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ANSI/NIST-ITL 1-2011

Information Technology:

American National Standard for Information Systems

Data Format for the Interchange of Fingerprint Facial! "ther #iometric Information

NIST Special $%&lication '00-2(0

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ANSI/NIST-ITL 1-2011

NIST Special $%&lication '00-))) ANSI/NIST-ITL 1-2011

Information Technology:

American National Standard for Information Systems -

Data Format for the Interchange of Fingerprint Facial

! "ther #iometric Information

$ditor% #rad &ing

Sponsored 'y%

Information Access Division

Information Technology Laboratory

National Institute of Standards and Technology

Gaithersburg, Maryland, SA !"#$$%#$&"

Approved: November, 2011American National Standards Institute, Inc.

US. Department of CommerceSecretary John Bryson

National Institute of Standards and ec!nolo"#Patrick Gallagher, Under Secretary for Standards and Technology and Director

Cover $!oto"rap!# b# %rad &in" and 'alf (eier)anuar# 2011* Sub+a# Station Stoc-!olm, S+eden

The Art of Biometrics

age 2

NIST Special ()'lication *00-2+0

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Reports on Information Technology

!e Information ec!nolo"# aborator# /I at t!e National Institute of Standards and ec!nolo"#/NIS stimulates U.S. economic "ro+t! and industrial competitiveness t!rou"! tec!nical leaders!ipand collaborative researc! in critical infrastructure tec!nolo"#, includin" tests, test met!ods, referencedata, and for+ardloo-in" standards, to advance t!e development and productive use of informationtec!nolo"#. o overcome barriers to usabilit#, scalabilit#, interoperabilit#, and securit# in informations#stems and net+or-s, I pro"rams focus on a broad ran"e of net+or-in", securit#, and advancedinformation tec!nolo"ies, as +ell as t!e mat!ematical, statistical, and computational sciences. Special$ublication 00series reports on Is researc! in tests and test met!ods for information tec!nolo"#,and its collaborative activities +it! industr#, "overnment and academic or"ani3ations.

This standard is a contribution of the National Institute of Standards and Technology and is not subject tocopyright. Any organization interested in reproducing ANSI/NISTIT! "#$"" %ata &ormat for the Interchange of&ingerprint' &acial ( )ther *iometric Information+ is free to do so. ,o-eer' there shall be no alteration to anyof the material information contained in the standard. NIST retains the sole right to submit this standard to anyother forum for any purpose.

Certain commercial entities, e4uipment or materials ma# be identified in t!is standard to assi"n fieldnumbers to re"istered vendors or to describe a procedure or concept ade4uatel#. Suc! identification isnot intended to impl# recommendations or endorsement b# t!e National Institute of Standards andec!nolo"#, nor is it intended to impl# t!at t!e entities, materials, or e4uipment are necessaril# t!e bestavailable for t!e purpose.

National Institute of Standards and ec!nolo"#Special $ublication 00250

Natl. Inst. Stand. ec!nol.Spec. $ub. 00250676 pa"es /November 2011C8D9N: NS$U92

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*ontents

1 Scope................................................................................................................................................................ 1

2 Conformance to the standard.................................................................................................................. 12.1 Verbal forms for the expression of provisions.......................................................................................... 1

2.2 Syntactical (Level 1) conformance............................................................................................................... 1

2.3 Morpholoical (Level 2) conformance......................................................................................................... 3

2.! Semantic (Level 3) conformance....................................................................................... ............................. !

3 "ormative references................................................................................................................................. !

! #erms and de$initions................................................................................................................................ %

& 'ata conventions....................................................................................................................................... 23&.1 Strctre of a transaction.............................................................................................................................. 23

&.2 Sie of a transaction ....................................................................................................................... ................. 2!

&.3 *ecord types ....................................................................................................... ............................................. 2!

5.3.1 Type-1 record ................................................................................................................................................................. 25

5.3.2 Type-2 records................................................................................................................................................................ 26

5.3.3 Type-3 records (deprecated).................................................................................................................................... 26

5.3.4 Type-4 records ............................................................................................................................................................. 26



5.3.7 Type-7 records .............................................................................................................................................................. 27

5.3.8 Type-8 records .............................................................................................................................................................. 27

5.3.9 Type-9 records .............................................................................................................................................................. 27

5.3.10 Type-10 records ........................................................................................................................................................ 27

5.3.11 Type-11 records ......................................................................................................................................................... 27

5.3.12 Type-12 records .......................................................................................................................................................... 27

5.3.13 Type-13 records........................................................................................................................................................... 28

5.3.14 Type-14 records ......................................................................................................................................................... 28

5.3.15 Type-15 records ......................................................................................................................................................... 28

5.3.16 Type-16 records ......................................................................................................................................................... 29

5.3.17 Type-17 records ......................................................................................................................................................... 29

5.3.18 Type-18 records ......................................................................................................................................................... 29

5.3.19 Type-19 records ......................................................................................................................................................... 29

5.3.20 Type-20 records ......................................................................................................................................................... 29

5.3.21 Type-21 records ......................................................................................................................................................... 305.3.22 Type-98 records ......................................................................................................................................................... 30

5.3.23 Type-99 records ......................................................................................................................................................... 30

&.! +ac,-ard compatibility ................................................................................................................................ 3

&.& Character types ................................................................................................................................................ 32

&./ Character encodin ......................................................................................................................................... 32

/ 0mplementation domain and application pro$iles ........................................................................ 3!

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0nformation associated -ith several records................................................................................. 3!.1 *ecord header................................................................................................................................................... 3!

