Ngan Hang Gam Sat Minh, nga 07 thang 12 nam 2015

ng Nam

ng Giam Doc

Cong ty Quail ly Quit

Phu Luc 26 - MAu Bac) Cao Thay 06i Gia Tri Tai Sin Rong Giao Dich ChUng Chi Quit (Ban hanh kern theo Thong tu' 183 hu,Ong dan ve viec thanh lap va quan ly Qu9 ma')

BAO CAO THAY DOI GIA TR! TAI SAN R6NG GIAO DICH CHONG CHI QU's?

Ten Cong ty Quail 19 qu9: Ten Ngan Hang Giam Sat: K9 bao cao: TO,

C6ng ty lien doanh guar) ly qu9 dau chUng khoan Vietcombank Deutsche Bank AG, Chi Nhanh Ho Chi Minh

01/11/2015 TO,i 30/11/2015

Dan vi tinh: VND

STT Niii dung Ky bac) cao Ky tru'oc

Quji Dau Ti.r CO Phieu Hang Oki VCBF (VCBF-BCF)

1 Gia tri tai san rang cua qu9 (NAV) d6u ky 88,906,431,062 80,287,819,704

II Thayda

et6i NAV so vai ky tru,O'c (=II.1 +11.2), trong (837,084,412) 8,412,893,894

11.1 Thay dOi NAV do bran dOng thi twang va hoat do ng . dong giao dich cua quy trong ky

(837,084,412) 8,412,893,894

11.2 Thay doi NAV do phan chia loi nhuan cho nha

x dau tu' trong ky

- -

III Thay dOi NAVdo mua lai, phat hanh them chtimg chi qu9 (=111.1 - 111.2) (6,617,857,430) 205,717,464

111.1 Khoan thu tir yiec chat hanh b6 sung ch(rng chi

,. quy 347,884,542 646,417,319

111.2 Khoan thanh toan tb, yiac mua lai chCrng chi qu9 (6,965,741,972) (440,699,855)

IV Gia tri tai san rung cua qu9 cuoi ky (= I +11 + III) 81,451,489,220 88,906,431,062

Tr6n Dai Trang

Trusting Ban Dich Vu Quan Tri Qu9

Ngan hang Giam Sat Deutsche Bank AG HCM

Vy ChOng Khoan

Ng lam Sat Deutsche Bank AG Chi nhanh Tp. HCM

STT Tai sari Kir bao cab Kir trot* %/ cong ky nam tru'o'c (*)

1.1 Tien va cac khoan twyng &rang tien 2,075,274,002 -

5,106,784,606 7.75 Tien - Tien giri ngan hang 2,075,274,002 5,106,784,606 54.00

- Cac khoin duvng Wang tien - Tien gal 66 kit han khong qua 3 thang -

- - -

- -

L2

1.3

Tien gal c6 k9 han t en 3 thang Cac khoan Cfau tu. 80,028,333,400 83,736,554,200 168.20 C6 phi& 80,028,333,400 83,736,554,200 168.20 C6 tirc, trai tirc dircrc nhan 43,990,000 -

1 C6 ta,c, trai tCrc du,crc nhan 43,990,000 - 2

1.4 Trai tin du vc nhan - - - Lai duv c nhan - - -

1.5 Tien ban chirng khoan nher thu 96,874,470 530,702,750 - L6 1.7 1.8

Cac khoan 614 thu khac - - Cac tai san khac - - - Tong tai san 82 244,471,872 89,374,041,556

110.60

STT No, phai tra KY bac cat) K9 trutfc %/ cung ky nam tru'o'c (*)

11.1 Tien phAi thanh toan mua chi:mg khoan 420,518,834 24.76 C6 phi& 420,518,834 - 24.76 -

Trai Phi& - - 11.2 Cac khoin phai tra khac 372,463,818 467,610,494 129.05

11.60 1 Phai tra phi phat hanh, mua lai chirng chi qu9 cho Dai 19 phan phoi Phai tra phi phat hanh, mua lai chting chi qu9 cho Cly_QLQ

