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Pap2of3

This grant awll'd suppol1l the research identified in tbe Recipient's proposal tided "Adaptive Multi-modal Da1a mining and Fusion for Autonomous Intelligence Discovery," dated 27 November 2006, wbich is inc:orporated by reference. The estimated cost of tbe researc:b is set forth in the budpt attacbecl as Bxbibit A.

The Principallnvestiptor is Edward Wegman, TBL: 703-993-1700, emlil: owume@anwzedu

AllO Grants Oft'ic:eals Repreaen11dve is Timothy Hanratty, TBL: (410) 278-3084; email: timothy.banragy@us.army.miJ

This arant is issued pursuant to the authority of 10 u.s.c. 2358.

CFDA No.: 12.630.

Period ofPerformmce: 12 months

AWARD AMOUNT: $100,000.00 FUNDED AMOUNT: $100,000.00

A and ... ··oo Data ACBNAA AppnJpriadon No.: 21 6 2040 0000 0 6N 6N7C 61110284800 255Y BCXC W71B7J6306CT03 6'11!PBA

S18129 . U"KNO.: W71B7J-6306-CT03 Amount SIOO.OOO.OO CLIN: 000101

1. TERMS AND CONDmONS: 'Ibis grant is subject to tbe U. S. Anny Research Office General Terms and Conditions for Grant Awards to Educational Imtitudons and Other Nonprofit Orpnizadons dated FEB 2005 IOd to my special considerations as contained in the below mentioned Article titlecl "Special Terms and Conditions." Tbeae terms and conditions are incorporated by reirence with the samo force and effect as ifdley Wer'e given in fbll text. The full text of the terms and conditions may bo accessed electronk:ally at hqpilwww.ari.army.miVmaip/main!powgloa4~ABO/docggumtsltmnc;S,pclf

2. PA YMBNTS: Grant paymart will be made by reimbursement. The recipient sball submit requests for payDlGDt usina SF 270 -Request for Advance or Reimbursement- no more ftequcntly than monthly. The request sbaU bo submitted to the ONR. Repmai OtBce identified in Blodc 6 oftbe SF 26. Gnmt payments to the hcipient shall bo made by the payment office identified in Block 12 of the SF 26.

3. ADMINISTRATION: This grant is administered by the Grlntor and the Ofli<:e of Naval Jlesearch (ONR) i.delltitied in Block 6 of the SF 26. See the Article titled "Deleptioa of A~n Duties" ~ in the above referenced Tenns and Canditkms fo.r the ideDtlty of I'M~ dudes deleptecUo tbe ONlt

The poillt 9f CClUiaCt at the U.S .. Army ~h, Dovelopment, and Encm.oermg·Command Aoquisition Center, Reaearch Triangle Patk Division is: .

Kevin Bassler, Onmtsl Agreements Specialist TBL: (919) 549-4295 EMAIL: kevin.bassler@us.army.mil

4. FUNDING INCREMBN'tS AND OPTIONS: .'f.be Gnmtor's obligation to prOvide funclina for increments .-J/or options is COiltiDpnt upon ~ perfonnaDce and the availability of ftmds. AccordblaiY. no ·JepJ·liability on the part. of the Grantor txis~ unloiss· or UDtil fimds are made available 1o the ~.notice ofsucb availability is

' '"\-

W911NF-07-l.OO.S9

Page3 of3

CODfirmecl in writiDg to the Recipient, and performance of the research is deemed satisfactory in the judameDt of the ARO Tedmicai/Orants Officer's Representative.

L Ob6galion. In no cue will the Gowmment's financial obtigalion exceed the amount oblipted on this Grant or by amendment to the Grant. The total estimated amount of Government fimding for performaDce of tbis Grant ia S 100,000.00, subject to the aVIiJability of ftmds. 1be amount of Government fimds allotted and available for payment is $100,000.00. It is estimlled tbat such t\mds will be sufficient to C<M1' allll'e8S of performance for twelve (12) months ofperfOI'IDIDCe under the Grant. The Government is not obligamd to reinbune the Recipient for expenclitQres in excess of the amount of obligamd funds allotted by the Government.

' . _b. Inaemental Funding. The Government may obtigate ftmds to this Grant inc:rementally. In the event tblt

· this Gt'lllt ia' fimdecl incrementally, the Government anticipates tbat &om time to time additionalllll0UIIt5 will be allottecl to 1bis Grant by unilateral modification, until the total amount for performance of 1bis Grant bas been fimdecl. To mininia intenuption of effort due to lack of t\mds, the Recipient will notify the Grants Officer in writing whenever the amount of ftmds paid to the Recipient under this Grant when added to anticiplded costs in the next 60 days will exceed 75% of the amount obligated.

5. REPORTING REQUIREMENTS: Technical and financial reporting requirelnema are pursuant to the Articles contained in the above referenced Terms and Conditions.

6. ACCEPTANCE OF GRANT: Acceptance oftbia grant is pursuant to the Article titled "Ac:ceptanc:e of Grant" contained in the above referenced Terms and Conditions.