.2 'ata...................................................................................................................................................................... 3&

.3 0ndexes sed to lin, records......................................................................................................................... 3&

7.3.1 Information desination c!aracter " I#$.............................................................................................................36

7.3.2 %o&rce representation " %'................................................................................................................................... 377.3.2.1 %o&rce representation n&mer " %*................... .............. ............... ............... ............... ............... ............... ............... ..... 38

7.3.2.2 eference sement position " %+...................................................................................................................................... 387.3.3 ,ssociated contet " ,%$ ............................................................................................................................................ 38

7.3.3.1 ,ssociated contet n&mer " ,$*...................................................................................................................................... 397.3.3.2 ,ssociated sement position " ,%+.................. ............... .............. ............... ............... ............... ............... ............... ........... 39

7.3.4 Type-10 reference ......................................................................................................................................................... 39

7.3.5 %im&taneo&s capt&re .................................................................................................................................................. 40

.! 'ata rocessin Los....................................................................................................................................... !

7.4.1 ,nnotation information " ,**................................................................................................................................. 40

7.4.2 /niersa atent orstation (/) annotation information " ,I.......................................................... 40

7.4.3 Information ass&rance a&dit os............................................................................................................................ 41

7.4.4 $omment .......................................................................................................................................................................... 41

.& 'ata rotection................................................................................................................................................. !1

7.5.1 Information ass&rance ................................................................................................................................................ 417.5.2 #ata !as! " ,%.............................................................................................................................................................. 41

./ ency codes..................................................................................................................................................... !2

. Metadata describin the biometric sample.......................................................................................... .... !3

7.7.1 iometric ac&isition deice identiication......................................................................................................... 437.7.1.1 #eice &ni&e identiier " #/I.............................................................................................................................................. 437.7.1.2 ae"mode"seria n&mer " %................................................................................................................................... 44

7.7.1.3 #eice monitorin mode " #................... .............. ............... ............... ............... ............... ............... ............... ............... 44

7.7.2 #ate and time................................................................................................................................................................... 457.7.2.1 :enera........................................................................................................................................................................................... 45

7.7.2.2 :reenic! mean time (coordinated &niersa time ; /T$) " :T............... ............... ............... ............... ............ 457.7.2.3 oca date .............. ............... ............... ............... ............... .............. ............... ............... ............... ............... ............... ............... .. 45

7.7.2.4 oca date < time................. ............... ............... ............... .............. ............... ............... ............... ............... ............... ............... .. 45

7.7.2.5 Time inde " TI=.................. ............... ............... ............... ............... ............... ............... ............... ............... ............... ............... . 45

7.7.3 :eorap!ic sampe ac&isition ocation " :>'.................................................................................................. 46

7.7.4 etadata speciic to friction ride records.......................................................................................................... 497.7.4.1 Impression type " I+ ............................................................................................................................................................ 497.7.4.2 ?riction ride enerai@ed position " ?:+........................................................................................................................ 50

7.7.4.3 +rint (or searc!) position descriptors " ++# or %+#................................................................................................... 547.7.4.4 +rint position coordinates " ++$ ........................................................................................................................................ 55

7.7.5 %&Aect ac&isition proie " %,+" ?,+ " I,+.......................................................................................................607.7.5.1 %&Aect ac&isition proie for face " %,+......................................................................................................................... 60

7.7.5.1.1 ee 0 (/nnon proie) .............. ............... ............... ............... ............... ............... ............... ............... ............... .. 61

7.7.5.1.2 ee 1 (%&reiance facia imae)............... ............... ............... ............... ............... ............... ............... ............... . 617.7.5.1.3 ees 10-15 ('t!er appication proies).................... ............... ............... ............... .............. ............... .............. 61

7.7.5.1.4 ee 20 (eacy m&s!ot)................... ............... ............... ............... ............... ............... ............... ............... ............ 617.7.5.1.5 ee 30 (asic m&s!ot)..................... ............... ............... .............. ............... ............... ............... ............... .............. 62

7.7.5.1.6 ee 32 (oie deice asic m&s!ot)..................... ............... ............... ............... ............... ............... .............. 627.7.5.1.7 ee 40 (i!er reso&tion m&s!ot)..................... ............... ............... ............... ............... ............... ............... ... 62

7.7.5.1.8 ee 42 (oie deice !i!er reso&tion m&s!ot)................... ............... ............... ............... ............... ....... 627.7.5.1.9 ees 50 and 51 (est practice m&s!ots)..................... ............... ............... ............... ............... ............... ........ 62

7.7.5.1.10 ee 52 (oie deice est practice m&s!ots)........................ ............... .............. ............... ............... ........ 637.7.5.2 %&Aect ac&isition proie for inerprint " ?,+........................................................................................................... 64

7.7.5.3 %&Aect ac&isition proie for iris " I,+................ ............... .............. ............... ............... ............... ............... ............... .... 65

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7.7.6 eso&tion......................................................................................................................................................................... 667.7.6.1 ?inerprint reso&tion re&irement................................................................................................................................... 67

7.7.6.2 ?riction ride scanner reso&tion re&irement............ ............... ............... ............... ............... ............... ............... ........ 677.7.6.2.1 >empar scanner reso&tion re&irement................ ............... ............... .............. ............... ............... ............... . 67

7.7.6.2.2 atent imae scanner reso&tion re&irement................ ............... ............... ............... ............... ............... ........ 68

7.7.6.2.3 %canner reso&tion miration pat!................ ............... ............... ............... ............... ............... ............... ............... . 68

7.7.6.3 ?riction ride transmittin reso&tion re&irement.................................................................................................... 687.7.6.3.1 ecord Type-4 transmittin reso&tion re&irement............... ............... ............... ............... ............... ........... 68

7.7.6.3.2 Bariae-reso&tion ecord Types transmittin reso&tion re&irement............. ............... ............... ...... 69

7.7.7 %ampe &aity ................................................................................................................................................................ 69

7.7.8 Imae scae a&es.......................................................................................................................................................... 707.7.8.1 ori@onta ine ent! " .............. ............... .............. ............... ............... ............... ............... ............... ............... ............ 70

