CONG TY C6 PHAN QUAN LY QllY DAU TUDORED CAPITAL ASSET MANAGEMENT JOINT STOCK COMPANYDja chi: Tang 9-07, Vincom Center D6ng Khcri, 72 Le Thdnh Ton, phirimg Bln Ngh6,Qu$n 1, Th&nh pho Ho Chi Minh

Difnthoai: 028.6285.7168 MST: 0102665814

BAO CAO TAI CHINH41

QUY IV NAM 2017

Thang 1 nam 2018

CONG TY C6 PHAN QUAN LY QUY DAU TU DODja chi: Tang 9-07, Vincom Center Dong Khdi, 72 Le Thdnh Ton, Phirimg Ben Nghd,Ql, TP HCM

SDT: 028.6285.7168

Mau so B01-CTQ

(Ban hanh theo TTso 125/2011/TT-BTCngay 5/9/2011 cua BQ Tai chinh)

MST:0102665814

BANG CAN DOI KE TOANTAI NGAY31/12/2017

THUYETMINH

CHI TIEU MAS6 s6 cu6l QUY s6 DAU NAM

A. Tai san ngdn han 100 44,979,858,882 43,983,844,8851. Tien vd tinrng diwng tien 110 13,343,204,743V.01 2,005,107,022

- Tien v.Ill 13,343,204,743 2,005,107,022

- Tirong duromg tien •*1122. Cdc khoan dau tu tdi chinh ngdn han 120 V.02 30,721,745,203 32,674,188,300

- Ddu tu ngdn han 121 30,721,745,203 32,860,638,300

- Dtr phong giam gia dau tur ngdn han (*) 129 (186,450,000)

3. Cdc khoan phai thu ngdn han 130 794,099,144 9,022,616,528- Phai thu khach hang 131 8,537,175,000

- Tra trirac cho ngirqi ban 132 105,990,630

- Phai thu n$i bp ngSn hÿin 133

- Phai thu hoat dong nghifp vu 134 V.03 683,108,514 485,091,528

- Cac khoan phai thu khac 135 V.04 5,000,000 350,000

- Dir phong ph&i thu ngdn hÿn kho doi (*) 139

4. Hilng ton kho 1405. Tai san ngdn han khac 150 120,809,792 281,933,035

- Chi phi tra trudc ngan han 151 120,809,792 281,933,035

- Thue GTGT dirac khau trii 152

- Thue va cac khoan khac phai thu nha nude 154

- Giao dich mua ban lÿi trai phi6u chlnh phu 157-Tai san ngdn han khac 158

B. Tai san ddi han 200 1,045,756,686 818,109,036

1. Cac khodn phai thu d&i hgn 210 303,135,036 248,258,550

- Phai thu khdeh hang 211- Von kinh doanh a don vj tryre thupc 212- Phai thu ddi han noi bp 213 V.05- Phai thu dai han khac 218 V.06 303,135,036 248,258,550

- Dyr phong phai thu dai han kho doi (*) 2192, Tai san co djnh 220 162,513,714 67,589,097

2.1, T&i sdn c6 djnh h&u hinh 221 V.07 162,513,714 67,589,097

- Nguyen gid 222 196,857,273 75,717,273

- Gid trj hao mon luy ke (*) 223 (34,343,559) (8,128,176)

2.2, Tai san co djnh cho thue tai chinh 224

- Nguyen gid 225

- Gid trj hao m6n luy ke (*) 2262.3. Tdi san c6 djnh vd hinh 227 V.08- Nguyen gia 228

- Gid trj hao mon luy ke (*) 2292,4. Chi phi xay dirng co ban da dang 230

3. Cac khoan dau tu t&i chi'nh dai han 250 V.09

- Dau tu vao cong ty con 251

- Dau tur vao cong ty lien doanh lien ket 252

- Dau tIT dai han khac 258- Dyr phdng giam gia dau tu dai hytn (*) 259

4. T&i san dai han khac 260 580,107,936 502,261,389

- Chi phi tra trudc dai han 261 V.10 580,107,936 502,261,389

- Tai san thue thu nhap hoSn lai 262-Tai san dai han khac 268

TONG TAI SAN 270 46,025,615,568 44,801,953,921NGU6N VON B

'/A. Ny phai tra 300 362,933,803 211,987,872i,1. Nqr ngSn han 310 362,933,803 211,987,872

1. Vay ngin hÿn 3112. Phai tr& ngirfri ban 312 13,420,226 1,501,372

3. Ngu&i mua tra tidn trudc 313 s4, Thue va cdc khoan phai n$p nha nude 314 V.ll 220,695,395 52,592,2625. Phai tra ngirfri lao dpng 315 97,787,500

