april 18, 2017 - adp · goldman sachs emerging markets equity insights fund a 38144n585 11-3816522...
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April 18, 2017 Re: Reporting Requirements for ERISA Plans under Schedule C of Form 5500 Dear Client: Thank you for your recent inquiry regarding the final regulations issued by the Department of Labor (DOL) requiring expanded disclosure by ERISA plans of compensation received by its service providers on Schedule C of the Form 5500. We understand that you have some questions regarding how Goldman Sachs expects to provide the information requested by ERISA clients in order for them to satisfy their reporting requirements under the Form 5500 with respect to their investments in Goldman Sachs investment funds (“Goldman Sachs Funds”). For the 2009 plan year and beyond, we are generally referring clients who request information regarding indirect compensation, eligible indirect compensation and direct compensation (within the meaning of the DOL regulations) received by Goldman Sachs in connection with the Goldman Sachs Funds to the existing regulatory disclosure applicable to the Funds (e.g., Prospectus, Statement of Additional Information, and Annual Report). These disclosure documents are available at www.gs/com/funds. While we believe that the existing disclosure for the Goldman Sachs Funds should be adequate to meet the eligible indirect compensation alternative reporting option for compensation received by Goldman Sachs, you should review the disclosures, along with the Form 5500 requirements, with your counsel and contact us if you believe you require additional information. Should you have any further questions in connection with this matter, please contact your Client Relationship Manager. We thank you for your continued support. Sincerely, Goldman, Sachs & Co. 200 West Street, 37th Floor New York, NY 10282
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 1
This list includes all Goldman Sachs Funds that were actively registered under Goldman
Sachs Trust (“GST”), Goldman Sachs Trust II (“GSTII”), or Goldman Sachs Variable
Insurance Trust (“GSVIT”) at some point during the 2016 calendar year.
For more information about the Funds, or to request a copy of the Funds’ annual and
semiannual reports, prospectuses, or the SAI, please contact Goldman Sachs:
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Absolute Return Multi-Asset Fund
A 38147X754
47-4022484 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38147X747
Institutional 38147X739
IR 38147X721
R6 38147X697
R 38147X713
Goldman Sachs Absolute Return Tracker Fund
A 38145N246
36-4614316 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145N238
Institutional 38145N220
IR 38145N113
R 38145N121
Goldman Sachs Asia Equity Fund
A 38141W570
13-3768578 Goldman Sachs Asset Management International
Goldman Sachs & Co C 38142B294
Institutional 38141W455
IR 38147X804
Goldman Sachs Balanced Strategy Portfolio
A 38142V688
36-4203653 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V662
Institutional 38142V548
IR 38145N790
R 38145N816
Service 38142V530
R6 38148U106
Goldman Sachs Asset Management
Fund Information
Class A, C, R, IR
Institutional, Service, Admin,
Capital, Preferred, Select, CMS,
Premier, Resource, R6
By Telephone: 1-800-526-7384 1-800-621-2550
By Mail: Goldman Sachs Funds
P.O. Box 219711
Kansas City, MO 64121
Goldman Sachs Funds
P.O. Box 06050
Chicago, IL 60606
On the Internet: http://www.gsamfunds.com
Investment Adviser Name & Address
Goldman Sachs Asset Management, L.P. ("GSAM")
200 West Street
New York, New York 10282-2198
EIN: 13-3575636
Goldman Sachs Asset Management International ("GSAMI")
Christchurch Court
10-15 Newgate Street
London, England EC1A 7HD
EIN: 52-1920117
Transfer Agent Name & Address
Goldman Sachs & Co. ("GS & Co.")
