aagc final report
TRANSCRIPT
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ASSURED ACCESS TO THE GLOBAL COMMONSM | A | S | C
April 20
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Assured Accesstothe
GlobAl commons
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3 A 2011
A k J R , x.
Opinions, conclusions, and recommendations expressed or implied
within are solely those of the contributors and do not necessarily
represent the views of Allied Command Transformation or any
other agency of the North Atlantic Treaty Organisation.
Permission to reprint or excerpt is unrestricted. Please cite as
follows: Maj. Gen. Mark Barrett, Dick Bedford, Elizabeth Skinner, Eva
Vergles, Assured Access to the Global Commons, Supreme Allied
Command Transformation, North Atlantic Treaty Organization,
Norfolk, Virgina USA, April 2011.
Photo Credits: Canadian Department of National Defence, National
Aeronautics and Space Administration, North Atlantic Treaty
Organisation, United States Department of Defense and
www.istockphoto.com
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T . I x.I , , .
sir Winston churchill
uK houseof commons, 16 mArch 1950
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Contents
D
F
Ex S x
I x
M 2
A 12S 20
C 32
C: A R A 44
E 50
P C 56
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, , , k A . A . I - A k , , . A j
A NAO . F , , , , k , , .
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I . C G C. W , , NAO . T , , . F, NAO NAO A. F, , , .
A A G C NAO . M, - k . O k M-N Ex 7 (MNE7), , x , , j. I k S C P G, , j MNE-7, k . D A.
Foreword
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exeCutive summary
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xii
T ,Assured Access to the Global Commons, , , k A.P
NAO NAO . T , , ,, x A S C NAO L S.
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k j . O j , NAO C DC k -x, . T , , x . C, , , q , x.
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Two prominent geo-strategists from the late 19th century, Halford Mackinder and Alfred Thayer
Mahan, recognized the challenges posed by the increasing interconnectedness of their era...
Mackinder characterized the growing economic interdependence of Europe as a closed political
system of worldwide scope. He recognized that economic interdependence had made the world
less resilient and more unstable as the explosion of social forces echoed sharply around the
globe, and the weakest elements in the political and economic organisms of the world shattered
in consequence.2
A , , , - . I , GC, . I - k -k. I , , , . I , z GC , - , , . B q .
x , A q , , , , , . I NAO ? D ? D - JF C? A q x ? D R E q ? A ?
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A G C . I k L, NAO q , , , . W ,
, , , . I , NAO x A , G C .
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T ,
.B
.3
GrAnt hAmmond
introduCtion
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G C : , , . M
k j . O j ,
. T , , x . C, , , q , x.
F 62 , NAO A. I, , A , , , , C. B A , , ,
. I , , G C , , , k .
T G C x,z . Commons R , z . S , , res nullius, , res communes, j x .4 C E , commoners, x -x. T use.5
M, , , , , . M N A Oz (NAO) z , , , , .
T (, , , ) . F, : , E C L C L S, 400 . T , , .
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x
T , , k , . A , q, . T A, NAO, , x . I x , , , , k .
A C q ,
, k , . T x C x k k x. T A x x . L , C, . I k C, k k , , G C.
I M 2010, G S A, S A C (SAC),
G C C NAO. T . G A , k , x A. Tk x M F Pj, A , , x . E k z , x, -A , A, : , , . A AC - k, q C z . L, kk NAO, , .
k , j x . T , NAO - -. O , k . T , : NAO; NAO ; NAO ; NAO, , .
T q k : H A
NAO C? I , q . I k x . T, q k . B .
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maritime
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4
, G C, q P x M S 4000 . ,
, , z . M- k , k -. T k . A P4, , , U S, C ; x - .6 T
. T, k , - .
E- , -q k j. S 50,000 , 150 , , . F 1968 2008, q.7 M . B C J 80% S M.8 Tk , , - ,
j j-- . C . A , - , -, .
I x, , .T 2007-2010 qk z .G , . T, , , , A x, .9
he ocean is a mighty harmonist.William Wordsworth
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T D j H G (1583-1645) z . H 1609 k,Mare Liberum (Te Freedom of the Seas), , C.10 F , E j . E , z .11 C , A AT M, k T I S P U H, ,
. A M N ; , .
T 1982 U N C L S (UNCLOS), 1994, , k UN C, - .
Because the Convention balances the rights and duties of ag, port, and coastal states, the entire
architecture of oceans law represents a package deal, in which states are required to accept
all of its provisions, enjoying rights and fullling concomitant responsibilities. This careful balance
between the rights and duties of ag and coastal states represents a grand bargain that unfoldedduring the negotiation of the Convention.12
A q , UNCLOS , ,, , . A , , . T k . I , q , x z (EEZ) ,
.13 Px, E . T xz .
nato aCtivitiesinthe maritime domain
O , C W, j . C J, ,
.14 T , , j z , . , - - , , - .
