audit-compliant long-term storage at the federal employment agency

36
0 Copyright 2014 FUJITSU Human Centric Innovation Fujitsu Forum 2014 ICM Munich 19th – 20th November

Upload: fujitsu-global

Post on 01-Jul-2015

301 views

Category:

Technology


0 download

DESCRIPTION

BA is modernizing the supporting processes and basic services. For this purpose, the Federal Employment Agency has started several renewal projects. One of these projects is the above measure Lifecycle eArchiv (LeAR) for audit-compliant long-term storage. BA is going to transform more and more business processes from paper work to complete electronic processing, documentation and historization (e.g. DiBAS, e-file DMS). The target is to reduce costs and to improve the quality of services, internal processes and customer orientation. The speaker reports from his own experience within BA and the experience of BA as a service center with the offer audit-compliant long-term storage for federal authorities in Germany. Speakers: Mr. Mathias Ehlers (German Federal Employment Agency (Bundesagentur für Arbeit))

TRANSCRIPT

Page 1: Audit-compliant long-term storage at the Federal Employment Agency

0 Copyright 2014 FUJITSU

Human Centric Innovation

Fujitsu Forum 2014

ICM Munich 19th – 20th November

Page 2: Audit-compliant long-term storage at the Federal Employment Agency

1 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Fujitsu Compliant Archiving Solutions for Legal e-Archiving

Thomas Walloschke Security Solutions

Fujitsu Global Delivery

Page 3: Audit-compliant long-term storage at the Federal Employment Agency

2 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Fujitsu Compliant Archiving

The Fujitsu Offering for „Legal e-Archiving

At a Glance e-Archiving Integrators

German Compliance Integration Scenarios

Smart Integration

Legal e-Archiving @ SAP

Sustainable Data

Machineroom Solutions at a Glance

Fujitsu Secure Mailroom

Implementations

Page 4: Audit-compliant long-term storage at the Federal Employment Agency

3 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

The Secret of Confidentiality

Protecting Your Trust

Page 5: Audit-compliant long-term storage at the Federal Employment Agency

4 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Beauty

Page 6: Audit-compliant long-term storage at the Federal Employment Agency

5 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Beauty of Trust

Page 7: Audit-compliant long-term storage at the Federal Employment Agency

6 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Sustainability of Trust

Magnificent age of 310 million years

Page 8: Audit-compliant long-term storage at the Federal Employment Agency

7 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Beauty of Your Content

Page 9: Audit-compliant long-term storage at the Federal Employment Agency

8 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Your Content is Sealed as in Amber

You can see the content

Page 10: Audit-compliant long-term storage at the Federal Employment Agency

9 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Your Content is Sealed as in Amber

You can see the content

You cannot change the content without

damaging the amber

Page 11: Audit-compliant long-term storage at the Federal Employment Agency

10 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Your Customers Content is Sealed as in Amber

And you can focus on single objects of

the content

Page 12: Audit-compliant long-term storage at the Federal Employment Agency

11 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Be Curious!

You can use a magnifying glass

to obtain a detailed view of each individual object

Page 13: Audit-compliant long-term storage at the Federal Employment Agency

12 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

And Be Curious Before Others will be!

A

very warm welcome

to the Supervisory

Authority

Slightly related to

the upcoming

EU wide

eIDAS Regulation…

Page 14: Audit-compliant long-term storage at the Federal Employment Agency

13 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Protect Your Trust!

“I solemnly pledge that…”

Page 15: Audit-compliant long-term storage at the Federal Employment Agency

14 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

There is a Common European Way of Building Trust

“I solemnly pledge that…”

Page 16: Audit-compliant long-term storage at the Federal Employment Agency

15 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Fujitsu Compliant Archiving

Legal e-Archiving by Fujitsu

Page 17: Audit-compliant long-term storage at the Federal Employment Agency

16 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Sustainability of Documents and Data

~2,6 Mio. Years 30 …110 Years

Today Stone Age 2044

Page 18: Audit-compliant long-term storage at the Federal Employment Agency

17 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Sustainability of Documents and Data

What will done with contemporary „cave art“ in future? How resilient are today‘s documents? Which context is required to find documents and data in future?

