arthur r randolph financial disclosure report for 2009

8/3/2019 Arthur R Randolph Financial Disclosure Report for 2009

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. ~ o l O ] FINANCIAL DISCLOSURE REPORT R e p o , t R e q a i r e d b y t h e E t h i c sin Government Ac! of 1973

Roy. !/2010 ] FOR CALENDAR YEAR 2009 (5 u.s.c, app. §§ lOl.lll)

I. Person Repo rting (l~t name, first, middle initial) I 2. Court or Organizetion 3. Date of Report

Randolph, Arthur R. U.S. Court of AppeaIs/D C. Car 7II 9/2010

4. Title (Article I11 judges indicate active or senior status; [ ft. Report Type (check approp riate type) [ 6. Reporting Period

magistrate judges indicate full- or part-time)

[] Nomination, Date 01/01/2009

Judge-senior status [] Initial [] Annual [] Final to

! 2f’31/2009

5h. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information c ontained In this Report and any

modifi,:atlnns pertaining thereto, it is, in my opinion, in c ompliance

U.S. Court of Appeals,q3.c. Cirwith applicable laws and regulations.

333 Constitution Avenue, N . W .Washington, D.C. 20001-2866

Reviewlng O fficer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed- Complete all parts,

checking the NONE box for each part whcre you have no reportable information. Sign on last pag~

I . P O S I T 1 O N S . r e , p o r t i n g i , a i v i a n o l o . t ~ ; , c o r p . e - t J o ~ ’ A . ~ g instructions.)

~-~ NO NE (No reportable positions.)

P O SIT I ON N A M E O F O R G A N I Z A T IO N / E N T I T Y

I. Distinguished Adjunct Professor of Law George Mason University School of Law

r- " _ ~ - ’ , . ~

l I . A G R E E M E N T S . ( R ~ o r . . ~ individual only; see pp. 14-16 of filing instructions,)--r2 i" - ~’~ ~

[~ N O N E (No reportable agreemems.) ~--~~,

~ PARTIES AN D Tg~IS



N a m e o f P e r s o n R e p o r t in gI

D a t e o f R e p o r ~FINANCIAL DISCLOSURE REPORT

R a n a o l p h , A r t h u r R. [ 7 /19 /2010 of 8

I II . N O N - IN V E S T M E N T I N C O M E . ( R e p o r , ;. g ~ n d l ,~ a , .f * n d s ~ , o , ~ e : , e , r p . 1 v . 2 ~

A. Flier’s Non-Investment Income

N O N E ~ o reportable non-inve~ent income.)

DATE SOURCE AND TYPE

(yours, not spouse’s)

1.2~9 George Mason Universi~ School of Law - teaching $23,500.00

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - tf ),o~ ~vere married during any portion of the reporting year, complen, Ihi5 ~ectlon.

( D o l l a r a m o u n t n o t r e q u i r e d e x c e l ~ t fo r h o n o r a r i a )

D N O N E (No reportable non-investment income.)

DATE SOURCE AND TYPE

I. 2009 Pillsbury, Winthrop, Shaw, Pittman

2.

3.

4.

IV. REIMBURSEM ENTS -( In c l u d e s t h o s e t ~ s p o u s e a n d d e p e n d e n t children; see p p . 2 5 -2 7 Of filing inst~ctio~ )

~ N ON E (No reportable reimbursements.)

SOUR~ ~ LOCATION PU~OSE ITEMS PAID OR PRQVIDED

I. Drexel University 2/4/2009 Philadelphia, P A Board of Advisors’ Meeting tramponation

2. American B~ Association 5/28/2009 Adanta Georgia Section of Litigation uans~nation and mealsAnnual Conference

3. George M~on Universiw 10/2~9 Alexandria, VA Board of A dvisors’ Meeting meals

4. Drexel U niversity 1~9/2009 Philadelphia, PA Board of A dvisors’ Meeting ~ansponation

5 .



