Since this happens at many points along

    the chain, PEDOT and PSS become closely

    intertwined and float as a fine dispersion orcolloid in the aqueous solution, rather than

    precipitate. They can not separate, and will not

    dissolve in organic solvents.

    - An unpaired electron remains on the main

    chain that is highly mobile along the chain.

    PEDOT/PSS aqueous dispersion is commercially

    available under the tradename Baytron P. From

    Baytron P, thin, highly transparent, conductive

    surface coatings can be prepared by spincasting

    or dip- coating onto almost any surface. The

    resulting conductivity is in the order 1 to 10

    S/cm. A typical sheet resistance for spincastPEDOT/PSS coatings is 1 M/square.

    II.2.b Applications of synthetic metals

    PEDOT/PSS was originally developed as antistatic

    coating for photographic films. Large- scale

    processing of photographic film (development)

    requires the winding of films over reels in the

    dark. This leads to static charging, and

    discharge sparks may expose the film. A PEDOT/PSS

    coating allows charges to disperse and thus

    prevents the build- up of high voltages. For this

    applications, rather low conductivities are

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    sufficient. Today, > 108m2of photographic film

    is coated with PEDOT/PSS every year.

    It should be obvious, however, that an elegant

    and versatile off- the- shelve product like

    water- based PEDOT/PSS will find a number of

    other applications, in particular as it is sold

    in high quality at a moderate price. Antistatic

    coating of plastic films for packaging

    microelectronics components is one of them. Also,

    PEDOT/PSS has been used as counter- electrode for

    anodised capacitors [F Larmat, J R Reynolds,Synth. Met.79, 229 (1996)].

    PEDOT/PSS is now also increasingly used in

    organic electronics. PEDOT/PSS displays a high

    work function in the order (5 5.2) eV, which

    according to I.4 qualifies it as good electrode

    for hole injection into a semiconductor. It istherefor used e.g. as contact electrodes and ink-

    jet printed wire in organic field effect

    transistor circuits, and as anode (or anode

    coating) in organic electroluminescent (EL)

    devices. Also it is a useful electrode for

    organic photovoltaics, were somewhat higher sheet

    resistance is not a problem due to the generally

    rather low current densities. We will discuss theuse of PEDOT/PSS repeatedly in the following

    chapters. The excellent review [R6] is highly

    recommended.

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    Recently, flexible and transparent PEDOT/PSS-

    coated polyester sheets with sheet resistance in

    the order 1k/square have become available under

    the tradename Agfa OrgaconTM. These sheets can

    be patterned by an etching procedure which is

    performed in a very similar way to conventional

    photoresist patterning, although the chemistry is

    rather different. This is the substrate onto

    which future organic electronics and displays

    will be prepared.

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    II.2Organic field effect transistors

    The transistor is the mainstay of solid state

    electronics, and represents one of the seminal

    inventions of the 20th century. All transistors

    have three terminals. A current between two of

    these three terminals can be controlled by the

    input of the third terminal. Transistors can be

    categorised into two families according to how

    this control is exercised: Those where the

    control is through a current at the third

    terminal, and those where the control is through

    a voltage at the third terminal.

    In current- controlled transistors, the three

    terminals are calledbase (B), collector (C), and

    emitter (E). B controls the current between C and

    E. Such transistors are realised by doping the

    same semiconductor (typically, silicon) with n-

    and p- type dopants in different regions, eitherin npn- or pnp configuration, and are also known

    as bipolar transistors. Current- controlled

    transistors are typically applied in voltage- or

    current amplifiers. However, organic

    semiconductors do not lend themselves for the

    manufacture of bipolar transistors: Most organic

    semiconductors will even without doping transport

    only holes, or only electrons. An intrinsicallyp- type material can not be transformed into an

    electron transporter by n- doping.

