arthur l alarcon financial disclosure report for 2010
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8/3/2019 Arthur L Alarcon Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
FOR CALENDAR YEAR 201 0
Report Required by the Ethicsin Governmen t Act of 1978
(5 L~S.C app. §§ 101-111)
1. Person Repor ting ( las t name, f ir s t , middle init ial)
A larcon , A r th u r L .
4. Ti t le (Art ic le 11I judges ind ica te ac t ive o r sen io r s ta tus;
magis t ra te judges indicate ful l - or par t - t ime)
Ci rc u i t J u d g e - Se n i o r S t a t u s
7. Chambers or Off ice Address
U.S. Cou r th ou s e312 No . Sp r in g S t ree tL os A nge le s , CA 90012
2. Court or Organiza t ion
U.S. Cou r t o f A ppea l s
3. Da te o f Report
05/07/2011
5a . Report Type (check appropria te type )
] Nominat ion, D a t e
[] Initial [] Annual [] Final
5b. [] Amended Report
8. On the basis o f the in fo rm a tion con ta ined in th is Report and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliance
with appl icable l aws and regula t ions .
6. Report ing Pe riod
01/01/2010
to
12/31/2010
Re v i e wi n g O f f ic e r Date
IMPORTANT NOTES: The instruct ions accompa nying this form m ust be followed. Com plete al l parts,
checking the NONE box for each part where you h ave no repo rtable information. Sign on last page.
I . P O S I T I O N S . ( ~ e ~ , o r ~ i n g i n d i v i d u a l o n t y ; s e c p p . 9 - 1 3 of f!ling instructions.)
~] N O N E ( N o reportable positions.)
POSITION
1 . Direc tor
2.
3.
4.
5.
NAME OF ORGANIZATION/ENTITY
Las Familias del Pueblo (a not-for-profi t corporat ion)
I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)
~-] N O N E (No reportable agreements.)
D A T E P A R T I E S A N D T E R M S
1 .6 /76 E m pl oy ee ’s R e t i r em en t B ene f i t ( L os A nge l e s C ou n t y )
2 . 6 / 7 6 E m pl oy ee ’s R e t i r em en t B ene f i t ( S t a t e o f C a l i f om i a )
3.6 /92 Sta te Ju d g e ’s P e n s io n
8/3/2019 Arthur L Alarcon Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 2 of 10
N a m e o f P e rs o n R e p o r t i n g
Alarcon, A r t h u r L .
D a t e o f R e p o r t
05/07/2011
I I I . N O N - I N V E S T M E N T I N C O M E . (Repo.ing individual and spouse; see pp. 17-24 of filing instructions.)
A. Flier’s Non-lnvestment Income
D (No reportable non- investment income.)ONE
DATE SOURCE AND TYPE
1 .2 01 0 R e tirem e n t B e n e fits , Sta te o f Ca lifo rn ia
2 . 2 0 1 0 Ret i rement Bene f i t s , L os A nge le s Cou nty
3.2010 Ret i rem en t Ben ef i t s , S ta te o f Cal i fo rn ia Jud g es
4 . 2010 West Serv ices In c .
I N C O M E( y o u r s , n o t s p o u s e ’ s )
$2,479.00
$11,908.00
$41,920.00
$4,702.00
B . S p o u s e ’s N o n - In v e s tm e n t I n c o m e - If you were ma rried during any portion of the reporting year, complete th is section.
(Dollar amount not required except for honoraria.)
N O N E ( N o reportable non-investment income.)
1 .2010
2 . 2 0 1 0
3.
4.
DATE SOURCE AND TYPE
Ret i remen t P lan o f Ci t ib an k
Retirem ent Plan of Honeywell
I V . R E I M B U R S E M E N T S - transportation, lodging, food, en ter ta inmen~
(Includes those to spouse and dependent children; see p p. 25-27 o filling instructions.)
~ N O N E (No reportable reimbursements.)
2.
3.
4.
5.
SOURCE DATES LOCATION PURPOSE ITEM S PAID OR PROVIDED
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FINANCIAL DISCLOSURE REPORT
Page 3 of 10
N a m e o f P e r so n R e p o r t i n g
Alarcon, Arthur L.