5,904,218 2,607,189 2 5,904,218 2,607,189 18.06 3 Phai tra thus 1,122,688 681,693 1,125.22 4 Phai tra do viec mua lai chCrng chi qu9 - 84,109,871 - 5 6

Phai tra phi lull k9 21,000,000 21,000,000 873.37 Phi guar' tri qu9 3,530,548 3,680,806 133.48

7 8 9

Phai tra phi quan 19 qu9 135,177,162 138,435,110 118.36 Ph& tra Phi ngan hang Om sat 23,100,000 23,100,000 873.37 Phi dai 19 chuyen nhuvng 4,295,499 4,333,854 162.41

10 Phai tra Phi mOi giai - - - 11 Phai tra Phi kiem toan 100,708,178 91,716,085 329.05 12 ThO lao ban dai dien 17,902,176 36,097,827 89.86 13 14 15 16 17

Phai tra thue thu nhap Luang Ban Dal Dien Quy 1,989,131 4,010,870 89.86 Chiphi Ban Dai Dien - -

-69.70

-

Phai tra khac - hcep ding repo - - PhigAo dich thanh toan LAI tar chirrig khoan 4,830,000 2,730,000 Lai tra tru'&c - -

18 Phai tra vay ngan hpn - 19 Cac khoan phai tra, phai nip khac - - - 20 Phil tra thu nhap cho NM du tu, - - - 21 Phai tra chi phi lai vay - - - 22 Chi phi Ow dich ban cac khoan du kr - - - 23 Chi phi in an tai lieu - - - 24 Phi giay phep thanh lap - -

- -

25 Chi phi tu, 'Art Binh gia Phi dich vu khac cOa Nha cung cap dich vu cho Qu9 mdt

- -

- 26 - - 27 Phai tra chi phi hop, Dai NA Nha Deull, Q1.19 met - - - 28 Chi phi thanh ly tai san - - - 29 Phai tra cho Nha du Kr ye mua Chi:mg chi qu9 47,000,000 52,500,000 226.71 30 Doanh thu ghi nhan tru.6.6 - - - 31 Cac khoan phai tra khac - - -

Phu Luc 34 - Mau Bac Cap Dinh KS/ v6 host Ong deu tu, ctia QUif' (Ban hanh kern theo ThOng tu' 183 twang clan ye viec thanh lap va quan ly Qu9 ma)

BAO CAO DINH K? HOAT DQNG DAU TU' CIJA QUI?

1. Ten COng ty guar) IY quji:

Cong ty lien doanh quail ly quy dau tu, chUng khoan Vietcombank 2. Ten Ngan Hang Gam Sat: Deutsche Bank AG, Chi Nhanh 3. Ten qu9: Quy Dau Ti, C6 Phieu Hang flau VCBF (VCBF- 4. Ngay lap bac cao: Tip 01/11/2015 Tai 30/11/2015

Dan vi tinh: VND

I. BAO CAO VE TAI SAN CUA QU'?

32 , Chi phi quan 19 khac - 33 Phii tri phi Bao Cao Thutrng Men - 34 11.3

Phiguin 19 thvang Men cho SSC - - T6ng no' 792,982,652 467,610,494 39.91 Tai san rong dm qu9 (1.8-11.3) 81,451,489,220 88,906,431,062 112.54 T6ng s6 dan vi qu9 7,023,279.77

11,597.35 7,575,060.77

11,736.72 94.76

118.76 Gia tri tai sin rong Van mOt dan vi qu9

II. BAO CAO KET QUA HOAT DONG

STT Chi lieu Ky bao coo Ky tarot Lily Ice tir dau nom I. Thu nhip tir hoot Ong du tu, 81,795,964 15,983,320 3,047,366,654 1 C6 tti,c, trai tilt duvc nhen 43,990,000 12,000,000 2,823,677,000