7.7.8.2 Bertica ine ent! " B ....................................................................................................................................................... 717.7.8.3 %cae &nits " %$ ........................................................................................................................................................................ 71

7.7.8.4 Transmitted !ori@onta pie scae " T+% ..................................................................................................................... 72

7.7.8.5 Transmitted ertica pie scae " TB+% ........................................................................................................................... 727.7.8.6 its per pie " += .................................................................................................................................................................. 73

7.7.8.7 %canned !ori@onta pie scae " %+% .............. ............... ............... .............. ............... ............... ............... ............... ........ 73

7.7.8.8 %canned ertica pie scae " %B+%................... ............... ............... .............. ............... ............... ............... ............... .......... 74

7.7.9 $ompression aorit!ms............................................................................................................................................. 74

7.7.9.1 /se of compression aorit!ms for friction ride imaes.......................................................................................... 757.7.9.2 /se of compression aorit!ms for iris imaes.............................................................................................................. 767.7.9.3 /se of $ompression aorit!ms for facia imaes......................................................................................................... 77

7.7.9.4 /se of $ompression aorit!ms for ot!er data.......... ............... ............... ............... ............... ............... ............... ........... 77

7.7.10 $oorC ac-and-!iteC and rayscae imae re&irements....................................................................... 777.7.10.1 ac and !ite imaes (no rayscae) ............... ............... ............... .............. ............... ............... ............... ............... . 77

7.7.10.2 :rayscae imae data ................. ............... ............... ............... ............... ............... ............... ............... ............... .............. ... 77

7.7.10.3 $oor imae data ............... ............... ............... ............... ............... ............... ............... ............... .............. ............... .............. 78

7.7.11 >ye coor.......................................................................................................................................................................... 79

7.7.12 +at!s ............................................................................................................................................................................... 807.7.12.1 Type-9 etended feat&re set (>?%) pat!s................ ............... ............... ............... .............. ............... ............... .............. 817.7.12.2 , ot!er ieds specifyin pat!s........................................................................................................................................ 81

% *ecord type speci$ications..................................................................................................................... %!%.1 *ecord #ype415 #ransaction information record................................................................................... %&8.1.1 ?ied 1.001 ecord !eader.......................................................................................................................................... 88

8.1.2 ?ied 1.002 Bersion n&mer " B>.......................................................................................................................... 88

8.1.3 ?ied 1.003 Transaction content " $*T................................................................................................................. 88

8.1.4 ?ied 1.004 Type of transaction " T'T................................................................................................................... 89

8.1.5 ?ied 1.005 #ate " #,T................................................................................................................................................. 89

8.1.6 ?ied 1.006 +riority " +D........................................................................................................................................... 89

8.1.7 ?ied 1.007 #estination aency identiier " #,I................................................................................................ 89

8.1.8 ?ied 1.008 'riinatin aency identiier " 'I................................................................................................. 90

8.1.9 ?ied 1.009 Transaction contro n&mer " T$*................................................................................................. 90

8.1.10 ?ied 1.010 Transaction contro reference " T$............................................................................................90

8.1.11 ?ied 1.011 *atie scannin reso&tion " *%................................................................................................. 908.1.12 ?ied 1.012 *omina reso&tion " *T................................................................................................................ 90

8.1.13 ?ied 1.013 #omain name " #'.......................................................................................................................... 91

8.1.14 ?ied 1.014 :reenic! mean time " :T.......................................................................................................... 91

8.1.15 ?ied 1.015 $!aracter encodin " #$%.................................................................................................................91

8.1.16 ?ied 1.016 ,ppication proie speciications " ,+%..................................................................................... 92

8.1.17 ?ied 1.017 ,ency names " ,*......................................................................................................................... 93

%.2 *ecord #ype425 6ser4de$ined descriptive text record.......................................................................... 73

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8.2.1 ?ied 2.001E ecord !eader........................................................................................................................................ 93

8.2.2 ?ied 2.002E Information desination c!aracter " I#$.................................................................................... 94

8.2.3 ?ieds 2.003 and aoeE &ser-deined ieds........................................................................................................ 94%.3 *ecord #ype435 'eprecated.......................................................................................................................... 7!

%.! *ecord #ype4!5 8rayscale $inerprint imae............................................................................... ............ 7!

8.4.1 ?ied 4.001E ecord !eader........................................................................................................................................ 96


8.4.3 ?ied 4.003E Impression type " I+........................................................................................................................ 968.4.4 ?ied 4.004E ?riction ride enerai@ed position " ?:+................................................................................... 96

8.4.5 ?ied 4.005E Imae scannin reso&tion " I% .................................................................................................... 96

8.4.6 ?ied 4.006E ori@onta ine ent! " ............................................................................................................. 97

8.4.7 ?ied 4.007E Bertica ine ent! " B....................................................................................................................97

8.4.8 ?ied 4.008E $ompression aorit!m " $, ........................................................................................................... 97

8.4.9 ?ied 4.009E Imae data " #,T,................................................................................................................................ 97

%.& *ecord #ype4&5 'eprecated.......................................................................................................................... 7

%./ *ecord #ype4/5 'eprecated.......................................................................................................................... 7

%. *ecord #ype45 6ser4de$ined imae record............................................................................................. 7

8.7.1 ?ied 7.001E ecord !eader........................................................................................................................................ 98


8.7.3 ?ieds 7.003 t!ro&! 7.999E /ser-deined ieds................................................................................................98%.% *ecord #ype4%5 Sinatre imae record................................................................................................... 77

8.8.1 ?ied 8.001E ecord !eader...................................................................................................................................... 100

8.8.2 ?ied 8.002E Information desination c!aracter " I#$.................................................................................. 100

8.8.3 ?ied 8.003E %inat&re type " %I:........................................................................................................................... 100

8.8.4 ?ied 8.004E %inat&re representation type " %T.......................................................................................... 100

8.8.5 ?ied 8.005E Imae scannin reso&tion " I%.................................................................................................. 100

