allyson k duncan financial disclosure report for 2009

8/3/2019 Allyson K Duncan Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y ~ e E t h iin Government Act of1978FOR CALENDAR YEAR 2009 ( 5 u s . c . a ~ p . ~ ~ o ~ - ~ 0

1. Person Reporting 0ast nam e, first, middle initial) 2. Court or O rganization 3..Date of Report

D un c a n , A l l) son g . US Co urt of ApI~als, 4th Crct 07/31 /2010

4. Title (Article iII judge~ indicate active or senior s~ams;S a . R e p o r t Ty p e ( c h e c k a p p r o p t l a te t y p e ) 6. Report ing geri~l

magistrat~ judges iadi~ate f~- or part-time)[] Nomination. D am 01/01 /2009

Circui t Judge-Act ive [] Initial [] Anaual [] Final to_ 12/31/2009

7. Chamber~ or O ffice Addr~$ 8. On the basil of the lnformatiou contained in this Report nnd anymod ifications pertaining thereto, it h, in my opinion , In comp liance

G l e n l a ke O n e B u i l d i n g with applicable laws and1440 Pa rklake Ave, St~ 2~0Rale igh , NC 27612

Reviewing Officer D a t e

I M P O R T A N TN O T E S :The instructions acco mpanying this form must be fol lowed. Com plete al l parts ,checMng the N ONE box for each part where you have no reportable inform ation. Sign on last pag~

I . P O S I TI O N S .m o r o r a ~ , ~ , ~ v ~ , ,t o ~ t y ; ,, e ~ ~ - ~ J*f filin, instructions.)

NONE (Noreportable positions.)

POSITION NAME O _E ORGANIZATION/ENTITY

1 .

4o

I I . A G R E E M E N T S .(ReportingindiviOualonly;septxld-16off!linginstruetion~-)

~-~ N O N E (No reportable agreements.) ~. :: . ~> ~ : - ~~- r .~

DAT~ PARTIES AND TERMS

1 .


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FINANCIAL DISCLOSURE REPORT [ Name el lcroon Report ing Date of Report

Page 2 of 7l1 Dun can , Al lyson K,

07/31/2010

I II . N O N - IN V E S T M E N T I N C O M E . 0 u p o ~ . g

A. Filers N o n - I n v e s t m e n t I n co m e

NONE (Noreportable non-investment income.)

DATE SOURCE ANDTYPE INCOME( .yours,n o tspouses )

1.

2.

3.

4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e- If you were married during any portion of the reporting ytar, complete thi~ section.(Dollar amount not required except for honoraria.)

[~ NONE (Noreportable non-investment income.)

DA~ SOURCE ANO TYPE

1 .

2.

3.

4.

IV. REIMBURSEM ENTS -(Include~ those to spouse and dependent children; see pp. 2.5.27 of fil~ng instructions.)

NONE (Noreportable reimbursements.)

SOURCE D AT E S [ ~ O C AT I O N ~ ITEMS PAID OR PROVIDED

1 .

2.

3.

4.

5.


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FINANCIAL DISCLOSURE REPORT ~, of Person Reporting D . t , o 1 " R e p o r t

Page 3 of 7 Duncan, Allyson K . 07131;2010

~ NO~ ~oreportable g~s.)

SOURCE ~ ~

I.

2.

3.

4.

5.

[~ NONE (Noreportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

1 .

2.

3.

4.

5.


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Name of Person Reporllng Date of ReportFINANCIAL DISCLOSURE REPORT[ Duncan, Allyson K.age 4 of 7 0 7 / 3 1 / 2 0 1 0

NONE ~oreportable income, ~sets, or tramactions.)

A. B. C. D.

~ion of Ass~ ~ d~g G r o s svalu~ at

(I) (2) (I) (2) (I) (2) (3) (4) (5)Ph~ "~" ~r ~ ~s~ Am o~ I T~I (e .g., Va l u e V~e T~ ( g. , D a t e V ~ u ~ G~ ld~fi~ 0f

(A-H) or hL) (J-P) C~ 3 ~emptlon) ( J - P ) (A-~ ( ~ p f iv m e( Q - W )

I. No~ S~tc B~c o~, Co--on None K T

2. Rescu US Gowmm ent A Mt.~iv. S o l d 1/1~09 J

3. ~v~o~e Life limunnce C~m~ate N o n e

5. -~pfise Money

6. -~can C~ Emerging Marke~ F~f

7. -Nati~s F~& Gatcwa y

8. -Jo~ H~cock~rgc Cap Equi~ Fund

9. -Jo~ Hancock SmallCap In~nsic F~d

1 0 . -MFS VatuoFund

I 1 . -Oppenheimer Strategic Income Fund

1 2 . -Pirate Total Return Fun d

1 3 . -Reserve U S Gov~ Fund Sold 01116/09 J

1 4 . -RJversourc Midcap Value Fund

1 5 . -Van Eck Global Iiard Assets Funf

1 6 . -Virtus Real Estate Fund

1 7 . - Vi r t u s F o r e i g n O p p o r t u n i ti e s F u n d

1 . Income Gr in Code , a : A -$1 ,0 0 0 o f le*t B -$1 ,0 0 1 - $2 ,~0 0 C =$2 ,50 1 - $5,0 0 0 D -$$.0 0 1 - $1 5D 0 0 E -$15 ,001 - $50 ,000(See Co lu mn s B l an d D 4) F -$50 .0 01 - $1 00 ,0 00 G =$100 ,001 - $ I ,O00 .000 HI -$ l .O00 ,00 l - $5 .000 ,000 H2 ~More ~han 15 .000 ,000