6. Chi phi phai tra 316 V.12 128,818,182 60,106,7387. Phai tra npi bp 3178. Cdc khoan phai tra phai n$p ngSn han kh&c 319 V.139. Dyi ph6ng ngftn han phai tra 32010. Quy khen thircmg, phuc lg>i 3231 1. Giao djch mua ban lyii trdi phieu chinh phu 32712. Doanh thu chira thyrc hifn ngSn hgm 328

II. Ny dai han 3301. Phai tra dai han cho ngudi ban 3312, Phai tra dai han n$i bp 3323. Phai tra dai han khac 3334, Vay va n? dai han 3345. Thue thu nhyip hoSn lg.i phai tra 3356. Pgr phdng trgr dip mat vigc lam 3367. Dyr phdng phAi tra dai hym 3378. Doanh thu chira thyrc hiÿn dai han 3389, Quy phat trien khoa IIQC va cong nghg 339

lO.Quy dvr phdng boi thucmg thi$t hai cho nha dau tu 359

B. Nguon von chu sd huu 400 V.19 45,662,681,765 44,589,966,049

1. Von d§u tu cua chu scr htfu 57,250,000,000411 57,250,000,0002, Thflng du von c6 phan 4123. Von khdc cua chu sor hOu 413 70,000,000 70,000,0004. Co phidu quy (*) 4145. Chenh l$ch danh gia lai tai san 415

6. Chenh l$ch ty gia hoi doai 4167. Quy dau tu phat trien 4178. Quy dyr phdng tai chi'nh 4189, Quy khac thuQC von chu sdr hihi 41910. Leri nhuan sau thue chua phan phoi 420 (11,657,318,235) (12,730,033,951)

T6NG CQNG NGUON V0N (440 = 300 + 400) 44,801,953,921440 46,025,615,568

Chi tieu CCac chi tieu ngoai bang can doi ke toan C

1. Til san co djnh thue ngoai 0012. Vat tu, chung chi c6 gid nhan gift hp 0023. Tii san nhan ky cirqc 0034. Ng kh6 d6i daxir ly 0045. Ngoai t? cac loai 0056. Chung khoin liru ky cua cong ty quin ly quy 006 11,070,000,000 7,498,600,000

6.1. Chung khoan giao djch 007 11,070,000,000 7,498,600,000

6.2. Chung khoan tam ngimg giao djch 0086.3. Chung khoan cam co 0096.4. Chung khoan tarn giu 0106.5. Chung khoan ch&thanh loan l011

A6.6. Chung khoan phong toa cha rut 012

6. 7. Chung khoan cha giao djch 013

6.8. Chung khoan ky qupdam bao khoan vay 014

6.9. Chung khoan sira loi giao djch 43015

7. Churng khoan chira liru ky cua cong ty quin ly quy 020 19,712,840,000

8. Tien gui cua nha dau tu uy thac 030 V.15 100,712,288 6,911,220,349

- Ti6n gCri cua nha dau tu uy thac trong nuac 031 100,712,288 6,911,220,349

- Tien giri cua nha diu tu uy thic nude ngoai 0329. Danh muc dau tu cua nha dau tu uy thdc 040 V.16 13,106,450,000 521,137,734,900

9.1. Nha diu tu uy thac trong nuac 041 13,106,450,000 521,137,734,900

9.1. Nh& dau tu uy thac nude ngoai_10. Cdc khoan phai thu cua nha dau tu uy thdc

042050 52,526,541,945V.17

1 1. Cac khoan phai tra cua nha dau tu uy thac 051 V.18 21,931,181 631,063,776

NgayO thdng 1 ndm 2018

f«/CONGTYu>7 CO’PHAIÿV*1 QUANLWf/j

Phu trach ke toan(KpghihQtln)

Giam DocNgirdi lap(Ky. ghi hp tin) ’/», dong ddu)U

Le Tran Bich Thao i>Tuan TrungTruong Thanh Tu

C6NG TY CO PHAN QUAN LY QUi" DAU Tir D6D|a chi: Tang 9-07, Vincom Center Dong Khori, 72 Le Thanh Ton, PhuPng Ben Nghd, (Ban hanh theo TTsd 125/201l/TT-BTC ngay 5/9/2011 cua BOQl.TPHCM

SDT: 028,6285.7168

Mill s6 B02-CTQ

Tai ch(nh)

MST:0102665814

BAO CAO KET QUA HOAT DQNG KINH DOANHQllf IV NAM 2017

Thuyetminh

LOy ke tir dau nim den cuoi quy |Quy IVM3 soChi lieu

NSmnay NSmtnrd'c N3m nay Ndm trirdc

2 3 4 5 6 71. Doanh thu 1,033,108,51401 VI.l 1,024,752,334 2,775.731,012 4,122,320,705