D a t e o f R e p o r t
05/07/2011
V . G I F T S . a n a u d e s those to spouse and dependent children; see pp. 2 8-31 of f i l ing instructions.)
~] N O N E (No reporta ble gifts.)
SOURCE DESCRIPTION
1 .
2.
3.
4.
5.
VALUE
V I . L I A B I L I T I E S . a n c tu d es those of spouse and dependent children; seepp. 32-33 of f il ing instructions. )
N O N E ( ’N o reportable liabilities.)
CR E D IT O R D E SCR IP T IO N
1 .
2.
3.
4.
5.
VALUECODE
8/3/2019 Arthur L Alarcon Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
Page 4 of 10 Ia m e o f P e r s o n R e p o r t in g
Alarcon, Arthur L.
D a t e o f R e p o r t
05/07 /2 01 l
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spo use and d ependent children; see pp. 34-60 of f! ling instructions. )
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s
( i n c l u d i n g t r u s t a s s e t s )
Place "(X)" alter each asset
exempt f rom pr ior d isc losure
1 3 .C.
D
in co m e d ur in g G ro ss va lue a t e n d Transact ions dur ing repor t ing per iod
repornng period of reporting period
(I ) (2) (1) (2) (1) (4 ) ~ 5 )
A m o u n t Type (e.g., Va l u e V a l u e Type (e.g., Gain identity of
Code I div., rent, Code 2 M e t h o d i buy, se l l , m n ~ / d d / y y Code 2 Code 1 buyer/ se l le r
(A-H) o r i n t . ) . (J-P) Co d e 3 redemption ) (J-P) (A-H) ( i f p r i v a t e
( Q - W ) t r a n s a c t io n /
1 . Cal W es te rn L i fe I ns Co A Interest K W
3.
4.
5.
6.
U.S. Treasury Bil ls A Interest K
U n ite d A ir lin e Sto ck N o n e
R e d e e m e d 06/03/10 K(par t)
Bu y 06/30/10 K
(add’ l )Bu y 07/31 /10 K
(add’ l )
R e d e e m e d 08/31/10 K( p a r t )
7. Ci tibank A ccou nt s A Interest L T
8. Brokerage A ccou nt # 1 :
9. - T D A m e r i t ra d e M M D A S w e e p A c c o u n t A Interest L T
1 0 . - Cit igroup Stock N o n e J T
1 1 . - Coca Cola Stock A D i v i d e n d J T
1 2 . - Hewle t t P acka rd Stock A D i v i d e n d K T
1 3 . - Microsoft Stock A D i v i d e n d J T
14 . - P r o c t o r & G a m b l e S t o c k A D i v i d e n d J T
1 5 . - Nok ia Stock A D i v i d e n d J T
1 6 . - IB M S t ock A D i v i d e n d J T
1 7 . - Sara Lee S to ck A D i v i d e n d K T
Inc0 me G ain Codes : A =$1;000 or less : B =$1,001 - $2~500
( See Columns B I and D 4 ) F =$50 ,001 - $100,000 G =$100,001 - $1 ,000,000
Value Codes .I =$15,000 or less K ~$15,001- $50,000
( See Columns C1 and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000
P3 :$25,000,001 - $50,000,000
3 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a i e O nly )
( See Column C2 ) U =Book Value V = O t h e r
=$2,501 - $5,000 D =$5,001 - $15,000
~1 =$ilb00,00i ;$5i000,000 H 2 = M o r e t h an $ 5 000 000
L~$50,001~$I001000 M =$100,001 - $250~000
Pl =$1,000i001 - $5,000,000 P2 = $ 5 ,0 0 0 ,0 0 1 - $ 2 5 ,0 0 0 ,0 0 0
S = A~ S ~ ssm c n ~ T = C a s h M a r k e t
W =E s t imated
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 5 of 10
N a m e o f P e r s o n R e p o r t in g
A l a r c o n , A r t h u r L .
D a t e o f R e p o r t
05/07/201 l
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transa ct ions (Includes those of spouse and depe nde nt children ; see pp. 34-60 of fi l ing instruct ions.)
N O N E (No reportable income, assets, or transactions.)