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    Voltage- controlled transistors are also known as

    field effect transistors (FETs). The three

    terminals are called source (S), drain (D), and

    gate (G). A voltage at G controls the S- D

    current. The basic principle of the field effecttransistor dates back to 1930 [J E Lilienfeldt,

    US Patent 1745175, 1930]. FETs are simpler in

    design than bipolar transistors, require only one

    type of carrier transport material (n or p), and

    as we will see, not necessarily need to be doped

    at all. Field effect transistors can be

    manufactured in high integration densities and

    are typically applied for logic gates in digital

    electronics.

    Due to the possible operation with only one type

    of carrier, organic transistors invariably are

    field effect transistors (organic FETs or OFETs;

    sometimes also known as organic thin film

    transistors, OTFTs), and only these shall bediscussed here. One of the major driving forces

    behind organic FET (OFET) research is the idea to

    make low- performance integrated circuits

    completely from plastics on plastic substrates,

    that are cheap enough to be discarded after

    single use (disposable electronics). A target

    application is e.g. an electronic pricetag on a

    food wrapper that a supermarket checkout can read

    remotely. Such a tag must be cheaper than the

    cost of a check- out assistant pulling a barcode

    across a scanner. It is now regarded as realistic

    that this cost barrier can eventually be

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    overcome. Also, higher added- value applications

    are envisaged in combination with light emitting

    organic semiconductors. Active- matrix addressed

    display screens require two FETs and a capacitor

    to address each pixel in a screen. Ultimately,organic semiconductor technology aims to make the

    transistors as well as the light emitting

    material from organics.

    II.2.a Description of organic FET operation

    Fig. II.3 shows the principle design of an

    organic thin film transistor (OTFT) withelectrical connections suitable for basic

    measurements. A voltage between source (S) and

    drain (D) called drain or source- drain voltage

    VDattempts to drive a drain current I

    Dthrough

    the semiconducting transistor channel. However, a

    drain current will only flow if there are mobile

    charge carriers in the channel. The channel

    semiconductor in OFETs is not chemically doped;

    in fact, great care has to be taken to keep

    impurity levels in OFET- grade semiconductors as

    low as possible to avoid unintentional doping.

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    Fig.II.3: A field effect transistor in the

    bottom gate, top contact architecture.

    Transistors may also be built with bottom

    contacts (S, D are placed directly on the

    insulator), or completely the other way round

    (top gate architecture).

    A gate voltageVGwill pull carriers out of the

    source into the semiconducting channel. However,

    since the gate dielectric is an insulator, these

    carriers cannot reach the gate metal. Instead,

    they will accumulate in the semiconductor near

    the channel / insulator interface where they

    represent mobile carriers known as an

    accumulation layer. The channel semiconductor

    Substrate

    Gate (Metal)

    Gate Insulator

    SemiconductorChannel

    Source (Metal) Drain (Metal)

    Vd

    Vg

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    thus gets doped by applying VG. However, other

    than in chemical doping, this is quickly

    reversible: Switching VG off will switch the

    doping off. Hence, VG can switch the channel

    conductivity. This behaviour is quantified by theso- called on / off ratio, which in some cases

    can be as high as 106. Accordingly, ID at a given

    VDwill change with V

    G: The FET is an electronic

    switch. The accumulation layer in an OFET is

    generally very thin, about 5 nm or less [M A

    Alam, A Dodabalapur, M R Pinto, IEEE Transactions

    on Electron Devices, 44, 1332 (1997)]. This is

    much thinner than the typical thickness of the

    semiconducting film.

    Note that an OFET is switched on by applying VD

    and VG of equal polarity opposite to the sign of

    the mobile carriers. Thus, OFETs can easily be

    used to determine the type of carriers a

    particular material sustains: If positive VG, VDswitch the transistor on, carriers are negative

    (electrons), if negative VG, V

    Dare required,

    carriers are holes.

    To characterise the gate- and source / drain

    voltage dependent drain current in a field effect

    transistor beyond the on / off description, twotypes of measurements may be carried out:

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    The output characteristic of a FET is the family

    of curves ID vs VD with VG fixed during every

    single VDscan (drain sweep).

    The transfer characteristic is the family of ID

    vs VG curves with VD fixed during every single VG

    scan (gate sweep).

