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HTA HTA.U
(formerly Tech Achievers Growth & Income ETF)
For ForMgmt8. TO APPROVE AN INTERNAL MERGER
TRANSACTION.
For ForMgmt9. TO AMEND THE COMPANY'S ARTICLES OF
ASSOCIATION TO NO LONGER REQUIRE
SHAREHOLDER APPROVAL OF CERTAIN
INTERNAL TRANSACTIONS.
For ForMgmt6. TO GRANT THE BOARD OF DIRECTORS
THE AUTHORITY TO OPT-OUT OF PRE-
EMPTION RIGHTS UNDER IRISH LAW.
For ForMgmt7. TO DETERMINE THE PRICE RANGE AT
WHICH ACCENTURE CAN RE-ALLOT
SHARES THAT IT ACQUIRES AS
TREASURY SHARES UNDER IRISH LAW.
For ForMgmt4. TO RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF KPMG LLP ("KPMG") AS
INDEPENDENT AUDITORS OF
ACCENTURE AND TO AUTHORIZE, IN A
BINDING VOTE, THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG'S REMUNERATION.
For ForMgmt5. TO GRANT THE BOARD OF DIRECTORS
THE AUTHORITY TO ISSUE SHARES
UNDER IRISH LAW.
For ForMgmt2. TO APPROVE, IN A NON-BINDING VOTE,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
For ForMgmt3. TO APPROVE AN AMENDMENT TO THE
AMENDED AND RESTATED ACCENTURE
PLC 2010 SHARE INCENTIVE PLAN (THE
"2010 SIP") TO INCREASE THE NUMBER
OF SHARES AVAILABLE FOR ISSUANCE.
For ForMgmt1J. RE-APPOINTMENT OF DIRECTOR: FRANK
K. TANG
For ForMgmt1K. RE-APPOINTMENT OF DIRECTOR:
TRACEY T. TRAVIS
For ForMgmt1H. RE-APPOINTMENT OF DIRECTOR: PAULA
A. PRICE
For ForMgmt1I. RE-APPOINTMENT OF DIRECTOR: ARUN
SARIN
For ForMgmt1F. RE-APPOINTMENT OF DIRECTOR: PIERRE
NANTERME
For ForMgmt1G. RE-APPOINTMENT OF DIRECTOR: GILLES
C. PELISSON
For ForMgmt1D. RE-APPOINTMENT OF DIRECTOR:
MARJORIE MAGNER
For ForMgmt1E. RE-APPOINTMENT OF DIRECTOR: NANCY
MCKINSTRY
For ForMgmt1B. RE-APPOINTMENT OF DIRECTOR:
CHARLES H. GIANCARLO
For ForMgmt1C. RE-APPOINTMENT OF DIRECTOR:
HERBERT HAINER
Agenda Number: 934714886
Proxy Voting Report
For ForMgmt1A. RE-APPOINTMENT OF DIRECTOR: JAIME
ARDILA
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
ACCENTURE PLC
Security: G1151C101
Ticker: ACN
ISIN: IE00B4BNMY34
Meeting Type: Annual
2/7/2018
Harvest Tech Achievers Growth & Income ETF
Meeting Date Range: July 01, 2017 to June 30, 2018
Agenda Number: 934803188
Ticker: GOOGL
ISIN: US02079K3059
Meeting Type: Annual
6/6/2018Meeting Date:
ALPHABET INC.
Security: 02079K305
For ForMgmt2. RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS AS THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY.
For ForMgmt1B. ELECTION OF DIRECTOR: MASAYOSHI
SON ( TO SERVE FOR A THREE YEAR
TERM OR UNTIL SUCH DIRECTOR'S
SUCCESSOR IS ELECTED OR APPOINTED
AND DULY QUALIFIED.)
For ForMgmt1C. ELECTION OF DIRECTOR: WALTER TEH
MING KWAUK (TO SERVE FOR A THREE
YEAR TERM OR UNTIL SUCH DIRECTOR'S
SUCCESSOR IS ELECTED OR APPOINTED
AND DULY QUALIFIED.)
Agenda Number: 934675476
For ForMgmt1A. ELECTION OF DIRECTOR: JACK YUN MA
(TO SERVE FOR A THREE YEAR TERM OR
UNTIL SUCH DIRECTOR'S SUCCESSOR IS
ELECTED OR APPOINTED AND DULY
QUALIFIED.)