A. B. C.D.
Description of Assets In co m e d urin g G ro ss va lue a t e n d Transact ions dur ing repor t ing per iod
( including t rus t asse ts ) reporting period o£repor t ing per iod
(1) (2) (!): (2) ( I] (2) (3) (4) (5 )
Place "(X)" after each asset A m o u n t Type (e.g., V a lu e V a lue Type (e.g., D a t e V a l u e G a i n Identity of
exempt f rom pr ior d isc losure Code 1 d i v . , r e n t , Code 2 Method buy, se l l , m m /d d/yy Co de 2 Code 1 buyer/ se l le r
(A-H) o r i n t . ) ( J - P ) Code 3 r edempt ion) (J-P) (A -H ) ( i f p r i v a t e
(Q-W ) t r a n s a c t i o n )
1 8 . - M as t e rca rd I nc Stock A D i v i d e n d J T
1 9 . - P a t e r s on-UT I Ene rgy I nc Stock A D i v i d e n d J T
20 .
21 .
22 .
23 .
24 .
25 .
26 .
27 .
28 .
Brokerage A ccou nt # 2 :
- T D A m e r i t ra d e M M D A S w e e p A c c o u n t A Interest L
- Hone ywel l Stock A D i v i d e n d K
- Cisco Stock N o n e J
T
T
T
- Pfizer Stock A D i v i d e n d
- Merck Stock A D i v i d e n d
- E X X O N M o b i le C o r p S to c k A D i v i d e n d
- 3M C ompany Stock N o n e
J
J
J
T Bu y
(add’ l )
T Bu y
(add’ l )
T Bu y
(add’ l )
Sold
08/31/10 J
03/23/10 J
03/23/10 J
08/31/10 J A
- Intel Stock A D i v i d e n d J
29 . - C lorox Company Stock A D i v i d e n d
3 0 . - N e w e l l R u b b e r m a i d I n c S t o c k N o n e Sold 08/31/10 J
31 . - Citig ro u p In e Sto ck N o n e J
32 . - GE Stock A D i v i d e n d J
33 . - V angu ard I n t e rna t iona l Growth M u tu a l A D i v i d e n d KF u n d
34 . - N e u b e r g e r B e r m a n G u a r d i a n M u t ua l F u n d A D i v i d e n d K
T
T
T
T
Bu y
Bu y
09/02/10 K
09/02/10 K
1. income Gair~ C0des: A =$11000 or ies~ B =$1,001 " $2,500
(Se e C o lu mn s BI a n d D4) F =$50,001 - $100,000 G =$100,001 - $1,000,000
2. V alue Co de s J = $1 5,000 or tess K =$15,001 - $50,000
( See Columns CI and D 3 ) N =$250,001 - $500;000 O =$5 00,001 - $1 ,000,000
P3 =$25,000,001 - $50,000,0003 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly )
( See Column C2 ) U =Book Value V = O t h e r
C =$2 ,50 1 . $5 ,0 0 0
H 1 = $ i ,000,00i - $5,000,000
L =$50,001 - $100,000
Pl =$1,000,001 - $5~000,000
P4 =More than $50~000,000
S =As s es s ment
W =E s t imated
D =$5,001 - $15,000
H2 =More than $5,000,000
M =$ 100,001 - $250,000
P2 =$5,000,001 - $25,000,000
T = C a s h M a r k e t
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 6 of 10
N a m e o f P e r s o n R e p o r t in g
Alarcon, A r t h u r L .
Date of Report
05/07 /2 011
V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(1) (2)
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,
exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n d
o f r e p o r t i n g p e r i o d
(1) (2) (1 ) (2~ (3)
Value Valu e T y p e ( e . g ., Date Value [
C o d e 2 M e th o d b u y , s e l l , mm/dd/yy Code2
( J - P ) C o d e 3 r e d e m p t i o n )
( Q - W )
F r a u s a c t o n s d u r i n g : r e p o r t i n g p e r i o d
(5 )
Code 1 buyer/ se l le r
(A-~ ( i f p r i v a t e
transaction)
35 . Brokerage A ccou nt # 3 :
36 . - W el l s Fa rgo Bank Depo s i t Sweep O p t ion A Interest
37 . - C a l i f S t a t e B o n d ( a c q u i r e d 1 2 / 1 5 / 0 8 ) C Interest
38 . - Southwest Bank CD C Interest
39 . - Mi d f i r s t Ba nk CD A Interest
4 0. - Caro l ina F i r s t Bank CD A Interest
4 1. - G E M o n e y B a n k C D A Interest
4 2 . - Ca S t R e v B o n d ( a cq u ir e d 12 / 01 / 09 ) B Interest
4 3. - GE M on ey Ba nk CD A Interest
44 .
