Ngan Hang Giam Sat 07 thang 12 nam 2015

g Nam

ng Glam D6c

C6ng ty Quin ly Quy

Chipng Khoan

at Deutsche Bank AG Ch CM

Phu Luc 26 - Mau Bao Cao Thay 061 Gia Tri Tai San flOng Gino Dich Chirng Chi Quy (Ban hanh kern theo ThOng tu, 183 huang dAn ve viac thanh lap va quan19 Qu9 mei)

BAO CAO THAY eOi GIA TRI TAI SAN RONG GIAO DICH CHONG CHI QU?

Ten Cong ty Quin 19 qu9:

Ten Ngan Hang Giam Sat:

K9 bag cao: Tir

Cong ty lien doanh quan19 qu9 tu' chirng khoan Vietcombank

Deutsche Bank AG, Chi Nhanh H6 Chi Minh

01/11/2015 Teri 30/11/2015

Don vi tinh: VND

STT N01 dung Ky bao can Ky truck

Qu9 tiau tu' Can Bang Chien Luvc VCBF (VCBF-TBF)

I Gia tri tai san rang cua qu9 (NAV) 66u k9 88,875,043,421 82,585,284,934

II Thay 66i NAV so vai k9 truck (=11.1 +11.2), trong 66 (603,859,453) 6,947,208,950

11.1 Thay Ci6i NAV do bien clang thi truerng va hot dOng giao dich cija qu9 trong 1(9 (603,859,453) 6,947,208,950

11.2 Thay 661 NAV do phan chia Ic'i nhuen cho nha dal.] tu' trong k9

- -

III Thay dOi NAVdo mua lei, chat hanh them chirng chi qu9 (=111.1 - 111.2) (548,346,391) (657,450,463)

111.1 han thu tCr viec phat hanh ba sung chirng chi quy

554,980,832 443,970,832

111.2 Khoan thanh town tir viac mua Iai chirng chi qu9 (1,103,327,223) (1,101,421,295)

IV Gia tri tai san rang dm qu9 cuoi k9 (= I +II + III) 87,722,837,577 88,875,043,421

Trai n Dar Trang

Trurdong Ban Dich Vu Quan Tri Quy

Ngan hang Giam Sat Deutsche Bank AG Chi nhanh Tp. HCM

Phu Luc 34 - Mau BA° Cho Dinh K9 vi hoot slang dhu tu' cOa Qu9 (Ban hanh kern theo ThOng tu 183 hiy6ng d5n ve viec thanh lap va quan ly Qu9 in&)

1. Ten Cling ty quail ly qu9: 2. Ten Ngan Hang Giarn Sat: 3. Ten qu9: 4. Ngay lap bao cao:

BAO CAO DINH KY HOAT DQNG DAU TV CUA QUY

C6ng ty lien doanh quan 19 qu9 ciao tu' cht:png khoan Deutsche Bank AG, Chi Nhanh Qu9 du tu' Can Bhng Chien LU'QC VCBF (VCBF-TBF) TO' 01/11/2015 Tai 30/11/2015

Dan vi tinh: VND

I. BAo cAo ve TA! sAN cOA cm?

STT Thi san K9 bao cao Ky tru,6,c %/ cung ky nam trutrc In

1.1 Tien va cac khoan Wang du'ang tien 23,438,987,567 25,619,884,015 97.92 Tien - - Tien gizi ngan hang 3,738,775,067 5,919,671,515 108.75

- 96.10

1.2

1.3 1 2

1.4 1.5

1.6 1.7 1.8

Cac khoan dvansi tuteng ben - Tien girl co k9 han khong qua 3 tilting - Tien giti ca kir hon tren 3 thang 19,700,212,500 19,700,212,500 Cac khoan du tu, 63,851,293,400 62,577,719,600 114.46 Co phi& 63,851,293,400 62,577,719,600 114.46

- .. -

-

Co t0c, trai tin duvc nhan 29,000,000 - CO tin, trai tiro duac nhen 29,000,000 - . Trai Vic duvc nhAn - Lai duvc nhan 1,240,718,381 1,119,933,790

73,889,000 73,889,000

98.24 - - - -

109.

Tien ban cht:rng khoan nh& thu CO phieu Cac khoan phai thu khac -

- Cac tai sari khAc Tong tai san 88,559,999,348 89,391,426,405

STT N9, phai tra Ky bao cao K9 tru,ac 70/ ciing kYnánj C tru,ac () ..1

11.1

11.2

1

Tien phai thanh toan mua ch.vng khoan 403,354,125 80,801,020

16 76

26.49

CO phi6u 403,354,125 80,801,020 Trai Phi& -

435,581,964 Cac khoan phai tra khac 433,807,646 Phil tra phi phat hanh, mua 101 chi:mg chi qu9 cho Dail9 phan ph6i

