daniel a manion financial disclosure report for 2010
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8/3/2019 Daniel A Manion Financial Disclosure Report for 2010
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A O 10
Rev. 1/2011
FINANCIAL DISCLOSURE REPO RT
FOR CALENDAR Y EAR 2010
Report Required by the E thics
ht Government Act of 1978
(5 U.S.C. app. §§ 101-111)
1. Person Reporting ( last name, f irst, middle initial)
M an i o n , D an i e l A .
4. Title (Article Ill judges indicate active or senior status;magistrale judges indicate full- or par t- l ime)
Article 11I
7 . C h a m b e r s o r O f f ic e A d d r e s s
301 Grant Federal Bui lding204 S. Main StreetS o u t h Be n d , I N 46 6 01
2 . Cour t or Organiza t ion
U S C A - 7
3. Date o f Report
05124/2011
5a. Repor t Type ( check appropr ia te type)
] Nomination, D a t e
[] Initial [] Annual [] Final
5 b . [] A m e n d e d R e p o r t
8.On the bas is of the informat ion conta ined In th is Repor t and anymodif ica t ions pe r ta in ing the re to , i t i s , in my o pinion, in comp liancewith appl icab le laws and regu la t ions .
6 . Repor t ing Pe r iod
01 / 01 / 201 0to
1 2 / 31 / 201 0
Rev iew ing Of f ice r Date_
I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete alt parts,
checking the NO NE box for each part where you hav e no reporlable information. Sign on last page.
I . P O S I T I O N S . ¢ R o p o a i n ~ i , d i v ~ u a t o . ty : s e e p p .
~-~ N O N E (No reportable positions.)
POSITION
2.
3.
4.
5.
N A M E O F O R G A N I Z AT I O N /E N T I T Y
I I . A G R E E M E N T S . ta o , o , ~ . g i ,~i~t ont~; ~ ~ ,. 14-16 of filing instructions.~
~~ N O N E (No reportable agreements.)
DATE PARTIES AND TERMS
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FINANCIAL DISCLOSURE REPORT
Page 2 of 13
Name of Person Reportin g
Man ion , Dan i e l A.
Date ol Report
05 / 24 / 201 1
IIl. N O N - IN V E S T M E N T I N C O M E . ( R e ro ~ in , individual andspouse; seepp. 17-24 of filing instructions.)
A. Filer’s Non-Investm ent Incom e
~] N O N E (No reportable income.)on-investment
DATE SOURCE AND TYPE
2.
3.
4.
I N C O M E( y o u r s , n o t s p o u s e ’ s )
B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - ~ f y o u were marrled durlng any poaion of the reporting year, complete this s ec t i on .
(Dollar am ount nor required except for honoraria.)
~] N O N E (No reportable non-investment income.)
D A T E S O U R C E A N D TYPE
1.
2.
3.
4.
IV.REIMBURSEMENTS - transporlation, lodging, food, enlertainraent.
( Inclades those to spouse and dependent children: ~pp. 2 5-27 of filing in~truction~.)
N O N E (No reportable reimbursements.)
SOURCE DA~S LOCA~ON
I.
2.
3.
4.
PURPOSE JTEMS PAID OR PROVIDE
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FINANCIAL DISCLOSURE REPORT
Pag e 3 o f 1 3
Name o f Pe rson Repor t ing
M a n i o n , D a n i e l A .
Date of Report
0 5 /2 4 /2 0 11
V . G I F T S . a n c z u a , , h o , , to s p o u t , ~ u ~ a ~ p e . Z ~ . , children; s e e p p . 2 8 - 3 1 of filing instructions.)
N O N E (No reportable gills.)
SOURCE
!.
2.
3.
4.
5.
DESCRIPTION VALUE
~ N O N E (No reportable liabilities.)
CREDITOR DESCRIPTION
1.
2.
3.
4.
5.
VALUECODE
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FINANCIAL DISCLOSURE REPORT
Page 4 of 13
Name of Pe rson Repor t ing
M a n i o n , D a n i e l A .
D a te o f R e p o r t
0 5 /2 4 /2 0 11
V I I . I N V E S T M E N T S a n d T R U S T S . - i n c o . ,, , .~ t u e , , ,~ , u c , ~ o n , ¢ t n c ~ u ~ e , , h o , e o y , ~ , o ~ , o o n d d e ~ , e . d e n , children; see p p . 3 4 - 6 0 of f i l ing instructionr. )
N O N E (No reportable income, assets, or transactions.)