7. SPECIAL TERMS AND CONDmONS: Nme

EXHIBIT A- Budget Item .. 12 Mmtb Period

Direct Costs Salary 64,713.00

Olber Direct Costs Travel 5,022.00

Indirect Costs Owrbead 30,265.00

Totll 100,000.00

GRANT AWARD CHECK SHEET

•• Aarecment Number: W911NF-07-1-0059 Project Title: Adaptive Multi-modal Data Mining and Fusion for Autonomous

IntelUgence Discovery Cooperative Manager Timothy Hanratty - 410-278-3084

~L L .r-~us.armv.mill

Principal Investigator Edward Wegman -703-993-1691 ewe2111anll.ilmnu.N~u

Recipient POC Ann McGuigan - 706-993-2988 amcguiga@gmu.edu

Government POC Kevin Bassler (ARO)- 919-549-4295 kevin.basslel®us.armv.mil George Mason University

Recipient: DUNS No. 077817450 Performance Period: 12 Months

Tab No. 1 Pre-Award Correspondence 2 Broad Agency Announcement (BAA) -Research Area 1.12 3 Proposal and revised budg~t sheets 4 Purchase Request I Funding Document 5 Tech. Rep.-Nondisclosure/Financial Stmt Cert 6 Technical Evaluation I Ozone Depletion I Hazardous Materials Statement 7 Certs and Reps 8 Excluded Parties Listing I Central Contrador Registration 9 Business Clearance Memorandum wl Rate A t and University Policy on Pricing 10 Legal Review and Approval

Basaler, Kevin (Civ, ARUARO)

From: Sent: To:

Hanratty, Timothy (Civ, ARUCISD) Friday, December 15,2006 3:14PM Bassler, Kevin (Civ, ARUARO)

Cc: Hanratty, Timothy (Civ, ARUCISD); Duchow, Linda (Civ, ARUCISD); Thomas, Mart (Ctv, ARUCISD)

Subject: RE: George Mason Grant (Data mining)

Kevin,

Per our telephone converstion ••• I am the CAM (technical representative)for the grant(s). They fall under the ARL Computational and Informational Science (BAA) and more specifically the Battlefield Knowledge Management subtopic.

We are anxious to get this work moving forward, so let me know if I may assist further.

Thanks for your help! -tim

P.s. I am out of the office next Monday & Tuesday - will be back Wednesday;

-----Original Message-----From: Bassler, Kevin (Civ, ARL/ARO) Sent: Friday, December 15, 2006 2:45 PM To: Hanratty, Timothy (Civ, ARL/CISD) Subject: George Mason Grant (Data mining)

Tim,

I am the Contract Specialist for this proposal.

I received the technical evaluation for this Grant proposal with your name attached to it. can you verify if you are the CAM for this proposal. Also, if you are can you specify the BAA and the research area for the proposal.

I received a few other proposals in with your name attached, please verify you are the CAM on each of these also and let me know the BAA and research area:

Dr Malcolm Taylor (Data mining} BAE SYSTEMS (Soft Target Exploitation) Carnegie Mellon (Dynamic Network Analysis) Multisource Inc (Data Fusion Toolbox)

Thank you

1

• Bassler, Kevin (CIY, ARUARO)

From: Sent: To:

Wertley-Rotenbeny, Julia {Civ, RMACIARO) Wednesday, November 29, 2006 2:29 PM Bassler, Kevin (Civ, ARUARO)

• Subject FW: Grant AppUcation-Dr. Wegman, George Mason University (UNCLASSIFIED)

Attachrnenta: Final Submission 11 27 06-George Maaon.pdf; Non Disclosure & Ozone Depletlng­Wegman.doc; TechEvai_GeorgeMason.doc; DataFuslon%20Anai%20Proposalpdf

.. • • .. =tnal Slbnlsslon 11 Non DISclosure&. Tec:hEviLGeorgeM Dal:afusion4MI20fln

27 06-Geor... OZIDne Depletl... ason.doc (32 K... arMt20Proposal ....

CT03. Award action is a grant.

-----Original Message-----From: Duchow, Linda (Civ, ARL/CISD} Sent: Wednesday, November 29, 2006 12:04 PM To: Wertley-Rotenberry, Julia (Civ, RMAC/ARO} Cc: Ward, Stasy (Civ, ARL/CISD}

This is for requisition t: W71B7J-6306-

Subject: Grant Application-Or. Wegman, George Mason University (UNCLASSIFIED)

Classification: UNCLASSIFIED Caveats: NONE

Julia,

I am finalizing the grant packages that go along with the funding documents you have already received. This is the first of the five and is from Dr. Ed Wegman at George Mason University for $100,000.

Thanks, Linda

Classification: UNCLASSIFIED Caveats: NONE

1

A • ARMY RESEARCH LABORATORY

AND THE

ARMY RESEARCH OFFICE

BROAD AGENCY ANNOUNCEMENT

FOR

BASIC AND APPLIED SCIENTIFIC RESEARCH

W911 NF-07 -R-0001

FY 2007- FY 2011

ISSUED BY: U.S. Army ROE COM Acquisition Center

Research Triangle Park Contracting DMslon P. 0. BOX 12211

Research Triangle Park, NC 2n09-2211

innovative structures for Army applications (designing, manufacturing, testing, verification and validation); and (vi) data mining for scientific applications.

Technical Point of Contact: Dr. Raju Namburu, e-mail: raju.namburu@us.anqy.miJ, phone: 410-278-9761.

