application of multi-band uv, visible, near infrared ... · •spectral range: 200 cm-1 to 2000...
TRANSCRIPT
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BaySpec Proprietary & Confidential 1
PRESENTATION
Application of Multi-Band UV, Visible, Near Infrared, Raman and Hyperspectral Instruments
in Practical in-situ Analysis in Chemical, Pharmaceutical, Forensic, Biomedical, and
Environmental Fields
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BaySpec Proprietary & Confidential 2
Company Introduction
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BaySpec Proprietary & Confidential 3
BaySpec, Inc.
Located at the heart of the Silicon Valley
Started by optical and laser engineers; invested by Venture Capitals & Cisco, Intel, JDSU and Finisar; Privately held
11+ years in business; 48,000 sq.ft. facility at San Jose, California; 100% Operations in the U.S.A.
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BaySpec Proprietary & Confidential 4
Made in the USA 48,000 sq. ft. (4,800 sq. m)
Class 100 Grating Lab
Electronics and Optical prototyping labs
Distributed ITU Laser Bank
Automated Performance Test Equipment
Hermetic Sealing Atmospheric Enclosure, 100% leak detection
Environmental and mechanical reliability testing stations
OEM private labeling and drop shipping to freight forwarders/CMs
Fully Integrated Shop-to-Dock
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BaySpec Proprietary & Confidential 5
Evolving Spectroscopic
Instrumentation
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BaySpec Proprietary & Confidential 6
Definition of “Spectral Engines”-Traditional
• Light Sources and photon/light inputs and beam manipulations;
• Wavelength (color) separation component(s)-(some kinds of) gratings or some kinds of filters;
• Photo Detectors;
• Data Processing units.
It has NOT changed essentially since Newton’s Time.
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BaySpec Proprietary & Confidential 7
Miniaturized (OSA) Development
Multi-disciplinary Technology Advancement make the miniaturization of spectral sensors possible today
– Mini Lasers & Compact Broadband Light Sources
– Holographic Optical Elements
– Low Cost, Sensitive Solid State Optoelectronics
– Cheaper, Faster Computer Chips
+ + +
Enabling real-time monitoring of optical networks
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BaySpec Proprietary & Confidential 8
• Highly efficient, as high as 99% efficiency • Transmission mode
– compact light path for smaller foot print instrumentation
• Ruggedized, no affected by shock or vibration – High stability with little maintenance
• Ideal for spectroscopy instrumentation with long term stability and compact size
~5mm
BaySpec Technology - Volume Phase Gratings (VPG®)
Classical
grating VPG grating
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BaySpec Proprietary & Confidential 9
VPG
USB to
Host Sensor Array
Control Electronics DSP Memory
Lens
Lens Fiber
Miniature Spectral Engine with InGaAs Arrays-Optical Design
Major Design Considerations • No moving parts; Designed to produce in volume • Environmentally insensitive; Athermal design; 0-50 deg °C operations • Fiber input with SMA or Slit • 3 wavelength regions with InGaAs detector arrays: A) 900-1700 nm; B) 1100-2200 nm; C) 1250-2500nm • Transmission Volume Phase Grating (VPG®) • F# 2 Optics; To Match Multimode Fiber
~ 5-15mm
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BaySpec Proprietary & Confidential 10
Modules to Systems
10
• Vertical Integration
• Customized solutions
• Best performance/price
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BaySpec Proprietary & Confidential 11
BaySpec Product & Features
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BaySpec Proprietary & Confidential 12
Overall Trend in Spectroscopy Instrumentation
• Digital:
• Faster:
progress in microprocessors greatly enhances device control and
computation & signal processing capabilities
• Smaller:
solid state detectors/lasers with much smaller in size
• Multiplexing:
Array detectors with more pixels; 2D array detectors
hyper-spectral imager
• Automation/simplicity
• Lower cost
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BaySpec Proprietary & Confidential 13
Miniaturization – the Ultimate Goal
To make spectral instruments pervasively available
Towards Optical “Tricorder”
“TriCorder” is a Registered Trade Mark of CBS Studio “Xantus-mini” is now a Registered Trade Mark of Rigaku Raman Technology Inc.
A mini-1064 nm Raman spectrometer of RRT- Rigaku Raman Technologies, Inc.
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BaySpec Proprietary & Confidential 14
The World’s Very First Handheld Dispersive mini-1064 and 532 (785 nm) Raman Analyzer – Xantus-mini
•1064nm or 785 nm or 532 nm excitation with a fiber laser-up (three power level: low, median, high)
•Miniature integrated F#2 spectrograph •Wavelength range: 200 cm-1 to 2000 cm-1 •Resolution: 15-17cm-1 •TE cooled CCD (532nm and 785nm) or InGaAs
(1064nm) •Size= 61 mm × 176mm × 82 mm •Power consumption <=10 W •Less than 2.5 lbs •Raman Library built in •4 hours battery life •One button operation •Wireless control through mobile devices •Very first on the Earth to the best of our knowledge
From Rigaku’s brochure, “Xantus-2” is now a Registered Trade Mark of Rigaku Raman Technology Inc.
Xantus-mini Xantus is a
Trademark of Rigaku Raman Technologies
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BaySpec Proprietary & Confidential 15
Raman Spectrometers and Microscope
VPG® Grating Based Spectroscopy Products
Telecom
Products
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BaySpec Proprietary & Confidential 16
Raman Spectroscopy
• Observed by C.V. Raman in 1928
• Sunlight passed through a monochromatic filter
• Observed light scattered from glycine solution was shifted to longer wavelength
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BaySpec Proprietary & Confidential 17
Vibrational levels
Electronic levels
Raman Spectroscopy
Laser illumination generates a virtual state. Rayleigh
and Raman scattered light is then observed.
