bare trustee agreements approved fund managers as of july ...€¦ · fund manager region type of...

Bare Trustee Agreements

Approved Fund Managers as of July 31, 2020

Fund Manager Region Type of ProductsFunds covered by agreement

Mutual Funds / Hedge Funds / LSF'sCanada1832 Asset Management L.P. (Dynamic Funds)1

Includes Deposit accounts

Pooled FundCanada3IQ CORP.2

3IQ Corp.

Mutual FundOverseasAberdeen Global Services S.A.3

Aberdeen Global II Funds

Aberdeen Global Funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaAccilent Capital Management Inc.4

Capsure Hedged Oil and Gas Income & Growth Trust

Mutual FundCanadaAcker Finley Asset Management Inc.5

QSATM Funds

Mortgage Investment FundCanadaACM Advisors Ltd.6

ACM Commercial Mortgage Fund

Pooled FundCanadaAddenda Capital Inc.7

Addenda Pooled Funds

GIC's / Investment Savings AccountsCanadaADS Canadian Bank8

Limited PartnershipCanadaAGAWA Fund Management Inc.9

AGAWA Fund I Limited Partnership

Mutual Fund / Pooled FundCanadaAGF Investments Inc.10

Acuity Pooled funds

Acuity family of mutual funds

AGF Pooled funds

Harmony family of mutual funds

AGF family of mutual funds

AGF Elements family of mutual funds

Mutual Fund/Hedge Fund/Pooled FundCanadaAHF Capital Partners Inc.11

AHF Credit Opportunities Fund - Series A, F and I

Limited PartnershipCanadaAIP Asset Management12

AIP Global Marco Fund LP

GIC'sCanadaAldergrove Credit Union13

Limited PartnershipCanadaAlgonquin Capital Corporation14

Hedge FundCanadaAlignvest Capital Management Inc.15

Pooled FundCanadaAlignvest Investment Management Corporation16

REITCanadaAlitis Investment Counsel Inc.17

of 22Listing of Approved Fund Managers by Name


Alitis Mortgage Plus Fund

Alitis Private REIT

Mutual FundCanadaAlphaNorth Asset Management18

Hedge FundCanadaAltema Asset Management Inc.19

Altema Diversified Equity Market Neutral Fund

Pooled FundCanadaAltervest Ltd.20

Hedge FundCanadaAltrust Investment Solutions Inc.21

Pooled FundCanadaAnson Funds Management LP22

Anson North Star Trust

Pooled FundCanadaAntares Investment Management, Inc.23

Mortgage Investment FundCanadaAntrim Investments Ltd.24

Antrim Balanced Mortgage Fund Ltd.

Hedge FundCanadaArrow Capital Management Inc.25

Mutual Fund / Limited PartnershipCanadaArtemis Investment Management Limited26

Robson Alpha Scout Fund

Alpha Scout Fund and RSP Fund

Limited PartnershipCanadaAryeh Capital Management Ltd.27

Aryeh Capital Partners Canada, LP

Mutual FundCanadaATB Investment Management Inc.28

Mutual Fund TrustCanadaAuspice Capital Advisors Ltd.29

Auspice Diversified Trust

Mutual FundCanadaAventine Management Group Inc.30

Aventine Canadian Equity Fund

BTH Tactical Growth Fund

Pooled FundCanadaAxess Capital Advisors Inc.31

Magna REIT

Magna Life Settlement Fund

Magna High Income Fund

Magna Opportunity Fund

Mutual Fund TrustCanadaAYAL Capital Advisors Liited32

AYAL Capital Advisors Trust Fund

Mutual FundCanadaB.E.S.T Investment Counsel Limited33

B.E.S.T. Active 365 Fund LP

B.E.S.T. Total Return Fund Inc.

The Business, Engineering, Science & Technology Discoveries Fund Inc.

GIC's / Investment Savings AccountsCanadaB2B Bank34

Pooled FundCanadaBaker Gilmore & Associates Inc.35

Baker Gilmore & Associates Pooled Funds

GIC'sCanadaBank of America, National Association (Canada Branch)36

OtherCanadaBank of Canada37



Investment Savings Account / GIC'sCanadaBank of Montreal38

GIC'sCanadaBank of Montreal Mortgage Corp.39

GIC'sCanadaBank of Nova Scotia40

Montreal Trust Company of Canada

National Trust Company / Victoria&Grey MortgageCorp.

Bank of Nova Scotia

Scotia Mortgage Corporation

Mutual Fund / Pooled FundCanadaBarometer Capital Management Inc.41

Mutual Fund / Hedge Fund / GIC'sCanadaBarrage Capital Inc.42

Mutual FundCanadaBarrantagh Investment Management Inc.43

Limited PartnershipCanadaBedford Park Capital Corporation44

Bedford Park Opportunities Fund

Pooled FundCanadaBellwether Investment Management Inc.45

Bellwether family of funds.