A A M S k , k k A .15 I , , ( E-A ) A.
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N NAO . E 100 , H K, I J 2004 2011, 2010 Hqk. A , , q, , .
T A M S S C z . NAO k ,
... which often involve forward engagement with non-NATO partners, such as Australia, Finland,
Japan and Ukraine, the world over. At any one time, Allied vessels and supporting assets may be
engaged in Operation Ocean Shield NATOs contribution to determined international counter-
piracy operations in the Indian Ocean or participating in NATOs counter-terrorism maritime
operation in the Mediterranean Sea Operation Active Endeavour or exercising with the navies
of the nations currently participating in NATOs Istanbul Cooperative Initiative Bahrain, Kuwait,
Qatar and the United Arab Emirates or with a Partnership for Peace country like Sweden in the
context of the NATO Response Force.16
A . T NAO O A E, , , , M S, , E. I A , , . T A M S NAO - . T- , , q G C, k NAO
.17
T . T , , k z k - k, j . T q z, , -- ( -) q. E , , , .18
A ,
- , --z , - . k , , . NAO x x -k .19 T A - . F - k k . M , j .I -, - ,
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, - . W , - , -.
Changing Conditionsand emerging ConCerns
NAO - , . B
, NAO j , . H, , , - , - , , , .20
I x , , UNCLOS, x z.21 S x S
C S. A , , , , P I O.22 T -, - . C , , , , .23 I P G , I x - S Hz.24
A E W x, I O - . I , I , -
- .25 O x NAO I O S A, O, I, Pk, S A, .26 W k , z . I, , EEZ , .
A / - - . S, , - -- . O k ---x -- k CONEX , . S , NAO .27
C , 20- q (EU) 40- q (FEU), x 85 , , . I -k .I U S, U.S. . C
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z k k, z, . S, - , x, E A.28 A 2004 Oz E C D, C, B, R N W (CBRN) -k .29 G , , CBRN ,
A k . A , NAO k k q .
T A -, . T x x, jk q k , . T .W k, ,
k x , k .30 T k USS C Y 2000 x, ; , U S Y .
T , z , UNCLOS. D j , 125 , . S 30-40% S M k .31 P ,
.32 T A S A N (ASEAN) .33 T S A, I A, , . T M, T, S, , . T S. W ( S CS), k S 2004 2008. T , .
P A G A, k S M, , . T k 2006; 92% S .N k 2010, , .34 A z, q -x, k , k x , , , GPS- , -, - , x k, .35
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U S, . W j G , q , , . I , S q, K , j , S, k .36 S S , U.S. k , U S U.S. .3
I , S K S F - S J, SK- A S. E S .38 I S K .
P j , k . I A 2010, UN S C z ,39 j U.S. SD, , x . T S, k NAO , R, I, C.40
C- - q q . T z . I FN, A k - .41 T , -x , k A, E, N A . A k UNCLOS.42 NAO S G AF R NAO AC.43 I 2009, R A , Ax :
I look at the high north and I think it could either be a zone of conict I hope not a zone
competition, probably, said Admiral Stavridis, Supreme Allied Commander Europe. There a
certainly going to be areas of disagreement between the Alliance and Russia, but the issues a
so big and so important that a cooperative approach, nding zones of cooperation, will be ve
important in the time ahead.44
natos Futureinthe maritime domain
T A M S :
deterrence and collective defence;
crisis management;
cooperative security through partnerships, dialogue, and cooperation; and,
maritime security.45
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10
T NAO G C. C k , , k ( , , ) A , .
[The] emerging strategic context requires a substantial re-appraisal of the contribution of maritime
forces in supporting NATOs objectives over the coming decades. Whether in support of Alliance
joint operations, or when leading in a predominantly maritime mission, appropriately resourced
and enabled maritime forces have critical roles to full, defending and promoting the collectiveinterests of the Alliance across a spectrum of defence and security challenges, as dened in the
Strategic Concept. The maritime environment also lends itself well to strengthened engagement
in cooperative security.46
A - , ,NAO k , . I, k x A, NAO . NAO k A k.
T 1982 L S C, , , . D k, z q . NAO, , UNCLOS .
A C, NAO . P S NAO MG, , . A , ,
A C x .C , , k , x q , , , .47
A- H A x NAO, EU, UN, , , . M - UNS C , k z .
T A O A. I EEZ, , , A . O , UNCLOS N . T , x . F k A (C, U S, N, Dk) NAO . T , R, NAO
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2002. T NAO A. T A , NAO x , k , k- .
T A , . T A,
, - A . NAO , , x ( E-A P C, M D, I C I ).
I k I z k ASEAN C, NAO . I NAO j , , . T A ,
, - .
S- , , A. NAO , M C. C q , , . D A q, , A . B , NAO - k E,N A, . F, k
. A , , NAO , , q A.