Rayleigh
Stokes
Raman
Virtual State
Anti-Stokes
Raman
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BaySpec Proprietary & Confidential 19
Raman Spectroscopy
Sample
Laser
Detection
• Spectra are made up of frequencies corresponding to normal molecular vibrations
• Frequency expressed in wavenumbers (n, cm-1)
• Measured as a shift from laser line (0 - 4000 cm-1)
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BaySpec Proprietary & Confidential 20
Features for Raman Technique
Raman – with the most desirable feature as analytical tool
• High specificity
• High accuracy
• Direct measurement ideally with little sample preparation, non-destructive and non-contact
• Non destructive with little sample preparation
• finger region, unique for each molecule
• Coupled with microscope for identifying trace forensic evidence in micro scale with chemical specificity
• Application limited due to fluorescence interferences
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BaySpec Proprietary & Confidential 21
BaySpec Dispersive Raman Spectrometer
Laser
Sample
Rayleigh
Line Filter
Grating (VPG)
Counts
1600140012001000
Raman Shift cm-1
Form 1 Form 2 Form 3
Polymorphs
Spectrometer
Detector
Dispersive Raman Optical Diagram
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BaySpec Proprietary & Confidential 22
Features of VPG® Based Dispersive Raman
• No interferometric type of mechanical moving parts – An alternative for FT-Raman
• High precision and accuracy
• Fast Acquisition: msec
• Compact: suitable for field use
• High sensitivity and high resolution – Full spectral range 200-3200cm-1
– Spectral resolution of 4 cm-1
• 1064nm Raman microscope for Imaging
• Fiber-optic probe for on-line monitoring with real time feedback
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BaySpec Proprietary & Confidential 23
BaySpec 1064 Spectrometer Family
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BaySpec Proprietary & Confidential 24
Various Models of 1064 nm Raman
Nomadic with 3 lasers
(532, 785, 1064)
MovingLab
Multiple Grating HR1064
RamSpec 1064
Transportable Agility
single/dual Bands
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BaySpec Proprietary & Confidential 25
Excited Electronic State (S1)
Fluorescence
Stokes
Raman
Virtual State
Inte
nsity
(Co
unts
)
200015001000500
Raman Shift (cm-1
)
1064nm 785nm
(S0)
785 n
m
1064n
m
Ground State
Raman
Why 1064 Raman? - Reduce Fluorescence
785nm laser – generates fluorescence that obscures Raman signal
1064nm laser – Raman signal without fluorescence interference
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BaySpec Proprietary & Confidential 26
FT-Raman vs. 1064 Dispersive Raman
FT-Raman:
- Slow (hrs)
- expensive
- Bulky
1064 Dispersive Raman:
- Fast acquisition (sec)
- portable
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BaySpec Proprietary & Confidential 27
Basic Components for 1064nm Raman
• High power 1064nm Laser, typically 500mW
• Highly efficient VPG grating (99%)
– Multiple grating to achieve high resolution
• Fast optics f/2 spectrograph
• Deep cooled InGaAs detector for high sensitivity
Compact 1064 Dispersive Raman suitable for field use
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BaySpec Proprietary & Confidential 28
200015001000500
Raman Shift (cm-1
)
532 nm 785 nm 1064 nm
Rhodamine-dyed polypropylene
How effective with 1064-nm’s fluorescence suppression?
Little or no fluorescence with 1064 Raman from highly
fluorescent Rhoadamine Slide.
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BaySpec Proprietary & Confidential 29
How fast?
Benzonitrile
msec sampling time
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BaySpec Proprietary & Confidential 30
High Resolution RamSpecTM-1064
• BaySpec RamSpecTM –high resolution 1064 system – Highest 1064 Raman spectral quality yet portable;
– 200 to 3200 cm-1 range;
– 4 cm-1 resolution;
– Deep-cooled InGaAs detectors;
– Custom configuration and optimization available.
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BaySpec Proprietary & Confidential 34
BaySpec Multi-wavelength Raman Spectrometers Family
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BaySpec Proprietary & Confidential 35
BaySpec Raman Spectrometer with multiple laser excitation
• Raman Spectrometers
– Agility Raman Spectrometer
Single grating with no moving part
Single band or dual band option (532, 785, 1064)
– RamSpec bench top Spectrometers
single, dual, three laser systems with multiple gratings for high resolution
deep cooled detectors for high sensitivity
– Raman Microscopes
single, dual, and three laser system; and high resolution options
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BaySpec Proprietary & Confidential 36
Multiband Raman Each laser has its own spectrograph
Highly reproducible, and reliable when switching
lasers without changing the light path
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BaySpec Proprietary & Confidential 37
Agility™ with Dual Wavelength (532/1064, 785/1064)
•Integrated laser, f/2 spectrograph, TE-cooled detector, and touchscreen computer
•Quick-change sampling inserts for solids, liquids, or fiber probe connection
•Multiple wavelength options:
•532 nm up to 50 mW •785 nm or 1064 nm up to 499 mW
•Dual band capability: •532 nm and 1064 nm •785 nm and 1064 nm
•Wavelength range: 150 cm-1 up to 3000 cm-1 •Resolution: 10-12 cm-1 (532nm), 7-10 cm-1 (785nm)
and 15-18 cm-1 (1064nm)
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BaySpec Proprietary & Confidential 38
MovingLabTM Dual-band (785/1064 nm, 532/1064 nm)
•Laser excitation: 532, 785, 1064 nm •Miniature integrated F/2 spectrograph •Spectral range: 200 cm-1 to 2000 cm-1 •Resolution: 7-10 cm-1 (785nm), 12-15
cm-1 (1064nm)
•TE cooled of CCD (785nm) and InGaAs (1064nm)
•Integrated optical microscope and Raman in one compact unit
•Embedded computer
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BaySpec Proprietary & Confidential 39
BaySpec’s NomadicTM Raman microscope
– Three laser excitations (532, 785 and 1064 nm);
– 100 to 3200 cm-1 range;
– 2 cm-1 HR for 532/785, 4cm-1 for 1064
– Raman chemical mapping (up to 100 X 100 mm area with 0.5 µm resolution);
– Deep-cooled CCD and InGaAs detectors;
– Various imaging capability available (fluorescence, dark-field, polarizing, etc.)