Mutual Fund/Pooled Fund/Seg FundCanadaBeutel Goodman & Company Ltd46

Pooled FundCanadaBirchLeaf Investments Inc.47

BirchLeaf Growth Fund

Limited PartnershipCanadaBlack Swan Dexteritas Inc.48

BSD Global Tech Hedge Fund LP

Mutual FundCanadaBlackBridge Capital Management Corp.49

Mutual FundOverseasBlackRock (Luxembourg) SA50

BlackRock Global Funds

Mutual FundCanadaBlackRock Asset Management Canada Limited51

BlackRock Asset Management Canada Limited

Pooled FundCanadaBloom Burton Investment Group Inc.52

Bloom Burton Canadian Healthcare Fund

Mutual FundCanadaBloom Investment Counsel, Inc.53

Mutual FundCanadaBloombergSen Inc.54

BloombergSen Partners RSP Fund

Mutual FundCanadaBMG Management Services Inc.55

Mutual FundCanadaBMO Investments Inc. / BMO Investissements Inc.56

BMO Mutual Funds

Segregated FundCanadaBMO Life Assurance Company57

BMO Guaranteed Investment Funds

Mutual Fund / Linked NotesCanadaBMO Nesbitt Burns Inc.58

Mutual FundCanadaBMO Private Investment Counsel Inc.59



GIC's / Investment Savings AccountsCanadaBMO Trust Company60

Linked NotesCanadaBNP Paribas (Canada)61

Mutual FundOverseasBNY Mellon Global Management Ltd.62

Universal Liquidity Funds PLC

BNY Mellon Global Management Ltd. family of funds

Mutual FundCanadaBrandes Investment Partners & Co.63

Pooled FundCanadaBrandywine Global Investment Management (Canada), ULC64

Investment FundsCanadaBridgeport Asset Management Inc.65

Bridgeport Cdn Equity Fund

Bridgeport US Equity Fund

Bridgeport High Income Fund

GIC'sCanadaBridgewater Bank66

Pooled FundCanadaBridgingFinance Inc.67

Mutual Fund / Limited PartnershipCanadaBristol Gate Capital Partners Inc.68

Bristol Gate U.S. Equity Fund LP

Mutual FundCanadaBrompton Funds Limited69

Pooled FundCanadaBrookfield Investment Management (Canada) Inc.70

Pooled FundCanadaBrookfield Soundvest Capital Management Ltd.71

Soundvest North American Opportunity Pool

Hedge FundCanadaBT Global Growth Inc.72

BT Global Growth Fund L.P.

Pooled FundCanadaBull Capital Management Inc.73

Balanced Class Shares

Canadian Equity Class Shares

EFG Private Portfolio Series ING

Global Equity Class Shares

Mutual FundCanadaBurgundy Asset Management Ltd.74

Mutual FundCanadaCADO Investment Fund Management Inc.75

Maple Leaf Resources Class

Maple Leaf Income Class

Mutual FundCanadaCaldwell Investment Management Ltd.76

Segregated FundCanadaCanada Life Assurance Company (The)77

GIC'sCanadaCanadian Tire Bank78

Canadian Tire Bank

GIC'sCanadaCanadian Western Bank79

Mutual Fund / GIC'sCanadaCanadian Western Trust80



Investment Funds / Limited PartnershipCanadaCanoe Financial LP81

Mutual FundCanadaCanso Fund Management Ltd.82

Mortgage Investment FundCanadaCapital Direct I Income Trust83

Capital Direct I Income Trust

Mutual FundCanadaCapital International Asset Management Inc. (Canada) Inc.84

Pooled FundCanadaCapstone Asset Management Inc.85

Pooled FundCanadaCardinal Capital Management Inc.86

Cardinal Foreign Equity Pool

Cardinal Canadian Equity Pool

Limited PartnershipCanadaCastle Ridge Asset Management Limited87

Castle Ridge LP

Hedge FundCanadaCelernus Investment Partners Inc.88

Celernus Mortgage and Income Trust Fund

Celernus Absolute Growth Fund

REITCanadaCenturion Asset Management Inc.89

Pooled FundCanadaCGOV Asset Management90

Mutual FundCanadaChou Associates Management Inc.91

Pooled FundCanadaChristopher Ross Cunningham Investments Ltd.92

CIG Value Fund

Mutual Fund / Segregated FundCanadaCI Investments Inc.93

Mutual Fund / GIC's / Linked NotesCanadaCIBC94

Mutual Fund / Segregated FundCanadaCIBC Asset Management Inc.95

GIC'sCanadaCIBC Investor Network96

Services Hypothecaires CIBC Inc.

CIBC Mortgages Inc.

CIBC Mortgages Inc. (FLT)

CIBC Trust Corporation

CIBC

Pooled FundCanadaCidel Asset Management Inc.97

GIC'sCanadaCoast Capital Savings Federal Credit Union98

GIC'sCanadaCoastal Community Credit Union99

GIC'sCanadaCommunity Trust Company Ltd.100

GIC'sCanadaConcentra Bank101



Mutual FundCanadaConnor, Clark & Lunn Funds Inc.102

CC&L fund family

Mutual FundCanadaConnor, Clark & Lunn Private Capital Ltd.103

Pooled FundCanadaCornerstone Investment Counsel Ltd.104

Blueprint Global Strategies Pool

Blueprint Enhanced Opportunities Pool

Limited PartnershipCanadaCortland Credit Group Inc.105

Cortland Credit Strategies RRSP Fund

Cortland Credit Strategies L.P.

Limited PartnershipCanadaCorton Capital Inc.106

Corton Global Timber Fund L.P.

Mutual FundCanadaCote 100 Inc.107

Mutual FundCanadaCounsel Portfolio Services Inc.108

Labor Sponsored FundCanadaCovington Capital Corporation109

Covington Funds

Unit TrustCanadaCovista Capital Corp.110

Covista Value Fund Trust

Pooled FundCanadaCowan Asset Management Limited111

Cowan Absolute Return Fund

Mutual FundCanadaCQI Capital Management L.P.112

CQI Equity Opportunities Fund II

CQI Income Opportunities Fund

Genesis Partners Fund LP

CQI Equity Opportunities Fund I

Linked NotesOverseasCredit Suisse AG113

Limited PartnershipCanadaCrimson Asset Management114

Crimson Partners Small Cap Fund LP

Hedge FundCanadaCrystalline Mgt Inc. / Gestion Cristallin Inc.115

Mutual FundCanadaCWB Wealth Management Ltd.116

CWB Onyx Portfolio Series

Pooled FundCanadaCypress Capital Management Ltd.117

Pooled FundCanadaDaVinci Capital Partners Inc.118

DaVinci Alterntive Income Fund

Mutual Fund / Pooled FundCanadaDavis-Rea Ltd. / Davis-Rea Ltee.119

Pooled Fund / Segregated FundsCanadaDeans Knight Capital Management Ltd.120

Deans Knight Equity Growth Fund II

Deans Knight Income Fund

Deans Knight Capital Pool Funds

Deans Knight Equity Growth Fund

Mutual FundCanadaDelbrook Capital Advisors Inc.121



Delbrook Resource Opportunities Fund

GIC'sCanadaDesjard. Cais. of Québec & Fédér. des Cais. Desjard. du Québec122

Segregated Funds / GIC's / OtherCanadaDesjardins Financial Security Life Assurance Co.123