A. B. C. D .
D e s c r i p t i o n of Assets Income dur ing G r o s s v a l u e at en d Transactions during relx~rting per i~l( i n c l u d i n g t r u s t a s s e ts ) report ing period of repoaing per iod
( ~ ) ( 2 ) O) (2) O) (2) (3) i (’~) ( 5 )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y pe ( e .g .. Value V alue T y p e ( e . g ., D a t e V a l u e ; G a i n I d e n t i ty o f
e a e m p l f r o m p r i o r d is c l o s u r e C e d e I div., rent. C o d e 2 M e th o d buy, re | l , mmld d lyy Code 2 i Code 1 buyerlseller(A- H) o r i n t . ) ( J - P ) C o d e 3 redemption) ( J ’P ) I ( A- H ) ( i f p r i v a t e
( Q - W ) !. transaction)
I. K e y B a n k c h e c k i n g
2. K e y B a n k c h e c k i n g # 2
3. AIM As ia Paci f i c Growth fund
4. G abe l li V a l ue M ut ua l F un d
5. T e m p l e t o n Fo r e i g n Fu n d
6, Europa }t ic Growth Fund
7. G o l d m a n S a c h s S m a l l C a p V a l u e F u n d
8. Hart fo rd Cap i t a l Apprecia t ion Fu nd
9. AIM Develop ing Market s Fund
10 . Fi rs lOppor tun i ty Fun d
i 1 . U B S d e p o s i t a c c o u n t ( R M A m o n e y m a r ke t )
12 . S e l i g m an G l o ba l F un d
13 . Janus Fund
14 . Fidel i ty Magel l an Fund
15 . D i am o n d s
16 . B o e i n g C o m p a n y c o m m o n
17 . Evan s v i l l e R ed ev . B o n d
A
A
A
A
A
lmereM
N o n e
N o n e
N o n e
N o n e
N o n e
Distribution
N o n e
N o n e
N o n e
Distribution
N o n e
N o n e
Distribution
N o n e
D i v i d en d
Interest
K T
K T
J "r
N T
J
]
W
T
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
S o l d
R e d e e m e d
09 / 21 / 1 0
0 9 /2 1 /10
0 9 /2 1 /10
0 4 / 2 0 / 1 0
0 4 /2 0 /10
IM/20 /10
IM/20/10
0 5 /14 110
10/21110
!1 /11 /10
0 1 / 0 1 / 1 0
K B
K A
M
L D
L
L C
J B
J B
L D
L
P3 ~25.~.~1 - $50.~.1~ p 4 = M o r e ~ h a n $ 5 0 . ( ~ . ~
3 . V a l u e M c ~ t ~ C ~ s Q :Appra i sa l R :Co~t ( r ea l Es ta t e On ly} S = A s ~ s ~ n ~ n t T = C a s h M a r k e t
{ ~ c C o l u ~ C 2 ~ U = B ~ k V a l u e V ~thcr W =Est i mat ed
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FINANCIAL DISCLOSURE REPORT
Page 5 of 13
Name of Person Reporting
Man ion, Daniel A.
Date of Report
0 5 /2 4 /2 0 11
V I I . I N V E S T M E N T S a n d T R U S T S . . i n , o . , o , v o ~ , , , , r a ,s o c a o , ,s a n c t u d , , ,h o s e o l s p o u s e a n d dependent children; s e e p p . 3 4 - 6 0 nf filing instructions.)
~] N O N E (No reportable income, assets, or transactions.)
A. B. C.
D e s c r i p t i o n o f A s s e t s Income duringGross value at end( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d of report ing period
(t) 12) OI (2)
P l a c e " ( X ) " a f t er e a c h a s s e t A m o u n t T y p e ( e.g ., V alue V alue
exemp t from prior d isclosure Co d e I d i v . , r e n t , Code 2 M e th o d( A - H ) o r i n t . ) { J - P ) Co d e 3
( Q - W ~
1 8 . B l a c k r o c k M u n i 2 0 1 8 T r u s t
1 9 . B arc l ay s B an k p re fe r red
20 . Cred i t S u i s s e p re f e r r ed
2 1. D eu ts ch e B an k p re fe rr ed
22 . ING Group p refer red
23 . B an k o f A m er i c a p re f e rr ed
24 . S o u t h B en d R ed ev , B o n d
25 . I n d i an a S t . D ev . B o n d
26 .
27 .
28 .
29 .
3 0 .
3 1.
32 .
3 3 .
