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Page 1: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ
Page 2: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ
Page 3: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

CALIFORNIA FISHERIES FUND, INC. 26-0873741

X

ATTACHMENT 1

X

X

202,715. 0. 142,913.

ATTACHMENT 2

202,715.

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 3

Page 4: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

If "Yes,"complete Schedule A

Schedule B, Schedule of Contributors

If "Yes," complete Schedule C, Part I

If "Yes," complete Schedule C, Part II

If "Yes," complete Schedule C,Part III

If"Yes," complete Schedule D, Part I

If "Yes," complete Schedule D, Part IIIf "Yes,"

complete Schedule D, Part III

If "Yes," complete Schedule D, Part IV

If "Yes," complete Schedule D, Part V

If "Yes,"complete Schedule D, Part VI

If "Yes," complete Schedule D, Part VII

If "Yes," complete Schedule D, Part VIII

If "Yes," complete Schedule D, Part IXIf "Yes," complete Schedule D, Part X

If "Yes," complete Schedule D, Part XIf "Yes," complete

Schedule D, Parts XI and XIIIf

"Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optionalIf "Yes," complete Schedule E

If "Yes," complete Schedule F, Parts I and IV

If "Yes," complete Schedule F, Parts II and IV

If "Yes," complete Schedule F, Parts III and IV

If "Yes," complete Schedule G, Part I

If "Yes," complete Schedule G, Part II

If "Yes," complete Schedule G, Part III

CALIFORNIA FISHERIES FUND, INC. 26-0873741

XX

X

X

X

X

X

X

X

X

X

X

X

XX

X

X

X X X

X

X

X

X

X

X

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 4

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(continued)

If "Yes," complete Schedule H

If "Yes," complete Schedule I, Parts I and II

If "Yes," complete Schedule I, Parts I and III

If "Yes," complete Schedule J

If "Yes," answer lines 24bthrough 24d and complete Schedule K. If "No," go to line 25a

If "Yes," complete Schedule L, Part I

If "Yes," complete Schedule L, Part I

If "Yes," complete Schedule L, Part II

If "Yes," complete Schedule L, Part III

If "Yes," complete Schedule L, Part IVIf "Yes," complete

Schedule L, Part IV

If "Yes," complete Schedule L, Part IVIf "Yes," complete Schedule M

If "Yes," complete Schedule MIf "Yes," complete Schedule N,

Part IIf "Yes,"

complete Schedule N, Part II

If "Yes," complete Schedule R, Part IIf "Yes," complete Schedule R, Part II, III,

or IV, and Part V, line 1

If "Yes," complete Schedule R, Part V, line 2

If "Yes," complete Schedule R, Part V, line 2

If "Yes," complete Schedule R,Part VI

CALIFORNIA FISHERIES FUND, INC. 26-0873741

X

X

X

X

X

X

X

X

X

X

X

X X

X

X

X

X

X X

X

X

X

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 5

Page 6: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

e-file

If "No" to line 3b, provide an explanation in Schedule O

If "No," provide an explanation in Schedule O

CALIFORNIA FISHERIES FUND, INC. 26-0873741

10.

X

0.

X

X

X X

X

X

X

X X

X

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 6

Page 7: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

For each "Yes" response to lines 2 through 7b below, and for a "No"response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

If "Yes," provide the names and addresses in Schedule O(This Section B requests information about policies not required by the Internal Revenue Code.)

If "No," go to line 13

If "Yes,"describe in Schedule O how this was done

(explain in Schedule O)

CALIFORNIA FISHERIES FUND, INC. 26-0873741

X

6

0.

X

X X X X

X

X

XX

X

X

X

X

X

XXX

X X

X

CA,

X X

JOHN MCGEEHAN, 257 PARK AVENUE SOUTH, NEW YORK, NY 10010 212-505-2100

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 7

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

DAVID FESTA 4.00PRESIDENT 36.00 X X 0. 323,699. 35,228.CYNTHIA HALLENBECK 2.00TREASURER 38.00 X X 0. 256,022. 28,155.LAURENCE BAND 2.00DIRECTOR 0. X 8,500. 64,013. 0.TIMOTHY PATRICK FITZGERALD 2.00DIRECTOR 35.00 X 0. 103,777. 31,616.PHOEBE REBECCA HIGGINS 25.00DIRECTOR 12.00 X 0. 103,492. 12,325.AMANDA LELAND 2.00DIRECTOR 38.00 X 0. 261,036. 44,861.

