รอบด านตลาดหุ น 23 กันยายน...

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รอบดานตลาดหุน

23 กันยายน 2559

What’s in store? � วิเคราะหตลาดและแนวโนม: คุณวิกิจ ถิรวรรณรัตน

Hope for Window dressing

� สรุปผลตอบแทนหลักทรัพย: นักวิเคราะหทางดานกลยุทธ

� รายงานวันนี:้ นักวิเคราะหทางดานพ้ืนฐาน

COM (BUY Bt12.5) Triple 7

TSE (BUY Bt6.3) ลงทุนโรงไฟฟาชีวมวล หนุนกําไรระยะยาว

� ปฏิทินหุน: ขอมูลจากตลาดหลักทรัพยฯ

� Derivative Warrants: ขอมูลจากตลาดหลักทรัพยฯ

� วิเคราะหทางเทคนิค: คุณธนรัตน อิศรกุล

สรุปภาวะตลาด 22 กนัยายน 2559

ดัชนีตลาดหลักทรัพยไทย เปล่ียนแปลง

% การเปล่ียนแปลง

1วนั

% การเปล่ียนแปลง

YTD 1505.99 18.82 1.27% 1.53% มูลคาการซ้ือขาย (ลานบาท) 46,459.72

ยอดการซื้อขาย (ลานบาท)

ซื้อ ขาย สุทธิ Institution 4,401.7 3,288.9 1,112.8 9% 7% Proprietary Trading 6,767.8 5,261.1 1,506.7 15% 11% Foreign 14,565.9 12,558.5 2,007.4 31% 27% Retail 20,724.4 25,351.3 -4,626.9 45% 55%

5 อันดับหลักทรัพยที่มยีอดซื้อขายสูงสุด

หลักทรัพย ราคาปด เปล่ียนแปลง (บาท)

ยอดซื้อขาย (ลานบาท)

CPF 33.00 1.00 1,875 PTT 337.00 4.00 1,808 KBANK 191.00 2.50 1,803 CPALL 61.75 2.00 1,713 SCB 154.00 2.00 1,461

การเคล่ือนไหวของดัชนีรายกลุม กลุม ปด % เปล่ียนแปลง Commerce 34,826.39 2.43 Electronics 1,897.89 2.04 Bank 507.37 1.71 Packaging 3,999.18 1.66 Food 13,899.39 1.61 Property 277.91 1.51

Finance&Sec. 2,638.49 1.38 SET 1,505.99 1.27 Energy 18,797.68 1.12 Auto 447.41 0.72 ICT 154.64 0.39 Media 59.31 0.12

ดัชนีตางประเทศ

ปด % การ

เปล่ียนแปลง 1วนั % การเปล่ียนแปลง

YTD DJIA 18392.46 0.54 3.14 NASDAQ 5339.52 0.84 12.96 FTSE 6911.40 1.12 5.55 NIKKEI 16807.62 1.91 -3.45 HSKI 23759.80 0.38 -0.41 PCOMP (PH) 7762.35 1.13 6.68 JCI (IN) 5380.26 0.71 2.62 FBKMLCI (MY) 1669.66 0.66 -4.74 FSSTI (SP) 2846.06 -0.16 -15.56 Dubai ($bbl) 44.03 0.85 -17.98 THB/USD 34.62 -0.19 5.06 MLR (BBL)% 6.25 BOT 1DRP% 1.50 CPI (Aug)% 0.29

รอบดานตลาดหุน - 2

Hope for Window dressing

วันนี้คาด SET ขึ้นตอแนวรับ 1,495 จุด ตาน 1,515 จุด รับกระแส Window dressing แนะซ้ือหุนดักโฟลวกองทุนในและตางประเทศ

สัปดาหนี้ คาดแนวรับ 1,460 จุด และ เปนจุด Stop loss สําหรับนักเลนส้ัน แนวตาน 1,490 จุด รับผลการประชุมเฟด 21 กย. ไมขึ้นดอกเบ้ียและธนาคารกลางญ่ีปุนเพิ่ม QE ตามคาด

ปจจัยหนุนท่ีรออยู ส้ินไตรมาส 3 คาดมี Window dressing จากกองทุนท่ีขายไปกอนหนามีเงินรอซ้ือเพียบ และ ชวงนี้ถึงปลายเดือนมีกองทุนเปดออกขายจํานวนมาก

รายเดือน กย. คาดแนวรับ 1,430/1,380 จุด (จากเดิม 1,480/1,460 จุด) แนวตาน 1,510 จุด (จากเดิม 1,480 จุด) กลยุทธแนะนํา ออนตัวซ้ือ สะสมหุนท่ีกําไรผานจุดตํ่าสุดใน 2Q16 และ กําไรจะเรงตัวขึ้นใน 2H16 สวนปจจัยหนุน หุนไทยกลางเดือนเปนตนไป คาดวาแรงซ้ือจากนักลงทุนตางชาติยังดีไมมีตก-MS คาดครึ่งหลังเดือนนี้ ดอลลออนหนุนบาทแข็ง, FTSE Rebalance, Window dressing ฯลฯ

หุนแนะนําวันน้ี แนะหุนถานหินตัวใหญรับโฟลวฝรั่ง: ราคาถานหินเมื่อวานทํานิวไฮในรอบ 2 ป โดยราคา Newcastle Coal spot (ออสเตรเลีย) 72.45 +45% ต้ังแตตนป (YTD) และ BJI $73.95 +4%w-w และ +48% YTD ขณะท่ีราคาหุนเช่ือมโยงอยาง LANNA +38% YTD สวน BANPU +29% YTD

Window dressing: แนะนํา ADVANC สถิติ 5 ป ยอนหลังพบราคาหุนขึ้นเฉล่ีย 1% (ดีสุด +8% และ แยสุด -3%) กอนปดไตรมาส 1 สัปดาห โดยโอกาสขึ้นคิดเปน Probability 58.8% / หุนท่ีกองทุนเพิ่งรายงาน กลต. วาเก็บเพิ่มไปเมื่อเร็วๆนี้ อยางเชน RJH TPBI ฯลฯ

รายงานพ้ืนฐาน BLS วันน้ี (+) COM7 คาดราคาจะปรับตัวขึ้นตอเนื่อง สะทอนผลประกอบการท่ีคาดจะเติบโตสูง โดดเดนกวาท่ีเคยเปน ในชวง 2 ไตรมาสขางหนา จาก 1) การปลดลอคขอจํากัดในการเติบโต โดยการซ้ือ iPhone ตรงจาก Apple เพราะบริษัทจะไดจํานวนเครื่องท่ีบริษัทไดมาขายมากขึ้น (เดิมตองรอการจัดสรรมาจากคนกลาง) และยังชวยหนุนมารจ้ินใหเพิ่มขึ้นอีกดวย 2) คาดไทยจะเกาะกระแสความนิยม iPhone7 Plus ฟเจอรใหมกลองคู ตามตลาดโลก ท่ีผานมาเปดตัวในหลายประเทศแลวสินคาไมพอขาย 3) คาดบริษัทจะได Market share ของยอดขาย Apple เพิ่มขึ้นจากแผนการ Re-Branding iStudio ใหเปน “Studio7” ซ่ึงจะชวยใหบริษัทมีความแตกตางและดําเนินกลยุทธการตลาดและการบริการ iCare ไดอยางเต็มท่ี เราแนะนํา “ซ้ือ” ราคาเปาหมาย 12.50 บาท ปจจุบันหุนเทรด P/E 21 เทา คาดจะเห็นการ Re-Rating ขึ้นตามกลุมคาปลีกท่ีคาเฉล่ีย P/E อยูท่ี 25-30 เทา

(+) TSE บริษัทประกาศการเขาลงทุนในธุรกิจโรงไฟฟาชีวมวล 3 โครงการ กําลังการผลิตรวม 22.2MW ผานการซ้ือหุนบริษัทท่ีมี PPA อยูในมือแลว โดยมูลคาในการลงทุนเฉล่ียอยูท่ี 112 ลานบาท/MW เรามองวาเปนราคาท่ีสมเหตุผลเพราะไดเปนราคาคาไฟฟาเดิม FiT 4.54 บาท/หนวย ซ่ึงเปนอัตราท่ีหาไมไดแลวในปจจุบัน เราประเมินวาโรงไฟฟาชีวมวล 3 โครงการนี้จะหนุนกําไรใหบริษัทไดราว 150-180 ลานบาท/ป (คิดเปนสวนเพิ่มราว 25-30% จากกําไรในปจจุบัน) โดยคาดจะทยอยเริ่มรับรูตามแผนการ COD ต้ังแตป 2018-19 และคาดหนุนมูลคาหุนราว 0.45-0.50 บาท/หุน (อิงวิธีคิดลดกระแสเงินสด) คงคําแนะนํา ซ้ือ ราคาเปาหมาย 6.30 บาท (ยังไมรวมโครงการชีวมวล)


หุนมีขาว/ประเด็น

(+) ราคาถานหิน BJI สัปดาหลาสุด $73.95/ตัน

ปจจัยท่ีมีผลตอตลาด

(+) ศุกร EU PMI mfg กย. คาด 51.5 จาก 51.7, EU PMI composite คาด 52.8 จาก 52.9, ญ่ีปุน PMI Mfg (ท่ีมา Bloomberg)

(+) กองทุนเปด ออกขาย IPO ชวงนี้ (ท่ีมา กลต.)