1.11. Knowledge Fusion Research. ARL is interested in proposals for developing in-depth knowledge and understanding of fundamental science and technology elements required for knowledge fusion, especially for the battlefield and homeland defense domains. A primary objective is to investigate different facets of integration and fusion phenomena with the goal of fusing together data from a wide variety of heterogeneous SOW'CeS in a way that distills the combined information and adds intelligence to create knowledge. The data involved comes from databases (relational, object, legacy, spatial, temporal, and others), from knowledge bases, from semantic nets that include the coming semantic Web, as well as from $eDSOr data Knowledge fusion involves fusing the data, applying and integrating various knowledge producing transforms (e.g. threat indices) and inferences (e.g. logical, nonmonotonic, hypothetical) as part of a comprehensive, domain-specific system that provides focused and quickly identifiable knowledge to the human user.

Technical point of contact: Dr. Dana L. Ulery, email: dana.uleey@us.army.mil, phone: 410-278-8609.

1.12. Battlefield Knowledge Management and Discovery. ARL is interested in proposals that address knowledge management and information fusion to develop the situational understanding required for planning and acting within the adversary's decision cycle, including the development of computational models that address the complexity of this class ofbattlespace problems. There is a need to develop knowledge-intensive systems that require not only the elicitation of human expertise but encoding it in computational formalisms required to implement the reasoning processes. Automated support for discovering knowledge such as interesting patterns in data is required. ARL's interest includes knowledge of heterogeneous data and multimedia types, data mining, text mining, knowledge agents, knowledge brokers, knowledge visualization systems, federated data warehouses, and knowledge standards for application in the wireless environment of the battlefield.

Technical Point of Contact: Mr. Timothy P. Hanratty, email: timothy.hanrattv@us.army.mil, phone: 410-278-3084.

1.13. Software Iecbnolo&ies T8IJetin& Interoperapility for Systems of Systems. Background: Emerging DoD systems represent a revolutionary leap ahead in the concept of "system of systems" and interdependent operations. lnteroperability and the management of complexity is the chief challenge to harness technologies to meet the future needs of the Army for information infrastructure. For example, the Army's Future Combat System (FCS) will be a joint, networked architecture made up of 18 individual systems plus the network and Soldier. It will be an ensemble of manned and unmanned combat systems, designed to provide a multi­functional, multi-mission reconfigurable system of systems maximizing interoperability, strategic transportability and commonality of mission roles including direct and indirect fire, air

14

Sollcllltion Number: I PROPOSAL COVER PAOE I I I. SUBMIT TO: 2. For consideration by: 3. Is this proposal beins submiaed to

Dinlctor 0 BiolOSYILife Sci 0 Mllerials anodler Federal Agency? U.S. Army ~h Office D Chemistry 181 MathaneliQI/Statistkl ~No DYes 1fYes,list the agency: ATTN: AMSRL-RO-Rl 181 Computer Science O'Physics P.O. Box 12211 B Elecaronica B Cornp .t Info Sci Research Trian&lc Park, NC 27709-2211 Mechanic.! Wepons .t Mtls Sci

0 Environmental Sciencel8 HUJMn Rsch & Ena 0 Sensors .t Elec:tJon Dn SurvllAihality d lllpPiicent delinquent on IIIY~Federll Debt? 5. Proposal Vllid Until (min of6 mos):

Yea (Auacb IXDIInltion) No 12Months 6. Entity Identification Number (EIN) or 7. Dala Univenal Numberb~ System (DUNS No.): a. Commercial and Government Entity TIXpayer ldcntilic:ation Number (TIN) 07-181-7450 (CAGE) Code: 54-0836354 7X764 9. Name of orpnizalion to which award should be llllde: I 0. Adminillrllive Adclms of Orpnization (if different): Gcorp Malon University 4400 University Drive, MS 4C6 Fairflll, VA 22030

II. BrancbiCampus/OCherCOIIIJIOIIellt (where work Is performed, if differeDI): F.-ifax, VA

12. Subtnittin& Orpniutlon's ConlrectiGrn Administration Office: 13. Submittina Orpaiuticm's Audit Office: 0eorp Mason University Georae M8101l University, lnteral Audit Office OtTtce Sponsored Propams 4400 University Drive MSNIA2 4400 University Drive, MS 4C6 Fairfax, VirJinia 22030-4444 Fairrax, VA 220303

14. Submittin& Orpnizltion: (Check all that apply) ~ For Profit: [J Lqe [J Small o Dilldvantapd Cia 0 Women.Qwncd o Foreian 0 Individual

Educ:acionll: 0 HBCU Cl Minority lnstleution Cl Hispanic 0 Indian Tribe! II Scale 0 Private 0 Forelan OFDP 0 HOIJ)Ital: 0 Public [JPrivate [J Nonprofit [J For Profit 0Nonprofit 8 Not-For-Profit

Other (SpecjM 15. Check approprialc box(es) if this proposal iacludes 1111 of the 16. Proposed Amount: 19. Type of AWII'II Propoted: items llm:d below: $100,000.00 181 Sinste Jnvestisator 0 Human Subjects 0 Biosafety Level (BL) l-4 Facility 17. Proposed Duration (1-60 mos): 0 Young Investigator Program 0 Vertebrate Animals 0 Genetically EngineeRCS Orpnlsms 12months 0 Short Term Innovation R.sc:b 0 National Environment Policy Act 0 Limited Righls 0111 18. Proposed Stan Date: 0 Research Instrumentation D Disclosure ofLobbyina Activities 0 Unlimited Rights 9/1106 0 Confvenc:e/Symposia 0 Historical Places 0 Oovt Purpose Ri&hts Data 181 Other (Specify): 0GFE OGFD 0 Proprietary Data Orlat OGFI OGrP 0 Ozone Depletlna Subslances 20. Title ofPropo&ed Piojea: Adaptive Multi-modal Data. Minift& cl Fusion for AulonomoullntelUpnce Di!ICOvery