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 8

Page 9: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

(continued)

If "Yes," complete Schedule J for such individual

If “Yes,” complete Schedule J for suchindividual

If “Yes,” complete Schedule J for such person

CALIFORNIA FISHERIES FUND, INC. 26-0873741

8,500. 1,112,039. 152,185.0. 0. 0.

8,500. 1,112,039. 152,185.

0.

X

X

X

0.

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 9

Page 10: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

CALIFORNIA FISHERIES FUND, INC. 26-0873741

67,500.

67,500.

LOAN ORIGINATION FEE 900099 9,201. 9,201.

9,201.

133,712. 133,712.

0.

0.

0.

600.

600.

600. 600.

0.

0.

0.

MISCELLANEOUS INCOME 900099 20. 20.

20.

211,033. 142,913. 620.

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 10

Page 11: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).

Do not include amounts reported on lines 6b, 7b,8b, 9b, and 10b of Part VIII.

CALIFORNIA FISHERIES FUND, INC. 26-0873741

X

0.

0.

0.0.

0.

0.122,752. 122,752.

0.31,657. 31,657.

0.

0.0.

6,000. 509. 5,491.0.0.0.

30,809. 30,809.ATCH 30.

2,741. 2,741.1,772. 1,772.

0.8,610. 8,610.3,420. 3,420.

0.267. 267.

0.0.0.0.

SUBSCRIPTIONS & DUES 178. 178.

208,206. 202,715. 5,491.

0.

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 11

Page 12: AAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAAA · AAAAAAAAAAAAAAAAAAAAAA ,VWKHUHDQ\RIILFHU GLUHFWRU WUXVWHH RUNH\HPSOR\HHOLVWHGLQ3DUW9,, 6HFWLRQ$ ZKRFDQQRWEHUHDFKHGDW WKHRUJDQL]DWLRQ

CALIFORNIA FISHERIES FUND, INC. 26-0873741

437,967. 353,422.1,205,052. 832,513.

0. 0.0. 0.

0. 0.

0. 0.1,868,032. 2,164,671.

0. 0.0. 0.

0. 0.0. 0.0. 0.0. 0.0. 0.0. 0.

3,511,051. 3,350,606.12,707. 11,376.

3,358,086. 3,201,983.0. 0.0. 0.0. 0.

0. 0.0. 0.0. 0.

27,808. 20,647.3,398,601. 3,234,006.

X

112,450. 116,600.0. 0.0. 0.

112,450. 116,600.3,511,051. 3,350,606.

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 12

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

211,033.208,206.

2,827.112,450.

1,323.0.0.0.0.

116,600.

X

X

X

X

X

X

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 13

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www.irs.gov/form990

CALIFORNIA FISHERIES FUND, INC. 26-0873741

X

X

X

1

ATTACHMENT 1

202,715.

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 14

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 15

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

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If No, describe in Part VI how the supported organizations are designated. If designated byclass or purpose, describe the designation. If historic and continuing relationship, explain.

If Yes, explain in Part VI how the organization determined that the supportedorganization was described in section 509(a)(1) or (2).

If Yes, answer(b) and (c) below.

If Yes, describe in Part VI when and how theorganization made the determination.

If Yes, explain in Part VI what controls the organization put in place to ensure such use.If

Yes, and if you checked 11a or 11b in Part I, answer (b) and (c) below.

If Yes, describe in Part VI how the organization had such control and discretiondespite being controlled or supervised by or in connection with its supported organizations.

If Yes, explain in Part VI what controls the organization usedto ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B)purposes.

If Yes,answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EINnumbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action;(iii) the authority under the organization's organizing document authorizing such action; and (iv) how the actionwas accomplished (such as by amendment to the organizing document).

If Yes, provide detail in Part VI.

If Yes, complete Part I of Schedule L (Form 990 or 990-EZ).

If Yes, complete Part I of Schedule L (Form 990 or 990-EZ).

If Yes, provide detail in Part VI.

If Yes, provide detail in Part VI.

If Yes, provide detail in Part VI.

If Yes, answer 10b below.(Use Schedule C, Form 4720, to

determine whether the organization had excess business holdings.)

CALIFORNIA FISHERIES FUND, INC. 26-0873741

X

X

X

X

X

X

X

X

X

X

X

X

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 17

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(continued)

If “Yes” to a, b, or c, provide detail in Part VI.

If "No," describe in Part VI how the supported organization(s) effectively operated, supervised, orcontrolled the organization’s activities. If the organization had more than one supported organization,describe how the powers to appoint and/or remove directors or trustees were allocated among the supportedorganizations and what conditions or restrictions, if any, applied to such powers during the tax year.

