william l garwood financial disclosure report for 2010
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
1/15
Rev. 1/2011FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0Repor t Req,dred by the Ethicsin Government Ac t o f 1978(5 U.S.C. app. 101-111)
1 . P e r s o n Report ing (las t n a m e , f i r st , m id d le in i t i a l )G a r w o o d , W i l l i a m L .
4 . T i t l e ( A r t i c l e I I I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magis t r a te judges ind ica te fu l l - o r pa r t - t ime)
Judg e - S en i o r S t a t u s
7. Chamb ers or Off ice A d d r e s s9 0 3 S a n J a c i n t o , R o o m 3 0 0A u s t in , T ex as 7 8 7 0 1
2 . Court or Organ iza t ionUn i t e d S t a t e s C o u r t o f A p p e a l s f o r t h e F i f t h C ir c u i t
3 . Date of Report06/14/201 I
5a. Repor t Type (check appropr ia te type)i ~ Nomination, D a t e
5b. [] Amended Report8 . On t h e b as i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ym o d i f i c a t i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h ap p l i c ab le l aw s a n d r eg u l a t i o n s .
6 . R ep o r t i n g P e r i o d01/01/2010
to12/31 /2010
R e v i e s v i n g O f f i c e r D a t e
I M P O R T A N T N O T E S : The instructions accompanying this form must be followetL Complete all parts,check ing the NONE box for each part where you have no reportable in format ion . Sign on las t page.
I . P O S I T I O N S . ~ R , p o r , l ,g i , d i v i d , a t o , ty ; s e e p p . 9 - 1 3 of f i ling instructions.)[~1 N O N E ( N o reportable positions.)
P O S I T I O N1. P a n n e r ( J o i n t V e n t u r e )
2. M e m b e r3. C h a i r m a n
N A M E O F O R G A N I Z A T I O N / E N T I T YU. S. 1 8 3 V e n t u r e ( Se e Se c t i o n V l l l c o n t i n u a t i o n )
Sa l v a t i o n A r m y , A u s t i n , T e x a s , A d v i s o r y B o a r dT e x a s Su p r e m e C o u r t H i s t o r i c a l So c i e t y , B o a r d o f D i r e c t o r s
II . AGREEMENTS. (Reporting individualonly; seepp. 14-16 of filing instructions.)~ NONE (No reportable agreements.)_ D A T E P A R T I E S A N D T E R M S
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N a m e o f P e r s o n R e p o r l in gG a r~ v o o d , \Villiam L.
D a t e o f R e p o r t06/14/201 I
I I I . N O N - I N V E S T M E N T I N C O M E . t R e p o , in g i n d i , ,i d u a ~ a n d s p o a s e ; , e e p p . 1 7 - 2 4 of filing instructions.)A. Fi le r s Non-Inve s tme nt Incom e~ (N o re po rta ble inco m e .)ONE non-investment
DATE SOURCE AND TYPE
2.
3.
4.
INCOM E( y o u r s , n o t s p o u s e s )
B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any port ion of the reporting y.ear, complete this section.(Dollar amount not required except for honoraria.)~] N O N E (No reportable non-investment income.)
DATE SOURCE AND TYPEI.2.
3.
4.
I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and d ependent children; see pp. 25-2 7 of filing instructions.)~ (No reportable reimbursements.)ONE
2.3.4.5.
SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED
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N a m e o f P e r s o n R e p o r t in gG a r w o o d , W i l li a m L .
D a t e o f R e p o r t06/14/201 I
V . G I F T S . ~ l n c l u d e s t h o s e to s p o u s e a n d d e p e n d e n t c h i ld r e n ; s e e p p . 28-31of filing instrucffons.)N O N E ( N o reportable gi f ts .)
SOURCE DESCRIPTIONI.2.3.4.5.
VALUE
V I . L I A B I L I T I E S . a n c l u d e s t h o s e o / s ~ , o u s e a n d d e p e n d e n t children; see p p . 3 2 - 3 3 of filing instructions.)N O N E (No reportable l iabili t ies .)
C R E DIT O R DE S CR IP T IO N1 .2.3.
4.5.
VALUECODE
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
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N a m e o f P e r s o n R e p o r t in gG ar~v oo d , Wi l li am L .
D a t e o f R e p o r t06/14/2011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transac tions (Includes those of spouse and dependent children; seepp. 34-60 of fi l ing instructions.)N O N E ( N o reportable income, assets, or transactions.)
A. 8. C.Description of Assets Income dur ing Gross va lue a t end( inc lud ing t rus t a s se t s ) reporting period of reporting period
O) (2) 0) (2)P l a c e "(X) " a f t e r each as se t A mount Type (e.g., Value V al u e
exempt f rom pr io r d i sc losure Code I div., rent, Code 2 M e t h o d( A - H ) o r in t . ) ( J - P ) C o d e 3( Q-W)
T y p ~ ( e . g .,buy, se l l ,
r edempt ion)
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)Da te V a l u e Ga in
m m M d / y y Code2 C o d e I(J-P) ( A - H )
(5 )Identity of
b u y e r / s e l l e r( i f p r i v a t e
t r a n s a c t i o n )
I. 2 6 . 6 6 6 % G en er a l P ar t n er sh i p i n t e r es t inU.S. 1 8 3 V enture Rent L U
3. A s s e t s h e l d t hr o u g h B a n k o f A m e r i c a ,A u s t i n :
4. Individual Ret irement Account:5. Bank o f Ameri ca Cash Reserves Trust Cla ss A Dividend M T6. ( formerly Columbia Cash Reserves Trus tC l a s s )
8. Life Insurance pol icy with Prudent ia lInsurance Company A Dividend
1 0 . B a n k o f A m e r i c a a c c o u n t , A u s t in A I n t e r e s t M T
II . B anko fAme r i c a a c c oun t , Aus t in A I n t e r e s t K1 2 . Bank o f Ame ri ca a ccount , Aust in A I n t e r e s t M1 3 . Bank o f Ame ri ca a ccount , Aust in A I n t e r e s t L
TTT
1 4 .