2. Cac khoin giam trxr doanh thu 02

3. Doanh thu thuin v'e hoat dpng kinh doanh

(10=01-02)_ 10 1,033,108,514 1,024,752,334 2,775,731,012 4,122,320,705

4. Chi phi boat dpng kinh doanh, gia von hang11 454,136,364 307,011,310VI.2 1,122,639,613 733,418,057 -2

ban

5. Lgri nhuan gop cua hoat dong kinh doanh(20=10-11) _ 20 578,972,150 1,653,091399717,741,024 3388,902,648 ;c6. Doanh thu hoat dpng tai chinh 21 VI.3 3,030,573,299 312,933,067 4,568,726,459 2,651,693,956 C<

it7, Chi phi tai chinh 22 VI.4 1,133,415,726 200,734,828 1,232391,132 1,686,558,463

8. Chi phi quan ly doanh nghiep 25 V1.5 1,950,825,092 5,472,094,231967,800,113 3,945,222,849

9J9. 1-pi nhuan thuan tir hoat dpng kinh dounh525,304,631 (137,860,850) (482,667,505) 408,815,292

(30=20+(21-22)-25)

10. Thu nhap kliac 31 1,853,360,000 1,883,539,393VI.61 1. Chi phi khic 32 1,633,688 276,128 328,156,172 1,272,918VI.712, Lpfi nhujin khac (40 = 31 - 32) 40 1,851,726,312 (276,128) 1,555383,221 (1,272,918)

13. Tong Ipi nhugn ke toin trirPc thue (50 =30 + 40)_ 50 2377,030,943 (138,136,978) 1,072,715,716 407,542374

14. Thud TNDN hipn hanh 51 V1.815. ThuP TNDN hoan lai 52 V1.816. Lpi nhugn sau thue thu nhap doanhnghiep (60=50-51-52)_ 60 2377,030,943 (138,136,978) 1,072,715,716 407,542,374

17. Lai tren cP phieu (*) 70 415 (24) 187 71Ngay 49 thang 1 ndm 2018

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Pliu trich ke toin(Ky, ghi hp ten)

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°/CONG T Y>PC6'PHA!N

*1 QUAN LTf Qtffy<o

'f> tflguyiti Tuan Trung

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Le Tran Bich ThAo Truvng Thanh Tu

C6NG TY C6 PJIAN QUAN L* QU? DAU Tir DODja chi: Ting 9-07, Vincom Center Ding Khdi, 72 Li Th4nh Tdn, Hiuimg Ben Nghd, Ql, TP HCMSDT: 028.6285.7168 MST:01026658I4

MJu SO B03-CTQ(Ban hanh theo TTsS125/2011/TT-BTC ngay

5/9/2011cua BQ Tcti chinh)

BAO CAO LUtJ CIIUYEN TIEN T£QuyI IVMm 2017

Thuyetminh

MiChltieu Ky niy Ky triric

soI. Liru chuyen tien tir boat d$ng kinh doanh 1/. L(ri nhugn tru&c thue 01 2,377,030,943 (138,136,978)

2. Dieu chinh cho cac khoan (3,761,656) 190,235,862•Khau hao TSCD 02 9,842,862 3,785.862

- CAc khoan dyr ph6ng 03 186,450,000

- L8i, lo chenh Igch ty gia hoi dodi chua thyrc hijn

- L3i, lo ttf hogt dong dau hr_0405 (13,604,518)

- Chi phi lii vay 063. L(ri nhugn tir hogt dong kinh doanh tru&c thay doi von hru dpng 08 2,373,269,287 52,098,884

- Ting, gi&m cdc khodn phai thu 09 10,011,883,702 (7,075,983,057) 2- Tang, giant hang ton kho 10

- Ting, gidm cdc khoan phdi tri (Khong ke lii vay phdi tri, thue thu nh$pdoanh nghigp phdi n$p)_ N

II 130,030,607 127,299,957

- Ting, giam chi phi tra truoc, 12 (6,999,088) 103,701,149 N- Tien Idi vay dd tra 13,U- Thue thu nhjp doanh nghipp da nop 14

- Tien khu khdc tir hogt dong kinh doanh 15

- Tien chi khac cho hogt dpng kinh doanh 16Lieu chuyen lien thuan tic hop!dpng kinh doanh 20 12,508,184,508 (6,792,883,067)

11. Liru chuyen tien tir hoat dgng dau tir

1, Tien chi de mua s&m, xay d\mg TSCD va cac tai sin dai han khac 212, Tien thu tir thanh ly, nhugmg ban TSCD vd cdc tdi sin dai hgn khac 223. Tien chi mua cdc cong cy n<? cua dem vj khdc 234. Tien thu tir thanh ly cac cong cy no cua dom vj khac5. Tien chi dau tu gop von vdo don vj khac_ 24