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
ALIBABA GROUP HOLDING LIMITED
Security: 01609W102
Ticker: BABA
ISIN: US01609W1027
Meeting Type: Annual
10/18/2017
For ForMgmt3. Ratification of the appointment of KPMG LLP
as the Company's independent registered
public accounting firm for the fiscal year
ending on November 30, 2018.
For ForMgmt4. Approval on an advisory basis of the
compensation of the named executive
officers.
For ForMgmt1J. Election of Director: John Warnock
For ForMgmt2. Approval of the 2003 Equity Incentive Plan as
amended to increase the available share
reserve by 7.5 million shares.
For ForMgmt1H. Election of Director: Shantanu Narayen
For ForMgmt1I. Election of Director: Daniel Rosensweig
For ForMgmt1F. Election of Director: Laura Desmond
For ForMgmt1G. Election of Director: Charles Geschke
For ForMgmt1D. Election of Director: Frank Calderoni
For ForMgmt1E. Election of Director: James Daley
For ForMgmt1B. Election of Director: Edward Barnholt
For ForMgmt1C. Election of Director: Robert Burgess
Agenda Number: 934730587
For ForMgmt1A. Election of Director: Amy Banse
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
ADOBE SYSTEMS INCORPORATED
Security: 00724F101
Ticker: ADBE
ISIN: US00724F1012
Meeting Type: Annual
4/12/2018
For ForMgmt2. Ratification of the appointment of Ernst &
Young LLP as Apple's independent registered
public accounting firm for 2018
For ForMgmt3. Advisory vote to approve executive
compensation
For ForMgmt1g. Election of director: Ron Sugar
For ForMgmt1h. Election of director: Sue Wagner
For ForMgmt1e. Election of director: Andrea Jung
For ForMgmt1f. Election of director: Art Levinson
For ForMgmt1c. Election of director: Al Gore
For ForMgmt1d. Election of director: Bob Iger
For ForMgmt1a. Election of director: James Bell
For ForMgmt1b. Election of director: Tim Cook
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934716068
Ticker: AAPL
ISIN: US0378331005
Meeting Type: Annual
2/13/2018Meeting Date:
APPLE INC.
Security: 037833100
Against ForShr10. A stockholder proposal regarding a report on
content governance, if properly presented at
the meeting.
Against ForShr8. A stockholder proposal regarding a
sustainability metrics report, if properly
presented at the meeting.
Against ForShr9. A stockholder proposal regarding board
diversity and qualifications, if properly
presented at the meeting.
Against ForShr6. A stockholder proposal regarding a report on
gender pay, if properly presented at the
meeting.
Against ForShr7. A stockholder proposal regarding simple
majority vote, if properly presented at the
meeting.
Against ForShr4. A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting.
Against ForShr5. A stockholder proposal regarding a lobbying
report, if properly presented at the meeting.
For ForMgmt2. The ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the fiscal
year ending December 31, 2018.
For ForMgmt3. The approval of amendments to Alphabet's
2012 Stock Plan to increase the share
reserve by 11,500,000 shares of Class C
capital stock and to prohibit the repricing of
stock options granted under the 2012 Stock
Plan without stockholder approval.
10 Sundar Pichai For ForMgmt
11 K. Ram Shriram For ForMgmt
8 Ann Mather For ForMgmt
9 Alan R. Mulally For ForMgmt
6 Diane B. Greene For ForMgmt
7 John L. Hennessy For ForMgmt
4 L. John Doerr For ForMgmt
5 Roger W. Ferguson, Jr. For ForMgmt
2 Sergey Brin For ForMgmt
3 Eric E. Schmidt For ForMgmt
1. DIRECTOR
1 Larry Page For ForMgmt
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
For ForMgmt1B. Election of Director: Mr. James V. Diller
Agenda Number: 934729370
For ForMgmt1A. Election of Director: Mr. Hock E. Tan
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
BROADCOM LIMITED
Security: Y09827109
Ticker: AVGO
ISIN: SG9999014823
Meeting Type: Annual
4/4/2018
Agenda Number: 934741148
For ForMgmt1. To approve the scheme of arrangement under
Singapore law among Broadcom, the
shareholders of Broadcom and Broadcom
Limited, a Delaware corporation, subject to
approval of the High Court of the Republic of
Singapore, as set forth in Broadcom's notice
of, and proxy statement relating to, its Special
Meeting.