If "Yes," explain in PartVI how providing such benefit carried out the purposes of the supported organization(s) that operated,supervised, or controlled the supporting organization.

If "No," describe in Part VI how controlor management of the supporting organization was vested in the same persons that controlled or managedthe supported organization(s).

If "No," explain in Part VI howthe organization maintained a close and continuous working relationship with the supported organization(s).

If "Yes," describe in Part VI the role the organization’ssupported organizations played in this regard.

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):Complete line 2 below.

Complete line 3 below.Describe in Part VI how you supported a government entity (see instructions).

Answer (a) and (b) below.

If "Yes," then in Part VI identifythose supported organizations and explain how these activities directly furthered their exempt purposes,how the organization was responsive to those supported organizations, and how the organization determinedthat these activities constituted substantially all of its activities.

If "Yes," explain in Part VI thereasons for the organization’s position that its supported organization(s) would have engaged in theseactivities but for the organization’s involvement.

Answer (a) and (b) below.

Provide details in Part VI.

If "Yes," describe in Part VI the role played by the organization in this regard.

CALIFORNIA FISHERIES FUND, INC. 26-0873741

XXX

X

X

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 19

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(continued)

CALIFORNIA FISHERIES FUND, INC. 26-0873741

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 20

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

ATTACHMENT 1SCHEDULE A, PART I - INFORMATION ABOUT SUPPORTED ORGANIZATIONS

(III) TYPE OF (IV) (V) AMOUNT OF (VI) OTHER

(I) NAME OF SUPPORTED ORGANIZATION (II) EIN ORGANIZATION YES NO SUPPORT SUPPORT AMOUNT

ENVIRONMENTAL DEFENSE FUND, INC. 11-6107128 7 X 202,715. 0.

TOTAL AMOUNT OF SUPPORT 202,715. 0.

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www.irs.gov/form990

CALIFORNIA FISHERIES FUND, INC. 26-0873741

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(continued)

(Column (d) must equal Form 990, Part X, column (B), line 10c.)

CALIFORNIA FISHERIES FUND, INC. 26-0873741

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 27

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(Column (b) must equal Form 990, Part X, col. (B) line 12.)

(Column (b) must equal Form 990, Part X, col. (B) line 13.)

(Column (b) must equal Form 990, Part X, col. (B) line 15.)

(Column (b) must equal Form 990, Part X, col. (B) line 25.)

CALIFORNIA FISHERIES FUND, INC. 26-0873741

DUE TO AFFILIATES 20,647.

20,647.

X

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 28

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(This must equal Form 990, Part I, line 12.)

(This must equal Form 990, Part I, line 18.)

CALIFORNIA FISHERIES FUND, INC. 26-0873741

212,356.

1,323.

1,323.211,033.

211,033.

208,206.

208,206.

208,206.

SEE PAGE 5

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 29

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(continued)CALIFORNIA FISHERIES FUND, INC. 26-0873741

PART X, LINE 2:

CALIFORNIA FISHERIES FUND, INC. (THE "REPORTING ORGANIZATION") IS SUBJECT

TO THE PROVISIONS OF THE FINANCIAL ACCOUNTING STANDARDS BOARD'S (THE

"FASB") ACCOUNTING STANDARDS CODIFICATION ("ASC") 740, "INCOME TAXES",

RELATING TO ACCOUNTING AND REPORTING FOR UNCERTAINTY IN INCOME TAXES. FOR

THE REPORTING ORGANIZATION, THESE PROVISIONS COULD BE APPLICABLE TO THE

INCURRENCE OF UNRELATED BUSINESS INCOME TAX ATTRIBUTABLE TO CERTAIN OF

THE REPORTING ORGANIZATION'S INVESTMENTS. HOWEVER, DUE TO THE REPORTING

ORGANIZATION'S GENERAL TAX-EXEMPT STATUS, MANAGEMENT BELIEVES ASC 740 HAS

NOT HAD, AND IS NOT EXPECTED TO HAVE, A MATERIAL IMPACT ON THE REPORTING

ORGANIZATION'S CONSOLIDATED FINANCIAL STATEMENTS.

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www.irs.gov/form990

CALIFORNIA FISHERIES FUND, INC. 26-0873741

XXX

XX

XX

X

X

9444LQ 702V 5/26/2017 9:46:38 AM V 15-7.18 0311475 PAGE 31

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CALIFORNIA FISHERIES FUND, INC.

26-0873741

DAVID FESTA

0.

0.

0.

0.

0.

0.

0.

PRESIDENT

253,699.

0.

70,000.

21,131.

14,097.

358,927.

0.

