arthur j gajarsa financial disclosure report for 2009

8/3/2019 Arthur J Gajarsa Financial Disclosure Report for 2009

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A n t 0 I FINANCIAL DISCLOSURE REPO RT R e p o r t R e q u i r e d ~ y t h e E t h i c sI in Government Act of 1978R o y . J / 2 0 t O FOR CALENDAR YEAR 2009 0 v.sc. ~p~. 1Ol-111)!. Person Re porting (last uam~, first, middle initial) 2. Court or Organization 3. Date of ReportGajarsa, Arthur J. U.S. Court of Appeals fo~ the Federal Circuit 07/15/2010

4. Title (A~ticlc Ill judges [ndicatc active or scnior status; 5a. Report T ype (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or pan-time)[] Nomination, Date 01/01/2009U.S. Appeals Judge- Active [] Initial [] Annual [] Final to12/31/20095b. [] Amended Report

7. Chambers or Office Address 8. On the basis of the information co ntained in this Report and anymodifications pertaining thereto, it is~ in my opinion, in compliance717 Madison Place. N.W. with applicable laws and regulations.Washingion, D.C. 20439

Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form mus t be fol lowed. Complete al l p arts,checking the NO NE box for each part where you have no reportable information. Sign on las t page.

I . P O S I T I O N S . ~ , ,o , ~ ; ,, ~ individual only; see pV, 9-13 o.ffitlng ins,factions.)~-~ N O N E (No reportable positions.)

POSITION N AM E OF OR G AN IZATION /ENTITYI. Board of Trustees Rensselaer Institute

2. Board of Visi tors Georgetown Universi .ty

4. ~-) ~ . ~ - .

1 1 . A G ~ E M E N T S . (Repo~ing indivldual only; so.pp. 1~16 of f!ling instructions,) ~NONE r?~o reportable agreemems.)

D A T E PAR~E~ A~ TERMSI.


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N a m e o f P e r so n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORTi Gajarsa, Arthur J.

Page 2 of 12 0 7 / 1 5 / 2 0 1 0

I II . N O N - IN V E S T M E N T I N C O M E . e R e p o n ~ g individual and sp ouse; xee pp . 17-24 of filing instructivm.)A. Filers Non-Investment Income

NONE (No reportable non-investment income.)DATE SOURCE AND TYPE ~(yours, no! spouses)

I. 2009 PRESIDENT & DIRECTORS OF GEORGETOW N COLLEGE. FOR $7,700.00GEORGETOWN UNIVERSITY - W-2 W AGES

2.

3.4.

B. Spouses Non-Investment Income - tf yo. were married during any portion of the rep orting year, complete this section.( D o l l a r a m o u n t n o t r e q u i r e d e x c e p r f o r h o n o r o r i a . }[] NONE (No reportable non-investment income.)

D A T E SOLrP~CE AND TYPE1.2.

3.4.

I V . R E I M B U R S E M E N T S -,., , .~~,o.ano,,, Iod~ , y~,od , e., . .ai . . . . . ~( h ~ c h t d e s t h o s e t o s p o z s e ~ n d d e p e n d e n t c h i l d r e n , " s e e p p . 2 5 - 2 7 o l ~ / il i n g i n s t r ~ c t i o n s .)

~ NONE (No reportable reimbursements,)~ DATES LOCATION pURPOSE ITEMS PAID OR PROVIDED

t. NEW YORK 0 3 1 2 7 1 2 0 0 9 NEW YORK, NY PANELIST TRANSPORTATION, MEALSINTEI.I.ECTUALPROPERTY LAWASSOCIATION2. F ED ER A L C IR CU I T B AR 0 6/| 8/0 9 - 06 /2 0/0 9 WHITE SUL PHUR PANELIST TILa.NSPORTATION, MEALS,ASSOCIATION SPRINGS, WV LODGING

3, WORLD RESEARCH 07/28/09 - 0 7 / 2 9 / 0 9 NEW YORK, NY KEYNOTE SPEAKER TRANSPORTATION. ,xIEALS~ GROUP LODGING

4~ STATE BAR OF GEORGIA I 1/11/09 - 1 !!15/09 SANTO DOMING-O, D.R. PANELIST TRANSPORTATION, MEALS,LODGING

5.