’ 3 4 . UBS depos i t accoun ti
Ch i c ag o I L O ’H are bo n d
Brownsvi l l e TX bond
Ind ianapo l i s IN Ioc bond
Indianapol i s IN gas bond
H am i l to n Co . O H bo n d
Kane/DeKalb Co. IL bond
Univers i ty Akron bond
K e yc o r p c o m m o n
Type (e.g . ,
buy, se l l ,
redempt ion)
Transactions during report ing period
( 2 ) (3) (4)
Date V a l u e Gain
mmld d /y y Co d e 2 Code 1
O-P) (A-H)
( 5 )
Identity of
bu y e r / s e l l e r
( i f p r iv a t e
t ran~et ion)
A Dividend
A Dividend
A Dividend
A Dividend
A Dividend
B Dividend
A Interest
A Interest
A Interest
A Interest
A Interest
A Interest
A Interest
B Interest
A Interest
A Dividend
A Distribution
J
J
J
J
K
J
J
J
J
.I
J
J
K
J
L
L
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
T
I . Incom e Ga in Codes : A = , . t. 1 . 0 0 0 o t l e s s B =$1.1201 - $2,500 C =$2.501 - $5,000 D "-d.5.O01 - $15.000
I S e e C o l u m n x B 1 a n d D 4 ) F :$50.0OI - $100,000 G = $100.0O I - [ 1 ,000 .000 H 1 =$1 ,0 00 .0 01 - $3 ,0 00 .0 00 H 2 =M or e th an
2 . Va lue Codes J =$15.000 or- less K =$15,001 - $50 .00 0 L =$50.001 - $100.0O n M --~ .10 0.0 01 - $2 50.000
{ S e e C o l u m n s C I a n d D 3 ) N =$ 2 5 0 . 0 0 1 - $ 5 0 0 . 0 (X ) O -~500,001 - $1.000.000 P ! = $ 1 . 0 0 0 . ~ 0 1 - $ 5 . 0 ( ~ 0 .0 0 0 P 2 =$ 5 . 0 0 0 . 0 0 1 - $ 2 5 . . 0 0 0 . 1 3 0 0
P3 =$25.C~0.001 - $.s0.000. t :~3 Pa -More than $50 .000 ,000
3 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R. = C o~ I {Re a l E s t a t e O nl y ) S = A s s e s s m e n t " 1" - - C a s h M~ rk c t
E =S 15. 00 t - $50.000
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FINANCIAL DISCLOSURE REPORT
Page 6 of 13
N a m e o f Pe r so n R e p o r t in g
M a n i o n , D a n i e l A .
Date o f R e p o r t
05/2’I /2011
V I I . I N V E S T M E N T S a n d T R U S T S - i.eo,... ,,at.o, tr....aio.s anc~.~ s ,hoso oyspo.so ~.~ a,~ ,e.ao,I, children; see pp. 3 4 - 6 0 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
A, 1 3 .
D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
{ I ) ( 2 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e . g . ,
e x e m p t f r o m p r i o r d i sc l o s u r e Code I d l v , , r e n t ,(A-tl) o r i n t . )
Gross value at endof report ing period
(l) 12)
V alue V alue
Code 2 M e th o d
( J - P ) C o d e 3
( Q - W )
Type le.g . ,
buy, sell,
redemption)
Do
Transactions during reporting per iod
( 2 , ) ( 3 ) ( 4 )
Date V a l u ~ Ga in
m m/d d /y y C ode 2 Code 1
(J.P) ( A-H )
(5)
I d e n t i ty o f
buyer/seller
(if p r i v a t e
t r a n s a c t i o n )
35 . 1RAs- - i t e ms 3 6 - 5 3
3 6 . Op p e n h e i m e r C a p i t a l A p p r e c i a ti o n f u n d
37 . U B S B a n k U SA d e p ( l i q u i d a s se t s f u n d )
3 8. Ge ne r a l E l e c t r ic
39 . D avi s N Y V en t u re F un d
4 0. F ra nk lin B ala nc e S he et
4 1 . F ran k l i n l n c o m e F un d
, 1 2 . A l l y B K M i d v a t e f ix e d r a t e C D
4 3 . A l l y B K M i d va l e f i x ed r a t e CD
4 4 . M erc h an g s B an k f i x ed r a t e CD
4 5 . M ed a l l i o n B an k f i x ed r a t e c d
4 6. C o lu m bL ~s B TT fi xe d ra te cd
4 7. Ame r i c a n E xpr e s s f i xe d r a t e c d
4 8. U S W e s t C o m m u n i c a t io n s d e b
4 9. G E M o ne y B a nk fix e d r at e c d
50 . G E M o n ey B an k f i x ed ra t e c d
51 . F ed era l 401 K p l an
N o n e
Distribution
D i v i d en d
Distribution
Distribution
Distribution
In teres i
N o n e
Interest
Interest
In te res t
N o n e
In te res t
In te res t
In te res t
N o n e
M
J
K
K
J
K
J
T
T
T
T
T
T
T
T
T
T
Sold
S o l d( p a n )
B u y
S o l d
B uy
B uy
B uy
B uy
B uy
B uy
S o l d
S o l d
0 8 /3 0 /10
08/30110 K
0 7 /3 0 /10 K
0 9 /3 0 /10 K
11/24/ I 0 K
12 /03110 J
11/29/10 K
1 2 / 28 / 1 0 )
09/09/ I 0 K
0 7 / 3 0 / I 0 K
1 01 1 51 1 0 K
0 6 /0 4 /10 N I rans fer red to UBSIR A
