vote summary report - bninvestissements.ca · ticker: mck shares voted: 2,070 proposal number...
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Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
McKesson Corporation
Meeting Date: 07/26/2017
Record Date: 05/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 58155Q103
Ticker: MCK
Shares Voted: 2,070
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
Mgmt For For For Elect Director Andy D. Bryant 1a
Mgmt For For For Elect Director N. Anthony Coles 1b
Mgmt For For For Elect Director John H. Hammergren 1c
Mgmt For For For Elect Director M. Christine Jacobs 1d
Mgmt For For For Elect Director Donald R. Knauss 1e
Mgmt For For For Elect Director Marie L. Knowles 1f
Mgmt For For For Elect Director Edward A. Mueller 1g
Mgmt For For For Elect Director Susan R. Salka 1h
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
SH Against Against Against Require Independent Board Chairman 5
SH Against Against Against Provide Right to Act by Written Consent 6
Electronic Arts Inc.
Meeting Date: 08/03/2017
Record Date: 06/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 285512109
Ticker: EA
Shares Voted: 10,034
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Leonard S. Coleman Mgmt For For For
Mgmt For For For Elect Director Jay C. Hoag 1b
Mgmt For For For Elect Director Jeffrey T. Huber 1c
Mgmt For For For Elect Director Vivek Paul 1d
Mgmt For For For Elect Director Lawrence F. Probst, III 1e
Mgmt For For For Elect Director Talbott Roche 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Electronic Arts Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Richard A. Simonson 1g
Mgmt For For For Elect Director Luis A. Ubinas 1h
Mgmt For For For Elect Director Denise F. Warren 1i
Mgmt For For For Elect Director Andrew Wilson 1j
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt One Year One Year None Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Ratify KPMG LLP as Auditors 4
CSRA Inc.
Meeting Date: 08/08/2017
Record Date: 06/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 12650T104
Ticker: CSRA
Shares Voted: 13,221
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Keith B. Alexander Mgmt For For For
Mgmt For For For Elect Director Sanju K. Bansal 1b
Mgmt For For For Elect Director Michele A. Flournoy 1c
Mgmt For For For Elect Director Mark A. Frantz 1d
Mgmt For For For Elect Director Nancy Killefer 1e
Mgmt For For For Elect Director Craig L. Martin 1f
Mgmt For For For Elect Director Sean O'Keefe 1g
Mgmt For For For Elect Director Lawrence B. Prior, III 1h
Mgmt For For For Elect Director Michael E. Ventling 1i
Mgmt For For For Elect Director Billie I. Williamson 1j
Mgmt For For For Elect Director John F. Young 1k
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Amend Omnibus Stock Plan 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Red Hat, Inc.
Meeting Date: 08/10/2017
Record Date: 06/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 756577102
Ticker: RHT
Shares Voted: 12,877
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Sohaib Abbasi Mgmt For For For
Mgmt For For For Elect Director W. Steve Albrecht 1.2
Mgmt For For For Elect Director Charlene T. Begley 1.3
Mgmt For For For Elect Director Narendra K. Gupta 1.4
Mgmt For For For Elect Director Kimberly L. Hammonds 1.5
Mgmt For For For Elect Director William S. Kaiser 1.6
Mgmt For For For Elect Director Donald H. Livingstone 1.7
Mgmt For For For Elect Director James M. Whitehurst 1.8
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 4
FLEX LTD.
Meeting Date: 08/15/2017
Record Date: 06/16/2017
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y2573F102
Ticker: FLEX
Shares Voted: 102,197
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Michael D. Capellas Mgmt For For For
Mgmt For For For Elect Director Marc A. Onetto 1b
Mgmt For For For Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt For For For Approve Issuance of Shares without Preemptive Rights
3
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
FLEX LTD.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Omnibus Stock Plan 6
Mgmt For For For Authorize Share Repurchase Program 7
Mgmt For For For Approve Changes in the Cash Compensation
Payable to Non-Employee Directors
8
NIKE, Inc.
Meeting Date: 09/21/2017
Record Date: 07/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 654106103
Ticker: NKE
Shares Voted: 54,640
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Alan B. Graf, Jr. Mgmt For For For
Mgmt For For For Elect Director John C. Lechleiter 1.2
Mgmt For For For Elect Director Michelle A. Peluso 1.3
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Amend Executive Incentive Bonus Plan 4
SH Against Against Against Report on Political Contributions Disclosure 5
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 6
Conagra Brands, Inc.
Meeting Date: 09/22/2017
Record Date: 07/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 205887102
Ticker: CAG
Shares Voted: 54,303
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Bradley A. Alford Mgmt For For For
Mgmt For For For Elect Director Thomas K. Brown 1.2
Mgmt For For For Elect Director Stephen G. Butler 1.3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Conagra Brands, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Sean M. Connolly 1.4
Mgmt For For For Elect Director Thomas W. Dickson 1.5
Mgmt For For For Elect Director Steven F. Goldstone 1.6
Mgmt For For For Elect Director Joie A. Gregor 1.7
Mgmt For For For Elect Director Rajive Johri 1.8
Mgmt For For For Elect Director Richard H. Lenny 1.9
Mgmt For For For Elect Director Ruth Ann Marshall 1.10
Mgmt For For For Elect Director Craig P. Omtvedt 1.11
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
The Procter & Gamble Company
Meeting Date: 10/10/2017
Record Date: 08/11/2017
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 742718109
Ticker: PG
Shares Voted: 4,222
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
Management Proxy (Blue Proxy Card) Mgmt
Mgmt Do Not Vote Do Not Vote For Elect Director Francis S. Blake 1.1
Mgmt Do Not Vote Do Not Vote For Elect Director Angela F. Braly 1.2
Mgmt Do Not Vote Do Not Vote For Elect Director Amy L. Chang 1.3
Mgmt Do Not Vote Do Not Vote For Elect Director Kenneth I. Chenault 1.4
Mgmt Do Not Vote Do Not Vote For Elect Director Scott D. Cook 1.5
Mgmt Do Not Vote Do Not Vote For Elect Director Terry J. Lundgren 1.6
Mgmt Do Not Vote Do Not Vote For Elect Director W. James McNerney, Jr. 1.7
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The Procter & Gamble Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Do Not Vote Do Not Vote For Elect Director David S. Taylor 1.8
Mgmt Do Not Vote Do Not Vote For Elect Director Margaret C. Whitman 1.9
Mgmt Do Not Vote Do Not Vote For Elect Director Patricia A. Woertz 1.10
Mgmt Do Not Vote Do Not Vote For Elect Director Ernesto Zedillo 1.11
Mgmt Do Not Vote Do Not Vote For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt Do Not Vote Do Not Vote For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt Do Not Vote Do Not Vote One Year Advisory Vote on Say on Pay Frequency 4
SH Do Not Vote Do Not Vote Against Adopt Holy Land Principles 5
SH Do Not Vote Do Not Vote Against Report on Company Non-Discrimination Policies
in States with Pro-Discrimination Laws
6
SH Do Not Vote Do Not Vote Against Report on Risks of Doing Business in
Conflict-Affected Areas
7
SH Do Not Vote Do Not Vote Against Repeal Any Amendments to Code of Regulations
Adopted After April 8, 2016
8
Mgmt Dissident Proxy (White Proxy Card)
SH For For For Elect Director Nelson Peltz 1.1
SH For For For Management Nominee Francis S. Blake 1.2
SH For For For Management Nominee Angela F. Braly 1.3
SH For For For Management Nominee Amy L. Chang 1.4
SH For For For Management Nominee Kenneth I. Chenault 1.5
SH For For For Management Nominee Scott D. Cook 1.6
SH For For For Management Nominee Terry J. Lundgren 1.7
SH For For For Management Nominee W. James McNerney, Jr. 1.8
SH For For For Management Nominee David S. Taylor 1.9
SH For For For Management Nominee Margaret C. Whitman 1.10
SH For For For Management Nominee Patricia A. Woertz 1.11
Mgmt For For None Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For None Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The Procter & Gamble Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt One Year One Year None Advisory Vote on Say on Pay Frequency 4
SH Against Against None Adopt Holy Land Principles 5
SH Against Against None Report on Company Non-Discrimination Policies
in States with Pro-Discrimination Laws
6
SH Against Against None Report on Risks of Doing Business in
Conflict-Affected Areas
7
SH For For For Repeal Any Amendments to Code of Regulations
Adopted After April 8, 2016
8
Seagate Technology plc
Meeting Date: 10/18/2017
Record Date: 08/21/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G7945M107
Ticker: STX
Shares Voted: 54,735
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Stephen J. Luczo Mgmt For For For
Mgmt For For For Elect Director Mark W. Adams 1b
Mgmt For For For Elect Director Michael R. Cannon 1c
Mgmt For For For Elect Director Mei-Wei Cheng 1d
Mgmt For For For Elect Director William T. Coleman 1e
Mgmt For For For Elect Director Jay L. Geldmacher 1f
Mgmt For For For Elect Director William D. Mosley 1g
Mgmt For For For Elect Director Chong Sup Park 1h
Mgmt For For For Elect Director Stephanie Tilenius 1i
Mgmt For For For Elect Director Edward J. Zander 1j
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Amend Qualified Employee Stock Purchase Plan 4
Mgmt For For For Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Seagate Technology plc
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorize Issuance of Equity or Equity-Linked
Securities with Preemptive Rights
6
Mgmt For For For Authorize Issuance of Equity or Equity-Linked
Securities without Preemptive Rights
7
Mgmt For For For Determine Price Range for Reissuance of
Treasury Shares
8
Western Digital Corporation
Meeting Date: 11/02/2017
Record Date: 09/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 958102105
Ticker: WDC
Shares Voted: 15,138
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Martin I. Cole Mgmt For For For
Mgmt For For For Elect Director Kathleen A. Cote 1b
Mgmt For For For Elect Director Henry T. DeNero 1c
Mgmt For For For Elect Director Michael D. Lambert 1d
Mgmt For For For Elect Director Len J. Lauer 1e
Mgmt For For For Elect Director Matthew E. Massengill 1f
Mgmt For For For Elect Director Stephen D. Milligan 1g
Mgmt For For For Elect Director Paula A. Price 1h
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Amend Omnibus Stock Plan 4
Mgmt For For For Ratify KPMG LLP as Auditors 5
Delphi Automotive PLC
Meeting Date: 11/07/2017
Record Date: 10/05/2017
Country: Jersey
Meeting Type: Special
Primary Security ID: G27823106
Ticker: DLPH
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Delphi Automotive PLC
Shares Voted: 46,639
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Change Company Name to Aptiv PLC Mgmt For For For
Lam Research Corporation
Meeting Date: 11/08/2017
Record Date: 09/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 512807108
Ticker: LRCX
Shares Voted: 11,693
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Martin B. Anstice Mgmt For For For
Mgmt For For For Elect Director Eric K. Brandt 1.2
Mgmt For For For Elect Director Michael R. Cannon 1.3
Mgmt For For For Elect Director Youssef A. El-Mansy 1.4
Mgmt For For For Elect Director Christine A. Heckart 1.5
Mgmt For For For Elect Director Young Bum (YB) Koh 1.6
Mgmt For For For Elect Director Catherine P. Lego 1.7
Mgmt For For For Elect Director Stephen G. Newberry 1.8
Mgmt For For For Elect Director Abhijit Y. Talwalkar 1.9
Mgmt For For For Elect Director Lih Shyng (Rick L.) Tsai 1.10
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Ratify Ernst & Young LLP as Auditors 4
SH Against Against Against Adopt Policy to Annually Disclose EEO-1 Data 5
Maxim Integrated Products, Inc.
Meeting Date: 11/10/2017
Record Date: 09/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 57772K101
Ticker: MXIM
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Maxim Integrated Products, Inc.
Shares Voted: 68,759
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director William (Bill) P. Sullivan Mgmt For For For
Mgmt For For For Elect Director Tunc Doluca 1b
Mgmt For For For Elect Director Tracy C. Accardi 1c
Mgmt For For For Elect Director James R. Bergman 1d
Mgmt For For For Elect Director Joseph R. Bronson 1e
Mgmt For For For Elect Director Robert E. Grady 1f
Mgmt For For For Elect Director William D. Watkins 1g
Mgmt For For For Elect Director MaryAnn Wright 1h
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Amend Qualified Employee Stock Purchase Plan 3
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 5
The Estee Lauder Companies Inc.
Meeting Date: 11/14/2017
Record Date: 09/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 518439104
Ticker: EL
Shares Voted: 16,373
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Charlene Barshefsky Mgmt For For For
Mgmt For For For Elect Director Wei Sun Christianson 1.2
Mgmt For For For Elect Director Fabrizio Freda 1.3
Mgmt For For For Elect Director Jane Lauder 1.4
Mgmt For For For Elect Director Leonard A. Lauder 1.5
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The Estee Lauder Companies Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
Microsoft Corporation
Meeting Date: 11/29/2017
Record Date: 09/29/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 594918104
Ticker: MSFT
Shares Voted: 171,734
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director William H. Gates, III Mgmt For For For
Mgmt For For For Elect Director Reid G. Hoffman 1.2
Mgmt For For For Elect Director Hugh F. Johnston 1.3
Mgmt For For For Elect Director Teri L. List-Stoll 1.4
Mgmt For For For Elect Director Satya Nadella 1.5
Mgmt For For For Elect Director Charles H. Noski 1.6
Mgmt For For For Elect Director Helmut Panke 1.7
Mgmt For For For Elect Director Sandra E. Peterson 1.8
Mgmt For For For Elect Director Penny S. Pritzker 1.9
Mgmt For For For Elect Director Charles W. Scharf 1.10
Mgmt For For For Elect Director Arne M. Sorenson 1.11
Mgmt For For For Elect Director John W. Stanton 1.12
Mgmt For For For Elect Director John W. Thompson 1.13
Mgmt For For For Elect Director Padmasree Warrior 1.14
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 4
Mgmt For For For Amend Executive Incentive Bonus Plan 5
Mgmt For For For Approve Omnibus Stock Plan 6
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Arconic Inc.
Meeting Date: 11/30/2017
Record Date: 10/05/2017
Country: USA
Meeting Type: Special
Primary Security ID: 03965L100
Ticker: ARNC
Shares Voted: 144,291
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1 Change State of Incorporation from
Pennsylvania to Delaware Mgmt For For For
Mgmt For For For Eliminate Supermajority Vote Requirement 2
Mgmt For For For Declassify the Board of Directors 3
Micron Technology, Inc.
Meeting Date: 01/17/2018
Record Date: 11/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 595112103
Ticker: MU
Shares Voted: 122,410
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey Mgmt For For For
Mgmt For For For Elect Director Richard M. Beyer 1.2
Mgmt For For For Elect Director Patrick J. Byrne 1.3
Mgmt For For For Elect Director Mercedes Johnson 1.4
Mgmt For For For Elect Director Sanjay Mehrotra 1.5
Mgmt For For For Elect Director Lawrence N. Mondry 1.6
Mgmt For For For Elect Director Robert E. Switz 1.7
Mgmt For For For Approve Qualified Employee Stock Purchase Plan
2
Mgmt For For For Amend Executive Incentive Bonus Plan 3
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 4
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 6
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Walgreens Boots Alliance, Inc.
Meeting Date: 01/17/2018
Record Date: 11/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 931427108
Ticker: WBA
Shares Voted: 66,937
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Jose E. Almeida Mgmt For For For
Mgmt For For For Elect Director Janice M. Babiak 1b
Mgmt For For For Elect Director David J. Brailer 1c
Mgmt For For For Elect Director William C. Foote 1d
Mgmt For For For Elect Director Ginger L. Graham 1e
Mgmt For For For Elect Director John A. Lederer 1f
Mgmt For For For Elect Director Dominic P. Murphy 1g
Mgmt For For For Elect Director Stefano Pessina 1h
Mgmt For For For Elect Director Leonard D. Schaeffer 1i
Mgmt For For For Elect Director Nancy M. Schlichting 1j
Mgmt For For For Elect Director James A. Skinner 1k
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
Mgmt For For For Amend Omnibus Stock Plan 5
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
6
SH Against Against Against Amend Proxy Access Right 7
Intuit Inc.
Meeting Date: 01/18/2018
Record Date: 11/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 461202103
Ticker: INTU
Shares Voted: 33,546
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Eve Burton Mgmt For For For
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Intuit Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Scott D. Cook 1b
Mgmt For For For Elect Director Richard L. Dalzell 1c
Mgmt For For For Elect Director Deborah Liu 1d
Mgmt For For For Elect Director Suzanne Nora Johnson 1e
Mgmt For For For Elect Director Dennis D. Powell 1f
Mgmt For For For Elect Director Brad D. Smith 1g
Mgmt For For For Elect Director Thomas Szkutak 1h
Mgmt For For For Elect Director Raul Vazquez 1i
Mgmt For For For Elect Director Jeff Weiner 1j
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Amend Executive Incentive Bonus Plan 4
Mgmt For For For Ratify Ernst & Young LLP as Auditors 5
D.R. Horton, Inc.
Meeting Date: 01/24/2018
Record Date: 11/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 23331A109
Ticker: DHI
Shares Voted: 93,022
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Donald R. Horton Mgmt For For For
Mgmt For For For Elect Director Barbara K. Allen 1b
Mgmt For For For Elect Director Brad S. Anderson 1c
Mgmt For For For Elect Director Michael R. Buchanan 1d
Mgmt For For For Elect Director Michael W. Hewatt 1e
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Amend Executive Incentive Bonus Plan 4
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Jabil Inc.
Meeting Date: 01/25/2018
Record Date: 11/30/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 466313103
Ticker: JBL
Shares Voted: 60,678
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Anousheh Ansari Mgmt For For For
Mgmt For For For Elect Director Martha F. Brooks 1.2
Mgmt For For For Elect Director Christopher S. Holland 1.3
Mgmt For For For Elect Director Timothy L. Main 1.4
Mgmt For For For Elect Director Mark T. Mondello 1.5
Mgmt For For For Elect Director John C. Plant 1.6
Mgmt For For For Elect Director Steven A. Raymund 1.7
Mgmt For For For Elect Director Thomas A. Sansone 1.8
Mgmt For For For Elect Director David M. Stout 1.9
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 3
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
4
Visa Inc.
Meeting Date: 01/30/2018
Record Date: 12/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 92826C839
Ticker: V
Shares Voted: 98,738
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Lloyd A. Carney Mgmt For For For
Mgmt For For For Elect Director Mary B. Cranston 1b
Mgmt For For For Elect Director Francisco Javier Fernandez-Carbajal
1c
Mgmt For For For Elect Director Gary A. Hoffman 1d
Mgmt For For For Elect Director Alfred F. Kelly, Jr. 1e
Mgmt For For For Elect Director John F. Lundgren 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Visa Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Robert W. Matschullat 1g
Mgmt For For For Elect Director Suzanne Nora Johnson 1h
Mgmt For For For Elect Director John A.C. Swainson 1i
Mgmt For For For Elect Director Maynard G. Webb, Jr. 1j
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
WestRock Company
Meeting Date: 02/02/2018
Record Date: 12/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 96145D105
Ticker: WRK
Shares Voted: 74,450
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Timothy J. Bernlohr Mgmt For For For
Mgmt For For For Elect Director J. Powell Brown 1b
Mgmt For For For Elect Director Michael E. Campbell 1c
Mgmt For For For Elect Director Terrell K. Crews 1d
Mgmt For For For Elect Director Russell M. Currey 1e
Mgmt For For For Elect Director John A. Luke, Jr. 1f
Mgmt For For For Elect Director Gracia C. Martore 1g
Mgmt For For For Elect Director James E. Nevels 1h
Mgmt For For For Elect Director Timothy H. Powers 1i
Mgmt For For For Elect Director Steven C. Voorhees 1j
Mgmt For For For Elect Director Bettina M. Whyte 1k
Mgmt For For For Elect Director Alan D. Wilson 1l
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Amend Executive Incentive Bonus Plan 3
Mgmt For For For Amend Omnibus Stock Plan 4
Mgmt For For For Ratify Ernst & Young LLP as Auditors 5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Lennar Corporation
Meeting Date: 02/12/2018
Record Date: 01/04/2018
Country: USA
Meeting Type: Special
Primary Security ID: 526057104
Ticker: LEN
Shares Voted: 33,551
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt For For For Increase Authorized Common Stock 2
Mgmt For For For Adjourn Meeting 3
Apple Inc.