Mutual Fund / Segregated Fund / GIC'sCanadaDesjardins Global Asset Management Inc.124

Mutual FundCanadaDesjardins Société de placement inc.125

Mutual Fund / GIC'sCanadaDesjardins Trust Inc.126

GIC's - Formerly Zag Bank GIC

Maestral Funds

Mutual FundCanadaDimensional Fund Advisors Canada ULC.127

Mutual FundCanadaDiscovery Capital Management Corp.128

Mutual FundCanadaDixon Mitchell Investment Counsel Inc.129

Dixon Mitchell Small Cap Fund

Limited PartnershipCanadaDonville Kent Asset Management Inc.130

Donville Kent Asset Management

Mutual FundCanadaDuncan Ross Associates Ltd.131

GIC'sCanadaDuo Bank of Canada132

XIB Fund

Pooled FundCanadaEast Coast Fund Management Inc.133

Limited PartnershipCanadaEast West Investment Management Corporation134

East West Canada Fund LP

Hedge FundCanadaEdgeHill Partners135

EdgeHill family of funds.

Mutual FundCanadaEdgePoint Wealth Management Inc.136

Edgepoint family of mutual funds

Mutual FundCanadaEducators Financial Group Inc.137

GIC'sCanadaEffort Trust Company (The)138

Segregated FundCanadaEmpire Life Insurance Company139

Segregated Funds

Interest investment options provided within an insurance contract

Mutual FundCanadaEmpire Life Investments Inc.140

Empire Life

Unit TrustCanadaEnTrust Focus Partners LP141

EnTrust 49 Focus Fund

Pooled FundCanadaEpic Capital Management Inc.142

Mutual FundCanadaeQuaTe Asset Management Inc.143

Mutual FundCanadaEquilibrium Capital Management Inc.144



GIC's / Investment Savings AccountsCanadaEquitable Bank145

GIC's / Investment Savings AccountsCanadaEquitable Trust146

Pooled FundCanadaEquiton Capital Inc.147

Equiton Residential Income Fund Trust

Mutual FundCanadaEquium Capital Management Inc.148

Pooled FundCanadaETF Capital Management149

Quintessence Wealth Group of Funds

Mutual FundCanadaEvolve Funds Group Inc.150

Limited PartnershipCanadaEwing Morris & Co. Investment Partners Ltd.151

Ewing Morris Flexible Income Fund LP

Hedge Fund / Limited PartnershipCanadaExcalibur Capital Management Inc.152

Excalibur Small Cap Opportunities LP

Excalibur Limited Partnership

Mutual FundCanadaExcel Funds Management Inc.153

Mutual Fund / Pooled FundCanadaFaircourt Asset Management Inc.154

Faircourt Dividend Fund (Mutual Fund)

Faircourt Pooled Monthly Income Fund (Pooled Fund)

Mutual FundCanadaFederated Investors Canada ULC155

Federated Strategic Value U.S. Equity Dividend Fund

Linked NotesCanadaFédération des caisses Desjardins due Quebec156

Mutual FundCanadaFidelity Investments Canada ULC157

Mutual FundCanadaFiducie Desjardins Inc.158

Mutual FundCanadaFieldhouse Capital Management Inc.159

Fieldhouse Pro Funds Inc.

Mutual Fund/Hedge Fund/Pooled FundCanadaFiera Capital Corporation160

.

Mutual FundCanadaFiera Investments LP161

Mutual FundOverseasFIL Limited162

Mutual FundCanadaFinancière des professionnels - Fonds d’investissement inc.163

Mutual FundCanadaFirst Asset Investment Management Inc.164

GIC'sCanadaFirst Ontario Credit Union165

REITCanadaFirst Reliance Asset Management166

First Reliance Real Estate Investment Trust

GIC'sCanadaFirst West Credit Union Ltd.167



Mutual FundCanadaFondaction, Le Fonds De Develop. de la Confed. des Synd. Natio168