1 5 . T. Rowe Pri ce Tax-Free Incom e Fund C I n t e r e s t L
1 6 . T. Rowe Pr ic e New Incom e Fund - IRA C Dividend K1 7 . T. Rowe Price Short-lnterm ediate Fund B I n t e r e s t M
T
TT Bu y 09/23/I 0 M
1. In co m e Ga in Co des : A = $1,000 o r le ss B = $1,001 - $2 ,500 C = $2 ,5 01 - $5 ,000( See Columns BI and D4) F =$ 50,001 - $ 100,000 G =$100.001 - $ 1,000.00O HI -$1.0~3.0OI - $5.000.000
2 . Va l ue Co d es J =$15.00) or less K =$ 15,001 - $50.00~ L =$ 50,001 - $ I 0~.000( See Columns CI and D3) N =$250.001 - $5 0{),000 O =$50{),001 - $1.00~,000 PI =$1 .000.001 - $5.000.000p3 =$25,000,001 - $50.000.000 P 4 M o r e t han $ 5 0 . 0 0 0 .0 ~ 0
3. Value Method Codes Q =A p p ra i s a l R -Cost (Real E~,tate Only) S = A ssessmen t( See Column C2) U = B o o k Va l ue V = O t her W =E~,t imatcd
=$5,001 - $15,090H 2 - M o r e t han $ 5 , 0 ~ 0 . (~ 0M $109.0~1 - $250,000P2 -$5,000.001 - $25.000.000
= Cash M ar k e t
E =$15,001- $50,000
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPO RTPage 5 of 15
N a m e o f P e r s o n R e p o r t in gGarwood, William L.
D a l e o f R e p o r l06/14/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - income, ,.alue, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)
A. B. C. D.Description of Assets Income dur ing Gross value a t end Transac t ions dur ing repor t ing pe r iod
( including t rus t asse ts ) reporting pe riod of reporting period(I) (2) (1) (2) (I ) (2) (3) r (4) (5 )
Place "(X)" after each asset A mo unt T ype (e .g., V al u e V a l u e Type (e.g., D a t e Value [ Gain Identity ofexempt f rom pr io r d i sc losure Code I div., rent, Code 2 Method buy, se l l , mm/dd/yy C o d e 2 i C o d e I buyer / se l le r(A-H) o r i n t . ) (J-P) Co de 3 redem p tion) ( J - P ) tI ( A - H ) ( i fpr ivate
(Q-W) i transaction)
1 8 .
1 9 .
Bu y 11/08/I 0 L( add l )
20 . D r ey fus M un i c i p a l Bo n d Fun d , I n c . B Interes t21 . D r e y f u s l n t e r m e d i a te M u n i c i p a l B o n d F u n d B Interes tInc .22 . D r ey fus M un i c i p a l Bo n d Fun d , I n c . B In te r e s t23 . D r e y f u s I n t e r m e d i a te M u n i c i p a l B o n d F u n d B Interes tInc .24 .
K
KK
K
T
T
T
T
25 . J P M o r g a n C h a s e B a n k a c c o u n t , A u s t i n B Interes t2 6 . J P Mo r g a n C h as e Ba n k a cc o u n t, A u s t in A Interes t27 . I n ves t men t he l d t h r o ug h JP M o r g an C haseB a n k :28 . J P M o r g a n M u n i c i p a l I n c o m e F u n d Cl a s s C D Interes t29 .
M at ur edT O p e n
M T Bu y
03/10/10 M
03/15/10 M
30 .31 .
32 .
In t e re s t -Sa l t Creek T r i ang l e Syndica t e -C up er t i n o , C A(Sa l t Creek F ie ld , N a t ron a Coun ty , WY )
Roya l ty W
33 . R o y al t y I n t e r es t #1 , J ac k so n C o un t y C O134.
A Roya l ty W
1 . In co me G a i n Co d es : A =$ 1,000 or less B = $ 1.001 - $2 ,500 C = $ 2,501 - $5 ,000 D =$ 5.001 - $15.000( See Columns BI and D4) F =$50.001 - $100,000 G =$I00.001 - $1.000,000 HI =$1.1~0,001 - $ 5.000,000 H2 =More Ihan $5,000.000
2 . Va l ue Co d es J =S 15,000 or less K = $15.001 - $50.000 L =$ 50,001 - $ 100,000 M =$ 100,001 - $250.000( See Columns CI and D3) N =$250,001 - $500,000 O $50 0 .0 0 1-$1 .0 0 0 .0 0 0 P I = $ 1,000.001 - $ 5,000.000 P2 =$5,000,001 - $25,0 0 0 . 0 0 0
P3 $ 25 .000.001-$ 50.000.000 P4 -More than $50.000,0003. Value Method Codes Q A p p r a i s a l R =Cot [ Real E~lalc Only) S = A ssessmen t T =Cas h M ar kc l[ s e C o l u m n C 2 ) U = B o o k Va l ue V O t h e r W =E:,t imated
E =$15.001 - $ 50.000
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTPage 6 o f 15
N a m e o f P e r s o n R e p o r t in gG a r w o o d , \ V i l l i a m L .
Date of Report06/14/201 I
V I I . I N V E S T M E N T S a n d T R U S T S - i n come, va lue , t r an sac t i on s ( I n c lud es th ose o f spouse an d d epen d en t ch i ld r en ; sce pp . 34-60 o f f i li n g i n s t r uct i on ~. )N O N E (No reportable income, assets, or transactions.)
A. B. C.Description of Assets Income dur ing Gross value a t end( including t rus t asse ts ) r epor t ing pe r iod of reporting period
(1) (2) (1) (2)Place "(X)" after each asset Amou nt Type (e.g., V al u e V al u eexempt f rom pr io r d i sc losure Code I div., rent, Code 2 Method(A-H) o r i n t . ) (J-p ) Co de 3
(Q-W)
T y~ ( e .g . ,b u y , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)
D a t e V a l u e G a i nmm/dd/yy C o d e 2 i C o d e l
( J - P )
(5 )I d e n t i ty o fbuyer/seller( i f p r i v a t e
t r a n s a c t i o n )
35 . R o y al t y I n t e r es t #2 , Nat r o n a C o un t y , WY B R o y a l ty J W36 .
