problems of stcw 95 white list updating v. a. loginovslq
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lNTERNATIONALASSOCIATlONOFMARITIMEUNIVERSITIES
PROCEEDrNGSOFINAUGURAl.GENERALASSEMBLY
26-29JUNE2000,lSTANBUL,TURKEY
PROBLEMSOFSTCW95WHITELISTUPDATING
V.A.LoginoYSky
MakarovStateMaritimeAcademy,RUSSIANFEI)ERATION
ABSTRACT
The commercialshipplng has passed the
first slgnincant chart polnt On the way to
COrnPlytheSTCW95provisions,itwasthelSt
OfAugust1998,by this day Parties tothe
CollVention submitted their reports to show
thattheyhadgivenfullandcompleteeffbctto
STCW95provisions.
The second slgnificant eVentis the
Publicationofso-CalledWhiteList.Thenext
Oneis the recognltlOn Of certincates and
anotherdateisthelStofFebruary2002・By
this dateall seafarers must be educatedand
trainedincompliancewiththenewstandards
and all seafarers must carry STCW 95Cert沌cates.
A氏erthat every nve years Parties to the
Convelltion must report toIMO on the
independentevaluationoftrainlng,education,
assessment and certincation.activities to
updatetheWhiteList.
The paper presents the optimization
PrOCedure of collectlng and evaluatlng this
infbrmation based onloglCalmechanism of
Checking.
RECOGNITIONOFCERTIFICATES
-TheprocedureofrecognltlOnOfcertificates
in accordanCe WithSTCW95provisionsis
ProvisionsoftheConvention,theSecretary-
Generalshallsubmitareporttothisefftctto
J・4人オUJ托dugWrdGg促rOJ心5emあか
COVered by”interlocking network ofcontrol
mechanisms”,Dearsleyll],and to review
One Of these mechanisms we have to go
throughthisprocedurestepbystepl2]‥
1.1naccordanCeWithArticlelV(1)(a,b,C)
,Regulation U7and section A-I/7each Party
shall communicate the infonnation to the
Secretary-GeneralofIMO.
2.ByA止icleIV(2)theSecretary-General
ShallnotifyallthePartiesofthereceiptofanyCOmmunicationunderparagraph(1)(a)・
3.Followlng the section A-I/7 and
paragraphs5-7,the Secretary-General shall
maintain thelist of competent persons
approvedbytheMaritimeSafetyCorrmittee,
4.Inaccordancewithprovisionsof section
A-I/7,paragraph9,When preparlngarepOrttO
the Maritime Saftty Committee・..the
Secretary-General shall seek clarifications
録omthePartyandidentify anyareainwhich
the Partymay have requested assistanCe tO
implementtheConvention.
5.FollowlngtherequlrementSOfsectionA-
1/7,paragraPh8the competentperSOnS Shal】、
On COnndentialbasis,eXpreSS their viewsin
WrltlngOnSubmittedinformation・
6.Whenthecompleteinformationhasbeenreceived and suchinformation connrms that
fu11and complete e飴ctis glVen tO the
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178
Figurel,hformationlinksinSTCW95WhiteListprocedure
the Maritime Saftty Comittee(RegulationI/7,Para卵ph2.)
7.IdentificationofWhiteListatthesession
Of the Maritime Safety Committee,
(RegulationU7,paragr叩h3.1).
8.The Party shall arrange the control
proceduresunderArticleXintheportsofa
Pany(RegulationU4).
9.Torecognizethecerti丘catesoftheother
Pany the Administration has to con丘nn,
throughallnecessarymeasures,Which may
include inspection of facilities and
PrOCedures…thatthe STCW95requlrementS
arefully compliedwith,(Regulation U10,
RegulationI/4,Paragr叩hl/1).
10.Aftertheidenti丘cationof WhteListin
accordanCeWithRegulationI/7,PamgraPh3.2.