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airair
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E M x 1783, k . W M 19 20 ,
, W W I x-, - , .48
T . O x , k .49 T x Nk K C G -
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T , , , , G UNCLOS, q . A , ( , , , ), C .50 Lk , z, x , , (, , ). T , , x, - . C- q , , , .
T k, .euripides
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T , , . I , . B , , , k-. P - , , , k j .S z , k, , . A qk, . A M N
Yk, , A ; C U.S. N Yk. Lk , , : , , . T, , , , , q , z, z .
A , - , . I , q , . T 1944 C I C A (C C), j . A , q .51 N j , z(ADIZ). T, q j . O , , j .52
T . , -, - , , , . T , , , - , , , , . Sz , , k .
nato aCtivitiesinthe air Commons
T NAO, x A. A , . M NAO . T , - . Lk , j q A, .
S C W , NAO j , A . T
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, C2 , k , , A. A NAO q, - - A .
I A NAO, k ,53 k q A . R B J A S Nk (BALNE, 1998) . I , k ,
F F .54 W , NAO: k .
Uk , x - , -- , , k . N, z x . C k I U.S. - SAM I-Iq , S S K F KAL 007, k
. I q , , , k, x , k, .
Changing Conditionsand emerging ConCerns
T , qk . B , , j qk . D -- k - - k- q k , A.
V E -A 2010, - j . T A, , k. W I Ejjk , , -A .55T I A A - 130 (148) .56 V -k z j ,
. I 1980, I C A Oz57
I A V W , , . I x W E -A , , , qk , k k . M x ; x R-US N P , - - .
O , EU k , k (FAB). T k E q . T z ,
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, . I , E C :A . T k FAB , . TFAB q x .58
T x - k , j . T
k M D A 24 J 2011, z W E N A k, k A, . I k , k 9/11, k , , .
W - NAO k k? NAO x , C W.59 T - , , . T ,
, z . F, x - . I , NAO . T NAO , k .
T j k NAO - -:
The continued proliferation of long range surface-to-air (SAM) and advanced fourth generation air-to-
air missile technologies will challenge NATO and its partners. Combined with long range precision-guided ballistic missiles, these high-end capabilities will put forward air-basing and deployed carrier-
based air operations at risk.
Persistent disruption to the command and control (C2) of aviation infrastructure through attacks in
space and cyberspace60 would have profound implications for civil and military air operations.
The increasing lethality and affordability of unpiloted aerial systems is changing the fundamental nature
of air operations, and over time will dilute what has been a competitive advantage for the Alliance.
T Ck k, NAO k - .
T k . A , , x. O (UAS), - , , , - k , -, j .61 T , , q ( ) . F, A . W - . SAM, - k k, , , , k .62
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A - , , G C, , , . S , , , , A . N - k ; x k k . F , , - - x -- .63 A , FEU- - x k. A
, , UAS , k .64
natos Futureinthe air domain
A NAO L A . A A x , x , q . R BALNE NAO
, .A j NAO. T A x , FAB, . A q NAO , , j , j .
A - , k UAS . I , k. W UAS x , , x x . NAO , A.
T , , - - - .65 N, q , , .W - , , -
. T, NAO -.
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I believe it is probably truethat fortune is the arbiter ofhalf the things we do, leaving
the other half or so to becontrolled by ourselves.
Niccol Machiavelli - The Prince
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spaCe
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S, , E , , - , . O , ,
, , , , , . W , - . O , E, .
Uk , . T
. A , , 1967 O S - .66T q , , .A , E .67
Lk , , , z z. A (GPS), . T j-- - GPS x. S z
, , .In the early 20th Century, Admiral Alfred Thayer Mahan was adamant in his belief that sea power
was not only naval power, and not even mostly military power. He insisted the greatest military
utility of sea power was a healthy and protable sea commerce which would produce the wealth
necessary to sustain a nation at war...Military space strategy should be intended to produce space
power in times of peace as well as in times of war, in all of its forms. Therefore, not only military
space theorists, but all military space leaders must be always cognizant of civil and private space
programs.68
T E
T k k z .
nicolAus copernicus
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k - . W , , k - . S - A O x, k k, A O. T - k .
N . A , . Lk , , , , , , k . Uk , , k , . T q , , .
S G C k, J A P C C( JAPCC) Kk, G, z NAO. - 28 A k. I 2009, 78 k 17 , 111 , , , . T E x 1100.69 I , - k , k k k- . W - - , , . C , , , , , , , .
T - - . T q , , , , , , , . D , - , . A , , , , .
F , S A, : - , -
, z (IO), k k, .70
T O S x , - - q .71 B- , , k , - .
Ex A-B M (ABM) , - U S S U C W , k . T x . A , , - j .
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O q M , x. B j E, - , .72 T . S q k j , UN I U, j .