วันที่เสนอขาย ช่ือกองทุนเปด ช่ือยอ

19-23 ก.ย.59 ทีเอ็มบี Thai Mid Small Minimum ari nce TMBTMSMV

19-23 ก.ย.59 ภัทร เอ็นแฮนซท ตราสารหน้ี 6 เดือน 21 PHATRA EFI6

15-21 ก.ย.59 แอล เอช สมารท หุนระยะยาว LHSM RT-L F

14-20 ก.ย.59 กรุงไทยตราสารหน้ี เอฟไอเอฟ 113 TFF113

14-16 ก.ย.59 ทิสโก ไทย อิควิต้ี ทริกเกอร 8% #24 TISEQT24

13-20 ก.ย.5 บัวหลวงธนสารพลัส 5 16 BP3 / 6

13-19 ก.ย.59 กรุงศรีตราสารหน้ีตางประเทศเอไอ 6M 1 KFFAI6M31

13-19 ก.ย.59 เค ตราสารหน้ีตางประเทศ 6 เดือน BZ KFF6MBZ

13-19 ก.ย.59 ไทยพาณิชยตราสารหน้ีตางประเทศ เอเอส 6MC8 SCBASF6MC8

12-20 ก.ย.59 เอ็มเอฟซี ไทย รีคัฟเวอรี่ 5 ซีรี่ส 1 MRECO

12-19 ก.ย.59 เอ็มเอฟซี กาญจนทรัพย 6 ซีรี่ส 3 MK6S34

5-26 ก.ย.59 ทิสโก ดิวิเดนด ซีเล็ค หุนระยะยาว TDS TF

5-26 ก.ย.59 ทิสโก Mid/Small Cap หุนระยะยาว TMSLTF

วิกิจ ถิรวรรณรัตน Tel. (662) 618-1336 นักวิเคราะหการลงทุนปจจัยพื้นฐานดานตลาดทุน/ปจจัยทางเทคนิค


สรุปผลตอบแทนหลักทรัพยท่ีแนะนํา (ราคาปดเมื่อ 21 กย. ยังไม Update)

ช่ือหุน วันท่ีเริ่มแนะนํา

ราคาเปด ณ.วันท่ีเริ่ม

แนะนํา

ราคาสูงสุดนับจากวันท่ี

แนะนํา

ราคาปดลาสุด (เมื่อ

วาน)

%เปล่ียนแปลง

ลาสุด คําแนะนํา IFEC 28/5/2014 2.69 17.91 4.98 85.13% ถือ (รวมไดลูทปนผลหุน) DIF 21/12/2015 12.7 15.4 14.7 17.62% ถือ ปนผล 0.2375 BTSGIF 20/4/2016 11.9 12.9 12.6 5.88% ถือ (ยังไมรวมปนผล) JASIF 25/5/2016 9.35 12.3 11.9 27.27% ถือ PTT 6/9/2016 334 337 326 -2.40% ถือ EGCO 6/9/2016 198.5 199 197 -0.76% ถือ TCMC 15/9/2016 4.5 4.92 4.78 6.22% ถือ CENTEL 15/9/2016 39.25 41 40 1.91% ถือ COM7 16/9/2016 10.1 10.4 10 -0.99% ถือ WIIK 16/9/2016 4.58 5 4.8 4.80% ขายล็อกกําไร BEM 16/9/2016 7.5 7.55 7.3 -2.67% ถือ ADVANC 20/9/2016 166 166 163 -1.81% ถือ RJH 20/9/2016 20.9 20.9 20.6 -1.44% ถือ TACC 20/9/2016 8.65 8.7 8.55 -1.16% ถือ

Deletion 02 กย. TCMC +7.14% ASK -3.2% TASCO -8.84% 05 กย. BRR -4.03% GUNKUL -10.34% 06 กย. MONO -4.29% MINT -4.91% CBG -4.23% 08 กย. COM7 -18.7% LST -4.93% SUPER -12.43% 09 กย. TWZ +13.33% TPCH 0% TFG -1.72% TACC 0% EPG +2.24% RJH -1.01%

Source: ASPEN


รายงานตัวเลขเศรษฐกิจสําคัญประจําสัปดาห

United States

Economic Releases

Date Event Period Survey Actual Prior Revised Relevance

19/9/2016 NAHB Housing Market Index Sep 60 65 60 59.0 44.8

20/9/2016 Housing Starts Aug 1190k 1142k 1211k 1212k 90

20/9/2016 Housing Starts MoM Aug -1.7% -0.1 2.1% 1.4% 26

20/9/2016 Building Permits Aug 1165k 1139k 1152k 1144k 62.72

20/9/2016 Building Permits MoM Aug 1.8% -0.4% -0.1% -0.8% 23.2

21/9/2016 MBA Mortgage Applications 16-Sep -- -7.3% 4.2% -- 92.3077

22/9/2016 FOMC Rate Decision (Upper Bound) 21-Sep 0.50% 0.50% 0.50% -- 97.6

22/9/2016 FOMC Rate Decision (Lower Bound) 21-Sep 0.25% 0.25% 0.25% -- 18.4

22/9/2016 Fed Summary of Economic Projections 0

22/9/2016 Chicago Fed Nat Activity Index Aug 0.15 -0.55 0.27 0.24 63.2

22/9/2016 Initial Jobless Claims 17-Sep 261k 252k 260k -- 98.4

22/9/2016 Continuing Claims 10-Sep 2140k 2113k 2143k 2149k 68.88

22/9/2016 FHFA House Price Index MoM Jul 0.3% 0.5% 0.2% 0.0 69.6

22/9/2016 Bloomberg Economic Expectations Sep -- 41.5 44.5 -- 46.4

22/9/2016 Bloomberg Consumer Comfort 18-Sep -- 41.3 42.2 -- 66.4

22/9/2016 Existing Home Sales Aug 5.45m 5.33m 5.39m 5.38m 88

22/9/2016 Existing Home Sales MoM Aug 1.1% -0.9% -3.2% -3.4% 52

22/9/2016 Leading Index Aug 0.0% -0.2% 0.4% 0.5% 83.2

22/9/2016 Kansas City Fed Manf. Activity Sep -3.0 600.0% -4.0 -- 16.8

23/9/2016 Markit US Manufacturing PMI Sep P 52.0 -- 52.0 -- 90

Economic Events


09/21 - 09/22 Secretary Pritzker Host 71st UN General Assembly 0

22/9/2016 FOMC Rate Decision (Upper Bound) 21-Sep 0.50% 0.50% 0.50% -- 97.6

22/9/2016 FOMC Rate Decision (Lower Bound) 21-ก.ย. 0.25% 0.25% 0.25% -- 18.4

22/9/2016 Federal Reserve Chairman Yellen Holds A Press Conference 0

22/9/2016 Minister Friesen Gives A Luncheon Presentation 0

23/9/2016 Fed's Lockhart Gives Introductory Remarks on Labor Market 0

23/9/2016 Fed's Kaplan Speaks in Houston in Moderated Q&A 0

09/20 - 09/27 World Leaders Gather for the UN General Debate 0

China

Economic Releases


19/9/2016 China August Property Prices 0

21/9/2016 Conference Board China August Leading Economic Index 0

23/9/2016 MNI September Business Indicator 0

Economic Events


23/9/2016 Senior Chinese Official Speaks at Canada-China Business Forum 0

Japan

Economic Releases


20/9/2016 Convenience Store Sales YoY Aug -- 0.6% 0.3% -- 29.0323

21/9/2016 Trade Balance Aug ¥191.0b -¥18.7b ¥513.5b ¥513.6b 72.043

21/9/2016 Trade Balance Adjusted Aug ¥494.0b ¥408.4b ¥317.6b ¥340.2b 51.6129

21/9/2016 Exports YoY Aug -4.7% -9.6% -14.0% -- 27.957

21/9/2016 Imports YoY Aug -16.6% -17.3% -24.7% -- 23.6559

21/9/2016 BOJ Policy Rate 21-Sep -0.1% -0.1% -0.1% -- 9.67742

21/9/2016 Supermarket Sales YoY Aug -- -2.9% 0.2% -- 32.2581

21/9/2016 Machine Tool Orders YoY Aug F -- -8.4% -8.4% -- 69.8925

21/9/2016 Nationwide Dept Sales YoY Aug -- -6.0% -0.1% -- 45.1613

21/9/2016 Tokyo Dept Store Sales YoY Aug -- -5.9% 0.6% -- 37.6344

21/9/2016 BOJ Monetary Policy Statement (Table) 0

23/9/2016 Nikkei Japan PMI Mfg Sep P -- 50.3 49.5 -- 90

23/9/2016 All Industry Activity Index MoM Jul 0.20% -- 1.00% -- 88.172


Economic Events


20/9/2016 Bank of Japan Board Members Begin Two-Day Policy Meeting 0

21/9/2016 BOJ governor press conference 0

Thailand

Economic Releases


23/9/2016 Foreign Reserves 16-Sep -- -- $180.7b -- 80.7692

23/9/2016 Forward Contracts 16-Sep -- -- $19.8b -- 26.9231

09/21 - 09/27 Car Sales Aug -- -- 60635 -- 38.4615

Sources: Bloomberg


สรุปผลตอบแทนหลักทรัพย As of 22 September 2016

สรุปผลตอบแทนหลักทรัพยท่ีแนะนํา (สําหรับ Daily โดยคุณวิกจิ ถริวรรณรัตน)

ราคา ณ วันท่ีหุน วันท่ีเริ่มแนะนํา เริ่มแนะนํา ราคาปดลาสุด %เปล่ียนแปลง

ADVANC 20/9/2016 163.59 163.00 -0.36%RJH 20/9/2016 20.47 21.80 6.52%TACC 20/9/2016 8.52 8.90 4.42%BEM 16/9/2016 7.45 7.35 -1.35%CENTEL 16/9/2016 40.65 40.00 -1.60%COM7 16/9/2016 10.16 10.80 6.32%TCMC 16/9/2016 4.70 4.90 4.19%WIIK 16/9/2016 4.55 4.90 7.63%EGCO 7/9/2016 197.33 196.50 -0.42%BTSGIF 20/4/2016 12.14 12.40 -0.37%DIF 30/12/2015 14.72 14.70 -0.10%IFEC 24/3/2015 8.42 5.00 -18.33%


สรุปผลตอบแทนหลักทรัพยท่ีแนะนํา (สําหรับ Model Port โดยคุณปรเมศ ทองบัว)


AP 5/9/2016 7.41 7.25 -2.16%AOT 1/9/2016 399.72 404.00 1.07%CHG 11/8/2016 2.92 2.60 -11.02%CPF 11/8/2016 30.97 33.00 6.49%GLOBAL 8/7/2016 13.61 13.80 1.52%CPALL 30/3/2016 45.21 61.75 33.27%MINT 30/3/2016 36.80 39.50 7.43%HMPRO 22/3/2016 8.34 10.20 21.91%UNIQ 14/1/2016 18.36 16.90 -5.62%CPN 20/4/2015 45.99 58.75 23.23%


สรุปผลตอบแทนหลักทรัพยท่ีแนะนํา (สําหรับ Technical Port โดยคุณธนรัตน อิศรกลุ)


CBG 22/9/2016 65.46 66.25 1.21%KBANK 22/9/2016 191.72 191.00 -0.37%TACC 22/9/2016 8.96 8.90 -0.72%TPBI 22/9/2016 14.43 14.70 1.87%TPIPL 20/9/2016 2.23 2.42 8.71%TTA 20/9/2016 9.37 9.55 1.97%ASEFA 19/9/2016 7.38 7.30 -1.09%THANI 19/9/2016 5.12 5.25 2.46%EPG 16/9/2016 13.63 14.10 3.47%SYNTEC 15/9/2016 3.48 3.54 1.00%TISCO 15/9/2016 52.72 55.00 3.26%HMPRO 14/9/2016 9.70 10.20 5.19%SPCG 12/9/2016 19.80 20.70 5.03%TASCO 12/9/2016 19.46 20.60 5.53%


สรุปผลตอบแทนหลักทรัพยท่ีแนะนํา (สําหรับ Balanced-port โดยคุณชาญณรงค มีชัยเจริญย่ิง)