256. Tien thu hoi dau tu gop von vao don vj khac 267. Tien thu ldi tien gin, co tuc va lgri nhujn dupe chia 27 13,604,518Liru chuyen lien thuan tir liogt dpng dau tu 30 13,604,518111. Liru chuyen ticn tir hogt dpng tai chinh

1. Tien thu tir phdt hdnh c6 phieu, trai phieu, nh(in von g6p cua chu sd hfliu 31

2. Tien chi trd von g6p cho cdc chu so huu, mua lgi co phieu cua c6ng ty ddphat hanh_ 32

3, Tien vay ngin hgn, dai han nhjn dupe 334, Tien chi trd no goc vay 345. Tien chi trd no thue tai chinh 356. Co tire, lpi nhugn da trd cho chu so hihi 36Liru cliuven lien Ihuan tir liogt dyne tai chinh 40Liru chuyen tien thuan trong ky (50 = 20+30+40)

Tien va tiromg dtrorng tien dai50 12,521,789,026 (6,792,883,067)

u kv 8,797,990,08960 821,415,717

Anh hudmg cua thay doi ty gia hoi doai quy doi ngogi tj 61l ien vd tirimg dmrng tien cuoi ky (70 = 50+60+61) 70 V11.35 13,343,204,743 2,005,107,022

, Ngay /3 thangi ndm 2018Tong Gidm Doc

(Ky, ghihp tin. dong Jau)

Phu trach ke todn(Ky, ghi hp tin)

Nguoi lap(Ky. ghi hp tin)

Tr'yCO*PHAN y

Trtromg Thanh Tu Tli

jj v>M

Le Tran Bich Thao tyen Tuan Trung

C6NG TY C6 PHAN QUAN LY QUY DAU TlT DO

Dja chi: Tang 9-07, Vincom Center Dong Khdi, 72 Le Th6r.ltTon, Phudng Ben Nghi, Ql, TP HCM

Mau so B09-CTQ

(Ban hanh theo TTso 125/2011/TT-BTC ngay

5/9/2011 cua Bp Tai chinh)

THUYET MINH BAO CAO TAI CHINHQuy IVnam 2017

I DAC DIEM HOAT DQNG CUA CONG TY

1- Hinh thuc sir hiru von

Cong ty Co phan Quin ly quy Dau tu D6 (trudc day 16 Cong ty co phan quin ly quy IB) li cong ty co phan duyc

thinh lip tyi Hi N0i, Vi#t Nam

v6n dieu 1$ cua C6ng ty: 57,250,000,000 VND (Nim muai biy ty hai trim nim muai triyu dong).

Try sd chinh cua Cong ty tyi: Tang 9-07, Vincom Center Dong Khdi, 72 Li Thinh T6n, Phudng Ben Nghi, Ql,

TP HCM

2- LInh virc hoat dyng

Cong ty Co phan quin ly quy Dau tu li mpt cong ty co phan duyc thinh lyp theo Giay ph£p thinh lip vi hoat dpngkinh doanh so 29/UBCK-GP ngiy 03/03/2008 do Uy bin chung khoin Nhi nude cip vdi ten ban dau li Cong tyco phan quin ly quy Dau Khl Toin Cau. Cong ty dugc cap giay phip dieu chinh s6 34/GPDC-UBCK ngiy14/05/2012 dieu chinh giay phep thinh lap vi hoat dqng ting von dieu 1? len 30.000.000.000 dong. Cong ty dutjrc

chinh thuc doi ten thinh Cong ty Co phan quin ly quy dau tu IB vdi von dieu 1? 57.250.000.000 dong thdi theogiay phip s6 22/GPDC-UBCK ngiy 03/09/2015 do Uy ban chung khoin Nhi Nude cap. Gi&y phip dieu chinh liso 32/GPDC-UBCK ngiy 09/12/2015 do Uy ban chung khoin Nhi Nude cap dupe doi ten thinh Cong ty co phanquin ly quy IB. Giay phip dieu chinh so 10/GPDC-UBCK ngiy 27/06/2016 do Uy ban chumg khoin Nhi Nudecap, thay doi ngudi dyi diyn theo phip luyt li ong Le Duy Than. Giay phip dieu chinh li so 12/GPDC-UBCKngiy 16/8/2016 do Uy ban chung khoin Nhi nude cap dieu chinh try sd chinh cua Cong ty ve Tang 9, so 52 phoLe Dai Hinh, Phudng Le Dyi Hinh, Q.Hai Bi Trung, TP Hi N$i. Giay phip dieu chinh gan nhat so 10/GPDC-UBCK ngiy 18/10/2017 doi ten Cong ty thinh Cong ty c6 phan Quin ly1 quy Dau tu D6, dja chi try sd chinhchuyen ve Tang 9-07, Vincom Center Dong Khdi, 72 Le Thinh Ton, Phudng Ben Nghi, Ql, TP HCM vi Tong