T , x , .73 A , , j k.E, , k, k .
nato aCtivitiesinthe spaCe domain
A , , , . NAO
- , k . NAO - -q , k . T k , , , . I NAO, , , - -, .74 T , ,, GPS . T NAO k . O , q k.
T NAO k ,
x , , x - .ISAF , x, , , . T k , , . I k,x , .75 C NAO , . U , k , , .
I NAO ,
, A , - . I , - z k, k, q GPS . T A j , x , . S z, x , , - , .76
P . B , q
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. T - , , , , .77 W j k- , , , k .
S E -
. T E S A (ESA) E , .78 A ESA . T EU k E , z L .79
T U.S. , , k x - z N A S A (NASA) . M q E U S , , z
. T - .
T -k j x z. O8 D 2010, S Ex C (k S X) CC F 9 k. T E P O, U S S X $1.6 NASA, C O S , I S S.80
A k , O S k .81 O 22 M 2007, E S A, k E C, k q .82
[T]he European Space Policy sets out a basic vision and strategy for the space sector, and tackles
issues such as science, applications including security and defence, access to space and exploration.
Based on that European Space Policy, the Resolution adopted by the Space Council of ESA
and European Union ministers denes a vision for Europe in space and provides guidelines for
implementing that vision.83
T . I, , G M E S. F, , , , E . , EU ESA j .
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Changing Conditionsand emerging ConCerns
T : k , , , . E k E. A - k . I, - - , .84
I q , R k 2009.85 , j . W , j z .T - j E, 21 ,86 . T (SSA) A F S C US. T .87
I , , k , , .88 A - (ASA) C 2007 k k E. M, , z, k E .89 Lk, S U U S C W. T . T x 1963 L B , 1967 O S .90 U, ,
.91
I q , -- k , -q. N K, x, , . T N K - , k P , q .92 T ; U S R C W- , , .93
, , k - . T q / k , E. S, , . T, - , k . A - , , . A , , .
T - , . A , x
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, , , , , .T U.S. O R S O k q. T A , k , z .94 O .
T x , j j . I k - , x-z k, .95 T F D A, G S, - k - R j. I j x , T ... .96 E z , q qk , k -E .
T , , , . k -, NAO . O x, - , - , .97 A , , NAO x , q
S , j , , . J - ; jk .98 I 2010 2011, I L j
q - . I , j.99 A, k, , , x . A -, - j k k C. S , -k k J q, q k, -, , .
J , j
. O k S W 2010100 : T , , x , , k, , , k , . U k , .101 T q , , (SSA), k . F B SSA x U.S. . W x , C, I, R x k k .
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T -- k , , k . T ESA q .
natos Futureinthe spaCe domain
T , , , , . C q , , k . S -, k q . T OS , z k x . T j NAO : , , NAO ; ; ;
NAO ; x, NAO .
W k k? I k NAO . D A , q , NAO ? I NAO , , / , -k, , A.102 O NAO k , .
G z , , q . S -. D NAO A , ? S NAO k ? D A q k ?
I k k /, /, . A
. N , ( ) . D k q - , , .
D C W, U S S U , .103 , - .
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S, , . O q NAO SSA , , . T - , M U - , .
S . T F , k EU, j
2010, U S .104 G, N, S , , . F , k k , S D A, j 300 .105
Lk A. W - , , , . C ISAF, NAO A, NAO ,
. M, NAO q k z k z j .106 W , x A , NAO .
T C k . Uk , , j . T , z. W , . T, ,
.
T q k z - xz . V, , k k GC.107 N, k . B , NAO k , , . T ESA S C C, NAO , .108
, A x NAO , , , . A NAO q . P Kkk NAO x , , , x .
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I , z . T x k , , , , .
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A! I . I .confucius - Book9
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Cyber
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C q , , . T 1982, z .109 T ,
. T . I , , z , , , k, , , k . M , , W W W.
T k k z , , . I P A RPj A (ARPA) 1960 . ARPA z kRAND k k k. B k, , . U k , k k. A . T ARPANE 1972. T . I 1980, U.S. k, MILNE,
ARPANE; , k .110
T W W W B x , k . T x . T W W W 1991, , x .111 T , ,, . I (ISP) , W W W. B I Ex, S, C, Fx k .
I ; .
-Herman Melville
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T , q , k k(k VPN) C, k , k .W , k , , , A, . N k ; , , . N, , .
F 2003 2009, x 290%. C 1.8 , q , k. W - z 2009, 18 ( 14 C, , x).112 A k, .
T z , , , . T , ,
, , x , , . F x, (USA ), -A - (), (E) F , SACOM C . k , q , x k .
C z . F , . F , k . W , k , k
, , , , k . I 21 , k k; , k .
F , x ; 90% k . M W , j k j, , , k k . T .113 C , ISP , , M k q ,
z. I , k k .