71 S. Wacker Drive
Chicago, IL 60606
EIN: 13-5108880
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 2
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Bond Fund
A 38143H449
20-5808486 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H423
Institutional 38143H415
IR 38145N295
R 38145N311
Service 38143H399
R6 38147X556
Goldman Sachs Capital Growth Fund
A 38141W638
36-3691385 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B344
Institutional 38142B146
IR 38144N452
R 38144N460
Service 38142B138
R6 38147X390
Goldman Sachs Commodity Strategy Fund
A 38143H373
20-5059717 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H365
Institutional 38143H381
IR 38145N386
R 38145N394
R6 38147X317
Goldman Sachs Concentrated Growth Fund
A 38142Y187
01-6215518 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142Y161
Institutional 38142Y153
IR 38145N667
R 38145N675
R6 38147X382
Goldman Sachs Core Fixed Income Fund
A 38142B419
36-7051982 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B229
Institutional 38141W810
IR 38145N329
R 38145N337
Service 38141W786
R6 38147X333
Goldman Sachs Dynamic Allocation Fund
A 38145L505
27-1252235 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145L604
Institutional 38145L885
IR 38145L802
R 38145L703
R6 38147X291
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 3
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Dynamic Commodity Strategy Fund1
A 38147X887
45-2635539 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38147X879
Institutional 38147X861
IR 38147X853
R 38147X846
Goldman Sachs Dynamic Emerging Markets Debt Fund
A 38145L448
46-2447984 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145L430
Institutional 38145L422
IR 38145L414
R 38145L398
Goldman Sachs Dynamic US Equity Fund
A 38144N288
01-0934119 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38144N270
Institutional 38144N247
IR 38144N254
R6 38147X341
R 38144N262
Goldman Sachs Dynamic Municipal Income Fund
A 38141W828
36-3893568 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B195
Institutional 38142V746
IR 38144N221
Service 38142V738
Goldman Sachs Emerging Markets Debt Fund
A 38143H803
06-1700243 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H456
Institutional 38143H886
IR 38144N171
R6 38148U882
Goldman Sachs Emerging Markets Equity Fund
A 38142B450
13-3973666 Goldman Sachs Asset Management International
Goldman Sachs & Co
C 38142B252
Institutional 38142B369
IR 38145C596
Service 38142B351
R6 38147X226
Goldman Sachs Emerging Markets Equity Insights Fund
A 38144N585
11-3816522 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38144N577
Institutional 38144N569
IR 38145C562
R 38145L224
R6 38147X259
Goldman Sachs Enhanced Dividend Global Equity Portfolio
A 38143H167 36-4614322
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Institutional 38143H175
1 Fund liquidated on December 19, 2016
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 4
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Enhanced Income Fund
A 38142Y534
13-4126223 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Administration 38142Y526
Institutional 38142Y518
IR 38145L877
R6 38147X622
Goldman Sachs Equity Growth Strategy Portfolio
A 38142V571
36-4203656 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V555
Institutional 38142V472
IR 38145N733
R 38145N741
Service 38142V464
R6 38148U403
Goldman Sachs Financial Square Federal Instruments Fund
Administration 38148U684
47-5210444 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Capital 38148U676
Cash Management (CMS) 38148U668
FST (Institutional) 38148U692
Preferred 38148U650
Premier 38148U643
Select 38148U635
Service 38148U627
Service 38142B864
Goldman Sachs Financial Square Government Fund
A 38148U452
06-1287410 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38148U445
Administration 38141W265
Capital 38143H506
Cash Management (CMS) 38145C828
FST (Institutional) 38141W273
Preferred 38141W240
Premier 38145C836
Resource 38145C810
Select 38142Y716
Service 38141W257
Goldman Sachs Financial Square Money Market Fund
Administration 38141W224
06-1287414 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Capital 38143H209
Cash Management (CMS) 38145C877
FST (Institutional) 38141W232
Preferred 38141W190
Premier 38145C802
Resource 38145C885
Select 38142Y740
Service 38141W216
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 5
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Financial Square Prime Obligations Fund
Administration 38141W356
22-6488447 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C2 38145C703
Capital 38143H100
Cash Management (CMS) 38145C851
FST (Institutional) 38141W364
Preferred 38141W331
Premier 38145C869
Resource 38145C844