Mutual FundCanadaForge First Asset Management Inc.169

Forge First Long Short Alternative Fund

Forge First Conservative Alternative Fund

Mutual Fund / Hedge FundCanadaFormula Growth Limited170

Formula Growth Fund

Formula Growth Hedge Funds Class A

Formula Growth Hedge Funds Class F

Pooled Fund / Limited PartnershipU.S.Fort LP171

Pooled FundCanadaFoyston, Gordon & Payne Inc.172

Family of Pooled Funds

FGP Funds

Mutual FundOverseasFranklin Templeton International Services S.à.r.l.173

Franklin Templeton Investment Funds

Mutual Fund/Pooled Fund/Seg FundCanadaFranklin Templeton Investments Corp.174

Bissett Mutual Funds

Franklin Templeton Mutual Funds

Mutual FundCanadaFrontFour Capital Corp.175

FrontFour Opportunity Fund

Mutual FundCanadaFrontwater Capital Inc.176

Mutual FundCanadaFT Portfolios Canada Co.177

Mutual FundCanadaFulcra Asset Management Inc.178

Fulcra Focused Yield Fund

Mutual FundU.S.Gabelli Funds (The)179

Pooled FundCanadaGalibier Capital Management Ltd.180

Galibier Opportunities Fund

Galibier U.S. Equity Pool

Galibier Canadian Global Equity Pool

Mutual FundCanadaGalileo Global Equity Advisors Inc.181

Investment FundsCanadaGalliant Advisors LP182

Galliant Equity Long/Short Fund LP

GIC'sCanadaGeneral Bank of Canada183

Pooled FundCanadaGenus Capital Management184

Mutual FundCanadaGestion Ferique185

Hedge FundCanadaGFI Investment Counsel Ltd.186

Good Opportunities Fund

Mutual FundCanadaGlobal Growth Assets Inc.187



Mutual Fund / Pooled FundCanadaGlobevest Capital Ltee.188

Pooled FundCanadaGoodman & Company, Investment Counsel, Inc.189

Mutual FundCanadaGoodwood Inc.190

Goodwood Funds

OtherCanadaGovernment of Quebec (for Placements Quebec)191

Unit TrustCanadaGrafton Asset Management Inc.192

Global Energy Growth Fund

Mutual FundCanadaGravitas Securities Inc.193

Pooled FundCanadaGreenchip Financial Corp.194

Pooled FundCanadaGreensKeeper Asset Management Inc.195

GreensKeeper Value Fund

Pooled FundCanadaGreystone Managed Investments Inc.196

Greystone Pooled Fund Trusts

Venture Capital FundCanadaGroundlayer Capital Inc.197

.

Labor Sponsored FundCanadaGrowth Works Capital Ltd.198

GrowthWorks Atlantic Venture Fund Ltd.

Working Opportunity Fund (EVCC) Ltd.

Pooled FundCanadaGuardian Capital LP199

Guardian Funds

Vector Funds

Vega Funds

Limited PartnershipCanadaHamilton Capital Partners Inc.200

Mutual FundCanadaHarvest Portfolios Group Inc.201

GIC'sCanadaHaventree Bank202

Pooled FundCanadaHemisphere Capital Management Inc.203

Limited PartnershipCanadaHGC Investment Management Inc.204

HGC Arbitrage Fund LP

Mutual FundCanadaHighstreet Asset Management Inc.205

Pooled FundCanadaHillsdale Investment Management Inc.206

GIC's / Investment Savings AccountsCanadaHome Bank207

GIC's / Investment Savings AccountsCanadaHome Trust Company208

GIC'sCanadaHomEquity Bank209

Unit TrustCanadaHorizons ETFs Management (Canada) Inc.210



Mutual Fund / GIC'sCanadaHSBC Bank Canada211

Structured Alternative Investment Return Securities

Mutual FundCanadaHSBC Investment Funds (Canada) Inc.212

Mutual Fund / Hedge FundCanadaHymas Investment Management Inc.213

Malachite Aggressive Preferred Fund

Mutual FundCanadaI.A. Michael Investment Counsel Ltd.214

ABC Funds

Mutual FundCanadaI.G. Investment Management Ltd.215

Mutual FundCanadaIA Clarington Investments Inc.216

Limited PartnershipCanadaIBV Capital Ltd.217

IBV Capital Global Value Canadian Feeder Fund LP

GIC's / Investment Savings AccountsCanadaICICI Bank Canada218

Mutual FundCanadaICM Asset Management Inc.219

ICM (1X) Real Estate Trust

Segregated FundCanadaIndustrial Alliance Pacific Insurance and Financial Services Inc.220

GIC'sCanadaIndustrial Alliance Trust Inc.221

GIC'sCanadaIndustrial and Commercial Bank of China (Canada)222

Segregated FundCanadaIndustrielle Alliance, Assurance et services financiers inc.223

Unit TrustCanadaInflection Management Inc.224

Inflection Strategic Opportunity Fund

GIC'sCanadaInnovation Credit Union225

Investment FundsCanadaInvesco Canada Ltd.226

GIC's

Investment Savings Accounts

IncomeTrusts

LP's

Segregated funds

Investment funds

The following investment products are covered:

Linked notes

Mutual FundOverseasInvestec Asset Management Limited227

Limited PartnershipCanadaInvico Capital Corporation228

Mutual Fund / Segregated FundCanadaIvari229

Pooled FundCanadaJ. Zechner Associates Inc.230



Pooled FundCanadaJ.C. Clark Ltd.231

Mutual Fund / Pooled FundCanadaJarislowsky, Fraser Limited232

Pooled FundCanadaJDM Investments Partners Ltd.233

Investment Partners Fund

Mutual Fund / Pooled FundCanadaJemekk Capital Management (2017) Inc.234

Hedge FundCanadaJM Fund Management Inc.235

JM Catalyst Fund

Pooled FundCanadaK J Harrison & Partners Inc.236

Mutual Fund TrustCanadaK2 & Associates Investment Management Inc.237

The K2 Principal Trust

Pooled FundCanadaKAI Asset Management Inc.238

KAI Core Equity Pool

Mutual Fund/Hedge Fund/Pooled FundCanadaKawartha Asset Management Inc.239

Kawartha High Conviction Resource Fund

Kawartha Energy Opportunities Fund Inc.