– Custom configuration and optimization available.
NomadicTM Raman microscope
Multi-wavelength Excitation Raman Microscope
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Nomadic High Resolution & Large Frame Nomadic
Nomadic HR - High Spectral
Resolution with Multiple Gratings
Nomadic LF – Large Frame
for wafer analysis
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Optical Diagram of Nomadic Raman Microscope
Sample
Trinocular
Excitation
Raman
BF Camera
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PH
OT
ON
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TS
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TIME, CHANNELS
PH
OT
ON
CO
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Laser
Grating
(VPG)
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BaySpec Proprietary & Confidential 44
Noticeable Trend in Analytical Instrumentation
• Hyphenation - Noticeably, more instruments appear on the market as result of combination of two or several analytical methods in one device; more complex, more function.
• Examples: – AFM-Raman
– NIR-Raman
– Mass-GC/LC
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BaySpec Proprietary & Confidential 45
Accessories– fiber probe and heating/cooling stage
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BaySpec Proprietary & Confidential 46
NomadicTM with Fiber Port Option
Side panel of the Nomadic Raman
microscope with optional fiber ports
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BaySpec Proprietary & Confidential 47
Connection Diagram (using liquid vial holder as an example)
Fiber-port
objective
Excitation
Laser
Nomadic Raman
Spectrometers for
detecting Raman
signal
Data to PC
(Spec2020
software)
Nomadic panel with fiber ports
Vial holder
for Raman
probe
Laser excitation
Raman signal
Sample
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BaySpec Proprietary & Confidential 48
Fiber-port Objective and Raman Probe
Fiber-port Objective
Raman Probe
Fiber-port on Microscope
Or
cyclohexane
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BaySpec Proprietary & Confidential 50
Near Infrared Spectrometers
VPG® Grating Based Spectroscopy Products
Telecom
Products
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BaySpec Proprietary & Confidential 51
BaySpec Spectroscopy Products
• Components for Building your own Spectrometer – Transmittance gratins in house
– Spectrographs (for array detectors) • Single grating with no moving part
• Multiple gratings for high resolution
– Detectors
TE cooled CCD camera for UV VIS range of 200-1100nm
TE Cooled InGaAs camera for NIR,
(900-1700nm, 1100-2200nm and 1250-2500nm)
– Spectrometers UV VIS Spectrometers with CCD detectors
NIR spectrometers with InGaAs detectors
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BaySpec Proprietary & Confidential 52
Product Portfolio -Deep-Cooled Detectors
52
Deep-Cooled Detector/Cameras • 4-stage TEC with vacuum sealing
• 2 models
-InGaAs, 900-2500nm
-Silicon CCD, 200-1100nm
Suggested use with: • NIR spectrographs
• Raman spectrographs
• Custom Spectral Imaging Systems
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BaySpec Proprietary & Confidential 53
• Keys to Success:
- Fast and Accurate follow up from incoming lead
- Superior specifications and pricing
NIR Spectrometer
• 900-1700nm, 1100-2200nm,
1250-2500nm or custom
• High Throughput f/2 with VPG
Grating
UV-VIS-NIR Spectrometers
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BaySpec Proprietary & Confidential 54
Build Your Spectroscopy Solution
Light Sources
•Laser
Narrow band
532 nm
785 nm
1064 nm
• white light
UVVISNIR
Wavelength Range
•UVVIS
200-1100 nm
•NIR
900-1700nm
1100-2200nm
1250-2500nm
High resolution
spectrograph Raman
•Slit Width
10, 15, 25, 50, 100,
200, etc.
•Fast optics f/2 for high
light throughput
•Multiple grating for
high resolution
Detectors
•CCD
200-1100nm
•InGaAs Arrays
900-1700nm
1100-2200nm
1250-2500nm
Many cooling options
uncooled
-25 C
-60 C
-155oC
Spectrograph
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BaySpec Proprietary & Confidential 55
NirSpector™ Transportable VIS-NIR Analyzer
•No moving parts reliability
•Turn-key system with embedded computer
•Transportable, battery-powered system enables chemical analysis
•Continuous wavelength ranges from 400-1700 nm
•Standard software switchable active trigger probe or transmittance sampling accessory for flexible spectral collection
•Real-time spectral data acquisition with millisecond response time
•Outstanding optical throughput is achieved with VPG and f/2 design
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BaySpec Proprietary & Confidential 56
Case Study: Amphi-Spec (NIR and Raman)
NIR Spectrometer integrated with Raman spectrometer
1) NIR Wavelength 1.3 um ( 7600 cm-1) to 2.2 um( 4500 cm-1)
2) Raman 785 nm excitation- covers 300 cm-1 to 3200 cm-1
3) Switching between NIR to Raman mode automatically
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BaySpec Proprietary & Confidential 57
NIR/Raman Probes for simultaneous NIR and Raman measurements
Deliverables:
• Two Optical switches for multiplexing 1x4 points, one for NIR engine, one
for Raman engine
• Up to 4 Stainless steel fiber optic NIR process control probes and 4 fiber
optic Raman process control probes- custom fabrication into desired vials.