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
BROADCOM LIMITED
Security: Y09827109
Ticker: AVGO
ISIN: SG9999014823
Meeting Type: Special
3/23/2018
For ForMgmt4. RATIFICATION OF THE APPOINTMENT OF
AUDITORS.
Against ForShr5. IF PROPERLY PRESENTED AT THE
ANNUAL MEETING, A STOCKHOLDER
PROPOSAL REGARDING THE REPEAL OF
CERTAIN BY-LAWS OF THE COMPANY.
2. ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
10 SANDRA S. WIJNBERG For ForMgmt
For ForMgmt
8 WILLIAM J. READY For ForMgmt
9 CARLOS A. RODRIGUEZ For ForMgmt
6 R. GLENN HUBBARD For ForMgmt
7 JOHN P. JONES For ForMgmt
4 LINDA R. GOODEN For ForMgmt
5 MICHAEL P. GREGOIRE For ForMgmt
2 RICHARD T. CLARK For ForMgmt
3 ERIC C. FAST For ForMgmt
1. DIRECTOR
1 PETER BISSON For ForMgmt
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934678535
Ticker: ADP
ISIN: US0530151036
Meeting Type: Contested Annual
11/7/2017Meeting Date:
AUTOMATIC DATA PROCESSING, INC.
Security: 053015103
Against ForShr6. A shareholder proposal entitled "Human
Rights Committee"
For ForMgmt4. Approval of the amended and restated Apple
Inc. Non-Employee Director Stock Plan
Against ForShr5. A shareholder proposal entitled "Shareholder
Proxy Access Amendments"
For ForMgmt4. APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION.
For ForMgmt2. APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE 2005 STOCK
INCENTIVE PLAN.
For ForMgmt3. APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE EXECUTIVE
INCENTIVE PLAN.
For ForMgmt1J. ELECTION OF DIRECTOR: BRENTON L.
SAUNDERS
For ForMgmt1K. ELECTION OF DIRECTOR: STEVEN M.
WEST
For ForMgmt1H. ELECTION OF DIRECTOR: CHARLES H.
ROBBINS
For ForMgmt1I. ELECTION OF DIRECTOR: ARUN SARIN
For ForMgmt1F. ELECTION OF DIRECTOR: DR. KRISTINA
M. JOHNSON
For ForMgmt1G. ELECTION OF DIRECTOR: RODERICK C.
MCGEARY
For ForMgmt1D. ELECTION OF DIRECTOR: AMY L. CHANG
For ForMgmt1E. ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY
For ForMgmt1B. ELECTION OF DIRECTOR: M. MICHELE
BURNS
For ForMgmt1C. ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS
Agenda Number: 934694147
For ForMgmt1A. ELECTION OF DIRECTOR: CAROL A.
BARTZ
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
CISCO SYSTEMS, INC.
Security: 17275R102
Ticker: CSCO
ISIN: US17275R1023
Meeting Type: Annual
12/11/2017
For ForMgmt3. To approve the general authorization for the
directors of Broadcom to allot and issue
shares in its capital, as set forth in
Broadcom's notice of, and proxy statement
relating to, its 2018 Annual General Meeting.
For ForMgmt4. NON-BINDING, ADVISORY VOTE To
approve the compensation of Broadcom's
named executive officers, as disclosed in
"Compensation Discussion and Analysis" and
in the compensation tables and
accompanying narrative disclosure under
"Executive Compensation" in Broadcom's
proxy statement relating to its 2018 Annual
General Meeting.
For ForMgmt1J. Election of Director: Dr. Henry Samueli
For ForMgmt2. To approve the re-appointment of
PricewaterhouseCoopers LLP as Broadcom's
independent registered public accounting firm
and independent Singapore auditor for the
fiscal year ending November 4, 2018 and to
authorize the Audit Committee to fix its
remuneration, as set forth in Broadcom's
notice of, and proxy statement relating to, its
2018 Annual General Meeting.
For ForMgmt1H. Election of Director: Mr. Donald Macleod
For ForMgmt1I. Election of Director: Mr. Peter J. Marks
For ForMgmt1F. Election of Director: Mr. Eddy W. Hartenstein
For ForMgmt1G. Election of Director: Mr. Check Kian Low
For ForMgmt1D. Election of Director: Mr. Lewis C. Eggebrecht
For ForMgmt1E. Election of Director: Mr. Kenneth Y. Hao
For ForMgmt1C. Election of Director: Ms. Gayla J. Delly
Agenda Number: 934793034
FACEBOOK, INC.
