lecture 10: film theory professor aaron baker. last time: stars movie stars, their images what they...

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Lecture 10:Lecture 10:Film TheoryFilm Theory

Professor Aaron Baker

Last Time: StarsLast Time: Stars

• Movie Stars, Their Images

• What They Are• Why They Matter to

Us • George Clooney

2

Today: Film TheoryToday: Film Theory

• What is it?• Different Uses for

Film• Realism• Formalism

3

What is Film Theory?What is Film Theory?

4 Lesson 10: Part I

5

Filmic Discourses Filmic Discourses

• Film Criticism

• Film History

• Film Theory

6

Film Criticism Film Criticism

• Analysis of one or a group of films

• A genre, filmmaker

• Evaluation of meaning, importance

7

Film HistoryFilm History

• How film as a medium has developed, changed:

-economically-technologically-socially-aesthetically

Film TheoryFilm Theory

• What Is The Nature of Cinema?

• What It Can Do As A Medium

• How It Communicates Meaning

8

Six ModelsSix Models

1. Realist (Formalist)

2. Auteurist

3. Psychoanalytic

4. Ideological

5. Feminist

6. Cognitive

9

Each Different ViewpointEach Different Viewpoint

• Realism/Formalist – How films show world

• Auteurist – Who creates film

• Psychoanalytic – How film represents, impacts human development

10

Each Different ViewpointEach Different Viewpoint

• Ideological – How film represents, impacts viewers’ beliefs and values

• Feminist – How film represents women

• Cognitive – What is the experience of film viewers

11

Realist and Formalist Film Realist and Formalist Film TheoryTheory

12 Lesson 10: Part II

13

Focus Today: Realism and Focus Today: Realism and Formalism Formalism

• What is a film’s ability to show the world?• Realism: Film documents reality.• Limited filmmaker manipulation of what

is shown.• Formalism: Filmmaker has to interpret

reality, manipulation of film form allows communication of that interpretation.

14

Italian NeorealismItalian Neorealism• Decade After WW II• Italy in Ruins• Real Locations• Non Professional

Actors• Challenges of

Everyday Life for Working People

Bicycle Thieves (1948)

Clip #1: Clip #1: BicycleBicycle Thieves Thieves (1948)(1948)

• Director - Vittorio De Sica• Antonio Ricci (Lamberto

Maggiorani) – Factory Worker

• Post-WW II Rome• Job Requires Bike• Unemployment, Poverty

and Crime

15

16

Andre BazinAndre Bazin• French Theorist• Wrote Influential

Essays in 1940s

and 1950s• Advocated specific

style to preserve film’s realism

Preserve Viewer’s Experience Preserve Viewer’s Experience of Realityof Reality

• Don’t Control Spectator

• Keep Ambiguity in the Image

• Deep Focus Photography

• The Long Take

17

Deep FocusDeep Focus

• Deep Space in Focus Before Camera

• Fore-, mid-, background

• Multiple Narrative Areas

• Clip #2 Citizen Kane

18

Continuity EditingContinuity Editing• Dominant in Hollywood

Films• Directs Our Attention As

We Watch• Emphasizes Dialogue,

Reaction, Cause and Effect

• Creates Clear Space and Time to Tell Story, Narrative Continuity

19

Deep Focus/Long TakeDeep Focus/Long Take

• Deep Focus: Three Planes

• No Editing• Long Take/Time to

Look, Assess:

-What are character motivations, emotions?

-What is best for little Charlie?

20

21

Continuity Editing Ethical? Continuity Editing Ethical?