ADVANC 22/9/2016 164.18 163.00 -0.72%DTAC 22/9/2016 33.37 33.25 -0.37%HMPRO 22/9/2016 10.20 10.20 0.02%MINT 22/9/2016 39.65 39.50 -0.38%GFPT 11/8/2016 14.54 14.90 2.48%RATCH 20/7/2016 52.19 50.75 -2.77%EPG 6/6/2016 13.57 14.10 3.93%TASCO 25/4/2016 25.32 20.60 -18.63%


สรุปผลตอบแทนหลักทรัพยท่ีแนะนํา (สําหรับ Q-FullyInvested Port โดยคุณชาญณรงค มีชัยเจริญย่ิง)


CENTEL 22/9/2016 40.17 40.00 -0.42%CPALL 22/9/2016 61.32 61.75 0.70%DTAC 22/9/2016 33.37 33.25 -0.37%ESSO 22/9/2016 5.82 5.85 0.58%GFPT 22/9/2016 14.84 14.90 0.40%HMPRO 22/9/2016 10.20 10.20 0.02%KKP 22/9/2016 54.45 55.00 1.01%KSL 22/9/2016 4.13 4.16 0.69%MINT 22/9/2016 39.65 39.50 -0.38%PSL 22/9/2016 6.33 6.25 -1.22%RATCH 22/9/2016 50.95 50.75 -0.39%SPALI 22/9/2016 22.82 22.80 -0.10%THREL 22/9/2016 9.98 9.95 -0.28%TPIPL 22/9/2016 2.41 2.42 0.56%ADVANC 9/9/2016 157.29 163.00 3.63%CK 9/9/2016 28.08 29.75 5.96%INTUCH 9/9/2016 53.55 55.00 2.71%IVL 9/9/2016 28.27 29.50 4.36%KCE 9/9/2016 90.97 100.00 9.93%RCL 11/8/2016 5.77 5.35 -7.21%EPG 20/7/2016 12.81 14.10 10.11%


รายงานวนันี ้

หุน: COM7 คําแนะนํา: ซื้อ ราคาเปาหมาย (บาท): 12.50

•• คาดผลประกอบการท่ีคาดจะเติบโตสูง โดดเดนกวาท่ีเคยเปน ในชวง 2 ไตรมาสขางหนา

•• COM7 : ปลดลอคขอจํากัดการเติบโต ในทุกๆ high season •• iPhone7 : ไดรับความนิยมในตลาดโลก หนุนยอดขายไทยเติบโต •• Studio7 : Re-Branding ครั้งใหญ สรางความแตกตางชัดเจน •• ปจจุบันหุนเทรด P/E 21 เทา คาดจะเห็นการ Re-Rating ขึ้นตามกลุมคาปลีกท่ีคาเฉล่ีย P/E

อยูท่ี 25-30 เทา นักวิเคราะห: วิกิจ ถิรวรรณรัตน, นักวิเคราะหการลงทุนปจจัยพื้นฐานดานตลาดทุนและปจจัยทางเทคนิค นักวิเคราะห: ธนัท พจนเกษมสิน, นักวิเคราะหการลงทุนปจจัยพื้นฐานดานหลักทรัพย หุน: TSE คําแนะนํา: ซื้อ ราคาเปาหมาย (บาท): 6.30

•• บริษัทประกาศการเขาลงทุนในธุรกิจโรงไฟฟาชีวมวล 3 โครงการ กําลังการผลิตรวม

22.2MW •• ราคาคาไฟฟาเดิม FiT 4.54 บาท/หนวย ซ่ึงเปนอัตราท่ีหาไมไดแลวในปจจุบัน •• เราประเมินวาโรงไฟฟาชีวมวล 3 โครงการนี้จะหนุนกําไรใหบริษัทไดราว 150-180 ลานบาท/ป •• โดยคาดจะทยอยเริ่มรับรูตามแผนการ COD ต้ังแตป 2018-19 •• คาดหนุนมูลคาหุนราว 0.45-0.50 บาท/หุน (ยังไมรวมในราคาเปาหมาย)

นักวิเคราะห: วิกิจ ถิรวรรณรัตน, นักวิเคราะหการลงทุนปจจัยพื้นฐานดานตลาดทุนและปจจัยทางเทคนิค นักวิเคราะห: ธนัท พจนเกษมสิน, นักวิเคราะหการลงทุนปจจัยพื้นฐานดานหลักทรัพย

หมายเหตุ: รายงานดังกลาวเปนเพียงเนื้อหาโดยสรุป สามารถอานรายละเอียดเพิ่มเติมไดในรายงานฉบับเต็ม


ปฏทิินหุน

Sources: SET, Bualuang research

XD K 0.005555556 XD IHL 0.01851852

XD K 10 : 1 XD IHL 6 : 1

XW IHL 4 : 1

XD ENGY 0.1 XD PR 0.94 XD RAM 8

XD TF 2.65

XD JMART 0.0222 XR SKR 20:[email protected] Baht

XD JMART 5 : 1

XR PLE 1 : [email protected] Baht XR RICH 1 : [email protected] Baht XW EPCO 8 : 1

XW PLE 2 : 1 XW RICH 2 : 1

XR TAPAC 4 : [email protected] Baht

Note-XD Cash Dividend, XD (ST) Stock Dividend, PD Payment Date, XR- Right for Common

XW- Right for Warrant XM- Right for meeting

Mon

27-Sep-16

Sun Tue18-Sep-16

2-Oct-16 4-Oct-163-Oct-16

19-Sep-16

26-Sep-1625-Sep-16

20-Sep-16Wed

21-Sep-16 22-Sep-16

1-Oct-16

24-Sep-1623-Sep-16

29-Sep-16

SatFriThu

8-Oct-16

30-Sep-16

16-Oct-16

15-Oct-16

17-Oct-16 22-Oct-16

13-Oct-16 14-Oct-169-Oct-16

28-Sep-16

10-Oct-16 11-Oct-16 12-Oct-16

23-Oct-16 24-Oct-16 25-Oct-16 26-Oct-16

18-Oct-16

18-Nov-16

7-Oct-165-Oct-16

19-Oct-16 20-Oct-16 21-Oct-16

6-Oct-16

2-Nov-16

29-Oct-16

12-Nov-16

3-Nov-16

25-Nov-16

19-Nov-16

27-Oct-16 28-Oct-16

5-Nov-16

10-Nov-16

4-Nov-16

26-Nov-16

17-Nov-16

11-Nov-16

30-Oct-16

7-Nov-16

24-Nov-16

31-Oct-16 1-Nov-16

6-Nov-16

14-Nov-16

8-Nov-16

20-Nov-16

15-Nov-16 16-Nov-16

9-Nov-16

13-Nov-16

21-Nov-16 22-Nov-16 23-Nov-16


Derivative Warrants

Stock Underlying Last Trading Date Expiration Date

Exercise Price

Exercise Ratio

AAV01C1701A AAV 30 Jan 17 4 Feb 17 5.7 3.8 : 1

AAV01P1701A AAV 30 Jan 17 4 Feb 17 8 2.8 : 1

AAV06C1703A AAV 31 Mar 17 8 Apr 17 4 4 : 1

AAV08C1701A AAV 30 Jan 17 4 Feb 17 6.8 3 : 1

AAV11C1610A AAV 31 Oct 16 5 Nov 16 5 3.4 : 1

AAV13C1612A AAV 16 Dec 16 23 Dec 16 6.3 3.1 : 1

AAV23C1707A AAV 31 Jul 17 5 Aug 17 8.5 3.2 : 1

AAV24C1701A AAV 23 Jan 17 28 Jan 17 7.81 2.02 : 1

AAV27C1702A AAV 21 Feb 17 28 Feb 17 5.6 3.5 : 1

AAV28C1612A AAV 2 Dec 16 10 Dec 16 6.2 3.5 : 1

AAV28C1702A AAV 3 Feb 17 10 Feb 17 7.9 3.15 : 1

AAV42C1609A AAV 27 Sep 16 4 Oct 16 5 1.2 : 1

AAV42C1703A AAV 28 Mar 17 4 Apr 17 6.9 2.5 : 1

ADVA01C1611A ADVANC 29 Nov 16 7 Dec 16 134.638 38.74467 : 1

ADVA01C1701A ADVANC 30 Jan 17 4 Feb 17 159 40 : 1

ADVA01P1611A ADVANC 29 Nov 16 7 Dec 16 182.1 31.96931 : 1

ADVA01P1701A ADVANC 30 Jan 17 4 Feb 17 208 30 : 1

ADVA06C1701A ADVANC 31 Jan 17 7 Feb 17 93.536 39.2773 : 1

ADVA06P1609A ADVANC 30 Sep 16 7 Oct 16 224.486 42.08754 : 1

ADVA08C1610A ADVANC 28 Oct 16 4 Nov 16 213.096 44.55642 : 1

ADVA08C1701A ADVANC 30 Jan 17 4 Feb 17 145.293 36.32317 : 1

ADVA08P1701A ADVANC 30 Jan 17 4 Feb 17 116.234 15.01358 : 1

ADVA11C1610A ADVANC 31 Oct 16 5 Nov 16 149.167 36.32317 : 1

ADVA11P1610A ADVANC 31 Oct 16 5 Nov 16 198.566 26.63699 : 1

ADVA13C1610A ADVANC 20 Oct 16 28 Oct 16 187.071 27.58621 : 1


ADVA13C1701A ADVANC 12 Jan 17 19 Jan 17 174.351 26.15063 : 1

ADVA13P1610A ADVANC 20 Oct 16 28 Oct 16 159.822 18.30831 : 1

ADVA13P1611A ADVANC 30 Nov 16 8 Dec 16 174.351 30.99814 : 1

ADVA16C1612A ADVANC 16 Dec 16 23 Dec 16 191.749 74.8503 : 1


ADVA23P1702A ADVANC 28 Feb 17 7 Mar 17 111.391 17.43375 : 1

ADVA24C1703A ADVANC 16 Mar 17 23 Mar 17 222.249 16.36929 : 1

ADVA27C1609A ADVANC 23 Sep 16 30 Sep 16 126.741 32.08213 : 1

ADVA27C1705A ADVANC 24 May 17 31 May 17 185 31 : 1

ADVA27P1703A ADVANC 24 Mar 17 31 Mar 17 150.136 15.9821 : 1

ADVA28C1610A ADVANC 7 Oct 16 14 Oct 16 184.037 26.15269 : 1

ADVA28C1612A ADVANC 2 Dec 16 10 Dec 16 154.979 32.93301 : 1

ADVA28P1611A ADVANC 4 Nov 16 11 Nov 16 135.607 23.24683 : 1

ADVA28P1701A ADVANC 6 Jan 17 13 Jan 17 140 18 : 1

AMAT08C1706A AMATA 29 Jun 17 6 Jul 17 12.846 7.90551 : 1

AMAT11C1702A AMATA 28 Feb 17 7 Mar 17 12.352 6.91732 : 1

AMAT42C1701A AMATA 24 Jan 17 31 Jan 17 13.341 5.43508 : 1

ANAN42C1610A ANAN 25 Oct 16 1 Nov 16 3.6 1.16761 : 1

ANAN42C1703A ANAN 28 Mar 17 4 Apr 17 5.454 2.47905 : 1

AOT01C1611A AOT 29 Nov 16 7 Dec 16 385 140 : 1

AOT01C1701A AOT 30 Jan 17 4 Feb 17 380 150 : 1

AOT01P1611A AOT 29 Nov 16 7 Dec 16 450 90 : 1

AOT01P1701A AOT 30 Jan 17 4 Feb 17 460 100 : 1

AOT06C1702A AOT 28 Feb 17 7 Mar 17 300 80 : 1

AOT06P1702A AOT 28 Feb 17 7 Mar 17 350 40 : 1

AOT08C1609A AOT 29 Sep 16 6 Oct 16 460 59 : 1

AOT08C1703A AOT 30 Mar 17 6 Apr 17 450 112 : 1

AOT08P1611A AOT 29 Nov 16 7 Dec 16 310 33 : 1

AOT11C1612A AOT 28 Dec 16 6 Jan 17 355 69 : 1

AOT11P1612A AOT 28 Dec 16 6 Jan 17 415 45 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