T k , -- k .114 R W k. A j W Wkk, D 2010.115 F-- qk k , V, MC, PP, Az. O Wkk -
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- k Wkk . M, k Wkk , k W.116
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.
S, k , k PC k, z k.117 W , ad hock k k . B, , .
A x , k k k . A , , , , k k. A x
z, k x .118 I , . A , k , k . A , , , . R , , , , W32.Sx k k 2008.
S , . T k
x . G, , Y Fk, , q .119 T - G R k I 2009, k , , k Y. I R, .120 I J 2011, qk . W , ,z Fk, k 23- .121 W - C , E k. O - .S , E
.122 T Oz E C D E , , $18 , 3-4% .123
D k, k , , . A x , T - . B , [ -] , .124
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nato aCtivitiesinthe Cyber domain
Lk z, NAO k , , . A , j k, k . T SC z z NAO , k . S x GC A z x . B
, , k NAO . Q : , A , .
D NAO . D , k A. I x, Wkk NAO B S R .125 T , M, NAO R-NAO 2010 L S. A , k ; k
; . NAO C DC , z , NAO k.126
NAO k , , A , C D C . T C --, k , k . O D, R, R, Fk, ,
, . E , k , k, k .127 I , , k , .128 N k k z , k C W.129 U , , , , . NAO k k : , A, , z, , .130
T C C D C Ex (CCD COE) , E x; , ; , . T x CCD COE NAO -k, E x 2007 -k .131 P k NAO , CCD COE, q z .132 S q j -k , , k k. A , , q . T,
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-k j k R k H , , k, k k , , q.133 T q NAO , k .
T z , ,
. S k . F x, A , D SD, q , k U S G B . L k -. I US, FBI ( O B R) , , . T U K k . W k j -, k - , .
Changing Conditionsand emerging ConCerns
A : , ; , k ( -) (). NAO k , x .M x k -. B k, -k k z, k, k k, , x, j . T k , k
, x, .
T -- k E 2007 - -k , - -.134 G, C , 103 2008. D ,, k .135 Bj k -21 , , q .136 , , -k. F k k , k k , , L A C.137
O , W32.Sx I Nz x 2010, , , -. M . Sx . T k , .
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Uk -k, Sx , .138D I k , . T Nz , x.139 C k Dk I, k, k .
S S C D Aq (SCADA) ,
Sx, 2008, k . M , , SCADA , k, x- Sx.
E x k SCADA. T k , , , , .140 T k. W , x q , -, q , - .
A -k , z ,, , - ( ) A 5 . C q, , . A , , , , .141 I -- k Sx, k .
S 2011 M S C, k F, . T k - , , , .142 S , k k k , . I -k , . A J 2011 , , k, .
A , . C - , , , .143 T z q . E k k . B , .144 E , , -. A G. A z N Yk , q - - , , , .
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Today, a critical element of any cyberdefense strategy is the understanding that cyberspace is
international by nature. No one country can deal effectively with cyberthreats on its own.... The
concept of in-depth cyberdefense, which was endorsed at the Lisbon summit, is not intended to
be a military-only, or even a military-centric, strategy. It necessarily cuts across the portfolios of
a variety of actors, as it spans the technology employed, the awareness of users, and the physical
protection of key elements of our hardware.145
W j k,
k . , , , . F, W , , . A , , -, , k k. F , , q j . T k , , .
T , , k . I k ,
. NAO k IBM j q SAC, 2011. T - k ,, , j, I , A .146 S x , , .
A , j ( IPV [ ] 4 IPV 6), . Bx k , , k,
k k . T q k . 147
A , k. E k x . A k , , ? I , - . E k , k. F, k , j
k k. T . S , , , , - k .
A k, -k , . T , , / . T , k , . T, , q .148
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natos Futureinthe Cyber domain
A , , , - k x .149 M , z, x z, , -k , , -k , , . G x - , , x k
.
E : , , . P , k . A, NAO x A, k. D , NAO C D C, .150 S , z k NAO, EU, UN, ,
C , - k NAO IBM . A ,
. NAO EU, , . T , , z .
T , , . T , , NAO , , , , . U , , A- .151 F,
S C C D C, .T -- k E 2007 NAO , A A 5 -W k , , x , q , , .
N - .D - , - . E , , , . T EU P C Nk O,
, , .
A - , -, , , NAO k A. P, , , . I , k q , , ? T q , , , , . A NAO
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, - x? S GPS . N .Y, - , k , , ?
T S C NAO , , , A, NAO
z .152 I NAO . Rz , A , CCD COE, , C D MA, A.153 D , x , -- k , , . T, NAO A k . T A k, .
O q A , ? I , NAO ? x A , NAO x x z , .154 T :
NATO must accelerate efforts to respond to the danger of cyber-attacks by protecting its own
communications and command systems, helping Allies to improve their ability to prevent and
recover from attacks, and developing an array of cyber defence capabilities aimed at effectivedetection and deterrence.155
I z x NAO, , , . I , , q , -q . A , , , q -, NAO, ,, .