~2,6 Mio. Years 30 …110 Years

?

Today Stone Age 2044

Page 19: Audit-compliant long-term storage at the Federal Employment Agency

18 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Legal e-Archiving is a Must

Legal and compliance regulations demand archiving solutions

Management can be held personally responsible

Page 20: Audit-compliant long-term storage at the Federal Employment Agency

19 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

The two main aspects of Archiving (Repeated…)

How to organize a compliant long-term preservation of electronic documents?

How to store archive data efficiently and save?

1 2

Compliance Infrastructure Budget

Page 21: Audit-compliant long-term storage at the Federal Employment Agency

20 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Why e-Archiving?

Paper Archives are too costly and insecure, digitization is inevitable.

Tons of digital documents are created daily.

How to ensure long term preservation?

How to preserve the evidence value of digital docs?

How to deal with fast technology changes?

How to relieve expensive online storage from outdated and archive data?

Motivation

Page 22: Audit-compliant long-term storage at the Federal Employment Agency

21 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Permanent validation of compliance (IETF RFC-4998, DIN 31647)

Transportable proof of evidence bound to data

Certified IT-Security(CC EAL 4+)

Compliance with any Regulation 99+

Full replacement of paper archives

Simplified auditing

Fujitsu SecDocs

Benefits & Characteristics

Page 23: Audit-compliant long-term storage at the Federal Employment Agency

22 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Core Elements of Digital Archiving

Using internationally agreed formats for long term preservation (PDF/A, TIFF) during ingesting

Create and preserve evidence values for the archived document (IETF RFC-4998, DIN 31647)

Storage Media that cannot be changed (WORM)

Document Evidence record

10110011111000101100010111011000110001100001110101011110001110110111001011100011010111000111101101011100101010101001001

111010100

Page 24: Audit-compliant long-term storage at the Federal Employment Agency

23 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Core Elements of Compliant Digital Archiving

Using internationally agreed formats for long term preservation (PDF/A, TIFF) during ingesting

Create and preserve evidence values for the archived document (IETF RFC-4998, DIN 31647)

Storage Media that cannot be changed (WORM)

Document

Most critical element for

compliant archiving Evidence record

10110011111000101100010111011000110001100001110101011110001110110111001011100011010111000111101101011100101010101001001

111010100

Page 25: Audit-compliant long-term storage at the Federal Employment Agency

24 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Migration: Validierung der Beweiskraft kann extern erfolgen. Die Evidence Records basieren auf internationalen Standards

Fujitsu SecDocs - Architecture

Processes

Infrastructure SecDocs

Archive Service

Certified Security Components (ArchiSafe, ArchiSig, Crypto funct.)

Storage

Certification Services

Timestamps, certificate validation

… Business

Application (e.g. SAP, etc.)

Document Management

(DMS)

Scan Application

Page 26: Audit-compliant long-term storage at the Federal Employment Agency

25 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Infrastructure Certification Services

Fujitsu SecDocs - Highlights

Processes

SecDocs

Archive Service

Certified Security Components (ArchiSafe, ArchiSig, Crypto funct.)

Storage

Unified Information Access Semantic Web Technology

Simple Migration

Transportable Proof of Evidence, testable extrnally – LTANS-ERS

Generates and preserves Proof of Evidence „Longer than a human life“.

Timestamps, certificate validation

Business Application (e.g. SAP, etc.)