37 . Royalty Interest #3, Fremont County, WY38 .
C R o y a l ty J W
39 . R o y a l t y I n t e r es t #4 , S w eet w at er C o un t y , C Roya l tyW Y40 .
W
4 1 . R o y a l ty I n te r es t #5 , Mo f fa t Co u n ty , CO42 .
A Roya l ty J W
4 3 . R o y a l ty I n te r es t #6 , Mo f fa t Co u n ty , CO44 .
A R o y a l ty J W
45. Ro y al ty In t e re s t # 7 , Swee twa t e r Co un ty , D Royalty46 .
W
47 . R o y al t y I n t e r es t #8 , S w eet w at er C o un t y , B R o y a l tyW Y48 .
K W
49 . R o y al t y I n t e r es t #9 , S w eet w at er C o un t y , B R o y a l tyW Y50 .
W
51. R o y a l t y In t e r e s t #10 , S w e e t w a t e r C o u n t y , A R o y a l tyW Y W
I . In co me G a i n Co d es : A =$1,000 or less B =$1.00l - 52,500 C = 52 .5 01 - 55 ,000 D -$5 .0O I - $ 15 .000( S ee Co l umn s B I an d D 4 ) F =550.001 - $ 100,000 G =5 100 .00 1 - $1 ,0O O .0 00 H I = 51 ,00 0.00 1 - $5 ,00 0,0 OO H 2 = M o r e t han $ 5 . 0 0 0, 0 O O
2. Value Codes J =$15.0OO or less K =$15,001 - $50.000 L =$50.0OI - $100.000 M $ 100.001 - $ 250,000t S ec Co l umn s C I an d D 3 } N =$250.0OI - $500.000 O = $500.001 - $1,000.000 PI =$1.0OO,001 - $5.000,000 P2 =$5,000.001 - $25.000.000P3 $25,1)00.0OI - $50.000.000 P4 M or e th an $ 50 .000.000
3. Valu e [Vlc lho d Co des Q =A p p ra is a l R C o s l ( R e a l E s l a l e O n l y ) S =A s s c s s n l cn t T C a sh Ma rke t~ S ce Co l umn C2 ) U = B o o k Va l ue V = O the r W = E stim a te d
E =$15,001 - $50,000
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N a m e o f P e r s o n R e p o r t in gG a n v o o d , W i l l i a m L .
D a t e o f R e p o r t06/14/2011
V I I . I N V E S T M E N T S a n d T R U S T S - inco~.e, , at .o, transactions (Includes those of spouse and dependent ch ildren; seepp. 34-60 of fi l ing instructions.)N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
O) (2)Place "(X)" after each asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I div . , ren t ,( A - H ) o r in t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p ~ r i o d(i) (2)
V a lu e V a lu eC o d e 2 M e t h o d
( J - P ) C o d e 3( Q - W )
(i )Type (e.g.,
b u y , s e l l ,r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e V al u e Gain
m m]dd /yy Co de 2 c o d e I( J - P ) ( A - H )
(5 )I d e n t i t y o fbuyer/seller( i f p r i v a t e
t r a n s a c t i o n )
52 .53 .
54 .55 .
M i n er a l I n t e r es t #1 I , U n d i v i d e d i n t e r e s t i n2 . 9 5 09 7 % m i n e r a li n t e r es t i n var i o us su r vey s i n Br o o k sCou nty , T X
N o n e W
56 . R o y a l t y I n t e r e s t # 1 2 , N a t ro n a C o u n t y , WY57 .
Roya l ty W
58 .59 .
60 .
M ineral Interest # 13, One-sixth undividedi n t e r e s t i n t r a c tof land in Pike County, KY
A Royalty W
61 . Roya l ty i n t e re s t # I - I0 & 1 2 a re ov e r r id ingr oya l t i e s62 .
63 . I n ves t me n t s he l d t h r o ug h M er r i l l L y n c h :64 . R e a d y A s s e t s P r i m e M o n e y65 . ( fo r mer l y M er r i l l L y n c h R eady Asse t sTrust)66 . - M un i c i p a l I n ves t men t Tr us t Fun d- 10 thP UT S er i es67 . R e a d y A s s e t s P r i m e M o n e y68 . ( fo r mer l y M er r i l l L y n c h R eady Asse t sTrust)
A Dividend
A I n t e r e s t
A Dividend
O T
J
.I
T
T
I . In co me G a i n Co d es : A =$1,000 or less B -$1,001 - $2,500 C =$2,501 - $5,000 D =S5,001 - $15,000( S ee Co l umn s B I an d D 4 ) F =$50.0OI - $100.000 G $ 1 0 0 . 0 ~ 1 - $ 1 . 0 ~ ,0 ~ H 1 =$1.0~0.001 - $5.000.000 H2 =~tor e th an $ 5 ,0~ .000
2 . Va l ue Co d es J =$15,000 or l e s s K $ 15.001 - $ 50 ,000 L =$50,001 - $100.1900 M -$100,001 - $250,000( S ee Co l umn s C I an d D 3 ) N =$250.001 - $500,000 O =$ 500,0 01 - $ 1,0 00.0 00 P I = $1 .0 00 ,00 1 - $5 ,00 0,0 00 P2 =$5,000,001 - $ 2 5 , 0 0 0 , 0 0 0
P3 =$25 .000.001 - $50.000.000 P4 =More than $50,000,0003. Value Mclhod Codes Q =A p p ra i s a l R = Co s t ( Rea l E s t a t e O n l y ) S = A s ~ s s m e n t T =Cas h M ar ket( See Column C2) U = B o o k Va l ue V = O t her W = E st l ma l cd
E =$15,001- $50,000
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FINANCIAL DISCLOSURE REPORTP a g e 8 o f 15
N a m e o f P e r s o n R e p o r t in gG ar~v oo d , Wi l li am L .