(Vials measure 20mm diameter, 2-3 inches tall so probe needs to fit inside)
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BaySpec Proprietary & Confidential 58
In Situ Lyophylization Monitoring
Chemical information monitoring:
• Near Infrared: Moisture and others during freezing dry
• Raman: Chemical components and their forms in cake, such as API
Raman NIR
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BaySpec Proprietary & Confidential 59
Introduction to Hyperspectral Imaging and the New OCI Product
Line
OCI-1000TM Finalist in Category of:
Detectors, Sensing, Imaging, and Cameras
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BaySpec Proprietary & Confidential 60
BaySpec’s History in Miniaturization
Xantus-mini (“Xantus-mini” is now a Registered Trade Mark of Rigaku Raman Technology Inc. )
1980s
To make spectral instruments pervasively available
BaySpec’s VPG® grating
Raman spectrometer
OCI-2000 “Snapshot”
Hyperspectral imager
< 2014 2014
2010
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BaySpec Proprietary & Confidential 61
Hyperspectral Imaging Realization
Spatial X
Spatial Y
Lines scan
“push-broom”
Data structure Acquisition method
Snapshot
NM. Short, Sr.,Graphic representation of
hyperspectral data, 2007, NASA
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BaySpec Proprietary & Confidential 62
Typical Applications
Explosives Detection
Sorting
UAV/ROV
Remote
Sensing
Quality/Safety Control Precision
Agriculture
Bio-medical
Sorting
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BaySpec Proprietary & Confidential 63
In Handheld Form – the OCITM
OCI-1000 (Push-broom) OCI-2000 (Snapshot)
Fast speed
(real-time cube Acquisition)
High spatial/spectral resolution
Slow cube acquisition
+
+
+
+
950900850800750700650
nm
Conventional
Camera
Pseudo-RGB
Spectra
Classified data
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BaySpec Proprietary & Confidential 64
OCI Specifications
OCI-1000 OCI-C OCI-2000
Type Push-Broom HSI engine Snapshot
Wavelength Range 570-1000 nm
600-1000 nm
600-1000 nm
Image size 2048 x N (N depends on
sample length)
2048 x N (N depends on
sample length)
256 x 256 each
Bands ~100 ~100 ~32
Spectral Resolution ~5 nm ~5 nm ~10 nm
Speed Fast Match with the application Fastest (real-time)
Size 3.0 x 5.5 x 1.0 in3
(77 x 140 x 26 mm3)
Application-specific 3.0 x 5.5 x 1.0 in3
(77 x 140 x 26 mm3)
Weight 0.5 lbs (227 g) Start with 0.5 lbs (227 g) 0.8 lbs. (363 g)
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BaySpec Proprietary & Confidential 65
OCI-U
8 cm
3 cm
USB 3.0 to
onboard computer
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BaySpec Proprietary & Confidential 66
OCI-UAV Package
"Thin shell" monocoque
construction is lighter and much
more durable
Active gimbal maintains stable,
vertical orientation of imaging
Powerful single-board computer
controls and synchronizes OCI
imager with autopilot
High efficiency
propulsion for 5 lbs.
payload
BaySpec is working with entrepreneurs
in the UAV industry for a total packaged
UAV hyperspectral imaging solution
Autopilot and OCI imager
are secured in the cargo bay
GPS enables autopilot
and automatic flight
mission
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BaySpec Proprietary & Confidential 67
Specs and Control
OCI-UAV hardware specs:
• Weight: 0.6 lb
• Power input: 5V
• Frame rate: up to 120 fps
Hyperspectral imaging mode:
• Pushbroom (OCI-UAV-1000) for
high resolution.
• Snapshot (OCI-UAV-2000) for
large area scan and easy
stitching.
Flight:
• Automatic flight and imaging
planner;
• Real-time flight control and
viewing of RGB imaging.
Automatic flight and hyperspectral imaging
mission planner
Hyperspectral image segmentation based on plant spectral
characteristics
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Don’t Wait for Answers!
12 am Monday 9/29/2014 We are launching
PortabilityTM Mass Spec!
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BaySpec Proprietary & Confidential 69
PortabilityTM Mass Spec
KEY FEATURES • Person portable
• 24V, 12V, and battery power options
• Linear Ion Trap (LIT) Technology
• Sample analysis in 1 to 10 seconds
• Detection of positive and negative ions
• Compatible with ambient desorption and ionization methods (ADI-MS)
• Atmospheric pressure sampling
• Autonomous data analysis, and direct result reporting
• No need to re-optimize instrument for sequential detection
• Parts-per-billion (ppb) detection levels
• MS/MS (MSn mode)
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Direct Measurement at ppb-level
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Wish We Could Say More!
See it at Booth 28
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Real-world Sample
Measurements with Multi-Wavelength Raman
72
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Energy
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Grow
Extract
Analyze
In situ Raman Measurement in Fuels
• Dispersive Raman is not traditional methods in liquid fuel analysis due to fuels’ fluorescence. Example: research in biofuels (microalgae-based) was based on grow-
extract-analyze low-efficiency wet chemistry process.
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Gasoline
Inte
nsity (
A.U
.)