AOT13C1611A AOT 30 Nov 16 8 Dec 16 340 80 : 1

AOT13C1701A AOT 24 Jan 17 31 Jan 17 440 114 : 1

AOT18C1609A AOT 26 Sep 16 1 Oct 16 320 100 : 1

AOT23C1707A AOT 31 Jul 17 5 Aug 17 520 73 : 1

AOT23P1707A AOT 31 Jul 17 5 Aug 17 280 33 : 1

AOT24C1612A AOT 8 Dec 16 16 Dec 16 470.4 43 : 1

AOT27C1702A AOT 21 Feb 17 28 Feb 17 400 90 : 1

AOT27P1701A AOT 18 Jan 17 25 Jan 17 350 42 : 1

AOT28C1612A AOT 2 Dec 16 10 Dec 16 390 64 : 1

AOT42C1610A AOT 25 Oct 16 1 Nov 16 400 58 : 1

AOT42P1610A AOT 25 Oct 16 1 Nov 16 280 18 : 1

AP42C1611A AP 29 Nov 16 7 Dec 16 6.18 3.04266 : 1

BA01C1610A BA 28 Oct 16 4 Nov 16 21.77 19.79022 : 1

BA01C1702A BA 27 Feb 17 4 Mar 17 21.968 7.9164 : 1

BA01P1610A BA 28 Oct 16 4 Nov 16 29.686 13.85233 : 1

BA01P1702A BA 27 Feb 17 4 Mar 17 26.718 5.44247 : 1

BA08C1708A BA 30 Aug 17 6 Sep 17 24.5 19 : 1

BA11C1701A BA 31 Jan 17 7 Feb 17 20.384 7.02573 : 1

BA13C1701A BA 19 Jan 17 26 Jan 17 24.442 5.6899 : 1

BA13C1702A BA 3 Feb 17 10 Feb 17 28.697 13.06165 : 1

BA24C1611A BA 17 Nov 16 24 Nov 16 27.757 12.76487 : 1

BA27C1610A BA 21 Oct 16 29 Oct 16 22.265 8.90631 : 1

BA28C1610A BA 7 Oct 16 14 Oct 16 24.284 17.48457 : 1

BA42C1701A BA 24 Jan 17 31 Jan 17 24.738 13.85233 : 1

BANP01C1610A BANPU 28 Oct 16 4 Nov 16 10.73 7.87526 : 1

BANP01P1610A BANPU 28 Oct 16 4 Nov 16 14.47 5.41389 : 1

BANP06C1611A BANPU 30 Nov 16 8 Dec 16 11.59 4.87972 : 1


BANP08P1702A BANPU 27 Feb 17 4 Mar 17 14.175 3.44531 : 1

BANP11C1609A BANPU 30 Sep 16 7 Oct 16 9.149 4.57498 : 1

BANP11C1703A BANPU 31 Mar 17 8 Apr 17 14.4 7 : 1

BANP11P1609A BANPU 30 Sep 16 7 Oct 16 12.199 3.04998 : 1



BANP13C1612A BANPU 16 Dec 16 23 Dec 16 14.273 5.06971 : 1

BANP13C1701A BANPU 20 Jan 17 27 Jan 17 16.734 5.2173 : 1

BANP13C1705A BANPU 31 May 17 7 Jun 17 12.5 8.5 : 1

BANP13P1612A BANPU 16 Dec 16 23 Dec 16 12.305 3.81942 : 1

BANP23C1707A BANPU 31 Jul 17 5 Aug 17 25.594 5.16796 : 1


BANP24C1703A BANPU 30 Mar 17 6 Apr 17 18.46 3.9 : 1

BANP27C1705A BANPU 17 May 17 24 May 17 15.75 6.69389 : 1

BANP27P1612A BANPU 21 Dec 16 28 Dec 16 11.222 3.93747 : 1

BANP28C1612A BANPU 2 Dec 16 10 Dec 16 13.781 6.59531 : 1

BANP28C1701A BANPU 6 Jan 17 13 Jan 17 17.719 6.20156 : 1


BANP42P1609A BANPU 27 Sep 16 4 Oct 16 13.343 1.81957 : 1

BBL06C1701A BBL 31 Jan 17 7 Feb 17 96.167 42.31909 : 1

BBL06P1701A BBL 31 Jan 17 7 Feb 17 144.251 21.15954 : 1

BBL08C1611A BBL 29 Nov 16 7 Dec 16 179.827 24.70149 : 1

BBL11C1702A BBL 28 Feb 17 7 Mar 17 145.738 36.5582 : 1

BBL11P1702A BBL 28 Feb 17 7 Mar 17 177.85 26.67761 : 1

BBL13C1611A BBL 30 Nov 16 8 Dec 16 136.352 39.52569 : 1

BBL13P1611A BBL 30 Nov 16 8 Dec 16 187.731 33.59086 : 1

BBL23C1703A BBL 30 Mar 17 6 Apr 17 197.612 28.6533 : 1

BBL23P1707A BBL 31 Jul 17 5 Aug 17 128.448 14.81921 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

BBL24C1702A BBL 3 Feb 17 10 Feb 17 198.489 20.38736 : 1

BBL27C1610A BBL 14 Oct 16 21 Oct 16 163.484 31.73596 : 1

BBL28C1610A BBL 7 Oct 16 14 Oct 16 167.97 34.5821 : 1

BBL42C1609A BBL 27 Sep 16 4 Oct 16 173.101 28.86003 : 1

BBL42P1609A BBL 27 Sep 16 4 Oct 16 158.675 15.38698 : 1

BCH01C1612A BCH 26 Dec 16 31 Dec 16 10.933 7.95102 : 1

BCH01P1612A BCH 26 Dec 16 31 Dec 16 14.909 5.46657 : 1

BCH08C1701A BCH 30 Jan 17 4 Feb 17 14.909 5.16835 : 1

BCH13C1701A BCH 17 Jan 17 24 Jan 17 14.412 4.96968 : 1

BCH28C1702A BCH 3 Feb 17 10 Feb 17 14.909 5.96348 : 1

BCH28C1703A BCH 3 Mar 17 10 Mar 17 12 6.4 : 1

BCH42C1702A BCH 21 Feb 17 28 Feb 17 12.921 5.96338 : 1

BCP01C1609A BCP 29 Sep 16 6 Oct 16 25.365 19.5122 : 1

BCP01C1702A BCP 27 Feb 17 4 Mar 17 28 20 : 1

BCP01P1609A BCP 29 Sep 16 6 Oct 16 33.169 13.65747 : 1

BCP01P1702A BCP 27 Feb 17 4 Mar 17 37 14 : 1

BCP06C1611A BCP 30 Nov 16 8 Dec 16 26.435 18.88218 : 1

BCP08C1611A BCP 29 Nov 16 7 Dec 16 31.218 15.12137 : 1

BCP11C1612A BCP 28 Dec 16 6 Jan 17 26.828 16.09694 : 1

BCP11P1612A BCP 28 Dec 16 6 Jan 17 32.193 11.99954 : 1

BCP23C1704A BCP 28 Apr 17 9 May 17 37.072 14.63272 : 1

BCP24C1701A BCP 23 Jan 17 28 Jan 17 34.535 10.92538 : 1

BCP28C1701A BCP 6 Jan 17 13 Jan 17 33.169 15.60917 : 1

BCP42C1609A BCP 27 Sep 16 4 Oct 16 37.764 14.1623 : 1

BCP42P1609A BCP 27 Sep 16 4 Oct 16 30.212 6.60851 : 1

BDMS01C1610A BDMS 28 Oct 16 4 Nov 16 22.397 7.96305 : 1

BDMS01P1610A BDMS 28 Oct 16 4 Nov 16 26.876 5.97229 : 1

BDMS06C1703A BDMS 31 Mar 17 8 Apr 17 16.729 7.87278 : 1

BDMS08C1701A BDMS 30 Jan 17 4 Feb 17 26.876 5.17615 : 1

BDMS11C1701A BDMS 31 Jan 17 7 Feb 17 21.202 7.26651 : 1

BDMS11P1701A BDMS 31 Jan 17 7 Feb 17 25.88 5.47477 : 1

BDMS13C1610A BDMS 20 Oct 16 28 Oct 16 24.885 6.07201 : 1

BDMS16C1612A BDMS 16 Dec 16 23 Dec 16 20.406 6.96767 : 1

BDMS23C1703A BDMS 30 Mar 17 6 Apr 17 26.876 6.96767 : 1

BDMS24C1705A BDMS 8 May 17 16 May 17 26.876 4.37982 : 1

BDMS28C1701A BDMS 6 Jan 17 13 Jan 17 24.388 6.47018 : 1

BDMS28P1703A BDMS 3 Mar 17 10 Mar 17 21.899 4.47936 : 1

BEAU01C1701A BEAUTY 30 Jan 17 4 Feb 17 8.618 7.92456 : 1

BEAU01P1701A BEAUTY 30 Jan 17 4 Feb 17 11.391 4.9527 : 1



BEAU13C1702A BEAUTY 14 Feb 17 21 Feb 17 9.9 2.9 : 1

BEAU23C1705A BEAUTY 31 May 17 7 Jun 17 8.915 3.3678 : 1

BEAU24C1612A BEAUTY 8 Dec 16 16 Dec 16 8.261 2.22871 : 1

BEAU27C1703A BEAUTY 24 Mar 17 31 Mar 17 8.618 5.34874 : 1

BEAU28C1703A BEAUTY 3 Mar 17 10 Mar 17 9.1 3.1 : 1

BEAU42C1610A BEAUTY 25 Oct 16 1 Nov 16 5.855 3.12276 : 1

BEC27C1702A BEC 21 Feb 17 28 Feb 17 24.509 16.66667 : 1

BEC42C1609A BEC 27 Sep 16 4 Oct 16 34.333 15.25786 : 1

BEM01C1612A BEM 26 Dec 16 31 Dec 16 6.255 3.97125 : 1

BEM01P1612A BEM 26 Dec 16 31 Dec 16 7.744 2.97841 : 1

BEM08C1701A BEM 30 Jan 17 4 Feb 17 7.446 2.87914 : 1

BEM08P1703A BEM 30 Mar 17 6 Apr 17 7.545 2.18417 : 1

BEM11C1702A BEM 28 Feb 17 7 Mar 17 6.651 3.47482 : 1

BEM13C1701A BEM 20 Jan 17 27 Jan 17 7.446 2.73015 : 1

BEM23C1707A BEM 31 Jul 17 5 Aug 17 10.921 2.18417 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