Giim doc dong thdi li ngudi dyi diyn phip luat li ong Nguyen Tuan Trung. Cong ty duyc phip thyc hifn cic

nghiep vy kinh doanh sau:

Quin ly quy dau tu chumg khoin

Quin ly danh myc dau tu chumg khoin

Tu van dau tu chung khoin

3- Tong so cong nhan vien: 14

II CHE DQ VA CHINH SACH KE TOAN AP DUNG T*I CONG TY

1 Nien do ke toin

Nien dp ke toin bit dau tu ngiy 01 thing 01 vi ket thuc vio ngiy 31 thing 12 hing n5m.

Ky ki toin quy 4 nim 2017 dupe bat dau tCr 01/10/2017 vi kit thiic vio 31/12/2017.

2 Dan vj tien te su dung trong ghi chip ke toin vi nguyen tic. phtrang phip chuyen doi cic dongtien khic:

Cic bio cio tii chinh cua Cong ty dupe trlnh bay theo dom vj dong Vipt Nam (VND).

III. Chuan myc vi Che dp ke toin ip dung

1 Che dp ke toin ip dung

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CONG TY C6 PHAN QUAN LY QUY DAU TU‘ DO

Dja chi: Tang 9-07, Vincom Center Dong Khdi, 72 Lc ThdnhTon, Phudng Ben Nghd, Ql, TP HCM

Miu so B09-CTQ

(Ban hanh Iheo TTso 125/2011/TT-BTC ngay

5/9/2011 cua Bp Tai chinh)

Cong ty dp dung Che dp Ke todn theo Thong tu so 125/2011/TT-BTC ngdy 05 thdng 09 ndm 2011 cua Bp Tdichinh. Theo thong tu ndy hp thong bdo cdo tdi chinh cua cong ty bao gom cdc bdo cdo sau:

Bdng Can doi ke todn (dung day du)

Bdo cdo ket qud hoyt dpng kinh doanh (dung day du)

Bdo cdo luu chuyen tien tp ( dung day du)

Bdng thuyet minh bdo cdo tdi chinh

2 Tuyen bo vifc tuan thu chuan myc ke todn va che dp ke todn do Bp Tdi chinh ban hdnh:

Mau so BOla-CTQ

Mau so B02a-CTQ

Mau so B03a-CTQ

Mau so B09a-CTQ

Cong ty dd dp dung cdc Chuan myc ke todn Vipt Nam vd cdc vdn bdn hu6ng dan Chuan myc do Nhd nude dd banhdnh. Che dp ke todn cong ty dang dp dyng theo Thong tu 125/2011/TT-BTC ngdy 05/09/2011.

3 Hinh thirc so ke todn dp dpng:

C6ng ty thyc hiyn hlnh thirc so ke todn: Nhyt ky chung

Nguyen tic ghi nhan tien vd cdc khoan tuong dirong tien

Tien vd cdc khodn tuorng duorng tien bao gom tien m$t tui quy, cdc khodn tien gui khong ky hun, cdc khodn tien guic6 ky hun dudi 3 thdng, cdc khodn dau tu ngln hun c6 khd ndng thanh khodn cao, de ddng chuyen doi thdnh tien vdit rui ro lien quan den vipc bien dpng gid trj.

Dau tu chung khodn ngdn han

Dau tu chung khodn ngln hun dupe phan loui thdnh ch&ng khodn niem yet vd ch&ng khodn chua niem yet. Chungkhodn niem yet dupe ghi nhun ban dau theo gid mua vd dupe ddnh gid lai tai ngay lap bang can doi ke todn. Dau tungdn hun dupe ghi nhun theo gid goc trir dy phdng gidm gid cdc khodn dau tu chung khodn. Dy phdng gidm gidcho cdc khoan dau tu chung khodn dupe Cong ty thyc hipn theo hu6ng dan tui Thong tu s6 228/2009/TT-BTC doBp Tdi chinh ban hdnh ngdy 07/12/2009 vd Thong tu 146/2014/TT-BTC do Bp Tdi chinh ban hdnh ngdy06/10/2014.