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FINANCIAL DISCLOSURE REPORT N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o t Page 3 of 12 G a j a r sa , A r th u r J . 0 7 / 1 5 / 2 0 1 0

~ N O N E (No reportable gifts.)SO~CE DESCRIPTION VALUE

2.3.4.

~ NO N E (No reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1. MORGAN STANt.~Y SMITH PORTFOLIO CREDIT LINE MBARNEY2.3.4.


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FINANCIAL DISCLOSURE REPORT [~ ....f e e , ~ n ~ a e p o . t ~ ~ o~po,~Page 5 of 12 t Gajarsa, ArthurJ. 0 7 / 1 5 / 2 0 1 0

V I I . IN V E S T M E N T S a n d T R U S T S ~inc~me~va~ue~transa~ti~ns(~nc~u~esth~se~fsp~.eandd~pndentchi~dren~seepp.34-6~of~inginstructi~n~)N O N E (No reportable income, assets, or transactions..)

i D e s c r i p t i o n o f A s s e t s [ I n c o m e d u r in g G r o s s v a l u e a t e n d T r a n s a c t i o n s d o t i n g r e p o r t i n g p e r io d( i n c l u d i n g t r u s t a s s e t s ) i r e p o r t i n g p e r i o d , o f r e p o r t i n g p e r i o dP l a c e " i X ) " a f t e r e a c h a s s e l !Amount i Type (e.g., Value i Value ~ T y p e ( e . g . , i Date Value : Gain I d e n t i t y of

I ; ! C o d e t :i d i v . , r e n t , C o d e 2 M e t ho d b u y , s e l l. I m~:dd/yy i C~de 2 i Code ~ bayer/sellerx em p t f ro m p r i o r d i s c l o s u r e ! ( A - H ) o r i n t . ) ( . I - P ) C o d e 3 r e d e m p t i o n ) ! ! (JP) i (A-H) ( i f p r i v a t e; ! " [ t r a n s a c t i o n )

1 8 . C1TI CORP TRUST BANK"A CCOUNT" A Interest! 1 9 . CITIBANK NA SOUTH DAKOTA I~NK A Interest J Ti DEPO PRGM "ACCOIJNT"

2 0 . ANA DIGICS INC None K TI 2 t . APPLE INC- LONG CALL EXP 01/17/09" None Sold 0.1/21/09

2 2 . COP, NING INC A Dividend K . Ti 2 3 . EASTMAN KODAK CALLS LT OPTI()N None Sold i01/21/09 J.1 EXP 1117/09 i 2 4 . ENERGY" CONVERSION DEVICES INC None Sold 12/28/09 J

! ! 2 5 . NATIONSHEALTH iNC None Sold 07/17/09 J

2 6 . RUMSON-FAIR I1AVEN BK & TRUST None K TCO2 7 . TGC INDUSTRIES INC None L T Sold 05/18/09 K(part)2 8 . POWERSHARES EXCHANGE - TRADED A Dividend J TFD29 CPI CAPITAL NORTH A MERICA SER A None L T Buy 06/22/09 J(addl)3 0 . CAPITOl. PRIVATE OPP LP C lnt./Div. M T Buy 02/!7109 J

(addl) ,,,]3 1 . CAPITOL PRIVATE OPP LP None Buy 04/01109 K(add!)3 2 . CAPITOk PRIVATE OPP LP None Buy 08/11/09 K[

{addl)3 3 . CALL JU NIPER NETWORKS MAY 09 None Buy 04/29/09

3 4 . CALL JU NIPER NETWORKS MAY 09 None Sold 05/06/09 J B

I. Income Gain Codes: A =$1.000 u~ less B ~$1.001 - $2,500 C =S2,501 - $5,000 D =SS,gOl - S 15,009 E =SIS,U 01 - $50~O00


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FINANCIAL DISCLOSURE REPORT N a m e o f P e . . . . R e p o r t i n g D a t e o f R e p o r tPage 6 of 1 2 a a i ~ r sa , A r t h u r J . 0 7 / 1 5 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~om .... t~e, transactions (Includes thoae of spo .. . . . d dependent children; see pp. 3~60 ~f f!lingN O N E (No rep ortable income, ~s ets, or transactions.)