P a g e F IN A N C I A L 3 o f 8 D I S C L O S U ~ ~ P O R T [ Randolph, Arthur R.7 /19 /2010

V . G I F T S . a - ~ , ~ ,, tho,e to spouse and dependent chlldre,; see pp. 28-31 of filing in,lrucrion£)

N O N E (No reportable g~s.)

~ ~ESCRJPTIQN ~

I.

2.

3.

4.

5.

~-~ N O N E (No repo rtable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT r~ ....f r . . . . . R e p o . i ~ D . , e o f R ~ p o .

of 8 a a n d o l p h , A r t h u r R . 7/19/2010

NO NE ( No reportable income, assets, or transactions,)

A. : B.~

C. D .D e s c r i p t io n o f A s ~ t s ~ I n c o m e d u r i n g G r o s s v a l u e a t e n d T~nsactions during re~ing period(including t~st ~sets) . r e p o s i n g p e r i o d of r~o~ing p~iod

~ (2) O) ( 2 ) (0 .... (2) ~ (3) (4) ....... t~ ......

e x e m p ~ f r o m p r i o r d i ~ l o s u re ~ ~ o ~ e ~ I ~ v . , r e n k C ~ ] e 2 M e t h o d b u ~ , ~ 1 1 ,I m~’d~’~ ~ Code 2 Code :

buy~¢~ller’ (A-H) ~ ori,t.) ( J - P ) C~e3 r e d e m p t i o n ) ] ~ (J-P)A - H ) ( i f p r i , ~ t ~

[KA - Fideli~ Adv. Growth A Dividend K

2. Money Market Acct. - Jr. UBS/Paine A Dividend K TWebber

3. Money Market Acct. - IRA - U BS/Paine A Dividend J T

Webber

4. Mutual Fund - Lord Abbett Affd - IRA C Dividend M T

5 . Mutual Fund - Washington Mutual Investors B Dividend M T- IRA

6. Mutual Fund - Growth of America - IRA - B Dividend M TAmerican Funds

7. CitiBank Money Market A Interest K T

8. Mutual Fund - Lord Abbott - A A Dividend K T

9. Mutual Fund - VanKampen - Comstock B Dividend K T

1 0 . Money Market- UB S/Paine Webber A Interest K T

1 I. Mutual Fund - Investment Co. - American A Dividend K TFunds

1 2 . 401(K) - World Bond Fund - American A Dividend K TFunds

1 3 . 40 I(K) - Growth Fund - American Funds A Dividend K T

1 4 . 401(K) - ML Protected Fund - Blackrock A Dividend K TCore

1 5 . 401(K) - Income Fund - A merican Funds B Dividend K T

1 6 . 401(K) - Pimco Real A Dividend .I T

" 1 7 . 401 (K) - Pimco Iligh Income A Dividend J T



of 8 Randolph, A r t h u r R . 7 /19 /2010

V I I . I N V E S T M E N T S a n d TRUSTS . . i, e o . . . . . ~ , e . , .. . .. . ; io n , ( I n c l u d e s t h o s e of spa . . . . . d dependent children; s ~ e p p . 34-60 o f f ! l i nx

insu’uctlon*.)

N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at end , T r a n s a c t i o n s d u r i n g r e p o r S . i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) ~ r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

P l a c e " ( X ) " a f t e r e a c h a s s e t [ A m o u n t! T y p e ( e . g . , V alue V alue T y p e ( e . g . , [ Date I V a l u e [ Gainex0mptfrompriordi~c~osureC o d o I I ’ ~ . . . .. t . Cod~2Me,~od. y . ~ , , .

Im"~’~’~ I Code2 I Codo,(A-H ) i or int.) ( J - P ) . Code 3 r e d e m p t i o n ) I[ (J-P) ! (A-H )