BEM24C1704A BEM 24 Apr 17 29 Apr 17 10.911 1.95584 : 1

BEM27C1703A BEM 24 Mar 17 31 Mar 17 7.148 3.37553 : 1

BEM28C1612A BEM 2 Dec 16 10 Dec 16 7.148 3.37554 : 1

BEM28C1702A BEM 3 Feb 17 10 Feb 17 8.737 3.0777 : 1

BEM42C1702A BEM 21 Feb 17 28 Feb 17 6.85 2.97841 : 1

BEM42P1702A BEM 21 Feb 17 28 Feb 17 6.453 1.58849 : 1

BH01C1610A BH 28 Oct 16 4 Nov 16 174.055 79.55449 : 1

BH01P1610A BH 28 Oct 16 4 Nov 16 243.678 57.7034 : 1

BH06C1706A BH 30 Jun 17 7 Jul 17 139.244 41.77109 : 1

BH08C1610A BH 28 Oct 16 4 Nov 16 233.732 61.66534 : 1

BH08P1701A BH 30 Jan 17 4 Feb 17 149.19 18.89744 : 1

BH11C1610A BH 31 Oct 16 5 Nov 16 188.974 66.63835 : 1

BH11C1701A BH 31 Jan 17 7 Feb 17 163.612 34.31377 : 1

BH18C1609A BH 26 Sep 16 1 Oct 16 202.479 66.17447 : 1

BH23C1704A BH 28 Apr 17 9 May 17 248.651 79.55449 : 1

BH24C1611A BH 17 Nov 16 24 Nov 16 239.898 42.75331 : 1

BH27C1610A BH 14 Oct 16 21 Oct 16 206.877 62.65664 : 1

BH28C1702A BH 3 Feb 17 10 Feb 17 150 35 : 1

BH42C1609A BH 27 Sep 16 4 Oct 16 237.049 59.24171 : 1

BJCH08C1611A BJCHI 29 Nov 16 7 Dec 16 6.5 2.9 : 1

BJCH23C1707A BJCHI 31 Jul 17 5 Aug 17 8.5 3 : 1

BJCH42C1703A BJCHI 28 Mar 17 4 Apr 17 7.5 2.7 : 1

BLA01C1612A BLA 26 Dec 16 31 Dec 16 36.745 19.86097 : 1

BLA08C1708A BLA 30 Aug 17 6 Sep 17 45 23 : 1

BLA11C1612A BLA 28 Dec 16 6 Jan 17 34.759 16.88301 : 1

BLA23C1707A BLA 31 Jul 17 5 Aug 17 64 13.5 : 1

BLA24C1703A BLA 16 Mar 17 23 Mar 17 52.933 9.78282 : 1

BLA27C1705A BLA 24 May 17 31 May 17 45.5 16.1 : 1

BLA28C1703A BLA 3 Mar 17 10 Mar 17 48.166 15.88989 : 1

BLA42C1610A BLA 25 Oct 16 1 Nov 16 54.156 11.81614 : 1

BLAN01C1612A BLAND 26 Dec 16 31 Dec 16 1.28 1 : 1

BLAN01P1612A BLAND 26 Dec 16 31 Dec 16 1.8 0.8 : 1

BLAN06C1702A BLAND 28 Feb 17 7 Mar 17 1.052 0.81327 : 1

BLAN08C1610A BLAND 28 Oct 16 4 Nov 16 1.579 0.52623 : 1

BLAN11C1701A BLAND 31 Jan 17 7 Feb 17 1.43 0.7 : 1

BLAN24C1803A BLAND 15 Mar 18 22 Mar 18 2.05 0.39 : 1

BLAN28C1701A BLAND 6 Jan 17 13 Jan 17 1.6 0.73 : 1

BLAN42C1609A BLAND 27 Sep 16 4 Oct 16 1.627 0.57407 : 1

BLAN42P1609A BLAND 27 Sep 16 4 Oct 16 1.387 0.28704 : 1

BTS01C1610A BTS 28 Oct 16 4 Nov 16 7.721 3.86056 : 1

BTS01P1610A BTS 28 Oct 16 4 Nov 16 9.941 2.89545 : 1

BTS06C1704A BTS 27 Apr 17 5 May 17 4.138 0.89959 : 1

BTS08C1609A BTS 29 Sep 16 6 Oct 16 7.335 3.47446 : 1

BTS08C1703A BTS 30 Mar 17 6 Apr 17 10 3 : 1

BTS11C1609A BTS 30 Sep 16 7 Oct 16 7.238 3.37794 : 1

BTS11C1703A BTS 31 Mar 17 8 Apr 17 8.3 3.7 : 1

BTS11P1701A BTS 31 Jan 17 7 Feb 17 9.554 2.75061 : 1

BTS23C1707A BTS 31 Jul 17 5 Aug 17 12 2.6 : 1

BTS24C1704A BTS 24 Apr 17 29 Apr 17 10.539 2.19082 : 1

BTS28C1611A BTS 4 Nov 16 11 Nov 16 8.493 3.57097 : 1

BTS42C1609A BTS 27 Sep 16 4 Oct 16 9.738 2.78226 : 1

BTS42P1609A BTS 27 Sep 16 4 Oct 16 8.346 1.29836 : 1

CBG01C1612A CBG 26 Dec 16 31 Dec 16 46.694 19.86887 : 1

CBG01P1612A CBG 26 Dec 16 31 Dec 16 65.571 13.41382 : 1

CBG06C1807A CBG 31 Jul 18 7 Aug 18 47 21 : 1

CBG08C1706A CBG 29 Jun 17 6 Jul 17 49.675 22.85041 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

CBG11C1701A CBG 31 Jan 17 7 Feb 17 44.21 17.38617 : 1

CBG13C1702A CBG 16 Feb 17 23 Feb 17 64.577 15.0015 : 1

CBG13C1703A CBG 3 Mar 17 10 Mar 17 85 13.3 : 1

CBG23C1707A CBG 31 Jul 17 5 Aug 17 84.447 14.90091 : 1

CBG27C1703A CBG 24 Mar 17 31 Mar 17 59.61 15.89572 : 1

CBG28C1703A CBG 3 Mar 17 10 Mar 17 63.584 16.39268 : 1

CBG42C1701A CBG 24 Jan 17 31 Jan 17 54.642 14.90091 : 1

CENT01C1609A CENTEL 29 Sep 16 6 Oct 16 35.541 19.74334 : 1

CENT01C1702A CENTEL 27 Feb 17 4 Mar 17 35 20 : 1

CENT01P1609A CENTEL 29 Sep 16 6 Oct 16 47.389 13.8217 : 1

CENT01P1702A CENTEL 27 Feb 17 4 Mar 17 43 14 : 1

CENT08C1701A CENTEL 30 Jan 17 4 Feb 17 45.5 14 : 1


CENT11C1703A CENTEL 31 Mar 17 8 Apr 17 38.25 17.5 : 1

CENT23C1707A CENTEL 31 Jul 17 5 Aug 17 58 13.5 : 1

CENT24C1610A CENTEL 26 Oct 16 2 Nov 16 50.646 10.9589 : 1


CHG01C1611A CHG 29 Nov 16 7 Dec 16 2.588 1.99056 : 1

CHG01P1611A CHG 29 Nov 16 7 Dec 16 3.583 0.99527 : 1

CHG08C1702A CHG 27 Feb 17 4 Mar 17 3.623 1.14457 : 1

CHG13C1701A CHG 17 Jan 17 24 Jan 17 3.483 1.19433 : 1

CHG13C1703A CHG 17 Mar 17 24 Mar 17 3 1.05 : 1

CHG24C1612A CHG 8 Dec 16 16 Dec 16 3.533 0.86091 : 1

CHG27C1609A CHG 23 Sep 16 30 Sep 16 2.577 1.28846 : 1

CHG28C1612A CHG 2 Dec 16 10 Dec 16 2.886 1.34362 : 1

CHG28C1703A CHG 3 Mar 17 10 Mar 17 2.3 1.35 : 1

CHG42C1610A CHG 25 Oct 16 1 Nov 16 2.676 1.09025 : 1

CK01C1612A CK 26 Dec 16 31 Dec 16 22.802 19.82947 : 1

CK01P1612A CK 26 Dec 16 31 Dec 16 32.716 13.87925 : 1

CK06C1702A CK 28 Feb 17 7 Mar 17 18.538 21.46844 : 1

CK08C1609A CK 29 Sep 16 6 Oct 16 24.392 15.61078 : 1

CK08C1703A CK 30 Mar 17 6 Apr 17 37.672 13.38362 : 1

CK11C1609A CK 30 Sep 16 7 Oct 16 20.488 6.53701 : 1

CK11C1703A CK 31 Mar 17 8 Apr 17 29.25 17 : 1

CK13C1610A CK 20 Oct 16 28 Oct 16 26.831 15.61037 : 1

CK13C1703A CK 17 Mar 17 24 Mar 17 32.5 14.5 : 1

CK16C1612A CK 16 Dec 16 23 Dec 16 21.953 19.516 : 1

CK23C1701A CK 31 Jan 17 7 Feb 17 39.027 8.68357 : 1

CK24C1611A CK 17 Nov 16 24 Nov 16 27.27 4.46867 : 1

CK27C1701A CK 24 Jan 17 31 Jan 17 25.28 16.85488 : 1

CK28C1612A CK 2 Dec 16 10 Dec 16 26.767 17.84482 : 1

CK28C1702A CK 3 Feb 17 10 Feb 17 34.698 15.86206 : 1

CK42C1609A CK 27 Sep 16 4 Oct 16 29.27 15.61037 : 1

CK42P1609A CK 27 Sep 16 4 Oct 16 24.392 6.24415 : 1

CKP01C1612A CKP 26 Dec 16 31 Dec 16 2.65 1.7 : 1

CKP13C1701A CKP 17 Jan 17 24 Jan 17 3.5 1.18 : 1

CKP28C1701A CKP 6 Jan 17 13 Jan 17 3.25 1.3 : 1

CKP42C1701A CKP 24 Jan 17 31 Jan 17 2.8 1.1 : 1

CPAL01C1611A CPALL 29 Nov 16 7 Dec 16 44 20 : 1

CPAL01P1611A CPALL 29 Nov 16 7 Dec 16 55 14 : 1

CPAL06C1611A CPALL 30 Nov 16 8 Dec 16 37.261 20.58884 : 1

CPAL08C1701A CPALL 30 Jan 17 4 Feb 17 51 15.5 : 1

CPAL08P1703A CPALL 30 Mar 17 6 Apr 17 54 9.54 : 1

CPAL11C1702A CPALL 28 Feb 17 7 Mar 17 47 17 : 1

CPAL11P1702A CPALL 28 Feb 17 7 Mar 17 57.25 14 : 1

CPAL13C1611A CPALL 30 Nov 16 8 Dec 16 40 21 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