I . I n c o m e G a i n C o d e s : A ---11.000 ix less B :$1 .001 - S2 .Y-.X ) C = $ 2 . 5 ( 3 1 - $ 5 . 1 X ) 0 D - -45, 001 - $ 15. 000
(S cc Co lu mn s B I a nd 13 4) F =$5 0,0 01 - $1 00 .0 00 O =1 10 0,0 01 - 5 1.0 00 .0 00 H 1 =5 1.0 00 .0 01 - $5 .0 00 ,0 00 H2 =More than $5.000,000
2 . Va lue Codes J =$15.000 or less K =$15 ,00 1 - 55 0 .0 0 0 L =$5 0,00 1 - $10 0.00 0 M =$100,001 - $250,000
( S e c C o l u m n s C I a n d I ) 3 ) N =5250. 001 - $ 500, 000 0 ~5 50 0.00 1 - S1 ,0 00 .0 00 P I =$1 .0 00 ,0 01 - $5 .0 00 ,0 00 P 2 =$5. 000. 001 - $ 25. 000, 000
P 3 =$25,000.001 - $50.000.000 P4 =Mote Ihzn $50.000,000
3 V a l u e M e t h o d C o d e s Q =Appraisal R =Cos t (R ea l Es ta t e O~ly) S =Assessm~nl T = C a s h M ~ k e l
(See C o l u m n C 2 ) U =Book V~ t ue V =Othe r W =F.sl imuted
E =515, 001 - SX) . 000
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FINANCIAL DISCLOSURE REPORT
Page 7 o f 13
N a me o f P e r so n R e p o r t in g
M a r t i a n , D a n i e l A .
D a t e o f R e p o r t
05F24 /201 1
V I I . I N V E S T M E N T S a n d T R U S T S - in c o , .o , .~ ’ .e . , . ~ n ~ a c ~ o ,, s a n c f . * ~ , h o ~ e o f s ~ o ~ e ~ n ~ a ~ e n a ~ n , children; s e e p p . 3 4 - 6 0 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during
( i n c l u d i n g t r u s t a s s e t s ) report ing period
( l ) ( 2 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T yp e ( e . g . .
e x e m p t f m r n p r i o r d is c l o s u re C o d e 1 div., rent,( A - H ) o r int.)
[ 52. St a t e o f l nd i a na r e t i r e me n t
53 . G r o w t h Fu n d A m e r i ca
54 . 20/20 Fund (Jenn i son)
55 . Northwestern Mutual L i fe Insurance
56 . Unimp roved rea l es t a t e St , Joseph Cty, IN
57 . B ai rd Tm s t A c e t : i t em s 58 - 9 8
58 . A u t o m a t l e D a t a P r o c e s s i n g ( A D P )
59 . C o m p u t e r Sc ie n c e s C o r p . c o m m o n
6 0. T arg et C orp . c om m o n
6 1 . K e l l o g g C o m p a n y
6 2. W i n d s t r e a m C o r p .
6 3. I l li n o i s To o l W o rk s c o m m o n
6 4, I n t e l C a r p c o m m o n
6 5. l n t e l Ca rp c o m m o n
6 6. J o h n s o n & J o h n s o n
6 7. P r o c t e r & G a m b le c o m m o n
6 8. D r e y f u s M u n i M o n e y M a r ke t
N o n ~
N o n e
N o n e
N o n e
N o n e
B D i v i d en d
A D i v i d en d
B D i v i d en d
A D i v i d en d
C D i v i d en d
A D i v i d en d
A D i v i d en d
A D i v i d en d
B D i v i d en d
A D i v i d en d
A Distribution
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(i) (2)
V a l u e Value
Co d e 2 M e th o d
( J - P ) C o d e 3
( Q - W )
T
T
L
K T
K T
L T
K T
L T
J T
J T
K T
J T
M T
Transactions during report ing period
(I) (2) (3) (4)
Type (e.g.. D a t e Value G a i n
buy. sell. m r r d d d / y y Code 2 Code
( 5 )
I d e n t i t y o f
buyerlse l le r
redempt ion)
05 / 1 4 / 1 0
(J-P) (A-H)
Ku y
( i f p r i , . ’ a t e
transaction)
I . I nc ome Gai n , C odes . A =$1.000 o~ less B =$1.001 . $2,500 C --,$2.501 - $5.000 D -- ,$5.001 - $15,000
( . Y ~ : c C o lu m n s 1 1 1 z n d D 4 } F =$50,001 - $ 100.000 G =$ 100. 001 - $ 1. 000.000 H I =$I .000 ,001 - $5 .000 .000 H2 =MOle than
2. Val ue C odes J =$ I 5.000 or les~ K =$1 5.0 0 1 - $5 0.0 00 L =$50,0 01 - S ]00.(X ~I M =$1(30.001 -
(.S ~ :c C o lu nm sC l an d D3) N =$2 50.00 1 - $S 00 ,000 O :$500.001 - $1.000.(’X)O PI :$1.000.001 - $5.(X)0.000 P2 -~.5.000.001 - $25.000.000
P3 =$25.000.001 - $50.000.000 P4 :More ~han $50 .000 .000
3. Val ue Mel hod C odes Q =Ap~a i sa l R =C ost I Real Es t a t e O nl y} S =Asses sn~n t T =Cash Matkc l
tSee Co lum n ~2) U =Rook Val ue V =Othe~ W =Eslirnaled
E -~15.001 - $50.000
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FINANCIAL DISCLOSURE REPO RT
Page 8 of 13
Nam e of P e r s on Repor t ing
M a n l o n , D a n i e l A .