Security: 30303M102
Ticker: FB Meeting Type: Annual
Against ForShr6. Stockholder proposal requesting that the
Board of Directors take the steps necessary
to permit stockholder action by written
consent.
Against ForShr7. Stockholder proposal requesting that the
Board of Directors take the steps necessary
to lower the ownership threshold for
stockholders to call a special meeting.
For ForMgmt5b. Approve the proposal to eliminate the
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Removing directors.
For ForMgmt5c. Approve the proposal to eliminate the
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Amending certain provisions of the
Company's Certificate of Incorporation.
For ForMgmt4. Approve an amendment and restatement of
the Company's 2004 Employee Stock
Purchase Plan.
For ForMgmt5a. Approve the proposal to eliminate the
supermajority voting requirements in the
Company's Certificate of Incorporation with
respect to: Amending the Company's By-laws.
For ForMgmt2. Approve, on an advisory (non-binding) basis,
the compensation of the Company's named
executive officers.
For ForMgmt3. Ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the year ending December
31, 2018.
For ForMgmt1j. Election of Director: Michael Patsalos-Fox
For ForMgmt1k. Election of Director: Joseph M. Velli
For ForMgmt1h. Election of Director: John E. Klein
For ForMgmt1i. Election of Director: Leo S. Mackay, Jr.
For ForMgmt1f. Election of Director: Francisco D'Souza
For ForMgmt1g. Election of Director: John N. Fox, Jr.
For ForMgmt1d. Election of Director: Jonathan Chadwick
For ForMgmt1e. Election of Director: John M. Dineen
For ForMgmt1b. Election of Director: Betsy S. Atkins
For ForMgmt1c. Election of Director: Maureen Breakiron-
Evans
Agenda Number: 934795141
For ForMgmt1a. Election of Director: Zein Abdalla
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
COGNIZANT TECHNOLOGY SOLUTIONS CORP.
Security: 192446102
Ticker: CTSH
ISIN: US1924461023
Meeting Type: Annual
6/5/2018
For ForMgmt6. RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2018.
Against ForShr7. APPROVAL TO REQUEST AN ANNUAL
REPORT RELATING TO CISCO'S
LOBBYING POLICIES, PROCEDURES AND
ACTIVITIES.
1 Year ForMgmt5. RECOMMENDATION, ON AN ADVISORY
BASIS, ON THE FREQUENCY OF
EXECUTIVE COMPENSATION VOTES.
LAM RESEARCH CORPORATION
Against ForShr6. Stockholder proposal requesting a political
contributions cost-benefit analysis report, if
properly presented
Against ForShr4. Stockholder proposal on whether to allow
stockholders to act by written consent, if
properly presented
Against ForShr5. Stockholder proposal on whether the
chairman of the board should be an
independent director, if properly presented
For ForMgmt2. Ratification of selection of Ernst & Young LLP
as our independent registered public
accounting firm for 2018
For ForMgmt3. Advisory vote to approve executive
compensation
For ForMgmt1i. Election of Director: Andrew M. Wilson
For ForMgmt1j. Election of Director: Frank D. Yeary
For ForMgmt1g. Election of Director: Tsu-Jae King Liu
For ForMgmt1h. Election of Director: Gregory D. Smith
For ForMgmt1e. Election of Director: Brian M. Krzanich
For ForMgmt1f. Election of Director: Risa Lavizzo-Mourey
For ForMgmt1c. Election of Director: Reed E. Hundt
For ForMgmt1d. Election of Director: Omar Ishrak
For ForMgmt1a. Election of Director: Aneel Bhusri
For ForMgmt1b. Election of Director: Andy D. Bryant
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934763613
Ticker: INTC
ISIN: US4581401001
Meeting Type: Annual
5/17/2018Meeting Date:
INTEL CORPORATION
Security: 458140100
Against ForShr8. A stockholder proposal regarding tax
principles.
Against ForShr6. A stockholder proposal regarding a content
governance report.