CPAL13C1702A CPALL 22 Feb 17 1 Mar 17 66 14 : 1

CPAL23C1702A CPALL 28 Feb 17 7 Mar 17 52.949 16.66944 : 1

CPAL23P1702A CPALL 28 Feb 17 7 Mar 17 34.319 8.82457 : 1

CPAL24C1702A CPALL 3 Feb 17 10 Feb 17 60.3 10.6 : 1

CPAL27C1609A CPALL 23 Sep 16 30 Sep 16 39.222 16.66944 : 1

CPAL28C1701A CPALL 6 Jan 17 13 Jan 17 51 16 : 1

CPAL28C1703A CPALL 3 Mar 17 10 Mar 17 65 15 : 1

CPAL42C1611A CPALL 29 Nov 16 7 Dec 16 53.93 14.70805 : 1

CPAL42P1611A CPALL 29 Nov 16 7 Dec 16 45 8 : 1

CPF01C1609A CPF 29 Sep 16 6 Oct 16 17.787 7.73335 : 1

CPF01C1702A CPF 27 Feb 17 4 Mar 17 28 20 : 1

CPF01P1609A CPF 29 Sep 16 6 Oct 16 23.684 5.80013 : 1

CPF01P1702A CPF 27 Feb 17 4 Mar 17 36 14 : 1

CPF06C1701A CPF 31 Jan 17 7 Feb 17 17.712 23.30459 : 1

CPF06P1609A CPF 30 Sep 16 7 Oct 16 18.367 3.86683 : 1

CPF08C1701A CPF 30 Jan 17 4 Feb 17 30.512 13.77953 : 1

CPF11C1612A CPF 28 Dec 16 6 Jan 17 26.574 15.74803 : 1

CPF11P1612A CPF 28 Dec 16 6 Jan 17 31.496 12.5 : 1

CPF13C1612A CPF 22 Dec 16 29 Dec 16 29.528 15.64945 : 1

CPF13C1705A CPF 31 May 17 7 Jun 17 26.5 21 : 1

CPF16C1612A CPF 16 Dec 16 23 Dec 16 16.724 7.73335 : 1

CPF23C1702A CPF 28 Feb 17 7 Mar 17 29.969 5.80013 : 1

CPF23P1702A CPF 28 Feb 17 7 Mar 17 16.434 4.83349 : 1

CPF24C1611A CPF 17 Nov 16 24 Nov 16 30.709 11.31862 : 1

CPF27C1702A CPF 21 Feb 17 28 Feb 17 26.575 17.12622 : 1

CPF27P1701A CPF 24 Jan 17 31 Jan 17 24.606 7.57863 : 1

CPF28C1612A CPF 2 Dec 16 10 Dec 16 29.035 16.24016 : 1

CPF28C1703A CPF 3 Mar 17 10 Mar 17 33 16.5 : 1

CPF42C1611A CPF 29 Nov 16 7 Dec 16 23.201 5.80013 : 1

CPF42P1611A CPF 29 Nov 16 7 Dec 16 19.335 2.7068 : 1

CPN01C1609A CPN 29 Sep 16 6 Oct 16 41.463 19.74334 : 1

CPN01C1702A CPN 27 Feb 17 4 Mar 17 53 20 : 1

CPN01P1609A CPN 29 Sep 16 6 Oct 16 54.297 13.81979 : 1

CPN01P1702A CPN 27 Feb 17 4 Mar 17 65 14 : 1

CPN06C1711A CPN 30 Nov 17 8 Dec 17 35.54 20.72968 : 1

CPN08C1701A CPN 30 Jan 17 4 Feb 17 61 15.5 : 1

CPN11C1702A CPN 28 Feb 17 7 Mar 17 51.75 18 : 1

CPN11P1702A CPN 28 Feb 17 7 Mar 17 63.25 13.5 : 1

CPN23C1702A CPN 28 Feb 17 7 Mar 17 69.105 13.81979 : 1

CPN23P1702A CPN 28 Feb 17 7 Mar 17 39.489 11.84694 : 1

CPN24C1704A CPN 24 Apr 17 29 Apr 17 65.4 10.9 : 1

CPN27C1702A CPN 21 Feb 17 28 Feb 17 54.5 17 : 1

CPN28C1610A CPN 7 Oct 16 14 Oct 16 48.374 18.75709 : 1

CPN28C1701A CPN 6 Jan 17 13 Jan 17 59 17 : 1

CPN42C1611A CPN 29 Nov 16 7 Dec 16 49.361 15.79529 : 1

CPN42P1611A CPN 29 Nov 16 7 Dec 16 55 7.2 : 1

DELT01C1609A DELTA 29 Sep 16 6 Oct 16 76 22 : 1

DELT01C1702A DELTA 27 Feb 17 4 Mar 17 66 20 : 1

DELT11C1701A DELTA 31 Jan 17 7 Feb 17 61 17.3 : 1

DELT24C1612A DELTA 8 Dec 16 16 Dec 16 83.7 11.5 : 1

DELT27C1701A DELTA 24 Jan 17 31 Jan 17 66 15.5 : 1

DTAC01C1609A DTAC 29 Sep 16 6 Oct 16 25.661 19.73944 : 1

DTAC01C1702A DTAC 27 Feb 17 4 Mar 17 28 20 : 1

DTAC01P1609A DTAC 29 Sep 16 6 Oct 16 37.505 13.81788 : 1

DTAC01P1702A DTAC 27 Feb 17 4 Mar 17 37 14 : 1

DTAC06C1701A DTAC 31 Jan 17 7 Feb 17 21.361 20.38736 : 1


Derivative Warrants


Exercise Price

Exercise Ratio


DTAC08C1702A DTAC 27 Feb 17 4 Mar 17 30 19 : 1

DTAC08P1611A DTAC 29 Nov 16 7 Dec 16 24.674 6.1686 : 1


DTAC11C1703A DTAC 31 Mar 17 8 Apr 17 31.75 17 : 1

DTAC11P1609A DTAC 30 Sep 16 7 Oct 16 36.518 10.85674 : 1

DTAC13C1612A DTAC 15 Dec 16 22 Dec 16 41.453 13.81788 : 1

DTAC13C1701A DTAC 19 Jan 17 26 Jan 17 35.531 14.31025 : 1

DTAC13P1612A DTAC 15 Dec 16 22 Dec 16 27.635 7.89578 : 1

DTAC23C1611A DTAC 30 Nov 16 8 Dec 16 59.227 10.68034 : 1

DTAC24C1702A DTAC 3 Feb 17 10 Feb 17 41.28 9.95 : 1

DTAC27C1609A DTAC 23 Sep 16 30 Sep 16 28.157 16.50437 : 1

DTAC28C1611A DTAC 4 Nov 16 11 Nov 16 31.583 18.75256 : 1

DTAC28C1703A DTAC 3 Mar 17 10 Mar 17 38 16.2 : 1

DTAC42C1701A DTAC 24 Jan 17 31 Jan 17 39.479 13.81788 : 1

EART06C1611A EARTH 30 Nov 16 8 Dec 16 3.876 3.779 : 1

EART23C1703A EARTH 30 Mar 17 6 Apr 17 6 1.2 : 1

EART28C1610A EARTH 7 Oct 16 14 Oct 16 5.387 3.23238 : 1

EART42C1611A EARTH 29 Nov 16 7 Dec 16 5.387 1.17542 : 1

EGCO01C1612A EGCO 26 Dec 16 31 Dec 16 182.939 78.67821 : 1

EGCO24C1708A EGCO 23 Aug 17 30 Aug 17 255.722 19.66955 : 1

EGCO42C1701A EGCO 24 Jan 17 31 Jan 17 186.873 27.54062 : 1

EPG01C1611A EPG 29 Nov 16 7 Dec 16 11.488 7.92267 : 1

EPG01P1611A EPG 29 Nov 16 7 Dec 16 16.538 5.94177 : 1

EPG08C1702A EPG 27 Feb 17 4 Mar 17 13.5 6.4 : 1

EPG11C1701A EPG 31 Jan 17 7 Feb 17 25.995 16.83548 : 1

EPG11C1702A EPG 28 Feb 17 7 Mar 17 11.5 6.7 : 1

EPG13C1612A EPG 19 Dec 16 24 Dec 16 13.666 6.13987 : 1

EPG23C1701A EPG 31 Jan 17 7 Feb 17 23.768 2.97097 : 1

EPG24C1701A EPG 23 Jan 17 28 Jan 17 17.638 4.20893 : 1

EPG27C1609A EPG 23 Sep 16 30 Sep 16 12.874 6.93193 : 1

EPG28C1612A EPG 2 Dec 16 10 Dec 16 12.874 6.68468 : 1

EPG42C1610A EPG 25 Oct 16 1 Nov 16 14.855 5.94177 : 1

GL01C1609A GL 29 Sep 16 6 Oct 16 18.182 7.94849 : 1

GL01C1701A GL 30 Jan 17 4 Feb 17 37 20 : 1

GL01P1701A GL 30 Jan 17 4 Feb 17 49 14 : 1

GL06C1805A GL 31 May 18 7 Jun 18 30 18 : 1

GL08C1610A GL 28 Oct 16 4 Nov 16 22.354 6.20954 : 1

GL08C1701A GL 30 Jan 17 4 Feb 17 38 16 : 1

GL13C1612A GL 22 Dec 16 29 Dec 16 27.5 16 : 1

GL13C1701A GL 12 Jan 17 19 Jan 17 37.5 16 : 1

GL13C1702A GL 16 Feb 17 23 Feb 17 47 15.9 : 1

GL23C1704A GL 28 Apr 17 9 May 17 35 19 : 1

GL27C1701A GL 18 Jan 17 25 Jan 17 28 17 : 1

GL28C1612A GL 2 Dec 16 10 Dec 16 29 18.25 : 1

GL28C1701A GL 6 Jan 17 13 Jan 17 45 17 : 1

GL42C1701A GL 24 Jan 17 31 Jan 17 35 15 : 1

GLOB08C1706A GLOBAL 29 Jun 17 6 Jul 17 15 8.2 : 1

GLOB27C1705A GLOBAL 17 May 17 24 May 17 15.8 6.7 : 1

GLOB28C1703A GLOBAL 3 Mar 17 10 Mar 17 14.8 7.25 : 1

GLOB42C1611A GLOBAL 29 Nov 16 7 Dec 16 11.851 6.06759 : 1

GLOW01C1612A GLOW 26 Dec 16 31 Dec 16 82 22 : 1

GLOW24C1708A GLOW 23 Aug 17 30 Aug 17 110.195 9.68054 : 1

GLOW42C1611A GLOW 29 Nov 16 7 Dec 16 93.715 14.99475 : 1

GPSC01C1609A GPSC 29 Sep 16 6 Oct 16 22.716 19.75504 : 1

GPSC01C1701A GPSC 30 Jan 17 4 Feb 17 33.581 19.75504 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