Meeting Date: 02/13/2018
Record Date: 12/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 037833100
Ticker: AAPL
Shares Voted: 134,405
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director James Bell Mgmt For For For
Mgmt For For For Elect Director Tim Cook 1b
Mgmt For For For Elect Director Al Gore 1c
Mgmt For For For Elect Director Bob Iger 1d
Mgmt For For For Elect Director Andrea Jung 1e
Mgmt For For For Elect Director Art Levinson 1f
Mgmt For For For Elect Director Ron Sugar 1g
Mgmt For For For Elect Director Sue Wagner 1h
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Amend Non-Employee Director Omnibus Stock Plan
4
SH Against Against Against Proxy Access Amendments 5
SH Against Against Against Establish Human Rights Committee 6
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
AECOM
Meeting Date: 02/28/2018
Record Date: 01/03/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00766T100
Ticker: ACM
Shares Voted: 34,989
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Michael S. Burke Mgmt For For For
Mgmt For For For Elect Director James H. Fordyce 1.2
Mgmt For For For Elect Director William H. Frist 1.3
Mgmt For For For Elect Director Linda Griego 1.4
Mgmt For For For Elect Director Robert J. Routs 1.5
Mgmt For For For Elect Director Clarence T. Schmitz 1.6
Mgmt For For For Elect Director Douglas W. Stotlar 1.7
Mgmt For For For Elect Director Daniel R. Tishman 1.8
Mgmt For For For Elect Director Janet C. Wolfenbarger 1.9
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
4
Vistra Energy Corp.
Meeting Date: 03/02/2018
Record Date: 01/19/2018
Country: USA
Meeting Type: Special
Primary Security ID: 92840M102
Ticker: VST
Shares Voted: 120,873
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt For For For Issue Shares in Connection with Acquisition 2
Mgmt For For For Adjourn Meeting 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Applied Materials, Inc.
Meeting Date: 03/08/2018
Record Date: 01/10/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 038222105
Ticker: AMAT
Shares Voted: 103,949
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Judy Bruner Mgmt For For For
Mgmt For For For Elect Director Xun (Eric) Chen 1b
Mgmt For For For Elect Director Aart J. de Geus 1c
Mgmt For For For Elect Director Gary E. Dickerson 1d
Mgmt For For For Elect Director Stephen R. Forrest 1e
Mgmt For For For Elect Director Thomas J. Iannotti 1f
Mgmt For For For Elect Director Alexander A. Karsner 1g
Mgmt For For For Elect Director Adrianna C. Ma 1h
Mgmt For For For Elect Director Scott A. McGregor 1i
Mgmt For For For Elect Director Dennis D. Powell 1j
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
SH Against Against Against Provide Right to Act by Written Consent 4
SH Against Against Against Adopt Policy to Annually Disclose EEO-1 Data 5
F5 Networks, Inc.
Meeting Date: 03/15/2018
Record Date: 01/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 315616102
Ticker: FFIV
Shares Voted: 27,467
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director A. Gary Ames Mgmt For For For
Mgmt For For For Elect Director Sandra E. Bergeron 1b
Mgmt For For For Elect Director Deborah L. Bevier 1c
Mgmt For For For Elect Director Jonathan C. Chadwick 1d
Mgmt For For For Elect Director Michael L. Dreyer 1e
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
F5 Networks, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Alan J. Higginson 1f
Mgmt For For For Elect Director Peter S. Klein 1g
Mgmt For For For Elect Director Francois Locoh-Donou 1h
Mgmt For For For Elect Director John McAdam 1i
Mgmt Elect Director Stephen M. Smith *Withdrawn
Resolution*
1j
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
The Toro Company
Meeting Date: 03/20/2018
Record Date: 01/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 891092108
Ticker: TTC
Shares Voted: 13,331
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Janet K. Cooper Mgmt For For For
Mgmt For For For Elect Director Gary L. Ellis 1.2
Mgmt For For For Elect Director Gregg W. Steinhafel 1.3
Mgmt For For For Elect Director Michael G. Vale 1.4
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Broadcom Limited
Meeting Date: 03/23/2018
Record Date: 03/05/2018
Country: Singapore
Meeting Type: Court
Primary Security ID: Y09827109
Ticker: AVGO
Shares Voted: 28,694
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Court-Ordered Meeting for Shareholders Mgmt
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Broadcom Limited
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Scheme of Arrangement 1
Broadcom Limited
Meeting Date: 04/04/2018
Record Date: 02/12/2018
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y09827109
Ticker: AVGO
Shares Voted: 30,711
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Hock E. Tan Mgmt For For For
Mgmt For For For Elect Director James V. Diller 1b
Mgmt For For For Elect Director Gayla J. Delly 1c
Mgmt For For For Elect Director Lewis C. Eggebrecht 1d
Mgmt For For For Elect Director Kenneth Y. Hao 1e
Mgmt For For For Elect Director Eddy W. Hartenstein 1f
Mgmt For For For Elect Director Check Kian Low 1g
Mgmt For For For Elect Director Donald Macleod 1h
Mgmt For For For Elect Director Peter J. Marks 1i
Mgmt For For For Elect Director Henry Samueli 1j
Mgmt For For For Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their
Remuneration
2
Mgmt For For For Approve Issuance of Shares With or Without Preemptive Rights
3
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
4
The Bank of New York Mellon Corporation
Meeting Date: 04/10/2018
Record Date: 02/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 064058100
Ticker: BK
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The Bank of New York Mellon Corporation
Shares Voted: 104,546
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Steven D. Black Mgmt For For For
Mgmt For For For Elect Director Linda Z. Cook 1b
Mgmt For For For Elect Director Joseph J. Echevarria 1c
Mgmt For For For Elect Director Edward P. Garden 1d
Mgmt For For For Elect Director Jeffrey A. Goldstein 1e
Mgmt For For For Elect Director John M. Hinshaw 1f
Mgmt For For For Elect Director Edmund F. "Ted" Kelly 1g
Mgmt For For For Elect Director Jennifer B. Morgan 1h
Mgmt For For For Elect Director Mark A. Nordenberg 1i
Mgmt For For For Elect Director Elizabeth E. Robinson 1j
Mgmt For For For Elect Director Charles W. Scharf 1k
Mgmt For For For Elect Director Samuel C. Scott, III 1l
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
SH Against Against Against Provide Right to Act by Written Consent 4
SH Against Refer Against Report on and Assess Proxy Voting Policies in Relation to Climate Change Position
5
IHS Markit Ltd.
Meeting Date: 04/11/2018
Record Date: 02/14/2018
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G47567105
Ticker: INFO
Shares Voted: 81,962
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Dinyar S. Devitre Mgmt For For For
Mgmt For For For Elect Director Nicoletta Giadrossi 1.2
Mgmt For For For Elect Director Robert P. Kelly 1.3
Mgmt For For For Elect Director Deborah Doyle McWhinney 1.4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
IHS Markit Ltd.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Ernst & Young LLP as Auditors and
Authorize Board to Fix Their Remuneration
2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Declassify the Board of Directors 4
Mgmt For For For Adopt Majority Voting for Uncontested Election
of Directors
5
Adobe Systems Incorporated
Meeting Date: 04/12/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00724F101
Ticker: ADBE
Shares Voted: 37,120
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Amy L. Banse Mgmt For For For
Mgmt For For For Elect Director Edward W. Barnholt 1b
Mgmt For For For Elect Director Robert K. Burgess 1c
Mgmt For For For Elect Director Frank A. Calderoni 1d
Mgmt For For For Elect Director James E. Daley 1e
Mgmt For For For Elect Director Laura B. Desmond 1f
Mgmt For For For Elect Director Charles M. Geschke 1g
Mgmt For For For Elect Director Shantanu Narayen 1h
Mgmt For For For Elect Director Daniel L. Rosensweig 1i
Mgmt For For For Elect Director John E. Warnock 1j
Mgmt For For For Amend Omnibus Stock Plan 2
Mgmt For For For Ratify KPMG LLP as Auditors 3
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
4
Fifth Third Bancorp
Meeting Date: 04/17/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 316773100
Ticker: FITB
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Fifth Third Bancorp
Shares Voted: 85,333
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Nicholas K. Akins Mgmt For For For
Mgmt For For For Elect Director B. Evan Bayh, III 1.2
Mgmt For For For Elect Director Jorge L. Benitez 1.3
Mgmt For For For Elect Director Katherine B. Blackburn 1.4
Mgmt For For For Elect Director Emerson L. Brumback 1.5
Mgmt For For For Elect Director Jerry W. Burris 1.6
Mgmt For For For Elect Director Greg D. Carmichael 1.7
Mgmt For For For Elect Director Gary R. Heminger 1.8
Mgmt For For For Elect Director Jewell D. Hoover 1.9
Mgmt For For For Elect Director Eileen A. Mallesch 1.10
Mgmt For For For Elect Director Michael B. McCallister 1.11
Mgmt For For For Elect Director Marsha C. Williams 1.12
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
WHIRLPOOL CORPORATION
Meeting Date: 04/17/2018
Record Date: 02/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 963320106
Ticker: WHR
Shares Voted: 21,562
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Samuel R. Allen Mgmt For For For
Mgmt For For For Elect Director Marc R. Bitzer 1b
Mgmt For For For Elect Director Greg Creed 1c
Mgmt For For For Elect Director Gary T. DiCamillo 1d
Mgmt For For For Elect Director Diane M. Dietz 1e
Mgmt For For For Elect Director Gerri T. Elliott 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
WHIRLPOOL CORPORATION
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Jeff M. Fettig 1g
Mgmt For For For Elect Director Michael F. Johnston 1h
Mgmt For For For Elect Director John D. Liu 1i
Mgmt For For For Elect Director James M. Loree 1j
Mgmt For For For Elect Director Harish Manwani 1k
Mgmt For For For Elect Director William D. Perez 1l
Mgmt For For For Elect Director Larry O. Spencer 1m
Mgmt For For For Elect Director Michael D. White 1n
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
Mgmt For For For Approve Omnibus Stock Plan 4
Humana Inc.
Meeting Date: 04/19/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 444859102
Ticker: HUM
Shares Voted: 19,099
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Kurt J. Hilzinger Mgmt For For For
Mgmt For For For Elect Director Frank J. Bisignano 1b
Mgmt For For For Elect Director Bruce D. Broussard 1c
Mgmt For For For Elect Director Frank A. D'Amelio 1d
Mgmt For For For Elect Director Karen B. DeSalvo 1e
Mgmt For For For Elect Director W. Roy Dunbar 1f
Mgmt For For For Elect Director David A. Jones, Jr. 1g
Mgmt For For For Elect Director William J. McDonald 1h
Mgmt For For For Elect Director William E. Mitchell 1i
Mgmt For For For Elect Director David B. Nash 1j
Mgmt For For For Elect Director James J. O'Brien 1k
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Humana Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Marissa T. Peterson 1l
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt Against Against For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Huntington Bancshares Incorporated
Meeting Date: 04/19/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 446150104
Ticker: HBAN
Shares Voted: 127,255
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Lizabeth Ardisana Mgmt For For For
Mgmt For For For Elect Director Ann B. "Tanny" Crane 1.2
Mgmt For For For Elect Director Robert S. Cubbin 1.3
Mgmt For For For Elect Director Steven G. Elliott 1.4
Mgmt For For For Elect Director Gina D. France 1.5
Mgmt For For For Elect Director J. Michael Hochschwender 1.6
Mgmt For For For Elect Director Chris Inglis 1.7
Mgmt For For For Elect Director Peter J. Kight 1.8
Mgmt For For For Elect Director Richard W. Neu 1.9
Mgmt For For For Elect Director David L. Porteous 1.10
Mgmt For For For Elect Director Kathleen H. Ransier 1.11
Mgmt For For For Elect Director Stephen D. Steinour 1.12
Mgmt For For For Approve Omnibus Stock Plan 2
Mgmt For For For Amend Deferred Compensation Plan 3
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 4
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
PPG Industries, Inc.
Meeting Date: 04/19/2018
Record Date: 02/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 693506107
Ticker: PPG
Shares Voted: 28,675
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Victoria F. Haynes Mgmt For For For
Mgmt For For For Elect Director Michael W. Lamach 1.2
Mgmt For For For Elect Director Martin H. Richenhagen 1.3
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Declassify the Board of Directors 3
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 4
The AES Corporation
Meeting Date: 04/19/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00130H105
Ticker: AES
Shares Voted: 357,766
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Andres R. Gluski Mgmt For For For
Mgmt For For For Elect Director Charles L. Harrington 1.2
Mgmt For For For Elect Director Kristina M. Johnson 1.3
Mgmt For For For Elect Director Tarun Khanna 1.4
Mgmt Against Against For Elect Director Holly K. Koeppel 1.5
Mgmt For For For Elect Director James H. Miller 1.6
Mgmt For For For Elect Director Alain Monie 1.7
Mgmt For For For Elect Director John B. Morse, Jr. 1.8
Mgmt For For For Elect Director Moises Naim 1.9
Mgmt For For For Elect Director Jeffrey W. Ubben 1.10
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The AES Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Ratify Existing Ownership Threshold for
Shareholders to Call Special Meeting
4
SH Assess Portfolio Impacts of Policies to Meet 2
Degree Scenario- Withdrawn Resolution
5
Centene Corporation
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 15135B101
Ticker: CNC
Shares Voted: 18,844
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1A Elect Director Jessica L. Blume Mgmt For For For
Mgmt For For For Elect Director Frederick H. Eppinger 1B
Mgmt For For For Elect Director David L. Steward 1C
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
Comerica Incorporated
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 200340107
Ticker: CMA
Shares Voted: 46,829
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Ralph W. Babb, Jr. Mgmt For For For
Mgmt For For For Elect Director Michael E. Collins 1.2
Mgmt For For For Elect Director Roger A. Cregg 1.3
Mgmt For For For Elect Director T. Kevin DeNicola 1.4
Mgmt For For For Elect Director Jacqueline P. Kane 1.5
Mgmt For For For Elect Director Richard G. Lindner 1.6
Mgmt For For For Elect Director Barbara R. Smith 1.7
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Comerica Incorporated
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Robert S. Taubman 1.8
Mgmt For For For Elect Director Reginald M. Turner, Jr. 1.9
Mgmt For For For Elect Director Nina G. Vaca 1.10
Mgmt For For For Elect Director Michael G. Van de Ven 1.11
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Approve Omnibus Stock Plan 4
HP Inc.
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 40434L105
Ticker: HPQ
Shares Voted: 242,821
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Aida M. Alvarez Mgmt For For For
Mgmt For For For Elect Director Shumeet Banerji 1b
Mgmt For For For Elect Director Robert R. Bennett 1c
Mgmt For For For Elect Director Charles "Chip" V. Bergh 1d
Mgmt For For For Elect Director Stacy Brown-Philpot 1e
Mgmt For For For Elect Director Stephanie A. Burns 1f
Mgmt For For For Elect Director Mary Anne Citrino 1g
Mgmt For For For Elect Director Stacey Mobley 1h
Mgmt For For For Elect Director Subra Suresh 1i
Mgmt For For For Elect Director Dion J. Weisler 1j
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Provide Right to Act by Written Consent 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
International Business Machines Corporation
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 459200101
Ticker: IBM
Shares Voted: 53,685
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Kenneth I. Chenault Mgmt For For For
Mgmt For For For Elect Director Michael L. Eskew 1.2
Mgmt For For For Elect Director David N. Farr 1.3
Mgmt For For For Elect Director Alex Gorsky 1.4
Mgmt For For For Elect Director Shirley Ann Jackson 1.5
Mgmt For For For Elect Director Andrew N. Liveris 1.6
Mgmt For For For Elect Director Hutham S. Olayan 1.7
Mgmt For For For Elect Director James W. Owens 1.8
Mgmt For For For Elect Director Virginia M. Rometty 1.9
Mgmt For For For Elect Director Joseph R. Swedish 1.10
Mgmt For For For Elect Director Sidney Taurel 1.11
Mgmt For For For Elect Director Peter R. Voser 1.12
Mgmt For For For Elect Director Frederick H. Waddell 1.13
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Report on Lobbying Payments and Policy 4
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
5
SH Against Against Against Require Independent Board Chairman 6
Kimco Realty Corporation
Meeting Date: 04/24/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 49446R109
Ticker: KIM
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Kimco Realty Corporation
Shares Voted: 27,123
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Milton Cooper Mgmt For For For
Mgmt For For For Elect Director Philip E. Coviello 1b
Mgmt For For For Elect Director Richard G. Dooley 1c
Mgmt For For For Elect Director Conor C. Flynn 1d
Mgmt For For For Elect Director Joe Grills 1e
Mgmt For For For Elect Director Frank Lourenso 1f
Mgmt For For For Elect Director Colombe M. Nicholas 1g
Mgmt For For For Elect Director Mary Hogan Preusse 1h
Mgmt Against Against For Elect Director Richard B. Saltzman 1i
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SunTrust Banks, Inc.
Meeting Date: 04/24/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 867914103
Ticker: STI
Shares Voted: 61,010
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Agnes Bundy Scanlan Mgmt For For For
Mgmt For For For Elect Director Dallas S. Clement 1.2
Mgmt For For For Elect Director Paul R. Garcia 1.3
Mgmt For For For Elect Director M. Douglas Ivester 1.4
Mgmt For For For Elect Director Donna S. Morea 1.5
Mgmt For For For Elect Director David M. Ratcliffe 1.6
Mgmt For For For Elect Director William H. Rogers, Jr. 1.7
Mgmt For For For Elect Director Frank P. Scruggs, Jr. 1.8
Mgmt For For For Elect Director Bruce L. Tanner 1.9
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
SunTrust Banks, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Steven C. Voorhees 1.10
Mgmt For For For Elect Director Thomas R. Watjen 1.11
Mgmt For For For Elect Director Phail Wynn, Jr. 1.12
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Approve Omnibus Stock Plan 3
Mgmt For For For Ratify Ernst & Young LLP as Auditors 4
Wells Fargo & Company
Meeting Date: 04/24/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 949746101
Ticker: WFC
Shares Voted: 18,849
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director John D. Baker, II Mgmt For For For
Mgmt For For For Elect Director Celeste A. Clark 1b
Mgmt For For For Elect Director Theodore F. Craver, Jr. 1c
Mgmt For For For Elect Director Elizabeth A. "Betsy" Duke 1d
Mgmt For For For Elect Director Donald M. James 1e
Mgmt For For For Elect Director Maria R. Morris 1f
Mgmt For For For Elect Director Karen B. Peetz 1g
Mgmt For For For Elect Director Juan A. Pujadas 1h
Mgmt For For For Elect Director James H. Quigley 1i
Mgmt For For For Elect Director Ronald L. Sargent 1j
Mgmt For For For Elect Director Timothy J. Sloan 1k
Mgmt For For For Elect Director Suzanne M. Vautrinot 1l
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
SH Against Against Against Reduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Wells Fargo & Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH Against Against Against Reform Executive Compensation Policy with
Social Responsibility
5
SH For For Against Report on Incentive-Based Compensation and
Risks of Material Losses
6
Ameriprise Financial, Inc.
Meeting Date: 04/25/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03076C106
Ticker: AMP
Shares Voted: 24,257
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director James M. Cracchiolo Mgmt For For For
Mgmt For For For Elect Director Dianne Neal Blixt 1b
Mgmt For For For Elect Director Amy DiGeso 1c
Mgmt For For For Elect Director Lon R. Greenberg 1d
Mgmt For For For Elect Director Jeffrey Noddle 1e
Mgmt For For For Elect Director Robert F. Sharpe, Jr. 1f
Mgmt For For For Elect Director Christopher J. Williams 1g
Mgmt For For For Elect Director W. Edward Walter 1h
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Report on Political Contributions and Expenditures
4
Bank of America Corporation
Meeting Date: 04/25/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 060505104
Ticker: BAC
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Bank of America Corporation
Shares Voted: 77,492
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Sharon L. Allen Mgmt For For For
Mgmt For For For Elect Director Susan S. Bies 1b
Mgmt For For For Elect Director Jack O. Bovender, Jr. 1c
Mgmt For For For Elect Director Frank P. Bramble, Sr. 1d
Mgmt For For For Elect Director Pierre J.P. de Weck 1e
Mgmt For For For Elect Director Arnold W. Donald 1f
Mgmt For For For Elect Director Linda P. Hudson 1g
Mgmt For For For Elect Director Monica C. Lozano 1h
Mgmt For For For Elect Director Thomas J. May 1i
Mgmt For For For Elect Director Brian T. Moynihan 1j
Mgmt For For For Elect Director Lionel L. Nowell, III 1k
Mgmt For For For Elect Director Michael D. White 1l
Mgmt For For For Elect Director Thomas D. Woods 1m
Mgmt For For For Elect Director R. David Yost 1n
Mgmt For For For Elect Director Maria T. Zuber 1o
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Require Independent Board Chairman 4
BorgWarner Inc.