GIC'sCanadaKEB Hana Bank Canada240

Pooled FundCanadaKensington Capital Advisors Inc.241

Unit TrustCanadaKilgour Williams Capital Incorporated242

KiWi Private Credit Trust

Mutual Fund / Pooled FundCanadaKingwest & Company243

Mutual FundCanadaLandry Investment Management Inc.244

GIC'sCanadaLaurentian Bank of Canada245

Includes B2B Trust term deposits

GIC'sCanadaLaurentian Trust of Canada Inc.246

Pooled FundCanadaLaurus Investment Counsel247

Hedge FundCanadaLawrence Park Asset Management Ltd.248

GIC'sCanadaLBC Trust249

Mutual Fund / Pooled FundCanadaLDIC Inc.250

Includes LDIC Closed-End Funds

Mutual FundCanadaLe Fonds de Solidarite des travailleurs du Quebec (F.T.Q.)251

GIC'sCanadaLeague Savings and Mortgage Company252

Mutual FundOverseasLegg Mason Global Funds PLC253



Mutual FundCanadaLeith Wheeler Investment Counsel Ltd.254

Leith Wheeler family of funds

Mutual FundCanadaLester Asset Management Inc.255

Pooled Fund / Hedge FundsCanadaLevel 3 Investment Management Inc.256

Level 3 Total Return Opportunities Fund

Hedge FundCanadaLightwater Partners Ltd.257

Lightwater Long/Short Funds

Mutual Fund / Pooled FundCanadaLincluden Investment Management Limited258

Limited PartnershipCanadaLionGuard Capital Management Inc.259

Mutual FundCanadaLogiq Asset Management Ltd.260

Mutual FundCanadaLongbow Capital Inc.261

Mutual FundCanadaLorica Investment Counsel Inc.262

Lorica Canadian Fixed Income Fund

Pooled FundCanadaLorne Steinberg Wealth Management Inc.263

Steinberg High Yield Fund

Steinberg Global Value Equity Fund

Limited PartnershipCanadaLumen Asset Management Inc.264

Lumen Long Short Equity Fund LP

Pooled FundCanadaLynwood Capital Management Inc.265

Lynwood family of funds

Mutual FundCanadaLysander Funds Limited266

Mutual Fund / Segregated FundCanadaMackenzie Financial Corp.267

Mutual FundCanadaMackie Research Capital Corporation268

The Absolute Resource Company L.P.

Grafton Energy Growth Fund

Pooled FundCanadaMacNicol & Associates Asset Management Inc.269

The Absolute Return Fund (LP)

The Emergence Fund (LP)

The Conservative Income Fund (LP)

The Global Opportunities Fund (LP)

360 Degree U.S. Reality Income Fund

Mutual Fund / Pooled FundCanadaMajestic Asset Management LLC270

GIC's / Segregated FundCanadaManufacturers Life Insurance Co. (The)271

Deferred Annuities

Mutual Fund/Pooled Fund/Seg FundCanadaManulife Asset Management Limited272

Manulife Canadian Real Estate Investment Fund - Pooled Fund, Limited Partn

Manulife Financial Corp family of funds

GIC's / Investment Savings AccountsCanadaManulife Bank of Canada273

GIC's / Investment Savings AccountsCanadaManulife Trust Company274



Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaMarquest Asset Management Inc.275

Hedge FundCanadaMarret Asset Management Inc.276

Marret

Mutual FundCanadaMarval Capital Ltd.277

Mutual FundCanadaMatco Financial Inc.278

MFI series of funds

Mutual FundCanadaMawer Investment Management Ltd.279

Mutual FundCanadaMaxam Capital Management Ltd.280

GIC'sCanadaMCAN Mortgage Corporation281

Mutual FundCanadaMcElvaine Investment Management Ltd.282

The Osler Fund

The McElvaine Investment Trust

Mutual FundCanadaMcLean Asset Management Ltd.283

ROMC Trust

Mutual FundCanadaMD Financial Management Inc.284

Mutual Fund TrustCanadaMeckelborg Financial Group Ltd.285

MFG Diversified Strategy Fund

Linked NotesCanadaMerrill Lynch Canada Inc.286

Pooled Fund / Hedge FundsCanadaMetric Asset Management Limited Partnership287

Mutual FundCanadaMFS Investment Management Canada Limited288

Mutual FundCanadaMiddlefield Limited289

Mutual FundCanadaMontrusco Bolton Investment Inc.290

Bolton Tremblay Funds inc.

Pooled FundCanadaMorgan Meighen & Associates Limited291

Smedley Fund Family

Mutual Fund / Pooled FundCanadaNatcan Trust Company292

Mutual Funds / GIC's / Inv. Savings AcctCanadaNational Bank Investments Inc.293

Includes PPN's

GIC'sCanadaNational Bank of Canada294

National Bank of Canada GIC's

National Bank Trust GIC's

Natcan Trust GIC's

Mutual Fund / Pooled FundCanadaNational Bank Trust Inc.295

Mutual FundCanadaNational Trust Company296

Family of Funds



Tourism & Entertainment Growth Fund Inc.

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNCM Asset Management297

Unit TrustCanadaNewGen Asset Management Limited298

Mutual FundCanadaNewport Private Wealth Inc.299

Hedge FundCanadaNext Edge Capital Corp.300

Mutual FundCanadaNiagara Capital Partners Ltd.301

Niagara Access Alpha Fund

Mutual Fund / Limited PartnershipCanadaNicola Wealth Management Ltd.302

SPIRE LP's

NWM family of funds

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaNinepoint Partners LP303

Mutual FundCanadaNorth Growth Management Ltd.304

GIC'sCanadaNorthern Savings Credit Union305

Terrace & District Credit Union

Limited PartnershipCanadaNorthStream Capital Inc.306

NorthStream Credit Strategies Fund LP

Mutual FundCanadaNorthwest & Ethical Investments L.P.307

Mutual FundCanadaOcean Rock Investments Inc.308

Limited PartnershipCanadaOCP Fund Management LP309

Pooled FundCanadaOGAM Ltd.310

Pooled FundCanadaOnex Credit Partners, LLC311

OCP Debt Opportunity Class

Onex Credit Partners LLC

Mutual Fund TrustCanadaOptimize Inc.312

Optimized Pooled Funds

Mutual Fund / Hedge Fund / GIC'sCanadaOptimum Asset Management Inc.313

Pooled FundCanadaOutcome Wealth Management314

Limited PartnershipCanadaPACE Securities Corp.315

Limited PartnershipCanadaPalette Investment Management Inc.316

First Canadian Securities 2017

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalisade Capital Management Ltd.317