( i f p r i v a t e

1 8 . 401(K) - Dur. Inc. Fund - Eaton Vance A Dividend K T

1 9 . 401(K) -Growth & Inc. Fund - A merican A Dividend JFunds

2 ’ 0 . 401"(’~) - Pimco Real Re;. A Dividend K T

2 1 . 401(K) - Is; Trttst Val. L ine A Dividend J T

2 2 . Blackrock GLBL Energy B Dividend K T

2 3 . 40I(K) - E nd Opp. Fund - Cohen & Steers A Dividend K T

2 4 . Pillsbury Retirement Savings Plan A Dividend L T

" 2 5 . Blackrock R. Asset A Dividend K T

2 6 . ML& Co. Str. ACC A Dividend J T

2 7 . Blaekrock GLBL A line. A Dividend J T

2 8 . Goldman S. Satellite A Dividend J T

2 9 . Goldman S. Growth A Dividend J T

3 0 . Eaton Vance Multi A Dividend J T

3 1 . John Hancock Large Cap A Dividend J T

3 2 . Blackrock Int. Gov’t A Dividend K T ~ "

3 3 . Citibank- Savings C Interest N T

3 4 . 401(K) - U .S. Gov’t - American A Dividend K T Bu y ,02120;09 K

( S e e C o l u m n s C I a n d D J ) N



FINANCIAL DISCLOSURE REPORT s. ,~e of Per ,on Reporting

of 8 R a n d o l p h , A r t h u r R . 7 /19 / 2010

V I I . I N V E S T M E N T S a n d T R U S T S .. l ......... l . o , t ...... tions (Includes those o/sp ...... ddependent children; see

NONE ~o reportable income, assets, or transactions.)

Gross value at caO / T r a n ~ c l i o n s d u r i n g rc~ning period~scfiption of AsscLs Income during

{incl~ing t~st ~sets) reposing ~ri~ i of r~o~ing pwiod

O) ~ (~) O) (2 ) O) (2) ’~ (3)Place’(X)" after each asscl Amount T~e (e.g., V alue V alue T~e (e.g., Dale I Value j Gain ldcnft~ of

Code I[mm/~’))’ Code 2 [ Code I buyer/sellerxempt from prior disclosuce

( A -H)~

dw.,renL Code 2 Method buy, sell,

orint.) (I-P) Code ~ redemplion) (j.p)I (A-H) (if private

35 . 401(K) - Short T. Bond- American A Dividend J T B uy ~20/09 J

36 . 401(K) - Eaton Vance - Floating A Dividend ~ T Buy Zt20i09

37 . 401~) Fideli~- Floating A Dividend J T B uy 02/20/09 J

38 . 401(K) - Bond Fund - John II. inv. A Dividend J T B uy 02/20,’09 J

39 . 401(K)- Gov’t Goldman Sachs A Dividend J T B uy 02/20/09 [’ J

40.’ 40I(K) - Advisor Fidelity A Dividcnd J T B uy [ ’02/20/09

41.

42.

4 3 .

:44.

!45.

4 ~I.

47 .

48 .

5 0 .



Ia m e o f P e r s o n R e p o r t in gI

D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT

] Randolph, Arthur R. I 7 / 1 9 ! 2 0 1 0age 7 o f 8

VIII. ~DITIONAL INFORMATION OR EX PLANATIONS. a,,m..,,~.a.,¢R,po,,~



FINANCIAL DISCLOSURE REPORT I N . . . . . r e , ,o n a , p ~ , t l~ g D o , , o f a , p o r t

o f 8I Randolph, Arthur R.

7 1 1 9 / 2 0 1 0

IX . CERTIFICATION.

I certify that all information given above (including information pcrtaining to my spouse and minor or dependent children, if any) isaccurate, true, and completc to the best of m y knowledge and belief, and that any information not reported was w ithheld because It met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incompliance with the provisions ors U.S.C. app. § 5 01 el. seq., 5 U .S.C. § 7353, and J udicial Conference regulations.

Sift

N OTE: AN Y IN DIVIDUAl, WttO KN OWINGLY AND WILFULLY FAI ILAN D CRIMIN AL SAN CTIONS (5 U.S .C. app . § 104)

F ILIN G IN S T R U C T ION S

Mail signed original and 3 additional copies to:

Comm ittee on Financial DisclosureAdm inistrative O ffice of the U nited States CourtsSuite 2-301One Columbus Circ le , N .E .Washington, D.C. 205 44

arthur r randolph financial disclosure report for 2009

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