Select 38142Y757
Service 38141W349
Goldman Sachs Financial Square Tax-Exempt California Fund3
Administration 38142B625
36-3595344 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Cash Management (CMS) 38142V357
FST (Institutional) 38142B633
Service 38142B617
Goldman Sachs Financial Square Tax-Exempt Money Market Fund
Administration 38148U361
81-1320219 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Capital 38148U429
FST (Institutional) 38148U437
Preferred 38148U411
Resource 38148U395
Select 38148U387
Service 38148U379
Goldman Sachs Financial Square Tax-Exempt New York Fund4
Administration 38142B559
36-3746918 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Cash Management (CMS) 38142V340
FST (Institutional) 38142B567
Service 38142B542
Goldman Sachs Financial Square Treasury Instruments Fund
Administration 38142B609
36-4137800 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Capital 38143H407
Cash Management (CMS) 38145C729
FST (Institutional) 38142B500
Preferred 38142B807
Premier 38145C737
Resource 38145C711
Select 38142Y724
Service 38142B708
2 Share class liquidated on October 11, 2016 3 Fund liquidated on June 13, 2016 4 Fund Liquidated on June 13, 2016
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 6
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Financial Square Treasury Obligations Fund
Administration 38141W315
06-1287405 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Capital 38143H308
Cash Management (CMS) 38145C786
FST (Institutional) 38141W323
Preferred 38141W281
Premier 38145C794
Resource 38145C778
Select 38142Y732
Service 38141W299
Goldman Sachs Financial Square Treasury Solutions Fund
Administration 38142B872
36-4137798 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Capital 38143H605
Cash Management (CMS) 38145C752
FST (Institutional) 38142B880
Preferred 38142B856
Premier 38145C760
Resource 38145C745
Select 38142Y690
Goldman Sachs Fixed Income Macro Strategies Fund
A 38145L331
46-3768977 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145L323
Institutional 38145L315
IR 38145L299
R 38145L281
Goldman Sachs Flexible Cap Growth Fund
A 38145C109
38-3772302 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145C208
Institutional 38145C307
IR 38145C505
R 38145C406
R6 38147X374
Goldman Sachs Focused Growth Fund
A 38145C364
45-4152940 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145C356
Institutional 38145C349
IR 38145C331
R 38145C323
R6 38147X366
Goldman Sachs Focused International Equity Fund
A 38141W596
13-3682906 Goldman Sachs Asset Management International.
Goldman Sachs & Co
C 38142B328
Institutional 38141W448
IR 38145C588
Service 38141W430
R6 38148U486
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 7
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Focused Value Fund
A 38147X689
47-4176041 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38147X671
Institutional 38147X630
IR 38147X663
R6 38147X648
R 38147X655
Goldman Sachs Global Income Fund
A 38141W109
36-3746920 Goldman Sachs Asset Management International
Goldman Sachs & Co
C 38142B187
Institutional 38141W737
IR 38144N155
Service 38141W729
R6 38147X549
Goldman Sachs Global Infrastructure Fund
A 38148U833
47-4431397 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38148U825
Institutional 38148U817
IR 38148U791
R 38148U783
R6 38148U775
Goldman Sachs Global Managed Beta Fund Institutional 38147X762 47-2369244 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Goldman Sachs Global Real Estate Securities Fund
A 38148U767
47-4441050 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38148U759
Institutional 38148U742
IR 38148U734
R6 38148U718
R 38148U726
Goldman Sachs Government Income Fund
A 38141W604
36-3862935 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B211
Institutional 38142V761
IR 38145N345
R 38145N352
Service 38142V753
R6 38147X572
Goldman Sachs GQG Partners International Opportunities Fund
A 38147N327
81-4290593 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38147N319
Institutional 38147N293
IR 38147N285
R 38147N277
R6 38147N269
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 8
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Growth and Income Fund
A 38141W588
13-3697146 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B310
Institutional 38141W414
IR 38144N437
R 38144N445
Service 38141W422
R6 38147X457
Goldman Sachs Growth and Income Strategy Portfolio
A 38142V654
36-4203652 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V639
Institutional 38142V522
IR 38145N774
R 38145N782
Service 38142V514
R6 38148U205
Goldman Sachs Growth Opportunities Fund
A 38142Y104
13-4055478 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142Y302
Institutional 38142Y401
IR 38144N346