T
R e d e e m e d 0 5 / 0 1 / I 0 M
R e d e e m e d 08 /16 /10 L
R e d e e m e d 05/27/10 L
R e d e e m e d 05/28/10 L
R e d e e m e d 01 /11 /10 M
R e d e e m e d 06/23/10 L
Bu y 01/22/10 M
R e d e e m e d 07 / 22/ I0 M
4 5.
4 6.
47 .
4 8.
4 9.
50 .
51 .
- Ford M ot o r Cre d it Co SR N ot e s (VA8 a c q
08/13/10)
- Ca S t Dp t W t r Re s W t r Re v Bond (N X 7
acq 06 /03/10)
- Ca St G/O Bo nd (NL 2 acq 05/06 /10)
÷ Ca St V ar P u rp G/O Un l td Bond (3C0 acq
06/03/10)
- Ca S t Va r Purp G/O Un l t d Bond (H 92 a c q05/04 /10
o Ca St V ar P u rp G/O Un l td Bond (KT 4 acq05/03/10)
N o n e
A Interest
A Interest
L
K
K
T
T
T
Bu y 08/13/10 L
Bu y 06/03/10 K
Bu y 05/06 /10 K
- C a S t E c o n R e c o v S e r A B o n d ( A X 9 a c q06/04 /10)
A Interest
A In t e m st
B Interest
A Interest
K
K
K
K
T
T
T
T
Buy 06103/10 K
Bu y 05/04 /10 K
Bu y 05/03/10 K
Bu y 06/04 /10 K
: 1 in c o me Ga in C o d e s : A =$1;000 or less
( See Columns B 1 and D 4 ) F =$50,001 - $ 100,000
2. V alue Co d es J = $15,000 or less
( See Columns C I and D 3 ) N =$250,001 - $500,000
P3 =$25,000,001 - $50,000,000
3 . Value Method Codes Q = Ap p r a i sa l
(Se e Co lum n C2) U = Bo ok V alue
B=$!,001- $2,500
G=$100,001 -$1,000,000
K=$15,001- $50,000
O = $ 500 ,00 | -$ 1~ 00 ,000
R= C e s t (Re a l Es ta te On ly)
V = O t h e r
C =$2,501- $5,000
HI =$1,000,001- $5,000,000
L =$50,001- $100,000
Pl =$I,000,001 - $5;000,000
P4 =More Ihan $50,000,000
S =As s es s ment
W = E s t i m a t e d
D =$5,001- $15,000 E =$15,001- $50,000
H2 =More than $~;000,000 ....
M =$I00,00! - $250,000
P2 = $5,000,001. $25,000,000
T = C a s h M a r k e t
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FINANCIAL DISCLOSURE REPORT
Page 7 of 10
N a m e o f P e r s o n R e p o r t in g
A l a r c o n , A r t h u r L .
Date o f Report
05/07 /2011
V I I . I N V E S T M E N T S a n d T R U S T S -- incom e, value, t ran sact ions (Includes those of spouse and depen den t chi ldren ; see pp. 34-60 of f i l ing ins truct ions.)
N O N E (No reportable income, assets, or transactions.)
D e s c r i p t io n o f A s s e t s Income dur ing
( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d
(0 ( 2 )
P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,
e x e m p t fr o m p r i o r d i s c l o s u r e C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )
G r o s s v a l u e a t e n d Transactions during report ing period
o f r e p o r t i n g p e r i o d
( 1 ) (2 ) (1 ) (2) (3) ’ (4) (5 )
V alue V alue T y p e ( e . g . , D a t e V alu e G a i n Identity of
C o d e . 2 M e t ho d b uy , s el l; : m m /d d/y y C o d e 2 C o d e 1 b u y e r / s e l l e r
( J - P ) C o d e 3 r e d e m p t io n ) ( J - P ) ( A - H ) ( i f p r i v a t e
t r a n s a c t i o n )(Q-W)
52 .