C6 tiro duvc nhen 43,990,000 12,000,000 2,823,677,000 Trai tilt dvac nhen - - -

2 Lai duvc nhen 2,015,262 1,015,112 152,495,846 3 Cac khoin thu nhep khac 35,790,702 2,968,208 71,193,808 II Chi phi 223,558,576 240,772,626 2,282,509,941 1 Phi q_uin 19 qu9 135,177,162 138,435,110 1,347,440,917 2 Phi Itru k9, phi ngan hang giam sat 49,940,216 47,760,932 536,495,043

2.1 Phi dich vu lu,u kt Phi giao dich thanh town 1)0 tra, chang khoan

21,000,000 21,000,000 230,977,328 2.2 2.3

4,830,000 2,730,000 42,420,000 Phi giam sat 23,100,000 23,100,000 254,075,060

2.4 3

Phi am k9 chi:mg khoan VA cho VSD 1,010,216 930,932 9,022,655 Phi quan tri quy, phi dai 19 chuy&n nhuvng 7,878,022 8,112,835 80,229,432

3.1 Phi quan tri qu9 Phi dal 9 chuyen nhvang

3,530,548 3,680,806 35,414,213 3.2 4 5

5.1

4,347,474 4,432,029 44,815,219 Phi kWm town 8,992,093 9,291,829 100,708,178 Chi phi dich vu phap19, bao gia, thu lao tri ban dai dien qu9 9,782,610 10,108,697 89,891,307 Thi, lao ban dai dien 9,782,610 10,108,697 89,891,307

5.3 Phi cung cap gia chi:mg khoan - -

6

6.1 6.2

Chi phi du, thio, in an, bin coo boch torn tat, sao ke tai khoan, tai lieu nha dau tv, chi phi t6 chin hop, ban dai dien quy; 17,062,417

Chi phi hop, Dai hei Qu9 ma - 10,195,417 Chi phi bao coo thutmg nien -

6.3 Chi phi Ban Doi Dien - - 6,867,000 ._, 7 8 9

Chi_phi lien quan den thvc hien cac_giao dich tai san qu9 8,884,473 6,431,623 55,721,907 - Chi phi lei vay - -

Cac looi phi khac 2,904,000 20,631,600 54,960,740 9.1 Phi ngan hang 594,000 554,400 6,783,540 9.2 Chi phi in an tai lieu - 17,767,200 17,767,200

- 9.3 Phi gib), phep thanh lap - 9.4 Dich IN bvu chinh - - 9.5 Phi quing cat) - - 9.6 Dich vu qu9 ma - DBDI 2,310,000 2,310,000 25,410,000 9.7 Phi khac - - 9.8 Phi quill 19 thutmg nien cho SSC - - 5,000,000 III Thu nhip ring tir host Ong diu tu, (I-II) (141,762,612) (224,789,306) 764,856,713 IV 1.31 (16) til, host dung diu tu, (696,321,800) 8,637,683,200 14,113,091,400 1 Lai (16) tir thvc to phat sinh tie hoot deng dau to 1,863,318,328 1,862,907,090 3,619,026,176 2 Thay di gia til cac khan dau to trong ky (2,558,640,128) 6,774,776,110 10,494,065,224

V Thay 66i gia trj tai san ring am quy do cac host Ong diu fir trong ky (III + IV)

(837,084,412) 8,412,893,894 14,877,948,113

VI Gia trj tai san ring diu kir 88,906,431,062 (7,454,941,842)

80,287,819,704 8,618,611,358

71,967,132,104 9,484,357,116 VII Thay di gli trj tai san ring cua Cluji trong kir

2

Trong d6 Thay d61 gia tri tai san rong dm Qu9 do cac hoot dOng lien quan den du tu, cua quy trong k9 (837,084,412) 8,412,893,894 14,877,948,113

Thalia& gia VI tai san rong cua Qu9 do viec phan ph6i thu nhap cua quy cho cac nha dau to trong k9