Against ForShr7. A stockholder proposal regarding median pay
by gender.
Against ForShr4. A stockholder proposal regarding a risk
oversight committee.
Against ForShr5. A stockholder proposal regarding simple
majority vote.
For ForMgmt2. To ratify the appointment of Ernst & Young
LLP as Facebook, Inc.'s independent
registered public accounting firm for the fiscal
year ending December 31, 2018.
Against ForShr3. A stockholder proposal regarding change in
stockholder voting.
8 Peter A. Thiel For ForMgmt
9 Mark Zuckerberg For ForMgmt
6 Jan Koum For ForMgmt
7 Sheryl K. Sandberg For ForMgmt
4 S. D. Desmond-Hellmann For ForMgmt
5 Reed Hastings For ForMgmt
2 Erskine B. Bowles For ForMgmt
3 Kenneth I. Chenault For ForMgmt
1. DIRECTOR
1 Marc L. Andreessen For ForMgmt
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
ISIN: US30303M1027 5/31/2018
For ForMgmt1J. ELECTION OF DIRECTOR: CHARLES W.
SCHARF
For ForMgmt1K. ELECTION OF DIRECTOR: ARNE M.
SORENSON
For ForMgmt1H. ELECTION OF DIRECTOR: SANDRA E.
PETERSON
For ForMgmt1I. ELECTION OF DIRECTOR: PENNY S.
PRITZKER
For ForMgmt1F. ELECTION OF DIRECTOR: CHARLES H.
NOSKI
For ForMgmt1G. ELECTION OF DIRECTOR: HELMUT PANKE
For ForMgmt1D. ELECTION OF DIRECTOR: TERI L. LIST-
STOLL
For ForMgmt1E. ELECTION OF DIRECTOR: SATYA
NADELLA
For ForMgmt1B. ELECTION OF DIRECTOR: REID G.
HOFFMAN
For ForMgmt1C. ELECTION OF DIRECTOR: HUGH F.
JOHNSTON
Agenda Number: 934689514
For ForMgmt1A. ELECTION OF DIRECTOR: WILLIAM H.
GATES III
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
MICROSOFT CORPORATION
Security: 594918104
Ticker: MSFT
ISIN: US5949181045
Meeting Type: Annual
11/29/2017
For ForMgmt4. RATIFICATION OF THE APPOINTMENT OF
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2018.
Against ForShr5. STOCKHOLDER PROPOSAL, IF
PROPERLY PRESENTED AT THE ANNUAL
MEETING, REGARDING ANNUAL
DISCLOSURE OF EEO-1 DATA.
2. ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF LAM
RESEARCH, OR "SAY ON PAY."
1 Year ForMgmt3. ADVISORY VOTE TO APPROVE THE
FREQUENCY OF HOLDING FUTURE
STOCKHOLDER ADVISORY VOTES ON
OUR NAMED EXECUTIVE OFFICER
COMPENSATION, OR "SAY ON
FREQUENCY."
10 LIH SHYNG TSAI For ForMgmt
For ForMgmt
8 STEPHEN G. NEWBERRY For ForMgmt
9 ABHIJIT Y. TALWALKAR For ForMgmt
6 YOUNG BUM (YB) KOH For ForMgmt
7 CATHERINE P. LEGO For ForMgmt
4 YOUSSEF A. EL-MANSY For ForMgmt
5 CHRISTINE A. HECKART For ForMgmt
2 ERIC K. BRANDT For ForMgmt
3 MICHAEL R. CANNON For ForMgmt
1. DIRECTOR
1 MARTIN B. ANSTICE For ForMgmt
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934682433
Ticker: LRCX
ISIN: US5128071082
Meeting Type: Annual
11/8/2017Meeting Date:
Security: 512807108
6 LAWRENCE J. ELLISON For ForMgmt
4 BRUCE R. CHIZEN For ForMgmt
5 GEORGE H. CONRADES For ForMgmt
2 MICHAEL J. BOSKIN For ForMgmt
3 SAFRA A. CATZ For ForMgmt
Agenda Number: 934681671
1. DIRECTOR
1 JEFFREY S. BERG For ForMgmt
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
ORACLE CORPORATION
Security: 68389X105
Ticker: ORCL
ISIN: US68389X1054
Meeting Type: Annual
11/15/2017
For ForMgmt4. Approval of an amendment and restatement
of our Amended and Restated 2007 Equity
Incentive Plan.