Mutual Fund/Pooled Fund/Ltd. PartnershipCanadaPalos Management Inc.318

Palos Family of funds

Rendez-vous Global Equity Fund LP - $CDN and $US



Mutual FundCanadaPathfinder Asset Management Ltd.319

Pooled FundCanadaPavilion Advisory Group Ltd.320

GIC'sCanadaPeace Hill Trust Company321

Mutual Fund / Pooled FundCanadaPembroke Private Wealth Management Ltd.322

Mutual FundCanadaPenderFund Capital Management Ltd.323

Pender Value Fund

Pender North American Small Cap Fund

Pender Small Cap Opportunities Fund

Pender Corporate Bond Fund

Pender US All Cap Equity Fund

Pender Canadian Opportunities Fund

Pender Strategic Growth and Income Fund

GIC'sCanadaPeoples Trust Company324

Mutual FundCanadaPerennial Asset Management Corp.325

Perennial Fixed Income Portfolio

Perennial Equity Portfolio

Hedge FundCanadaPerformance Capital Ltd.326

Pooled Fund / Limited PartnershipCanadaPeriscope Capital Inc.327

Pooled FundCanadaPerron & Partners Wealth Management Corp.328

Kipling Private Investment Portfolios

Labor Sponsored FundCanadaPFM Venture Capital Operations Inc.329

SaskWorks Venture Fund Inc.

Mutual Fund / Hedge FundCanadaPicton Mahoney Asset Management330

Pooled FundCanadaPier 21 Asset Management Inc.331

Pier 21

Mutual Fund / Hedge FundCanadaPIMCO Canada Corp.332

Mutual FundOverseasPIMCO Global Advisors (Ireland) Limited333

PIMCO Funds - Global Investor Services

Hedge FundCanadaPolar Asset Management Partners Inc.334

Altairis

Polar Fund Management II Inc.

Investment Funds / Limited PartnershipCanadaPortland Investment Counsel Inc.335

Investment FundsCanadaPratte Gestion de portfeuilles336

GIC'sCanadaPresident's Choice Bank337

Mutual FundCanadaPrimevest Capital Corp.338



GIC's / OtherCanadaProspera Credit Union339

Pooled FundCanadaProvisus Wealth Management Limited340

Mutual FundCanadaPurpose Investments Inc.341

Mutual FundCanadaPursuit Financial Management Corp.342

Mutual FundCanadaPutnam Investment Inc.343

Pooled FundCanadaQuadrant Asset Management344

QAM Tracking Pools

Mutual FundCanadaQuantum Leap Asset Management Limited345

Quantum Leap Mortgage Investment Fund

Pooled FundCanadaQV Investors Inc.346

QV Pooled Funds

Mutual Fund / Limited PartnershipCanadaQwest Investment Fund Management Ltd.347

Mutual FundCanadaR.E.G.A.R. Gestion Privée Inc.348

Mutual FundCanadaR.N. Croft Financial Group Inc.349

Pooled FundCanadaRadin Capital Partners Inc.350

Radin Capital Partners

Unit TrustCanadaRaintree Wealth Management Inc.351

Raintree Absolute Fund Class A

Raintree Tactical Fund Class A

Pooled FundCanadaRavenstone Capital Management Inc.352

Ravenstone family of funds

Pooled FundCanadaRayne Capital Management Inc.353

Rayne Capital Opportunities Trust

Rayne Capital Opportunities Fund LP

Rayne Capital LP

Linked NotesCanadaRBC Dominion Securities Inc.354

Mutual Fund/Hedge Fund/Pooled FundCanadaRBC Global Asset Management Inc.355

Segregated FundCanadaRBC Life Insurance Company356

GIC'sCanadaResmor Trust Company357

Mutual FundCanadaResolute Funds Ltd.358

Hedge FundCanadaResolve Asset Management Inc.359

Mutual Fund / Labor Sponsored FundCanadaReturn on Innovation Advisors Ltd.360

Pooled Funds

GIC'sCanadaRFA Bank of Canada361



Pooled FundCanadaRoadmap Capital Inc.362

Hedge FundCanadaRobson Capital Management Inc.363

Limited PartnershipCanadaRosalind Advisors, Inc.364

Rosalind Capital Partners L.P.

Mutual Fund / Limited PartnershipCanadaRoss Smith Asset Management ULC365

Ross Smith Opportunity Fund

Ross Smith Cryptocurrency Investment Fund LP

Ross Smith Capital Investment Fund

Pooled FundCanadaRoundtable Capital Partners Inc.366

Roundtable Focus Equity Fund

Roundtable Growth Fund

Roundtable Everkey Global Fund

Roundtable Dividend & Income Fund

Segregated FundCanadaRoyal & Sun Alliance Life Insurance Co. (Canada)367

GIC's / Investment Savings AccountsCanadaRoyal Bank of Canada368

Royal Bank of Canada

Connor Clark Private

Royal Trust Corp.

Royal Trust Company (The)

Royal Bank Mortgage Corp.

Merchant Private Trust

Mutual FundCanadaRoyal Trust Company (The)369

RT Capital Inc.