- -

Thay d6i gia tri tai san !trig cua Qu9 do viec phat hanh them/mua loi chirng chi qu9 cho cac nha dau tu, trong ky 347,884,542 646,417,319 5,291,665,145

4 Thay d6i gid In tai san rang do mua lai ChUng chi Qu9 (6,965,741,972) (440,699,855) (10,685,256,142)

VIII Gia trj tai sin ring cu6i ky 81,461,489,220 88,906,431,062 81,451,489,220

3A sac

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CON Uttl I

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CHUNG VIETC(

Ngan Hang Clam Sat

Tr3n Dai Trang Taring Ban Dich Vu Quin TO Quy

ang Giam Sat Deutsche Bank AG Tp. HCIiR

Ou p Vu ChU'ng Khoan m Sat Deutsche Bank AG

HCM

07 thing 12 nom 2015 LIEN DOANH

orMam,

,fray ,..u1+ 7 am Doc

Cong ty Quin ly Quy

IV. MOT so CHI TIEU KHAC

STT Chi tieu Ky bac) coo Ky truvc I Cac chi het, ye hoot Ong

T9 le phi Tian ly guy/ Gia tri tai san rong truj binh trong k9(%) 1.87% 1.94% 2

3

T9I0phi km k9, phi giam sat/ Gia tri tai san rdng trung binh trong k' % 0.69% 0.67% t910 phi quan tri qu9, phi doily chuyen nhuvng va cac chi phi khac cho t chin cung cep dich vu/ Gia trithi san rong trung binh trong k9 (%) 0.110/0 0.110/0

4 Chi phi kiern town (phat sinh)! Gia to* san rang trung binh trong k9 (%) 0.12% 0.13%

5 Chi phi dich vu 0161,19, bao gia, thin lao ban doi din qu9/ Gia hi tai san !tong trung binh trong k9 (%) 0.14% 0.14%

6 T9 le chi phi hoot dOng/ Gila tri IN san row trung binh trong k9 (%) 3.10% 3.37%

7 Toc dO Ong quay danh muc trong ky (%) = (Tong gia tri danh muc mua vac + TOng gia tri danh muc ban ray Gia tri tai san I's:mg trung binh(%) 41.07% 30.000/0

II Cac chi lieu khic Quy mei qu9 dau k9 TOng gia hi chirng chi qu9 Clang Itru hanh du k9 75,750,607,700 75,563,677,600 Ting so 11.1vng don vi qu9 clang h.ru hanh dau k9 7,575,060.77 7,556,367.76

2 Thay deli guy and qu9 trong k9 s6 Itroveng don vj qu9 phat hanh them trong k9 29,560.49 57,981.52 Gia tri von thkrc huy dOng trong k9 295,604,900 579,815,200

3

SO luvng don vi qu9 mua loi trong Icy 5581,341.49) (39,288.511 Gia tri vim thkrc phai thanh town trong 14 khi dap CrnglOnh dia nha dau to (5,813,414,900) (392,885,100) Quy m6 qu9 cu6i k9

70,232,797,700 75,750,607,700 TOng gid tn chirng chi qu9 danh km Minh

4 5

Tong sti luvng don vi qu9 dang kru Minh cu6i k9 7,023,279.77 7,575,060.77 T9 le nem giCr chirng chi qu9 cia ceing ty quan 19 qu9 va ngutri lien quan cu6i k9 79.35% 73.54% Tyr 10 ndm giCr chirng chi qu9 cua 10 nha du to Ian nhat cu6i k9 88.93% 88.85%

34.50% 6 T9 10 nom gi& ch&ng chi qu9 c6a nhaRriu hr ntrifrc ngpai cu6i k9 37.22% 7 -ca Si nha dau tu thamgia who qt49, kigiao dich k9 danh 216 221 8 Gib tri tai san rong tren mOt don vj qug cube thang 11,597.35 11,736.72

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