Meeting Date: 04/25/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 099724106
Ticker: BWA
Shares Voted: 15,788
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1A Elect Director Jan Carlson Mgmt For For For
Mgmt For For For Elect Director Dennis C. Cuneo 1B
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
BorgWarner Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Michael S. Hanley 1C
Mgmt For For For Elect Director Roger A. Krone 1D
Mgmt For For For Elect Director John R. McKernan, Jr. 1E
Mgmt For For For Elect Director Alexis P. Michas 1F
Mgmt For For For Elect Director Vicki L. Sato 1G
Mgmt For For For Elect Director Thomas T. Stallkamp 1H
Mgmt For For For Elect Director James R. Verrier 1I
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt For For For Approve Omnibus Stock Plan 4
Mgmt For For For Amend Certificate of Incorporation to Permit
Removal of Directors Without Cause
5
Mgmt For For For Provide Right to Act by Written Consent 6
SH Against Against Against Amend Proxy Access Right 7
Cigna Corporation
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 125509109
Ticker: CI
Shares Voted: 26,450
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director David M. Cordani Mgmt For For For
Mgmt For For For Elect Director Eric J. Foss 1.2
Mgmt For For For Elect Director Isaiah Harris, Jr. 1.3
Mgmt For For For Elect Director Roman Martinez, IV 1.4
Mgmt For For For Elect Director John M. Partridge 1.5
Mgmt For For For Elect Director James E. Rogers 1.6
Mgmt For For For Elect Director Eric C. Wiseman 1.7
Mgmt For For For Elect Director Donna F. Zarcone 1.8
Mgmt For For For Elect Director William D. Zollars 1.9
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Cigna Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt For For For Eliminate Supermajority Vote Requirement to
Amend Bylaws
4
Eaton Corporation plc
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G29183103
Ticker: ETN
Shares Voted: 13,662
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Craig Arnold Mgmt For For For
Mgmt For For For Elect Director Todd M. Bluedorn 1b
Mgmt For For For Elect Director Christopher M. Connor 1c
Mgmt For For For Elect Director Michael J. Critelli 1d
Mgmt For For For Elect Director Richard H. Fearon 1e
Mgmt For For For Elect Director Charles E. Golden 1f
Mgmt For For For Elect Director Arthur E. Johnson 1g
Mgmt For For For Elect Director Deborah L. McCoy 1h
Mgmt For For For Elect Director Gregory R. Page 1i
Mgmt For For For Elect Director Sandra Pianalto 1j
Mgmt For For For Elect Director Gerald B. Smith 1k
Mgmt For For For Elect Director Dorothy C. Thompson 1l
Mgmt For For For Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Authorize Issue of Equity with Pre-emptive Rights
4
Mgmt For For For Authorize Issue of Equity without Pre-emptive Rights
5
Mgmt For For For Authorize Share Repurchase of Issued Share Capital
6
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Marathon Petroleum Corporation
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 56585A102
Ticker: MPC
Shares Voted: 75,013
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Abdulaziz F. Alkhayyal Mgmt For For For
Mgmt For For For Elect Director Donna A. James 1b
Mgmt For For For Elect Director James E. Rohr 1c
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
Mgmt For For For Eliminate Supermajority Vote Requirement to
Amend Bylaws
5
Mgmt For For For Eliminate Supermajority Vote Requirement to
Amend Charter
6
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
7
Regions Financial Corporation
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 7591EP100
Ticker: RF
Shares Voted: 237,656
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Carolyn H. Byrd Mgmt For For For
Mgmt For For For Elect Director Don DeFosset 1b
Mgmt For For For Elect Director Samuel A. Di Piazza, Jr. 1c
Mgmt For For For Elect Director Eric C. Fast 1d
Mgmt For For For Elect Director O. B. Grayson Hall, Jr. 1e
Mgmt For For For Elect Director John D. Johns 1f
Mgmt For For For Elect Director Ruth Ann Marshall 1g
Mgmt For For For Elect Director Susan W. Matlock 1h
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Regions Financial Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director John E. Maupin, Jr. 1i
Mgmt For For For Elect Director Charles D. McCrary 1j
Mgmt For For For Elect Director James T. Prokopanko 1k
Mgmt For For For Elect Director Lee J. Styslinger, III 1l
Mgmt For For For Elect Director Jose S. Suquet 1m
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
Citizens Financial Group, Inc.
Meeting Date: 04/26/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 174610105
Ticker: CFG
Shares Voted: 100,466
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Bruce Van Saun Mgmt For For For
Mgmt For For For Elect Director Mark Casady 1.2
Mgmt For For For Elect Director Christine M. Cumming 1.3
Mgmt For For For Elect Director Anthony Di Iorio 1.4
Mgmt For For For Elect Director William P. Hankowsky 1.5
Mgmt For For For Elect Director Howard W. Hanna, III 1.6
Mgmt For For For Elect Director Leo I. ("Lee") Higdon 1.7
Mgmt For For For Elect Director Charles J. ("Bud") Koch 1.8
Mgmt For For For Elect Director Arthur F. Ryan 1.9
Mgmt For For For Elect Director Shivan S. Subramaniam 1.10
Mgmt For For For Elect Director Wendy A. Watson 1.11
Mgmt For For For Elect Director Marita Zuraitis 1.12
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Johnson & Johnson
Meeting Date: 04/26/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 478160104
Ticker: JNJ
Shares Voted: 35,986
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Mary C. Beckerle Mgmt For For For
Mgmt For For For Elect Director D. Scott Davis 1b
Mgmt For For For Elect Director Ian E. L. Davis 1c
Mgmt For For For Elect Director Jennifer A. Doudna 1d
Mgmt For For For Elect Director Alex Gorsky 1e
Mgmt For For For Elect Director Mark B. McClellan 1f
Mgmt For For For Elect Director Anne M. Mulcahy 1g
Mgmt For For For Elect Director William D. Perez 1h
Mgmt For For For Elect Director Charles Prince 1i
Mgmt For For For Elect Director A. Eugene Washington 1j
Mgmt For For For Elect Director Ronald A. Williams 1k
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Prohibit Adjusting Compensation Metrics for
Legal or Compliance Costs
4
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
5
SVB Financial Group
Meeting Date: 04/26/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 78486Q101
Ticker: SIVB
Shares Voted: 15,564
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Greg W. Becker Mgmt For For For
Mgmt For For For Elect Director Eric A. Benhamou 1.2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
SVB Financial Group
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director John S. Clendening 1.3
Mgmt For For For Elect Director Roger F. Dunbar 1.4
Mgmt For For For Elect Director Joel P. Friedman 1.5
Mgmt For For For Elect Director Kimberly A. Jabal 1.6
Mgmt For For For Elect Director Jeffrey N. Maggioncalda 1.7
Mgmt For For For Elect Director Mary J. Miller 1.8
Mgmt For For For Elect Director Kate D. Mitchell 1.9
Mgmt For For For Elect Director John F. Robinson 1.10
Mgmt For For For Elect Director Garen K. Staglin 1.11
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Synovus Financial Corp.
Meeting Date: 04/26/2018
Record Date: 02/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 87161C501
Ticker: SNV
Shares Voted: 15,989
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1A Elect Director Catherine A. Allen Mgmt For For For
Mgmt For For For Elect Director Tim E. Bentsen 1B
Mgmt For For For Elect Director F. Dixon Brooke, Jr. 1C
Mgmt For For For Elect Director Stephen T. Butler 1D
Mgmt For For For Elect Director Elizabeth W. Camp 1E
Mgmt For For For Elect Director Diana M. Murphy 1F
Mgmt For For For Elect Director Jerry W. Nix 1G
Mgmt For For For Elect Director Harris Pastides 1H
Mgmt For For For Elect Director Joseph J. Prochaska, Jr. 1I
Mgmt For For For Elect Director John L. Stallworth 1J
Mgmt For For For Elect Director Kessel D. Stelling 1K
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Synovus Financial Corp.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Melvin T. Stith 1L
Mgmt For For For Elect Director Barry L. Storey 1M
Mgmt For For For Elect Director Philip W. Tomlinson 1N
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
Torchmark Corporation
Meeting Date: 04/26/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 891027104
Ticker: TMK
Shares Voted: 27,581
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Charles E. Adair Mgmt For For For
Mgmt For For For Elect Director Linda L. Addison 1.2
Mgmt For For For Elect Director Marilyn A. Alexander 1.3
Mgmt For For For Elect Director Cheryl D. Alston 1.4
Mgmt For For For Elect Director David L. Boren 1.5
Mgmt For For For Elect Director Jane M. Buchan 1.6
Mgmt For For For Elect Director Gary L. Coleman 1.7
Mgmt For For For Elect Director Larry M. Hutchison 1.8
Mgmt For For For Elect Director Robert W. Ingram 1.9
Mgmt For For For Elect Director Steven P. Johnson 1.10
Mgmt For For For Elect Director Darren M. Rebelez 1.11
Mgmt For For For Elect Director Lamar C. Smith 1.12
Mgmt For For For Elect Director Mary E. Thigpen 1.13
Mgmt For For For Elect Director Paul J. Zucconi 1.14
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Approve Omnibus Stock Plan 3
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Total System Services, Inc.
Meeting Date: 04/26/2018
Record Date: 02/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 891906109
Ticker: TSS
Shares Voted: 52,157
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director F. Thaddeus Arroyo Mgmt For For For
Mgmt For For For Elect Director Kriss Cloninger, III 1b
Mgmt For For For Elect Director Walter W. Driver, Jr. 1c
Mgmt For For For Elect Director Sidney E. Harris 1d
Mgmt For For For Elect Director William M. Isaac 1e
Mgmt For For For Elect Director Mason H. Lampton 1f
Mgmt For For For Elect Director Connie D. McDaniel 1g
Mgmt For For For Elect Director Richard A. Smith 1h
Mgmt For For For Elect Director Philip W. Tomlinson 1i
Mgmt For For For Elect Director John T. Turner 1j
Mgmt For For For Elect Director Richard W. Ussery 1k
Mgmt For For For Elect Director M. Troy Woods 1l
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
AT&T Inc.
Meeting Date: 04/27/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00206R102
Ticker: T
Shares Voted: 44,031
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Randall L. Stephenson Mgmt For For For
Mgmt For For For Elect Director Samuel A. Di Piazza, Jr. 1.2
Mgmt For For For Elect Director Richard W. Fisher 1.3
Mgmt For For For Elect Director Scott T. Ford 1.4
Mgmt For For For Elect Director Glenn H. Hutchins 1.5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
AT&T Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director William E. Kennard 1.6
Mgmt For For For Elect Director Michael B. McCallister 1.7
Mgmt For For For Elect Director Beth E. Mooney 1.8
Mgmt For For For Elect Director Joyce M. Roche 1.9
Mgmt For For For Elect Director Matthew K. Rose 1.10
Mgmt For For For Elect Director Cynthia B. Taylor 1.11
Mgmt For For For Elect Director Laura D'Andrea Tyson 1.12
Mgmt For For For Elect Director Geoffrey Y. Yang 1.13
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Amend Stock Purchase and Deferral Plan 4
Mgmt For For For Approve Omnibus Stock Plan 5
SH Against Against Against Report on Lobbying Payments and Policy 6
SH Against Against Against Amend Proxy Access Right 7
SH Against Against Against Require Independent Board Chairman 8
SH Against Against Against Provide Right to Act by Written Consent 9
The Boeing Company
Meeting Date: 04/30/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 097023105
Ticker: BA
Shares Voted: 29,307
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Robert A. Bradway Mgmt For For For
Mgmt For For For Elect Director David L. Calhoun 1b
Mgmt For For For Elect Director Arthur D. Collins, Jr. 1c
Mgmt For For For Elect Director Kenneth M. Duberstein 1d
Mgmt For For For Elect Director Edmund P. Giambastiani, Jr. 1e
Mgmt For For For Elect Director Lynn J. Good 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The Boeing Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Lawrence W. Kellner 1g
Mgmt For For For Elect Director Caroline B. Kennedy 1h
Mgmt For For For Elect Director Edward M. Liddy 1i
Mgmt For For For Elect Director Dennis A. Muilenburg 1j
Mgmt For For For Elect Director Susan C. Schwab 1k
Mgmt For For For Elect Director Ronald A. Williams 1l
Mgmt For For For Elect Director Mike S. Zafirovski 1m
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
SH Against Against Against Report on Lobbying Payments and Policy 4
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
5
SH Against Against Against Require Independent Board Chairman 6
SH Against Against Against Require Shareholder Approval to Increase Board
Size to More Than 14
7
Bristol-Myers Squibb Company
Meeting Date: 05/01/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 110122108
Ticker: BMY
Shares Voted: 112,271
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1A Elect Director Peter J. Arduini Mgmt For For For
Mgmt For For For Elect Director Jose Baselga 1B
Mgmt For For For Elect Director Robert J. Bertolini 1C
Mgmt For For For Elect Director Giovanni Caforio 1D
Mgmt For For For Elect Director Matthew W. Emmens 1E
Mgmt For For For Elect Director Michael Grobstein 1F
Mgmt For For For Elect Director Alan J. Lacy 1G
Mgmt For For For Elect Director Dinesh C. Paliwal 1H
Mgmt For For For Elect Director Theodore R. Samuels 1I
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Bristol-Myers Squibb Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Gerald L. Storch 1J
Mgmt For For For Elect Director Vicki L. Sato 1K
Mgmt For For For Elect Director Karen H. Vousden 1L
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
SH For For Against Report on Integrating Risks Related to Drug
Pricing into Senior Executive Compensation
4
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
5
Exelon Corporation
Meeting Date: 05/01/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30161N101
Ticker: EXC
Shares Voted: 86,580
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Anthony K. Anderson Mgmt For For For
Mgmt For For For Elect Director Ann C. Berzin 1b
Mgmt For For For Elect Director Christopher M. Crane 1c
Mgmt For For For Elect Director Yves C. de Balmann 1d
Mgmt For For For Elect Director Nicholas DeBenedictis 1e
Mgmt For For For Elect Director Linda P. Jojo 1f
Mgmt For For For Elect Director Paul L. Joskow 1g
Mgmt For For For Elect Director Robert J. Lawless 1h
Mgmt For For For Elect Director Richard W. Mies 1i
Mgmt For For For Elect Director John W. Rogers, Jr. 1j
Mgmt For For For Elect Director Mayo A. Shattuck, III 1k
Mgmt For For For Elect Director Stephen D. Steinour 1l
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
S&P Global Inc.
Meeting Date: 05/01/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 78409V104
Ticker: SPGI
Shares Voted: 28,355
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Marco Alvera Mgmt For For For
Mgmt Against Against For Elect Director William D. Green 1.2
Mgmt For For For Elect Director Charles E. Haldeman, Jr. 1.3
Mgmt For For For Elect Director Stephanie C. Hill 1.4
Mgmt For For For Elect Director Rebecca Jacoby 1.5
Mgmt For For For Elect Director Monique F. Leroux 1.6
Mgmt For For For Elect Director Maria R. Morris 1.7
Mgmt For For For Elect Director Douglas L. Peterson 1.8
Mgmt For For For Elect Director Michael Rake 1.9
Mgmt For For For Elect Director Edward B. Rust, Jr. 1.10
Mgmt For For For Elect Director Kurt L. Schmoke 1.11
Mgmt For For For Elect Director Richard E. Thornburgh 1.12
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
Vistra Energy Corp.
Meeting Date: 05/01/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92840M102
Ticker: VST
Shares Voted: 105,844
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Hilary E. Ackermann Mgmt For For For
Mgmt For For For Elect Director Brian K. Ferraioli 1.2
Mgmt For For For Elect Director Jeff D. Hunter 1.3
Mgmt For For For Elect Director Brian K. Ferraioli 2.1
Mgmt For For For Elect Director Jeff D. Hunter 2.2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Vistra Energy Corp.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 5
Allergan plc
Meeting Date: 05/02/2018
Record Date: 03/06/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G0177J108
Ticker: AGN
Shares Voted: 9,375
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Nesli Basgoz Mgmt For For For
Mgmt For For For Elect Director Paul M. Bisaro 1b
Mgmt For For For Elect Director Joseph H. Boccuzi 1c
Mgmt For For For Elect Director Christopher W. Bodine 1d
Mgmt For For For Elect Director Adriane M. Brown 1e
Mgmt For For For Elect Director Christopher J. Coughlin 1f
Mgmt For For For Elect Director Carol Anthony 'John' Davidson 1g
Mgmt For For For Elect Director Catherine M. Klema 1h
Mgmt For For For Elect Director Peter J. McDonnell 1i
Mgmt For For For Elect Director Patrick J. O'Sullivan 1j
Mgmt For For For Elect Director Brenton L. Saunders 1k
Mgmt For For For Elect Director Fred G. Weiss 1l
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their
Remuneration
3
Mgmt For For For Authorize Issue of Equity with Pre-emptive Rights
4
Mgmt For For For Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
Mgmt For For For Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5B
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Allergan plc
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH Against Against Against Require Independent Board Chairman 6
Assured Guaranty Ltd.
Meeting Date: 05/02/2018
Record Date: 03/08/2018
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G0585R106
Ticker: AGO
Shares Voted: 9,330
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Francisco L. Borges Mgmt For For For
Mgmt For For For Elect Director G. Lawrence Buhl 1b
Mgmt For For For Elect Director Dominic J. Frederico 1c
Mgmt For For For Elect Director Bonnie L. Howard 1d
Mgmt For For For Elect Director Thomas W. Jones 1e
Mgmt For For For Elect Director Patrick W. Kenny 1f
Mgmt For For For Elect Director Alan J. Kreczko 1g
Mgmt For For For Elect Director Simon W. Leathes 1h
Mgmt For For For Elect Director Michael T. O'Kane 1i
Mgmt For For For Elect Director Yukiko Omura 1j
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their
Remuneration
3
Mgmt For For For Elect Howard W. Albert as Director of Assured Guaranty Re Ltd
4aa
Mgmt For For For Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd
4ab
Mgmt For For For Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd
4ac
Mgmt For For For Elect Gary Burnet as Director of Assured Guaranty Re Ltd
4ad
Mgmt For For For Elect Ling Chow as Director of Assured Guaranty Re Ltd
4ae
Mgmt For For For Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd
4af
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Assured Guaranty Ltd.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Dominic J. Frederico as Director of
Assured Guaranty Re Ltd
4ag
Mgmt For For For Elect Walter A. Scott as Director of Assured
Guaranty Re Ltd
4ah
Mgmt For For For Ratify PricewaterhouseCoopers LLP as AG Re's
as Auditors
4B
General Dynamics Corporation
Meeting Date: 05/02/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 369550108
Ticker: GD
Shares Voted: 26,583
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director James S. Crown Mgmt For For For
Mgmt For For For Elect Director Rudy F. deLeon 1b
Mgmt For For For Elect Director Lester L. Lyles 1c
Mgmt For For For Elect Director Mark M. Malcolm 1d
Mgmt For For For Elect Director Phebe N. Novakovic 1e
Mgmt For For For Elect Director C. Howard Nye 1f
Mgmt For For For Elect Director William A. Osborn 1g
Mgmt For For For Elect Director Catherine B. Reynolds 1h
Mgmt For For For Elect Director Laura J. Schumacher 1i
Mgmt For For For Elect Director Peter A. Wall 1j
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders to Call Special Meeting
4
MGM Resorts International
Meeting Date: 05/02/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 552953101
Ticker: MGM
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
MGM Resorts International
Shares Voted: 101,085
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Robert H. Baldwin Mgmt For For For
Mgmt For For For Elect Director William A. Bible 1b
Mgmt For For For Elect Director Mary Chris Gay 1c
Mgmt For For For Elect Director William W. Grounds 1d
Mgmt For For For Elect Director Alexis M. Herman 1e
Mgmt For For For Elect Director Roland Hernandez 1f
Mgmt For For For Elect Director John Kilroy 1g
Mgmt For For For Elect Director Rose McKinney-James 1h
Mgmt For For For Elect Director James J. Murren 1i
Mgmt For For For Elect Director Gregory M. Spierkel 1j
Mgmt For For For Elect Director Jan G. Swartz 1k
Mgmt For For For Elect Director Daniel J. Taylor 1l
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
PepsiCo, Inc.