2 . Va lue C t~es $ ~$15 ,000 o r l e~s K =$1 5,0 0 1 - $50 ,0 0 0 L ~$50 ,0 0 1 - $1 0 0 ,0 0 0 M -$1 0 0 ,0 0 1 - $250 ,0 0 0( S e e C o lu m m C I a m l D 3 ) N -$250 ,001 . $500 ,000 O =$50 0.0 0! - $1 .0 00 ,0 00 P I =$1 .0 00 ,0 01 - $5,0 00 ,0 00 P 2 =$$,0 00 ,0 01 . $25,0 00 .0 00

P3 =$25.030,001 - $50,0~,000 P4 =More thaJa3 . Va l~ t e M~thod Code~ Q =Appra i~ l R "~,st (Real Esttte Only) $ -At.~mcnt T

(See Co l tm-m C2) U -Bo ~k Va lu e V "O the r W -E ~tim at~ l


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FINANCIAL DISCLOSURE REPORT r ~ , m . o r r. r , o e a e p o , ~ g ] Pa t , 0 r R ,po~ tPage 5 of 7 Dun~n, Allyson ~

]

07131~010

NONE ~orepo~able income, ~se~, or tra~actio~.)

~ B. C. D.~pfion of~ ~m~ d~g G~ss valu~ at ~d Tmnsa~io~ ~fing ~g ~

Pla~ "(~" afl~ ~h ~t ~o~t T~ (~.~, Value ] V,lu~ T~ (e .g . , Dam VMu~ [ G~ ] I d m f i W o f

1 8 . -Fi~t So~r ~on Stock

"19. ~C Co--on A Di~nd J T Sold 03~0/09 J~)

20 . ~ ~r~ Common A Dividend ~ T

21. Dupre NC T ax Free Short to Medium B Interest K T Sold 0 3 / 3 0 / 0 9 J AS e d ~ s ( p a n )

22. I:M.pree NC Tax Free Income Series A Interest K T Sold 02 /1 7109 J(part)

23. North State Bank accounts A Interest K T

"~ . Spectra Energy C orp A Div idend J T

25 . Suntrust Bank account (y )

26. UBS Pace lntl Equity Fund A Dividend J T Redeemed 04114/09 J

27, IRA-#2 A Dividend K T

28 . -Davis New York Venture Fund

29. -Eagle Midcap StockFund

30. -Hartford Capital Appreciation Fund

31. Sirius SX Radio [n c None J T Buy 08 /19 /09 J

32. Amexiprise MM A IntdDiv. M T

33. IUKA Dev Co (X) A Interest M U Distributed 0 7 11 4 1 0 9 N G

3 4 .


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IName of Person Reporting Date ef ReportFINANCIAL DISCLOSURE REPORT[ Duncan, Allyson K.

Page 6 of 7 0 7 / 3 ~ 0 t 0

VIII. ADDITIONAL INFORM ATION OR EXPLANA TIONS.

Line 3 R iversouree Life Insurance Annui ty. Since this is an a nnui ty, there is no value ass igned to i t .

Line 32 IUKA Developm ent Com pany. This was a p r ior year Corp and the income was reported in P ar t I II Non-Investm ent Incom e. Corp an d the property was sold, re~ulting in the gain reported and ad ditona! distributions to b~ reported in zubsequant years.


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i a m e o f P e r s o n R e p o r t i n gFINANCIAL DISCLOSURE REPORTPage 7 of 7 0 7 r ~ l / ~ 0 1 0

IX. CERTIFICATION.

I c e rt i fy t h a t a l l i n fo r m a t i o n g i v e n a b o v e ( i n cl u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i saccura te , t rue , and comple te to the bes t of my knowledge and be l ie f , and tha t any Informat ion not repor ted was wi thheld because i t met appl ica

p ro v i s i on s pe rm i t ti ng n o n -d i s c lo s u re .I fur ther cer ti fy tha t earned incom e f rom o uts ide em ploym ent and hon orar ia and the acceptance of g i f t s which have been repo r ted are in

com pl iance wi th the provis ions o f 5 U.S .C. app . 501 eL seq . , 5 U.S .C. 7353, and Judic ia l Confe rence regula t ions .

NO T E : AN Y IND MD U A L WHO K N OW IN G LY AND WI LFUL LY FALS IFIES OR FAILS TO F ILE TH IS RE POR T 5L~Y BE SUBJECT TO CAND CRII~HNAL SANCYIONS (5 U.S .C. app . 104)

F I L IN G I N S T R U C T I O N S

Mail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 3 0 1One Columb us Circle, N.E.W ashington, D.C. 20544

allyson k duncan financial disclosure report for 2009

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