Phuong phap ghi nhfn TSCD va Khau hao TSCD

Ap dyng theo Thong tu 45/2013/TT-BTC ngdy 25 thdng 4 ndm 2013.Tdi sdn co djnh hihi hinh dupe trinh bdy theo nguyen gid trir gid trj hao m6n luy ke. Nguyen gid tdi sdn c6 djnh

httu hinh bao gom gid mua vd todn bp cdc chi phi khde lien quan tryc tiep den vipc dua tdi sdn vdo trung thdi sinsdng su dyng. Cdc chi phi phdt sinh sau khi tdi sdn co djnh h&u hinh dd dupe dua vdo hoyt dpng nhu chi phi sirachua, bdo du&ng vd dpi tu thuong dupe hych todn vdo bdo cdo ket qud hoyt dpng kinh doanh tyi thdi diem chi phiphdt sinh.

Tdi sdn co djnh h&u hinh dupe khau hao theo phuong phdp duimg thing dya tren thdi gian h&u dyng ude tinh c&atdi sdn.

Doanh thu hoat dpng kinh doanh

Doanh thu hoyt dpng kinh doanh bao gom doanh thu tu hoyt dpng qudn ly quy, qudn ly danh myc dau tu, tu vandau tu chung khodn. Cdc khodn doanh thu ndy dupe ghi nhan tren bdo cdo ket qud hoyt dpng kinh doanh tren cosd hpp dong ky ket vd gid trj thyc te thyc hipn.

Doanh thu hoat dpng tdi chinh

Doanh thu t& hoyt dpng tdi chinh Id ldi thu dupe t& co phieu, trdi phieu vd ldi t& cdc hpp dong tien gui c6 ky hyn vd

ldi tien gui khong ky hyn,...

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V- THONG TIN Bd SUNG CHO CAC KHOAN MVC TRiNH BAY TRONG BANG CAN D6l K£ TOAN:

(Dan vj tinh: dong)

V.01 - Tien So cuoi ky So dau nim

- Tien mit 23,987,671 9,526,115

- Tiin gui Ngan hang 13,319,217,072 1,995,580,907

-Tircmg duomg tien

T6NG CONG 13,343,204,743 2,005,107,022

So cuoi ky So dau nimV.02 - Cac khoan dau tu- tai chinhngin han So lirijmg S6 lu<jmgGiitrj Giitrj

-Tien guri tren 3 thing

- Co phieu dau tu ngin han (chi tietdanh myc co phieu bj giim gii/rui 1,107,000 749,86030,721,745,203 13,049,224,000ro)

-Co phieu chua niem yet 1,971,284 19,811,414,300

- Trii phieu dau tu ngin han (chi tietdanh myc trii phieu bj giim gii/rui

Yro)N

- Dau tu ngin han khic 31-Dy phbng diu tu ngin han (186,450,000) >)(

Tong cyng 2,721,144 749,86030,721,745,203 32,674,188,300&

Trong id:

- Co phieu NHH la 107.000 c6 phieu:

- Co phieu GEXla 1.000.000 cd phieu:

9,073,815,300

21,647,929,903

So cuoi ky So dau nimV.03- Cac khoan phii thu hoat dyng nghifp vy

- Phii thu hoyt d§ng quin ly quy dau tu chung khoinvi cong ty dau tu chirng khoin

- Phii thu hoyt dyng quan ly danh myc dau tu 21,108,514 485,091,528

- Phii thu phi thucmg hoat dong

- Phai thu hoat dyng tu van dau tu chung khoin 662,000,000

- Phii thu tu hoat d$ng nghiyp vy khic

Tong cyng 683,108,514 485,091,528

V.04- Cac khoan phai thu ngin han khic So cuoi ky So dau nim

- Phai thu t4i sin thieu ch6 xu ly

- Phai thu ve co tire vi lyi nhuan duyc chia

- Phii thu ngudri lao dyng

- Phii thu khic 350,0005,000,000

Phai thu khac

Ky quf>, ky cuqc ng&n han 5,000,000 350,000

Tong cyng 5,000,000 350,000

So cuoi ky So dau nSmV.05- Phai thu dai han ngi bQ

- Von cap cho don vi cap ducri

- Phai thu dai han npi b<j khac

Tong CQng

So cuoi ky So dau ndmV.06- Phai thu d&i han khac

- Cac khoan tien nhan uy thac

- Phai thu dai hyn khac 303,135,036 248,258,550

Ky quy, ky cutyc dai hqn 303,135.036 248,258,550

Tong c$ng 303,135,036 248,258,550

V.07 - T9ng. giam tai san co djnh huu hinh:

Miy m6c,thiet Phuorng ti?n vyn tai.truyen dan

T6ng cOngKhoÿn myc Dyng cy quan lybi

Nguyen gia TSCD hun hinh

So du dau ky 196,857,273 196,857,273

- Mua trong ky

- Ket chuyen tir Xay dyng ca ban dcr dang(

-Giam trong ky(*)