Date o f R e p o r t
0 5 /2 4 /2 0 1 i
V I I . I N V E S T M E N T S a n d T R U S T S - income, va lue , t ransact ions ( Inc ludes those of spouse and dependent chi ldren; see pp. 34-6 0 of f i ling ins t ruc t ions .)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s Income during
( i n c l u d i n g t r u s t a s s e ts ) r e p o r t i n g p e r i o d
(I )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type (e.g . .
exemp t from prior d isclosure Co d e I div., rent,( A - H ) or int.)
69, F ise rv Inc . N o n e
70 . B ec t o n D i c k i n s o n & Co . A D i v i d en d
71 . Cl a rc o r I n c . A D i v i d en d
72 . E c o l a b c o m m o n A D i v i d en d
73 . P a t t e rs o n Co m p an i es c o m m o n B D i v i d en d
74 . F as t en a l c o m m o n B Di v i de nd
75 . F as t en a l c o m m o n B D i v i d en d
76 . Permar~e~,t Po,- lfolio Fur~d A D i v i d en d
77 . Stef icyc le Inc . N o n e
78 . Techne Corp . N o n e
79 . P o w e r s h a r e s G l o ba l N o n e
80 . M ed c o H ea l t h S o lu t i o n s N o n e
81 . C en tu ry Lin k I nc , D D i v i d en d
82 . Valmont Indus t r i es A D i v i d en d
8 3. V a lm o nt I nd us tr ie s A D i v i d en d
84 . H ar r i s S l r a t ex N e t w o rk s N o n e
85 . H ar l ey D av i d s o n c o m m o n A D i v i d en d
Gross value al end
of report ing period
(l) (2)
Value Value
Code 2 M e th o d
(J-P) C o d e 3
~ Q - W )
Transactions during reporting per iod
(I ) (2) (3)
Type (e.g . , Date V a l u e
b u y , ~ . e ll , m m/d d/yy C od e 2
redempt ion) ( J -P)
C 4 ) ( 5 )
Gain Identity of
Co d e I buyer /seller
{ A - H ) (if private
t r a n s a c t i , ~ n )
M T S o l d(part)
K T
K T
M q~ S o l d(part)
S o l d
L T B u y
K T B uy
K T B u y
K T B uy
K T B uy
K T B uy
M T B uy
K T B uy
K T B uy
S o l d
K T
11118/10 J
S o l d 01112/10 J
11/16/10 J
04 / 22 / 1 0 M
08 / 26 / i 0 K
02 / 08 / 1 0 J
I ! / 16 / 10 J
! 1 /17 /10 K
08 / 26 / 1 0 K
05115110 L
01 / 1 3 / 1 0 J
10/14/10 J
0 2 /0 8 /1 0 J
1 . Inc om e Ga i n C ~ dc , ~ : A = $ 1 . 0 0 0 o r l e s s B --~1.001 - $2500 C = .$2 .501 - $5 .000 D =.$5.001 - .$15.000
I S e e C o l u m n s B I a n d D , I ) F =$50,001 - $100,000 G =. $1 0 0 . 0 0 1 - . $ 1 .0 0 0 , 0 ~3 0 II I =$1 .0 ~0 .0 01 ¯ .$5 .0 00 .0 00 it2 =M ore than $5.000 .000
2 . V a lu e C o d e s J =$1 5 .0 ~ O o r le s t K =.$1 5 ,0 0 1 - $5 0 ,0 0 0 L = $50.001 - $100 ,O 00 M =. $ 1 0 0 . 0 0 1 - . $ 2 5 0 . 0 0 0
( S e e C o l u n m $ C I l a n d D 3 ) N ~ $ 2 5 0 . 0 0 1 - . $ 5 0 0 . 0 0 0 O = . $ 5 0 0 , 0 0 | - $ 1 . 0 ~ 0 , 0 0 0 PI =~1,000,001 , $5 .000.000 P2 = .$5.000 .001 ¯ $25 ,000 ,000
P 3 =$2 5 .0 0 0 .0 0 1 ̄ .$5 0 .0 0 0 ,0 0 0 P 4 ~ M o re th a n .$5 0 .0 0 0 .0 0 0
3 . V a t u e M e t h o d C o d e s Q = A p p ’ a i s a l R = C o s t ( R e a l E s t a t e O n l y ) S = A s s e s s m e n t T =Cash M~ket
t S e e C o l u m n C 2 ) O = B ~ o k V a l u e V = O l h c r W =Es t i rn a l e d
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FINANCIAL DISCLOSURE REPORT
Page 9 of 13
N a m e of P e r s on Repor t ing
M a n l o n , D a n i e l A .