21. Principal Investigator (PI }'Project DlreCIOr (PD) Depaltment and Postal Adclrea: 22. Year Pl's dearee confemd EdW1I'd weam an , P h . D • 1968 Georp Muon University, Collep of Science 23. Scientiftc discipline ofPl's dep 4400 University Drive, Fairfax. VA 22030 Slltistlcs/Computcr Sc:icncc

TYPED NAMES TELEPHONE NUMBER FACSIMILE NUMBER ELECTRONIC MAIL ADDRESS 24. PVPD 703-993-1691 703-993-1700 ewepnen@&mu.odu Edward Weaman Ph.D. 25. CO-PJJPD

26 a. Primary Adminiltralive representative 703-99.3-2988 70.3-993-2296 emquip@amu.edu Authori2ied to Conduct N eaotiations: AmT. Pb.D. 26 b. Alternate Administrative Represonlllive 703-993-4104 703-993-2296 kcobn@plu.edu Authorized to Conduct Ne&O(iatlons: Karen Ci. Cohn

27 a. Authorized~ Sip'

ll~ n c. By sipinallld submittlrla this P"JPCIMI,lhe Offeror Is providing the certificatio111 0011tained in this BAA.

SUMMARY PROPOSAL BUDGET

A 4JL 4P

• • • •••

., • 4

Office of Sponsored Programs

4400 University Drive, MS 4C8, Fairfax, Virginia 22030 • I I y il • S f T y Phone: 703-993-2988; Fax: 703·993-2296

November 27, 2006

Barry Bodt, Ph.D.· ~~ U.S. Army Research ,l-aboratory ATTN: AMSRD-ARL-CI-CT APG, MD 21005-5067

•

RE: Adaptive Multi-model Data Mining and Fusion for Autonomous lnteiHgence Discovery Unsolicit~ Proposal (Forms 51 and 99)

Dear Dr. Bodt:

As requested, attached are S)eorge Mason University's ARO 51 and 99 forms, submitted to the U.S. Army Research Laboratory, on behalf of Dr. Edward Wegman, College of Science.

As discussed, Dr. Wegman is currently traveling and unavailable to sign the final version of form 99 ·(attached). In lieu of this, George Mason has attached an earlier version of form 99 Dr. Wegman signed prior to his departure. Upon his return, the final version of form 99 will be signed by Dr. Wegman and forwarded to your office.

If you have any questions regarding the budget or university policies and procedures should be directed to Michelle C. Morelli, Grants Administrator, Office of Sponsored Programs at (703) 993-2978.

Sincerely,

~&~ Karen G. Cohn Associate Director Office of Sponsored Programs George Mason University

·~·

41JIUII;B Office of Sponsored Programs

August 18, 2006

Barry Bodt, Ph.D. Department of the Army

4400 U.W.I'IIty Dri¥1, MS Q Faifu, Vlrgtnll22030 Phone: 703-893-2988; Fax: 703-993-2298

•

RE: Adaptive Mutll-modal Data Mining and Fusion For Autonomous Intelligence Discovery (Unsolicited Proposal)

DearDrBodt

Enclosed, please find a grant proposal submitted to the Department of the Army on behalf of Edward Wegman, Computation and Data Science Department, George Mason University.

If you have any questions regarding the technical portion of this project, please feel free to con1aCt Dr. Wegman at 703-993-1691; questions regarding budget or university policies and procedures should be directed to Michelle C. Morelli, Grants Administrator, Office of Sponsored Programs at (703) 993-2978. ·

Sincerely,

Karen G. Cohn Associate Director, Pre-Award George Mason University

CJ) CD

PURCHASE R:EQUEST AND COMMITMENT l"w u•olilllt .._ .. Alln-101: •JIIGPIIIIIiRtaaeacr i• USAFAC.

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u. DISCOUHT TBltMS

21. SIGNAnJRE

$110,000

21 DA.'IE

ORDER 'NUMBBR A ~ 21. 1118 RlU.OwlNa ITSWS ARB llBQUIRBD NOT LA 'J'Bil 'DIAN AS INDICATED ABOVE FOR 1BB u. DBUVBilY RBQUIREMBNTS ~ ~ FOU.OWINO PtJRPOSB ~ I ARB MORE 11IAN 1 DAYS RI!QUIRBD ro INSPEcr AND .-. Ac;cmtT1BB ~T'BDGOODSOR SB&VJCBS

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CERTIFICATION OF PERSONNEL INVOLVED IN ACQUISITION/SOURCE SELECTION

CONCERNING CONJI'LICI'S OF INTEREST, NONDISCWSURE AND RULES OF CONDUCf FOR SOLICITATION NO. US Departmeat of the Army, Army Reaeareb 0ft1ee,

Gnat AppUcatioa

ITEM: Adaptive Multi-modal Data Miaiag aad Fusioa for Autoao•ouslatelllgeaee Dbeovery­Dr. Edward Wegmaa

1. I have read, uaderstand, and will abide by the requirements of Section 27 of the Office of Federal Procurcmmt Policy Act Amendments of 1988 (41 U.S.C. 423) as implemented in the Federal Acquisition Regulation and Agency supplements, and AR 600-SO, Standards of Conduct for Department of Army Personnel.