For ForMgmt5. Approval of an amendment and restatement
of our Amended and Restated 2012
Employee Stock Purchase Plan.
For ForMgmt2. Approval of our executive compensation.
For ForMgmt3. Ratification of selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting firm
for fiscal year 2019.
For ForMgmt1j. Election of Director: A. Brooke Seawell
For ForMgmt1k. Election of Director: Mark A. Stevens
For ForMgmt1h. Election of Director: Michael G. McCaffery
For ForMgmt1i. Election of Director: Mark L. Perry
For ForMgmt1f. Election of Director: Dawn Hudson
For ForMgmt1g. Election of Director: Harvey C. Jones
For ForMgmt1d. Election of Director: James C. Gaither
For ForMgmt1e. Election of Director: Jen-Hsun Huang
For ForMgmt1b. Election of Director: Tench Coxe
For ForMgmt1c. Election of Director: Persis S. Drell
Agenda Number: 934769502
For ForMgmt1a. Election of Director: Robert K. Burgess
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
NVIDIA CORPORATION
Security: 67066G104
Ticker: NVDA
ISIN: US67066G1040
Meeting Type: Annual
5/16/2018
For ForMgmt5. APPROVAL OF MATERIAL TERMS OF THE
PERFORMANCE GOALS UNDER THE
EXECUTIVE INCENTIVE PLAN
For ForMgmt6. APPROVAL OF THE MICROSOFT
CORPORATION 2017 STOCK PLAN
1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES TO APPROVE
EXECUTIVE COMPENSATION
For ForMgmt4. RATIFICATION OF DELOITTE & TOUCHE
LLP AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2018
For ForMgmt1N. ELECTION OF DIRECTOR: PADMASREE
WARRIOR
For ForMgmt2. ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
For ForMgmt1L. ELECTION OF DIRECTOR: JOHN W.
STANTON
For ForMgmt1M. ELECTION OF DIRECTOR: JOHN W.
THOMPSON
For ForMgmt4 To approve, on a advisory basis,
compensation paid to Qualcomm's named
executive officers.
For ForMgmt5 To approve an amendment to Qualcomm's
2001 Employee Stock Purchase Plan.
For ForMgmt2 To approve Broadcom's proposal to amend
Qualcomm's Bylaws to undo any amendment
to the Bylaws adopted without stockholder
approval up to and including the date of the
Annual Meeting that changes the Bylaws in
any way from the version that was publicly
filed with the Securities and Exchange
Commission on July 15, 2016.
For ForMgmt3 To ratify the selection of
PricewaterhouseCoopers LLP as Qualcomm's
independent public accountants for the fiscal
year ending September 30, 2018
10 Thomas S. Volpe For ForMgmt
11 Harry L. You For ForMgmt
8 John H. Kispert For ForMgmt
9 Gregorio Reyes For ForMgmt
6 Veronica M. Hagen For ForMgmt
7 Julie A. Hill For ForMgmt
4 Stephen J. Girsky For ForMgmt
5 David G. Golden For ForMgmt
2 Raul J. Fernandez For ForMgmt
3 Michael S. Geltzeiler For ForMgmt
1 DIRECTOR
1 Samih Elhage For ForMgmt
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934719331
Ticker: QCOM
ISIN: US7475251036
Meeting Type: Contested Annual
3/23/2018Meeting Date:
QUALCOMM INCORPORATED
Security: 747525103
Against ForShr8. STOCKHOLDER PROPOSAL REGARDING
PROXY ACCESS REFORM.
Against ForShr6. STOCKHOLDER PROPOSAL REGARDING
POLITICAL CONTRIBUTIONS REPORT.
Against ForShr7. STOCKHOLDER PROPOSAL REGARDING
PAY EQUITY REPORT.
For ForMgmt4. APPROVAL OF THE ORACLE
CORPORATION AMENDED AND RESTATED
2000 LONG- TERM EQUITY INCENTIVE
PLAN.
For ForMgmt5. RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2018.
2. ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
1 Year ForMgmt3. ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON THE
COMPENSATION OF NAMED EXECUTIVE
OFFICERS.