53 .
54 .
55 .
56 .
57 .
58 .
59 .
60 .
61 .
62 .
63 .
64 .
65 .
66 .
67 .
- Ca S t Re f G/O U n l t d Bond (F41 a c q A Interest J06/07/10)
- Ca S t Va r Purp Fsa Cr G/O Cus Bond A Interest K(A 32 aeq 06 /22/10)
- Ca Stwide Cmnty Dev P rop 1A Bond (R58 H 2 Interest K
acq 08 /16 /10)- Ca St V ar P u rp G/O T xb l Bond (5F7 acq B Interest K06/03/10
- Sta te Ban k In d ia CD (W T 7 acq 09/24 /10) N o n e M
- P la ins cap i t a l Bank CD (V E6 acq 06 /24 /10) A Interest L
Brokerage A ccou nt # 4 :
- W e l l s Fa rgo Ba nk De pos i t Swe e p Op t i on A Interest J
- Bank Baroda CD A Interest
- Gr eys tone B ank C D C Interest
- C a S t E c o n R e c o v S e r B B o n d ( J V 4 a c q C Interest L5/21/09)
- Ca St P u b W ks Brd Bon d (SB0 acq C Interest L3/24/09)
- C a S t U n i v R e v R e f B o n d ( F V I a c q B Interest K03/24/09)
- C a S t E c o n R e c o v S e r A B o n d ( L U 3 , L Q 2 B Interest Kacq 4 /23/09)
- GE Mon ey B ank C D A Interest
T
T
T
T
T
Buy 06 /07 /I 0 J
Bu y !06/22/10 K
Bu y ! 0 8 / 1 6 / 1 0 K
Bu y 06/03/10 K
Bu y 09/24/10 M
Bu y 06/24/10 L
Redeemed 01 ! 19110 M
Redeemed 11/22/I 0 L
T
T
T
T
Bu y 01/19/10 M
Redeemed 07/22/10 M
68 . - C a I n f ra & E c o n D e v B k R e v S e r E B o n d(34Z acq 08 /13/10)
Interest Bu y : 08/13/10 L
! i I n c o m e Ga i n C o d esI A =$1,000 or loss B =$1,001- $2,500
( See Columns BI and 1 ) 4 ) F =$50,001 - $ 100,000 G = $100,00 i - $i ,000,000
2 . Value Codes J = $15,000 o r to ss K = $15,001 - $50,000
( See Columns C 1 and D 3 ) N =$250,001 - $500,000 O =$500,001 - $1,000,000
P 3 -$ 25 ,000 , 001 - $ 5 0 , 000 , 000
3 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly )
( See Column C2 ) U =Book Value V Other
C =$2,501 - $5,000 D =$5,001 - $15,000
H 1 = $ 1 , 0 0 0 ;0 0 1 ~ $ 5 ~ 0 0 0 0 0 0 H 2 = Mo r e t h an $ 5 , 000, 000
L = $ 5 0 0 0 d $ 0 0 ; 0 0 0 M=$100,001-$250000
PI =$1,000,001- $5;000,000 P2 =$5,000,001 - $25,000,000
P4 =MO re than $50;000,000
S = AssesS m en tT = C a s h M a r k e t
W =E s t imated
E =$15,001 - $50,000
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FINANCIAL DISCLOSURE REPORT
Page 8 of 10
N a m e o f P e r s o n R e p o r t in g
A l a r c o n , A r t h u r L .
D a t e o f R e p o r t
05/07 /2 011
V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
N O N E (No reportable income, assets, or transactions.)