D a t e o f R e p o r t06/141201 I
V I I . I N V E S T M E N T S a n d T R U S T S -i.com~, ,,at.e, transactions (includes those of spouse and dependent children; see pp. 34-60 of filing instructionsQN O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e ts In c o m e d u r i n g( in c lu d in g t ru s t a s se ts ) r e p o r t in g p e r io d
O) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,exempt from p rior d isc losure C o d e I div. , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(1) ( 2 )
V a lu e V a lu eC o d e 2 M e t h o d(J-P) Code .3
( Q - W )
(0Type (e.g.,
b u y , s e l l ,r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d
(2) (3) (4)D a t e V al u e Gain
m m /d d/y y Co de 2 Code I( J - P ) ( A - H )
Idemity ofb u y e r / s e l l e r
( i f p r i v a t et r a n s a c t i o n )
6 9 .70 .7 1 .72 .
R e a d y A s s e t s P r i m e M o n e y A Di vi de nd P I T
( fo r mer l y M er r i l l L y n c h R eady Asse t sTrust)- Mu nic ipa l Inv es tm ent T r u s t Fund - 1 0 t hP U T Series
A I n t e r e s t J T
73 .74 .75 .7 6.
Undiv ided 10 /12 ths o f u nd iv ided acrea ge
o n l y ,L i ber t y C o un t y , Texas
None J W
77 .78 .79 .80 .
Inv es tment s he ld through B ank of A mer i ca( a c c o u n t I ) :- Co lumb ia In terme dia t e Mun ic ipa l BondFund Class Z I n t e r e s t O T- A l t e r a C o rp C o m m o n C Dividend N T- E m e r s o n E l e c t r i c C o . C o m m o n E Dividend O T
81 . - J o h n s o n & J o h n s o n C o m m o n E Dividend N T82 . - Peps i co Inc . Comm on E83 . - Diageo Plc-Spr ADR (UK-USD) Com m on E
84 . - Abbo t t Lab s Comm on D
Dividend O TDividend O T
Dividend N T85 . - B a n k o f A m e r i c a C o r p C o m m o n A Di vi de nd M T
I. In co me G a i n Co d es :{ See Column s BI and IM )
2.Val ue Co d es( See Columns CI and D3)
3.Val ue M et ho d Co d es1S Co l umn C 2 )
A =$1.000 or lessF =$50.001 - $100.000J -$15.000 or lessN =$250.001 - $509.000P3 =$25 .000.001 - $50.009.000Q =A p p ra i s a lU = B o o k Va l ue
B =$ 1,001 - $ 2 . 5 0 0G=$100.001 - $1.000.000K =$15.001 - $50.000O = $ 5 0 0 . 0 0 1 - $ I ,0~0.000R C o s t ( R c a l E s t a t c O n l y )V - O t h e r
C = $ 2 , 5 0 1 - $ 5 , 0 0 0H I = $ I , 0 0 0 , 0 0 1 -L = $ 5 0 . 0 0 1 - $ I 0 0 , 0 0 0P I = $ 1 . 0 ~ O . ( X ) I - $ 5 , 0 0 0 , 0 ~ 0P 4 = M o r c l h a n
W =E:, l imatcd
D = $ 5,001 - $15.000H2 =More than $5.000.000M =$ 100.001 - $250.000P2 =$5 .000.001 o $2 5,0~0.000T = Cash M ar k e t
E =$15.001- $50.0~0
-
8/3/2019 William L Garwood Financial Disclosure Report for 2010
9/15
FINANCIAL DISCLOSURE REPORTP a ge 9 o f 1 5
N a m e o f P e r s o n R e p o r t in gG a n v o o d , W i l l ia m L .
Date of Repor t06/14/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n come, va lue , t r an sac t i on s ( I n c lud es th ose o f spouse an d d epen d en t ch i ld r en ; see pp . 3 4-60 o f f i l i n g i n st r uc ti on s . )N O N E (No reportable itzome, assets, or transactions.)
A. B. C. D.Description of Assets Income dur ing Gross value a t end Transac t ions dur ing repor t ing pe r iod( inc lud ing t rus t a s se t s ) reporting pe riod of reporting period
(1) (2) (1) (2) (I ) (2) (3) (4) ( 5 )Place "(X )" a fte r each asse t A m ount Type (e.g., V a lu e V alu e Type (e.g., D a t e V al u e Gain Identity of
exempt f rom pr io r d i sc losure Code I d i v . , r ~ n t , Code 2 Method buy, se l l , m m /dd/yy Code 2 Co de I buyer / se l le r(A-H) o r i n t . ) ( J - P ) Code 3 redempt ion) (J-P) (A-H) ( if pr ivate( Q-W) t r ans ac t i on)
86 . - C o c a C o l a C o . C o m m o n D Div idend N T87 . - G e n e r a l M i l l s I n c . C o m m o n D Di vi de nd N T
88 .
89 .
90 .
91 .
92 .
93 .
94 .
95 .
96 .
97 .
98 .
99 .
100.
101.