Classified Investment Trusts

T.A.L. Investment Pooled Funds

T.A.L. Private Management Pooled Funds

The First American Fund

The Protected American Fund

First Trust Canada Funds

Mutual Fund / Hedge FundCanadaRP Investment Advisors LP370

Mutual FundCanadaRussell Investments Canada Limited371

Russel Group mutual funds

Life Points mutual funds

Soverign mutual funds

Limited PartnershipCanadaSaguenay Strathmore Capital, L.P.372

Titan Masters Canada, L.P.

Mutual FundU.S.Sanford C. Bernstein & Co. LLC373

Mutual FundCanadaScotia Capital Inc.374

Cassels Blaikie Canadian Fund (U.S.)

The Bank of Nova Scotia Structured Deposit Notes - Apr 26-07

Scotia Capital family of funds

Pinnacle family of funds - May 7-07

Mutual FundCanadaScotia Securities Inc.375



Mutual Fund / Pooled FundCanadaSeamark Asset Management Ltd.376

Mutual FundCanadaSEI Investment Canada Company377

Pooled FundCanadaSeymour Investment Management Ltd.378

.

Family of funds managed by Seymour Investment Management Ltd.

Mutual FundCanadaSherpa Asset Management Inc.379

Pooled FundCanadaSIA Wealth Management Inc.380

SIA Wealth Management Private Investment Pools

Limited PartnershipCanadaSilvercreek Management Inc.381

Silvercreek family of funds

Pooled FundCanadaSlate Securities L.P.382

Mutual Fund/Hedge Fund/Pooled FundCanadaSpartan Fund Management Inc.383

Spartan Fund Management Inc. family of funds

Thales Fund Management Inc. family of funds

GIC's / Segregated FundCanadaStandard Life Assurance Company of Canada (The)384

Ideal Segregated Funds

Guaranteed Interest Rate Contracts

Mutual FundCanadaStandard Life Mutual Funds Ltd.385

Mutual FundCanadaStandard Life Trust Company386

Hedge FundCanadaStanton Asset Management Inc.387

Mutual FundCanadaStarlight Investments Capital LP388

Starlight group of funds

GIC'sCanadaState Bank of India (Canada)389

Mutual FundCanadaSteadyhand Investment Management Ltd.390

Steadyhand Equity Fund

Steadyhand Global Equity Fund

Steadyhand Small Cap Equity Fund

Steadyhand Savings Fund

Steadyhand Income Fund

GIC'sCanadaSteinbach Credit Union Limited391

GICs

Mutual FundCanadaStone Asset Management Limited392

Mutual FundCanadaStrathbridge Asset Management Inc.393

Limited PartnershipCanadaStratigis Capital Advisors Inc.394

Goforth Technical Fund LP

Uber Strategies LP

Pooled FundCanadaSuccessful Investor Wealth Management Inc.395



Segregated FundCanadaSun Life Assurance Co. (Canada)396

Individual Variable Insurance Contracts

GIC'sCanadaSun Life Financial Trust Inc.397

Investment FundsCanadaSun Life Global Investments (Canada) Inc./Placements mondiau398

GIC'sCanadaSunshine Coast Credit Union399

Mutual Fund / Pooled FundCanadaT.I.P. Wealth Manager Inc.400

Investment FundsCanadaTactex Asset Management401

x

x

x

GIC's / Investment Savings AccountsCanadaTangerine Bank402

Pooled FundCanadaTaylor Asset Management Inc.403

Taylor Partners Fund

Mutual Fund / Inv. Savings AccountCanadaTD Asset Management Inc.404

GIC's / Linked NotesCanadaTD Bank Financial Group405

TD Pacific Mortgage Corp. - GIC's

TD Bank - GIC's & Linked Notes

The Canada Trust Compay - GIC's

TD Mortgage Corp. - GIC's

Linked NotesCanadaTD Securities Inc.406

Pooled FundCanadaTempered Investment Management Ltd.407

Tempered Global Value Fund

Mutual Fund / Limited PartnershipCanadaTerra Fund Management Ltd.408

Pooled FundCanadaThird Eye Capital Management Inc.409

Third Eye Capital Alternative Credit Trust

Pooled FundCanadaThornmark Asset Management Inc.410

Thornmark Investment Funds

Mutual Fund / Limited PartnershipCanadaTimbercreek Investment Management Inc.411

Limited PartnershipCanadaTimelo Investment Management Inc.412

Timelo Strategic Opportunities Fund

Mutual FundCanadaTIS Preservation & Growth Fund/Accilent Capital Management.413

TIS Preservation & Growth Fund Class A and Class F Units

Mutual FundCanadaTonus Capital Inc.414

Tonus Partners Fund

Hedge FundCanadaToronto Trust Management Ltd.415

Friedberg Mercantile Group family of funds

Mutual FundCanadaTradex Management Inc.416

Pooled FundCanadaTrapeze Asset Management Inc.417



Income TrustCanadaTrez Capital Corporation418

Pooled FundCanadaTri Delta Investment Counsel Inc.419

Limited PartnershipCanadaTriumph Asset Management Inc.420

Triumph Capital Appreciation Fund LP

Pooled FundCanadaTrivest Wealth Counsel Ltd.421

Pooled FundCanadaTurtle Creek Asset Management Inc.422

Pooled FundCanadaUBS Global Asset Management (Canada) Co.423

UBS (Canada) Balanced Fund A

Mutual FundCanadaUllman Wealth Management Inc.424

Ullman Wealth Management Fund Family

Mutual FundCanadaValue Partners Investment Inc.425

Mutual FundCanadaValue-Contrarian Asset Management Inc.426

GIC'sCanadaVancouver City Savings Credit Union427

Mutual Fund / Pooled FundCanadaVanguard Investment Canada Inc.428

Pooled FundCanadaVantage Asset Management Inc.429

Vantage Protected Performance Fund

Mutual FundCanadaVantage Point Investment Management Inc.430

The Vantage Point Funds

Hedge FundCanadaVenator Capital Management Ltd.431

Venator family of mutual funds

Pooled FundCanadaVeritas Asset Management Inc.432

VAM V List Plus Fund

VAM Signature Fund

Veritas Long Short Fund

GIC's / OtherCanadaVersaBank433

Mutual FundCanadaVertex One Asset Management Inc.434

Mutual FundCanadaVesta Wealth Partners Ltd.435

Cerulean Private Equity Access Fund

Pooled FundCanadaViewpoint Investment Partners Corporation436

Viewpoint Global Fund Trust

Hedge FundCanadaVision Capital Corporation437

Mutual Fund / Labor Sponsored FundCanadaVL Advisors Inc.438

Mortgage Investment FundCanadaW.A. Robinson & Associates Ltd.439

Frontenac Mortgage Investment Corp.