9,272,168 4,038,584

2 Phai tra phi phat hanh, mua Iai chi:mg chi qu9 cho Cty QLQ 9,272,168 3,619,952

4,038,584 2,516,624

28.80 3 4 5 6 7 8 9 10 11 12 13 14 15 16

Phai tra thu e 158.05 Phai tra do viec mua lai chtl,ng chi qu9

21,000,000 52,735,652 21,000,000 771.11

316.90 Phai tra phi kru k9 Phi quan tri quji 9,493,149 9,809,586 Phil tra phi quan19 qu9 109,840,163 110,455,223 107. Phil tra Phi ngan hang Om sat 23,100,000 23,100,000

11,550,000 77j1.--

Phi dai 19 chuyen nhirceng 11,550,000 Phai tra Phi mi5i giol - Phai tra Phi kiem toan 101,576,539 93,424,814 Thu lao ban di then 17,902,176 36,097,827 10 Midi tra thus thu nhap Ltyang Ban Di Dien Qu9 1,989,131 4,010,870 13 Chiphi Ban Doi Dien - Phil tra khac - hap dang repo - -

55.56

- 622.49

Phi giao dich thanh toan bu kir ch&ng khoan 2,100,000 5,670,000 17 29 30 11.3

Lai tra truck - Phil tra cho Nha dau tu' ye mua Chi:mg chi qu9 113,092,200 57,134,200

- Doanh thu ghi nhan truac Tang Kr 837,161,771 516,382,984 32.35 Tai san rang cOa qu911.8-11.3) 87,722,837,577 88,875,043,421 111.72 Tang s6 dan vi qu9 8,854,693.07 6,896,620.98

12,886.75 97 69

114.36 Gia trj tai san rong ten mOt dan vi qu9 12,797.48

Lig JAN 1. CHU

VIE1

4,

II. BAO CAO KET QUA HOT DONG

SIT Chi tieu Kir bio cio K9 twat Lay ke tir dau nam

I. Thu phap ter hoot dOng du ttr 158,211,029 129,889,600 3,768,154,847 2,342,528,000 1

2

CO tirc, trai tiro duvc nhan 29,000,000 - C6 tirc duvc nhan 29,000,000 - 2,342,528,000 Trai tirc duvc nhen - - -

Lai duvc nhbn 122,951,846 125,813,705 1,374,561,554 3 Cac khoan thu nhap khac 6,259,183 4,075,895 51,065,293 II

_1 2

2.1

Chi phi 201,433,282 109,840,163

231,899,950 2,184,267,707 Phi quan I9 qu9 110,455,223 1,107,561,383 Phi lull k9, phi ngan hang giam sat 46,969,394 50,468,445 522,459,751

230,963,255 Phi dich vu Itru k9 21,000,000 21,000,000 2.2 Phi giao dich thanh toan bil trir chUng khoan 2,100,000 5,670,000 30,030,000 2.3 Phi Om sat 23,100,000 23,100,000 254,059,580 •2.4 3

Phi Iu'u ky chUng khoin tra cho VSD 769,394 698,445 7,406,916 Phi wan tri qu9, phi dai I9 chuyen nht.r6ng 21,152,874

9,493,149 11,659,725

21,428,887 9,809,587

236,355,546 3.1 Phi quart trI qu9 105,649,966 3.2 Phi dai chuyan nhuvng 11,619,300

8,423,448 130,705,580 101,576,539

89,891,307

89,891,307

4

5

Phi kiern town 8,151,725

Chi phi dich vu phap I9, boo gib, th6 lao tra ban dai dien qu9 9,782,610 10,108,697

5.1 5.3

6

6.1 6,2 6.3

Thu lao ban dai dien 9,782,610 10,108,697 Phi cung Op gia chOng khoan - - _ _ -

17,791,705 Chi phi du, thio, in An, bin afro bach tom tat, sao ke tai khoin, tai lieu nha dau tu', chi phi 16 cherc hop, ban (lei dien qu9;

- -

Chi phi hop, Doi hOi Qu9 mer a 10,702,233 - Chi phi boo coo thu'o'ng nien - -

Chi phi Ban Doi Dien - - 7,089,472 7 Chi_phi lien quan den thkrc hien cac giao dich tai san qu9 2,751,316 9,401,900 39,633,551

8 Chi phi lai vay - - _ - 68,997,925 9 Cbc loai_phi khac 2,785,200 21,613,350

9.1 9.2

9.3 9.4

Phi ngan hang 475,200 594,000 18,709,350

7,828,575 35,759,350 Chi phi in An tai lieu -

Phi giay phep II-earth lap - - - —

- - -

25,410,000.