R 38144N353
Service 38142Y500
R6 38148U601
Goldman Sachs Growth Strategy Portfolio
A 38142V621
36-4203651 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V597
Institutional 38142V498
IR 38145N758
R 38145N766
Service 38142V480
R6 38148U304
Goldman Sachs High Quality Floating Rate Fund
A 38141W703
36-3777658 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38141W208
IR 38145N378
Service 38141W877
R6 38147X614
Goldman Sachs High Yield Fund
A 38141W653
36-4170394 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B179
Institutional 38141W679
IR 38145N279
R 38145N287
Service 38141W661
R6 38148U874
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 9
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs High Yield Floating Rate Fund
A 38145C471
01-0965065 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145C463
Institutional 38145C455
IR 38145C448
R 38145C430
Goldman Sachs High Yield Municipal Fund
A 38142Y625
13-4103364 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co C 38142Y591
Institutional 38142Y583
IR 38144N213
Goldman Sachs Income Builder Fund
A 38141W562
13-3787689 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B286
Institutional 38142B161
IR 38145C497
R6 38148U809
Goldman Sachs Inflation Protected Securities Fund
A 38144N866
33-1174954 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38144N858
Institutional 38144N841
IR 38145N253
R 38145N261
R6 38147X580
Goldman Sachs International Equity Dividend and Premium Fund
A 38144N486
36-4614328 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co C 38144N478
Institutional 38144N494
IR 38145C547
Goldman Sachs International Equity Insights Fund
A 38142V878
13-3958715 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V852
Institutional 38142V845
IR 38145N519
R 38145N527
Service 38142V837
R6 38147X242
Goldman Sachs International Real Estate Securities Fund
A 38143H589
20-5101617 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H571
Institutional 38143H563
IR 38145N410
R6 38147X283
Goldman Sachs International Small Cap Insights Fund
A 38144N627
26-0518896 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38144N619
Institutional 38144N593
IR 38145C554
R6 38147X234
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 10
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Investment Grade Credit Fund
A 38143H852
06-1700245 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Institutional 38143H845
IR 38144N189
R6 38148U866
Goldman Sachs Investor Money Market Fund
A 38148U593
81-0730031 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Administration 38148U569
C 38148U585
Institutional 38148U577
Service 38148U296
Resource 38148U312
CMS 38148U320
Goldman Sachs Investor Tax-Exempt Fund
A 38148U353
06-1287412 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38148U346
Administration 38141W174
Capital 38143H704
Cash Management (CMS) 38145C687
FST (Institutional) 38141W182
Preferred 38141W158
Premier 38145C695
Resource 38145C679
Select 38142Y682
Service 38141W166
Goldman Sachs Large Cap Growth Insights Fund
A 38142B435
13-3949051 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B260
Institutional 38142B385
IR 38145N592
R 38145N618
Service 38142B377
R6 38147X523
Goldman Sachs Large Cap Value Fund
A 38142Y815
13-4084460 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142Y781
Institutional 38142Y773
IR 38144N411
R 38144N429
Service 38142Y765
R6 38147X440
Goldman Sachs Large Cap Value Insights Fund
A 38142V225
36-4254179 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V191
Institutional 38142V183
IR 38145N626
R 38145N634
Service 38142V175
R6 38147X515
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 11
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Short-Term Conservative Income Fund
Institutional 38147X705 46-4249485
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Admin 38147X606
Goldman Sachs Local Emerging Markets Debt Fund
A 38145N105
37-1553018 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co C 38145N204
Institutional 38145N303
IR 38144N163
Goldman Sachs Long Short Fund
A 38147X820
47-1181217 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38147X812
Institutional 38147X796
IR 38147X788
R 38147X770
Goldman Sachs Long Short Credit Strategies Fund
A 38145L273
90-0447855 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145L265
Institutional 38145L257
IR 38145L240
R 38145L232
Goldman Sachs Managed Futures Strategy Fund
A 38145C422
45-3064239 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145C414
Institutional 38145C398
IR 38145C380
R 38145C372
Goldman Sachs Mid Cap Value Fund
A 38142V720
13-3846118 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V696
Institutional 38141W398
IR 38144N361
