asia-pacific alternatives & wealth management awards rules • srp will ... • distributor and...
TRANSCRIPT
Awards Methodology 2017
The methodology provides an overview of the conditions and criteria used by SRP to distinguish Manufacturers, Distributors and Service Providers active in the alternatives & wealth management market.
To vote please visit StructuredRetailProducts.com.
Please note that this methodology is for the Asia-Pacific Alternatives and Wealth-Management Awards 2017, with the results to be collected from the Asia-Pacific Alternatives and Wealth Management Awards survey running from 15 February to 10 March 2017.
Asia-Pacific Alternatives &Wealth Management AwardsSingapore | 23-25 May 2017
SRP Asia-Pacific Awards 2017CATEGORIES
www.StructuredRetailProducts.com’s Asia-Pacific Ranking aknowledges the best Manufacturers, Distributors and Service Providers in the following categories:
Manufacturers Providers/ Private Banks
Service Providers Other Awards
Best House, Asia-Pacific
Best Distributor,Asia-Pacific
Best Index Provider Best Educational Initiative
Best House, Equities Best Distributor, Northeast Asia: Japan, South Korea
Best Issuance Platform
Best Technological Solution
Best House, Foreign Exchange
Best Distributor, South and Southeast Asia
Best Technology Provider
Best Insurance Deal
Best House, Commodities
Best Distributor, Greater China: China, Hong Kong, Taiwan
Best Pricing and Risk Provider
Best Private Banking Deal
Best House, Interest Rate
Best Private Bank, Asia Pacific
Best Law Firm Best Structured Fund Deal
Best House, Hybrids Best Private Bank, Asia Pacific
Best SP and Derivatives Exchange
Personality of the Year
Best House, Credit Best Private Bank, Northeast Asia
Best ETF House Deal of the Year
Best House, Japan Best Private Bank, South and Southeast Asia
Best Proprietary Index Provider
Best House, South Korea
Best Capital Protected Distributor, Asia Pacific
Best Smart Beta Index Provider
Best House, South and Southeast Asia
Best Yield Enhancement Distrib-utor, Asia Pacific
Best House, China Best Issuer, Asia Pacific
Best House, Hong Kong
Best Issuer, Japan
Best House, Taiwan Best House, Warrants
Awards MethodologyGENERAL RULES
• SRP will conduct a comprehensive survey of the market with institutions associated with structured products between 15 February and 10 March 2017.
• Respondents will vote for various awards under the categories of Manufacturers, Distributors, Service Providers and Other Awards, whose results will be independently verified by SRP.
• Distributor and Private Banking awards are based on SRP’s proprietary database and submission of product data by the candidates between 1 February 2016 and 31 January 2017.
• Some awards will involve a 400-word, editorial submission with winners determined by a panel of judges.
To vote please visit StructuredRetailProducts.com
Manufacturer AwardsSurvey of the Market (80% weighting)
• Manufacturers will be rated by volume (40% weighting)• Buy side respondents will rate each manufacturer across all asset classes
on qualitative factors (40% weighting):
• Price Competitiveness • Innovation and Structuring Capability • Understanding Client Needs & Aftersales Support
Industry Peer Review (20% weighting)
• Each manufacturer will name the top three manufacturers (apart from itself) for each award category.
Manufacturers Survey of the market Industry peer review
Best House, Asia-Pacific √ √Best House, Equities √ √ Best House,Foreign Exchange √ √
Best House, Commodities √ √Best House, Interest Rate √ √Best House, Hybrids √ √Best House, Credits √ √Best House, Japan √ √Best House, South Korea √ √Best House, Northeast Asia: Japan, South Korea √ √
Best House, South and Southeast Asia √ √
Best House, China √ √Best House, Hong Kong √ √Best House, Taiwan √ √
Providers/Private Bank AwardsDistributorsSRP Database • Winners are calculated by annual sales (50%) and performance data (50%)
included in SRP’s proprietary database.
Submission of Product Data• Candidates will supply all product brochures or term sheets with full sales
and performance data per product, distributed between 1 February 2016 and 31 January 2017.
Issuer and Private Banks
Distributors SRP Database Submission of Product Data
Editorial
Best Distributor,Asia-Pacific √ √
Best Distributor, Northeast Asia: Japan, South Korea √ √
Best Distributor, South and Southeast Asia: India, Indo-nesia, Malaysia,Philippines, Singapore,Thailand, Vietnam
√ √
Best Distributor, Greater China: China, Hong Kong, Taiwan
√ √
Best Private Bank, Asia Pacific √ √ √
Best Private Bank, Northeast Asia: Japan, South Korea
√ √ √
Best Private Bank, South and Southeast Asia: India, Indonesia, Malaysia, Philippines, Singapore, Thailand, Vietnam
√ √ √
Best Capital Protected Distributor, Asia Pacific √ √
Best Yield Enhancement Distributor, Asia Pacific √ √
Best Issuer, Asia Pacific √ √ √Best Issuer, Japan √ √ √Best House, Warrants √ √ √
EditorialThe Best Private Bank and Issuer awards requires a 400-word submission detail-ing product innovation, understanding client needs and aftersales service, as well as relevent product data.
Service ProvidersSurvey of the Market
• All respondents will vote for one candidate in each category based on various criteria. The winners are determined by the total number of votes they re-ceive.
Editorial
• Each shortlisted candidate will need to submit a 400-word application to be measured against the criteria. The winner will be selected by an independent panel of judges convened and chaired by SRP.
Categories Survey of the Market
Editorial Criteria
Best Index Provider √ √
Innovation, Price competitiveness, understanding client needs
Best Issuance Plat-form √ √
Technology innovation, post-trade service, breath of coverage,user interface
Best Technology Provider √ √
Technology innovation,infrastructure, trade execution,user interface
Best Pricing and Risk Provider √ √
Pricing capacity, Risk Model Capacity, User interface,Integration
Best Law Firm
√ √
Depth of knowledge, Market Respon-siveness, Explaincomplex concepts
Best SP and Derivatives Exchange
√ √
Technology innovation,infrastructure, trade execution,user interface
Best ETF House
√ √
Product Innovation, Price Compe-tiveness, Customer Satisfaction
Best Proprietary Index Provider √ √
Product Innovation, Performance, Customer Satisfaction, Price Competiveness
Best Smart Beta Index Provider √ √
Product Innovation, Performance, Customer Satisfaction, Price Competiveness
Other Awards
Survey of the Market• All respondents will vote for one candidate in each category based on vari-
ous criteria. The winners are determined by the total number of votes they receive.
Editorial • Each shortlisted candidate will need to submit a 400-word application to be
measured against the criteria. The winner will be selected by an independ-ent panel of judges convened and chaired by SRP.
Categories Survey of Market Editorial Criteria
Best Educational Initiative √
Comprehensiveness, clarity,accessibility of educational material
Best ETF House√ √
Product Innovation, price competiveness, customer satisfaction
Best Insurance Deal√
Product size, product performance, customer satisfaction
Best Private Banking Deal √
Product size, product performance, customer satisfaction
Best Structured Fund Deal √
Product size, product performance, customer satisfaction
Personality of the Year √
Peer recognition, Long-term industry initiatives, Integrity
Deal of the Year√
Product size, product performance, customer satisfaction
To vote please visit StructuredRetailProducts.com
If you have any queries please contact:
Tiago Fernandes
Head of Global Data
Direct UK: +44(0)20 7779 8228
Mobile: +44(0)79 7146 4509
E-mail: [email protected]