140012001000800600
Raman Shift (cm-1
)
#87 #89 #91
Octane ratings can be readily read
from AgilityTM -1064 Transportable
Raman Spectrometer, in a few
second.
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% Methanol in Gasoline
Methanol percentage in blended gasoline, based on the ratio of
their characteristic spectra peaks of 1030 cm–1 and 1465 cm–1,
can be simply measured down to 0.1%.
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Engine Oil Quality
0
2000
4000
6000
8000
10000
12000
14000
16000
18000
20000
200 700 1200 1700 2200 2700 3200
Co
un
t
Raman Shift (cm-1)
Engine Oil
Engine Oil Spent
Plastic Bag
New and spent engine oil
in plastic bag.
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BaySpec Proprietary & Confidential 79
Lubricant samples
For all three samples, fluorescence induced by 532 and 785 nm laser overwhelms Raman peaks and saturates detector. Only 1064 nm Raman works.
2500200015001000500
Raman Shift (cm-1
)
Process Lubricant (PL)
532 nm 785 nm 1064 nm
180017001600150014001300120011001000900800700600500400
100% 18.0% 10.2% 6.58% 0
719 1443 100
80
60
40
20
0
% G
rea
se
in
PL
1.00.80.60.40.2Int. 719 / Int. 1443
Curve Fit ResultsFit Type: least squares fitFunction: lineCoefficient values ± one standard deviation
a =-6.1231 ± 1.11b =89.34 ± 2.01
R2 = 0.9985
% grease in lubricant
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Instant oil characteristics by Raman spectroscopy
Chain length
Unsaturation
Melting Temp.
Wu, et. al., PNAS, 108:3809, 2011
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Microalgae Biofuel Application
Only 1064 nm Raman is good for microalgae monitoring and research.
0 500 1000 1500 2000 2500
Raman Shift (cm-1)
Normal
10-day Starvation
20-day Starvation
Carotenoids Bands
Oil band
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Instant Lignocellulosic Biomass Characterization
14x103
12
10
8
6
4
2
0
Cou
nts
200015001000500
Raman Shift cm-1
Red Oak Treated 25mW, 400ms, 30 avg yROC_300mW, 5s, 1 avg
Lignin
Cellulose
Cellulose Lignin
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Biofuel Samples on Market In
ten
sity (
A.U
.)
2500200015001000500
Raman Shift (cm-1
)
Diesel Biodiesel B20 E85
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Solar Cell -- Raman Mapping
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Material
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Raman Chemical Mapping of Carbon Nanotubes 532 nm
Raman shift (cm-1) 500 1000 1500 2000 2500 3000
500
1000
1500
2000
2500
3000
3500
Raman Shift (cm -̂1)
Mean+
Std
Dev 5 10 15 20 25 30 35 40 45
5
10
15
20
25
30
35
40
45
202 cm-1
5 10 15 20 25 30 35 40 45
5
10
15
20
25
30
35
40
45
260 cm-1
5 10 15 20 25 30 35 40 45
5
10
15
20
25
30
35
40
45
289 cm-1
5 10 15 20 25 30 35 40 45
5
10
15
20
25
30
35
40
45
860 cm-1 5 10 15 20 25 30 35 40 45
5
10
15
20
25
30
35
40
45
1296 cm-1
5 10 15 20 25 30 35 40 45
5
10
15
20
25
30
35
40
45
1594 cm-1
Inte
nsity (
Counts
)
D
G
RBMs Mean ± Standard deviation
100 µm
Bright-field Image
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BaySpec Proprietary & Confidential 89
532 Is Best for Non-fluorescence Samples (e.g., semiconducting materials)
320030002800260024002200200018001600140012001000800600400200
Raman Shift (cm-1
)
532 nm 785 nm 1064 nm
Graphene Sample
785 and 1064 nm excite
fluorescence from Si.
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500 1000 1500 2000 2500 30000
0.5
1
1.5
2
2.5
3
Variable
Com
p.
1 (
0.9
7%
), C
om
p.
2 (
5.3
5%
), C
om
p.
3 (
93.2
1%
)
Variables/Loadings Plot for Multiple SPC Files
Component Image of Graphene on Si (100um/pixel)
Multi-variant analysis
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BaySpec Proprietary & Confidential 92 92
Stress Characterization of Through-
silicon Via Structures
532nm Raman
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BaySpec Proprietary & Confidential 93
Inte
nsity
2500200015001000500
Raman Shift cm-1
785 nm Excitation Calcite Ulexite Kaolinite Alunite
Inte
nsity
350030002500200015001000500
Raman Shift cm-1
532 nm Excitation Calcite Ulexite Kaolinite Alunite
Inte
nsity
200015001000500
Raman Shift cm-1
1064 nm Excitation Calcite Ulexite Kaolinite Alunite
Mineral Samples
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BaySpec Proprietary & Confidential 94
Inte
nsity (
a.u
.)