Meeting Date: 05/02/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 713448108
Ticker: PEP
Shares Voted: 7,802
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Shona L. Brown Mgmt For For For
Mgmt For For For Elect Director George W. Buckley 1b
Mgmt For For For Elect Director Cesar Conde 1c
Mgmt For For For Elect Director Ian M. Cook 1d
Mgmt For For For Elect Director Dina Dublon 1e
Mgmt For For For Elect Director Richard W. Fisher 1f
Mgmt For For For Elect Director William R. Johnson 1g
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
PepsiCo, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Indra K. Nooyi 1h
Mgmt For For For Elect Director David C. Page 1i
Mgmt For For For Elect Director Robert C. Pohlad 1j
Mgmt For For For Elect Director Daniel Vasella 1k
Mgmt For For For Elect Director Darren Walker 1l
Mgmt For For For Elect Director Alberto Weisser 1m
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
4
Prologis, Inc.
Meeting Date: 05/02/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 74340W103
Ticker: PLD
Shares Voted: 66,364
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Hamid R. Moghadam Mgmt For For For
Mgmt For For For Elect Director Cristina G. Bita 1b
Mgmt For For For Elect Director George L. Fotiades 1c
Mgmt For For For Elect Director Lydia H. Kennard 1d
Mgmt For For For Elect Director J. Michael Losh 1e
Mgmt For For For Elect Director Irving F. Lyons, III 1f
Mgmt For For For Elect Director David P. O'Connor 1g
Mgmt For For For Elect Director Olivier Piani 1h
Mgmt For For For Elect Director Jeffrey L. Skelton 1i
Mgmt For For For Elect Director Carl B. Webb 1j
Mgmt For For For Elect Director William D. Zollars 1k
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Realogy Holdings Corp.
Meeting Date: 05/02/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 75605Y106
Ticker: RLGY
Shares Voted: 73,102
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Fiona P. Dias Mgmt For For For
Mgmt For For For Elect Director Matthew J. Espe 1.2
Mgmt For For For Elect Director V. Ann Hailey 1.3
Mgmt For For For Elect Director Duncan L. Niederauer 1.4
Mgmt For For For Elect Director Ryan M. Schneider 1.5
Mgmt For For For Elect Director Sherry M. Smith 1.6
Mgmt For For For Elect Director Christopher S. Terrill 1.7
Mgmt For For For Elect Director Michael J. Williams 1.8
Mgmt Against Against For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt Against Against For Approve Omnibus Stock Plan 4
The Hershey Company
Meeting Date: 05/02/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 427866108
Ticker: HSY
Shares Voted: 28,087
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Pamela M. Arway Mgmt For For For
Mgmt For For For Elect Director James W. Brown 1.2
Mgmt For For For Elect Director Michele G. Buck 1.3
Mgmt For For For Elect Director Charles A. Davis 1.4
Mgmt For For For Elect Director Mary Kay Haben 1.5
Mgmt For For For Elect Director James C. Katzman 1.6
Mgmt For For For Elect Director M. Diane Koken 1.7
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The Hershey Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Robert M. Malcolm 1.8
Mgmt For For For Elect Director Anthony J. Palmer 1.9
Mgmt For For For Elect Director Wendy L. Schoppert 1.10
Mgmt For For For Elect Director David L. Shedlarz 1.11
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Archer-Daniels-Midland Company
Meeting Date: 05/03/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 039483102
Ticker: ADM
Shares Voted: 48,054
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Alan L. Boeckmann Mgmt For For For
Mgmt For For For Elect Director Michael S. Burke 1.2
Mgmt For For For Elect Director Terrell K. Crews 1.3
Mgmt For For For Elect Director Pierre Dufour 1.4
Mgmt For For For Elect Director Donald E. Felsinger 1.5
Mgmt For For For Elect Director Suzan F. Harrison 1.6
Mgmt For For For Elect Director Juan R. Luciano 1.7
Mgmt For For For Elect Director Patrick J. Moore 1.8
Mgmt For For For Elect Director Francisco J. Sanchez 1.9
Mgmt For For For Elect Director Debra A. Sandler 1.10
Mgmt For For For Elect Director Daniel T. Shih 1.11
Mgmt For For For Elect Director Kelvin R. Westbrook 1.12
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Approve Qualified Employee Stock Purchase Plan
4
SH Against Against Against Require Independent Board Chairman 5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
ARRIS International plc
Meeting Date: 05/03/2018
Record Date: 03/09/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0551A103
Ticker: ARRS
Shares Voted: 13,056
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Andrew M. Barron Mgmt For For For
Mgmt For For For Elect Director J. Timothy Bryan 1b
Mgmt For For For Elect Director James A. Chiddix 1c
Mgmt For For For Elect Director Andrew T. Heller 1d
Mgmt For For For Elect Director Jeong H. Kim 1e
Mgmt For For For Elect Director Bruce W. McClelland 1f
Mgmt For For For Elect Director Robert J. Stanzione 1g
Mgmt For For For Elect Director Doreen A. Toben 1h
Mgmt For For For Elect Director Debora J. Wilson 1i
Mgmt For For For Elect Director David A. Woodle 1j
Mgmt For For For Accept Financial Statements and Statutory
Reports
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
Mgmt For For For Appoint Ernst & Young LLP as U.K. Statutory
Auditors
4
Mgmt For For For Authorize Board to Fix Remuneration of U.K.
Statutory Auditors
5
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
6
Mgmt For For For Approve Remuneration Report 7
Capital One Financial Corporation
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 14040H105
Ticker: COF
Shares Voted: 38,192
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1A Elect Director Richard D. Fairbank Mgmt For For For
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Capital One Financial Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Aparna Chennapragada 1B
Mgmt For For For Elect Director Ann Fritz Hackett 1C
Mgmt For For For Elect Director Lewis Hay, III 1D
Mgmt For For For Elect Director Benjamin P. Jenkins, III 1E
Mgmt For For For Elect Director Peter Thomas Killalea 1F
Mgmt For For For Elect Director Pierre E. Leroy 1G
Mgmt For For For Elect Director Peter E. Raskind 1H
Mgmt For For For Elect Director Mayo A. Shattuck, III 1I
Mgmt For For For Elect Director Bradford H. Warner 1J
Mgmt For For For Elect Director Catherine G. West 1K
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Ratify Existing Ownership Threshold for
Shareholders to Call Special Meeting
4
Mettler-Toledo International Inc.
Meeting Date: 05/03/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 592688105
Ticker: MTD
Shares Voted: 6,741
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Robert F. Spoerry Mgmt For For For
Mgmt For For For Elect Director Wah-Hui Chu 1.2
Mgmt For For For Elect Director Olivier A. Filliol 1.3
Mgmt For For For Elect Director Elisha W. Finney 1.4
Mgmt For For For Elect Director Richard Francis 1.5
Mgmt For For For Elect Director Constance L. Harvey 1.6
Mgmt For For For Elect Director Michael A. Kelly 1.7
Mgmt For For For Elect Director Hans Ulrich Maerki 1.8
Mgmt For For For Elect Director Thomas P. Salice 1.9
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Mettler-Toledo International Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Valero Energy Corporation
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 91913Y100
Ticker: VLO
Shares Voted: 57,167
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1A Elect Director H. Paulett Eberhart Mgmt For For For
Mgmt For For For Elect Director Joseph W. Gorder 1B
Mgmt For For For Elect Director Kimberly S. Greene 1C
Mgmt For For For Elect Director Deborah P. Majoras 1D
Mgmt For For For Elect Director Donald L. Nickles 1E
Mgmt For For For Elect Director Philip J. Pfeiffer 1F
Mgmt For For For Elect Director Robert A. Profusek 1G
Mgmt For For For Elect Director Stephen M. Waters 1H
Mgmt For For For Elect Director Randall J. Weisenburger 1I
Mgmt For For For Elect Director Rayford Wilkins, Jr. 1J
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Remove Supermajority Vote Requirement 4
Mgmt For For For Provide Right to Act by Written Consent 5
Verizon Communications Inc.
Meeting Date: 05/03/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92343V104
Ticker: VZ
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Verizon Communications Inc.
Shares Voted: 131,879
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt For For For
Mgmt For For For Elect Director Mark T. Bertolini 1.2
Mgmt For For For Elect Director Richard L. Carrion 1.3
Mgmt For For For Elect Director Melanie L. Healey 1.4
Mgmt For For For Elect Director M. Frances Keeth 1.5
Mgmt For For For Elect Director Lowell C. McAdam 1.6
Mgmt For For For Elect Director Clarence Otis, Jr. 1.7
Mgmt For For For Elect Director Rodney E. Slater 1.8
Mgmt For For For Elect Director Kathryn A. Tesija 1.9
Mgmt For For For Elect Director Gregory D. Wasson 1.10
Mgmt For For For Elect Director Gregory G. Weaver 1.11
Mgmt For For For Ratify Ernst & Young as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Amend Bylaws -- Call Special Meetings 4
SH Against Against Against Report on Lobbying Payments and Policy 5
SH Against Against Against Require Independent Board Chairman 6
SH Against Refer Against Assess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior
Executive Compensation
7
SH Against Against Against Clawback of Incentive Payments 8
SH Against Against Against Eliminate Above-Market Earnings in Executive Retirement Plans
9
AbbVie Inc.
Meeting Date: 05/04/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00287Y109
Ticker: ABBV
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
AbbVie Inc.
Shares Voted: 85,384
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Roxanne S. Austin Mgmt For For For
Mgmt For For For Elect Director Richard A. Gonzalez 1.2
Mgmt For For For Elect Director Rebecca B. Roberts 1.3
Mgmt For For For Elect Director Glenn F. Tilton 1.4
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One Year One Year One Year Advisory Vote on Say on Pay Frequency 4
Mgmt For For For Declassify the Board of Directors 5
Mgmt For For For Eliminate Supermajority Vote Requirement to Amend Bylaws
6
SH Against Against Against Report on Lobbying Payments and Policy 7
SH Against Against Against Require Independent Board Chairman 8
SH For For Against Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
9
Marriott International, Inc.
Meeting Date: 05/04/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 571903202
Ticker: MAR
Shares Voted: 37,838
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director J.W. Marriott, Jr. Mgmt For For For
Mgmt For For For Elect Director Mary K. Bush 1.2
Mgmt For For For Elect Director Bruce W. Duncan 1.3
Mgmt For For For Elect Director Deborah Marriott Harrison 1.4
Mgmt For For For Elect Director Frederick A. 'Fritz' Henderson 1.5
Mgmt For For For Elect Director Eric Hippeau 1.6
Mgmt For For For Elect Director Lawrence W. Kellner 1.7
Mgmt For For For Elect Director Debra L. Lee 1.8
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Marriott International, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Aylwin B. Lewis 1.9
Mgmt For For For Elect Director George Munoz 1.10
Mgmt For For For Elect Director Steven S. Reinemund 1.11
Mgmt For For For Elect Director W. Mitt Romney 1.12
Mgmt For For For Elect Director Susan C. Schwab 1.13
Mgmt For For For Elect Director Arne M. Sorenson 1.14
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Provide Right to Call Special Meeting 4
SH Against Against Against Amend Bylaws -- Call Special Meetings 5
SH For For Against Adopt Simple Majority Vote 6
Ryder System, Inc.
Meeting Date: 05/04/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 783549108
Ticker: R
Shares Voted: 12,186
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director John M. Berra Mgmt For For For
Mgmt For For For Elect Director Robert J. Eck 1b
Mgmt For For For Elect Director Robert A. Hagemann 1c
Mgmt For For For Elect Director Michael F. Hilton 1d
Mgmt For For For Elect Director Tamara L. Lundgren 1e
Mgmt For For For Elect Director Luis P. Nieto, Jr. 1f
Mgmt For For For Elect Director David G. Nord 1g
Mgmt For For For Elect Director Robert E. Sanchez 1h
Mgmt For For For Elect Director Abbie J. Smith 1i
Mgmt For For For Elect Director E. Follin Smith 1j
Mgmt For For For Elect Director Dmitri L. Stockton 1k
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Ryder System, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Hansel E. Tookes, II 1l
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Provide Right to Act by Written Consent 4
SH For For Against Eliminate Supermajority Vote Requirement 5
Berkshire Hathaway Inc.
Meeting Date: 05/05/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 084670702
Ticker: BRK.B
Shares Voted: 25,759
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Warren E. Buffett Mgmt For For For
Mgmt For For For Elect Director Charles T. Munger 1.2
Mgmt For For For Elect Director Gregory E. Abel 1.3
Mgmt For For For Elect Director Howard G. Buffett 1.4
Mgmt For For For Elect Director Stephen B. Burke 1.5
Mgmt For For For Elect Director Susan L. Decker 1.6
Mgmt For For For Elect Director William H. Gates, III 1.7
Mgmt For For For Elect Director David S. Gottesman 1.8
Mgmt For For For Elect Director Charlotte Guyman 1.9
Mgmt For For For Elect Director Ajit Jain 1.10
Mgmt For For For Elect Director Thomas S. Murphy 1.11
Mgmt For For For Elect Director Ronald L. Olson 1.12
Mgmt For For For Elect Director Walter Scott, Jr. 1.13
Mgmt For For For Elect Director Meryl B. Witmer 1.14
SH For For Against Report on Methane Emissions Management, Including Reduction Targets
2
SH For For Against Report on Sustainability 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Eli Lilly and Company
Meeting Date: 05/07/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 532457108
Ticker: LLY
Shares Voted: 36,004
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Katherine Baicker Mgmt For For For
Mgmt For For For Elect Director J. Erik Fyrwald 1b
Mgmt For For For Elect Director Jamere Jackson 1c
Mgmt For For For Elect Director Ellen R. Marram 1d
Mgmt For For For Elect Director Jackson P. Tai 1e
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
Mgmt For For For Declassify the Board of Directors 4
Mgmt For For For Eliminate Supermajority Vote Requirement 5
Mgmt For For For Amend Omnibus Stock Plan 6
SH Against Against Against Support the Descheduling of Cannabis 7
SH Against Against Against Report on Lobbying Payments and Policy 8
SH Against Against Against Report on Policies and Practices Regarding
Contract Animal Laboratories
9
SH For For Against Report on Integrating Drug Pricing Risks into
Incentive Compensation Plans
10
International Paper Company
Meeting Date: 05/07/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 460146103
Ticker: IP
Shares Voted: 18,519
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director David J. Bronczek Mgmt For For For
Mgmt For For For Elect Director William J. Burns 1b
Mgmt For For For Elect Director Christopher M. Connor 1c
Mgmt For For For Elect Director Ahmet C. Dorduncu 1d
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
International Paper Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Ilene S. Gordon 1e
Mgmt For For For Elect Director Jacqueline C. Hinman 1f
Mgmt For For For Elect Director Jay L. Johnson 1g
Mgmt For For For Elect Director Clinton A. Lewis, Jr. 1h
Mgmt For For For Elect Director Kathryn D. Sullivan 1i
Mgmt For For For Elect Director Mark S. Sutton 1j
Mgmt For For For Elect Director J. Steven Whisler 1k
Mgmt For For For Elect Director Ray G. Young 1l
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
4
Ally Financial Inc.
Meeting Date: 05/08/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 02005N100
Ticker: ALLY
Shares Voted: 135,197
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Franklin W. Hobbs Mgmt For For For
Mgmt For For For Elect Director Kenneth J. Bacon 1.2
Mgmt For For For Elect Director Maureen A. Breakiron-Evans 1.3
Mgmt For For For Elect Director William H. Cary 1.4
Mgmt For For For Elect Director Mayree C. Clark 1.5
Mgmt For For For Elect Director Kim S. Fennebresque 1.6
Mgmt For For For Elect Director Marjorie Magner 1.7
Mgmt For For For Elect Director John J. Stack 1.8
Mgmt For For For Elect Director Michael F. Steib 1.9
Mgmt For For For Elect Director Jeffrey J. Brown 1.10
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Ally Financial Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
AMETEK, Inc.
Meeting Date: 05/08/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 031100100
Ticker: AME
Shares Voted: 54,899
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Elizabeth R. Varet Mgmt For For For
Mgmt For For For Elect Director Dennis K. Williams 1b
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
Baxter International Inc.
Meeting Date: 05/08/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 071813109
Ticker: BAX
Shares Voted: 25,920
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Jose (Joe) E. Almeida Mgmt For For For
Mgmt For For For Elect Director Thomas F. Chen 1b
Mgmt For For For Elect Director John D. Forsyth 1c
Mgmt For For For Elect Director James R. Gavin, III 1d
Mgmt For For For Elect Director Peter S. Hellman 1e
Mgmt For For For Elect Director Munib Islam 1f
Mgmt For For For Elect Director Michael F. Mahoney 1g
Mgmt For For For Elect Director Stephen N. Oesterle 1h
Mgmt For For For Elect Director Carole J. Shapazian 1i
Mgmt For For For Elect Director Cathy R. Smith 1j
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Baxter International Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Thomas T. Stallkamp 1k
Mgmt For For For Elect Director Albert P.L. Stroucken 1l
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Require Independent Board Chairman 4
SH Against Against Against Provide Right to Act by Written Consent 5
Cummins Inc.
Meeting Date: 05/08/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 231021106
Ticker: CMI
Shares Voted: 18,619
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1 Elect Director N. Thomas Linebarger Mgmt For For For
Mgmt For For For Elect Director Richard J. Freeland 2
Mgmt For For For Elect Director Robert J. Bernhard 3
Mgmt For For For Elect Director Franklin R. Chang Diaz 4
Mgmt For For For Elect Director Bruno V. Di Leo Allen 5
Mgmt For For For Elect Director Stephen B. Dobbs 6
Mgmt For For For Elect Director Robert K. Herdman 7
Mgmt For For For Elect Director Alexis M. Herman 8
Mgmt For For For Elect Director Thomas J. Lynch 9
Mgmt For For For Elect Director William I. Miller 10
Mgmt For For For Elect Director Georgia R. Nelson 11
Mgmt For For For Elect Director Karen H. Quintos 12
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
13
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 14
Mgmt For For For Amend Charter to Allow Shareholders to Amend Bylaws
15
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Cummins Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
16
Danaher Corporation
Meeting Date: 05/08/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 235851102
Ticker: DHR
Shares Voted: 56,764
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Donald J. Ehrlich Mgmt For For For
Mgmt For For For Elect Director Linda Hefner Filler 1.2
Mgmt For For For Elect Director Thomas P. Joyce, Jr. 1.3
Mgmt For For For Elect Director Teri List-Stoll 1.4
Mgmt For For For Elect Director Walter G. Lohr, Jr. 1.5
Mgmt For For For Elect Director Mitchell P. Rales 1.6
Mgmt For For For Elect Director Steven M. Rales 1.7
Mgmt For For For Elect Director John T. Schwieters 1.8
Mgmt For For For Elect Director Alan G. Spoon 1.9
Mgmt For For For Elect Director Raymond C. Stevens 1.10
Mgmt For For For Elect Director Elias A. Zerhouni 1.11
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders to Call Special Meeting
4
Expeditors International of Washington, Inc.
Meeting Date: 05/08/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 302130109
Ticker: EXPD
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Expeditors International of Washington, Inc.
Shares Voted: 9,098
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Robert R. Wright Mgmt For For For
Mgmt For For For Elect Director Glenn M. Alger 1.2
Mgmt For For For Elect Director James M. DuBois 1.3
Mgmt For For For Elect Director Mark A. Emmert 1.4
Mgmt For For For Elect Director Diane H. Gulyas 1.5
Mgmt For For For Elect Director Richard B. McCune 1.6
Mgmt For For For Elect Director Alain Monie 1.7
Mgmt For For For Elect Director Jeffrey S. Musser 1.8
Mgmt For For For Elect Director Liane J. Pelletier 1.9
Mgmt For For For Elect Director Tay Yoshitani 1.10
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
SH Against Refer Against Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive
Compensation
4
SH Against Against Against Amend Proxy Access Right 5
MDU Resources Group, Inc.
Meeting Date: 05/08/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 552690109
Ticker: MDU
Shares Voted: 30,580
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Thomas Everist Mgmt For For For
Mgmt For For For Elect Director Karen B. Fagg 1b
Mgmt For For For Elect Director David L. Goodin 1c
Mgmt For For For Elect Director Mark A. Hellerstein 1d
Mgmt For For For Elect Director Dennis W. Johnson 1e
Mgmt For For For Elect Director William E. McCracken 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
MDU Resources Group, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Patricia L. Moss 1g
Mgmt For For For Elect Director Harry J. Pearce 1h
Mgmt For For For Elect Director John K. Wilson 1i
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
Prudential Financial, Inc.