〟〟U血α柳rdJGe乃grdJJ∫Jg刑的′
179
0therParties shallbe entitled,Subiect to the
PrOvision〟4amdI/10,tOaCCePt,inprlnCiple
thatcerti丘catesissuedbyoronbehalfofthe
PartieSidenti負edin paragr叩h 3.1arein
COmpliancewiththeConvention・
11.haccordanCeWiththeRegulationI/10,
ParagraPh 3,information provided and
measures agreed uponunder this regulation
Shall be corr皿umicated to the Secretary-
Generaloncon血rmitywiththerequirements
OfregulationI/7.RegulationI/4・
So, the procedure of recognltlOn Of
Certi負cates,WhichgoesthroughtheWhiteList
isratherhardandlong.Onlythe White List
Part takesinaverage2lweeks,butmaximum
timeismorethan1.5year.The geometrical
interpretationofthiswaylSglVenbythegr叩h
in丘騨∬el.
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INDEPENDENTEVALUATION
To showthatPartyiscontinuingtogive
fu11and complete e脆ct to the applicable
PrOVisions ofthe Convention required by
regulationI/80fSTCW95andsectionA-I/7
0fthe Codeitis necesSary tO arrange thC
independent evaluation and submit the
叩PrOPrlaterepOrttOtheSecretary-General.
ThefollowlngStePSaretObemade:
12.Paragr叩h20fSTCW95regulationl/8,tOgether with section A-u8 0f STCW
Code,requires each Partyto carry outan
ind印endent evaluation ofits tmiming,
assessmentandcertificationsystematiIitervalS
Ofnotmorethanfiveyears.
13.Pdragraph30fregulatiQnI/8,tOgether
withparagraph40fsectionA-I/70fSTCW
Code,requlreSthatresultsoftheevaluationbe
reported tothe Secretary-Generalwithin six
monthsofitscompletion.
14.Paragraph40fsection U70fSTCWCode brieny outlinestheinformation to be
includedinthereport.
15.Paragraph8.20f sectionI/70fthe
Code states that the competent persons
appointed bythe Secretary-Generalare tO
expresstheirviewsinwitingonthatreport.
16・Beginnlngfromstep6.
After thatthe situationis regulated by
Paragraph30fregulationI/7.
So,WeCanSee,thattheWhiteListwaylSthe part ofthe recognition of certiBcates
PrOCedureandindependentevaluation hasto
repeatthesamewaytroughpositions1-11inthe茄gurel.
The results ofind印endent evaluation
meanSthe_dymamicWhiteList.ItisnotaneaSy
WaytOgOthroughsuchaprocedureeverynve
yearsandwehavetousethe血StWhteList
〟〟U血仇g鮎川JGg噸mJdJ∫e椚あか
180
experiencenottowastealotoftimeandnotto
makemistakes.Tobee触tivetheprocedureOfindependentevaluationhastobepreparedin advanCe and maximum formalized for
inspection of competent persons・Singapore
imitiatedthe problem at the3lSt sesSiop of
STWSub蟹COmitt印,SingaporeE3]・
ByouroplnlOntheindependentevaluation
means仏e丘)llowlng:
●independentevaluationinsidethecountry
・uSlngOfindependentinformationsourcesSuChas:
- authorities
- mantlmelnStitutions
(academies)
- trainingcenters
- Shippingandcrewlng
COmpanies
- reglOnalPSC
- databasesofother
COuntdes,etC.
●independent evaluation ofsubmitted to
IMOreportbythepanelofco叩p申entpersons・
INFORMATIONFORINDEPENDENT
EVALUATION
Tofollowtheabove saidweproposethe
Set Ofinformation tal)les forindependent
evaluation(Appendix)andlogicalmechanism
Oftheirwo止thatisonthegraphinFig.2.
ByourOPlnlOntheitemsofevaluationmaybeashllows:
A.Listofnationaldocumentsissuedin
COmplianCewithSTCW95provisions.
B.GeneralplanOftheindependent
evaluationinaccordancewithparagraph2,
regulationI/80fSTCW95.
C.Extent of complianCe Of national
legislationtoSTCW95provisions.
A,BandCformthenationallegalbaseof
STCW95and self-eValuation will help the
5b雨脚rβ一肌Ir血〃gGr0岬j
Padyand℃OmPetentperSOnStOreViewthereal
Situationinthisarea.
K.CountriesrecogmiZingthecerti且catesof
tbParty.