GPSC01P1701A GPSC 30 Jan 17 4 Feb 17 43.458 13.82743 : 1

GPSC08C1610A GPSC 28 Oct 16 4 Nov 16 27.161 14.81507 : 1

GPSC13C1612A GPSC 16 Dec 16 23 Dec 16 33.828 14.02525 : 1

GPSC23C1704A GPSC 28 Apr 17 9 May 17 33.581 17.77778 : 1

GPSC24C1706A GPSC 8 Jun 17 15 Jun 17 48.791 9.33358 : 1

GPSC27C1701A GPSC 18 Jan 17 25 Jan 17 29.63 16.79261 : 1

GPSC28C1612A GPSC 2 Dec 16 10 Dec 16 34.568 16.79041 : 1

GPSC42C1701A GPSC 24 Jan 17 31 Jan 17 34.568 12.84027 : 1

GUNK01C1612A GUNKUL 26 Dec 16 31 Dec 16 4.7 3.5 : 1

GUNK01P1612A GUNKUL 26 Dec 16 31 Dec 16 6.3 2.8 : 1

GUNK08C1611A GUNKUL 29 Nov 16 7 Dec 16 6.25 3.1 : 1

GUNK11C1611A GUNKUL 30 Nov 16 8 Dec 16 5 3.4 : 1

GUNK24C1702A GUNKUL 3 Feb 17 10 Feb 17 6.63 2.15 : 1

GUNK28C1612A GUNKUL 2 Dec 16 10 Dec 16 6 3.3 : 1

GUNK42C1610A GUNKUL 25 Oct 16 1 Nov 16 6.192 2.0639 : 1

GUNK42P1610A GUNKUL 25 Oct 16 1 Nov 16 3.922 0.51597 : 1

HANA06C1706A HANA 30 Jun 17 7 Jul 17 22 21 : 1

HANA08C1611A HANA 29 Nov 16 7 Dec 16 35 18.25 : 1

HANA42C1611A HANA 29 Nov 16 7 Dec 16 36.914 15.54243 : 1

HMPR01C1612A HMPRO 26 Dec 16 31 Dec 16 7.505 3.95007 : 1

HMPR01P1612A HMPRO 26 Dec 16 31 Dec 16 10.171 2.96252 : 1

HMPR06C1702A HMPRO 28 Feb 17 7 Mar 17 4.846 3.87687 : 1

HMPR11C1611A HMPRO 30 Nov 16 8 Dec 16 7.505 3.3575 : 1

HMPR23C1705A HMPRO 31 May 17 7 Jun 17 10.863 3.45626 : 1

HMPR23P1705A HMPRO 31 May 17 7 Jun 17 4.938 0.74063 : 1

HMPR24C1701A HMPRO 23 Jan 17 28 Jan 17 9.717 2.19226 : 1

HMPR28C1703A HMPRO 3 Mar 17 10 Mar 17 10.863 6.41875 : 1

HMPR42C1610A HMPRO 25 Oct 16 1 Nov 16 6.882 2.81065 : 1

ICHI08C1610A ICHI 28 Oct 16 4 Nov 16 11.989 7.19328 : 1

ICHI11C1703A ICHI 31 Mar 17 8 Apr 17 11 6.9 : 1

ICHI23C1703A ICHI 30 Mar 17 6 Apr 17 14.69 6.26763 : 1

ICHI42C1610A ICHI 25 Oct 16 1 Nov 16 15.345 4.0282 : 1

ICHI42P1610A ICHI 25 Oct 16 1 Nov 16 11.509 3.16506 : 1

IFEC08C1701A IFEC 30 Jan 17 4 Feb 17 8.5 2.45 : 1

IFEC13C1702A IFEC 14 Feb 17 21 Feb 17 7.5 2.5 : 1

IFEC28C1703A IFEC 3 Mar 17 10 Mar 17 7 3 : 1

IFEC42C1702A IFEC 21 Feb 17 28 Feb 17 7 3 : 1

INTU01C1611A INTUCH 29 Nov 16 7 Dec 16 44.407 19.30875 : 1

INTU01C1701A INTUCH 30 Jan 17 4 Feb 17 56 20 : 1

INTU01P1611A INTUCH 29 Nov 16 7 Dec 16 59.853 13.51534 : 1

INTU01P1701A INTUCH 30 Jan 17 4 Feb 17 70 14 : 1

INTU06C1701A INTUCH 31 Jan 17 7 Feb 17 30.618 20.41233 : 1

INTU06P1701A INTUCH 31 Jan 17 7 Feb 17 51.03 11.13462 : 1

INTU11C1610A INTUCH 31 Oct 16 5 Nov 16 50.101 17.62848 : 1

INTU11P1610A INTUCH 31 Oct 16 5 Nov 16 64.946 12.5255 : 1


INTU13C1612A INTUCH 22 Dec 16 29 Dec 16 56.957 14.67351 : 1


INTU23P1707A INTUCH 31 Jul 17 5 Aug 17 38.615 5.50267 : 1

INTU24C1609A INTUCH 26 Sep 16 1 Oct 16 56.411 12.06273 : 1


INTU28C1612A INTUCH 2 Dec 16 10 Dec 16 55.026 14.72183 : 1

IRPC01C1612A IRPC 26 Dec 16 31 Dec 16 4.4 3.5 : 1

IRPC01P1612A IRPC 26 Dec 16 31 Dec 16 5.9 2.8 : 1

IRPC06C1703A IRPC 31 Mar 17 8 Apr 17 4 4 : 1

IRPC08C1610A IRPC 28 Oct 16 4 Nov 16 5.5 3.1 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

IRPC08C1703A IRPC 30 Mar 17 6 Apr 17 5.5 2.9 : 1


IRPC11C1701A IRPC 31 Jan 17 7 Feb 17 4.22 1.4 : 1

IRPC13C1612A IRPC 22 Dec 16 29 Dec 16 5.55 3.22 : 1

IRPC13C1701A IRPC 10 Jan 17 17 Jan 17 4.9 1.2 : 1


IRPC27C1610A IRPC 14 Oct 16 21 Oct 16 5 3.3 : 1

IRPC28C1610A IRPC 7 Oct 16 14 Oct 16 4.5 1.6 : 1


IRPC28P1701A IRPC 6 Jan 17 13 Jan 17 5 2 : 1


ITD01C1609A ITD 29 Sep 16 6 Oct 16 6 4 : 1

ITD01C1612A ITD 26 Dec 16 31 Dec 16 5.8 4 : 1

ITD01C1702A ITD 27 Feb 17 4 Mar 17 5 4 : 1

ITD01P1609A ITD 29 Sep 16 6 Oct 16 8.2 3 : 1

ITD01P1612A ITD 26 Dec 16 31 Dec 16 8.3 3 : 1

ITD01P1702A ITD 27 Feb 17 4 Mar 17 7.3 3 : 1

ITD06C1708A ITD 31 Aug 17 7 Sep 17 4.8 4.1 : 1

ITD08C1702A ITD 27 Feb 17 4 Mar 17 7.4 3 : 1

ITD08P1702A ITD 27 Feb 17 4 Mar 17 6.2 1.95 : 1

ITD11C1702A ITD 28 Feb 17 7 Mar 17 5.95 3.5 : 1

ITD11P1610A ITD 31 Oct 16 5 Nov 16 8.1 2.3 : 1

ITD13C1609A ITD 22 Sep 16 29 Sep 16 8.5 2.15 : 1

ITD13C1611A ITD 30 Nov 16 8 Dec 16 6.1 4 : 1

ITD13C1701A ITD 20 Jan 17 27 Jan 17 7.25 3 : 1

ITD13C1703A ITD 17 Mar 17 24 Mar 17 6.2 3 : 1

ITD23C1701A ITD 31 Jan 17 7 Feb 17 12 2.5 : 1

ITD24C1609A ITD 26 Sep 16 1 Oct 16 7.88 2.27 : 1

ITD24C1707A ITD 31 Jul 17 5 Aug 17 6.42 1.95 : 1

ITD27C1701A ITD 24 Jan 17 31 Jan 17 6.8 3.4 : 1

ITD27P1701A ITD 24 Jan 17 31 Jan 17 6 1.6 : 1

ITD28C1612A ITD 2 Dec 16 10 Dec 16 7 3.5 : 1

ITD42C1609A ITD 27 Sep 16 4 Oct 16 10 3 : 1

ITD42P1609A ITD 27 Sep 16 4 Oct 16 8 1.4 : 1

IVL01C1610A IVL 28 Oct 16 4 Nov 16 23.297 19.82554 : 1

IVL01P1610A IVL 28 Oct 16 4 Nov 16 32.715 13.87925 : 1

IVL06C1708A IVL 31 Aug 17 7 Sep 17 24 21 : 1

IVL08C1609A IVL 29 Sep 16 6 Oct 16 22.609 6.68453 : 1

IVL08C1611A IVL 29 Nov 16 7 Dec 16 31.228 14.8705 : 1

IVL08C1703A IVL 30 Mar 17 6 Apr 17 37 16.5 : 1

IVL08P1610A IVL 28 Oct 16 4 Nov 16 24.784 8.12921 : 1

IVL11C1612A IVL 28 Dec 16 6 Jan 17 26.766 16.85323 : 1

IVL11P1612A IVL 28 Dec 16 6 Jan 17 32.715 12.59035 : 1

IVL13C1612A IVL 16 Dec 16 23 Dec 16 28.999 15.72822 : 1

IVL23C1704A IVL 28 Apr 17 9 May 17 34.698 18.83594 : 1

IVL23P1704A IVL 28 Apr 17 9 May 17 20.819 5.45256 : 1

IVL24C1611A IVL 17 Nov 16 24 Nov 16 33.607 11.25113 : 1

IVL27C1703A IVL 24 Mar 17 31 Mar 17 29.245 16.65556 : 1

IVL27P1703A IVL 24 Mar 17 31 Mar 17 27.758 10.11225 : 1

IVL28C1612A IVL 2 Dec 16 10 Dec 16 35.194 16.35756 : 1

IVL28C1701A IVL 6 Jan 17 13 Jan 17 28.997 15.86187 : 1

IVL42C1611A IVL 29 Nov 16 7 Dec 16 26.542 15.72822 : 1

JAS01C1611A JAS 29 Nov 16 7 Dec 16 3.894 1.94689 : 1

JAS01P1611A JAS 29 Nov 16 7 Dec 16 5.159 0.97345 : 1

JAS06C1701A JAS 31 Jan 17 7 Feb 17 4.079 3.13735 : 1

JAS08C1611A JAS 29 Nov 16 7 Dec 16 5.257 1.11947 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