8.8.6 ?ied 8.006E ori@onta ine ent! " .......................................................................................................... 100

8.8.7 ?ied 8.007E Bertica ine ent! " B................................................................................................................. 100

8.8.8 ?ied 8.008E %inat&re imae data " #,T,......................................................................................................... 1008.8.8.1 /ncompressed scanned imae data............ ............... ............... ............... ............... ............... ............... ............... ............ 101

8.8.8.2 $ompressed scanned imae data...................................................................................................................................... 101

8.8.8.3 Bectored imae data............................................................................................................................................................... 101%.7 *ecord #ype475 Mintiae data record..................................................................................................... 11

8.9.1 ?ied 9.001E ecord !eader...................................................................................................................................... 121

8.9.2 ?ied 9.002E Information desination c!aracter " I#$.................................................................................. 121

8.9.3 ?ied 9.003E Impression type " I+...................................................................................................................... 121

8.9.4 ?ied 9.004E in&tiae format " ?T..................................................................................................................... 121

8.9.5 I*$IT% 378 feat&re set............................................................................................................................................... 1218.9.5.1 ?ied 9.126E 1 $>?? information " $I..................................................................................................................... 1218.9.5.2 ?ied 9.127E 1 capt&re e&ipment identiication " $>I......................................................................................... 122

8.9.5.3 ?ied 9.128E 1 !ori@onta ine ent! "................................................................................................................ 1228.9.5.4 ?ied 9.129E 1 ertica ine ent! " B..................................................................................................................... 122

8.9.5.5 ?ied 9.130E 1 scae &nits " %$...................................................................................................................................... 122

8.9.5.6 ?ied 9.131E 1 transmitted !ori@onta pie scae " T+%............. ............... ............... ............... ............... ........... 1238.9.5.7 ?ied 9.132E 1 transmitted ertica pie scae " TB+%.......................................................................................... 1238.9.5.8 ?ied 9.133E 1 iner ie " ?B.............. ............... ............... ............... ............... ............... ............... ............... ............ 123

8.9.5.9 ?ied 9.134E 1 friction ride enerai@ed position " ?:+...................................................................................... 123

8.9.5.10 ?ied 9.135E 1 friction ride &aity data " ?F#............. ............... .............. ............... ............... ............... ............ 1238.9.5.11 ?ied 9.136E 1 n&mer of min&tiae " *'............... ............... ............... ............... ............... ............... ............... .... 123

8.9.5.12 ?ied 9.137E 1 iner min&tiae data " ?#............. ............... ............... ............... ............... .............. ............... ....... 123

8.9.5.13 ?ied 9.138E 1 ride co&nt information " $I.............. ............... .............. ............... ............... ............... ............... . 1248.9.5.14 ?ied 9.139E 1 core information " $I*................ ............... ............... ............... ............... ............... .............. ............. 124

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8.9.5.15 ?ied 9.140E 1 deta information " #I*............. ............... ............... ............... ............... ............... ............... ............. 125

8.9.5.16 ?ied 9.141E 1 additiona deta anes " ,#,................ ............... ............... ............... ............... ............... .............. 125

8.9.6 >ternay deined feat&re sets............................................................................................................................... 1258.9.6.1 ?I " I,?I% feat&re set........................................................................................................................................................... 126

8.9.6.2 3 ($oent) feat&re set........................................................................................................................................................ 126

8.9.6.3 orp!oTra (eacy otoroa) feat&re set................................................................................................................... 126

8.9.6.4 orp!oTra feat&re set........................................................................................................................................................ 1268.9.6.5 *>$ feat&re set......................................................................................................................................................................... 126

8.9.6.6 1- Identi feat&re set............... ............... .............. ............... ............... ............... ............... ............... ............... ............... ..... 1268.9.6.7 't!er feat&re sets.................................................................................................................................................................... 126

8.9.6.7.1 ?ied 9.176E 't!er feat&re sets - oner or deeoper " ''#............. ............... ............... ............... ........... 1268.9.6.7.2 ?ied 9.177E 't!er feat&re sets - processin aorit!m " +,:............ ............... ............... ............... .......... 126

8.9.6.7.3 ?ied 9.178E 't!er feat&re sets - system or deice " %'#........... ............... ............... ............... ............... ..... 1278.9.6.7.4 ?ied 9.179E 't!er feat&re sets ;contact information " #T=............... ............... ............... ............... ......... 127

8.9.6.7.5 ?ieds 9.180 t!ro&! 9.225E 't!er feat&re sets ; &ser-deined ieds......... ............... ............... ............. 127

8.9.7 >tended ?eat&re %et................................................................................................................................................. 1278.9.7.0.1 >?% coordinate system........................... ............... ............... ............... ............... ............... ............... ............... ............... ... 127

8.9.7.0.2 >?% reion of interest........................................................................................................................................................ 128 8.9.7.0.3 >?% anes.............................................................................................................................................................................. 129

8.9.7.1 ?ied 9.300E >?% reion of interest " 'I................. .............. ............... ............... ............... ............... ............... .............. 129

8.9.7.2 ?ied 9.301E >?% orientation " 'T........................ ............... ............... ............... ............... ............... ............... ............... 1308.9.7.3 ?ied 9.302E >?% iner - pam - pantar position " ?++............ ............... ............... ............... ............... ............... ..... 1318.9.7.4 ?ied 9.303E >?% feat&re set proie " ?%+...................................................................................................................... 132

8.9.7.5 ?ied 9.307E >?% pattern cassiication " +,T............................ ............... .............. ............... ............... ............... .......... 1328.9.7.6 ?ied 9.308E >?% ride &aity"conidence map " F................... ............... ............... ............... ............... ............. 133

8.9.7.7 ?ied 9.309E >?% ride &aity map format " F?............. ............... ............... ............... ............... ............... ............... 134