2. *To the best of my knowledge, neither I, nor my spouse, nor my dependent child(ren), nor members of my household: ·

a. Have any direct or indirect financial interest:

(1) In any firm on the list of potential offerors or which has otherwise expressed an interest in the acquisition (if this certification is made prior to receipt/opening of proposals).

(2) In any of the firms submitting proposals in response to Solicitation No. US Department of the Army, Army Research Office, W911NF-04-R-OOOS, or their proposed subcontractors (if this certification is made subsequent to receipt/opening of proposals): OR

b. Have any other beneficial interest in such firms except:

3. *To the best of my knowledge no person related to me by blood or maniage (apart from the persons referred to in paragraph 2. above) or any business associate is employed by or has direct or indirect financial interest or any other beneficial interest in the firms referenced at paragraph 2.a. above, except:

• The listing of interests or activities under paragraphs 2 and 3 above, does not mean that the employee cannot participate in the acquisition/source selection process. The effect of the interests/activities will be determined by the chairman of the Source Selection Advisory Council or chairman of the Source Selection Evaluation Board, as set out in the Source Selection Plan (or the contracting officer for acquisitions at his/her level), after consultation with legal counsel.

4. I understand that the release of proprietary and source selection information is governed by 41 U.S.C. 423, AR 340-17, Release of Information and Records from Army Files, AR 600-SO, Standards of Conduct for Department of Army Personnel, and provisions of the Federal Acquisition

Regulations. I will not knowingly disclose any proprietary or source selection information regarding this procurement directly or indirectly to any person other than a person authorized by the head of the agency or the contracting officer to receive such information.

S. I will observe the following rules during the conduct of the procurement:

a. I will not solicit or accept, directly or indirectly, any promise of future employment or business opportunity from, or engage, directly or indirectly, in any discussion of future employment or business opportunity with, any officer, employee, representative, agent, or consultant of a competing contractor. I am aware that the~e are limitations and ~ctions on post-government employment activities and are set out in the statute and regulations referenced in paragraph 1, above.

b. I will not ask for, demand, exact, solicit, seek, accept, receive, or agree to receive, directly or indirectly, any money, gratuity, or other thing of value from any officer, employee, representative, agent or consultant of any competing contractor for this proCurement. I will advise my family that the acceptance of a gratuity from those who are engaged in or seek to do business with the Department of Defense may be imputed to me as a violation of AR 600-SO, and must therefore be avoided.

c. I will instruct members of my parent or home organization to not divulge my participation in the evaluation and source selection process or my physical location, while participating to unauthorized persons.

d. I understand that all communications with oft'erors or their subcontractors concerning this acquisition must be made by/through the contracting officer or his/her designee. I will divert all attempted communications by offeror's representatives or any other unauthorized person to the contracting officer.

e. I will not discuss evaluation or source selection matters with any unauthorized individuals (including Oovemment personnel), even after the anno1mcement of the successful contractor, Wlless authorized by the contracting officer.

6. I realize that my actions in connection with my participation in this source selection are subject to intense scrutiny and I will conduct myself in a way that will not adversely affect the confidence of the public in this source selection process. I will avoid any action, whether or not prohibited, that could result in or could create the appearance of my losing independence or impartiality. I will not use my public office for private gain, and I agree not to engage in any personal business or professioual activity, or enter into any financial transaction, that involves or appears to involve the direct or indirect use of "inside information" to further a private gain for myself or others.

7. I understand that my obligations W1der this certification are of a continuing nature, and if anything takes place which would cause a change to any statanent, or create a violation of any representation or rule of conduct herein, I will bring such matter to the attention of tbe contracting officer.

Signature

Linda C. Duchow Name (Printed)

Army Research Laboratoty Organization

2Noy2006 Date

TinS CERTIFICATION CONCERNS A MATTER WITHIN TIIE JURISDICTION OF AN AGENCY OF THE UNITED STATES AND 1liE MAKING OF A FALSE, FICTITIOUS, OR FRAUDULENT CERTIFICATION MAY RENDER THE MAKER SUBJECT TO PROSECUTION UNDER rrrLE 18, UNITED STATES CODE, SECTION 1001.

OZONE DEPLETING SUBSTANTCES (ODS) CERTIFICATION

To the best of your knowledge, this action Center for Geosciences/Atmospheric Research DOES __ DOES NOT _X_ contain a requirement for the use of Class I Ozone Depleting Substances (ODS) or a requirement that can be met only through the use of such a substance. (If the determination is positive, enclose the approval required {pursuant to Section 326, Public Law 102-484} for the use of the Class I ODS which certifies that a suitable substitute for the ODS is not currently available. Also enclose a plan for eliminating the requirement for this Class I ODS).

Signature

Linda C. DuchOW

Name (Printed)

Army Research Laboratory Organization

2Nov2006 Date

• !itle: Adaptive Multi-modal Data Mining and Fusion For Autonomous Intelligence Discovery rir.a: George Mason University

1. Relevance -With the mission to exploit, develop, and produce innovative computer technologies to meet military information and analysis requirements before, during, an~ after tactical operations - the scope of this proposal to autonomously discovery and triage of contextually relevant information and develop a prototype to mine, filter and fuse multi-modal data stream is of highest relevance to the Army. The credentials of the principal investigator are impeccable.

2. Labor Hours - The analysis of direct labor show the allocation of labor hours and associated rates is reasonable and consistent.