Dich vki btru chinh - 9.5 Phi gang coo - -

2,310,000 9.6 Dich vu qui rner - DBDI 2,310,000 9.7 9.8

Phi khac - - -- A Phi quart I9 thtremg nien cho SSC -

(43,222,253) (560,637,200)

- (102,010,350) 7,049,219,300 2,395,704,471 4,653,514,829

III IV 1

Thu nh*p rang ter hoot gong diu tu, (I-II) 1,583,887,140 11,230,038,900 4,218,097,180 7,011,941,720

12,813,926,040

Lai (18) Ur hoot dOng du tu, Lai WM, thwc te phat sinh tir hoot Ong dau ttr -

2 Thay d6i gia trj cac khoan dau tu' trong k9 (560,637,200)

(803,859,453) V Thay d6i gist trj tai san 'trig am guy do cac hoot dOng

1 dau ttr trong ky (III + IV)

6,947,208,950

VI VII

Gia Vigil san rang dau kk 88,875,043,421 82,585,284,934 76,934,977,598 They d6i gib tri tai san rang cua Qu9 trong ky (1,152,205,844) 6,289,758,487 10,787,859,979

_

1

2

4

Trong do .

12,813,926,040 Thay dti gia trj tai san rang cua Qu9 do cac hoot dOng lien quan den dau tu' cua qu9 trong ky

(603,859,453)

554,980,832

(1,103,327,223)

6,947,208,950

Thay d6i gia trj (Ai san rung cua Qu9 do viec phan ph6i thu nhap cua qu9 cho cac nha dau tu, trong k9

- -

Thay d6i gia tri tai sin rong cua Quy do viec phat hanh them/mua loi chimg chi qu9 cho cac nha dau ttr trong ky

443,970,832 6,377,177,983

Thay d6i gib tri tai san rang do mua lai Chirng chi Qu9

(1,101,421,295)

88,875,043,421

(8,403,244,044)

87,722,837,577 VIII Gist tri tai sin rang cuoi kif 87,722,837,577

6 -

2NQ N DI

WI

CON

Tran Dai Trang Trirong Ban Djch Vy Quan Trj Qu9 N an hang Giam Sat Deutsche Bank AG

Tp. HC

p Vu ChU'ng Khoan am Sat Deutsche Bank AG HCM

7t Mg 12 nam 2015L

g Nam ng Gam D6c

IV. MOT SO CHI TIELIKHAC

STT Chi tieu Ky beo cao Ky tarot I 1 2

3

4

5

6

7

II 1

2

Cbc chi tieu ve hoet d6ng 1.48% 0.63%

0.28%

_ . 1.53% 0.70%

T9 le phi quan ly qu9/ Gib tri tai san rang trung binh trong k") T9 he phi kru k9,Rhi giam sat/ Gib trj tai san 'trig trung binh trong k9 (%) 1-9 le phi quan trj qu9, phi dai 19 chuyen nhuvng va cac chi phi khac cho t6 chirc cung cep djch vu/ Gib trj tai san 'trig trung binh trong k9 (%)

0.30%

Chi phi kiem toan (phat sinh)/ Gia trj tai san rong trung binh trong k9 (%) 0.11% . 0.12% Chi phi djch vu phapI9, bao gia, th6 lao ban dal din qu9/ Gia trj tai san rang trung binh trong kir (%)

0.13% 0.14%

T9 le chi phi host Ong/ Gib trj tai san rong trung binh trong ky (%) 2.71% 3.21% T6c dg Ong quay danh myc trong k9 (%) = (T6ng gia trj danh mix mua vao + T6ng gib trj danh myc ban ra)/ Gia trj tai san rong trung binh(%)

12.36% 43.39%

Cac chi tieu khac Quy mo qu9 dbu ky Tong gib trj chirng chi qu9 dang kru hanh du k9 68,966,209,800 69,501,152,000 Tong so luvng dan vi gut, dangltru hanh dau ky 6,896,620.98 6,950,115.20 Thay d6i quy ma qui trong k9 so luvang dan vj qu9 phat hanh them trong 119 42,816.60 35,754.33 Gia trj von thyt huy Ong trong ky 428,166,000 357,543,300

(89,248.5X SO luvng dm vj qu9 mua lai trong k9 (84,744.51) Gia trj von thy'c phai thanh town trong k9 khi dap 6,ng lenh cua nha deu kr (847,445,100) (892,485,500)

3 Quy mO qu9 cuoi k9

4 5 6 7 8

Tong gia mil chirng chi qu9 danh luiu hanh 68,546,930,700 68,966,209,800 6,896,620.98

79.50% 85.38% 37 99%

325

Tong s6 krang dan vi qu9 dang luv hanh cuoi k9 6,854,693.07 79.99% 85.93% 38.23%

317

Tile nArn g_iii, chirng chi qu9 c6a cOng ty quart ly quIve ngutli lien quan cuoi k9 Tit le nAm gia, chirng chi qu9 cua 10 nha dau tu, lern nhat cuoi k9 T9 le nArn OD cht:rng chi qu9 c6a nha dau tu, nubs ngoai cuoi k9 SO nha dau to tham gia vao qu9, ke ea giao djch kir danh Gia tri tai san rang ten mgt dan vi qu9 cuoi thang_ fiorTrt..■., st12,797.48 12,886.75

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