Mutual Fund / Limited PartnershipCanadaWARATAH Capital Advisors Ltd.440



Waratah fund family

Pooled FundCanadaWaypoint Investment Partners Inc.441

Mutual Fund / Pooled FundCanadaWealhouse Capital Limited Partnership442

Panorama Fund

Panorama Private Client Fund

GIC's / Investment Savings AccountsCanadaWealth One Bank of Canada443

Pooled FundCanadaWealthCo Asset Management Inc.444

WealthCo Asset Management Inc.

WealthCo Pooled Funds

Mutual FundCanadaWells Asset Management System Inc.445

Mutual FundCanadaWest Face Capital Inc.446

WFC Opportunities Trust

Mutual FundCanadaWestcap Mgt. Ltd.447

Golden Opportunities Fund Inc.

Mutual Fund / Segregated Fund / GIC'sCanadaWestminster Savings Credit Union448

GIC'sCanadaWilliams Lake & District Credit Union449

GIC'sCanadaWindsor Family Credit Union450

Unit TrustCanadaXIB Asset Management Inc.451

XIB Fund

Mutual FundCanadaYorkville Asset Management Inc.452

Southbridge Health Care Fund

Heritage Yorkville Mutual Funds

Mutual FundCanadaYTM Capital Asset Management Ltd.453

GIC's / Investment Savings AccountsCanadaZag Bank454

One of the ways for book entry investment products (including investment funds, guaranteed investment certificates and other evidence of deposits) issued

by a company or its agent to be considered and acceptable securities locations, is for the company or its Agent to sign a custody agreement with the IIROC

outlining the terms upon which such securities are deposited and including provisions that no use or disposition of the securities shall be made without the

prior written consent of the Member and the securities can be delivered to the Member promply on demand. IIROC has executed these agreements on

behalf of SRO members in order to reduce the need for the company or its Agent to enter into individual agreements with each Member it deals with.

Another way for the company or its Agent to be considered an acceptable securities location is for the Member to have a custody agreement, which

conforms to SRO by-laws directly with the company or Agent

Unless otherwise indicated, a mutual fund company / fund manager on this listing has signed an agreement only for its family of funds. Where the mutual

fund company / fund manager administers a third party mutual fund it must sign a seperate agreement. Where this is the case, the listing will indicate the

third party mutual fund(s) covered by the agreement.

Note:

* The agreement remains valid for regulatory purposes during the period in which the custodian is in receivership



Additions to List Since January 1, 2020


Date Approved

RFA Bank of Canada Canada GIC's 1/3/20201

Optimize Inc. Canada Mutual Fund Trust 1/9/20202

Optimized Pooled Funds

Frontwater Capital Inc. Canada Mutual Fund 2/10/20203

Antrim Investments Ltd. Canada Mortgage Investment Fund 2/24/20204

Antrim Balanced Mortgage Fund Ltd.

NCM Asset Management Canada Mutual Fund/Pooled Fund/Ltd. Partnershi 3/6/20205

Rosalind Advisors, Inc. Canada Limited Partnership 3/31/20206

Rosalind Capital Partners L.P.

Axess Capital Advisors Inc. Canada Pooled Fund 4/20/20207

Magna High Income Fund

Magna Life Settlement Fund

Magna Opportunity Fund

Magna REIT

Altrust Investment Solutions Inc. Canada Hedge Fund 4/28/20208

Vesta Wealth Partners Ltd. Canada Mutual Fund 5/1/20209

Cerulean Private Equity Access Fund

Marval Capital Ltd. Canada Mutual Fund 5/28/202010

Capital Direct I Income Trust Canada Mortgage Investment Fund 6/8/202011

Capital Direct I Income Trust

Level 3 Investment Management Inc. Canada Pooled Fund / Hedge Funds 7/10/202012

Level 3 Total Return Opportunities Fund

Page 1 of 1Listing of Additions to List


January 1, 2020Deletions from List since

Fund Manager Reason of RemovalRegion Type of ProductsFunds covered by agreement

Date Removed

Societe Generale (Canada) No longer in existencePrincipal Protected NoteCanada 1/28/20201

CI Protected Coverage Notes, Series 1

Crystal Wealth Management

System Ltd.

No longer exists.Mutual FundCanada 7/9/20202

Page 1 of 1Listing of Deletions from List


January 1, 2020Name Changes and Mergers since

Fund Manager Region Type of Product

Funds covered by agreement

Date Comments

Street Capital Bank of Canada GIC's Name changed to RFA Bank of Canada

Canada 1/6/20201

Norrep Capital Management Ltd. Mutual Fund/Pooled Fund/Ltd. Partnership

Name changed to NCM Asset Management Ltd.

Canada 3/6/20202

Difference Capital Management Inc. Hedge Fund Name changed to Altrust Investment Solutions Inc.

Canada 4/28/20203

Page 1 of 1Listing of Name Changes and Mergers

bare trustee agreements approved fund managers as of july ...€¦ · fund manager region type of...

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