Figure2.Logical1inksofanindependentevaluationprocedure
Independent sources ofinformatiopwill
help to makethe evaluation more ef艶ctive
鮎stlyfor the Partyto be evaluated.These
D.Educationalinstitutions(academies)
Carried outthe education and tmining ofsea伽ers.
E.Maritimetraimingcenterscarriedoutthe
trainlngOfseafarers.
F.Shippingcompaniescarriedouttheon
boardtrainingofseafhrers.
G.Authorities responsible forissue ofcertiBcates.
H.PortStateControl
〟〟UJ朋耶JGg〃er。り餓血妙
ほ1
J. Countries which certincates are
recognizedbythePartyl
K.InLbrmatiOn sources about accidents
related with non・fu】脆llment of STCW 95
requlrementS・
REFERENCES
l・Dearsly D・STCW95:Are we gettingthere?MamngandTrainingConference,8
September,1999.
2.STCW95,Saint-Petersburg,CNIIMF
ltd,1996,551p.
3・GuidanCeOnthepreparationandreview
ofindependentevaluationrequiredbySTCW
regulationI/andsectionA-I/70ftheSTCW
Code,STW 3l Working paper 31/5/3
SubmittedbySingapore.
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APPENDIX
Inbrmationtables
F.Li stoftlational docum entsissued in com pliancewi th STCW 95provisionsN 0mcialnameO【adocumemt Dateo†enteringinto fbrce
B.Generalplanofthcindependentevaluation
inaccordaJICewithparagraph2,regtIlationI/80fSTCW95
O bjector TIleteam , Q uali爪eation N ationallegalbasefbreYaluatioII Carried outtbe amd experiemeeor ev鑓Iuation
evaluatioh ‾tbeeValu如ion
team m em bやⅠ等一一(N rrom listA)
C・ExtentofcomplianfeOfnationallegi$IationtoSTCW95provisionsてり’
S T C W N ot E xid t o r n ll爪虹h ent o r D ocu m en t鉦d血 D e甫cie皿Cies95
regulati
OmS
a pp licab le ST C W regu la tion tab le A covered th e regu latjoll (if an y in )
Not Com p H igher N Par喝rap B Co汀eC00 m ply lies 仙an帽qulreS h(S) rief
descr叩厄on
tivem eaSureS
D・Listofeducationalinstitutions(academies)carriedouttheeducationand
trainingofseafhrers
N Institutio Typeor Complii血eto Actionsandtermsfbrm ’■dip10makeNifkate STCW ,5provisions improvement
issued (ifneceSary)Complies
Not
COmply
E・ListofmaritimetraiJlingCeZlterSCarriedouHhctraiJlizlgOfsea蝕rers
N Tr舶血喝 TypeoI Conlpli如CetO ActionsaDd term sfbreenter Ce山浦catt!isSued STCW 95 pro摘ions im proYem ent
(ifnecessaけ)
Com plies
N ot
COm ply
182
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F・ListofshipplngCOmpaJIieSCarriedouttheonboardtrainingofsea蝕rers
N Shipp Flag CompliantetO ACtiomsandtermsbring
COmpanySTCW 95proviSionS im provem8nt
(irnecessaけ)Complies
Not
COmply
G・Atlthoritiesresponsiblehrissueofcertificates
N ’ Nam e ■Type oI C om pliaJtCe Of A ctionSand term 5eertincate ksued Certification procedure to ねrim proYem emt
STC W 95 proYisions (irnecessalY)
Com plie
S
N otcom ply
H・DetentionsofshipSbyPSCduring5yearSLbrz10Jl-COJnPJiazICetOSTCW95
N Regi N um ber 蝕ippim Rea50皿Sfbr Actionsand term sLbrOnallISC OrShip$ gCom pany detやntion im provem ent
(ifneceSSaⅣ)
Ⅰ・ListofcountriesrecognizingthecertificatesoftheParty
N Coumtry Dateorrecognition
J.ListofcountrieswhichcertificatesarerecognizedbytheParty:
N C ountry Dateo†recognitiom
K.ListofaccidentsrelatedwithJ10n-fulfillmentofSTCW95requlremCntS:
N Sbip Ye Sbippi Type W bicb A ctionsand term sfbrim provem ent
ar mgCOm pamy
Or
atcident
provisions
OrSTCW ,5are
in什inged
(ifnecessaけ)
183
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