12 NAOMI O. SELIGMAN For ForMgmt
For ForMgmt
10 RENEE J. JAMES For ForMgmt
11 LEON E. PANETTA For ForMgmt
8 JEFFREY O. HENLEY For ForMgmt
9 MARK V. HURD For ForMgmt
7 HECTOR GARCIA-MOLINA For ForMgmt
For ForMgmt1D. ELECTION OF DIRECTOR: DAVID W.
HUMPHREY
For ForMgmt1E. ELECTION OF DIRECTOR: GERALDINE B.
LAYBOURNE
For ForMgmt1B. ELECTION OF DIRECTOR: FRANK E.
DANGEARD
For ForMgmt1C. ELECTION OF DIRECTOR: KENNETH Y.
HAO
Agenda Number: 934668457
For ForMgmt1A. ELECTION OF DIRECTOR: GREGORY S.
CLARK
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
SYMANTEC CORPORATION
Security: 871503108
Ticker: SYMC
ISIN: US8715031089
Meeting Type: Annual
10/5/2017
No voteMgmt3. TO HOLD AN ADVISORY VOTE ON THE
FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION
No voteMgmt4. TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
RED HAT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 28,
2018
No voteMgmt1.8 ELECTION OF DIRECTOR: JAMES M.
WHITEHURST
No voteMgmt2. TO APPROVE, ON AN ADVISORY BASIS, A
RESOLUTION RELATING TO RED HAT'S
EXECUTIVE COMPENSATION
No voteMgmt1.6 ELECTION OF DIRECTOR: WILLIAM S.
KAISER
No voteMgmt1.7 ELECTION OF DIRECTOR: DONALD H.
LIVINGSTONE
No voteMgmt1.4 ELECTION OF DIRECTOR: NARENDRA K.
GUPTA
No voteMgmt1.5 ELECTION OF DIRECTOR: KIMBERLY L.
HAMMONDS
No voteMgmt1.2 ELECTION OF DIRECTOR: W. STEVE
ALBRECHT
No voteMgmt1.3 ELECTION OF DIRECTOR: CHARLENE T.
BEGLEY
Agenda Number: 934652517
No voteMgmt1.1 ELECTION OF DIRECTOR: SOHAIB ABBASI
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
RED HAT, INC.
Security: 756577102
Ticker: RHT
ISIN: US7565771026
Meeting Type: Annual
8/10/2017
For ForMgmt8 To approve an amendment to the certificate of
incorporation to eliminate provisions requiring
a supermajority vote for certain transactions
with interested stockholders.
For ForMgmt6 To approve an amendment to Qualcomm's
Restated Certificate of Incorporation, as
amended (the "Certificate of Incorporation") to
eliminate certain supermajority provisions
relating to removal of directors
For ForMgmt7 To approve an amendment to the Certificate
of Incorporation to eliminate certain
Supermajority provisions relating to
amendments and obsolete provisions.
Agenda Number: 934712161
Meeting Date:
VISA INC.
Security: 92826C839
Ticker: V
ISIN: US92826C8394
Meeting Type: Annual
1/30/2018
For ForMgmt3. Board proposal to approve the Texas
Instruments 2018 Director Compensation
Plan.
For ForMgmt4. Board proposal to ratify the appointment of
Ernst & Young LLP as the Company's
independent registered public accounting firm
for 2018.
For ForMgmt1l. Election of Director: R. K. Templeton
For ForMgmt2. Board proposal regarding advisory approval
of the Company's executive compensation.
For ForMgmt1j. Election of Director: P. H. Patsley
For ForMgmt1k. Election of Director: R. E. Sanchez
For ForMgmt1h. Election of Director: J. M. Hobby
For ForMgmt1i. Election of Director: R. Kirk
For ForMgmt1f. Election of Director: C. S. Cox
For ForMgmt1g. Election of Director: B. T. Crutcher
For ForMgmt1d. Election of Director: D. A. Carp
For ForMgmt1e. Election of Director: J. F. Clark
For ForMgmt1b. Election of Director: M. A. Blinn
For ForMgmt1c. Election of Director: T. M. Bluedorn
Agenda Number: 934736957
For ForMgmt1a. Election of Director: R. W. Babb, Jr.
Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
TEXAS INSTRUMENTS INCORPORATED
Security: 882508104
Ticker: TXN
ISIN: US8825081040
Meeting Type: Annual
4/26/2018
Against ForShr6. STOCKHOLDER PROPOSAL REGARDING
EXECUTIVE PAY CONFIDENTIAL VOTING,
IF PROPERLY PRESENTED AT THE
MEETING.
Against ForShr7. STOCKHOLDER PROPOSAL REGARDING
EXECUTIVES TO RETAIN SIGNIFICANT
STOCK, IF PROPERLY PRESENTED AT
THE MEETING.
For ForMgmt4. ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.
1 Year ForMgmt5. ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
For ForMgmt2. RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2018 FISCAL YEAR.
For ForMgmt3. AMENDMENTS TO OUR 2013 EQUITY
INCENTIVE PLAN, AS AMENDED.
For ForMgmt1J. ELECTION OF DIRECTOR: V. PAUL UNRUH
For ForMgmt1K. ELECTION OF DIRECTOR: SUZANNE M.
VAUTRINOT
For ForMgmt1H. ELECTION OF DIRECTOR: ANITA M.
SANDS
For ForMgmt1I. ELECTION OF DIRECTOR: DANIEL H.
SCHULMAN
For ForMgmt1F. ELECTION OF DIRECTOR: DAVID L.
MAHONEY
For ForMgmt1G. ELECTION OF DIRECTOR: ROBERT S.
MILLER
For ForMgmt4. TO APPROVE AN AMENDMENT AND
RESTATEMENT OF OUR 2004
PERFORMANCE INCENTIVE PLAN THAT
WOULD, AMONG OTHER THINGS,
RENAME THE PLAN AS THE "2017
PERFORMANCE INCENTIVE PLAN" AND
INCREASE BY FOURTEEN MILLION
(14,000,000) THE NUMBER OF SHARES OF
OUR COMMON STOCK AVAILABLE FOR
ISSUANCE UNDER THE PLAN.
For ForMgmt2. TO APPROVE ON AN ADVISORY BASIS
THE NAMED EXECUTIVE OFFICER
COMPENSATION DISCLOSED IN THE
PROXY STATEMENT.
1 Year ForMgmt3. TO APPROVE ON AN ADVISORY BASIS
THE FREQUENCY OF FUTURE ADVISORY
VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
For ForMgmt1G. ELECTION OF DIRECTOR: STEPHEN D.
MILLIGAN
For ForMgmt1H. ELECTION OF DIRECTOR: PAULA A. PRICE
For ForMgmt1E. ELECTION OF DIRECTOR: LEN J. LAUER
For ForMgmt1F. ELECTION OF DIRECTOR: MATTHEW E.
MASSENGILL
For ForMgmt1C. ELECTION OF DIRECTOR: HENRY T.
DENERO
For ForMgmt1D. ELECTION OF DIRECTOR: MICHAEL D.
LAMBERT
For ForMgmt1A. ELECTION OF DIRECTOR: MARTIN I. COLE
For ForMgmt1B. ELECTION OF DIRECTOR: KATHLEEN A.
COTE
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934678434
Ticker: WDC
ISIN: US9581021055
Meeting Type: Annual
11/2/2017Meeting Date:
WESTERN DIGITAL CORPORATION
Security: 958102105
For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2018 FISCAL YEAR.
For ForMgmt1J. ELECTION OF DIRECTOR: MAYNARD G.
WEBB, JR.
For ForMgmt2. ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.
For ForMgmt1H. ELECTION OF DIRECTOR: SUZANNE
NORA JOHNSON
For ForMgmt1I. ELECTION OF DIRECTOR: JOHN A.C.
SWAINSON
For ForMgmt1F. ELECTION OF DIRECTOR: JOHN F.
LUNDGREN
For ForMgmt1G. ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT
For ForMgmt1D. ELECTION OF DIRECTOR: GARY A.
HOFFMAN
For ForMgmt1E. ELECTION OF DIRECTOR: ALFRED F.
KELLY, JR.
For ForMgmt1B. ELECTION OF DIRECTOR: MARY B.
CRANSTON
For ForMgmt1C. ELECTION OF DIRECTOR: FRANCISCO
JAVIER FERNANDEZ-CARBAJAL
For ForMgmt1A. ELECTION OF DIRECTOR: LLOYD A.
CARNEY
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
For ForMgmt5. TO RATIFY THE APPOINTMENT OF KPMG
LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 29, 2018.
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