    In principle, both of these contain the same

    physical information, as long as a sufficient

    number of gate voltages (drain voltages) are

    scanned for the output (transfer)

    characteristics. Practically, however, output

    measurements will usually scan ID vs VD at a

    number of gate voltages, while transfer

    characteristics often will be taken at only two

    fixed VD: One VD will be chosen to be as small as

    practically possible; much smaller than the

    maximum VG used for the scan; while the second VDwill be chosen to be larger than the maximum VG

    used in the VGscan. These two regimes are known

    as the linear and saturation regime,

    respectively. This terminology will become clear

    with the quantitative description of OFET

    behaviour.

    OFET operation can be described quantitatively if

    a number of assumptions are made; leading to an

    ideal scenario. These assumptions are: Channel

    length shall be considerably longer than device

    thickness (long channel limit), source and drain

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    make contact to the channel semiconductor without

    contact resistance or injection barrier, the

    semiconductor shall be trap- free and undoped,

    and carrier mobility shall be independent of

    gate- and drain voltages. Note that in reality,few if any of these assumptions will be met!

    Then, the following equation applies [T1, Ch.

    14.2.2.1.2]:

    (eq.II.2.1.a) ID =Z

    LCi(VG VT)VD for VD

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    electric field and DG

    the gate electric

    displacement. DG has the dimensions of charge /

    area, and corresponds to a surface charge density

    QS of equal magnitude this is the accumulation

    layer. From this consideration, we see it is theelectric displacement DG that switches the

    transistor on, not the gate voltage or gate

    electric field directly.

    While the precise derivation of eq. II.2.1 is

    somewhat technical, it can easily be understood

    qualitatively if for the moment, we leave thethreshold voltage VT aside. Z/L is an obvious

    geometry factor. The conductivity of the channel

    will be proportional to charge / area QS= C

    iV

    G.

    Also, for VD

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    II.3. At VD = VG, the accumulation layer becomes

    triangular and is on average half as strong as

    for VD 0; this explains the factor 1/2 in eq.

    II.2.1.b. When VD exceeds VG, the pinch- off point

    moves away from the drain into the transistorchannel, and the carrier- depleted part of the

    channel between pinch- off point and drain will

    display very high resistance. Consequently, the

    transistor displays drain current saturation for

    VD VG, with ID,sat VG2. The only way to increase

    ID beyond the saturation is to increase VG.

    Fig. II.3: Accumulation layer (black) in a field

    effect transistor. Top: VG applied, VD = 0. The

    accumulation layer is fully developed. Middle: VG

    applied, VD = VG. The accumulation layer is

    triangular and pinches off at the drain. Bottom:

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    VG

    applied, VD 2VG. The accumulation layer

    pinches off in the middle of the channel.

    This leaves only one important contribution toeq. II.2.1 unexplained, that is the threshold

    voltage VT. The theory of VT is intricate; also,

    it is often found that VTchanges in transistors

    as a result of prolonged operation; this is

    termed gate bias stress. Gate bias stress has

    been studied e.g. by Katz et al. [H E Katz, X M

    Hong, A Dodabalapur, R Sarpeshkar, J. Appl. Phys.

    91, 1572 (2002)], who conclude that it may resultfrom both slowly orientating dipoles in the

    insulator, or the presence of slowly mobile ions

    (electret behaviour). We here will simply take VT

    as an empirical constant.

    Fig. II.4. shows examples for experimentally

    obtained OFET output and transfercharacteristics.

    [II.4.a = Fig. 3a of [H Sirringhaus, R J Wilson,

    R H Friend, M Inbasekaran, W Wu, E P Woo, M

    Grell, D D C Bradley, Appl. Phys. Lett.77, 406

    (2000)].