Description of As~ ~ I n co m e d ur i n g G ro ss v a l u e a t e n d T~ns~tlons during reposing period( ~ n e l u d i n g t r u s t ~ s ~ ) reporting peri~ ~ of rcpoaing peri~ [

[ A m o u a tI T y p e ( e . g . , Value Value ~ Ty~(e.g., .~ Date Value ~ Gain ldenti~ofl ~ e " ( X ) " a f i ~ e a c h a s s e te x e m p t f ro m p r ~ o r d s c o ~ r e , ~ C o d e 1 [ ~ d v . , r e n t , ~ C o d e 2 M e t h o d ~ b u y , s e [ , : m ~ d ~ i ~ , ~ C o d e _ ~ C o d e I [ buyer/se er( A - H ) orim.) ~ O - P ) C~e3 r e d e m p a o n ) ~: (J-P) : (A-H) ( i f p r i v a t e~. _ ~ ................... :~ ........................ : .......... ~ .................................

3 5 . CALL S~APTICS APRIL 09 None Buy 03/10/09 J3 6 . CALL SYNAPTICS APRIL 09 None Sold 03/31/09 J C3 7 . CALL VALU ECLICK MAY 09 None Buy 05/0t/09 J3 8 , CALL VALU ECLICK MAY 09 None Sold 05/12/09 J3 9 . MORGAN STANLEY SMITH BARNEY A Int.iDiv. .1 TIRA -20-12 .....4 0 . - CITI BANK NA BANK DEPOSITPROGRAM "ACCOUNT"4 1 . -CITIBANK NA SOUTH DAKOTA BNKDEPO PRGM "ACCOUNT"4 2 . - BANK~OF AMERICA CORP4 3 . MORGAN STANLEY SMITH BARNEY E Int./Div. L TIRA - 80-164 4 . - cIr lBANK NA BANK DEPOSIT Closed 1 0 / 2 8 1 0 9 JPROGRAM "ACCOUNT"4 5 . -C ITIBANKNA SOUTH DAKOTA BNK Closed 1 0 1 1 3 / 0 9 LDEPO PR(3M "ACCOUNT"4 6 . -DIANA SHIPPING INC Transferred 10/13/09(to line 77)4 7 . - ANADIGICS INC Transferred 10/13/09

( t o l i n e 7 2 ~4 8 . -C11ASE PACK AGIN{3 CORP TEX Transferred 10/13/09(to line 76) 4 9 . - ENERGY CONVERSION DEVICES INC Transferred 10/13/09(to line 79)5 0 . -HEALTH CARE REII" INC Transferred 10/13/09(to line 80)5 1 . - INTERMEC INC Transferred 1 0 1 1 3 / 0 9 !{to line 83)


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FINANCIAL DISCLOSURE REPORT N a r a e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 7 of !2 ~ a j a r s~ , A r t h u r J . 0 7 / 1 5 / 2 0 1 0

V 1 I. I N V E S T M E N T S a n d T R U S T S - ~ o ~ ,~ , w l . e . transactions (Includes those of sp o~e and dependent children; set pp . 34-60 of fil ing ins~ uctio~s . )~ N O N E (No rep ortable income, ass ets, or transactions.)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~.~ . . . . . . . . . . . . . . . .~ ...........[ ..................; . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . .. .6 T . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .D e s c r i p t io n o r A s s e ~ ] I n c o m e d u r in g j Gross value at end T r a n s a c t i o n s d u r i n g r e p o f f i n g{ i n c l u d i n g t ~ s ~ ~ s e t s) ~ r~po~ing ~ f i o d ~~ x , [ - T i = " = . . . . .. . ~ ........... [ of repoSing period ~P t a c e " ( X ) " a f t e r e a c h ~ s e t ~Amo~t ~ T~e (e.g., ~ va lue value T y p e ( . g ,, i[ Date Value , Gain : ldemi~of

e x e m p t t ~ o m p f i o r d i s c l o s u r c Code I i air., rent, ] Code2 M~th~ buy, set, ~ m ~ d & y y Cod~2 Code 1 ! b u y e r / s l l c r~ (A-H) Brim.) ( J - P ) C o d e 3 r e d e m p t i o n ) I (J-P) ~ (A-H) (ifpfivalci i : , ( Q - W ) ; ~ r a n s a c t i o n )