Description of Assets
( including t rus t asse ts )
Place "(X)" after each asset
exempt f rom pr ior d isc losure
B. C.D.
In co m e d urin g G ro ss va lue a t e n d Transactions during reporting period
reporting period of reporting period
(!) (2) ( 1 ) ( 2 ) ( 1 ) (2) (3) ’ (4) (5 )
A m o u n t Type (e.g., Value Value T y p e ( e . g .~ D a t e Value G a i n Identity of
Code 1 div., rent, Code 2 Method buy, se l l , mm/dd!yy Code 2 Code 1 buyer/ se l le r
(A-H) o r i n t . ) ( J - P ) Co de 3 redem ption) ( J - P ) ( A = H ) ( i f p r i v a t e
( Q - W ) " a ’ a n s a e t i o n )
69 . - Ca St Cmnty Dev A u th Rev P rop 1A Bo nd A
(R58 acq 08 /16 /10)
7 0. - Ca St G/O Un l td Bond (Z49 acq 11 /09 /10)
Interest K T Bu y 08 /16 /10 K
N o n e L T Bu y 11/09/10 L
7 1. - C a S t E c o n R e c o v S e r A B o n d ( B C 4 a c q
12 /10/10)
N o n e K T Bu y 12/10/10 K
B =$1,001 r $2~500. I .....Gain Codes: A =$ !;000 or !ess .....
( See Colunms B l and D 4 ) F =$5 0,001 - $100,000 G = $ 100,00 t - $ 1,000,000
2 . Value Codes J -$15,000 or less K =$15,001 - $50,000
( See Columns CI and D 3 ) N =$250,001 - $500,000 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0
P3 =$25,000,001 - $50,000,000
3 . Value Method Codes Q = Ap p r a i sa l R =Cos t ( R eal E s t a t e O nly )
( See Colunm C2 ) U =Book Value V = O t h e r
C =$2,50 l- $5,000 D =$5,001- $15,000 E = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0
H I = $ l , O O O , O O l - $ 5 , o o o , 0 o o r~ ~t~aa ~i0o010oo ....L = $ 5 0 ,0 0 1 7 $ 1 0 0 ,0 0 0 M = $ 1 0 0 0 0 1 ~ $ 2 5 0 s 0 0 0
P ~ = $ t i 0 o o , o o l , $ 5 , o o o ; o o o P 2 = $ 5 1 o o o O O l - s 2 ~ o o o ,o o0
P4 =More than $50,000,000 ..... ....
S = A s s es s m e n t T ~ c a S h M a r k et
W = E s d m a t~
8/3/2019 Arthur L Alarcon Financial Disclosure Report for 2010
http://slidepdf.com/reader/full/arthur-l-alarcon-financial-disclosure-report-for-2010 9/10
FINANCIAL DISCLOSURE REPORT
Page 9 of 10
N a m e o f P e r so n R e p o r t i n g
Alarcon, A r t h u r L .
D a t e o f R e p o r t
05/07 /2 011
V III. ADDITIONAL INFORM ATION OR EX PLANATIONS. (Indlcatepartofrcport.)
1) P a r t V I I , l ine 8 , Colu mn C(G ros s V a lu e ) : depos i t s bu m ped th e va lu e u p to th e nex t va lu e code .
2) Par t VI I : remain in g d i f fe ren ces b e tw een 2009 an d 2010 fo r en t r i es in Co lumn B ( In co me) an d C (G ro ss Value) a re d ue to marke t f luctua t io n in s to ck p r icesand in t e re s t /d iv idends .
3) Par t VI I , the "Aud i t " f l ag g e d l in es 8 , 20 , 35 , an d 58 w i th " . . .i f the en t ry in co lumn A i s n o t a head er then . . .. " The en t r i es in l in es 8 , 20 , 35 , an d 58 a re head ers .
8/3/2019 Arthur L Alarcon Financial Disclosure Report for 2010
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FINANCIAL DISCLOSURE REPORT
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Name of P e r son Repo r t ing
A i a r c o n , A r t h u r L .
IX. CERTIFICATION.
Date of Report
05/07/2011
1 c e r t if y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i s
a c c u r a t e , t r u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .
I f u r th e r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i n
c o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S . C . a p p . § 5 0 1 e t . s e q . , 5 U . S . C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .
Signature: $/Art hur L. Alarcon
N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J EC T T O C IV I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C. a p p . § 1 0 4 )
C o m m i t t e e o n F i n a n c i a l D i s c l o s u r eA d m i n i s tr a t i v e O f f i c e o f t h e U n i t e d S ta t e s C o u r t sSui te 2-301O n e C o l u m b u s C i r cl e , N .E .W a s h i n g t o n , D . C . 2 0 5 4 4
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