30002500200015001000500
Raman Shift (cm-1
)
Benzene
Polarizer parallel Polarizer perpendicular
Raman with Polarizer
Example of cyclohexane’s 532
Raman spectra with different
polarization Polarizer in
Raman emission
path
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BaySpec Proprietary & Confidential 96
Bio & Biomedical
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BaySpec Proprietary & Confidential 97
Raman for Biomedical
• Fingerprinting a molecule
• Non-destructive and painless
• Potentially non-invasive
• Detection (health condition)
• Prevention (early diagnosis)
• Monitoring
• Diagnosis (under investigation)
• 1970: Lord and Yu record 1st protein spectrum from lysozyme using HeNe excitation
• 90s: fast dispersive Raman
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BaySpec Proprietary & Confidential 98
Tooth, 1064nm HR fiber
1064nm can penetrate further than785nm
Application: dental implant monitoring
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BaySpec Proprietary & Confidential 99
Inte
nsity (
Cou
nts
)
30002500200015001000500
Raman Shift (cm-1
)
Checkin Skin Pork Skin
Skin
Application: Abnormal skin cell diagnosis
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BaySpec Proprietary & Confidential 100
Kidney Tissue
30002500200015001000500
Raman Shift (cm-1
)
40x103
30
20
10
Inte
nsi
ty (
Co
un
ts)
1064nm
785nm
Fluorescence from the pigment in kidney tissue is highly reduced with 1064nm excitation laser
Application: In situ tumor cell diagnosis during surgery
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BaySpec Proprietary & Confidential 101
Bones
Inte
nsity (
Co
un
ts)
30002500200015001000500
Raman Shift (cm-1
)
Regular Bone, 1064nm, 400mW, 30s Demineralized, 1064nm, 400mW, 30s
Application: bone health detection
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Blood Samples
Application: protein related illness diagnosis
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6000
5000
4000
3000
2000
1000
Inte
nsity (
Co
un
ts)
30002500200015001000500
Raman Shift (cm-1
)
Urine 1064nm300mw 45s
Human Urine
Application: health condition monitoring
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BaySpec Proprietary & Confidential 104
Human skin - NIR
600 800 1000 1200 1400 1600-2.5
-2
-1.5
-1
-0.5
0
0.5
1
1.5
Wavelength (nm)
Absorp
tion c
oeff
icie
nt
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BaySpec Proprietary & Confidential 105
Single Cell Imaging - Lipids
20 µm
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BaySpec Proprietary & Confidential 106
Food & Beverage
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BaySpec Proprietary & Confidential 107
Oxidized Red Wine (Through Bottle)
30000
25000
20000
15000
10000
5000
0
Inte
nsity (
Cou
nts
)
30002500200015001000500
Raman Shift (cm-1
)
1064nm 785nm
30000
25000
20000
15000
10000
5000
0
Inte
nsity (
Co
un
ts)
30002500200015001000500
Raman Shift (cm-1
)
1064nm 785nm
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30000
25000
20000
15000
10000
5000
0
Inte
nsity (
Co
un
ts)
30002500200015001000500
Raman Shift (cm-1
)
1064nm 785nm
Dark Rum (Tattoo®)
60x103
50
40
30
20
10
0
Inte
nsity (
co
un
ts)
2500200015001000500
Raman Shift (cm-1)
0.5 s
acq. time
5 s
acq. time
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BaySpec Proprietary & Confidential 111 111
Agility 1064nm – Distinguishing Olive Oil from Other Cooking Oils
Arb
itra
ry Inte
nsity
18001600140012001000800
Raman Shift cm-1
Extra Virgin Oilve Oil Sample #1 Corn Oil Sample #173 Soybean Oil Sample #178 Tea Oil Sample #190 Sesame Oil Sampl e#180
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Corn Flour
35x103
30
25
20
15
10
5
0
Inte
nsity (
a.u
.)
18001600140012001000800600400200
Raman Shift (cm-1
)
785nm 1064nm
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Forensic & Art
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BaySpec Proprietary & Confidential 115
Forensic
• Major targets: – Drug & Toxic chemical
– Explosive & firearms discharge residue
– Body fluid
– Trace evidence
• Analytical methods: – Wet chemistry
– Microscopy
– Chromatography
– Spectroscopy
– DNA Analysis
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BaySpec Proprietary & Confidential 116
Why Raman?
• Non-destructive
• Inorganic and organic identification
• Virtually no sample preparation
• Small particle size collection - 1m
• Fast
• Sample through glass and plastic
• Complementary to FT-IR - sharp spectral features
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Forensic - Yaba Pills (Street Drugs)
18001600140012001000800600
Raman Shift (cm-1
)
50x103
40
30
20
Inte
nsity (
Cou
nts
)
1064nm
785nm
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OCI – Narcotic Identification
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BaySpec Proprietary & Confidential 119
Forensic and Homeland Security - Explosive Identification
Composition B, mixture of RDX and TNT
15
10
5
x1
03
2200200018001600140012001000800600
Raman Shift (cm-1)
15
10
5
0
x1
03
1064 nm 785 nm
Fluorescence caused by 785 nm excitation overwhelms Raman spectrum, only 1064 nm Raman can deliver a high SNR, background-free Raman spectrum.
All spectra shown are unprocessed.
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17001600150014001300120011001000900800700600500400
Raman Shift (cm-1
)
Tree pollen Flower
pollen
Forensic – Trace - Pollen
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Forensic – Trace – Lipstick on Glass In
ten
sity (
A.U
.)
18001600140012001000800600400200
Raman Shift (cm-1
)
1064nm 785nm
Revlon: Cherry Blossom
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Raman Imaging of Ball-pen Ink
18001600140012001000800600400
Raman Shift (cm-1
)
No ink Ink
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Raman Imaging of Contamination
• Mapping image is based on the spectral intensity of selected region where contains unique features from contamination
Inte
nsity (
Co
un
ts)
30002500200015001000500
Raman Shift (cm-1
)
785nm 10X 30mw 5s
Matrix On white spec
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Art and Archeology
– Dyes and Pigments – Jewelry and precious stones – Artifacts – Organic materials and their degradations – others
Aged Rare
Valuable
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BaySpec Proprietary & Confidential 125
Once Upon a Time -
.