8.9.7.8 ?ied 9.310E >?% ride o map " ?.......................................................................................................................... 1358.9.7.9 ?ied 9.311E >?% ride o map format " ??........................ ............... ............... ............... ............... ............... .......... 136

8.9.7.10 ?ied 9.312E >?% ride aeent! map " ....................................................................................................... 136

8.9.7.11 ?ied 9.313E >?% ride aeent! map format " ?............... .............. ............... ............... ............... ............... 1378.9.7.12 ?ied 9.314E >?% tona reersa " TB..................... ............... ............... ............... ............... ............... ............... ........... 137

8.9.7.13 ?ied 9.315E >?% possie atera reersa " +................ ............... ............... .............. ............... ............... ............ 1388.9.7.14 ?ied 9.316E >?% friction ride &aity metric " ?F................ ............... ............... ............... ............... ............... .. 138

8.9.7.15 ?ied 9.317E >?% possie rot! or s!rinae " +:%............... ............... ............... ............... ............... .............. .. 1398.9.7.16 ?ied 9.320E >?% cores " $'.................. ............... ............... ............... ............... .............. ............... ............... ............... .. 140

8.9.7.17 ?ied 9.321E >?% detas " #>............... ............... ............... ............... ............... .............. ............... ............... ............... .... 1428.9.7.18 ?ied 9.322E >?% core deta ride co&nts " $#........ ............... ............... ............... ............... ............... ............... ..... 144

8.9.7.19 ?ied 9.323E >?% center point of reference " $+................ ............... ............... .............. ............... ............... .......... 144

8.9.7.20 ?ied 9.324E >?% distinctie feat&res " #I%............... .............. ............... ............... ............... ............... ............... ......... 146

8.9.7.21 ?ied 9.325E >?% no cores present " *$'...................... ............... ............... ............... ............... ............... .............. .. 1478.9.7.22 ?ied 9.326E >?% no detas present " *#>................... ............... ............... ............... ............... ............... ............... ... 147

8.9.7.23 ?ied 9.327E >?% no distinctie feat&res present " *#I%.............. ............... ............... ............... ............... ............. 1478.9.7.24 ?ied 9.331E >?% min&tiae " I*................. ............... ............... ............... ............... ............... ............... ............... .......... 148

8.9.7.25 ?ied 9.332E >?% min&tiae ride co&nt aorit!m " ,..................... ............... ............... ............... ............... .... 1498.9.7.26 ?ied 9.333E >?% min&tiae ride co&nts " $.................. ............... ............... ............... ............... ............... ............ 149

8.9.7.27 ?ied 9.334E >?% no min&tiae present " *I*................... ............... ............... ............... ............... ............... ............ 1508.9.7.28 ?ied 9.335E >?% min&tiae ride co&nt conidence " $$............ ............... ............... ............... ............... ............. 150

8.9.7.29 ?ied 9.340E >?% dots " #'T................ ............... ............... ............... ............... ............... ............... .............. ............... ...... 1518.9.7.30 ?ied 9.341E >?% incipient rides " I*.............. ............... ............... ............... ............... ............... .............. ............... . 152

8.9.7.31 ?ied 9.342E >?% creases and inear discontin&ities " $#......................... ............... ............... ............... ............ 152

8.9.7.32 ?ied 9.343E >?% ride ede feat&res " >?............. ............... ............... ............... ............... ............... ............... ........ 154

8.9.7.33 ?ied 9.344E >?% no pores present " *+'.................. ............... ............... ............... ............... ............... ............... .... 1558.9.7.34 ?ied 9.345E >?% pores " +'.................. ............... ............... ............... ............... ............... ............... ............... ............... 155

8.9.7.35 ?ied 9.346E >?% no dots present " *#'T....................... .............. ............... ............... ............... ............... ............... ... 1558.9.7.36 ?ied 9.347E >?% no incipient rides present " *I*.................. ............... ............... ............... ............... ............... 155

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8.9.7.37 ?ied 9.348E >?% no creases or inear discontin&ities present " *$#................... ............... .............. ........... 155

8.9.7.38 ?ied 9.349E >?% no ride ede feat&res present " *>?........................... ............... ............... ............... ............. 1568.9.7.39 ?ied 9.350E >?% met!od of feat&re detection " ?#............. ............... ............... ............... .............. ............... ..... 156

8.9.7.40 ?ied 9.351E >?% comments " $'.................... ............... ............... ............... ............... .............. ............... ............... .... 157

8.9.7.41 ?ied 9.352E >?% atent processin met!od " +................. .............. ............... ............... ............... ............... ....... 157

8.9.7.42 ?ied 9.353E >?% eaminer anaysis assessment " >,,.................. ............... ............... .............. ............... ........... 1588.9.7.43 ?ied 9.354E >?% eidence of fra&d " >'? .............. ............... .............. ............... ............... ............... ............... ........... 158

8.9.7.44 ?ied 9.355E >?% atent s&strate " %.................... ............... ............... .............. ............... ............... ............... .......... 1598.9.7.45 ?ied 9.356E >?% atent matri " T................ ............... .............. ............... ............... ............... ............... ............... ... 159

8.9.7.46 ?ied 9.357E >?% oca &aity iss&es " FI................ ............... ............... ............... ............... ............... ............... ....... 1638.9.7.47 ?ied 9.360E >?% area of correspondence " ,'$.................... ............... ............... ............... ............... ............... ....... 164

8.9.7.48 ?ied 9.361E >?% correspondin points or feat&res " $+?......................... ............... ............... ............... .............. 1658.9.7.49 ?ied 9.362E >?% eaminer comparison determination " >$#.......................... ............... .............. ............... ..... 168

8.9.7.50 ?ied 9.363E >?% reatie rotation of correspondin print " $................. ............... ............... ............... ........ 1708.9.7.51 ?ied 9.372E >?% seetoni@ed imae " %I............... .............. ............... ............... ............... ............... ............... ........ 171