Meeting Date: 05/08/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 744320102
Ticker: PRU
Shares Voted: 9,043
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Thomas J. Baltimore, Jr. Mgmt For For For
Mgmt For For For Elect Director Gilbert F. Casellas 1.2
Mgmt For For For Elect Director Mark B. Grier 1.3
Mgmt For For For Elect Director Martina Hund-Mejean 1.4
Mgmt For For For Elect Director Karl J. Krapek 1.5
Mgmt For For For Elect Director Peter R. Lighte 1.6
Mgmt For For For Elect Director George Paz 1.7
Mgmt For For For Elect Director Sandra Pianalto 1.8
Mgmt For For For Elect Director Christine A. Poon 1.9
Mgmt For For For Elect Director Douglas A. Scovanner 1.10
Mgmt For For For Elect Director John R. Strangfeld 1.11
Mgmt For For For Elect Director Michael A. Todman 1.12
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Require Independent Board Chairman 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Allison Transmission Holdings, Inc.
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 01973R101
Ticker: ALSN
Shares Voted: 5,482
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Stan A. Askren Mgmt For For For
Mgmt For For For Elect Director Lawrence E. Dewey 1b
Mgmt For For For Elect Director David C. Everitt 1c
Mgmt For For For Elect Director Alvaro Garcia-Tunon 1d
Mgmt For For For Elect Director David S. Graziosi 1e
Mgmt For For For Elect Director William R. Harker 1f
Mgmt For For For Elect Director Richard P. Lavin 1g
Mgmt For For For Elect Director Thomas W. Rabaut 1h
Mgmt For For For Elect Director Richard V. Reynolds 1i
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Arch Capital Group Ltd.
Meeting Date: 05/09/2018
Record Date: 03/14/2018
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G0450A105
Ticker: ACGL
Shares Voted: 9,518
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Eric W. Doppstadt Mgmt For For For
Mgmt For For For Elect Director Laurie S. Goodman 1b
Mgmt For For For Elect Director Constantine Iordanou 1c
Mgmt For For For Elect Director John M. Pasquesi 1d
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt For For For Approve Omnibus Stock Plan 4
Mgmt For For For Approve Stock Split 5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Arch Capital Group Ltd.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Robert Appleby as Designated
Company Director of Non-U.S. Subsidiaries
6a
Mgmt For For For Elect Director Anthony Asquith as Designated
Company Director of Non-U.S. Subsidiaries
6b
Mgmt For For For Elect Director Stephen Bashford as Designated
Company Director of Non-U.S. Subsidiaries
6c
Mgmt For For For Elect Director Dennis R. Brand as Designated
Company Director of Non-U.S. Subsidiaries
6d
Mgmt For For For Elect Director Ian Britchfield as Designated
Company Director of Non-U.S. Subsidiaries
6e
Mgmt For For For Elect Director Pierre-Andre Camps as Designated Company Director of Non-U.S. Subsidiaries
6f
Mgmt For For For Elect Director Chung Foo Choy as Designated
Company Director of Non-U.S. Subsidiaries
6g
Mgmt For For For Elect Director Paul Cole as Designated Company
Director of Non-U.S. Subsidiaries
6h
Mgmt For For For Elect Director Graham B.R. Collis as Designated
Company Director of Non-U.S. Subsidiaries
6i
Mgmt For For For Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries
6j
Mgmt For For For Elect Director Stephen J. Curley as Designated
Company Director of Non-U.S. Subsidiaries
6k
Mgmt For For For Elect Director Nick Denniston as Designated
Company Director of Non-U.S. Subsidiaries
6l
Mgmt For For For Elect Director Christopher A. Edwards as Designated Company Director of Non-U.S. Subsidiaries
6m
Mgmt For For For Elect Director Seamus Fearon as Designated
Company Director of Non-U.S. Subsidiaries
6n
Mgmt For For For Elect Director Michael Feetham as Designated
Company Director of Non-U.S. Subsidiaries
6o
Mgmt For For For Elect Director Beau H. Franklin as Designated
Company Director of Non-U.S. Subsidiaries
6p
Mgmt For For For Elect Director Giuliano Giovannetti as Designated Company Director of Non-U.S. Subsidiaries
6q
Mgmt For For For Elect Director Michael Hammer as Designated
Company Director of Non-U.S. Subsidiaries
6r
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Arch Capital Group Ltd.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries
6s
Mgmt For For For Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries
6t
Mgmt For For For Elect Director Jason Kittinger as Designated
Company Director of Non-U.S. Subsidiaries
6u
Mgmt For For For Elect Director Gerald Konig as Designated
Company Director of Non-U.S. Subsidiaries
6v
Mgmt For For For Elect Director Jean-Philippe Latour as Designated Company Director of Non-U.S. Subsidiaries
6w
Mgmt For For For Elect Director Lino Leoni as Designated
Company Director of Non-U.S. Subsidiaries
6x
Mgmt For For For Elect Director Mark D. Lyons as Designated
Company Director of Non-U.S. Subsidiaries
6y
Mgmt For For For Elect Director Patrick Mailloux as Designated
Company Director of Non-U.S. Subsidiaries
6z
Mgmt For For For Elect Director Paul Martin as Designated
Company Director of Non-U.S. Subsidiaries
6aa
Mgmt For For For Elect Director Robert McDowell as Designated
Company Director of Non-U.S. Subsidiaries
6ab
Mgmt For For For Elect Director David H. McElroy as Designated
Company Director of Non-U.S. Subsidiaries
6ac
Mgmt For For For Elect Director Francois Morin as Designated
Company Director of Non-U.S. Subsidiaries
6ad
Mgmt For For For Elect Director David J. Mulholland as Designated
Company Director of Non-U.S. Subsidiaries
6ae
Mgmt For For For Elect Director Mark Nolan as Designated
Company Director of Non-U.S. Subsidiaries
6af
Mgmt For For For Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries
6ag
Mgmt For For For Elect Director Michael Price as Designated
Company Director of Non-U.S. Subsidiaries
6ah
Mgmt For For For Elect Director Elisabeth Quinn as Designated
Company Director of Non-U.S. Subsidiaries
6ai
Mgmt For For For Elect Director Maamoun Rajeh as Designated
Company Director of Non-U.S. Subsidiaries
6aj
Mgmt For For For Elect Director Andrew T. Rippert as Designated
Company Director of Non-U.S. Subsidiaries
6ak
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Arch Capital Group Ltd.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Arthur Scace as Designated
Company Director of Non-U.S. Subsidiaries
6al
Mgmt For For For Elect Director Soren Scheuer as Designated
Company Director of Non-U.S. Subsidiaries
6am
Mgmt For For For Elect Director Matthew Shulman as Designated
Company Director of Non-U.S. Subsidiaries
6an
Mgmt For For For Elect Director William A. Soares as Designated
Company Director of Non-U.S. Subsidiaries
6ao
Mgmt For For For Elect Director Patrick Storey as Designated
Company Director of Non-U.S. Subsidiaries
6ap
Mgmt For For For Elect Director Hugh Sturgess as Designated
Company Director of Non-U.S. Subsidiaries
6aq
Mgmt For For For Elect Director Ross Totten as Designated
Company Director of Non-U.S. Subsidiaries
6ar
Mgmt For For For Elect Director Gerald Wolfe as Designated
Company Director of Non-U.S. Subsidiaries
6as
CNX Resources Corporation
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 12653C108
Ticker: CNX
Shares Voted: 187,941
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director J. Palmer Clarkson Mgmt For For For
Mgmt For For For Elect Director William E. Davis 1.2
Mgmt For For For Elect Director Nicholas J. DeIuliis 1.3
Mgmt For For For Elect Director Maureen E. Lally-Green 1.4
Mgmt For For For Elect Director Bernard Lanigan, Jr. 1.5
Mgmt For For For Elect Director William N. Thorndike, Jr. 1.6
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
HollyFrontier Corporation
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 436106108
Ticker: HFC
Shares Voted: 66,308
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Anne-Marie N. Ainsworth Mgmt For For For
Mgmt For For For Elect Director Douglas Y. Bech 1b
Mgmt For For For Elect Director Anna C. Catalano 1c
Mgmt For For For Elect Director George J. Damiris 1d
Mgmt For For For Elect Director Leldon E. Echols 1e
Mgmt Elect Director R. Kevin Hardage *Withdrawn
Resolution*
1f
Mgmt For For For Elect Director Michael C. Jennings 1g
Mgmt For For For Elect Director Robert J. Kostelnik 1h
Mgmt For For For Elect Director James H. Lee 1i
Mgmt For For For Elect Director Franklin Myers 1j
Mgmt For For For Elect Director Michael E. Rose 1k
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
Philip Morris International Inc.
Meeting Date: 05/09/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 718172109
Ticker: PM
Shares Voted: 69,863
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Harold Brown Mgmt For For For
Mgmt For For For Elect Director Andre Calantzopoulos 1.2
Mgmt For For For Elect Director Louis C. Camilleri 1.3
Mgmt For For For Elect Director Massimo Ferragamo 1.4
Mgmt For For For Elect Director Werner Geissler 1.5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Philip Morris International Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Lisa A. Hook 1.6
Mgmt For For For Elect Director Jennifer Li 1.7
Mgmt For For For Elect Director Jun Makihara 1.8
Mgmt Against Against For Elect Director Sergio Marchionne 1.9
Mgmt For For For Elect Director Kalpana Morparia 1.10
Mgmt For For For Elect Director Lucio A. Noto 1.11
Mgmt For For For Elect Director Frederik Paulsen 1.12
Mgmt For For For Elect Director Robert B. Polet 1.13
Mgmt For For For Elect Director Stephen M. Wolf 1.14
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers SA as Auditors 3
Phillips 66
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 718546104
Ticker: PSX
Shares Voted: 55,141
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director J. Brian Ferguson Mgmt For For For
Mgmt For For For Elect Director Harold W. McGraw, III 1b
Mgmt For For For Elect Director Victoria J. Tschinkel 1c
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Declassify the Board of Directors 4
Boston Scientific Corporation
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 101137107
Ticker: BSX
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Boston Scientific Corporation
Shares Voted: 186,237
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Nelda J. Connors Mgmt For For For
Mgmt For For For Elect Director Charles J. Dockendorff 1b
Mgmt For For For Elect Director Yoshiaki Fujimori 1c
Mgmt For For For Elect Director Donna A. James 1d
Mgmt For For For Elect Director Edward J. Ludwig 1e
Mgmt For For For Elect Director Stephen P. MacMillan 1f
Mgmt For For For Elect Director Michael F. Mahoney 1g
Mgmt For For For Elect Director David J. Roux 1h
Mgmt For For For Elect Director John E. Sununu 1i
Mgmt For For For Elect Director Ellen M. Zane 1j
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
HILTON WORLDWIDE HOLDINGS INC.
Meeting Date: 05/10/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 43300A203
Ticker: HLT
Shares Voted: 39,192
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Christopher J. Nassetta Mgmt For For For
Mgmt For For For Elect Director Jonathan D. Gray 1b
Mgmt For For For Elect Director Charlene T. Begley 1c
Mgmt For For For Elect Director Melanie L. Healey 1d
Mgmt For For For Elect Director Raymond E. Mabus, Jr. 1e
Mgmt For For For Elect Director Judith A. McHale 1f
Mgmt For For For Elect Director John G. Schreiber 1g
Mgmt For For For Elect Director Elizabeth A. Smith 1h
Mgmt For For For Elect Director Douglas M. Steenland 1i
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
HILTON WORLDWIDE HOLDINGS INC.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Elect Director Zhang Ling - Resigned Director 1j
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
KeyCorp
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 493267108
Ticker: KEY
Shares Voted: 212,345
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Bruce D. Broussard Mgmt For For For
Mgmt For For For Elect Director Charles P. Cooley 1.2
Mgmt For For For Elect Director Gary M. Crosby 1.3
Mgmt For For For Elect Director Alexander M. Cutler 1.4
Mgmt For For For Elect Director H. James Dallas 1.5
Mgmt For For For Elect Director Elizabeth R. Gile 1.6
Mgmt For For For Elect Director Ruth Ann M. Gillis 1.7
Mgmt For For For Elect Director William G. Gisel, Jr. 1.8
Mgmt For For For Elect Director Carlton L. Highsmith 1.9
Mgmt For For For Elect Director Richard J. Hipple 1.10
Mgmt For For For Elect Director Kristen L. Manos 1.11
Mgmt For For For Elect Director Beth E. Mooney 1.12
Mgmt For For For Elect Director Demos Parneros 1.13
Mgmt For For For Elect Director Barbara R. Snyder 1.14
Mgmt For For For Elect Director David K. Wilson 1.15
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Kimberly-Clark Corporation
Meeting Date: 05/10/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 494368103
Ticker: KMB
Shares Voted: 45,060
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director John F. Bergstrom Mgmt For For For
Mgmt For For For Elect Director Abelardo E. Bru 1.2
Mgmt For For For Elect Director Robert W. Decherd 1.3
Mgmt For For For Elect Director Thomas J. Falk 1.4
Mgmt For For For Elect Director Fabian T. Garcia 1.5
Mgmt For For For Elect Director Michael D. Hsu 1.6
Mgmt For For For Elect Director Mae C. Jemison 1.7
Mgmt For For For Elect Director James M. Jenness 1.8
Mgmt For For For Elect Director Nancy J. Karch 1.9
Mgmt For For For Elect Director Christa S. Quarles 1.10
Mgmt For For For Elect Director Ian C. Read 1.11
Mgmt For For For Elect Director Marc J. Shapiro 1.12
Mgmt For For For Elect Director Michael D. White 1.13
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Norfolk Southern Corporation
Meeting Date: 05/10/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 655844108
Ticker: NSC
Shares Voted: 28,107
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Thomas D. Bell, Jr. Mgmt For For For
Mgmt For For For Elect Director Wesley G. Bush 1b
Mgmt For For For Elect Director Daniel A. Carp 1c
Mgmt For For For Elect Director Mitchell E. Daniels, Jr. 1d
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Norfolk Southern Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Marcela E. Donadio 1e
Mgmt For For For Elect Director Steven F. Leer 1f
Mgmt For For For Elect Director Michael D. Lockhart 1g
Mgmt For For For Elect Director Amy E. Miles 1h
Mgmt For For For Elect Director Martin H. Nesbitt 1i
Mgmt For For For Elect Director Jennifer F. Scanlon 1j
Mgmt For For For Elect Director James A. Squires 1k
Mgmt For For For Elect Director John R. Thompson 1l
Mgmt For For For Ratify KPMG LLPas Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Provide Right to Act by Written Consent 4
PulteGroup, Inc.
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 745867101
Ticker: PHM
Shares Voted: 15,714
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Brian P. Anderson Mgmt For For For
Mgmt For For For Elect Director Bryce Blair 1.2
Mgmt For For For Elect Director Richard W. Dreiling 1.3
Mgmt For For For Elect Director Thomas J. Folliard 1.4
Mgmt For For For Elect Director Cheryl W. Grise 1.5
Mgmt For For For Elect Director Andre J. Hawaux 1.6
Mgmt For For For Elect Director Ryan R. Marshall 1.7
Mgmt For For For Elect Director John R. Peshkin 1.8
Mgmt For For For Elect Director Scott F. Powers 1.9
Mgmt For For For Elect Director William J. Pulte 1.10
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
PulteGroup, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Colgate-Palmolive Company
Meeting Date: 05/11/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 194162103
Ticker: CL
Shares Voted: 82,314
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Charles A. Bancroft Mgmt For For For
Mgmt For For For Elect Director John P. Bilbrey 1b
Mgmt For For For Elect Director John T. Cahill 1c
Mgmt For For For Elect Director Ian Cook 1d
Mgmt For For For Elect Director Helene D. Gayle 1e
Mgmt For For For Elect Director Ellen M. Hancock 1f
Mgmt For For For Elect Director C. Martin Harris 1g
Mgmt For For For Elect Director Lorrie M. Norrington 1h
Mgmt For For For Elect Director Michael B. Polk 1i
Mgmt For For For Elect Director Stephen I. Sadove 1j
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders to Call Special Meeting
4
Masco Corporation
Meeting Date: 05/11/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 574599106
Ticker: MAS
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Masco Corporation
Shares Voted: 100,224
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Mark R. Alexander Mgmt For For For
Mgmt For For For Elect Director Richard A. Manoogian 1b
Mgmt For For For Elect Director John C. Plant 1c
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
The Allstate Corporation
Meeting Date: 05/11/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 020002101
Ticker: ALL
Shares Voted: 53,766
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Kermit R. Crawford Mgmt For For For
Mgmt For For For Elect Director Michael L. Eskew 1b
Mgmt For For For Elect Director Margaret M. Keane 1c
Mgmt For For For Elect Director Siddharth N. (Bobby) Mehta 1d
Mgmt For For For Elect Director Jacques P. Perold 1e
Mgmt For For For Elect Director Andrea Redmond 1f
Mgmt For For For Elect Director Gregg M. Sherrill 1g
Mgmt For For For Elect Director Judith A. Sprieser 1h
Mgmt For For For Elect Director Perry M. Traquina 1i
Mgmt For For For Elect Director Thomas J. Wilson 1j
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
SH Against Against Against Require Independent Board Chairman 4
SH Against Against Against Report on Political Contributions 5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
The Progressive Corporation
Meeting Date: 05/11/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 743315103
Ticker: PGR
Shares Voted: 84,717
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Philip Bleser Mgmt For For For
Mgmt For For For Elect Director Stuart B. Burgdoerfer 1b
Mgmt For For For Elect Director Pamela J. Craig 1c
Mgmt For For For Elect Director Charles A. Davis 1d
Mgmt For For For Elect Director Roger N. Farah 1e
Mgmt For For For Elect Director Lawton W. Fitt 1f
Mgmt For For For Elect Director Susan Patricia Griffith 1g
Mgmt For For For Elect Director Jeffrey D. Kelly 1h
Mgmt For For For Elect Director Patrick H. Nettles 1i
Mgmt For For For Elect Director Barbara R. Snyder 1j
Mgmt For For For Elect Director Kahina Van Dyke 1k
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Motorola Solutions, Inc.
Meeting Date: 05/14/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 620076307
Ticker: MSI
Shares Voted: 9,533
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Gregory Q. Brown Mgmt For For For
Mgmt For For For Elect Director Kenneth D. Denman 1b
Mgmt For For For Elect Director Egon P. Durban 1c
Mgmt For For For Elect Director Clayton M. Jones 1d
Mgmt For For For Elect Director Judy C. Lewent 1e
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Motorola Solutions, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Gregory K. Mondre 1f
Mgmt For For For Elect Director Anne R. Pramaggiore 1g
Mgmt For For For Elect Director Samuel C. Scott, III 1h
Mgmt For For For Elect Director Joseph M. Tucci 1i
Mgmt Against Against For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
SH Against Refer Against Report on Efforts to Ensure Supply Chain Has
No Forced Labor
4
SH Against Against Against Require Director Nominee with Human Rights
Expertise
5
SH Against Against Against Report on Lobbying Payments and Policy 6
Arthur J. Gallagher & Co.
Meeting Date: 05/15/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 363576109
Ticker: AJG
Shares Voted: 30,156
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Sherry S. Barrat Mgmt For For For
Mgmt For For For Elect Director William L. Bax 1b
Mgmt For For For Elect Director D. John Coldman 1c
Mgmt For For For Elect Director Frank E. English, Jr. 1d
Mgmt For For For Elect Director J. Patrick Gallagher, Jr. 1e
Mgmt For For For Elect Director Elbert O. Hand 1f
Mgmt For For For Elect Director David S. Johnson 1g
Mgmt For For For Elect Director Kay W. McCurdy 1h
Mgmt For For For Elect Director Ralph J. Nicoletti 1i
Mgmt For For For Elect Director Norman L. Rosenthal 1j
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
ConocoPhillips
Meeting Date: 05/15/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 20825C104
Ticker: COP
Shares Voted: 107,333
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Charles E. Bunch Mgmt For For For
Mgmt For For For Elect Director Caroline Maury Devine 1b
Mgmt For For For Elect Director John V. Faraci 1c
Mgmt For For For Elect Director Jody Freeman 1d
Mgmt For For For Elect Director Gay Huey Evans 1e
Mgmt For For For Elect Director Ryan M. Lance 1f
Mgmt For For For Elect Director Sharmila Mulligan 1g
Mgmt For For For Elect Director Arjun N. Murti 1h
Mgmt For For For Elect Director Robert A. Niblock 1i
Mgmt For For For Elect Director Harald J. Norvik 1j
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Use GAAP for Executive Compensation Metrics 4
JPMorgan Chase & Co.