Pink-headed duck once lived in India and Myanmar
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Carotenoid Raman Bands
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BaySpec Proprietary & Confidential 128
Significance
• Methodology Pigment information was collected from an extinct bird without sample destruction
• Museum studies: pigments are well-preserved in museum, including the 60 year old feathers from a pink-headed duck
• Zoo archaeology/Evolutionary: biology Pink-headed duck was a very unusual bird – one of only two ducks to known to display carotenoid feather pigments
• Interface between art and science: Study design was guided by the unusual colors in a 1907 painting, which
• Ultimately identify an unusual pigment in an extinct animal
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Feather in fluorescent Amber
D.B. Thomas, et al, Scientific Report, 2014, 4, 5226
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40x103
30
20
10
0
Inte
nsity (
Co
un
ts)
18001600140012001000800600400
Raman Shift (cm-1
)
009 123 375 503 515 620 651
30x103
25
20
15
10
5
0
Inte
nsi
ty (
Co
un
ts)
1600140012001000800600400
Raman Shift (cm-1
)
009 123 375 503 515 620 651
009
123
375
503
515
620
651
785 nm
1064 nm
Oil Painting Samples
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Cross section Raman analysis
Inte
nsity
(A
.U.)
18001600140012001000800600400
Raman Shift (cm-1
)
Inte
nsity
(A
.U.)
18001600140012001000800600400
Raman Shift (cm-1
)
Inte
nsity
(A
.U.)
18001600140012001000800600400
Raman Shift (cm-1
)
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BaySpec Proprietary & Confidential 132
Pigment or Dyes
Inte
nsity (
A.U
.)
12001000800600400200
Raman Shift (cm-1
)
Inte
nsity (
A.U
.)
18001600140012001000800600400
Raman Shift (cm-1
)
Barite Red Ochre
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BaySpec Proprietary & Confidential 134
Raman Spectra of Emerald and Green Glass
Arb
itra
ry I
nte
nsity
200015001000500
Raman Shift cm-1
1064 nm Excitation Emerald Green Glass
Arb
itra
ry Inte
nsity
200015001000500
Raman Shift cm-1
532 nm Excitation Emerald Green Glass
Arb
itra
ry I
nte
nsity
200015001000500
Raman Shift cm-1
785 nm Excitation Emerald Green Glass
Fluorescence overwhelms Emerald Raman
spectrum with 532, 785 Raman
Emerald shows a distinct Raman spectra with
1064 Raman, notably different then a green
glass imitation.
1064 Raman
532 Raman 785 Raman
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BaySpec Proprietary & Confidential 135
OCI – Document Examination
http://www.bayspec.com/videos/oci-1000-qde/
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BaySpec Proprietary & Confidential 136
Pharmaceutical
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BaySpec Proprietary & Confidential 137
Raman for Pharmaceutical
• Raman advantages for pharmaceutical application
– Specific spectral fingerprints
– In-situ, non contact, non destructive
– No or limited sample preparation
– Amorphous and crystalline phases information
– Fast data acquisition
• Major pharmaceutical applications
– R&D, Quality control and assurance
• Polymorph identification
• API and excipient analysis and mapping
• Quantification
• Raw material identification
• Process monitoring
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BaySpec Proprietary & Confidential 138
Polymorphs
Polymorphs
Chemical reactivity
Solubility
Stability
Dissolution rate
Excipient compatibility
Bioavailability
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BaySpec Proprietary & Confidential 139
Zantac 1064nm advantage
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BaySpec Proprietary & Confidential 140
Ranatadine HCl Polymorphs
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BaySpec Proprietary & Confidential 141
API and Coating Identifications
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BaySpec Proprietary & Confidential 142
Component Analysis - Excedrin
80x103
60
40
20
0
Inte
nsity (
a.u
.)
18001600140012001000800600400
Raman Shift (cm-1
)
Acetaminophen Aspirin Caffeine
Acetaminophen (250mg), Aspirin (250mg) and Caffeine (65mg) as its APIs
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BaySpec Proprietary & Confidential 143
Excedrin – Raman Imaging
970 x 700 µm (97*70 pixels)
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BaySpec Proprietary & Confidential 144
API-Estradiol
Inte
nsity (
a.u
.)
30002500200015001000500
Raman Shift (cn-1
)
Estradiol, 532nm, 30mw, 5s
Automatic micro-
plate Raman reader
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BaySpec Proprietary & Confidential 145
Raw Material Identification
• Important for QC/QA
• Traditional analytical method: – pH meters
– Balances
– GC
– HPLC
– Infrared spectrometer
– UV spectrometer
– Karl Fischer moisture titration
– Wet chemistry
– …………..