Date of Report
05 / 24 / 201 1
V I I . I N V E S T M E N T S a n d T R U S T S -- income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of fi l ing instructions.)
~ N O N E (No reportable income, assets, or transactions.)
A. B. C.
Description of Assets Incom e during G ross va lue a t end(including trust asse ts) reporting period of reporting period
(I ) (2 ) O) (2)
Place " (X )" after each asset Am ount Type (e.g., V a l u e V a l u e
exempt f rom prio r d isc losure Co d e 1 div . , rent, Co d e 2 Method( A-H ) or int.) (J-P ) Code 3
( Q- W )
86 . Medl ron ic Inc .
87 . Peps ico Inc .
88. P eps ico Inc .
89 . M c G raw - H i l l c o m m o n
90 . W al g reen
91 . Em ers o n E l ec t r i c
92 . E Q T C o r p .
93 . Federated lnvs . Class B
94 . Microsof t Corp
95 . M c C o r m i c k & C o .
96 . V C A A nte ch In c.
9 7. G e ne ra l E l ec tr ic
98 . Harr is Corp .
99 . B P P L C c o m m o n
A
A
B
A
A D i v i d en d
N o n e
N o n e
D i v i d en d
D i v i d en d
D i v i d en d
Di v i de nd
D i v i d en d
D i v i d en d
D i v i d en d
N o n e
A D i v i d en d
A D i v i d en d
B D i v i d en d
A D i v i d en d
B D i v i d en d
B D i v i d en d
I 0 0 . G e n e r a l E l e c t ri c
10 1 . P f i ze r l n¢ .
10 2 . P r oc t e r & Ga m b le
K T
K T
L T
K T
J T
L T
K T
K T
K T
K T
L T
K T
K T
L T
Transac t ions during report ing per iod
O ) (2) (3)
Type (e.g . . Date V a l u e
buy, se l l , mrrddd/yy Co d e 2
redemption) (J-P)
Sold
Buy
B u y
Sold
Sold
0 5 /0 6 /10 L
12/06110 K
12 /30110 K
I 1/23/10 K
08/26110 K
04112/10 K
1 1 / 23 / 1 0 K
( 4 ) (5 )
Gain Identity of
Code I buyer/se l le r
(A-H ) (if private
transaction)
S o l d(par t )
B uy
I I nc ome Gai n C odes:
I S c e C o l u m n s B I a n d D 4 ]
2 . V a l u e C o d ~ s
I S e e C o l u m n s ffl ~d D3)
3. V a l u e M c ~ o d C ~ c s
(~eC o l u ~ C 2 )
A =$1.000 or less
F =$ 50. 001 - $ 100. 000
J =$15.000 or less
N ~ - - . . $ 2 5 0 . 0 0 1 -
P3 =$25.000JX)1 - $50.000.000
Q =Appr ai sa l
U =Book Va lue
B - - -$1 .0o i - $2 .500
R ~os! (Real Eslate Only)
V = O t h e r
C --~.2.501 - $5.000
HI =.I.I .000,001 - $5.000,000
L =$50.001 - $1130.O00
P4 =Mor e t han $ 50. 000. 000
W =E~l i mat ed
D ---$5.001 - $ I 5.0o0
H2 =Mor e t han $ 5. 000. 000
M =$ 100. 001 - $ 250. 000
P2 =$5,000.001 - $25,000,000
T =Cash Marke t
E - - , I . 1 5 . 0 0 1 . $ 5 0 . 0 0 0
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FINANCIAL DISCLOSURE REPORT
Page 10 o f 13
N a me o f Pe r so n R e p o r t i n g
M a n i o n , D a n i e l A .