CYNTHIA HALLENBECK

0.

0.

0.

0.

0.

0.

0.

TREASURER

246,022.

10,000.

0.

21,250.

6,905.

284,177.

0.

AMANDA LELAND

0.

0.

0.

0.

0.

0.

0.

DIRECTOR

261,036.

0.

0.

22,116.

22,745.

305,897.

0.

9444LQ 702V

5/26/2017

9:46:38 AM

V 15-7.18

0311475

PAGE 32

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CALIFORNIA FISHERIES FUND, INC.

26-0873741

PART I, LINE 1A:

ENVIRONMENTAL DEFENSE FUND, INC. ("EDF"), A RELATED 501(C)(3)

ORGANIZATION, PAID COMPENSATION TO DAVID H. FESTA, VICE PRESIDENT OF ECO

SYSTEMS, WHO RECEIVED A REPORTABLE HOUSING ALLOWANCE OF $70,000 WHICH IS

REFLECTED ON PART II, COLUMN B(III).

PART I, LINE 3:

ENVIRONMENTAL DEFENSE FUND, INC. ("EDF"), A RELATED 501(C)(3)

ORGANIZATION, PAID COMPENSATION TO THE REPORTING ORGANIZATION'S TOP

MANAGEMENT OFFICIAL. EDF HAS ESTABLISHED THE COMPENSATION OF THE TOP

MANAGEMENT OFFICIAL USING COMPENSATION COMMITTEE, INDEPENDENT

COMPENSATION COMMITTEE, FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION

SURVEY OR STUDY, AND APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE.

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5/26/2017

9:46:38 AM

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0311475

PAGE 33

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

FORM 990, PART VI, SECTION A, LINE 7A:

UNDER CALIFORNIA FISHERIES FUND, INC.'S ("CFF") BYLAWS THE BOARD OF

DIRECTORS OF ENVIRONMENTAL DEFENSE FUND, INC. ("EDF"), A RELATED

501(C)(3) ORGANIZATION, HAS THE RIGHT TO ELECT ALL MEMBERS OF CFF'S BOARD

OF DIRECTORS AND THE RIGHT TO FILL ANY VACANCIES ON CFF'S BOARD.

FORM 990, PART VI, SECTION A, LINE 7B:

UNDER CALIFORNIA FISHERIES FUND, INC.'S ("CFF") BYLAWS THE BOARD OF

DIRECTORS OF ENVIRONMENTAL DEFENSE FUND, INC. ("EDF"), A RELATED

501(C)(3) ORGANIZATION, MAY REMOVE ANY DIRECTORS OF CFF AND THE

PROVISIONS OF CFF'S BYLAWS RELATING TO CFF'S BOARD OF DIRECTORS MAY NOT

BE AMENDED WITHOUT THE PRIOR WRITTEN CONSENT OF THE EDF BOARD.

FORM 990, PART VI, SECTION B, LINE 11B:

THE FORM 990 IS PREPARED BY A NATIONALLY RENOWNED ACCOUNTING FIRM IN

CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT AND MEMBERS OF

SENIOR MANAGEMENT. THE AUDIT COMMITTEE THEN REVIEWS ANY SIGNIFICANT

ISSUES OR JUDGEMENTS RELATING TO DISCLOSURES IN THE REPORTING

ORGANIZATION'S FORM 990. AFTERWARDS, A COPY OF THE DRAFT FORM 990 IS

CIRCULATED TO THE FULL BOARD OF DIRECTOR FOR DISCUSSION AND COMMENT PRIOR

TO ITS FILING WITH THE IRS.

FORM 990, PART VI, SECTION B, LINE 12C:

IT IS THE RESPONSIBILITY OF ALL DIRECTORS AND EMPLOYEES OF THE

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

ORGANIZATION TO FAMILIARIZE THEMSELVES WITH THE CONFLICTS OF INTEREST

POLICY AND TO ENSURE COMPLIANCE OF RELATED PARTIES WITH IT. IN ADDITION

TO THE DISCLOSURES REQUIRED BY THIS POLICY, EACH DIRECTOR AND EMPLOYEE IS

ANNUALLY PROVIDED WITH A STATEMENT TO COMPLETE AND RETURN INDICATING THAT

THEY HAVE READ, UNDERSTAND AND ARE IN COMPLIANCE WITH THIS POLICY.

DIRECTORS WHO KNOWINGLY OR UNKNOWINGLY VIOLATE THE POLICY ARE SUBJECT TO

CENSURE OR REMOVAL AT THE DISCRETION OF THE BOARD OF DIRECTORS. EMPLOYEES

WHO KNOWINGLY OR UNKNOWINGLY VIOLATE THE POLICY WILL BE SUBJECT TO

DISCIPLINARY ACTION, INCLUDING POSSIBLE DISMISSAL.