• Raman – Library search
– Quantification with models
Advantages
• Speed (1-10 s)
• Ease of use
• Low cost
• No waste
Method Developer Operator
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BaySpec Proprietary & Confidential 146
Raw Material Identification
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BaySpec Proprietary & Confidential 147
Quantitation of Pharmaceutical Incoming Material - Glycerin
147
y = 0.0001x - 0.0065
0.00%
10.00%
20.00%
30.00%
40.00%
50.00%
60.00%
70.00%
80.00%
90.00%
100.00%
0 2000 4000 6000 8000 10000 12000
Co
ncen
trati
on
Gly
ceri
ne
Raman Peak Height
Raman Intensity vs. Concentration
400 600 800 1000 1200 1400
Arb
itra
ry I
nte
nsit
y
Raman Shift cm-1
Raman Spectra Glycerin
6.25%
12.50%
25%
50%
100%
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BaySpec Proprietary & Confidential 148
Compliance
• ASTM international standards – E131-05 Standard Terminology Relating to Molecular Spectroscopy
– E1840-96(2007) Standard Guide for Raman Shift Standards for Spectrometer Calibration
– E2529-06 Standard Guide for Testing the Resolution of a Raman Spectrometer
• United State Pharmacopeia USP – Chapter <1120> Raman Spectroscope
– Chapter <851> Spectrophotometry and light-scattering
– Chapter <197> Identification Testing with Spectroscopy Systems
– Chapter <1225> Validation of Compendial Procedures
– Chapter <1158> Analytical Instrument Qualification
• European Pharmacopeia EP – 2.2.48 Raman Spectrometry
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BaySpec Proprietary & Confidential 149
Polymer
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BaySpec Proprietary & Confidential 150
Mapping of Polystyrene Beads (15um)
10 um
Sample:
Drop of Polystyrene beads
15 um in water suspension
on Silicon wafer, dried in air
Instrument set up:
Laser: 532 nm, ~ 50mW
Emission: 1001.4 cm-1
Motorized stage:
step size: 0.5um
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BaySpec Proprietary & Confidential 151
Injection HDPE&PP
12x103
10
8
6
4
2
0
Inte
nsity (
Co
un
ts)
200015001000500
Raman Shift (cm-1
)
Blue sample red sample
HDPE PP
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BaySpec Proprietary & Confidential 152
PC and PS
30x103
25
20
15
10
5
0
Inte
nsity (
Co
un
ts)
200015001000500
Raman Shift (cm-1
)
Safety glass light blue transparent sample white half ball
PC PS PS
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BaySpec Proprietary & Confidential 153
Polymer classification - NIR
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BaySpec Proprietary & Confidential 154
PVC film measurement, 532 nm
30002500200015001000500
Raman Shift (cm-1
)
Green
Transparent
PVC wrap
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BaySpec Proprietary & Confidential 155
1200 1400 1600 1800
PVC film depth profiling, 1 µm per scan
500 1000 1500 2000 2500 3000
Raman Shift (cm-1)
15 µm
14 µm
13 µm
12 µm
11 µm
10 µm
9 µm
8 µm
7 µm
6 µm
5 µm
4 µm
3 µm
2 µm
1 µm
0 µm
-1 µm
-2 µm
-3 µm
-4 µm
-5 µm
-6 µm
-7 µm
-8 µm
-9 µm
-10 µm
-11 µm
-12 µm
-13 µm
-14 µm
-15 µm
PVC
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BaySpec Proprietary & Confidential 156
Process & Reaction
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BaySpec Proprietary & Confidential 157
Raman Monitoring
• Non-contact measurement – avoiding contamination
• No sample preparation – on-line monitoring
• No interference from water
• Specific fingerprint information
• Optical fiber – remote analysis
• Multiple fiber probe
• Fast measurement
• No consumables
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BaySpec Proprietary & Confidential 158 158
Process Control
158
Exemplary picture
InGaAs detector inside
Fiber Optics up to 400 m !
Optical
switch
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BaySpec Proprietary & Confidential 159
Polymorph Transformation
• Why mannitol? – Common excipient
– Three anhydrate polymorphs
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BaySpec Proprietary & Confidential 160
• β polymorph to δ form transformation – Heating to 170 °C then natural cooling
– Raman spectra acquisition every 3 mins
– 1064nm Raman with Fiber probe
– In situ measurement
Mannitol Polymorph transformation
20x103
15
10
5
Inte
nsity (
a.u
.)
118011601140112011001080106010401020
Raman Shift (cm-1
)
0 min 8 min 16 min 24 min 32 min 36 min 5000
4000
3000
2000
Ram
an
In
ten
sity (
a.u
.) a
t 1
03
8 c
m-1
35302520151050
Time (min)
3500
3000
2500
2000
Ra
ma
n In
ten
sity
(a.u
.) at 1
05
4 c
m-1
Beta Delta
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BaySpec Proprietary & Confidential 161
Raman Imaging
• Two polymorphs – β- form
– α- form
• 1064nm Raman Microscope – 10X objective
– 800 x 700 µm (80*70 pixels)
Heating and cooling plate for microscope
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BaySpec Proprietary & Confidential 162
Accessories for Process Monitoring
(A) Fiber optical probe for
bioreactor monitoring. Standard
PG 13.5 connector and simple
maintenance.
(B) High temperature fiber probe
for process monitoring. Pressure
sleeve specified to 3000 psi and
up to 600°C.
(C) Optional IP66 NEMA
enclosure provides instrument
protection in outdoor and
industrial environments.
(D) Reaction monitoring set-up
with BaySpec’s RamSpec
Benchtop Raman spectrometer
and high temperature probe
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BaySpec Proprietary & Confidential 163
Epoxy Hardening
600 800 1000 1200 1400 1600
1000
2000
3000
4000
5000
6000
7000
8000
9000
10000
2500 2550 2600 2650 2700 2750 2800 2850 2900 2950 3000
0
2000
4000
6000
8000
10000
12000
14000
1 2 3 4 5 6 7 8 9 10500
1000
1500
2000
2500
3000
3500
4000
4500
5000
Time (min)
Inte
nsity (
Counts
)
Raman Signal at 2579 cm-1)
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BaySpec Proprietary & Confidential 164
Contact
Sales Managers:
•Lynn Chandler, Ph.D.
•Eric Bergles
Application Scientists: •Owen Wu, Ph.D.
•Jack Qian, Ph.D.
BaySpec, Inc. 1101 McKay Drive San Jose, CA 95131
www.bayspec.com Booth #28