8.9.7.52 ?ied 9.373E >?% ride pat! sements " +%............ ............... ............... ............... ............... ............... .............. ........ 171

8.9.8 atent orstation annotations............................................................................................................................ 1728.9.8.1 ?ied 9.901E /niersa atent orstation annotation information " /,............... ............... ............... .......... 172

8.9.8.2 ?ied 9.902E ,nnotation information " ,**................................................................................................................. 172

8.9.9 orstation identiiers............................................................................................................................................. 172

8.9.9.1 ?ied 9.903E #eice &ni&e identiier " #/I.................................................................................................................. 1728.9.9.2 ?ied 9.904E ae"mode"seria n&mer " %................ .............. ............... ............... ............... ............... .............. 172

%.1 *ecord #ype415 9acial: other body part and SM# imae record................................................. 13

8.10.1 ?ied 10.001E ecord !eader................................................................................................................................. 182

8.10.2 ?ied 10.002E Information desination c!aracter " I#$.............................................................................182

8.10.3 ?ied 10.003E Imae type " IT .......................................................................................................................... 182

8.10.4 ?ied 10.004E %o&rce aency" %$ ..................................................................................................................... 183

8.10.5 ?ied 10.005E +!oto capt&re date " +#.......................................................................................................... 183

8.10.6 ?ied 10.006E ori@onta ine ent! " ..................................................................................................... 183

8.10.7 ?ied 10.007E Bertica ine ent! " B............................................................................................................ 183

8.10.8 ?ied 10.008E %cae &nits " %$............................................................................................................................ 184

8.10.9 ?ied 10.009E Transmitted !ori@onta pie scae " T+%......................................................................... 184

8.10.10 ?ied 10.010 Transmitted ertica pie scae " TB+%.............................................................................. 1848.10.11 ?ied 10.011E $ompression aorit!m " $:,............................................................................................... 184

8.10.12 ?ied 10.012E $oor space " $%+ ....................................................................................................................... 184

8.10.13 ?ied 10.013E %&Aect ac&isition proie " %,+.......................................................................................... 184

8.10.14 ?ied 10.014E ?ace imae o&ndin o coordinates in f& imae " ?I+....... .......... .......... .......... ....184

8.10.15 ?ied 10.015E ?ace imae pat! coordinates in f& imae " ?+?I..........................................................185

8.10.16 ?ied 10.016E %canned !ori@onta pie scae " %+%............................................................................... 185

8.10.17 ?ied 10.017E %canned ertica pie scae " %B+%..................................................................................... 185

8.10.18 ?ied 10.018E #istortion " #I%T.........................................................................................................................186

8.10.19 ?ied 10.019E i!tin artifacts " ,?............................................................................................................ 186

8.10.20 ?ied 10.020E %&Aect pose " +'% .................................................................................................................... 187

8.10.21 ?ied 10.021E +ose offset ane " +', ........................................................................................................... 187

8.10.22 ?ied 10.023E +!oto ac&isition so&rce " +,% ............................................................................................ 1878.10.23 ?ied 10.024E %&Aect &aity score " %F% .................................................................................................... 188

8.10.24 ?ied 10.025E %&Aect pose anes " %+, ....................................................................................................... 188

8.10.25 ?ied 10.026E %&Aect facia description " %=% ............................................................................................189

8.10.26 ?ied 10.027E %&Aect eye coor " %>$ ............................................................................................................ 190

8.10.27 ?ied 10.028E %&Aect !air coor " %$........................................................................................................... 190

8.10.28 ?ied 10.029E 2# facia feat&re points " ??+ ............................................................................................... 1918.10.28.1 +>:4 feat&re points.................... ............... ............... ............... ............... ............... ............... ............... ............... .......... 192

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8.10.28.2 >ye and nostri center feat&re points......................................................................................................................... 192

8.10.28.3 ,nt!ropometric andmars it! and it!o&t +>:4 co&nterparts................. ............... ............... ............. 195

8.10.29 ?ied 10.030E #eice monitorin mode " #.......................................................................................... 198

8.10.30 ?ied 10.031E Tiered mar&p coection " T$.......................................................................................... 198

8.10.31 ?ied 10.032E 3# facia feat&re points" 3#?.................................................................................................200

8.10.32 ?ied 10.033E ?eat&re conto&rs " ?>$............................................................................................................ 200

8.10.33 ?ied 10.038E $omment " $' .........................................................................................................................200

8.10.34 ?ied 10.039E Type-10 reference n&mer " T10........................................................................................ 2008.10.35 ?ied 10.040E *$I$ %T code " %T............................................................................................................... 201

8.10.36 ?ied 10.041E %T si@e or si@e of inA&ry or identifyin c!aracteristic " %%.................................. 201

8.10.37 ?ied 10.042E %T descriptors " %#............................................................................................................ 201

8.10.38 ?ied 10.043E Tattoo coor " $'...................................................................................................................... 204

8.10.39 ?ied 10.044E Imae transform " IT=.............................................................................................................. 204

8.10.40 ?ied 10.045E 'cc&sions " '$$......................................................................................................................... 205

8.10.41 ?ied 10.200-900E /ser-deined ieds " /#?.............................................................................................. 205

8.10.42 ?ied 10.902E ,nnotation information " ,**............................................................................................. 205

8.10.43 ?ied 10.903E #eice &ni&e identiier " #/I.............................................................................................. 206

8.10.44 ?ied 10.904E ae"mode"seria n&mer " %.................................................................................... 206

8.10.45 ?ied 10.993E %o&rce aency name " %,*.................................................................................................... 206

8.10.46 ?ied 10.995E ,ssociated contet " ,%$......................................................................................................... 2068.10.47 ?ied 10.996E as!" ,% .................................................................................................................................... 206

8.10.48 ?ied 10.997E %o&rce representation " %' ................................................................................................ 206