Document Management

(DMS)

Scan Application

Trustworthy certified Security

Page 27: Audit-compliant long-term storage at the Federal Employment Agency

26 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Examples(1)

Electronic File SGB (DE) (=General social data protection)

Electronic File Aviation

Electronic File Banking

Electronic Files

SAP Integration ArchiveLink and BC-ILM

SAP

Page 28: Audit-compliant long-term storage at the Federal Employment Agency

27 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Examples(2)

Solutions for government

Solutions for organisations governed by public law

Governance and Legal e-Archiving

E-Government Law

„Legally binding scanning in electronic files (DMS) and destruction of paper” according to German regulation (eGov-Law, Tech.Guidelines)

Legally Binding Scanning

Agenda 2015, 2018,2020

Page 29: Audit-compliant long-term storage at the Federal Employment Agency

28 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Fujitsu Compliant Archiving

Legal e-Archiving according to OAIS (ISO 14721:2012)

Smart Integration

Page 30: Audit-compliant long-term storage at the Federal Employment Agency

29 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Langzeit- speicher

Archive Service

Certified Security Components (ArchiSafe, ArchiSig, Crypto funct.)

Access Service Zertifikats- dienste

Zeitstempel, Zertifikatsvalidierung

OAIS

Model

Preser- vation- Planning

Archiv-

Administration

Legal e-Archiving in Context of ISO 14721 OAIS

Producers/ Consumers

Storage

Web Application

Ingest Access

SIP: Submission Information Package AIP: Archival Information Package DIP: Dissemination Information Package

Business Application

(e.g. SAP, etc.)

Document Management

(DMS)

Scan Application

Page 31: Audit-compliant long-term storage at the Federal Employment Agency

30 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Langzeit- speicher

Archive Service

Certified Security Components (ArchiSafe, ArchiSig, Crypto funct.)

Access Service Zertifikats- dienste

Zeitstempel, Zertifikatsvalidierung

OAIS

Model

Preser- vation- Planning

Archiv-

Administration

Legal e-Archiving in Context of ISO 14721 OAIS

Storage

Ingest Access

SIP: Submission Information Package AIP: Archival Information Package DIP: Dissemination Information Package

AIP

DIP

AIP

SIP

Producers/ Consumers Web

Application

Business Application (e.g. SAP, etc.)

Document Management

(DMS)

Scan Application

Page 32: Audit-compliant long-term storage at the Federal Employment Agency

31 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Generic OAIS Model using Access Service

Processes

Storage

Infrastructure

OAIS Model

Archive Service - SecDocs

Certified Security Components (ArchiSafe, ArchiSig, Crypto funct.)

Access Service - ASP

Business Application (e.g. SAP, etc.)

Document Management

(DMS)

Scan Application

Certification Services

Timestamps, certificate validation

Page 33: Audit-compliant long-term storage at the Federal Employment Agency

32 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Access Service - Highlights

Processes

Storage

Infrastructure

OAIS Model

Archive Service - SecDocs

Certified Security Components (ArchiSafe, ArchiSig, Crypto funct.)

Access Service - ASP

Administration of Archive Service

Search and Retrieval

Certification Services

Timestamps, certificate validation

Business Application (e.g. SAP, etc.)

Document Management

(DMS)

Scan Application

Simple Integration – Web Service API

Workflow controlled Ingest

Page 34: Audit-compliant long-term storage at the Federal Employment Agency

33 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Why Fujitsu SecDocs is an ideal Solution

Neutral long term storage of data, metadata and proof of evidence (OAIS and LTANS)

Transportable proof of evidence bound to data

Service oriented architecture

Long term data availability independent from software and hardware compliant to any regulation

Simple and cost efficient migration even of many archives

Permanent validation of compliance

One cost reducing archive as central consolidated service

Key Functions Key Advantages

According to IETF RFC-4998

LTANS-ERS

Page 35: Audit-compliant long-term storage at the Federal Employment Agency

34 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery

Thank you for listening!

Page 36: Audit-compliant long-term storage at the Federal Employment Agency

35 © FUJITSU LIMITED 2014 Thomas Walloschke, Fujitsu Global Delivery