R 38144N379
Service 38141W380
R6 38147X432
Goldman Sachs MLP Energy Infrastructure Fund
A 38145C257
46-1975704 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145C240
Institutional 38145C232
IR 38145C216
R 38145C224
Goldman Sachs Multi-Asset Real Return Fund5
A 38145L380
46-3010018 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145L372
Institutional 38145L364
IR 38145L356
R 38145L349
R6 38148U460
5 Fund liquidated on December 22, 2016
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 12
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Multi-Manager Alternatives Fund
A 38147N103
46-2315864 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38147N202
Institutional 38147N301
IR 38147N400
R 38147N509
Goldman Sachs N-11 Equity Fund
A 38145L869
27-4480210 Goldman Sachs Asset Management International
Goldman Sachs & Co C 38145L851
Institutional 38145L844
IR 38145L836
Goldman Sachs Real Estate Securities Fund
A 38142V829
36-4185024 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V795
Institutional 38142V787
IR 38145N428
R 38145N436
Service 38142V779
R6 38147X275
Goldman Sachs Rising Dividend Growth Fund
A 38145C315
05-0594832 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145C299
Institutional 38145C281
IR 38145C273
R 38145C265
Goldman Sachs Satellite Strategies Portfolio
A 38143H357
20-8587269 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H340
Institutional 38143H332
IR 38145N683
R 38145N691
Service 38145L406
R6 38148U502
Goldman Sachs Short Duration Government Fund
A 38142B476
36-3549000 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B237
Institutional 38141W307
IR 38145N360
Service 38141W869
R6 38147X598
Goldman Sachs Short Duration Income Fund
A 38145L646
45-4423628 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145L638
Institutional 38145L620
IR 38145L612
R 38145L596
R6 38147X564
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 13
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Short Duration Tax-Free Fund
A 38142B492
36-3845590 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B245
Institutional 38141W406
IR 38144N239
Service 38141W885
Goldman Sachs Small Cap Equity Insights Fund
A 38142V506
13-3959315 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142V704
Institutional 38142V803
IR 38145N576
R 38145N584
Service 38142V886
R6 38147X499
Goldman Sachs Small Cap Growth Insights Fund
A 38143H225
13-3639445 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H191
Institutional 38143H183
IR 38145N535
R 38145N543
R6 38147X481
Goldman Sachs Small Cap Value Fund
A 38141W612
13-3682901 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B336
Institutional 38142V209
IR 38144N296
R 38144N312
Service 38142V308
R6 38147X424
Goldman Sachs Small Cap Value Insights Fund
A 38143H282
58-2067726 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H266
Institutional 38143H241
IR 38145N550
R 38145N568
R6 38147X473
Goldman Sachs Small/Mid Cap Growth Fund
A 38143H779
35-2256930 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38143H753
Institutional 38143H746
IR 38144N320
R 38144N338
R6 38148U700
Service 38143H738
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 14
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Small/Mid Cap Value Fund
A 38147X101
46-4258516 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38147X200
Institutional 38147X309
IR 38147X408
R 38147X507
R6 38147X416
Goldman Sachs Strategic Growth Fund
A 38142Y609
13-4055482 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142Y807
Institutional 38142Y880
IR 38144N387
R 38144N395
Service 38142Y872
R6 38147X358
Goldman Sachs Strategic Income Fund
A 38145C661
01-0965067 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38145C653
Institutional 38145C646
IR 38145C638
R 38145C620
R6 38147X531
Goldman Sachs Strategic International Equity Fund
A 38144N502
58-1758537 Goldman Sachs Asset Management International
Goldman Sachs & Co
C 38144N700
Institutional 38144N809
IR 38145N444
R 38145N451
R6 38148U478
Goldman Sachs Target Date 2020 Portfolio
A 38147N855
46-5670931 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N848
IR 38147N822
R 38147N814
Service 38147N830
R6 38147N798
Goldman Sachs Target Date 2025 Portfolio
A 38147N780
81-3062344 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N772
IR 38147N756
R 38147N749
Service 38147N764
R6 38147N731
Goldman Sachs Target Date 2030 Portfolio
A 38147N723
46-5677943 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N715
IR 38147N681
R 38147N673
Service 38147N699
R6 38147N665
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 15
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Target Date 2035 Portfolio
A 38147N657