Date of Report
05/24/2011
V I I . I N V E S T M E N T S a n d T R U S T S - - i , ,c o ,~ e , ~ ,, t, ,o , t ,o . ~ o , , io , , , a n d . a e , t h o s e o I * ~ , o .. . ~ d d , p e , ,a , ~ , children; see p p . 3 4 - 6 0 of filing irrstructions.)
~ N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s Income dur ing
{ i n c l u d i n g t r u s l a s s e t s ) reporting per iod
(i ) (2 )
Place "(x)" af te~ each asset A m o u n t T y p e ( e . g .,
e x e m p t f r o m prior disclosure Code I div.. rein ,( A - H ) or int.)
A D i v i d e n d
A D i v i d e n d
A Interes t
A D ist r ibut ion
N o n e
N o n e
N o n e
N o n e
N o n e
A D ist r ibut ion
A D ist r ibut ion
A i Dist r ibut ion
A D ist r ibut ion
A Distribution
A D i v i d e n d
N o n e
N o n e
G r o s s v a l u e a t e n d
o f r e po r t i ng pe r i od
(t) (2)
V alue V alue
C o d e 2 M e th o d
( J - P ) Co d e 3
(Q- W)
M T
K T
N T
N T
N T
1 0 3 . JM S m u c k e r
1 0 4 . U B S d e p o s i t a cc o u n t
1 0 5 . O h i o S t a te H i g h e r E d u c . F u n d m u n i
1 06 . UB S c us t o d i a l ac c t s :F i d e l i t y A d v . d i v i d en d
1 0 7 . A l l ia n c e ~ o l l e g e B o u n d F u n d
1 0 8 . A m e r i c a n F u n d s C o l l e g e A m e r ic a
1 0 9 . A m e r i c a n F u n d s C o l l eg e A m e r ic a
! 10 . Am e r i c a n Fu nds C o l l e ge Am e r i c a
1 1 1 . C o l l e g e C h o i c e 5 2 9 p l a n
1 1 2 . F i d e l i ty S p a r t an 500 I n d ex F un d
1 1 3 . F i d e l i ty G ro w t h an d I n c o m e F un d
1 1 4 . V a n g u a r d 5 0 0 I n d e x F u n d
I 1 5 . O p p e n h e i m e r F u n d s L e g a c y P r o g r a m
1 1 6 . O p p e n h e i m e r F u n d s L e g a c y P r o g r a m
1 1 7 . N o t r e D an ae F e d e ra l Cred i t Un i o n s av i n g s
118 . L e hm a n B r os . f i xe d r a t e c d
1 1 9 . C a p m a r k B K f i x e d r a te c d
K T
K T
T r a n s a c t io n s d u r in g r e p o r t in g p e r io d
(l ) (2) (3)
Type (e.g . , Dale V a l u e
buy, se l l , mm/ d d l yy Co d e 2
redempt ion) (J-P)
B u y
R e d e e m e d(part)
R e d e e m e d(pa r t )
B u y
S o l d
S o l d
S o l d
D o n a t ed(pa r t )
D o n a t e d
(pai l )
04112 /10
07114 /10
112/14/10
12/08 /10
09/28/10
11 /11 /10
05 / 1 4 / 1 0
07 / 1 4 / 1 0
09 / I 3 /1 0
K
K
J
J
K
L
! 1 /16 /10 K
11116II0 K
B uy
B uy
(4 ) ( 5 )
Ga in Identity of
Co d e I buyetlseller
(A-H) ( i f p r i v a t e
Iransaction)
C
D
I . In c o m e G a in C o d e s : A =$I .6 0 0 o r le s s B =$1,00| - $2,500 C =$2.501 - $5.000 D .45,001 - $15,000
P 3 - - $2 5 .0 0 0 .0 0 1 - $5 0 .0 0 0 .I )0 0 P 4 =M o re th a n $5 0 .0 C O .0 0 0
E . 415. 001 - $ 50. 0(30
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FINANCIAL DISCLOSURE REPORT
P a g e 1 1 o f 1 3
N a m e o f P e r s o n R e p o r t i n g
Man ion , Danie l A.
Date of Report
051 24 /201 1
V I I . I N V E S T M E N T S a n d T R U S T S - i ~ e o m o , ~ a t u e , tr ~ n , o c , io , , a , t a u d o s t h o , , o / ,p o , , ,o a , a a e p o , , a e ~ , h i ~ a r , ~ ; ,e e , r . 3 4 . 6 0 of filing instructions.)
~ NONE(No reportable income, assets, or transactions.)