3. Travel - Requirements for travel

4. Government Furnished Property - N/A. GFP is non-issue.

IS/ Timothy Hanratty

US Army Research Laboratory August 21, 2006

15h~6 T TEAM e 919 549 43?3

........ TATI6NS,. CER1111'ICATIONS, AND O'l1IER STATEMENTS Ol''tBlt BIDD&RS/OD'EORS/OR QUOTERS

·. ~on RegatdinJ Lobbying

·thil ~ation ia required for an award of a Federal contact, grant, or cooperative agteem.e:at. ~ Sl~OOO and for an award of a Federal loan or a commitment providing for the ~·--to insure or auarantee a loan exceeding S150,000

11te Qadersigned certifies. to the best of his or her knowledge and belief, that:

Ol No Pedend appropriated funds have been paid or will be paid, by or on behalf of the~ ~gn:ed, to my ~ for influencing or attempting to influence an offi~er ot employee df. aa·~, a Member of Congress, an otftcer or employee of Congress, or an employee of a 1\.ttlmber ot Congress in c:Ollll$ction with the awarding of any Federal contract, the making of aAy f'ocleraL gra.nt, the making of any Federal loan, the entering into of any cooperative agreornent, and. die extalSion, continuation, renewal. amendment, or modification of any Fedetal ~ ~loan, or cooperative agreement

(l) If ftii.Y funds other than Federal appropriated funds have been paid or will be paid to ay ~.,_influencing or attempting to intlue~ an officer or employee of any a.~. a ~ of Congress. an officer or employee of Congress. or an employee of a ~ .tSf

· Cons:r- m connection with this Federal contract, grant, loan, or cooperative agreement, the .a.oraiped shall complete and submit Standard Form - LLL, "Disclosure Fom1 to lteport

. ~" In accordance with its instructions.

~~'l.'JUildcmigned sball require that the language of this certification be included in-the award ~· for all subawards at an tiers (including subcontracts, subgrants, and contacts under J-ta:loans, and cooperative agreements) and that all subrecipients shall certify aad.distlosc ~y.

1'hie ~on is a material representation of fact upon which reliance was pla.ced \\!ben this ~n wts made or entered into. Submission of this certitioation is a prerequisite for making

· · · ' . into this transaction imposed by section 1352, title 31, U.S. Code. Any person who ... ··ilil.ll:f.ta file the required certification snail be subject to a civil penalty of not teas than $10,000

-·-·.m.ore tJlan $100,000 for each sucb failure

~on (Offeror): George Masou Uuivereity, Offig.e of St!onspred hwams

SigJIJlture: ,.,}(~ J (_J#~

Date; DAcember 19 1. 2006

DEC .. 1EK!ei!!Ei 15:46 fl..r Tm1 e 919 549 43'1'3

REPRI$ENTATIONS, CERnFICATIONS, AND OTHER STATEMENTS OF' TliE BIDDERSIOFFEORSIOR QUOTERS

2. CBR.TlFJCATION REGARDING DEBARMENT, SUSPENSION, PROPOSED D~PAND OTIIER. RESPONSffiiLITY MATTERS-PRIMARY COVERED TRANSACTlONS

P.83

(1) 1'hc pro!J)CCtivc primary participant certifies to the best of its knowledge and beli~ that it and its principals:

(e) Ale not presemly debarred, suspended, proposed for debmnent. doolarcd -ineligible, or voluntarily excluded from covered transactions by any Federal department or agency;

(b) Hm: oot within a three-year period precedlng this proposal been convio~ df or bad a civil judgment rendered against them for commission of fraud or a criDlinal offense in connection With obtaining, attempting to obtain, or perfonning a .,ublic (Federal, State, or local) tlansaction; violation of Federal or State antitrust statutes or «>mmission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property;.

(e) Are not presently indicted for or otherwise criminally or civilly oharged by a governmental entity (Federal, State, or local) with conunission of any of the oft'et\ses enumerated in paragraph ( 1 )(b) of this certification; and.

(d) Have not within a three-year period preceding this applica1ionlproposal had one or more pUblic transactions (Federal, State or local) tenninated for cause or default.

(2) WMre the prospective primary participant is unable to certify to any of the statements in this cortffication, such prospective participant shall attach an explanation to this proposal.

~on(~): Geor~e Mason UniverB1t~ Office of Sp0ntored Programs

r '~~ Siguatwe: ~-~'"- ,J (_4; ~---- -" ·---··----

'rypcdNt.lln'C: ICaren G. Cohn

Title: Aes.odate Director Date: De~!IDber 19, 2006 .....

2

DsC-1-EI-2fJ06 :1:5:46 T TEAM e 919 549 4373

RIPUSENTADON6 , CERTIFICATIONS. AND OTHER STATEMENTS OF 11m BIDDERSJOF'PEORS/OR QUOTERS

3 .. CBR11PICATION REGARDING DRUO·FREE WORKPLACE REQUIREMENTS

A Thereoipient certifies that it will or will continue to provide a drug-free workplace by:

(a) PublishiJlg a statement notifYing employees that the unlawful rnanuf.aeture, distributiont dispensing. possession, or use of a controlled substance is prohibited in the grantee's workplace and specifying the actions that will be taken against Gmployees for violation of such prohibition;

(b) Establishing an ongoing drug-free awareness program to inform employees about­

( 1) The dangers of drug abuse in the workplace;

(2) The recipient's policy of maintaining a drug-free workplace;

(3) Any available drua counseling, rehabilitation. and employee assistance programs; and

P.04

{4) The penalties that may be imposed upon employees t'ot drug abuse violations occurring in the workplace;

