amalya l kearse financial disclosure report for 2010

8/3/2019 Amalya L Kearse Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPO RTO-10Rev. 1/97FOR CALENDAR YEAR 1910

Report Required by the EthicsReform Act of 1989, Pub. L. No.101-194, November 30, 1989(5 U.S.C. App. 4, 101-112)

2. Court or Organization,

COURT OF .APPEALS, 2D CIRCUIT5. Report Type (check appropriate type)

__Nomination, Date//Initial X Annual Final

i. Person Reporting (Last name, first, middle initial)

KEARSE, AMALYA L.4 . T i tl e ( A rt ic l e I I I j ud g es in d ic a te a ct i ve o rsenior status; Magistrate judges indicatefull- or part-time)U.S. CIRCUIT JUDGE, Sr. Status7. Chambers or Office AddressU . S . C O U R T H O U S EFOLEY SQUARE

3. Date of Report

6. Reporting Period

o ~ / O l / l O - 1 2 / S 1 / ~ O8. On the basis of the information contained in this Report andany modifications pertaining thereto, it is, in my opinion,in compliance with applicable laws and regulations.

NEW YORK, NEW YORK i0007 R e v i e w i n g O f f i c e r D a t e

I.POSITIONS. ( Rep o r t i ng i nd i vi d u al o nly ; s ee p p . 9-13 o f Ins t r u c t i o ns .)POSITION NAME OF ORGANIZATION/ENTITY~ (No reportable positions)ONE

T r u s t e e , D i r e c t o r

I I . AGREEMENTS.DATE

NONE

Kearse Memorial S c h o l a r s hi p F u n d

(Reporting individual only; see pp. 14-17 of Instructions.)PARTIES AND TERMS

(No reportable agreements)

_6 9 , 7 9 H u g h e s Hu b b a r d & R e e d - A m a l y a L . K e a r s e : R e t u r n o f Ju l y 1 9 7 9 R e

III.O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g i n d i v i d u a l a n d s p o u s e ; s e e p p . 1 8 - 2 5 o f I n s t r u c t i o n s . )DATE ( y o u r s , n o t s p o u s e s~ (No reportable non-investment income)ONE

1

2

3

4

5

$$$$ , _


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FINANCIALI V .

Iame of Person Reporting Date of ReportDISCLOSURE REPORT KEARSE, AMALYA L. 0 5 / 0 2 / 1 1R E I M B U R S E M E N T S a n d G ~ F T S - - t r a n s p o r t a t i o n , l o d g i n g , f o o d , e n t e r t a i n m e n t .

(Includes those to spouse and dependent children; use the parentheticals "(S) and "(DC) " to indicate reportablereimbursements and gifts received by spouse and dependent children, respectively. See pp. 26-29 of Instructions. )S O U R C E D E S C R I P T I O N

1

2

3

4

5

6

7

V. OTHER GIFTS.

NONE ( N o such reportable reimbursements or gifts)

3

4

(Includes those to spouse and dependent children; use the paren theticals " (S) " and " (DC) " toindicate other gifts received by spouse and dependent children, respectively. S ee pp. 30-33 of Instructions.)S O U R C E D E S C R I P T I O N V A L U E

N O N E ( No s u c h r ep o r t ab le gi ft s )

$$$$

L I A B I L I T I E S . (Includes those of spouse and dependent children; indicate where applicable, person respons.iblefor liability by using the parenthetical "(S)" for separate liability of the spouse, "(J)" for joint liability ofreporting individual and spouse, and " (DC) " for liability of a dependent child. See pp. 34-36 of Instructions. )C R E D I T O R D E S C R I P T I O N V A L U E C O D E *

N ON E ( N o r e p o r t a b l e liabilities)

: ~Vai~ C0d~: J=$~5,000:0~ ~es~ K=$I5 001~$S0 000 L=$50001~$~00,000 M=$106,001~$2~0;0~0::N--$~50,00~$500~000::: O=$50 0 , 0 0!~$ i ; 0 0 0 , 0 0 0 P i - -$ ii O 0 0 ; 0 0 i - S5~ 0 0 0 , 0 0 0 . . . . P 2- - $ 5, 0 0 0 ~ 0 0!~ $ 25 ;0 0 0~ ~ 0 0 : : :~ P3=$25~0002001~$50,000,000 P4=$50~000,001 or more : ~ : ; .


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FINANCIAL DISCLOSURE REPORTName of Person Reporting I Date of ReportT.. I

V I I. P a g e 1 I N V E S T M E N T S a n d T R U S T S - - i n c o m e , v a l u e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s eand dependent children. See pp. 37-54 of Instructions.)

~ N O N E (No r e p o r t a b l ei nc om e, a sse ts , o rtransactions)1 C lin to n A ss oc . P tn p None J W

2 Intl Constructors Ptnp A I n t e r e s t J W

3 T Ro we Pr ic e E q I nc Mu tu al A D i v i d e n c J TFund4 Ja nu s T we nt y M ut ua l F un d A Dividenc J T

5 IRA Janus Fund A D i v i d e n J T

6 IRA Perkins Mid-Cap Value Fund A D i v i d e n L T

7 IRA T Rowe Price MidCap Value A D i v i d e n L TFund8 Janus Money Market Fund None J T

9 T Rowe Price Money Market Fund None J T

i 0 T Rowe Price MidCap Growth C D i s t r i b ~ L TFundI i Citibank Money Market A I n t e r e s t J T

1 2 JP Morgan Clearing Corp. Money B D i v i d e n J TMarket Fund1 3 I n d y M a c B a n c o r p None J T