5 2 . - INT~OP MEDICAL CO~ T~nsfemed 10/13/09(to line 84)5 3 . - MOTOROLA 1NC Transfe~ed 10/13/09(to line 88)5 4 . - RUMSON-FAIR HAVEN BK & T RUST Transfe~ed 10/13/09CO (to line 91)5 5 . - SOHU.COM INC .... Sold 10/16/09 K E5 6 . - TGC INDUSTRIES INC Transferred 10/13/09(to line 100)57. -TIME WARNER INC~EW- Transferred 0/13/09(to line 102)5 8 . - UNIVERSAL H EALTH REALTY Transferred 10/13/09INCOME TRUST (1o line 103)5 9 . - MASS MUTUAL PARTICIPATION Transferred 10/13/09INVS (to line 87)

-CVCI CAYMEN OFF ti CLA

6 1 . -VALE S.A. ADR (FORMERLY Transferred 1 1 0 / 1 3 / 0 9COMPANH1A VALE DI RIO ADR DOCE (to line 104)62 _ -DISCOVER FINANCIAL SERVICES Transferred 10/13/09(to line 78)6 3 . -IDEARC INC Transferred 1 0 / 1 3 / 0 9(to line 81)6 4 . -INSULET CORP Transferred 10/!3/09(to line 82)6 5 . -LEGG MASON INC Transferred 1 0 / t 3 / 0 9(to line 85)66. ~MERRII,L L~."NCH & CO INC Merged 01/02/09(with line 67)6 7 . -BANK OF AMERICA CORP (MERGER Transferred 10/13/09WITH MERRILL LYNCH) (to line 74)68. "-QWEST COMMUNICATIONS INTL Sold 05/05/09 J A

P3 = S25.1100.001 - $50.000.000 P4 =More than SS0.000J)00(See Co t mn C2) U =Book Value V ~


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FINANCIAL DISCLOSURE REPORT ] N a m e o f P e n o n R e p o r t in g B a t e o f R e p o l ~Page 8 of I:2 [ Gajarsa, A r t h u r J , 0 7 / 1 5 / 2 0 1 0

~ NONE (No reportable income, asset~, or transactions.)A. C. D.Description of As~ l n c o m ~ d u r in g ~ G r o s s v a l u e a t e n d T r a n s a c t i o n ~ d u r in g r c p o ~ i n g p e r io dPlaee"(X)"afiercach~sc~ A m o u n t Ty~(.g., V a l u e ~ Valu~ ~ T y p e ( e . g . , ~ Date [ Value Gain x e m p ~ ~ m p r i o r d is c lo s u r e C o d e [ d i v . , r e n t , C o d e 2 " M c ~ h o d ~ b u y , s e l l . ~ mm/d~ ~ Code 2 ~ Code I buyeriscllcr] ( A - H ) o r i n t . ) ( J - P ) ~ Code3 [ r c d c m p f i o n ~ ~ (J-P) ~ (A-H) (ifp~vam

6 9 . -MASSMUTUA L CORPO~TE INVS Transfe~ed 10/13/09IN C (to line 86)7 0 . AMERI~DE IRA D Int./Div. O T7 1 , -CASH INSURED DEPOSIT "ACCOUNT" Open 10/13,/09 L7 2 . -ANADIGICS INC Transferred 10/13/09from line 47)7 3 . -AOL INC (SPIN-OFF FROM TIME Spinoff 12/1t)/09WA RNER, INC.) (from line 102)7 4 . -BANK OF AMERICA CORP Transferred I0/13/09(FORMERLY MERRILL LYNCH LINE (from line 67)66)7 5 . -BANKOF AMERICA CORP Bu y 03/25/09(addlj7 6 . -CH A SE PA CK A GING CORPORA TION Transferred ~(1113/09CM (from line 48)7 7 . -DIANA SHIPPING INC Transferred 10113i09(from line 46)7 8 . -DISCOVER FINL SVCS Transferred t01i3/09(from line 62)7 9 . -ENERGY CONVERSION DEVICES IN Transferred 10/13/09(from line 49)8 0 . -HEALTH CARE REIT FNC Transferred 10113/09(from line 50)8 1 . -IDEARC INC Trar~stk~rred 10/13/09(from line 63)8 2 . -INSULET COILPORATION fransf~zrred 10/!3/09(from line 64)8 3 . -INTEP-dvlEC INC Transterred 10.;t3/09(from line 51)8 4 . -INTRAOP MEDICALCORP Transferred 10/13/09(from line 52)8 5 . -LEGG MASON INC Trans[erred 10/13/09(from line 65)