81-3074496 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N640
IR 38147N624
R 38147N616
Service 38147N632
R6 38147N590
Goldman Sachs Target Date 2040 Portfolio
A 38147N582
46-5694798 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N574
IR 38147N558
R 38147N541
Service 38147N566
R6 38147N533
Goldman Sachs Target Date 2045 Portfolio
A 38147N525
81-3097018 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N517
IR 38147N483
R 38147N475
Service 38147N491
R6 38147N467
Goldman Sachs Target Date 2050 Portfolio
A 38147N459
46-5703690 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N442
IR 38147N426
R 38147N418
Service 38147N434
R6 38147N392
Goldman Sachs Target Date 2055 Portfolio
A 38147N384
81-3106155 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Institutional 38147N376
IR 38147N350
R 38147N343
Service 38147N368
R6 38147N335
Goldman Sachs Tactical Tilt Implementation Fund
Institutional 38147X838 47-1035490 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Goldman Sachs International Tax-Managed Equity Fund
A 38144N528
36-4614325 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co C 38144N510
Institutional 38144N536
IR 38145C539
Goldman Sachs U.S. Tax-Managed Equity Fund
A 38142Y674
13-4103363 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142Y658
Institutional 38142Y641
IR 38145C521
Service 38142Y633
Goldman Sachs Tax-Advantaged Global Equity Fund
A 38142B120 36-4614318
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Institutional 38142B112
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 16
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Technology Opportunities Fund
A 38142Y823
13-4075833 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142Y849
Institutional 38142Y856
IR 38145C489
Service 38142Y864
Goldman Sachs U.S. Equity Dividend and Premium Fund
A 38143H712
26-0123905 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co C 38143H696
Institutional 38143H720
IR 38145C513
Goldman Sachs U.S. Equity Insights Fund
A 38141W620
36-3763283 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
C 38142B278
Institutional 38141W372
IR 38145N642
R 38145N659
Service 38141W463
R6 38147X564
Goldman Sachs U.S. Mortgages Fund
A 38143H878
06-1700226 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Institutional 38143H860
IR 38144N197
R6 38148U858
Goldman Sachs Variable Insurance Trust Strategic Growth Fund
Institutional 380987503 36-4209666
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987750
Goldman Sachs Variable Insurance Trust Core Fixed Income Fund
Institutional 380987628 04-6538201
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987727
Goldman Sachs Variable Insurance Trust Equity Index Fund
Service 380987685 04-3097722 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co
Goldman Sachs Variable Insurance Trust Global Markets Navigator Fund
Institutional 380987610 45-3064361
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987651
Goldman Sachs Variable Insurance Trust Large Cap Value Fund
Institutional 380987107 36-4200266
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987677
Goldman Sachs Variable Insurance Trust Growth Opportunities Fund
Institutional 380987636 04-3267336
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987719
Goldman Sachs Variable Insurance Trust High Quality Floating Rate Fund
Institutional 380987644
04-3131067 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987735
Advisor 380987529
Goldman Sachs Variable Insurance Trust Mid Cap Value Fund
Institutional 380987602 36-4209668
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987743
Goldman Sachs Variable Insurance Trust Government Money Market Fund
Institutional 380987594 04-6538200
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987693
Goldman Sachs Variable Insurance Trust Multi-Strategy Alternatives Fund
Institutional 380987552
46-4866002 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987545
Advisor 380987578
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 17
FUND NAME SHARE CLASS CUSIP FUND EIN INVESTMENT ADVISER TRANSFER AGENT
Goldman Sachs Variable Insurance Trust Strategic Income Fund
Institutional 380987560
46-4805516 Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987537
Advisor 380987586
Goldman Sachs Variable Insurance Trust Strategic International Equity Fund
Institutional 380987701 36-4200263
Goldman Sachs Asset Management International
Goldman Sachs & Co Service 380987776
Goldman Sachs Variable Insurance Trust Small Cap Equity Insights Fund
Institutional 380987404 36-4208951
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987669
Goldman Sachs Variable Insurance Trust U.S. Equity Insights Fund
Institutional 380987206 36-4208957
Goldman Sachs Asset Management, L.P.