- Texas S t P ub Fi n Au t h R ev Bds 5 . 5 % D ue C In te r e s t So ld 02 /01 /10 M2 1 1 1 1 1- A ppl ied Mate r ia l s Inc . Com m on C Div idend M T- A g i l e n t T e c h n o l o g i e s I n c . C o m m o n N o n e N T- P f i z e r I n c . C o m m o n C D i vi den d M T Sold(part)- Q u a l c o m m I n c . Co m m o n D Div idend O T
03/08/I 0 K
- G al ves t o n C n t y Tex C TFS O bl i g -O I D4 . 375 % D ue 2 /1 / I I- C o l l eg e S t a t i o n Tex G . O . I mp t Bds-O I D4.25% Due 2 /1 5/1 0- C o l l eg e S t a t i o n Tex G . O . I mp t Bds-O I D4 . 4 % D ue 2 /15 / I I- She ldon T ex ISD G.O . Sch B ldg B ds-O ID4 . 375 % D ue 2 /15 /11- E x x o n M o b i l C o r p . C o m m o n- ISha re s Inc . , M SCI A ust ra l i a Index R d
D In te r e s t MC In te r e s tD In te r e s t ND In te r e s t ME D i vi den d OD D i vi den d N
TMatured 02/16/10 M
TTT Bu y 05/28 /1 0 K( add l )T
- S L M C o r p M TN S er C I n t e r e s t M T- L a r e d o T e x I S D P u b F a c C o r p L e a s e B d s - CO l D 3 . 2 % D u e 8 / I / 1 0- D o m i n i o n R e s I n c V A N e w C o m m o n E
In te r e s t
Div idend
Matured 08/02/I 0 M
A
102. - F t W o r t h T e x W t r & S w r R e v G O R e f BBds-O I D 3 . 0% D ue 2 /15 /10 Interes t Matured 02/16/10 L A
1 , In co me G a i n Co d es : A =$1,000 or less [I = $1,001 - $2,500 C = $2 ,5 01 - $5 ,000 D = $ 5 . D O I - $ 1 5 .D O 0( S ee Co l umn s B I an d 13 4 ) F = $ 5 0 . 0 0 1 - $ 1 D O . D O 0 G = $ 1 D O .0 0 1 - $ 1 . 0 D O ,D O 0 H I = $ 1 . D O 0 , 0 0 1 - $ 5 ,D O O . 0 D O H2 =M or e th an $5,0~,DO0
2 . Va l ue Co d es J = $15,000 or less K = $15.DO I - $ 50,000 L = $ 5 0 . 0 0 1 - $ I D O . 0 0 0 M = $ I DO,001 - $250.000( S ee Co l umn s C I an d D 3 ) N =$250.DOI - $500,000 O =$5 00,001 - $1.00~.DO0 P I = $ 1 ,D O 0 . D O I - $ 5 , D O 0 , 0 0 ~ P2 =$5,090.001 - $25.000.000
P 3 = $ 2 5 . D O O , D O I - $ 5 0 . 0 0 0 .0 0 0 P 4 = M o r e t h a n $ 5 0 , D O g . D O 03. Value Method Codes Q =A p p ra i s a l R =Co s t (R ea l E s ta te O nly) S = A ssessm en t T = Cash M ar k e tISc c Column C2) U = B o o k Va l ue V = O t her W = E st i ma t ed
E = $ 1 5 , D O I - $ 5 0 . 0 0 0
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
10/15
FINANCIAL DISCLOSURE REPORTPage 10 o f 15
N a m e o f P e r s o n R e p o r t in gG a n v o o d , Wlliam L.
D a t e o f R e p o r t06 /14 /2 011
V I I . I N V E S T M E N T S a n d T R U S T S - i ,c o m o . , . a t u ,. ,r a n ~ a c , io , s a ~ c l a d e s , h o s o o I ~ p o u ~ , a n d d e p e , d e . , c h i ld r e n ; s e e p p . 3 4 - 6 0 of filing instructlon~)F--] N O N E (No reportable income, assets, or transactions.)
A. B. C. D.Description of Assets Income dur ing Gross value a t end Transac t ions dur ing repor t ing pe r iod
( inc lud ing f ros t a s se t s ) reporting period of reporting period(I) (2) (1) (2) (I ) (2) (3) [ (4) ( . 5 )
Place "(X)" after each asset A mo un t Ty pe (e .g ., V alu e V alu e Type (e.g., D a t e Value ] Gain Identity ofexempt f rom pr io r d i sc losure Code I div., rent, Code 2 M e t h o d buy, se l l , mm/dd/yy C o d e 2 i C o d e I buyer / se l le r(A-H) o r i n t . ) (J-P) Code 3 redempt ion) ( J - P ) [ ( A - H) ( i fpr ivate
( Q-W) i t r ans ac t i on)
103.104.
105.
106.
107.108.
109.
110.
111.112.
113.
114.
115.116.
117.
118.
- M c K i n n ey T ex I n dp t S c h D i s t R ef Bds3 . 5 % D ue 2 /15 / I I D Interes t MB a n k o f A m e r i c a T a x - E x e m p t R e s e r v e sT r u s t Clas s A In teres t( f o r m e r l y C o l u m b i a T a x - E x e m p t R e s e r v e sT r u s t Clas s )- Ban k Amer C o r p ( fo r mer l y M er r i l l L y n c h& C o l n c P r e f e r r e d )- D u k e E n e r g y C o r p N e w C o m m o n
D D i vi den d MD D i vi den d M
T
T- J P M o r g a n C h a s e & C o . C o m m o n B Div idend N- M o r g a n S t a n l e y C o m m o n- C o mal Tex I n dp t S c h D i s t G . O . R ef Bds-OID 3.5% Due 2 / I /1 5- H un t sv i ll e Tex I S D G . O . R ef Bds-O I D4.0% Due 2 /1 5/1 7- S a n A n t o n i o T e x 2 0 0 6 O b l ig s - O l D 4 . 1 2 5 %Due 2 /1 /1 9- P i an o Tex I n dp t S c h D i s t G .O . R ef Bds-O I D 4 . 0% D ue 2 /15 /18- G r e g o r y P o r t la n d T e x I S D G O R e f B d s3 . 6 2 5 % D ue 2 /15 /13- Ca t e rp i l l a r I nc . Common
B D i vi den d M T S o l d(part)C In te r e s t M TD In te r e s t M TC In te r e s t M TC Interes t M TC In te r e s t M TD Div idend N T
09/27/10 K
- S p e c t r a E n e r g y C o r p . C o m m o n ( S p i n o f ff r o m D u k e E n e r g y C o )- U B S A G C o m m o n
D Dividend MN o n e S o l d 05/24/1 0 K(part)
S o l d 06/01 /1 0 L1 1 9. - B aytown T ex G.O. B ds 4 .0% Due 2 / I /20 C Interes t M
I . In co me G a i n Co d es : A =$ 1.000 o r les s B =$ 1,001 - $ 2,500 C = $2 ,5 01 - $5 ,000 D = $5,001 - $15,000( S ee Co l umn s B I an d D - l ) F =$50,001 - $100,000 G = $10 ~ ,0 0 1 - $1 .0 ~.0 ~ 1tl =SI,000.0~l - $5.000,0(~ H2 -More than $5.000.0~0
2 . Va l ue Co d es J =$15.000 or l e s s K =$15,001 - $50.000 L S50,001 - $100,000 M =$100,001 - $250,000( see Co l umn s C I an d D 3 ) N =$ 25 0,001 - $ 500,000 O = $5 00.001 - $ 1,000,000 P I - $1 .0 ~0 .0 01 - $ 5,0 00 .0 00 P 2 =$ 5, 00 0,0 01 - $ 2 5 , 0 0 0 , 0 0 0
P3 =$25 .000.001 - $50.000,000 P4 =More than $50,000.0003. Value Method Codes Q =A p p ra i s a l R - Co s l ( Rea l E s t a l e O n l y ) S = A ssessmen t T -Cas h M ar ket( S ee Co l umn C2 ) U = B o o k Va l ue V =O~hcr W = E sl l ma t cd
E =$15,0OI - $50.0~0
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
11/15
FINANCIAL DISCLOSURE REPORTPagellofl5
N a m e o f P e r s o n R e p o r t in gG a r ~ v o o d , W i l l i a m L .