T NAO C D C NAO , , -k.156 T :
It should be supported by a well-dened cyber defence and intelligence information exchange;
it should be standardized to the maximum extent to meet any common requirements and be
independent from any specic implementation; and,
it should be derived from NATOs evolving cyber defence policy, which will dene respective roles in
managing the NATO network, especially in case of cyber-attacks.157
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T, , q :
What is freedom of access in cyberspace? How can it be assured for those who use it responsibly, but
defended against those who seek to limit or deny it?
How do we prepare to function at all levels, in the event that we lose access to cyberspace?
How much does cyberspace need to be regulated? Where is the proper balance between an open
internet and a secure internet?
How do nations develop (and share with NATO) network monitoring and intrusion detection
capabilities that can be used to positively attribute attacks in cyberspace? How do we categorize levels of attack in cyberspace, and how do we determine the appropriate level
of response? Who should retaliate, how, and with what authority?
Among all the architects, providers, and users in every sector of cyberspace, who has the right or
responsibility to defend themselves, and how?
What are the norms, best practices, and regulations we want to support and promote across the cybe
domain?
I , ; k
.
thucydides, HistoryoftHe PeloPonnesian War, booK iii
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ConClusion
A R A
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G C
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G C , , , k z . D , , , , , ,
. T NAO k , , C. I , , C, . T , , q . T, k C
, q x.
M C , . W , , . T , , x, k z. I , ad hoc, . U, , k . W , , -k. W , , , , .
T , , -k, -, k C - , - q. M x . W q G A S M x, . T NAO k k UN EU, k x .W , : , . M, A ,k , ,, , , .
E - C , q. T, G C k- k , , .T A x, x, , , . NAO, z , . R Bz, R, I, C (BRIC), j k G C, , C , .158
H, M U , , , . T , , , , - . W G-20 k- C, j z . Lk , . I , x, k .
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B , x C. I, , , -z k NAO, UN, EU, NGO, , k C. T C, , . T x , x, . R - , - .
T , k . A / C A. F , q NAO :
Do we have the right doctrine and policy?
Do we have contingency plans and do we exercise those plans?
Do we conduct planning scenarios and table-top war games with our Joint Force Commanders based
on access to the Commons?
If yes, are defence planners evaluating the results and considering the capabilities required to conduct
such operations in complex environments far from home?
Do our maritime forces have the right Rules of Engagement and capabilities required to forcibly open
closed strait or canal?
Are our regular and special forces properly networked and integrated?
Do we know how to operate, lead, and empower a complex network a diverse collection of
organizations, personalities, and cultures to accomplish assigned roles and missions?
Are we prepared to operate without support from space or cyberspace, without GPS and without
global communications? One of the conclusions of our report is that in todays complex environment,
our highly networked forces lose access to the network, the mission may be jeopardized.
Are NATO forces prepared to operate in an environment where they are denied access to and use of
the Global Commons?
T q. NAO C k , , . S , k , A , j , -T .
I , jW z x x ,
k. W G C . I M-NEx 7 k k, .
TAssured Access to the Global Commons j A SC. B A k C, NAO k 21 .
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I , . C G C. W ,, x NAO, , , , . F, NAO NAO A. F, , , .
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Wir leben alle unter dem
gleichen Himmel, aber wirhaben nicht alle den gleichen
Horizont.
A k, z.
-KonrAd AdenAuer
chAncellorofthe federAl republicof GermAny (1949-1963)
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exeCutive summary
1 Fk H, T M C N-M E, Contested Commons: Te Future of American Powerin a Multipolar World, C N A S, J 2010: . 51; ://..////CNAS%20C%20C_1.
2 I.
introduCtion
3 G H, : A A, Dk N, Hk F, R D, L W II,., Crosscutting Issues in International ransformation (W, D.C.: N D U P, 2009), . 10.
4 S J. Bk, Te Global Commons: An Introduction (W, D.C.: I P), . 6.5 T , x
C NAO .
maritime
6 W K, H P F U.S.-C G, G F A TC,National Public Radio, 18 J 2011; ://..///.?I=133029198
7 S S F, V V W S; ://..///8 H, T M C N-M E.9 A M S, Ax 1, C-M(2011)0023, 18 M 2011: . 1-2, . 5.10 G , O L W P, 1625 T Y W
.11 J Kk, I L R, S J, ., Securing Freedom in the Global Commons (S: S
U P, 2010), . 51.12 F , ; , . C
, . Kk, I L R, . 51.13 I., . 52.14 J, , U S x ; C
, , .15 A M S: . 1-4, . 11.16 D A. Rz, T E N E?NAO Review (2010); ://..///2010/M_
S/EN/x.17 A M S: . 1-3, . 9, 10.18 T
, .19 NAO M C, AC k, Nk, V, 30 S 2010; ://
.../-
endnotes
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U N C L S, 30 A 1982, UN D. A/CONF.62/122 (1982), 10 D 1982,1833 U.N..S. 3, 397, 21 I.L.M. 1261 (1982) ( 16 N 1994), U N, N Yk.