Goldman Sachs & Co Service 380987768
Although every effort has been made to accurately reflect the figures and data, Goldman Sachs Funds reserves the right to correct any errors or omissions.
Financial Square FundsSM is a registered service mark of Goldman, Sachs & Co. Retail Funds
You could lose money by investing in the Fund. Although the Fund seeks to preserve the value of your investment at $1.00 per share,
it cannot guarantee it will do so. The Fund may impose a fee upon sale of your shares or may temporarily suspend your ability to sell
shares if the Fund’s liquidity falls below required minimums because of market conditions or other factors. An investment in the Fund
is not a deposit of the bank and is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government
agency. The Fund's sponsor has no legal obligation to provide financial support to the Fund, and you should not expect that the
sponsor will provide financial support to the Fund at any time.
Government Funds
You could lose money by investing in the Fund. Although the Fund seeks to preserve the value of your investment at $1.00 per share,
it cannot guarantee it will do so. An investment in the Fund is not a deposit of the bank and is not insured or guaranteed by the
Federal Deposit Insurance Corporation or any other government agency. The Fund's sponsor has no legal obligation to provide
financial support to the Fund, and you should not expect that the sponsor will provide financial support to the Fund at any time.
Institutional Funds
You could lose money by investing in the Fund. Because the share price of the Fund will fluctuate, when you sell your shares they
may be worth more or less than what you originally paid for them. The Fund may impose a fee upon sale of your shares or may
temporarily suspend your ability to sell shares if the Fund's liquidity falls below required minimums because of market conditions or
other factors. An investment in the Fund is not a deposit of the bank and is not insured or guaranteed by the Federal Deposit
Insurance Corporation or any other government agency. The Fund's sponsor has no legal obligation to provide financial support to
the Fund, and you should not expect that the sponsor will provide financial support to the Fund at any time.
Funds are sold by prospectus and summary prospectus, if available, only. Encourage your client to consider the investment
objectives, risks, charges and expenses of the fund carefully before investing. The summary prospectus, if available, and the
prospectus contains this and other information about the fund. The summary prospectus, if available, and the prospectus must be
read carefully before investing.
Shares of the Goldman Sachs VIT Funds are offered to separate accounts of participating life insurance companies for the purpose of
funding variable annuity contracts and variable life insurance policies. Shares of the Fund are not offered directly to the general
public. The variable annuity contracts and variable life insurance policies are described in the separate prospectuses issued by
participating insurance companies. You should refer to those prospectuses for information about surrender charges, mortality and
expense risk fees and other charges that may be assessed by participating insurance companies under the variable annuity contracts
or variable life insurance policies. Such fees or charges, if any, will affect the return you may realize with respect to your investments.
Goldman Sachs Asset Management Fund Information
FOR BROKER DEALER OR FINANCIAL INSTITUTION USE ONLY. NOT FOR USE AND/OR DISTRIBUTION TO THE GENERAL PUBLIC. Goldman Sachs Asset Management 18
Please contact your insurance carrier for a variable product prospectus and for the standardized performance data of the variable
product.
Goldman, Sachs & Co. is the distributor of the Goldman Sachs Funds and the Goldman Sachs Variable Insurance Trust Funds.
Confidentiality No part of this material may, without GSAM’s prior written consent, be (i) copied, photocopied or duplicated in any form, by any means, or (ii)
distributed to any person that is not an employee, officer, director, or authorized agent of the recipient.
© 2017 Goldman Sachs. All Rights Reserved. Date of First Use: February 7, 2017