(c) Making it a requirement that each employee to be C'.ngaged in the perfonnance ofthe grant be given a ropy of the statement required by paragraph (a);

(d) Notifying the employee in the statement required by paragraph (a) that, as a condition ofemployment under the cooperative agreement, the employee will-

( 1) Abide by the terms of the statement; and

(2) Notify the employer in writing of his or her conviction for a violarum of &

criminal drug statute occurring in the workplace no later than five oalendar days after such convktion;

(e) Nt.ltifying the a@ency in writing, within ten calendar days after receiving notice ll1U1cr paragraph (d)(2) from an employee or otherwise receiving actual notice ohucb conviction. Employers of convicted employees must provide notice, including position title, to every grant officer or other designee on whose grant activity the convicted employee was workini, unless the Federal agency has designated a central point for the receipt of such notices. Notice shall include the identification number(s) of each affected grant or cooperative agreement;

3

·'

'·~ '>

T TEAM e 919 549 4373

~TATION8, CERTIFICATIONS, AND OTHER STATEMENTS OF THE BIDDERStOFFEORS/OR QUOTERS

CB.R.nPICATlON REOAIID1NO DRUG-FREE WORKPLACE REQUIREMENTS (contd) . .

(f) Taking one of the following actions, within 30 calendar days of receiving notice under paragraph (d){2), with respect to any employee who is so convicted-

(1) Taking appropriate personnelll(..1ion against such an employee, up to and includ.mg twlnination, consistent with the requirements of the Rehabilitation Aot.of 1973, as amended; or

(2} Requiring such employee to participate satisfactorily in a drug abuse assi$tanee or rehabilitation program approved for such purposes by a Federal, State, or local health, law enforcement, or other appropriate agency;

(g)· Making a good faith effort to continue to maintain a drug-free workplace through implementation of paragraphs (a), (b), (c), (d), (e) and (t).

B. The recipient may intert in the space provided below the site(s) for the perfonnance of work done in conncetion with the proposed eooperative agreement:

Plaee ofPerformanco (Street address. city, county, state, zip code)

Q.oek 1U8I'k ifthere are workplaces on file that are not identified hue .

. SfJJlltUte:~~~~-7SL~~~=------------­~Name: Karen G. Cobn

tuhr. . Associate Direc:tor Da~: Peeember 19, 2Q06

.. •

DEC:--18-2006 15~46 T TEAM e 919 549 4373

RIPRBSENTATIONS, CERTU'JCATIONS.AND OTHER STATEMENTS OF THE BIDDitRS/OPFEORSfOR QUOTEllS

4. 52;204-3 TAXPAYER IDENTIFICATION (OCT 1998)

(a)DsftnitWtl8.

"Common parent," as used in this soli<:itation provision, means that oorporate entity that OW'ft$ or controls an affiliated group of corporations that ft1es its Federal income tax returns on a consolidated basis, and of which the offeror is f.\ member.

"Taxpayer Identification Nwnber (TIN),'' as used in this provision, means the number required by the Internal Revenue Service (IRS) to be· used· by the offeror in reporting income tax and other returns. The TIN may be either a Sooial Security Number or an Employer Jdentifi<:atioo Number.

(b) All otferors must submit the infonnation required in paragraphs (q) tbrough (t) of this provislon to comply with debt collection requirements of 31 U.S.C. 1701(c) and 332,(d), .~requirements of26 U.S.C~ 6041, 6041A. and 60SOM and implementing regulatiou issued by the tRS. If the resulting contract is subject to the reporting requirements described in F:ed$1 Acquisition Regulation (FAR) 4.904, the failure or refusal by the offeror to fu:rni$h the in~on may result in a 31 percent reduction of payments otherwise due under the C()nf.tact.

P.06

(e) The TIN may be used by the Government to collect and report on any delinquent amounts arlsingoutofthe offeror's relationship with the government (31 U.S.C. 7701(c)(3)).1fthe ruulting.oonttaet is subject to the payment repOrting requirements described in FAR 4.904, the TIN provicied her~er may be matched with IRS records to verify the aco'l.ll'llCy of the ofteror't TIN.

(d) T~r ltkmttjicatWn Number (I'JN).

§ TIN: ?;-Q836354 TIN has been applied for. TIN is not requited because:

0 Offeror is a nonresident alien, foreign corporation, or foreign partnership that does not have income effectively connected with the conduct of a 1rade or business in the United States and does not have an office or place ofbusiiless or a fiscal paying agent in the United States;

§ Offetor is an agency or instrumemality of a foreign government; Offeror is an agency or instrumentality of a Federal Government; Other. State basis. ________ _

5

tec..,18-201!16 15: 46 A....r TEAM e 919 549 4373 P. B7

R.EPRESDITATIONS t CERTIFICATIONS, AND OTHER STATEMENTS OF 1BE BIDDERS/OFPEORS/OR QUOTERS

4. 52.Z04y3 TAXPAYER IDENTIFICATION (OCT 1998)

(e) Type of organization.

§ Sole proprietorship• Partnership; Corporate entity (not tax-exempt): Corpotate entity (tax--exempt): Government entity (Federal, State, or local); Foreign government; Intetnational organization per 26 CFR 1.6049-4; CHher Public Institution of Higher Education

{t) Common Patent.