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(OECD), P, M 2004: . 1; ://..//29/8/31839546.30 A M S: . 1-2, . 6.31 M S, H D P: S S, ime, 22 A 2009; ://..///
/0,8599,1893032,00.32 T M I, M, S.33 G C: A P, x AC k, S, 15 N 2010; ://
../-
34 T I M B: H-k , IMB, ICCC C S, 17 J 2011: ://.-.//429--k--------
35 A A G , k . T . J S M Rz, F A C P K,ABC News, 22 F 2011; ://../I/--k----jk/? =12971097
36 J B, US 11 S V, imes of London, 24 A 2010; ://..k/////7106414.
37 I.38 J M. G, S K jk , , Los Angeles imes, 21 J 2011,; ://.
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S] 27 A 2010, S/RES/1918 (2010).
40 S , Radio Netherlands, 9 D 2010; ://../-j/-----
41 S C C 2007: S R, I P C C (IPCC), G:; ://./__/4///.
42 T , , R, U S, C, N, Dk.43 R A C C W NAO, UPI.com, 2 O 2009: ://../_N/2009/10/02/
R-A-C---NAO/UPI-55371254525955/44 I.45 A M S: . 1-1, . 2.46 I.: . 1-1, . 1.47 I.: . 1-4, . 11.
air
48 M R, A S, Securing Freedom in the Global Commons, S J, . (S: S UP, 2010), . 132.
49 I.50 Kk, I L R, . 57.51 E (.., ) (.., )
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53 F NAO A P M C, - JAPPC , Kk, G, 13-15O 2010.
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I O 2008, EUROCONROL P R C, B, B, 31 O 2008;://..///__k/__k_.
59 A NAO , NAO .60 T , .61 T N M S U S A, , 2010: . 16.62 R, A S, . 136-7.63 N R W S H M S C, Homeland Security Newswire, 28 A 2010.64 F SAM C W, S A M S I A
D S, A P A, 16 D 2010: ://../-.65 R, A S, . 141.
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66 P G A S Ex U O S, I M O C B (k O S ), UN GA 2222 (XXI); ://...//SL/.
67 T F Aq I 100k, K L, k. UK M S P, J 2010: . 1-1, 1-2, . 104.
68 C B D. Z, USAF, C S: T R F S P T, High Frontier3,. 4 (2007): . 63-66; ./~z/.
69 T S R 2010, S F, . 62, 77. 2009 . I 2011.
70 J R, T R C-B M A S S, R 28,E S P I (ESPI), S 2010: . 5.
71 S O S .72 Kk, I L R, . 59-60.73 F - , S S D UN
I U : ://../IU-R///74 Mj S S, USAF, W NAO P S?JAPCC Journal7 (2008): . 38.75 I.76 S D J, J L, H. Bk S, Bz, D G, A D W S: N
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78 S ESA : ://../SPECIALS/A_ESA/SEMW16ARR1F_0.79 R D S, XIX, L, 1 D 2009:
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2009: T UN S P UN x .... k... U N .... UN S P, A/AC. 105/2009/CRP.12, UNC P U O S, 52 , 3-12 J 2009: . 4; ..////AC105_2009_CRP12E.
82 S R E S P: ESA D G P E S P, ESAC, T N, 2007.
83 I., . 3.84 N S S U S, J 2011: . 3.85 B J, NASA R US , Te Guardian, 12 F 2009; ://.
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88 S W: E B: S : C - , , Te Economist, 9 D 2010; ://..//17647639?_=17647639
89 R, T R : . 35.90 I.: 37.91 I 2010, U.S. A F $214 USD - S F
S- , U.S. N, k 10 U S. S, A F P k 21,000 P.
92 F, M C R - N K I,
k 25 . D M. G, W B M L C: T MP B,Arms Control oday (D 2009); ..//2009_12/G93 R, T R : . 36.94 S W: E B: S : C -
, , Te Economist, 9 D 2010; ://..//17647639?_=17647639 S W: E B.
95 I.96 I.97 C U, 7 F 2011, Chinascope[ Q J 10 D 2010]
B-4; ://..////3291/9298 R, T R : . 38.99 P B. S, IU I I H S J, Space News, 26 M 2010; P B. S, T
A L J S S, Space News, 25 F 2011.100 T x U.S. A F S C, N AFB N. S
2022, x . S , A F S C , 27 M 2010; ://...//.?=123206668.