FORM 990, PART VI, SECTION B, LINES 15A AND 15B:

THE ORGANIZATION DOES NOT COMPENSATE ANY OFFICER OR KEY EMPLOYEE.

FORM 990, PART VI, SECTION C, LINE 19:

THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST

POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.

ATTACHMENT 1FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION

THE CALIFORNIA FISHERIES FUND IS A PUBLIC-PRIVATE-NONPROFIT

PARTNERSHIP THAT PROVIDES LOANS TO SUPPORT THE ENTIRE SEAFOOD SUPPLY

CHAIN, FROM FISHERMAN TO DOCKSIDE FISH BUYERS TO PROCESSORS AND

DISTRIBUTORS. THESE INVESTMENTS ARE STIMULATING NEW JOBS AND COASTAL

COMMUNITIES, AND ALIGNING THE ECONOMIC INTERESTS OF FISHING

COMMUNITIES WITH OCEAN CONSERVATION AND STEWARDSHIP GOALS.

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

ATTACHMENT 2

FORM 990, PART III - PROGRAM SERVICE, LINE 4A

THE CALIFORNIA FISHERIES FUND ("CFF") HELPS FISHERMAN PURCHASE,

EQUIPMENT, DEVELOP, FISHING PORT INFRASTRUCTURE, AND CREATE AND

IMPLEMENT NEW BUSINESS PLANS FOR BRINING ECO-FRIENDLY FISH TO NEW

MARKETS. CALIFORNIA FISHERMEN ARE FACING CHALLENGING ECONOMIC

TIMES, A CREDIT CRUNCH AND LIMITED ACCESS TO FISHING STOCKS, AT A

TIME WHEN CONSUMER DEMAND FOR SUSTAINABLE SEAFOOD CONTINUES TO

GROW. TO MEET THE RISING DEMAND FOR ECO-FRIENDLY SEAFOOD AND TO

GROW OUR FISHING ECONOMY, CFF IS INVESTING IN INNOVATIVE AND

ENVIRONMENTALLY-FRIENDLY SEAFOOD BUSINESSES IN CALIFORNIA. THE CFF

INVESTS AT EVERY STAGE IN THE SUPPLY CHAIN, FROM THE FISHERMEN, TO

THE DOCKSIDE FISH BUYER, TO THE PROCESSOR AND DISTRIBUTOR.

FISHERIES UNDERGOING INNOVATIVE MANAGEMENT PROGRAMS THAT LAY THE

GROUNDWORK AND ENVIRONMENTAL RECOVERY ARE PARTICULARLY RIPE FOR

INVESTMENT. CFF BORROWERS WILL HELP TO DEVELOP A MARKET FOR

ECO-FRIENDLY SEAFOOD CAUGHT IN CALIFORNIA WATERS AND IN TURN HELP

TO CREATE NEW FISHING INDUSTRY JOBS.

ATTACHMENT 3

FORM 990, PART IX - OTHER FEES

(A) (B) (C) (D)TOTAL PROGRAM MANAGEMENT FUNDRAISING

DESCRIPTION FEES SERVICE EXP. AND GENERAL EXPENSES

OTHER PROFESSIONAL FEES 30,809. 30,809. 0. 0.

TOTALS 30,809. 30,809. 0. 0.

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CALIFORNIA FISHERIES FUND, INC.

26-0873741

CALIFORNIA FISHERIES FUND, INC.

26-0873741

ENVIRONMENTAL DEFENSE FUND, INC.

11-6107128

257 PARK AVENUE

NEW YORK, NY 10010

ENVIRONMENTAL

NY

501(C)(3)

7N/A

XENVIRONMENTAL DEFENSE ACTION FUND

90-0080500

257 PARK AVENUE

NEW YORK, NY 10010

ADVOCACY

NY

501(C)(4)

N/A

N/A

XENVIRONMENTAL DEFENSE FUND DE MEXICO, AC

REVOLUCIÓN NO. 345

LA PAZ, MX CP 23000

OCEAN PRESER.

MX

N/A

N/A

N/A

XENVIRONMENTAL DEFENSE FUND EUROPE

6-10 BOROUGH HIGH STREET

LONDON, SE1 9QQ UK

OCEANS/ENERGY

UK

N/A

N/A

N/A

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CALIFORNIA FISHERIES FUND, INC. 26-0873741

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