Descdpt lon of Assets Income during(includ ing trust assets) reporting period
(!) (2) (1 ) (2 ) (3 )
Place "(X)" after each asset Am ount T ype (e.g ., Type (e.g ., Date V a l u e
exempt from prior disclosure C o d e 1 div., rent. buy, sell , mm/d d /y y Co d e 2
(A-H) o r i n t . ) redempt ion)
1 20 . F T F ran k l i n F ed i n t e ri m m ut ua l fun d
1 21 . A l l eg h en y Co un t y P A m un i bo n d
1 2 2 . F e m a n d i n a B e a c h F L m u n i b o n d
12 3 . C a pe C or a l FL r nu n i bond
1 24 . M TA N Y S Tran s R ev m un i bo n d
1 25 . K an e M c K en ry m un i bo n d
1 26 . I n d i an a S t F i n A u t h m un i bo n d
1 2 7 . W a s h o e C o u n t y N e v m u n i bo n d
1 28 . A A G H o l d i n g Co . I n c . s en io r n o t e s
B Interest
N o n e
NoBe
N o n e
N o n e
N o n e
A ln teres l
A Interest
A Interest
G r o s s value a l end Transactions during report ing period
B uy
B uy
B uy
B uy
B uy
B uy
B uy
B uy
B uy
08/27110 M
1 2 / 28 / 1 0 K
1 0 / 1 3 / 1 0 K
12 /28110 K
1 1 / 1 0 / 1 0 J
1 2 / 28 / 1 0 K
0 7/2 3 /I 0 J
0 7 /2 3 /10 J
1 0 /2 0 /I0 J
of report ing pedod
(1) ( 2 )
Valu e Va lue
C o d e 2 Method
(J-P) C o d e 3
(Q-W)
M T
K T
K T
K T
J T
K T
J T
J T
(4 ) (5 )
Gain Identity o f
Code I buyer/se l le r
( A - H ) (if private
transaction)
I. I nc ome Gai n C odes:
( S e e C o l u m n s B I an d D4 )
2. Val ue C odes
(See Co lum n~ CI a~d D3)
3. Val ue Met hod C odes
( S e e C o l u ~ m C 2 )
A =$1,000 or less
F =$50.001 - $100.0(30
l =$15.000 o r less
N ~250 .001 - SSOO .t300
P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . , L ~ 0 0
Q =Appt’aisal
13 ~Book Va lue
B=$1.001 - $2.500
G =$100.001 - $1.000.000
K =$15, 001 - $ 50, 000
O = $ 5 0 0 . 0 0 1 - $ I . 0 0 0 . 0 0 0
=$2.501 - $5.000
I =$1.000.O01 - $5,000.0(30
=$50.001 - $100.000
PI =$1.000.(301 - $.5.000.000
p4 =Mor e t han $ 50. 000, 000
= A s s e s s r n ~ n l
D :$5 .001 - $15 .000
FI2 =More than
M :$100 .001 - $2S0 .000
P2 =$5.OOO.001 - $25.000.000
T : C a s h M a r k e t
E =$15,0OI - $~,0.000
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FINANCIAL DISCLOSURE REPORT
Page 12 of 13
Nam e of Pe rson Repor t ing
M a n i o n , D a n i e l A .
Date of Report
05 / 24 / 201 1
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
L i n es 9 9 an d !00 : S e l f - d i r ec t ed c h a r i t abl e fo un d a t i o n (va l ue d o n a t ed t o c h a r i t y r ed uc ed c o rp us i n fun d )
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FINANCIAL DISCLOSURE REPORT
Page 13 of 13
N a me o f Pe r so n R e p o r t i n g
M a n i o n , D a n i e l A .
Date of Report
05/24/2011
IX. CERTIFICATION.
I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n in g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , if a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d be c a u s e i t m e t a p p l i c a bl e s t a l u to r yp r o v i s io n s p e r m i t t in g n o n - d i s c l o s u r e .
1 f u r t h e r t ’e r t if y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nco m p l i an ce w i th th e p r o v i s io n s o f 5 [ ]. S . C . ap p . § 501 ¢ t . seq . , 5 U. S . C . § 7353 , an d J ud ic i a l C o n f e r en c e r eg u la t io n s .
Si
N O T E : A N Y I N D IV I D U A L W H O K N O W I N G L Y A N D W I LF U L L Y F A LS I F IE S O R F A IL S T O F I L E T i ll s R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C . a p p . § 1 0 4 )
C o m m i tt e e o n F i n a n c i a l D i sc l o s u r eAdmi ni s t r a t i v e Of f i c e o f t he U ni t ed S t a t e s C ou r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h in g t o n , D .C . 2 0 5 4 4
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