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 46625H100
Ticker: JPM
Shares Voted: 47,429
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Linda B. Bammann Mgmt For For For
Mgmt For For For Elect Director James A. Bell 1b
Mgmt For For For Elect Director Stephen B. Burke 1c
Mgmt For For For Elect Director Todd A. Combs 1d
Mgmt For For For Elect Director James S. Crown 1e
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
JPMorgan Chase & Co.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director James Dimon 1f
Mgmt For For For Elect Director Timothy P. Flynn 1g
Mgmt For For For Elect Director Mellody Hobson 1h
Mgmt For For For Elect Director Laban P. Jackson, Jr. 1i
Mgmt For For For Elect Director Michael A. Neal 1j
Mgmt For For For Elect Director Lee R. Raymond 1k
Mgmt For For For Elect Director William C. Weldon 1l
Mgmt For For For Ratify Existing Ownership Threshold for
Shareholders to Call Special Meeting
2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Amend Omnibus Stock Plan 4
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 5
SH Against Against Against Require Independent Board Chairman 6
SH Against Against Against Prohibit Accelerated Vesting of Awards to
Pursue Government Service
7
SH Against Refer Against Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
8
SH Against Against Against Restore or Provide for Cumulative Voting 9
Zoetis Inc.
Meeting Date: 05/15/2018
Record Date: 03/21/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 98978V103
Ticker: ZTS
Shares Voted: 56,211
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Sanjay Khosla Mgmt For For For
Mgmt For For For Elect Director Willie M. Reed 1.2
Mgmt For For For Elect Director Linda Rhodes 1.3
Mgmt For For For Elect Director William C. Steere, Jr. 1.4
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Zoetis Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Ratify KPMG LLP as Auditors 3
Anthem, Inc.
Meeting Date: 05/16/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 036752103
Ticker: ANTM
Shares Voted: 21,324
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Lewis Hay, III Mgmt For For For
Mgmt For For For Elect Director Julie A. Hill 1b
Mgmt For For For Elect Director Antonio F. Neri 1c
Mgmt For For For Elect Director Ramiro G. Peru 1d
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Provide Right to Call Special Meeting 4
SH Against Against Against Amend Bylaws - Call Special Meetings 5
Halliburton Company
Meeting Date: 05/16/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 406216101
Ticker: HAL
Shares Voted: 106,434
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Abdulaziz F. Al Khayyal Mgmt For For For
Mgmt For For For Elect Director William E. Albrecht 1b
Mgmt For For For Elect Director Alan M. Bennett 1c
Mgmt For For For Elect Director James R. Boyd 1d
Mgmt For For For Elect Director Milton Carroll 1e
Mgmt For For For Elect Director Nance K. Dicciani 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Halliburton Company
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Murry S. Gerber 1g
Mgmt For For For Elect Director Jose C. Grubisich 1h
Mgmt For For For Elect Director David J. Lesar 1i
Mgmt For For For Elect Director Robert A. Malone 1j
Mgmt For For For Elect Director Jeffrey A. Miller 1k
Mgmt For For For Elect Director Debra L. Reed 1l
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt Against Against For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
NVIDIA CORPORATION
Meeting Date: 05/16/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 67066G104
Ticker: NVDA
Shares Voted: 3,138
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Robert K. Burgess Mgmt For For For
Mgmt For For For Elect Director Tench Coxe 1b
Mgmt For For For Elect Director Persis S. Drell 1c
Mgmt For For For Elect Director James C. Gaither 1d
Mgmt For For For Elect Director Jen-Hsun Huang 1e
Mgmt For For For Elect Director Dawn Hudson 1f
Mgmt For For For Elect Director Harvey C. Jones 1g
Mgmt For For For Elect Director Michael G. McCaffery 1h
Mgmt For For For Elect Director Mark L. Perry 1i
Mgmt For For For Elect Director A. Brooke Seawell 1j
Mgmt For For For Elect Director Mark A. Stevens 1k
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt For For For Amend Omnibus Stock Plan 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
NVIDIA CORPORATION
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Amend Qualified Employee Stock Purchase Plan 5
State Street Corporation
Meeting Date: 05/16/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 857477103
Ticker: STT
Shares Voted: 49,451
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Kennett F. Burnes Mgmt For For For
Mgmt For For For Elect Director Patrick de Saint-Aignan 1b
Mgmt For For For Elect Director Lynn A. Dugle 1c
Mgmt For For For Elect Director Amelia C. Fawcett 1d
Mgmt For For For Elect Director William C. Freda 1e
Mgmt For For For Elect Director Linda A. Hill 1f
Mgmt For For For Elect Director Joseph L. Hooley 1g
Mgmt For For For Elect Director Sara Mathew 1h
Mgmt For For For Elect Director William L. Meaney 1i
Mgmt For For For Elect Director Sean O'Sullivan 1j
Mgmt For For For Elect Director Richard P. Sergel 1k
Mgmt For For For Elect Director Gregory L. Summe 1l
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Adopt Majority Voting Standard for Specified Corporate Actions
3
Mgmt For For For Ratify Ernst & Young LLP as Auditors 4
Amphenol Corporation
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 032095101
Ticker: APH
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Amphenol Corporation
Shares Voted: 22,479
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Ronald P. Badie Mgmt For For For
Mgmt For For For Elect Director Stanley L. Clark 1.2
Mgmt For For For Elect Director John D. Craig 1.3
Mgmt For For For Elect Director David P. Falck 1.4
Mgmt For For For Elect Director Edward G. Jepsen 1.5
Mgmt For For For Elect Director Martin H. Loeffler 1.6
Mgmt For For For Elect Director John R. Lord 1.7
Mgmt For For For Elect Director R. Adam Norwitt 1.8
Mgmt For For For Elect Director Diana G. Reardon 1.9
Mgmt For For For Elect Director Anne Clarke Wolff 1.10
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders to Call Special Meeting
4
Edwards Lifesciences Corporation
Meeting Date: 05/17/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 28176E108
Ticker: EW
Shares Voted: 13,116
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Michael A. Mussallem Mgmt For For For
Mgmt For For For Elect Director Kieran T. Gallahue 1b
Mgmt For For For Elect Director Leslie S. Heisz 1c
Mgmt For For For Elect Director William J. Link 1d
Mgmt For For For Elect Director Steven R. Loranger 1e
Mgmt For For For Elect Director Martha H. Marsh 1f
Mgmt For For For Elect Director Wesley W. von Schack 1g
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Edwards Lifesciences Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Nicholas J. Valeriani 1h
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Provide Right to Act by Written Consent 4
Host Hotels & Resorts, Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 44107P104
Ticker: HST
Shares Voted: 216,596
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Mary L. Baglivo Mgmt For For For
Mgmt For For For Elect Director Sheila C. Bair 1.2
Mgmt For For For Elect Director Ann McLaughlin Korologos 1.3
Mgmt For For For Elect Director Richard E. Marriott 1.4
Mgmt For For For Elect Director Sandeep L. Mathrani 1.5
Mgmt For For For Elect Director John B. Morse, Jr. 1.6
Mgmt For For For Elect Director Mary Hogan Preusse 1.7
Mgmt For For For Elect Director Walter C. Rakowich 1.8
Mgmt For For For Elect Director James F. Risoleo 1.9
Mgmt For For For Elect Director Gordon H. Smith 1.10
Mgmt For For For Elect Director A. William Stein 1.11
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
SH Against Refer Against Report on Sustainability 3
Kansas City Southern
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 485170302
Ticker: KSU
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Kansas City Southern
Shares Voted: 36,985
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Lydia I. Beebe Mgmt For For For
Mgmt For For For Elect Director Lu M. Cordova 1.2
Mgmt For For For Elect Director Robert J. Druten 1.3
Mgmt For For For Elect Director Terrence P. Dunn 1.4
Mgmt For For For Elect Director Antonio O. Garza, Jr. 1.5
Mgmt For For For Elect Director David Garza-Santos 1.6
Mgmt For For For Elect Director Janet H. Kennedy 1.7
Mgmt For For For Elect Director Mitchell J. Krebs 1.8
Mgmt For For For Elect Director Henry J. Maier 1.9
Mgmt For For For Elect Director Thomas A. McDonnell 1.10
Mgmt For For For Elect Director Patrick J. Ottensmeyer 1.11
Mgmt For For For Elect Director Rodney E. Slater 1.12
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Provide Right to Act by Written Consent 4
Lear Corporation
Meeting Date: 05/17/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 521865204
Ticker: LEA
Shares Voted: 18,954
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1A Elect Director Richard H. Bott Mgmt For For For
Mgmt For For For Elect Director Thomas P. Capo 1B
Mgmt For For For Elect Director Jonathan F. Foster 1C
Mgmt For For For Elect Director Mary Lou Jepsen 1D
Mgmt For For For Elect Director Kathleen A. Ligocki 1E
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Lear Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Conrad L. Mallett, Jr. 1F
Mgmt For For For Elect Director Raymond E. Scott 1G
Mgmt For For For Elect Director Gregory C. Smith 1H
Mgmt For For For Elect Director Henry D.G. Wallace 1I
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SBA Communications Corporation
Meeting Date: 05/17/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 78410G104
Ticker: SBAC
Shares Voted: 26,252
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Brian C. Carr Mgmt For For For
Mgmt For For For Elect Director Mary S. Chan 1b
Mgmt For For For Elect Director George R. Krouse, Jr. 1c
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Approve Qualified Employee Stock Purchase Plan
4
Steel Dynamics, Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 858119100
Ticker: STLD
Shares Voted: 79,699
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Mark D. Millett Mgmt For For For
Mgmt For For For Elect Director Keith E. Busse 1.2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Steel Dynamics, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Frank D. Byrne 1.3
Mgmt For For For Elect Director Kenneth W. Cornew 1.4
Mgmt For For For Elect Director Traci M. Dolan 1.5
Mgmt For For For Elect Director Jurgen Kolb 1.6
Mgmt For For For Elect Director James C. Marcuccilli 1.7
Mgmt For For For Elect Director Bradley S. Seaman 1.8
Mgmt For For For Elect Director Gabriel L. Shaheen 1.9
Mgmt For For For Elect Director Richard P. Teets, Jr. 1.10
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Amend Articles of Incorporation to Provide
Shareholders the Right to Amend Bylaws
3
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
4
Mgmt For For For Approve Restricted Stock Plan 5
Synchrony Financial
Meeting Date: 05/17/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 87165B103
Ticker: SYF
Shares Voted: 129,013
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Margaret M. Keane Mgmt For For For
Mgmt For For For Elect Director Paget L. Alves 1b
Mgmt For For For Elect Director Arthur W. Coviello, Jr. 1c
Mgmt For For For Elect Director William W. Graylin 1d
Mgmt For For For Elect Director Roy A. Guthrie 1e
Mgmt For For For Elect Director Richard C. Hartnack 1f
Mgmt For For For Elect Director Jeffrey G. Naylor 1g
Mgmt For For For Elect Director Laurel J. Richie 1h
Mgmt For For For Elect Director Olympia J. Snowe 1i
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Synchrony Financial
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Ratify KPMG LLP as Auditors 3
Vertex Pharmaceuticals Incorporated
Meeting Date: 05/17/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92532F100
Ticker: VRTX
Shares Voted: 23,663
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Sangeeta N. Bhatia Mgmt For For For
Mgmt For For For Elect Director Jeffrey M. Leiden 1.2
Mgmt For For For Elect Director Bruce I. Sachs 1.3
Mgmt For For For Reduce Supermajority Vote Requirement 2
Mgmt For For For Amend Omnibus Stock Plan 3
Mgmt For For For Ratify Ernst & Young LLP as Auditors 4
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
5
SH Against Refer Against Report on Drug Pricing Increases 6
SH Against Against Against Report on Lobbying Payments and Policy 7
Wyndham Worldwide Corporation
Meeting Date: 05/17/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 98310W108
Ticker: WYN
Shares Voted: 3,826
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Myra J. Biblowit Mgmt For For For
Mgmt For For For Elect Director Louise F. Brady 1b
Mgmt For For For Elect Director James E. Buckman 1c
Mgmt For For For Elect Director George Herrera 1d
Mgmt For For For Elect Director Stephen P. Holmes 1e
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Wyndham Worldwide Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Brian M. Mulroney 1f
Mgmt For For For Elect Director Pauline D.E. Richards 1g
Mgmt For For For Elect Director Michael H. Wargotz 1h
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
Mgmt Against Against For Amend Omnibus Stock Plan 4
SH Against Against Against Report on Political Contributions 5
YUM! Brands, Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 988498101
Ticker: YUM
Shares Voted: 58,121
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Paget L. Alves Mgmt For For For
Mgmt For For For Elect Director Michael J. Cavanagh 1b
Mgmt For For For Elect Director Christopher M. Connor 1c
Mgmt For For For Elect Director Brian C. Cornell 1d
Mgmt For For For Elect Director Greg Creed 1e
Mgmt For For For Elect Director Tanya L. Domier 1f
Mgmt For For For Elect Director Mirian M. Graddick-Weir 1g
Mgmt For For For Elect Director Thomas C. Nelson 1h
Mgmt For For For Elect Director P. Justin Skala 1i
Mgmt For For For Elect Director Elane B. Stock 1j
Mgmt For For For Elect Director Robert D. Walter 1k
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
CBRE Group, Inc.
Meeting Date: 05/18/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 12504L109
Ticker: CBRE
Shares Voted: 91,861
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Brandon B. Boze Mgmt For For For
Mgmt For For For Elect Director Beth F. Cobert 1b
Mgmt For For For Elect Director Curtis F. Feeny 1c
Mgmt For For For Elect Director Christopher T. Jenny 1d
Mgmt For For For Elect Director Gerardo I. Lopez 1e
Mgmt For For For Elect Director Paula R. Reynolds 1f
Mgmt For For For Elect Director Robert E. Sulentic 1g
Mgmt For For For Elect Director Laura D. Tyson 1h
Mgmt For For For Elect Director Ray Wirta 1i
Mgmt For For For Elect Director Sanjiv Yajnik 1j
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Reduce Ownership Threshold for Shareholders
to Call Special Meeting
4
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
5
CSX Corporation
Meeting Date: 05/18/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 126408103
Ticker: CSX
Shares Voted: 100,057
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Donna M. Alvarado Mgmt For For For
Mgmt For For For Elect Director John B. Breaux 1b
Mgmt For For For Elect Director Pamela L. Carter 1c
Mgmt For For For Elect Director James M. Foote 1d
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
CSX Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Steven T. Halverson 1e
Mgmt For For For Elect Director Paul C. Hilal 1f
Mgmt For For For Elect Director Edward J. Kelly, III 1g
Mgmt For For For Elect Director John D. McPherson 1h
Mgmt For For For Elect Director David M. Moffett 1i
Mgmt For For For Elect Director Dennis H. Reilley 1j
Mgmt For For For Elect Director Linda H. Riefler 1k
Mgmt For For For Elect Director J. Steven Whisler 1l
Mgmt For For For Elect Director John J. Zillmer 1m
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt Against Against For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Approve Qualified Employee Stock Purchase
Plan
4
Intercontinental Exchange, Inc.
Meeting Date: 05/18/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 45866F104
Ticker: ICE
Shares Voted: 71,030
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Sharon Y. Bowen Mgmt For For For
Mgmt For For For Elect Director Ann M. Cairns 1b
Mgmt For For For Elect Director Charles R. Crisp 1c
Mgmt For For For Elect Director Duriya M. Farooqui 1d
Mgmt For For For Elect Director Jean-Marc Forneri 1e
Mgmt For For For Elect Director The Right Hon. the Lord Hague of Richmond
1f
Mgmt For For For Elect Director Frederick W. Hatfield 1g
Mgmt For For For Elect Director Thomas E. Noonan 1h
Mgmt For For For Elect Director Frederic V. Salerno 1i
Mgmt For For For Elect Director Jeffrey C. Sprecher 1j
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Intercontinental Exchange, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Judith A. Sprieser 1k
Mgmt For For For Elect Director Vincent Tese 1l
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Approve Qualified Employee Stock Purchase
Plan
3
Mgmt For For For Ratify Ernst & Young LLP as Auditors 4
Amgen Inc.
Meeting Date: 05/22/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 031162100
Ticker: AMGN
Shares Voted: 36,935
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Wanda M. Austin Mgmt For For For
Mgmt For For For Elect Director Robert A. Bradway 1.2
Mgmt For For For Elect Director Brian J. Druker 1.3
Mgmt For For For Elect Director Robert A. Eckert 1.4
Mgmt For For For Elect Director Greg C. Garland 1.5
Mgmt For For For Elect Director Fred Hassan 1.6
Mgmt For For For Elect Director Rebecca M. Henderson 1.7
Mgmt For For For Elect Director Frank C. Herringer 1.8
Mgmt For For For Elect Director Charles M. Holley, Jr. 1.9
Mgmt For For For Elect Director Tyler Jacks 1.10
Mgmt For For For Elect Director Ellen J. Kullman 1.11
Mgmt For For For Elect Director Ronald D. Sugar 1.12
Mgmt For For For Elect Director R. Sanders Williams 1.13
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
SH For For Against Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Merck & Co., Inc.
Meeting Date: 05/22/2018
Record Date: 03/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 58933Y105
Ticker: MRK
Shares Voted: 155,114
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Leslie A. Brun Mgmt For For For
Mgmt For For For Elect Director Thomas R. Cech 1b
Mgmt For For For Elect Director Pamela J. Craig 1c
Mgmt For For For Elect Director Kenneth C. Frazier 1d
Mgmt For For For Elect Director Thomas H. Glocer 1e
Mgmt For For For Elect Director Rochelle B. Lazarus 1f
Mgmt For For For Elect Director John H. Noseworthy 1g
Mgmt For For For Elect Director Paul B. Rothman 1h
Mgmt For For For Elect Director Patricia F. Russo 1i
Mgmt For For For Elect Director Craig B. Thompson 1j
Mgmt For For For Elect Director Inge G. Thulin 1k
Mgmt For For For Elect Director Wendell P. Weeks 1l
Mgmt For For For Elect Director Peter C. Wendell 1m
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Provide Right to Act by Written Consent 4
American Tower Corporation
Meeting Date: 05/23/2018
Record Date: 03/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03027X100
Ticker: AMT
Shares Voted: 39,198
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Gustavo Lara Cantu Mgmt For For For
Mgmt For For For Elect Director Raymond P. Dolan 1b
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
American Tower Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Robert D. Hormats 1c
Mgmt For For For Elect Director Grace D. Lieblein 1d
Mgmt For For For Elect Director Craig Macnab 1e
Mgmt For For For Elect Director JoAnn A. Reed 1f
Mgmt For For For Elect Director Pamela D.A. Reeve 1g
Mgmt For For For Elect Director David E. Sharbutt 1h
Mgmt For For For Elect Director James D. Taiclet, Jr. 1i
Mgmt For For For Elect Director Samme L. Thompson 1j
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Foot Locker, Inc.
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 344849104
Ticker: FL
Shares Voted: 1,992
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Maxine Clark Mgmt For For For
Mgmt For For For Elect Director Alan D. Feldman 1b
Mgmt For For For Elect Director Richard A. Johnson 1c
Mgmt For For For Elect Director Guillermo G. Marmol 1d
Mgmt For For For Elect Director Matthew M. McKenna 1e
Mgmt For For For Elect Director Steven Oakland 1f
Mgmt For For For Elect Director Ulice Payne, Jr. 1g
Mgmt For For For Elect Director Cheryl Nido Turpin 1h
Mgmt For For For Elect Director Kimberly Underhill 1i
Mgmt For For For Elect Director Dona D. Young 1j
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Graphic Packaging Holding Company
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 388689101
Ticker: GPK
Shares Voted: 48,096
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Paul D. Carrico Mgmt For For For
Mgmt For For For Elect Director Philip R. Martens 1.2
Mgmt For For For Elect Director Lynn A. Wentworth 1.3
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Leucadia National Corporation
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID:
Ticker: LUK
Shares Voted: 102,501
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Change Company Name to Jefferies Financial Group Inc.