• Dirty Harry 1971• Det. Callahan

(Eastwood)• Stops Bank Robbers• Establishing Shot• Breakdown• S/RS• Clip # 3

22

Do You Feel Lucky Punk?Do You Feel Lucky Punk?• Harry Takes

Control• Restores Justice• Shots Endanger

People on Street?• Editing Focuses

on Harry, Robbers• Emphasizes

Harry’s Heroics

23

FormalismFormalism

• Opposite of Realist Film Theory

• Accepts Need for Filmmaker to Interpret What Shows Viewer

• Celebrates Film’s Ability to Influence Audience Emotionally, Intellectually The Underneath, 1998

StyleStyle

• Realism = Lack of Style• Formalism: Use Pattern

of Film Form (Style) to Communicate Ideas, Impact Audience

• Clip #3: The Cabinet of Dr. Caligari (1920)

24

ExpressionismExpressionism• Germany 1910’s, 20s• Multi-Art Movement• Expression of Insane

Mind• Dark, Distorted,

Nightmarish Worlds• Influenced Hollywood

(Noir, Horror)

25

26

Stylized FormStylized Form• Expresses Cesare’s

(Narrator’s) Psychosis, Insanity.

• Formalism Communicates Psychological Realism

Summary: Realism and Summary: Realism and FormalismFormalism

• Same Objective: Communicate Insight About the World

• Different Methods: -Realism/Give Audience Direct Access to That WorldVs. -Formalism/Present an Interpretation of It

• Both Emphasize Ambiguity, Complexity• Both Require Viewer Interpretation

27

28

Soviet MontageSoviet Montage

• Political Formalism in USSR

• 1920 First Film School in Moscow

• Socialism: Society with Equal Distribution of Wealth

• Film to Promote This Idea of Society

29

Lenin, Soviet Leader:Lenin, Soviet Leader:

• “Cinema is for us the most important of the arts.”

• Challenge of Unifying Soviet Society

• 160 million citizens in USSR

• 100 languages

What Kind of Cinema?What Kind of Cinema?

• Fiction or Documentary?

• Popular Entertainment or Challenging Avant Garde

• Agreed on Power of Editing (Montage) to Construct an Ideology

30

Construct a Reality Construct a Reality

• Shots Gain Meaning in Relation to Other Shots

• E.g. Kuleshov Effect• Actor Mojoukine’s

Expression Juxtaposed with—

Soup = Hunger

Baby = Happiness

Coffin = Sadness31

Sergei EisensteinSergei Eisenstein

• Soviet Filmmaker• Intellectual• Studied Literature,

Philosophy, Art, History

• Multicultural Influences: Kabuki Theater, African Sculpture, American Indigenous Cultures

32

Eisenstein Starts in Theater of Eisenstein Starts in Theater of AttractionsAttractions

• Like Carnival • Comedy,

Acrobatics, • Shock Spectators• Fire Crackers• Theater is a Plough,

We Need a Tractor[to Change Russian Society].

33

34

Eisenstein’s Dialectical Eisenstein’s Dialectical Montage (Editing)Montage (Editing)

• Discontinuity Editing

• Shots Not Fit Together to Tell Story

• Shots in Conflict

• Based on Dialectic:

-Thesis/Antithesis = Synthesis

• Karl Marx’s Principle of History

-Workers/Owners = Revolution

Battleship Potemkin Battleship Potemkin (1925)(1925)

• Eisenstein’s Historical Film• 1905 Sailors Mutiny on

Black Sea near Odessa• People of Odessa at

Waterfront in Support• Czar’s (Emperor’s) Troops

Violently Suppress Protest

35

36

Odessa Steps SequenceOdessa Steps Sequence• Eisenstein’s Dialectical

Editing Arranges Shotsto Mirror Conflict between People and Czar’s Troops

• Clip #5• Preview of Dialectical

Conflict (Russian People vs. Czar) that Would Cause Revolution in 1917.

Formalism in Formalism in PotemkinPotemkin

• Eisenstein Stylizes Reality/History with Dialectical Editing

• Presents an Interpretation to Audience

• Socialism in Russian Necessary, Justified

37

38

StalinStalin

• Soviet Leader After Lenin• 1935 Ousts Montage

Filmmakers• Labeled Their Films Too

Hard to Understand, Elitist

• Mandated Only Realism in Soviet Films

39

SummarySummary

• Film Theory – What Film Can Do

• Realism: Film Can Record, Document the World As It Is

• Formalism: Filmmakers Can Use Stylized Form to Interpret the World

• Eisenstein’s Potemkin as Socialist Formalism

40

End of Lecture 10End of Lecture 10

Next Time: Film GenreNext Time: Film Genre

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