8.10.49 ?ied 10.998E :eorap!ic sampe ac&isition ocation " :>'............................................................. 206

8.10.50 ?ied 10.999E ody part imae " #,T,......................................................................................................... 206

%.11 *ecord #ype4115 *eserved for voice ................................................................................................... 2/

%.12 *ecord #ype4125 *eserved for dental records.................................................................................. 2

%.13 *ecord #ype4135 9riction4ride latent imae record...................................................................... 2

8.13.1 ?ied 13.001E ecord !eader................................................................................................................................. 212


8.13.3 ?ied 13.003E Impression type " I+................................................................................................................ 212

8.13.4 ?ied 13.004E %o&rce aency" %$ ..................................................................................................................... 212

8.13.5 ?ied 13.005E atent capt&re date " $#.......................................................................................................... 2138.13.6 ?ied 13.006E ori@onta ine ent! " ..................................................................................................... 213


8.13.8 ?ied 13.008E %cae &nits " %$............................................................................................................................ 213


8.13.10 ?ied 13.010E Transmitted ertica pie scae " TB+%............................................................................. 213

8.13.11 ?ied 13.011E $ompression aorit!m " $:,............................................................................................... 213

8.13.12 ?ied 13.012E its per pie " +=.................................................................................................................... 213

8.13.13 ?ied 13.013E ?riction ride enerai@ed position " ?:+......................................................................... 213

8.13.14 ?ied 13.014E %earc! position descriptors " %+#....................................................................................... 214

8.13.15 ?ied 13.015E +rint position coordinates " ++$.......................................................................................... 214



8.13.18 ?ied 13.020E $omment " $'.......................................................................................................................... 214

8.13.19 ?ied 13.024E atent &aity metric " F................................................................................................... 214

8.13.20 ?ieds 13.200 ; 13.900 E &ser-deined ieds " /#?.................................................................................. 214




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8.13.24 ?ied 13.993E %o&rce aency name " %,*.................................................................................................... 215

8.13.25 ?ied 13.995E ,ssociated contet " ,%$......................................................................................................... 215

8.13.26 ?ied 13.996E as!" ,% .................................................................................................................................... 215

8.13.27 ?ied 13.997E %o&rce representation " %'................................................................................................. 215

8.13.28 ?ied 13.998E :eorap!ic sampe ac&isition ocation " :>'.............................................................. 215

8.13.29 ?ied 13.999E atent friction ride imae " #,T,...................................................................................... 215

%.1! *ecord #ype41!5 9inerprint imae record ...................................................................................... 21/

8.14.1 ?ied 14.001E ecord !eader................................................................................................................................. 2248.14.2 ?ied 14.002E Information desination c!aracter " I#$.............................................................................224


8.14.4 ?ied 14.004E %o&rce aency " %$.................................................................................................................... 224

8.14.5 ?ied 14.005E ?inerprint capt&re date " ?$#............................................................................................... 224



8.14.8 ?ied 14.008E %cae &nits " %$............................................................................................................................ 225




8.14.12 ?ied 14.012E its per pie " +=.................................................................................................................... 225

8.14.13 ?ied 14.013E ?riction ride enerai@ed position " ?:+......................................................................... 2258.14.14 ?ied 14.014E +rint position descriptors " ++#.......................................................................................... 225

8.14.15 ?ied 14.015E +rint position coordinates " ++$.......................................................................................... 225



8.14.18 ?ied 14.018E ,mp&tated or andaed " ,+............................................................................................ 226

8.14.19 ?ied 14.020E $omment " $'.......................................................................................................................... 226

8.14.20 ?ied 14.021E ?iner sement position " %>:..............................................................................................226

8.14.21 ?ied 14.022E *I%T &aity metric " *F..................................................................................................... 227

8.14.22 ?ied 14.023E %ementation &aity metric " %F.................................................................................... 227

8.14.23 ?ied 14.024E ?inerprint &aity metric " ?F........................................................................................ 228

8.14.24 ?ied 14.025E ,ternate iner sement position(s) " ,%>:.................................................................. 228

8.14.25 ?ied 14.026E %im&taneo&s capt&re " %$?.................................................................................................. 228

8.14.26 ?ied 14.027E %titc!ed imae a " %I?.......................................................................................................... 229


8.14.28 ?ied 14.031E %&Aect ac&isition proie ; inerprint " ?,+.............................................................. 229

8.14.29 ?ieds 14.200-900E /ser-deined ieds " /#?............................................................................................ 229




8.14.33 ?ied 14.993E %o&rce aency name " %,*..................................................................................................... 230


8.14.35 ?ied 14.996E as!" ,%..................................................................................................................................... 230

8.14.36 ?ied 14.997E %o&rce representation " %'................................................................................................. 2308.14.37 ?ied 14.998E :eorap!ic sampe ac&isition ocation " :>'.............................................................. 230

8.14.38 ?ied 14.999E ?inerprint imae " #,T,....................................................................................................... 230

%.1& *ecord #ype41&5 alm print imae record......................................................................................... 231

8.15.1 ?ied 15.001E ecord !eader................................................................................................................................. 236



8.15.4 ?ied 15.004E %o&rce aency " %$ .................................................................................................................... 237

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8.15.5 ?ied 15.005E +amprint capt&re date " +$#.................................................................................................. 237



8.15.8 ?ied 15.008E %cae &nits " %$............................................................................................................................ 237




8.15.12 ?ied 15.012E its per pie " +=.................................................................................................................... 2378.15.13 ?ied 15.013E ?riction ride enerai@ed position " ?:+......................................................................... 238



8.15.16 ?ied 15.018E ,mp&tated or andaed " ,+............................................................................................ 238

8.15.17 ?ied 15.020E $omment " $'.......................................................................................................................... 238

8.15.18 ?ied 15.024E +am &aity metric " +F..................................................................................................... 238






8.15.24 ?ied 15.993E %o&rce aency name " %,*..................................................................................................... 2398.15.25 ?ied 15.995E ,ssociated contet " ,%$......................................................................................................... 239

8.15.26 ?ied 15.996E as!" ,% ................................................................................................................................... 239



8.15.29 ?ied 15.999E +amprint imae " #,T,......................................................................................................... 240

%.1/ *ecord #ype41/5 6ser4de$ined testin imae record..................................................................... 2!