Mgmt For For For
Mgmt For For For Elect Director Linda L. Adamany 2.1
Mgmt For For For Elect Director Robert D. Beyer 2.2
Mgmt For For For Elect Director Francisco L. Borges 2.3
Mgmt For For For Elect Director W. Patrick Campbell 2.4
Mgmt For For For Elect Director Brian P. Friedman 2.5
Mgmt For For For Elect Director Richard B. Handler 2.6
Mgmt For For For Elect Director Robert E. Joyal 2.7
Mgmt For For For Elect Director Jeffrey C. Keil 2.8
Mgmt For For For Elect Director Michael T. O'Kane 2.9
Mgmt For For For Elect Director Stuart H. Reese 2.10
Mgmt For For For Elect Director Joseph S. Steinberg 2.11
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Leucadia National Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 4
Molson Coors Brewing Company
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 60871R209
Ticker: TAP
Shares Voted: 52,668
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Roger G. Eaton Mgmt For For For
Mgmt For For For Elect Director Charles M. Herington 1.2
Mgmt For For For Elect Director H. Sanford Riley 1.3
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
PayPal Holdings, Inc.
Meeting Date: 05/23/2018
Record Date: 04/03/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 70450Y103
Ticker: PYPL
Shares Voted: 9,527
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Rodney C. Adkins Mgmt For For For
Mgmt For For For Elect Director Wences Casares 1b
Mgmt For For For Elect Director Jonathan Christodoro 1c
Mgmt For For For Elect Director John J. Donahoe 1d
Mgmt For For For Elect Director David W. Dorman 1e
Mgmt For For For Elect Director Belinda J. Johnson 1f
Mgmt For For For Elect Director Gail J. McGovern 1g
Mgmt For For For Elect Director David M. Moffett 1h
Mgmt For For For Elect Director Ann M. Sarnoff 1i
Mgmt For For For Elect Director Daniel H. Schulman 1j
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
PayPal Holdings, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Frank D. Yeary 1k
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Amend Omnibus Stock Plan 3
Mgmt For For For Amend Qualified Employee Stock Purchase Plan 4
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 5
SH Against Against Against Amend Proxy Access Right 6
SH Against Against Against Report on Political Contributions 7
SH Against Against Against Amend Board Governance Documents to Define
Human Rights Responsibilities
8
Reinsurance Group of America, Incorporated
Meeting Date: 05/23/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 759351604
Ticker: RGA
Shares Voted: 23,186
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1A Elect Director Patricia L. Guinn Mgmt For For For
Mgmt For For For Elect Director Frederick J. Sievert 1B
Mgmt For For For Elect Director Stanley B. Tulin 1C
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws
3
Mgmt For For For Declassify the Board of Directors 4
Mgmt For For For Eliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of
Incorporation
5
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 6
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Ross Stores, Inc.
Meeting Date: 05/23/2018
Record Date: 03/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 778296103
Ticker: ROST
Shares Voted: 53,405
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Michael Balmuth Mgmt For For For
Mgmt For For For Elect Director K. Gunnar Bjorklund 1b
Mgmt For For For Elect Director Michael J. Bush 1c
Mgmt For For For Elect Director Norman A. Ferber 1d
Mgmt For For For Elect Director Sharon D. Garrett 1e
Mgmt For For For Elect Director Stephen D. Milligan 1f
Mgmt For For For Elect Director George P. Orban 1g
Mgmt For For For Elect Director Michael O'Sullivan 1h
Mgmt For For For Elect Director Lawrence S. Peiros 1i
Mgmt For For For Elect Director Gregory L. Quesnel 1j
Mgmt For For For Elect Director Barbara Rentler 1k
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
WellCare Health Plans, Inc.
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 94946T106
Ticker: WCG
Shares Voted: 12,518
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Richard C. Breon Mgmt For For For
Mgmt For For For Elect Director Kenneth A. Burdick 1b
Mgmt For For For Elect Director Amy Compton-Phillips 1c
Mgmt For For For Elect Director H. James Dallas 1d
Mgmt For For For Elect Director Kevin F. Hickey 1e
Mgmt For For For Elect Director Christian P. Michalik 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
WellCare Health Plans, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Glenn D. Steele, Jr. 1g
Mgmt For For For Elect Director William L. Trubeck 1h
Mgmt For For For Elect Director Kathleen E. Walsh 1i
Mgmt For For For Elect Director Paul E. Weaver 1j
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
The Interpublic Group of Companies, Inc.
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 460690100
Ticker: IPG
Shares Voted: 102,179
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Jocelyn Carter-Miller Mgmt For For For
Mgmt For For For Elect Director H. John Greeniaus 1.2
Mgmt For For For Elect Director Mary J. Steele Guilfoile 1.3
Mgmt For For For Elect Director Dawn Hudson 1.4
Mgmt For For For Elect Director William T. Kerr 1.5
Mgmt For For For Elect Director Henry S. Miller 1.6
Mgmt For For For Elect Director Jonathan F. Miller 1.7
Mgmt For For For Elect Director Patrick Q. Moore 1.8
Mgmt For For For Elect Director Michael I. Roth 1.9
Mgmt For For For Elect Director David M. Thomas 1.10
Mgmt For For For Elect Director E. Lee Wyatt Jr. 1.11
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Require Independent Board Chairman 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Nordstrom, Inc.
Meeting Date: 05/29/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 655664100
Ticker: JWN
Shares Voted: 6,108
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Shellye L. Archambeau Mgmt For For For
Mgmt For For For Elect Director Stacy Brown-Philpot 1b
Mgmt For For For Elect Director Tanya L. Domier 1c
Mgmt For For For Elect Director Blake W. Nordstrom 1d
Mgmt For For For Elect Director Erik B. Nordstrom 1e
Mgmt For For For Elect Director Peter E. Nordstrom 1f
Mgmt For For For Elect Director Philip G. Satre 1g
Mgmt For For For Elect Director Brad D. Smith 1h
Mgmt For For For Elect Director Gordon A. Smith 1i
Mgmt For For For Elect Director Bradley D. Tilden 1j
Mgmt For For For Elect Director B. Kevin Turner 1k
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Amazon.com, Inc.
Meeting Date: 05/30/2018
Record Date: 04/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 023135106
Ticker: AMZN
Shares Voted: 12,635
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Jeffrey P. Bezos Mgmt For For For
Mgmt For For For Elect Director Tom A. Alberg 1b
Mgmt For For For Elect Director Jamie S. Gorelick 1c
Mgmt For For For Elect Director Daniel P. Huttenlocher 1d
Mgmt For For For Elect Director Judith A. McGrath 1e
Mgmt For For For Elect Director Jonathan J. Rubinstein 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Amazon.com, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Thomas O. Ryder 1g
Mgmt For For For Elect Director Patricia Q. Stonesifer 1h
Mgmt For For For Elect Director Wendell P. Weeks 1i
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Adopt Policy on Board Diversity *Withdrawn
Resolution*
4
SH Against Against Against Require Independent Board Chairman 5
SH Against Against Against Provide Vote Counting to Exclude Abstentions 6
Chevron Corporation
Meeting Date: 05/30/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 166764100
Ticker: CVX
Shares Voted: 87,998
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Wanda M. Austin Mgmt For For For
Mgmt For For For Elect Director John B. Frank 1b
Mgmt For For For Elect Director Alice P. Gast 1c
Mgmt For For For Elect Director Enrique Hernandez, Jr. 1d
Mgmt For For For Elect Director Charles W. Moorman, IV 1e
Mgmt For For For Elect Director Dambisa F. Moyo 1f
Mgmt For For For Elect Director Ronald D. Sugar 1g
Mgmt For For For Elect Director Inge G. Thulin 1h
Mgmt For For For Elect Director D. James Umpleby, III 1i
Mgmt For For For Elect Director Michael K. Wirth 1j
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Report on Lobbying Payments and Policy 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Chevron Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH Against Refer Against Report on Risks of Doing Business in
Conflict-Affected Areas
5
SH Against Refer Against Report on Transition to a Low Carbon Business
Model
6
SH For For Against Report on Methane Emissions 7
SH Against Against Against Require Independent Board Chairman 8
SH Against Against Against Require Director Nominee with Environmental
Experience
9
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
10
eBay Inc.
Meeting Date: 05/30/2018
Record Date: 04/04/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 278642103
Ticker: EBAY
Shares Voted: 118,240
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Fred D. Anderson, Jr. Mgmt For For For
Mgmt For For For Elect Director Anthony J. Bates 1b
Mgmt For For For Elect Director Adriane M. Brown 1c
Mgmt For For For Elect Director Diana Farrell 1d
Mgmt For For For Elect Director Logan D. Green 1e
Mgmt For For For Elect Director Bonnie S. Hammer 1f
Mgmt For For For Elect Director Kathleen C. Mitic 1g
Mgmt For For For Elect Director Pierre M. Omidyar 1h
Mgmt For For For Elect Director Paul S. Pressler 1i
Mgmt For For For Elect Director Robert H. Swan 1j
Mgmt For For For Elect Director Thomas J. Tierney 1k
Mgmt For For For Elect Director Perry M. Traquina 1l
Mgmt For For For Elect Director Devin N. Wenig 1m
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
eBay Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt For For For Ratify Existing Ownership Threshold for
Shareholders to Call Special Meetings
4
Exxon Mobil Corporation
Meeting Date: 05/30/2018
Record Date: 04/04/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30231G102
Ticker: XOM
Shares Voted: 38,561
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Susan K. Avery Mgmt For For For
Mgmt For For For Elect Director Angela F. Braly 1.2
Mgmt For For For Elect Director Ursula M. Burns 1.3
Mgmt For For For Elect Director Kenneth C. Frazier 1.4
Mgmt For For For Elect Director Steven A. Kandarian 1.5
Mgmt For For For Elect Director Douglas R. Oberhelman 1.6
Mgmt For For For Elect Director Samuel J. Palmisano 1.7
Mgmt For For For Elect Director Steven S Reinemund 1.8
Mgmt For For For Elect Director William C. Weldon 1.9
Mgmt For For For Elect Director Darren W. Woods 1.10
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Require Independent Board Chairman 4
SH Against Against Against Amend Bylaws -- Call Special Meetings 5
SH Against Refer Against Disclose a Board Diversity and Qualifications Matrix
6
SH Against Against Against Report on lobbying Payments and Policy 7
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Marathon Oil Corporation
Meeting Date: 05/30/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 565849106
Ticker: MRO
Shares Voted: 55,235
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Gregory H. Boyce Mgmt For For For
Mgmt For For For Elect Director Chadwick C. Deaton 1b
Mgmt For For For Elect Director Marcela E. Donadio 1c
Mgmt For For For Elect Director Douglas L. Foshee 1d
Mgmt For For For Elect Director M. Elise Hyland 1e
Mgmt Elect Director Michael E. J. Phelps - Withdrawn
Resolution
1f
Mgmt For For For Elect Director Dennis H. Reilley 1g
Mgmt For For For Elect Director Lee M. Tillman 1h
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Increase Authorized Common Stock 4
Walmart, Inc.
Meeting Date: 05/30/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 931142103
Ticker: WMT
Shares Voted: 52,399
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Stephen J. Easterbrook Mgmt For For For
Mgmt For For For Elect Director Timothy P. Flynn 1b
Mgmt For For For Elect Director Sarah J. Friar 1c
Mgmt For For For Elect Director Carla A. Harris 1d
Mgmt For For For Elect Director Thomas W. Horton 1e
Mgmt For For For Elect Director Marissa A. Mayer 1f
Mgmt For For For Elect Director C. Douglas McMillon 1g
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Walmart, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Gregory B. Penner 1h
Mgmt For For For Elect Director Steven S Reinemund 1i
Mgmt For For For Elect Director S. Robson Walton 1j
Mgmt For For For Elect Director Steuart L. Walton 1k
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
SH Against Against Against Require Independent Board Chairman 4
SH Against Refer Against Report on Race or Ethnicity Pay Gap 5
Facebook, Inc.
Meeting Date: 05/31/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30303M102
Ticker: FB
Shares Voted: 80,480
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Marc L. Andreessen Mgmt For For For
Mgmt For For For Elect Director Erskine B. Bowles 1.2
Mgmt For For For Elect Director Kenneth I. Chenault 1.3
Mgmt Withhold Withhold For Elect Director Susan D. Desmond-Hellmann 1.4
Mgmt Withhold Withhold For Elect Director Reed Hastings 1.5
Mgmt Elect Director Jan Koum - Withdrawn Resolution 1.6
Mgmt Withhold Withhold For Elect Director Sheryl K. Sandberg 1.7
Mgmt Withhold Withhold For Elect Director Peter A. Thiel 1.8
Mgmt For For For Elect Director Mark Zuckerberg 1.9
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
SH For For Against Approve Recapitalization Plan for all Stock to Have One-vote per Share
3
SH Against Against Against Establish Board Committee on Risk Management 4
SH For For Against Adopt Simple Majority Vote 5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Facebook, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
SH For For Against Report on Major Global Content Management
Controversies (Fake News)
6
SH For For Against Report on Gender Pay Gap 7
SH Against Against Against Report on Responsible Tax Principles 8
Raytheon Company
Meeting Date: 05/31/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 755111507
Ticker: RTN
Shares Voted: 25,530
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Tracy A. Atkinson Mgmt For For For
Mgmt For For For Elect Director Robert E. Beauchamp 1b
Mgmt For For For Elect Director Adriane M. Brown 1c
Mgmt For For For Elect Director Vernon E. Clark 1d
Mgmt For For For Elect Director Stephen J. Hadley 1e
Mgmt For For For Elect Director Thomas A. Kennedy 1f
Mgmt For For For Elect Director Letitia A. Long 1g
Mgmt For For For Elect Director George R. Oliver 1h
Mgmt For For For Elect Director Dinesh C. Paliwal 1i
Mgmt For For For Elect Director William R. Spivey 1j
Mgmt For For For Elect Director James A. Winnefeld, Jr. 1k
Mgmt For For For Elect Director Robert O. Work 1l
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Amend Proxy Access Right 4
LyondellBasell Industries N.V.
Meeting Date: 06/01/2018
Record Date: 05/04/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N53745100
Ticker: LYB
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
LyondellBasell Industries N.V.
Shares Voted: 37,815
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1 Amend Articles Mgmt For For For
Mgmt For For For Elect Director Bhavesh (Bob) Patel 2a
Mgmt For For For Elect Director Robert Gwin 2b
Mgmt For For For Elect Director Jacques Aigrain 2c
Mgmt For For For Elect Director Lincoln Benet 2d
Mgmt For For For Elect Director Jagjeet (Jeet) Bindra 2e
Mgmt For For For Elect Director Robin Buchanan 2f
Mgmt For For For Elect Director Stephen Cooper 2g
Mgmt For For For Elect Director Nance Dicciani 2h
Mgmt For For For Elect Director Claire Farley 2i
Mgmt For For For Elect Director Isabella (Bella) Goren 2j
Mgmt For For For Elect Director Bruce Smith 2k
Mgmt For For For Elect Director Rudy van der Meer 2l
Mgmt For For For Elect Bhavesh (Bob) Patel to Management Board
3a
Mgmt For For For Elect Thomas Aebischer to Management Board 3b
Mgmt For For For Elect Daniel Coombs to Management Board 3c
Mgmt For For For Elect Jeffrey Kaplan to Management Board 3d
Mgmt For For For Elect James Guilfoyle to Management Board 3e
Mgmt For For For Adopt Financial Statements and Statutory Reports
4
Mgmt For For For Approve Discharge of Management Board 5
Mgmt For For For Approve Discharge of Supervisory Board 6
Mgmt For For For Ratify PricewaterhouseCoopers Accountants N.V. as Auditors
7
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 8
Mgmt For For For Approve Dividends of USD 3.70 Per Share 9
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
10
Mgmt For For For Authorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
LyondellBasell Industries N.V.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Authorization of the Cancellation of Shares 12
Mgmt For For For Amend Qualified Employee Stock Purchase Plan 13
KAR Auction Services, Inc.
Meeting Date: 06/04/2018
Record Date: 04/11/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 48238T109
Ticker: KAR
Shares Voted: 8,673
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Todd F. Bourell Mgmt For For For
Mgmt For For For Elect Director Donna R. Ecton 1b
Mgmt For For For Elect Director James P. Hallett 1c
Mgmt For For For Elect Director Mark E. Hill 1d
Mgmt For For For Elect Director J. Mark Howell 1e
Mgmt For For For Elect Director Lynn Jolliffe 1f
Mgmt For For For Elect Director Michael T. Kestner 1g
Mgmt For For For Elect Director John P. Larson 1h
Mgmt For For For Elect Director Stephen E. Smith 1i
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
Roper Technologies, Inc.
Meeting Date: 06/04/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 776696106
Ticker: ROP
Shares Voted: 16,306
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt For For For
Mgmt For For For Elect Director Amy Woods Brinkley 1.2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Roper Technologies, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director John F. Fort, III 1.3
Mgmt For For For Elect Director Brian D. Jellison 1.4
Mgmt For For For Elect Director Robert D. Johnson 1.5
Mgmt For For For Elect Director Robert E. Knowling, Jr. 1.6
Mgmt For For For Elect Director Wilbur J. Prezzano 1.7
Mgmt For For For Elect Director Laura G. Thatcher 1.8
Mgmt For For For Elect Director Richard F. Wallman 1.9
Mgmt For For For Elect Director Christopher Wright 1.10
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt Against Against For Other Business 4
UnitedHealth Group Incorporated
Meeting Date: 06/04/2018
Record Date: 04/10/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 91324P102
Ticker: UNH
Shares Voted: 8,585
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director William C. Ballard, Jr. Mgmt For For For
Mgmt For For For Elect Director Richard T. Burke 1b
Mgmt For For For Elect Director Timothy P. Flynn 1c
Mgmt For For For Elect Director Stephen J. Hemsley 1d
Mgmt For For For Elect Director Michele J. Hooper 1e
Mgmt For For For Elect Director F. William McNabb, III 1f
Mgmt For For For Elect Director Valerie C. Montgomery Rice 1g
Mgmt For For For Elect Director Glenn M. Renwick 1h
Mgmt For For For Elect Director Kenneth I. Shine 1i
Mgmt For For For Elect Director David S. Wichmann 1j
Mgmt For For For Elect Director Gail R. Wilensky 1k
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
UnitedHealth Group Incorporated
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
Freeport-McMoRan Inc.
Meeting Date: 06/05/2018
Record Date: 04/10/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 35671D857
Ticker: FCX
Shares Voted: 207,933
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Richard C. Adkerson Mgmt For For For
Mgmt For For For Elect Director Gerald J. Ford 1.2
Mgmt For For For Elect Director Lydia H. Kennard 1.3
Mgmt For For For Elect Director Jon C. Madonna 1.4
Mgmt For For For Elect Director Courtney Mather 1.5
Mgmt For For For Elect Director Dustan E. McCoy 1.6
Mgmt For For For Elect Director Frances Fragos Townsend 1.7
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Alphabet Inc.
Meeting Date: 06/06/2018
Record Date: 04/18/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 02079K305
Ticker: GOOGL
Shares Voted: 10,195
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Larry Page Mgmt For For For
Mgmt For For For Elect Director Sergey Brin 1.2
Mgmt For For For Elect Director Eric E. Schmidt 1.3
Mgmt Withhold Withhold For Elect Director L. John Doerr 1.4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Alphabet Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Roger W. Ferguson, Jr. 1.5
Mgmt For For For Elect Director Diane B. Greene 1.6
Mgmt For For For Elect Director John L. Hennessy 1.7
Mgmt Withhold Withhold For Elect Director Ann Mather 1.8
Mgmt For For For Elect Director Alan R. Mulally 1.9
Mgmt For For For Elect Director Sundar Pichai 1.10
Mgmt Withhold Withhold For Elect Director K. Ram Shriram 1.11
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt Against Against For Amend Omnibus Stock Plan 3
SH For For Against Approve Recapitalization Plan for all Stock to
Have One-vote per Share
4
SH Against Against Against Report on Lobbying Payments and Policy 5
SH For For Against Report on Gender Pay Gap 6
SH For For Against Adopt Simple Majority Vote 7
SH For For Against Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
8
SH Against Refer Against Adopt a Policy on Board Diversity 9
SH For For Against Report on Major Global Content Management
Controversies
10
Citrix Systems, Inc.
Meeting Date: 06/06/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 177376100
Ticker: CTXS
Shares Voted: 42,229
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Robert M. Calderoni Mgmt For For For
Mgmt For For For Elect Director Nanci E. Caldwell 1b
Mgmt For For For Elect Director Jesse A. Cohn 1c
Mgmt For For For Elect Director Robert D. Daleo 1d
Mgmt For For For Elect Director Murray J. Demo 1e
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Citrix Systems, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Ajei S. Gopal 1f
Mgmt For For For Elect Director David J. Henshall 1g
Mgmt For For For Elect Director Peter J. Sacripanti 1h
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Netflix, Inc.