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N a m e o f P e r s o n R e p o r t i n g ] D a t e o f R e p o r tINANCIAL DISCLOSURE REPORTG a i ~ r ~ a , A r t h u r & [ 0 7 / 1 5 / 2 0 1 0

age 9 of 12V I I. I N V E S T M E N T S a n d T R U S T S - i n c o m e , ~ J ~ e , # , n s ~ c t i o ,~ . a n a ~ , t ~ o ~ , o f ,~ o ~ ~ ~ d dependent children; set p p . 3 4 - 6 0 of filing instruction.)

N O N E (No reportable income, assets, or transactions.)A . C. ~ .DD e s c r i p ti o n o f A s s ~ [ I n c o m e d u r i n g G r o s s v a l u e a t e n d ~ T r a n s a c t i o n s d u r i n g r ~ p o n i n g p io d{ i n c l u d i n g t r u s t ~ s e t s } ~ r e p o r t i n g p e r i o d offending period

~ (0 (2 ) 0) (2) [ (0 (2 )P l a c e " ( X ) " a f t e r e a c h a s s e t ~ A m o u n t [ T y p e ( e . g . , Value Value T y p e ( e . g . ~ Date I Value I Gain dent tyofe x e m p t f ro m p r i o r d i s c l o s u r e ] C o d e I ~ d i v . , m n t , C~e2 Meth~ [ buy, sel l , mmid~yy [ Code2 ~ Code ~ buy~/sellgr(A-tt) [ o r i n t . ) ( J - P ) Code3 ~ redemption) [ (J-P) ( A - H ) ( i f p r i g a t e.

: ( Q - W ) [ t r a n s a c t i o nt8 6 . -MASSMUTUALCORPORATE INVS IN Tmnsfe~ed 10/13/09(from line 69)8 7 , -MASSMUTUA LPARTICIPATION [NV Transfe~ed 10/13/09SH BEN INT (from line 5 9 )8 8 . -MOTOROLA INC Transfe~ed 10/13/09

(from line 53)8 9 . -ROSETTA STONE, INC Buy 05/06/09 K9 0 . -ROSE~A STONE, 1NC Buy 0 5 7 1 3 / { ) 9 J(addl)9 1 . -RUMSON-FAIR HAVEN BANK & Transfe~edTRUST (from line 54)9 2 . -STEC INC Buy 09/02/0993. -STEC INC Buy 09/]4/09 J9 4 . -STEC INC Buy 09/!8/09 J(~ddl)9 5 . -STEC INC Buy 09,~1/09 J~addl)9 6 . -STEC INC Buy 10/19/09 J(addl)9 7 . -STEC INC Buy 10/28/09(addl)9 8 . -STEC INC Buy I 1/04/09 J( a d d ~ )99. -STEC INC Buy 11/06/09(addl)

100. -TGC INDS INC Trans~ed 10/13/09(from line 56)t0f . -TIME WA RNER CABLE ]NC Spinoff 03/17/09 J

f r o m L i n e 1 0 2 )102. -TIME W ARNER INC Transfe~ed 10;13/09( f ro m L i n e 5 7 )


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FINANCIAL DISCLOSURE REPORT N ~ , e o f P e , s o n R e p o t " r i g D ~ t e o f R e p o r tPage 10 of 12 G ~jar sa , A r thur J , 07/15/2010

V I I . I N V E S T M E N T S a n d T R U S T S - i n c ~ m ~ v a ~ u e t r a n s ~ c t i ~ n s ( ~ n c ~ u d e s ~ h ~ s e ~ f ~ p ~ w e a n d d e p e n d e n t h i ~ d r e n ; ~ e e p p 3 4 - 6 ~ f ~ l i n g i n ~ r ~ c a ~ )~-~ NO~ ~o reportable income, assets, or transactions.)