D a l e o f R e p o r t06/14/201 I
V I I. IN V E S T M E N T S a n d T R U S T S - - in c om e , t ~ a l u e ~ t r a n s a c t i ~ n s a n c l u d e s t h ~ s e ~ f s p ~ u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 3 4 ~ 6 ~ ~ f ~ l i n g i n s t r u c t i ~ n s . )N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d0) (2)
Place "(X)" after each asset A m o u n t Type (e.g.,exempt from p rior d isc losure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )
Gr o s s v a l u e a t e n dof reporl ing per iod(~) (2)
V a lu e V a l u eC o d e 2 M e tho d
( J - P ) C o d e 3( Q - W )
(i )Type (e.g.,
b u y , s e l l ,r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)
D a t e V al u e Gainmm/dd!yy Code 2 Code 1
(J-P) (A-H)
( 5 )I d e n t i ty o fbuyer/seller( i f p r i v a t et r a n s a c t i o n )
120. - H o u s t o n T e x C m n t y C o l l e g e S y s 4 . 0 % D u e2/15/21121. - T o m b a l l T x I n d p S c h D i s t 4 . 0 % D u e2 1 1 5 1 2 11 22. - Denton Cnty 4 .0% Due 7 /1 5/1 9
c
c
C
In teres t M
In teres t M
In teres t M
T
1 2 3 . - D e e r e & C o .124.125. -M ag n o l i a Tex I n dp t S c h D i s t 5 . 0% D ue8/15 /2 2126. - Pe t ro l eo B ras i l e i ro SA Pe t robra sS p o n so r ed AD R127. - Bexar C n t y Tex H S G Fi n C o r p M U Bds5.8 7 5% Due 4 / I /1 4128. - U p t o w n D e v A u t h T e x T a x I n c r e m R e vB ds 4 .0% Due 9/ I /1 6129. - B r a z o s R i v e r A u t h T e x R e f C o l l R e v B d s4 . 2 5 % D u e 1 2 / I /1 7130. - S h i n e r T e x T a x R e v B d s - O I D 4 . 0% D u e9/1/19131. - H ar r i s C n t y Tex H eal t h Fac s R ev Bds-O I D5.2% Due 5 /1 5/20132. - Nac o g do c hes C n t y H o sp D i s t R ef Bds-O I D 4 . 15 % D ue 5 /15 /2 0133. - Br azo r i a C n t y Tex H eal t h Fac s R ev Bds-OID 3.9 /o Due 7 / I /1 3134. - Br azo r i a C n t y Tex H eal t h Fac s R ev Bds-O I D 4 . 0% D ue 7 /1 /14135. - Br azo r i a C n t y Tex H eal t h Fac s R ev Bds5.25% Due 7 / I /1 7136. - H ar r i so n C n t y Tex H eal t h Fac s R ev Bds-O l D 4 . 0 % D u e 7 / I / 1 7
C D i vi den d N T Bu y( add l )Bu y( add l )
C In te r e s t M TD D i vi den d N TD Interes t L TC Interes t L TC In te r e s t L TC Interes t L TC Interes t L T Sold(part)D Interes t M T
N o n e L T Bu yB Interes t L T Bu y
N o n e K T Bu yN o n e L T Bu y
05/24110 K05 /2 8/10 K
05/1 7 /1 0 J
09/16/I 0 M01/13/10 L
08/03/10 K11/19/10 L
I . In co me G a i n Co d es : A =$ 1,000 or less B = $ 1.001 - $ 2 ,500 C =$2,501 - $ 5,000 D =$5,001 - $15.000(S ee Co lu m ns BI a n d 1 )4 ) F = $ 50.001 - $100.000 G = $I00.001 - $1 .000.000 HI =$1,000.001 - $5,000,000 H2 =More than $5.000,000
2. Value Codes J =$15.000 or less K $ 15.001 - $ 50 ,000 L =$50,001 - $ 1 0 0 . 0 0 0 M =$100,001 - $250.000( Sc Columns CI and D3) N =$250.001 - $500.1900 O = $500.001 - $1,000.0~0 PI -$1.000,0~1 - $5.000,00~ P2 =$5 ,0~).0~1 - $25.0~1,000
P3 -$25.00~.0OI - $50.000.000 P4 :More than $50,000,0003. Value Method Codes Q =A p p ra i s a l R :Co~,l (Real Estate Only) S = A ssessmen t T = Cash M ar k e t
( S ee Co l umn C2 ) U = B o o k Va l uc V =t) thcr W = E st i ma l cd
E = $ 1 5 , 0 ~ I - $ 5 0 . ( X ) 0
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
12/15
FINANCIAL DISCLOSURE REPORTPage 1 ~2 of 15
N a m e o f P e r s on R e p o r ti n gG a r w o o d , W i l l i a m L .