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    II.4.b

    0

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    0 10 20 30 40 50 60 70

    |ID

    |1/2

    [(microAmp)

    1/2]

    |V G| [V]

    [II.4.c = Fig. 3b of K Fujita, T Yasuda, T

    Tsutsui, Appl. Phys. Lett.82, 4373 (2003)]

    Fig. II.4: a.) Output characteristic of an OFET

    with F8T2 as active material. From [H

    Sirringhaus, R J Wilson, R H Friend, MInbasekaran, W Wu, E P Woo, M Grell, D D C

    Bradley, Appl. Phys. Lett. 77, 406 (2000)]. b.)

    Plot of |ID| vs |VG| with ID taken at VD = VG from

    II.6.a. c.) Saturated (VD = -60V) transfer

    characteristic of an OFET with pentacene as

    active material. The same ID is plotted in two

    ways: logI

    D(left abscissa, open squares) and

    ID (right abscissa, full circles). From [K

    Fujita, T Yasuda, T Tsutsui, Appl. Phys. Lett.

    82, 4373 (2003)].

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    Charge carrier mobility can be determined from

    experimental characteristics with the help of

    eq.s II.2.1. A very robust method of doing so is

    to plot ID vs. VG , with ID in the saturation

    regime, VD > V

    G. This should result in a

    straight line with a slope (Z

    2LCi)

    1/2and intercept

    VT. Such a plot can be constructed in several

    ways, both from output- and transfer

    characteristics. Saturation current level can be

    read for different gate voltages from the

    saturated (flat) part of an outputcharacteristic. Alternatively, drain and gate

    voltage may be connected to the same source /

    measure unit; on ramping up voltage we scan ID(V

    = VG = VD), i.e. saturation current at different

    gate voltages, but always taken at VG = VD. In

    such a measurement, we can directly see how ID

    rises parabolically with V (ID VG/D2) [D M

    Taylor, H L Gomes, A E Underhill, S Edge, P I

    Clemenson, J. Phys. D: Appl. Phys. 24, 2032

    (1991)]. The most straightforward method,

    however, is the measurement of a saturated

    transfer characteristic, i.e. a gate voltage scan

    with a fixed drain voltage VD that is larger in

    modulus than the gate voltage at all times. In

    this way, it is ensured that drain current is

    always saturated. Plotting ID vs VG with VD >

    VG gives direct access to and VT via slope and

    intercept. Another important FET characteristic

    is the on / off ratio, defined as I(VG= V, V

    D=

    V)/I(VG = Voff, VD = V) with an operational voltage

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    V that corresponds to the voltage available in

    the respective application, and Voff

    the gate

    voltage that minimises the drain current; usually

    Voff 0. On / off ratios typically are large

    numbers roughly in the region 103107, and can be

    extracted most conveniently from a saturated

    transfer characteristic when this is plotted with

    the ID axis on a logarithmic scale.

    We note that saturated mobility often differs

    from mobility at small drain voltage. The

    transconductance gm is defined in the linearregime of the output characteristic (VD

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    We had seen that short channel length L will

    result in higher drain currents, but L is even

    more important for switching speed. The maximum

    speed at which a transistor circuit can operate

    is limited by the time it takes carriers to

    cross the FET channel. That is the time the

    accumulation layer takes to be emptied of charges

    through the drain after VG has been switched off.

    At frequencies f > f0= 1/, the output signal

    (ID) drifts out of phase with the input signal

    (VG), and switching amplitude decreases. isgiven by eq.II.2.4:

    (eq.II.2.4) 1

    = f0 VD

    L2

    L enters the equation squared: Obviously the

    transit time of carriers through the channel will

    be proportional to L. Also, the lateral electric

    field that pulls carriers across the channel is

    proportional to 1/L. is known as the RC time of

    the transistor, and can be calculated

    alternatively from the channel resistance and

    capacitance, with the same result eq.II.2.4.

    Assuming VD = 10 V and = 10-2 cm2/Vs, f0 is 1 kHzfor L = 100m, but 100 kHz for L = 10 m. In

    contrast, inorganic computer electronics work

    with GHz frequencies. It is obvious that organic

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    electronics has to compete on price rather than

    performance.