~ Offeror is not owned or controlled by a common parent as defined. in e_ragraph (11) of this provision. LJ Name and TIN of common parent: Nmnc ____________________ __

rm·----------------~---

5. ADDRESS TO WHICH PAYMENT SHOULD BE MAILED

Offerar(s) is/are required to indicate below the address to which payment should be mailed, if such address is different from that shown for the Offeror on the face ofthis Solicitati011.

CHBCK MAILING ADDRESS:

Name: Qgh1e;r' s Office, Geone Muop Univerait~ Address: 4400 Universi~:y Drive, MSN 211 City and State: Fairfax, yirdniB, 22030

6. DEFENSE CONTRACT MANAGEMENT COMMAND

SameO

Components of the Department of Defense perfonn contract administration servi¢CS prtviding assistance to Contractors and Government Ageneies in accomplishing most adrnimstretive functions required under a contract. One or more of the following may be mvotvcd!

Oefen.se Comract Manasement District (DCMD) I)etense Contract Management Area Operations (DC MAO) · Defense Plant Representative Office (DPRO) Any Qtb.or Contract Administration Service&. such a.s AFPR.O

6

~:

I I .,.

.. t5:4B ~ 1EAM -919 549 4373 P.0S

RIRESENTATIONS, CERTIPJCATIONS. AND OTIIER STATEMENTS OF THE BIDDERS/OFFEORB/OR QUOTERS

.. " ~SB CONTRACT MANAGEMENT COMMAND (contd)

Department of the Navy, Office of Naval Research 8QQ lfort.h Man Str.yt. B&T fl. Room 426

AT'l1lh Linda B. SlU;pp, Contracting Officer T~e: ~7u0~~~9~fi-~8w55•9~----------------------------

7. COMMERCIAL AND GOVERNMENT ENmY (CAGE) CODE

As ft!lquested in the DF ARS Provision 252.204-7001, CAGE Code ~g, the l:JWeriOfferor's CAGE Code is: _7:.::X::.;.7..::..64..:..--------

L DlJNS NUMBER

The Bidder/Offeror's 9 digit DUNS number is: 07-781-7450

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--------------General Information-----------­Current Registration Status:Actlve In CCR; Registration valid until10/11/2007.

DUNS: 077817450 DUNS PLUS4: CAGE/NCAGE Code: 7X764 legal Business Name: GEORGE MASON UNIVERSITY Doing Business As (DBA): Division Name: Division Number Company URL:

Physical Street Address 1 :4400 UNIVERSITY DR MSN 462 Physical Street Address 2: Physical City: FAIRFAX Physical State: VA Physical Zip/Postal Code: 22030-4422 Physical Country: USA

Mailing Name: Mailing Address: Mailing Address 2: Mailing City: Mailing State: Mailing Zip/Postal Code: Mailing Country:

Business Start Date:

GEORGE MASON UNIVERSITY 4400 UNIVERSITY DRIVE, MS 4C6

FAIRFAX VA 22030-4444 USA

04/17/1972

--------------Corporate Information----------­Type of Organization

Corporate Entity, Tax Exempt (State of Incorporation is VA)

Business Types/Grants M8- Educational Institution OH - State Controlled Institution of Higher Learning VW - Contracts and Grants

--------------------------Goods/SeNices----------------------North American Industry Classification System (NAICS)

541710 RESEARCH AND DEVELOPMENT IN THE PHYSICAL, ENGINEERING, AND LIFE SCIENCE:

Standard Industrial Classification (SIC) 8221 COLLEGES AND UNIVERSITIES

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-------------Small Business Types----------­SDB, SA, and HubZone certifications come from the Small Business Administration and are not editable

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Expiration Date

North American Industry Classification System CNAICS) The small business size status is derived from the revenues and/or number of employees entered by

vendor during the registration process.

Description NAICSCode

541710 RESEARCH AND DEVELOPMENT IN THE PHYSICAL, ENGINEERING, AND LIFE SCIENCES

Small Business

No

Em_e_r.Qing_Sr Busioe~

No

--------------Points of Contact----------­Government J3usiness POC Prima!Y

Name: Address Line 1:

Address Line 2: City: State: Zip/Postal Code: Country: U.S. Phone: Non-U.S. Phone: Fax:

MIKE LASKOFSKI GEORGE MASON UNIVERSITY, MSN 4C6

FAIRFAX VA 22030 USA (703) 9934573 Ext:

(703) 993-2296

Past Performance POC Primary Name: Address Line 1 : Address Line 2: City: State: Zip/Postal Code: Country: U.S. Phone: Ext: Non-U.S. Phone: Fax:

Electronic Business POC Prima!Y Name: KAREN G. COHN Address Line 1: GEORGE MASON UNIVERSITY,

MSN4C6 Address Line 2: City: State:

FAIRFAX VA

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Government Busjness PQC Alternate Name: Address Line 1:

Address Line 2: City: State: Zip/Postal Code: Country: U.S. Phone: Non-U.S. Phone: Fax:

KAREN COHN GEORGE MASON UNIVERS MSN4C6

FAIRFAX VA 22030 USA (703) 9934104 Ext:

(703) 993-2296

Past Performance POC Alternate Name: Address Line 1 : Address Line 2: City: State: Zip/Postal Code: Country: U.S. Phone: Ext: Non-U.S. Phone: Fax:

Electronic Business POC Alternate Name: MIKE LASKOFSKI Address Line 1: GEORGE MASON UNIVERS

MSN 4C6 Address Line 2: City: State:

FAIRFAX VA

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22030 USA (703) 993-4104 Ext:

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22030 USA

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(703) 993-4573 Ext:

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