D a t e o f R e p o r t06/14/2011
V I I . I N V E S T M E N T S a n d T R U S T S - i n come, va lue , t r an sac t i on s ( I n c lud es th ose o f spouse an d d epen d en t ch i ld r en ; x ee pp . 3 4-60 o f f i l i n g i n st r uc ti on s . )N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(I) (2)Place "(X)" after e~ch asset A m o u n t Type (e.g.,
exempt from prior disclosure Code I div . , ren t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Va lue Va lue
C o d e 2 M e t h o d(J-P) C o d e 3
( Q - W )
Type (e.g.,b u y , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4)
D a t e V al u e Gainm m/dd!yy Co de 2 Code 1
( J - P ) (A-H)
O)I d e n t i t y o fbuyer/seller( i f p r i v a t e
t r a n s a c t i o n )
137.
138.
139.
140.
141.
142.
143.
- Br azo r i a C n t y Tex H eal t h Fac s R ev Bds5 . 2 5 % D ue 7 /1 /18
- Ham s Cnty T ex Mu n U t i l Dis t G.O. B d s -OID 3.8 % Due 9/ I /1 8- H ams C n t y M un Ut i l D i s t Ult Tax Bds-O I D 4 . 5 % D ue 9 /1 /2 1- Aust i n Tx C n vt n En t er p r i se R ef R e v Bds5 . 2 5 % D u e I / I/ 1 7- R e e v e s C n t y T e x S T F P a r t n T a x a b l e O I D6.4% Due 1 2/ I /1 4
A Interest
B In te r e s tA In te r e s tA In te r e s tB In te r e s t
K T
L TK TL T
Bu y 05/1 2/1 0Bu y 08/24/I 0( add l )Bu y 03/19/10Bu y 04/08 /1 0Bu y 03/19/10Bu y 03/02/1 0Sold 12/01/10
K
K
L
K
KK
K
144. - R e e v e s C n t y T e x S T F P a r t n T a x a b l e O I D6 . 5 5 % D u e 1 2 / I /1 6145.
C In te r e s t Bu y 03/02/10 LSold 12/01/10 L A
146. G i l m e r T e x W t r w k s & S w r S y s R e v B d s -O l D 4 . 8 % d u e 7 / I / 14147.
In te r e s t Bu y 07/13/10 MS o l d 12/10/10 M
1 4 8 .
149.
150.
151.
1 5 2 .153.
Inv es tment s he ld through B ank of A mer i ca( ac c o un t 2 ) :- Feder a l Far m C r Bk s C o n s Bd 5 . 6 4 % D ue4/4/11- C edar P ar k Tex G . O . Bds-O I D 4 .3% D ue2 /15 /10- D e n i s o n T e x W t r w k s & S w r R e v B d s - O I D4 . 1 5 % D u e 9 / I /1 0- D en t o n Te x Ut i l S y s R ev Bds-O I D 4 . 2 5 %Due 1 2/I /1 0
D In te r e s tC In te r e s t
C In te r e s tD Interes t
M TMatu r ed 02/16/I 0 M
Matu r ed 09/01/I 0 LMatu red 12 /01/1 0 M
I. In co m e G a in Co d es : A = $1,000 o r le ss B = 51,001 - 52 ,500 C = 52 ,5 01 - $5 ,000 D =55.001 - $15,000{ S~e Co lum ns B I an d D-l) F = $5 0.001 - $100.000 G ~5 100.0~1 - $1,000.000 H 1 ~$1.0~).001 - 55.000,000 H2 =More than $5.0~0,0~O
2. Value Codes J -$ 15 ,0~) o r l es s K -515,001 - $50.000 L =$50.0~1 - $100,00~ M -$100,001 - $250.000{ See Columns C I and D3 ) N =$250.001 - $500.000 O = $500.001 - $ 1,0~0,0~) P 1 =51.0GO.001 - $5.00~.00~ P2 =$5,000.001 - $25,00~.0~0
P3 =$25.000.~1 - $50.00~.000 P4 =More than $50,0~0.0~)3. Value Mclhod Codes Q =A p p ra i s a l R =Co s l (R ea l E s ta le O nly) S = A ssessm en t T =Cas h M ar ket( See Column C2) U :Book V alue V O ~ h c r W = E sl i ma t cd
E =515,001- $50,000
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTP a ge 1 3 o f 1 5
N a m e o f P e r s o n R e p o r t in gG a r w o o d , W i l li a m L .
D a t e o f R e p o r t0 6 / 1 4 / 2 0 1 1
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o ~ , e , t a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)---] N O N E (No reportable income, assets, or transactions.)