So du cuoi ky

Gia trj hao mon luy ke

So du dau ky

- Khau hao trong ky

-Giam khau hao trong ky (*)

f196,857,273 196,857,273

(424,500,697 24,500,697

9,842,862 9,842,862

So du cuoi ky 34,343,559 34,343,559

Gia trj cdn lai cua TSCO hiru hinh

- Tyi ngay dau ky 172,356,576 172,356,576

-Tyi ngay cuoi ky 162,513,714 162,513,714

V.08- TSng. giam tai san co djnh vo hinh:

Quyen sir dyng Ban quyensing che

Quyen phat TSCD vohinh khdc

Tong CQngKhoan mycdit hanh

Nguyen gia TSCD vo hinh

So du dau ky

- Mua trong ky

- Tang khac

- Thanh ly, nhugmg ban

- Giam khac

So du cuoi ky

Gia trj hao m6n lily ke

So du dau ky

- Khau hao trong ky

- Tang khdc

- Thanh ly, nhuiyng ban

- GiAm khAc

So dir cuoi ky

GiA trj c6n l»i cua TSCD vo hinh

- Tpi ngAy dAu ky

- Tgi ngAy cu6i ky

So cu6i ky So dau kyTy l|dauV.09- Cac khoan dau tur tai chfnh dAi han

So luyng So lu?ngtv GiA trj CiA trj

A- Dau tu vAo cong ty con

B- Dau tir vAo cong ty lien doanh lien ket

C- Dÿu tir dAi h?n khAe

D-Dy ph6ng giam giA dau tu dAi han

So cuoi ky So dau nAmV.10 - Chi phi tra trirtrc dAi han

- Chi phi trA trudc khAc 580,107,936 502,261,389

C$ng 580,107,936 502,261,389

V.l1- Thue vA cAc khoan phAi nyp nhA nude So cu6i ky S6 dau nAm

- Thue thu nhAp doanh nghidp

- Thue thu nh§p cA nhan 220,695,395 52,592,262

- Thue giA trj gia ting

- CAc lo?i thue khAc

)'- CAc khoAn phi. 1$ phi vA cAc khoan phai nop khAc

C§ng 220,695,395 52,592,262

*So cu6i k>’ So dau nSmV.12- Chi phi phai tra

- Trfch trude chi phi tiln luomg trong thdi gian nghi

phdp_- Chi phi phai tra khAc 128,818,182 60,106,738

C§ng 128,818,182 60,106,738

V.13- CAc khoan phAi trA. phai n§p ngfln han khAc So cuoi ky So dau nAm

- Kinh phi cong doAn

- BAo hifim xA hpi

- BAo hiem y te

- PhAi trA nhA dau tu

•PhAi trA ltjri nhujm sau thue ve NHCT

- CAc khoAn phAi trA. phAi npp khAc

CQng

S6 cu6i ky So dau nAmV.14- TAi san thue ngoAi:

(1)- GiA trj tAi sAn thue ngoAi

- TSCD thue ngoAi

- TAi sAn khAc thue ngoAi

(2) Tong so tien thue toi thieu trong tuong lai cua hgrpdong thue hogt dong tAi sAn khong huy ngang theo cActhdi h?n

2,287,163,646 376,149,318

-Tir 1 nAm trdxuong 987,692,742 376,149,318

- Tren 1 nAm den 5 nAm 1,299,470,904

- Tren 5 nAm

V.15- Tien gui ciia nha dau tir uy thac: Ky nfty Ky tru-6-c

- So dir dau ky 56,177,047 658,018,863

- So ting trong ky 13,211,216,463 566,906,385,062

- So giam trong ky (13,166,681,222) (560,653,183,576)

- So du cuoi ky 100,712,288 6,911,220,349

V.16- Danh muc dau tir cua nha dau tu- uy th6c So cuoi ky So dau nSm

16.1. Nha dau tv uy thac trong nvfc

- Danh myc co phieu 4,306,450,000 98,615,234,900

- Chung chi Tien guri

- Tien guri NH c6 ky han

- Danh myc trai phieu 422,522,500,000

- Chung khoan phai sinh

- Danh myc c&c khoan dau tu theo chi djnh khac 8,800,000,000

Cyng 13,106,450,000 521,137,734,900

16.2. Nha dau tv uy thac nuoc ngoai: So cuoi ky So dau n8m

- Co phieu niem yet:

- Co phieu khong niem yet:

V.17. Cae khoan phai thu cua nha dau tv uy52,526,541,945

*thac

V.18. Cac khoan phai trS cua nha dau tv uy21,931,181 631,063,776

*thac

L\V.19. Tlnh hlnh tSng, giam nguon von chu $6 huu

So dau ky So cuoi kyChi tieu TSng trong ky Giam trong ky

A 2 5 6 8

1. Von dau tu cua chu so httu57,250,000,000 57,250,000,000

(*)