101 T C W , x, , - z.G F, P P, T A. P, F A, N D,IEEE Spectrum (C AC, E, E S) 37, . 3 (M 2000); ://..///-.
102 T . S, , E M, D, O SCz, U.S. C C, A D W S, k P D F, U.S.C C, 16 O 2008; ://...///2008-10-.
103 T UK M S P, . 205..(3): O R R S, D, C, DC, UK M D, J 2010: . 2-6.
104 A - x, Le Monde, 8 F 2011; ://..//2011/02/08/1477152.
105 SDA , x 60% E . SDA N P Cj S M 300 S, Space Daily, 24 J 2011;..//SDA_N_P_Cj_S_F_M_T_300_S_999.
106 L. C. S, : RC S P ISAF, 30 N 2010.107 R, T R : . 61.108 T ESA C C O S A C E U 11
O 2010. I : ://..////EU_____O_2010.
Cyber
109 S W G , B C. I G Neuromancer(1984).110 S B M. L, V G. C, D D. Ck, R E. K, L Kk, D C. L,
J P, L G. R, S W, A B H I, I S; ://..///.#I_C
111 Uk q , B-L, W , k . H Hx Mk L (); Hx P (); URL. S MI : ://..///.
112 U M I S 2010, , I U (IU), G://../IU-D////2010/M/MIS_2010_S_E.
113 Wk, , , U.S. F, , q C. J W, Wk,
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Te Daily Show with Jon Stewart, 5 J 2011; ://..//-j-5-2011/
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115 Wkk , , k . T q 250 U.S. S D . Wkk:NAO B P A R,Euronews, 7 D 2010; ://../2010/12/07/kk------/
116 R S, V k O Wkk C B,Wired, 9 D 2010; ://...k/
//2010-12/09/-k--kk-117 A z JS , - k j . T j k j k. T , , . R S, J P-Wkk Ak E Ck B, Wired,13 D 2010; ://...k///2010-12/09/-k--kk-
118 G C: A P P, F R x AC k, S, 15 N 2010;://.../-
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120 M W, I x, , Te Guardian, 9 J 2010; ://...k//2010/j/09/---
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125 Wkk: NAO B P.126 D NAO C D C, Ax A SH/J6/COI/07-203139 I-3/-1162/S: NU, 4 O 2007.127 I.: . 9-11.128 H 1016 . R Kz, Te Singularity is Near(N
Yk: P G, 2005), . 125.129 T C N C I, W H, W, D.C. [ ]: . 2-3; ://.
.//---130 D NAO C D C: . 10-11.131 I: . 2-2.132 NAO C C, F R AC k, C C D C
Ex, , E, 19 O 2010; ://.../-133 I. A , E , J 24 ,
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E . T M.135 J Mk, V S S L C 103 C,New York imes, 28 M 2009.136 J Hk, C W C P: I NAO D, Research Paper no. 62, R D, NAO
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140 A , k.
141 S W, C G C , BBC News, 3 F 2011; ://...k////-/2///9386445.. Hk, C W C P: . 1.
142 W, C W G C C.143 S M. H, T O T: S W W C W? Te New Yorker, 1 N 2010.144 I.145 G S A, NAO S A C , NAO B C,New York
imes, 27 F 2011.
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146 V MC, NAO, IBM Ex P C C & C,Integration Developer News, 7 J2011.
147 I.148 C k
.149 Hk, C W C P, . 3.150 D NAO C D C: . 9.151 I.152 S C D S M N A O,
L 20 N 2010: 19, 8 11.
153 Hk, C W C P, . 9.154 S NAO C D P A; ://..////_49193.155 NAO 2020: A S; D E: A R G Ex N
S C NAO, 17 M 2010; ://..////_x_63654.156 S D A C-k NAO : ://..////_49193.157 D NAO C D C: . 5.158 NAO G C: G P, W, D.C., 3 F 2011. T AC
k ; ://.../-
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partiCipantsand Contributors
A NkASEAN S CAA C U SB M DBBC N A SC I, R AC N AC S & I SC SC I LC R A IC C G A
C J O S CEC C D CEC S C A PC F RD R OD F NAOD k EDD RkD, C D CD A VE A USA
E C USAE F USAE F USAE I USAE J USAE P USAE S USAE Cz R USAE N USAE S AE S P I
E U S CF M DF UG M DG S & G SH C S SH FIBM - N B.V.IBM - SI R Sq E M
J A P C C
Mk L, LM I MM S NAO
M R F NAOM Uk EU
N D U, USAN M I
N S C SN S C, USA
N S S ONAO A C
NAO C3 ANAO CC A RNAO D C
NAO HQ ESCDNAO WN W D C
N I S AP R I O
P R C M EUPj 2049 I
QQ GRAND C
R I ER A M NAO
R U S I
S. Rj S I SS AB
S A I S, JHUS M S NI C
S W FS D A
S AS M D
S I D CS I
Sk I P R I
T Gk S CU S M NAO
U BU P
US A W CUS C G
US D DUS D S
US N W CUS-CRES
USS E
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