D e s c r ip t io n o f A s s e ts In c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,
e x e m p t from prior disclosure Code I div. , r ent ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(i) (2)
V a lu e V a lu eC o d e 2 M e th o d(J-P) C o d e 3
( Q - W )
0)Type (e.g.,b u y , s e l l ,
r e d e m p t i o n )
T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( 2 ) ( 3 ) ( 4 )
D a t e V a l u e G a i nm m/dd /yy C od e 2 Code I
( J - P ) ( A - H )
(5 )I d e n t i t y o f
b u y e r / s e l l e r( i f pr ivat e
t r a n s a c t i o n )
1 5 4 . - Laredo Tx Indp Sch Dis t Re fB ldg Bds -OID 4.2% Due 8 /I/I 1155. - Texas St Pub Fin Auth Rev Bd s-OID4.375% Due I I11111156. - Abilene Tex G .O. Bds-OID 4.4% Due
2 1 1 5 1 1 2157. - Tomb al l Tex ISD GO Sch H se & Ref Bds4.4% Due 2115112158. - Ennis Tex G .O. Re f& Imp t Bds -OID 4 .4%D u e 8 1 1 1 1 2159. - Ga lveston Cnty Tex CTFS Oblig-OID4.6% Due 2/I113160. - Cedar Par k Tex Util Sys Rev Bd s-OID4.625% Due 8/15113161 . - Al len Tex G.O. Bd s -OID 4 .6% Due 9 /I114
C I n t e r e s t L
C I n t e r e s t M
D I n t e r e s t M
D I n t e r e s t M
D I n t e r e s t M
D I n t e r e s t M
C I n t e r e s t M
D I n t e r e s t M
T
T
T
T
T
T
T
T
162. - Travis Cnty Tex G.O. Rd Bds -OID 5.0%Due 3/1/I 9163. - Ar l ington Tex Wtr & Was tewater RevBds -OID 4.0% Due 6/1/15164. - For t Bend Cnty Tex Perm lm pt Bds 3 .25%Due 9/1/10165. - La Porte Tex Indpt Sch Dist GO 3.87 5%Due 2/15/14166. - Bank o f Ameri ca Cash Reserve s TrustC l a s s167. ( f o rmerly Co lumbia Cash Reserves TrustClass)168.
D I n t e r e s t M
D I n t e r e s t M
C I n t e r e s t
C I n t e r e s t
A Dividend PI
TT
M at ur ed 09110/10 MS o l d 02116/10 M
I. In c o m e G a in Co de s : A =$ 1,000 o r le ss B = $ 1,001 - $2 ,500 C = $ 2,501 - $5 ,000 D = $5 ,001 - $ 15,000( S ee Co l umn s B I an d IM ) F =$50.001 - $ 100,000 G = $ 100.001 - $ 1.000.000 H I =$ 1 .0 ~) .0 01 - $5 .0 00 .0 00 H 2 = M or e th an $ 5. 00 0. 00 0
2 . Va l ue Co d es J = $15,0~0 or less K -$15,001 - $50.000 L =$ 50.001 - $ 100,000 M =$ 100.001 - $250,000( See Columns CI and D3) N =$250,001 - $500.000 O =$500.001 - $1.000.000 P I = $ 1.000.001 - $5 ,000,000 P2 = $5,000,001 - $25,000.000
P3 $25,000.091-$50,000,000 p4 = More than $50,000,0003. Value Method Codes Q = A p p r a i sa l R = Co s t ( Rea l E s t a t e O n l y ) S = A ssessmen t T =Cas h M ar ket( s e e C o l u m n C 2 ) U = B o o k Va l ue V = O t her W = E st i ma t ed
E =$15,001 - $50,000
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTP a ge 1 4 o f 1 5
N a m e o f P e r s o n R e p o r l in gG a r w o o d , W i l l i a m L .
D a t e o f R e p o r t06/14/201 I
V III. ADDITIONAL INFORM ATION OR EXPLANATIONS. (tnaicatepar~ofrepon.)S e c t i o n I : T h e U . S. 1 8 3 V e n t u r e ( t h e " V e n t u r e " ) i s a j o i n t v e n t u r e i n w h i c h I a m o n e o f s e v e r a l j o i n t v e n t u r e r s ; t h e V e n t u r e d o e s n o t a n d d i d n o t e n g a g e i n a c t i v ebus ine ss , and i t s so l e func t i on i s and was ownership , r e l a t ed ma in t enance , l e a s ing (and poss ibl e d i spos i t i on) o f a s i ng l e t r ac t o f l and (which was acqui red i n A ugus t1 98 2, i s loca t ed i n T rav i s Cou nty , T ex as , and i s and was e ss en t i a l l y un imp rov ed, ex cep t fo r t enan t hou se , a ssoc i a t ed outbu i ld ings , fences and the l i ke ) he ld a s apass iv e i nv es tme nt ; i t had and has a "m anag ing v en ture r , " a t a l l t imes a p e r son o the r than myse l f ; my re l a t i onship wi th i t is and has been o n ly a s a pa ss iv e i nv es to r .Sec t i on V l l , L ine 61 : Respecting a l l f r ac t i ona l ov e r r id ing roya l ty i n t e re s t s ( roya l ty i n t e re s t # s 1 -1 0 & 1 2) in min e ra l l e a se s a s l i s t ed on pag es 5 , 6 and 7 ( l i ne s3 3 - 6 1 o f S e c t i o n V I I ), o x v n s t he s e i n t e r e s t s a n d a c q u i r e d t he m b y i n h e r i t a n c e m a n y y e a r s a g o a n d n e i t he r ~ n o r I i s o r w a s a p a r t y t o a n y o f t h e le a s e s ( o ra s s i g n m e n t s ) o r i n s t r u m e n t s c r e a t m g t h e i n t e r e s t s a n d ~ i n t e r e s t ~ s e n t i r e l y p a s s i v e " I d o n o t c o n s i d e r t h a t z : ~ ( o r I ) h a s o r h a d , b y w r t u e o ~ o w n e r s h t p o ft hese r o y al t y i n t e r es t s , an y f i n an c i a l i n t e r es t i n an y en t i t y mak i n g t he r o y al t y p ay men t s o r be i n g t he mi n er a l l es see o r o p er a t o r o f t he l ease i n ques t i o n .
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8/3/2019 William L Garwood Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORTP a ge 1 5 o f 1 5
N a m e o f P e r s o n R e p o r t in gG ar~v oo d , Wi l li am L .
Date of Report06/14/201 I
IX. CERTIFICATION.I c e r t i f y th a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i s
a c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t ha t a n y i n f o r m a t i o n n o t r e p o r t e d w a s ~ v i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - - d i s c l o s u r e .I f u r t he r c e r t i f y t ha t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h ha v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q , 5 U . S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Signature: S[ Will iam L. Garw oo d
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )
Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544
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