2. Th$ng du von co phan

3. Von khac cua chu sa hihi 70,000,000 70,000,000

4. C6 phieu quy

5. Chenh l?ch danh gia lai taisan

6. Chenh l?chtygia hoi doai

7. Quy dau tu phat trien

8. Quy dy ph6ng tai chinh

9. Cac Quy khac thupc vonchu so h&u

10. Lyi nhuan chua phan ph6i (14,034,349,178) 2,377,030,943 (11,657,318,235)

Cyng 43,285,650,822 2,377,030,943 45,662,681,765

VI. THONG TIN B6 SUNG CHO CAC KHOAN MUC TRINH BAY TRONG BAO CAO KtiT QUAHOAT DQNG KINH DOANH:

(Dan vj tinh: dong)

VI.i. Tong doanh thu hoat dpng nghifp vu (M2 so 01) Ky nay Ky n2y n2m trirdc

+ D.thu hoyt dpng quin ly quy DTCK va cong ty DTCK

+ Doanh thu hoyt dpng quin ly danh myc dau tu 21,108,514 1,024,752,334

+ Doanh thu tir phi thircmg hoat dpng

+ Doanh thu hoyt dpng tu van dau tu chimg khoan 1,012,000,000

+ Doanh thu khic

Cpng 1,033,108,514 1,024,752,334

VI.2. Chi phi hoat dpng kinh doanh, gii von hing ban Ky niy Ky niy n2m truoc

+ Chi phi hoyt dpng quin ly quy DTCK vi cong ty DTCK

+ Chi phi hoat dpng quin ly danh myc dau tu chiirng khoin 454,136,364 307,011,310

+ Chi phi hoyt dpng tu van dau tu chung khoin

+ Chi phi hoyt dpng nghipp vy khic

+ Gii von hing bin

Cpng 454,136,364 307,011,310

VI.3. Doanh thu hoat dQng tai chinh (M2 so 21) Ky niy Ky niy n2m trudc

- L2i tien gui 13,604,518 5,308,067

- Lai dau tu trii phieu. tin phieu

- C6 tire, lpi nhuyn dupe chia

- Doanh thu hoyt dpng kinh Doanh chung khoin 3,016,968,781 307,625,000

- Hoin nhap du phong

- Doanh thu hoyt dpng tii chinh khic

Cpng 3,030,573,299 312,933,067

VI.4. Chi phi tii chinh (M2 so 22) Ky niy Ky niy n2m truoc

- L2i tien vay

- Chiet khau thanh toan. lii bin hing tri chym

- Lo do thanh ly cic khoin dau tu ng2n hyn. dii hyn

- Lo chenh lpch ty gii hoi doii d2 thyc hipn

- Lo chenh lpch ty gii hoi doii chua thyc hipn

- Lo tir hoyt dpng kinh doanh chirng khoin 1,056,292,878

- (Hoin nhyp)/ Trich lyp dy phbng giim gii churng khoin kinhdoanh

186,450,000

- Dy phbng giim gii cic khoin dau tu dii hyn

- Chi phi tii chinh khic 77,122,848 14,284,828

Cpng 200,734,8281,133,415,726

VI.5. Chi phi quan ly doanh nghifp Ky nay Ky nay nSm triroc

- Chi phi nhan vien 961,623,656 470,821,119

- Chi phi vat li?u. cong cy lam vi?c 80,210,758 106,880,149

- Chi phi khau hao tii sin co djnh 9,842,862 3,785,862

- Chi phi thue, phi, 1# phi 24,836,53793,071,411

- Chi phi djch vu mua ngoai 624,563,883 295,314,862

- Chi phi khic 181,512,522 66,161,584

C$ng 1,950,825,092 967,800,113

VI.6. Thu nhap khac Ky niy Ky niy nSm trirfrc

- Phat vi pham hgp dong 1,853,360,000

C$ng 1,853,360,000

VI.7. Chi phi khac Ky nsty Ky niy nSm trirfrc

- Tien phyt 1,283,687 276,128

- Thanh ly c6ng cy dyng cy

- Khac 350,001

Cyng 1,633,688 276,128

VI.8. Chi phi thue thu nhap doanh nghi$p (MS so 51) Ky niy nSm trirocKy niy

- Chi phi thue thu nhap doanh nghi£p tinh tren thu nhap chju thuequy hi?n hinh

V. NHttNG THONG TIN KHAC

Ngay l(J thang A nam 2018TSitÿGiim Doc

d6ng ddu)

*°/ CO PHAN --* l QUAN

Phu trach ke toiin

(Ky, ghi rd h<? ten)

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