Meeting Date: 06/06/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 64110L106
Ticker: NFLX
Shares Voted: 11,303
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Richard N. Barton Mgmt For Withhold Withhold
Mgmt For For For Elect Director Rodolphe Belmer 1b
Mgmt Withhold Withhold For Elect Director Bradford L. Smith 1c
Mgmt For For For Elect Director Anne M. Sweeney 1d
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH For For Against Amend Bylaws -- Call Special Meetings 4
SH For For Against Adopt Proxy Access Right 5
SH Against Against Against Adopt Compensation Clawback Policy 6
SH For For Against Provide Right to Act by Written Consent 7
SH For For Against Adopt Simple Majority Vote 8
SH For For Against Require a Majority Vote for the Election of Directors
9
Booking Holdings Inc.
Meeting Date: 06/07/2018
Record Date: 04/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 09857L108
Ticker: BKNG
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Booking Holdings Inc.
Shares Voted: 1,745
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Timothy M. Armstrong Mgmt For For For
Mgmt For For For Elect Director Jeffery H. Boyd 1.2
Mgmt For For For Elect Director Jeffrey E. Epstein 1.3
Mgmt For For For Elect Director Glenn D. Fogel 1.4
Mgmt For For For Elect Director Mirian Graddick-Weir 1.5
Mgmt For For For DElect irector James M. Guyette 1.6
Mgmt For For For Elect Director Robert J. Mylod, Jr. 1.7
Mgmt For For For Elect Director Charles H. Noski 1.8
Mgmt For For For Elect Director Nancy B. Peretsman 1.9
Mgmt For For For Elect Director Nicholas J. Read 1.10
Mgmt For For For Elect Director Thomas E. Rothman 1.11
Mgmt For For For Elect Director Craig W. Rydin 1.12
Mgmt For For For Elect Director Lynn M. Vojvodich 1.13
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt For For For Amend Omnibus Stock Plan 4
SH Against Against Against Require Independent Board Chairman 5
Equinix, Inc.
Meeting Date: 06/07/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 29444U700
Ticker: EQIX
Shares Voted: 10,870
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Thomas Bartlett Mgmt For For For
Mgmt For For For Elect Director Nanci Caldwell 1.2
Mgmt For For For Elect Director Gary Hromadko 1.3
Mgmt For For For Elect Director Scott Kriens 1.4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Equinix, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director William Luby 1.5
Mgmt For For For Elect Director Irving Lyons, III 1.6
Mgmt For For For Elect Director Christopher Paisley 1.7
Mgmt For For For Elect Director Peter Van Camp 1.8
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
SH Against Against Against Amend Proxy Access Right 4
Ingersoll-Rand plc
Meeting Date: 06/07/2018
Record Date: 04/09/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G47791101
Ticker: IR
Shares Voted: 49,782
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Kirk E. Arnold Mgmt For For For
Mgmt For For For Elect Director Ann C. Berzin 1b
Mgmt For For For Elect Director John Bruton 1c
Mgmt For For For Elect Director Jared L. Cohon 1d
Mgmt For For For Elect Director Gary D. Forsee 1e
Mgmt For For For Elect Director Linda P. Hudson 1f
Mgmt For For For Elect Director Michael W. Lamach 1g
Mgmt For For For Elect Director Myles P. Lee 1h
Mgmt For For For Elect Director Karen B. Peetz 1i
Mgmt For For For Elect Director John P. Surma 1j
Mgmt For For For Elect Director Richard J. Swift 1k
Mgmt For For For Elect Director Tony L. White 1l
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their
Remuneration
3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Ingersoll-Rand plc
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Approve Omnibus Stock Plan 4
Mgmt For For For Renew Directors' Authority to Issue Shares 5
Mgmt For For For Renew Directors' Authority to Issue Shares for
Cash
6
Mgmt For For For Authorize Reissuance of Repurchased Shares 7
Las Vegas Sands Corp.
Meeting Date: 06/07/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 517834107
Ticker: LVS
Shares Voted: 49,301
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1 Declassify the Board of Directors Mgmt For For For
Mgmt If Proposal No. 1 is Approved, Elect Eleven Directors
Mgmt For For For Elect Director Sheldon G. Adelson 2.1
Mgmt For For For Elect Director Irwin Chafetz 2.2
Mgmt For For For Elect Director Micheline Chau 2.3
Mgmt For For For Elect Director Patrick Dumont 2.4
Mgmt For For For Elect Director Charles D. Forman 2.5
Mgmt For For For Elect Director Steven L. Gerard 2.6
Mgmt For For For Elect Director Robert G. Goldstein 2.7
Mgmt For For For Elect Director George Jamieson 2.8
Mgmt For For For Elect Director Charles A. Koppelman 2.9
Mgmt For For For Elect Director Lewis Kramer 2.10
Mgmt For For For Elect Director David F. Levi 2.11
Mgmt If Proposal No. 1 is Not Approved, Elect Three Class III Directors
Mgmt For For For Elect Director Micheline Chau 3.1
Mgmt For For For Elect Director Patrick Dumont 3.2
Mgmt For For For Elect Director David F. Levi 3.3
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Las Vegas Sands Corp.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Against Against For Advisory Vote to Ratify Named Executive
Officers' Compensation
5
Mgmt For For For Amend Executive Incentive Bonus Plan 6
Splunk Inc.
Meeting Date: 06/07/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 848637104
Ticker: SPLK
Shares Voted: 35,112
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Sara Baack Mgmt For For For
Mgmt For For For Elect Director Douglas Merritt 1b
Mgmt For For For Elect Director Graham Smith 1c
Mgmt For For For Elect Director Godfrey Sullivan 1d
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
Regeneron Pharmaceuticals, Inc.
Meeting Date: 06/08/2018
Record Date: 04/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 75886F107
Ticker: REGN
Shares Voted: 1,148
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Arthur F. Ryan Mgmt For For For
Mgmt Against Against For Elect Director George L. Sing 1.2
Mgmt For For For Elect Director Marc Tessier-Lavigne 1.3
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Comcast Corporation
Meeting Date: 06/11/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 20030N101
Ticker: CMCSA
Shares Voted: 255,643
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt For For For
Mgmt For For For Elect Director Madeline S. Bell 1.2
Mgmt For For For Elect Director Sheldon M. Bonovitz 1.3
Mgmt For For For Elect Director Edward D. Breen 1.4
Mgmt For For For Elect Director Gerald L. Hassell 1.5
Mgmt For For For Elect Director Jeffrey A. Honickman 1.6
Mgmt For For For Elect Director Maritza G. Montiel 1.7
Mgmt For For For Elect Director Asuka Nakahara 1.8
Mgmt For For For Elect Director David C. Novak 1.9
Mgmt For For For Elect Director Brian L. Roberts 1.10
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Report on Lobbying Payments and Policy 4
Best Buy Co., Inc.
Meeting Date: 06/12/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 086516101
Ticker: BBY
Shares Voted: 57,774
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Lisa M. Caputo Mgmt For For For
Mgmt For For For Elect Director J. Patrick Doyle 1b
Mgmt For For For Elect Director Russell P. Fradin 1c
Mgmt For For For Elect Director Kathy J. Higgins Victor 1d
Mgmt For For For Elect Director Hubert Joly 1e
Mgmt For For For Elect Director David W. Kenny 1f
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Best Buy Co., Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Karen A. McLoughlin 1g
Mgmt For For For Elect Director Thomas L. "Tommy" Millner 1h
Mgmt For For For Elect Director Claudia F. Munce 1i
Mgmt For For For Elect Director Richelle P. Parham 1j
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Biogen Inc.
Meeting Date: 06/12/2018
Record Date: 04/17/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 09062X103
Ticker: BIIB
Shares Voted: 18,247
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Alexander J. Denner Mgmt For For For
Mgmt For For For Elect Director Caroline D. Dorsa 1b
Mgmt For For For Elect Director Nancy L. Leaming 1c
Mgmt For For For Elect Director Richard C. Mulligan 1d
Mgmt For For For Elect Director Robert W. Pangia 1e
Mgmt For For For Elect Director Stelios Papadopoulos 1f
Mgmt For For For Elect Director Brian S. Posner 1g
Mgmt For For For Elect Director Eric K. Rowinsky 1h
Mgmt For For For Elect Director Lynn Schenk 1i
Mgmt For For For Elect Director Stephen A. Sherwin 1j
Mgmt For For For Elect Director Michel Vounatsos 1k
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
3
SH Against Against Against Amend Proxy Access Right 4
SH For For Against Report on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
5
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
General Motors Company
Meeting Date: 06/12/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 37045V100
Ticker: GM
Shares Voted: 134,311
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Mary T. Barra Mgmt For For For
Mgmt For For For Elect Director Linda R. Gooden 1b
Mgmt For For For Elect Director Joseph Jimenez 1c
Mgmt For For For Elect Director Jane L. Mendillo 1d
Mgmt For For For Elect Director Michael G. Mullen 1e
Mgmt For For For Elect Director James J. Mulva 1f
Mgmt For For For Elect Director Patricia F. Russo 1g
Mgmt For For For Elect Director Thomas M. Schoewe 1h
Mgmt For For For Elect Director Theodore M. Solso 1i
Mgmt For For For Elect Director Carol M. Stephenson 1j
Mgmt For For For Elect Director Devin N. Wenig 1k
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify Ernst & Young LLP as Auditors 3
SH Against Against Against Require Independent Board Chairman 4
SH Against Against Against Provide Right to Act by Written Consent 5
SH For For Against Report on Fleet GHG Emissions in Relation to
CAFE Standards
6
salesforce.com, inc.
Meeting Date: 06/12/2018
Record Date: 04/18/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 79466L302
Ticker: CRM
Shares Voted: 51,529
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Marc Benioff Mgmt For For For
Mgmt For For For Elect Director Keith Block 1b
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
salesforce.com, inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Craig Conway 1c
Mgmt For For For Elect Director Alan Hassenfeld 1d
Mgmt For For For Elect Director Neelie Kroes 1e
Mgmt For For For Elect Director Colin Powell 1f
Mgmt For For For Elect Director Sanford Robertson 1g
Mgmt For For For Elect Director John V. Roos 1h
Mgmt For For For Elect Director Bernard Tyson 1i
Mgmt For For For Elect Director Robin Washington 1j
Mgmt For For For Elect Director Maynard Webb 1k
Mgmt For For For Elect Director Susan Wojcicki 1l
Mgmt For For For Amend Right to Call Special Meeting 2
Mgmt For For For Amend Omnibus Stock Plan 3
Mgmt For For For Ratify Ernst & Young LLP as Auditors 4
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
5
SH For For Against Eliminate Supermajority Vote Requirement 6
SH Against Refer Against Adopt Guidelines for Country Selection 7
Caterpillar Inc.
Meeting Date: 06/13/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 149123101
Ticker: CAT
Shares Voted: 43,326
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Kelly A. Ayotte Mgmt For For For
Mgmt For For For Elect Director David L. Calhoun 1.2
Mgmt For For For Elect Director Daniel M. Dickinson 1.3
Mgmt For For For Elect Director Juan Gallardo 1.4
Mgmt For For For Elect Director Dennis A. Muilenburg 1.5
Mgmt For For For Elect Director William A. Osborn 1.6
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Caterpillar Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Debra L. Reed 1.7
Mgmt For For For Elect Director Edward B. Rust, Jr. 1.8
Mgmt For For For Elect Director Susan C. Schwab 1.9
Mgmt For For For Elect Director D. James Umpleby, III 1.10
Mgmt For For For Elect Director Miles D. White 1.11
Mgmt For For For Elect Director Rayford Wilkins, Jr. 1.12
Mgmt For For For Ratify PricewaterhouseCoopers as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Reduce Ownership Threshold for Shareholders
to Call Special Meeting
4
SH Against Against Against Amend Compensation Clawback Policy 5
SH Against Against Against Require Director Nominee with Human Rights
Experience
6
Celgene Corporation
Meeting Date: 06/13/2018
Record Date: 04/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 151020104
Ticker: CELG
Shares Voted: 51,919
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Mark J. Alles Mgmt For For For
Mgmt For For For Elect Director Richard W. Barker 1.2
Mgmt For For For Elect Director Hans E. Bishop 1.3
Mgmt For For For Elect Director Michael W. Bonney 1.4
Mgmt For For For Elect Director Michael D. Casey 1.5
Mgmt For For For Elect Director Carrie S. Cox 1.6
Mgmt For For For Elect Director Michael A. Friedman 1.7
Mgmt For For For Elect Director Julia A. Haller 1.8
Mgmt For For For Elect Director Patricia A. Hemingway Hall 1.9
Mgmt For For For Elect Director James J. Loughlin 1.10
Mgmt For For For Elect Director Ernest Mario 1.11
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Celgene Corporation
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director John H. Weiland 1.12
Mgmt For For For Ratify KPMG LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
SH Against Against Against Amend Proxy Access Right 4
SH Against Against Against Require Independent Board Chairman 5
Dollar Tree, Inc.
Meeting Date: 06/14/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 256746108
Ticker: DLTR
Shares Voted: 4,274
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Arnold S. Barron Mgmt For For For
Mgmt For For For Elect Director Gregory M. Bridgeford 1.2
Mgmt For For For Elect Director Mary Anne Citrino 1.3
Mgmt For For For Elect Director Conrad M. Hall 1.4
Mgmt For For For Elect Director Lemuel E. Lewis 1.5
Mgmt For For For Elect Director Jeffrey G. Naylor 1.6
Mgmt For For For Elect Director Gary M. Philbin 1.7
Mgmt For For For Elect Director Bob Sasser 1.8
Mgmt For For For Elect Director Thomas A. Saunders, III 1.9
Mgmt For For For Elect Director Stephanie P. Stahl 1.10
Mgmt For For For Elect Director Thomas E. Whiddon 1.11
Mgmt For For For Elect Director Carl P. Zeithaml 1.12
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify KPMG LLP as Auditors 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Gaming and Leisure Properties, Inc.
Meeting Date: 06/14/2018
Record Date: 04/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 36467J108
Ticker: GLPI
Shares Voted: 5,603
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director David A. Handler Mgmt For For For
Mgmt For For For Elect Director Joseph W. Marshall, III 1.2
Mgmt For For For Elect Director James B. Perry 1.3
Mgmt For For For Elect Director Barry F. Schwartz 1.4
Mgmt For For For Elect Director Earl C. Shanks 1.5
Mgmt For For For Elect Director E. Scott Urdang 1.6
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 2
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
3
Mgmt For For For Adopt Majority Voting for Uncontested Election
of Directors
4
ServiceNow, Inc.
Meeting Date: 06/19/2018
Record Date: 04/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 81762P102
Ticker: NOW
Shares Voted: 9,724
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Susan L. Bostrom Mgmt For For For
Mgmt For For For Elect Director Jonathan C. Chadwick 1b
Mgmt For For For Elect Director Frederic B. Luddy 1c
Mgmt For For For Elect Director Jeffrey A. Miller 1d
Mgmt Against Against For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Mgmt For For For Amend Omnibus Stock Plan 4
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
BGC Partners, Inc.
Meeting Date: 06/20/2018
Record Date: 04/24/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 05541T101
Ticker: BGCP
Shares Voted: 113,016
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Howard W. Lutnick Mgmt For For For
Mgmt Withhold Withhold For Elect Director Stephen T. Curwood 1.2
Mgmt Withhold Withhold For Elect Director William J. Moran 1.3
Mgmt Withhold Withhold For Elect Director Linda A. Bell 1.4
Mgmt For For For Elect Director David Richards 1.5
Expedia Group, Inc.
Meeting Date: 06/20/2018
Record Date: 04/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30212P303
Ticker: EXPE
Shares Voted: 3,002
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1a Elect Director Susan C. Athey Mgmt For For For
Mgmt For For For Elect Director A. George "Skip" Battle 1b
Mgmt Withhold Withhold For Elect Director Courtnee A. Chun 1c
Mgmt For For For Elect Director Chelsea Clinton 1d
Mgmt Withhold Withhold For Elect Director Pamela L. Coe 1e
Mgmt Withhold Withhold For Elect Director Barry Diller 1f
Mgmt Withhold Withhold For Elect Director Jonathan L. Dolgen 1g
Mgmt Withhold Withhold For Elect Director Craig A. Jacobson 1h
Mgmt Withhold Withhold For Elect Director Victor A. Kaufman 1i
Mgmt Withhold Withhold For Elect Director Peter M. Kern 1j
Mgmt Withhold Withhold For Elect Director Dara Khosrowshahi 1k
Mgmt For For For Elect Director Mark D. Okerstrom 1l
Mgmt For For For Elect Director Scott Rudin 1m
Mgmt Withhold Withhold For Elect Director Christopher W. Shean 1n
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Expedia Group, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt Withhold Withhold For Elect Director Alexander von Furstenberg 1o
Mgmt For For For Ratify Ernst & Young LLP as Auditors 2
Fortinet, Inc.
Meeting Date: 06/22/2018
Record Date: 04/25/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 34959E109
Ticker: FTNT
Shares Voted: 11,165
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1 Declassify the Board of Directors Mgmt For For For
Mgmt For For For Elect Director Ken Xie 2.1
Mgmt For For For Elect Director Gary Locke 2.2
Mgmt For For For Elect Director Judith Sim 2.3
Mgmt For For For Ratify Deloitte & Touche LLP as Auditors 3
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
4
Activision Blizzard, Inc.
Meeting Date: 06/26/2018
Record Date: 04/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00507V109
Ticker: ATVI
Shares Voted: 14,779
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
1.1 Elect Director Reveta Bowers Mgmt For For For
Mgmt For For For Elect Director Robert Corti 1.2
Mgmt For For For Elect Director Hendrik Hartong, III 1.3
Mgmt For For For Elect Director Brian Kelly 1.4
Mgmt For For For Elect Director Robert A. Kotick 1.5
Mgmt For For For Elect Director Barry Meyer 1.6
Mgmt For For For Elect Director Robert Morgado 1.7
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Activision Blizzard, Inc.
Proposal Number
Proponent
Proposal Text
Mgmt Rec
Voting Policy Rec
Vote Instruction
Mgmt For For For Elect Director Peter Nolan 1.8
Mgmt For For For Elect Director Casey Wasserman 1.9
Mgmt Against Against For Elect Director Elaine Wynn 1.10
Mgmt For For For Advisory Vote to Ratify Named Executive
Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Forest City Realty Trust, Inc.
Meeting Date: 06/26/2018
Record Date: 05/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 345605109
Ticker: FCE.A
Shares Voted: 140,029
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt For For For
Mgmt For For For Elect Director Z. Jamie Behar 1.2
Mgmt For For For Elect Director Michelle Felman 1.3
Mgmt For For For Elect Director Jerome J. Lande 1.4
Mgmt For For For Elect Director David J. LaRue 1.5
Mgmt For For For Elect Director Adam S. Metz 1.6
Mgmt For For For Elect Director Gavin T. Molinelli 1.7
Mgmt For For For Elect Director Marran H. Ogilvie 1.8
Mgmt For For For Elect Director Mark S. Ordan 1.9
Mgmt Withhold Withhold For Elect Director James A. Ratner 1.10
Mgmt For For For Elect Director William R. Roberts 1.11
Mgmt For For For Elect Director Robert A. Schriesheim 1.12
Mgmt For For For Advisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt For For For Ratify PricewaterhouseCoopers LLP as Auditors 3
Vote Summary Report Reporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): NBI SmartData U.S. Equity Fund - US Large Cap Equity Insights
Delta Air Lines, Inc.
Meeting Date: 06/29/2018
Record Date: 05/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 247361702
Ticker: DAL
Shares Voted: 57,454
Proposal
Number
Proponent
Proposal Text
Mgmt Rec
Voting
Policy Rec
Vote
Instruction
1a Elect Director Edward H. Bastian Mgmt For For For
Mgmt For For For Elect Director Francis S. Blake 1b
Mgmt For For For Elect Director Daniel A. Carp 1c
Mgmt For For For Elect Director Ashton B. Carter 1d
Mgmt For For For Elect Director David G. DeWalt 1e
Mgmt For For For Elect Director William H. Easter, III 1f
Mgmt For For For Elect Director Michael P. Huerta 1g
Mgmt For For For Elect Director Jeanne P. Jackson 1h
Mgmt For For For Elect Director George N. Mattson 1i
Mgmt For For For Elect Director Douglas R. Ralph 1j
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