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Page 1: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

www.graypape.com

Assessing and Managing Cultural Heritage Risk

Page 2: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

• Defining Cultural Heritage Risk

• Defining Cultural Heritage Risk Vectors

• Modeling Cultural Heritage Risk –Work in Progress

• Managing Cultural Heritage Risks Using Modeling Tools –

Work in Progress

Page 3: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

What Does Cultural Heritage Risk Look Like?

Page 4: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

What Does Cultural Heritage Risk Look Like?

Page 5: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Key issue -international lender guidance and

practice lean on Chance Finds Procedures

• Many sites found during construction activities

• The sites that are found can cause very significant

delays and cost impacts

• Developers, regulators, and lenders are put at

risk

• Many heritage sites are damaged during

construction, or receive minimal mitigation

because of the emergency situation

Why Are CH Risks Significant?

Page 6: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Potential for significant reputational risk

Why Are CH Risks Significant?

Page 7: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Range of possible variables that should be considered in scaling

risk

• National recognition – not all internationally-defined heritage is protected at the national

level

• Sensitivity – the importance of a resource to one of more stakeholder groups and/or to

regulatory bodies

• Visibility – the ability to see a heritage resource with minimal effort and to know it’s a

resource of concern

• Probability – the likelihood that a type of heritage resource can be found in a portion of

an AOI

• Predictability – the likelihood that a specific type of heritage resource can be “predicted”

within a discrete portion of the AOI

Defining Cultural Heritage Risk Vectors

Page 8: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Context of National-level CH Legislation

Cultural Heritage Protected

by National-level CH

Legislation

Cultural Heritage Not

Protected by National-level

CH Legislation

Total Cultural Heritage in the Area of Impacts

Percentage of

total recognizable

heritage in the

AOI that is

protected by

national-level

legislation varies

by country

Page 9: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

What might not be protected (vis-à-vis international

standards)

• Intangible heritage

• Indigenous peoples’ heritage

• Heritage of marginalized communities

• CH from the recent past

• Burials

Varies by country

National legislation

Page 10: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

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Cultural Heritage Sensitivity

Page 11: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

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Cultural Heritage Sensitivity

Page 12: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Visibility

Page 13: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Visibility

Page 14: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Visibility

Page 15: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Probability

Page 16: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Predictability

Often directly correlated with visibility

Page 17: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Predictability

Page 18: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Predictability

Page 19: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Cultural Heritage Visibility and Sensitivity

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Page 20: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

• Algorithm-based approach

• Establish means for measuring across the selected variables:

Visibility

Modeling Risk

Estimated percentage of sites found using

different survey techniques

Site Type X Site Type Y Site Type Z

Intrusive survey (STPs) 95 10 100

Walkover survey 75 5 100

Satellite imagery analysis 15 15 100

Review of LiDAR Data 5 15 100

Geophysical survey 60 75 100

Page 21: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Estimated percentage of sites found using

different methods

Survey Costs

(days/ha)Site Type X Site Type Y Site Type Z

Intrusive survey (STPs) 95 10 100 2.5

Walkover survey 75 5 100 1

Satellite imagery analysis 15 15 100 0.05

Review of LiDAR Data 5 15 100 0.01

Geophysical survey 60 65 100 25

Modeling Risk - Visibility Plus Survey Cost

Page 22: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

• Measuring across the selected variables: Sensitivity

• Scaled in different ways (scientific value, historical value, value

to local communities/intangible value)

• Can use variety of scales: example = low, moderate, high,

critical

Modeling Risk

Classification of Site Sensitivity

Site Type X Site Type Y Site Type Z

Scientific Value Low Moderate Low

Historical Value Low Low Low

Intangible Value Moderate Low Low

Community Value High Low Low

Final Value High Moderate Low

Page 23: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Modeling Risk - Variables Plus Cost

EXAMPLE 1 (Site Type X) Visibility Survey Costs Sensitivity Probability

Chance Finds Cost

(per instance)

Intrusive survey (STPs) 95 2.5 High 80% $250K

Walkover survey 75 1 High 80% $250K

Satellite imagery analysis 15 0.05 High 80% $250K

Review of LiDAR Data 5 0.01 High 80% $250K

Geophysical survey 60 25 High 80% $250K

EXAMPLE 2 (Site Type Y) Visibility Survey Costs Sensitivity Probability

Chance Finds Cost

(per instance)

Intrusive survey (STPs) 10 2.5 Moderate 15% $50K

Walkover survey 5 1 Moderate 15% $50K

Satellite imagery analysis 15 0.05 Moderate 15% $50K

Review of LiDAR Data 15 0.01 Moderate 15% $50K

Geophysical survey 75 25 Moderate 15% $50K

Page 24: Assessing and Managing Cultural Heritage RiskPowerPoint Presentation Author: Chris Polglase Created Date: 1/25/2019 10:44:34 AM

Christopher Polglase

Cultural Heritage Practice Leader

[email protected]

Thank You