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A .~ ] . . . . . . . . . . . . . . . . . . . . . . . . .. ~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. D.D~scription of Ass~ I Income during Gross wduo at end T~nsacfions during(including ~st assets) ] reporting peri~ ~ ofroponing peri~Place "(X)" after each ~sc~ ]Amotmt [ Type (e.g.. Value [ Value ~ T~e ~e.g. ,exem pt from prio, disclosure ~ Code ~ I~ div., ~m, ~ Code 2 i Me,h~ [ buy, sell, : ,mm/dd/~ ] C~e 2 Code [ buver/sciter(A-H) ~ orint.) ~ (J-P) ] Code3 redemption)

.............................................. ..........J ........

103. -~IVERSAL HEALTH ~AL~ INCM TransferalT S1t 8~ INT (from line 58)104. -VALE S,A. ADR Translated 10/13/09Ifrom line1 0 5 .


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FINANCIAL DISCLOSURE Ia m e o f P e r s o ~ t R e p o r t i n g D a t e o f R e p o r tR EPOR T[ Gajarsa, Arthur J. 07/15/2010

ag e 11 of 12VIII. ADDITIONAL INFORMA~ON OR EX PLANATIONS.

LINES 18 IS A CASH EQU IVALENT FUND W ITHIN MORGAN STANL EY SMI~I BARNEY. CASH IS MOVED INTO AND OU T OF THIS FUND IN AMANNER SIMILAR TO A BANK ACCOU NT. AT IZ;31/2009 THE~ WERE NO FUNDS 1N ~tlS ACCOUNT, BUT TH E ACCOUNT REMA~SAVAILABLE.MOTOROLA INC ~ 2008 FDR LINES 34 AND 35 ~E~RTED PARTIAL SALES IN 2008, WITH THE COMBINED AMOUNT RESULTING IN ACOMPLETE DISPOSITION OF THIS STOCK IN 2008.C1TtCO~ TRU ST BANK, FSB (CASH EQU IVILANT) (2008 LINE 64) WA S DISPOSED OF ~ 2008 AND DOES NOT A PPEAR ON TH E 2009 FDR.LINES 43 AND 70 - ALL SECURITIES FROM TH E MORGAN STANL EY SMITH BAK NEY (MSSB) IRA 80-16 (EXCEPT FOR CVCI CAYMEN OFF I1CLA-L 1NE 60) WE~ T~NSFERRED INTO THE AMERIT~DE IRA ACCOU NT ON 10,"13!2009. THE CASH W AS AL SO TRANSFE~ED BYCLOSING THE MSSB ACCOUNT BALANCES (LINES ~ AND 45) AND OPENING A CASH ACCOU NT W ITHIN THE A MERITRADE IRA (LINE 7 I .)LINES 66, 67 AND 74 - MERRILL LYNCtt W AS MERGED INTO BANK OF AMERICA ON 11~2009. BANK OF AMERICA STOCK W AS RECEIVED INEXCHANGE FOR TH E MERRILL L~CH STOCK. TH E BANK OF AMERICA STOCK W AS THEN TRA NSFERRED FROM THE MSSB IRA 80-I 6INTO TH E AMERITI~DE II~ ON I 0/I 3/2009.


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FINA~NCIAL DISCLOSURE REPORT N ~ , e o f P e r s o n R e p o r t in g O a , e o f R e p o r tPage 12 of 12 G a j a r s a , Arthur J. 07/15/2010

IX. CERTIFICATION.I certify that all information given above (including information pertaining to my spouse and minor or dep endent children, if any) isaccurate, true, and complete to the bes[ of m y knowledge and belief, and that any information not reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.I further certify that earned Income from outside employment a nd honoraria and the acceptance of gifts which have been reported are incomp liance with the provisions of 5 U .S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regu lations.

NOTE: ANY INDIVIDUA L WH O KNOWINGLY A ND WILFU LLY FAL SIFIES OR FAILS TO FILE THIS REPORT [MAY BE SUBJECT TO CIVILAND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

FILING INSTR.UCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdm inistrative Office of the U nited States CourtsSuite 2-301One Columbus Circle. N.E.W ashington, D.C. 20544

arthur j gajarsa financial disclosure report for 2009

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