8.16.1 ?ied 16.001E ecord !eader................................................................................................................................. 245


8.16.3 ?ied 16.003E /ser-deined imae type " /#I................................................................................................ 245

8.16.4 ?ied 16.004E %o&rce aency " %$ ................................................................................................................... 245

8.16.5 ?ied 16.005E /ser-deined imae test capt&re date " /T#......................................................................245



8.16.8 ?ied 16.008E %cae &nits " %$............................................................................................................................ 245




8.16.12 ?ied 16.012E its per pie " +=.................................................................................................................... 246

8.16.13 ?ied 16.013E $oor space " $%+........................................................................................................................ 246



8.16.16 ?ied 16.020E $omment " $'.......................................................................................................................... 246

8.16.17 ?ied 16.024E /ser-deined imae &aity metric " /F%......................................................................... 2468.16.18 ?ied 16.030E #eice monitorin mode " #.......................................................................................... 246







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8.16.25 ?ied 16.996E as!" ,%..................................................................................................................................... 247



8.16.28 ?ied 16.999E Test data " #,T,.......................................................................................................................... 247%.1 *ecord #ype415 0ris imae record....................................................................................................... 2!

8.17.1 ?ied 17.001E ecord !eader................................................................................................................................. 254


8.17.3 ?ied 17.003E >ye ae " > ............................................................................................................................. 2548.17.4 ?ied 17.004E %o&rce aency " %$..................................................................................................................... 254

8.17.5 ?ied 17.005E Iris capt&re date " I$#................................................................................................................. 254



8.17.8 ?ied 17.008E %cae &nits " %$............................................................................................................................ 254




8.17.12 ?ied 17.012E its per pie " +=.................................................................................................................... 255

8.17.13 ?ied 17.013E $oor space " $%+ ....................................................................................................................... 255

8.17.14 ?ied 17.014E otation ane of eye " ,>.................................................................................................... 255

8.17.15 ?ied 17.015E otation &ncertainty " ,/ ................................................................................................... 2568.17.16 ?ied 17.016E Imae property code " I+$...................................................................................................... 256



8.17.19 ?ied 17.020E >ye coor " >$............................................................................................................................ 257

8.17.20 ?ied 17.021E $omment " $'.......................................................................................................................... 257

8.17.21 ?ied 17.022E %canned !ori@onta pie scae " %+% .............................................................................. 258


8.17.23 ?ied 17.024E Imae &aity score " IF%........................................................................................................ 258

8.17.24 ?ied 17.025E >ffectie ac&isition spectr&m " >,%..................................................................................258

8.17.25 ?ied 17.026E Iris diameter " I#..................................................................................................................... 259

8.17.26 ?ied 17.027E %peciied spectr&m a&es " %%B........................................................................................... 259

8.17.27 ?ied 17.028E #amaed or missin eye " #>............................................................................................ 259


8.17.29 ?ied 17.031E %&Aect ac&isition proie ; iris " I,+............................................................................. 260

8.17.30 ?ied 17.032E Iris storae format " I%?........................................................................................................... 260

8.17.31 ?ied 17.033E Iris p&pi o&ndary " I+.........................................................................................................261

8.17.32 ?ied 17.034E Iris scera o&ndary " I%....................................................................................................... 261

8.17.33 ?ied 17.035E /pper eyeid o&ndary " />.............................................................................................. 261

8.17.34 ?ied 17.036E oer eyeid o&ndary " >................................................................................................ 262

8.17.35 ?ied 17.037E *on-eyeid occ&sions " *>'................................................................................................. 262

8.17.36 ?ied 17.040E ane " ,*................................................................................................................................. 262

8.17.37 ?ied 17.041E ?ronta a@e " :,G...................................................................................................................... 262

8.17.38 ?ieds 17.200-900E /ser-deined ieds " /#?........................................................................................... 2628.17.39 ?ied 17.902E ,nnotation information " ,**............................................................................................. 263



8.17.42 ?ied 17.996E as!" ,% .................................................................................................................................... 263



8.17.45 ?ied 17.999E Iris imae data " #,T,.............................................................................................................. 263

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%.1% *ecord #ype41%5 '" record.................................................................................................................. 2/3

8.18.1 ?ied 18.001E ecord eader................................................................................................................................ 272


8.18.3 ?ied 18.003E #*, aoratory settin " #% .................................................................................................. 272

8.18.4 ?ied 18.004E %o&rce aency " %$ .................................................................................................................... 274

8.18.5 ?ied 18.005E *&mer of anayses a " *,................................................................................................ 274

8.18.6 ?ied 18.006E %ampe donor information " %#I............................................................................................. 274

8.18.7 ?ied 18.007E $aimed or p&rported reations!ip " $'+ ....................................................................... 2768.18.8 ?ied 18.008E Baidated reations!ip " B%..................................................................................................... 276

8.18.9 ?ied 18.009E +ediree information " +>#...................................................................................................... 276

8.18.10 ?ied 18.010E %ampe type " %TD...................................................................................................................... 277

8.18.11 ?ied 18.011E %ampe typin information " %TI.......................................................................................... 278

8.18.12 ?ied 18.012E %ampe coection met!od " %$..........................................................................................278

8.18.13 ?ied 18.013E %ampe coection date " %$#................................................................................................. 278

8.18.14 ?ied 18.014E +roie storae date " +%#....................................................................................................... 279

8.18.15 ?ied 18.015E #*, proie data " #+#.................................................................

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