1 4 Selected American Shares A D i v i d e n K T

1 5 Selected Special Shares A D i v i d e n ( K T

1 6 T Rowe Price Media & Telecom. A D i v i d e n ( J TFund17 Checkpoint Systems Inc. None

18 C i s c o S y s t ems None K T

SoldPt 2 / 8

SoldPt 2/8

S o ld All 2 /5

K

K

c

A

(Coli B~;D4) F = $ 5 0 , 0 0 i ~ $ I 0 0 , 0 0 0 II:G~iOO; OOI-$t : i :O00i O OOl ii :i: !::i H i - - $ 1 ~ 0 0 0 ~ 0 0 1 - $ 5 , 0 0 0 , 0 0 0 H 2 1 = $ 5 ~ 0 0 0 i : 0 0 1 o r i l r a o l - ~ i2 ~ v a i C d s i J=$15 000 or ~ess 00~ (Co~ CI,D3): O=$500,001~$i;000,000 .... P2~5~000,001-$~5:000,000: P 3 : $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 ; 0 0 0 , 0 0 0 P 4 = $ 5 0 ~ 0 0 0 , 0 0 i o X m o r e : : , :~:[: :3 Val Mth Cds: Q~Appraisal S =As S e S ment TicashiMa~ket( C o l : [ C 2 ) U=Book Value V=Othe~ :. [ W-Estimated [ :[:


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FINANCIAL DISCLOSURE REPORT Name of Person ReportingKEARSE, AFLALYA L.V l l . P a g e 2 I N V E S T M E N T S a n d T R U S T S -- i n c o m e , v a l u e , t r a n s a c t i o n s ( I n c l u d e s t h o s e o f s p o u s e

and dependent children. See pp. 37-54 of Instructions.)

N O N E ( N o r e p o r t a b l eincome, assets, ortransactions)1 9 Intel Corp. A Dividenc K T

2 0 Perkins MidCap Value Fund A Dividend J T( n o n - I R A )2 1 Citadel Broadcasting Co. None J T

2 2 American Express Money Market A I n t e r e s t J TFund2 3 T Rowe Price Small Cap Value A Dividend J TFund2 4 Sociedad Quimica y Minera - A Dividen~ J TSee Note.2 5 Sociedad Quimica y Minera A Dividen~ K T

2 6 Y L r M B r a n d s I n c . A Dividenc K T

2 7 Somanetics Corp. None

2 8 S omanetics Corp. None

2 9 Activision Blizzard Inc. A Dividenc J T

3 0 Activision Blizzard Inc. None J T

3 1 Activision Blizzard Inc. None J T

3 2 Nvidia Corp. None K T

3 3

3 4

3 5

3 6

Bought 2 / 5

Bought 2/10

Bought 2/10

Tenderd 7/30

Bought 2/10

Bought 8 / 5

Bought 9 / 2 0

Bought 9/20

K

K

K

K

J

J

J

J


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FINANCIAL DISCLOSURE REPORT Name of Person ReportingKE A R S E , A M A L Y A L .Date of Report0 5 / 0 2 / 1 1

VIII. ADDITIONAL INFORMATION or EXPLANATIONS. ( Indicate part of Report.)A l l E x p l a n a t i o n s a r e r e P a r t V I I :

A l l i n v e s t m e n t s s h o w n i n p r e v i o u s r e p o r t a s h a v i n q n o v a l u e a t e n d o f t h ep r i o r r e p o r t i n q p e r i o d w e r e s o l d , d i s s o l v e d , o r o t h e r w i s e d i s p o s e d o f d u r i nt h a t p e r i o d a n d h a v e b e e n d e l e t e d f r o m t h e f o r m .

S o m e s h a r e s o f S o c i e d a d Q u i m i c a y M i n e r a p u r c h a s e d i n 2 0 0 9 w e r e d o n a t e d t oc h a r i t a b l e o r q a n i z a t i o n s o n S e p t e m b e r 2 0 , 2 0 1 0 .

A n y m u l t i p l e e n t r i e s f o r t h e s a m e s e c u r i t y , r e q u i r e d i n p r i o r r e p o r t b e c a u s et h e r e w e r e t r a n s a c t i o n s o n d i f f e r e n t d a t e s , h a v e b e e n c o n s o l i d a t e d t o t h ee x t e n t a p p r o p r i a t e .


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FINANCIAL DISCLOSURE REPORTPage 6 of 6

Name of P erson Repor ting

K e a r s e , A m a l y a L .Date of Report

05/02/11IX. CERTIFICATION.

1 ce r t ify tha t a l l i n fo rm a t ion g iven above ( inc luding in fo rm a t ion pe r t a in ing to m y spouse an d m inor o r depe ndent chi ldren , i f any) i saccura t e , t rue , and com ple t e t o the bes t o f my k now ledge and be l i e f , and tha t any in fo rm a t ion no t rep or t ed was wi thhe ld because i t me t app l icable s t a tu to ryprovi s ions pe rmi t t i ng non-di sc losure .1 fur the r c e r t i fy tha t e a rned income f ro m o ut s ide em ploym ent and hono ra r i a and the accep tance o f g i f t s which have been repo r t ed a re i ncompliance with the provis ions of 5 U.S.C. app. 501 et . seq. , 5 U.S.C. 7353, and Judicial Conference regulations.

Signature:

NO TE: ANY IN D IVIDUAL WHO KN OWIN GLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPO RT MAY BE SUBJECT TO CIVILAND CRIMIN AL SANCTION S (5 U.S.C. app . 104 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

amalya l kearse financial disclosure report for 2010

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