    It should be noted with care that eq.II.2.4

    represents an upper limit for f0. There may be

    other capacitances than the accumulation layer in

    the transistor that charge (discharge) when VG is

    switched on (off). These parasitic (stray)

    capacitances may for example arise from an

    overlap of source / drain electrodes with the

    gate electrode.

    Switching speeds of organic transistor circuits

    can be studied with the help of ring oscillators.

    A ring oscillator consists of an odd number of

    logic NOT gates, which can be made of two FETs.

    The NOT operation converts LOW (HIGH) input

    voltage into HIGH (LOW) output voltage. The

    output of each NOT gate is fed into the input ofthe next, with the output of the last of an odd

    number of NOT gates being fed back into the input

    of the first NOT gate. Thus, a ring is

    completed that has no self- consistent state, see

    Fig. II.5. Instead, output will oscillate between

    HIGH and LOW with a frequency f that is related

    to f0, the switching frequency of an individual

    transistor. f will be smaller than f0, as morethan one transistor has to switch, and will

    increase with the number of NOT gates or stages

    of the oscillator.

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    Fig. II.5: A ring oscillator (schematically). If

    we assume the output of the bottom NOT gate were

    LOW, the output of the top right NOT gate should

    be HIGH, the output of the top left NOT gate

    should be LOW, leading to HIGH output of the

    bottom NOT gate which is inconsistent with the

    original assumption. The ring oscillator has noself- consistent state and will oscillate between

    HIGH and LOW with frequency f.

    When the oscillating output is displayed on an

    oscilloscope, f can be extracted. Often, the

    inverse of f divided by (2 x number of NOT gates

    = total number of transistors) is reported as propagation delay per stage. In the absence of

    stray capacitances, this equals = 1/f0. Ring

    oscillators allow a dynamic measurement of

    carrier mobility. In any case, f is a practically

    relevant measure of circuit speed. Fast OFET ring

    oscillators with f > 100 kHz have been

    demonstrated by the group at Siemens [W Fix, A

    Ullmann, J Ficker, W Clemens, Appl. Phys. Lett.

    81, 1735 (2002)]. Ring oscillators are not purely

    a diagnostic tool, but have important

    applications. The group at 3M have demonstrated a

    radiofrequency identification tag (rf ID tag)

    NOT

    NOTNOT

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    that uses a pentacene- based organic ring

    oscillator with a frequency of about 200 Hz [P F

    Baude, D A Ender, M A Haase, T W Kelley, D V

    Muyres, S D Theiss, Appl. Phys. Lett. 82, 3964

    (2003)]. The rf ID tag has an antenna (LCcircuit) that absorbs an incoming radio signal

    (frequency 13.6 MHz), and re- emits a signal of

    the same frequency, but with an amplitude

    modulation. The amplitude modulation is

    facilitated by the ring oscillator periodically

    shorting / re- engaging the antenna circuit.

    II.2.b Requirements on OFET materials

    Good OFETs should display high drain current at

    low drain and gate voltages, without reliance in

    optimized geometry factor; high on / off ratios,

    which means drain current at VG

    = 0 should be

    extremely low; and fast . This implies strong

    requirements on all materials used in OFETs semiconductor, insulator, and metals. In the

    field of organic semiconductors, the one property

    that has been addressed most is charge carrier

    mobility, and that is the one we will discuss in

    detail. However, let us just list a few other

    material requirements:

    - Source metals should make ohmic (barrier- free)

    contacts to the semiconductor.

    - Gate insulators should be thin without

    displaying pinholes (tricky for solution

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    processed organics!) or any other current

    leakage, and should have a high dielectric

    constant.

    - organic semiconductors must be free of

    unintentional dopants down to very low

    concentrations, otherwise the transistor will not

    switch off properly.

    - organic semiconductors must be free of charge

    carrier traps. Trapped carriers are no longer

    mobile, which means part of the accumulation

    layer DG cannot contribute to the drain current.

    - The interface between insulator and

    semiconductor is particularly important. Often,

    inorganic oxides are used as gate insulators

    (SiO2, Al

    2O3, Ta

    2O

    5). These are a found to improve

    when they are modified by a self- assembl