JAS08C1703A JAS 30 Mar 17 6 Apr 17 6 3.5 : 1

JAS08P1611A JAS 29 Nov 16 7 Dec 16 3.31 0.73009 : 1

JAS08P1703A JAS 30 Mar 17 6 Apr 17 6.3 2.4 : 1

JAS11C1610A JAS 31 Oct 16 5 Nov 16 3.231 1.31415 : 1

JAS13C1610A JAS 27 Oct 16 3 Nov 16 4.867 1.13894 : 1

JAS13C1612A JAS 16 Dec 16 23 Dec 16 5.354 2.92039 : 1

JAS13C1706A JAS 22 Jun 17 29 Jun 17 6.425 2.92039 : 1

JAS13C1707A JAS 14 Jul 17 21 Jul 17 4.867 1.16814 : 1

JAS13C1709A JAS 13 Sep 17 20 Sep 17 7.106 2.92039 : 1

JAS27C1609A JAS 23 Sep 16 30 Sep 16 2.455 1.20114 : 1

JAS27C1702A JAS 21 Feb 17 28 Feb 17 4.867 3.60179 : 1

JAS27P1701A JAS 24 Jan 17 31 Jan 17 3.894 0.77876 : 1

JAS28C1701A JAS 6 Jan 17 13 Jan 17 5.354 3.50442 : 1

JAS28C1703A JAS 3 Mar 17 10 Mar 17 6.5 3.3 : 1

KBAN01C1609A KBANK 29 Sep 16 6 Oct 16 151.369 39.0625 : 1

KBAN01C1612A KBANK 26 Dec 16 31 Dec 16 157.582 39.88831 : 1

KBAN01C1702A KBANK 27 Feb 17 4 Mar 17 169 40 : 1

KBAN01P1609A KBANK 29 Sep 16 6 Oct 16 187.503 32.23727 : 1

KBAN01P1612A KBANK 26 Dec 16 31 Dec 16 199.471 32.91639 : 1

KBAN01P1702A KBANK 27 Feb 17 4 Mar 17 212 35 : 1

KBAN06C1701A KBANK 31 Jan 17 7 Feb 17 97.658 42.97379 : 1

KBAN06P1701A KBANK 31 Jan 17 7 Feb 17 166.018 21.48689 : 1

KBAN08C1610A KBANK 28 Oct 16 4 Nov 16 194.484 26.92857 : 1

KBAN08P1702A KBANK 27 Feb 17 4 Mar 17 169.55 19.94709 : 1

KBAN13C1611A KBANK 30 Nov 16 8 Dec 16 139.63 39.88831 : 1

KBAN13C1705A KBANK 31 May 17 7 Jun 17 163 42 : 1

KBAN13P1611A KBANK 30 Nov 16 8 Dec 16 194.484 30.9119 : 1


KBAN23P1707A KBANK 31 Jul 17 5 Aug 17 119.683 10.97093 : 1

KBAN24C1610A KBANK 26 Oct 16 2 Nov 16 174.563 25.3936 : 1

KBAN27C1610A KBANK 14 Oct 16 21 Oct 16 169.55 32.91639 : 1

KBAN28C1701A KBANK 6 Jan 17 13 Jan 17 189.497 31.91533 : 1

KBAN28P1701A KBANK 6 Jan 17 13 Jan 17 184.51 29.92062 : 1


KBAN42P1611A KBANK 29 Nov 16 7 Dec 16 151.369 15.625 : 1

KCE01C1701A KCE 30 Jan 17 4 Feb 17 89.089 34.65003 : 1

KCE08C1701A KCE 30 Jan 17 4 Feb 17 94.038 15.83797 : 1

KCE11C1611A KCE 30 Nov 16 8 Dec 16 69.291 16.82784 : 1

KCE13C1702A KCE 16 Feb 17 23 Feb 17 108.886 29.70003 : 1

KCE18C1609A KCE 26 Sep 16 1 Oct 16 68.441 21.51431 : 1

KCE24C1703A KCE 16 Mar 17 23 Mar 17 107.451 9.05715 : 1

KCE28C1702A KCE 3 Feb 17 10 Feb 17 108.886 30.68606 : 1

KCE42C1611A KCE 29 Nov 16 7 Dec 16 64.53 15.64211 : 1

KKP01C1612A KKP 26 Dec 16 31 Dec 16 46.061 19.19017 : 1

KKP24C1708A KKP 23 Aug 17 30 Aug 17 64.562 9.98004 : 1

KKP28C1702A KKP 3 Feb 17 10 Feb 17 49.899 16.31313 : 1

KKP42C1611A KKP 29 Nov 16 7 Dec 16 34.788 13.73249 : 1

KTB01C1609A KTB 29 Sep 16 6 Oct 16 15.301 7.65052 : 1

KTB01C1612A KTB 26 Dec 16 31 Dec 16 15.8 8 : 1

KTB01C1702A KTB 27 Feb 17 4 Mar 17 15.4 8 : 1

KTB01P1609A KTB 29 Sep 16 6 Oct 16 19.318 5.73789 : 1

KTB01P1612A KTB 26 Dec 16 31 Dec 16 20 6 : 1

KTB01P1702A KTB 27 Feb 17 4 Mar 17 20 6 : 1

KTB06C1611A KTB 30 Nov 16 8 Dec 16 13.389 7.65052 : 1

KTB08C1701A KTB 30 Jan 17 4 Feb 17 16 7 : 1

KTB11C1612A KTB 28 Dec 16 6 Jan 17 15 6.7 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

KTB11P1612A KTB 28 Dec 16 6 Jan 17 18 5 : 1

KTB13C1610A KTB 19 Oct 16 27 Oct 16 16.257 6.9808 : 1

KTB23C1703A KTB 30 Mar 17 6 Apr 17 21 6.3 : 1

KTB24C1701A KTB 23 Jan 17 28 Jan 17 21.23 3.81563 : 1

KTB27C1701A KTB 18 Jan 17 25 Jan 17 16.5 6.3 : 1

KTB28C1703A KTB 3 Mar 17 10 Mar 17 20 6.5 : 1

KTB28P1610A KTB 7 Oct 16 14 Oct 16 16.257 8.12874 : 1

KTB28P1703A KTB 3 Mar 17 10 Mar 17 18.5 4.1 : 1

KTB42C1611A KTB 29 Nov 16 7 Dec 16 18.17 5.73789 : 1

KTB42P1611A KTB 29 Nov 16 7 Dec 16 16.736 3.4427 : 1

KTC01C1612A KTC 26 Dec 16 31 Dec 16 86 20 : 1

KTC06C1611A KTC 30 Nov 16 8 Dec 16 77.003 38.50597 : 1

KTC08C1706A KTC 29 Jun 17 6 Jul 17 110 52 : 1

KTC11C1701A KTC 31 Jan 17 7 Feb 17 81.75 17.6 : 1

KTC13C1701A KTC 20 Jan 17 27 Jan 17 110 29 : 1

KTC13C1702A KTC 22 Feb 17 1 Mar 17 150 30 : 1

KTC23C1707A KTC 31 Jul 17 5 Aug 17 160 31 : 1

KTC24C1703A KTC 16 Mar 17 23 Mar 17 118.3 9.15 : 1

KTC27C1610A KTC 21 Oct 16 29 Oct 16 85.5 22 : 1

KTC42C1610A KTC 25 Oct 16 1 Nov 16 92 15 : 1

KTC42P1610A KTC 25 Oct 16 1 Nov 16 85 9 : 1

LH01C1701A LH 30 Jan 17 4 Feb 17 8.589 6.75493 : 1

LH01P1701A LH 30 Jan 17 4 Feb 17 11.387 4.82509 : 1

LH06C1703A LH 31 Mar 17 8 Apr 17 6.022 3.70549 : 1

LH06P1609A LH 30 Sep 16 7 Oct 16 7.874 2.03807 : 1

LH08C1611A LH 29 Nov 16 7 Dec 16 9.168 2.7985 : 1

LH11C1611A LH 30 Nov 16 8 Dec 16 7.913 3.3775 : 1

LH11P1701A LH 31 Jan 17 7 Feb 17 9.505 2.46075 : 1

LH23C1707A LH 31 Jul 17 5 Aug 17 12.5 3.7 : 1

LH24C1612A LH 8 Dec 16 16 Dec 16 9.602 2.26778 : 1

LHBA01C1612A LHBANK 26 Dec 16 31 Dec 16 1.55 1 : 1

LHBA23C1702A LHBANK 28 Feb 17 7 Mar 17 2.649 0.58875 : 1

LHBA24C1708A LHBANK 23 Aug 17 30 Aug 17 2.38 0.364 : 1

LHBA42C1701A LHBANK 24 Jan 17 31 Jan 17 2 0.5 : 1

LPN01C1701A LPN 30 Jan 17 4 Feb 17 11.332 7.81555 : 1

LPN01P1701A LPN 30 Jan 17 4 Feb 17 14.458 5.86132 : 1

LPN06C1609A LPN 30 Sep 16 7 Oct 16 12.148 7.47552 : 1

LPN08C1701A LPN 30 Jan 17 4 Feb 17 14.654 5.27538 : 1

LPN11C1609A LPN 30 Sep 16 7 Oct 16 11.234 6.83846 : 1

LPN11C1703A LPN 31 Mar 17 8 Apr 17 11.4 7 : 1

LPN23C1611A LPN 30 Nov 16 8 Dec 16 18.689 3.83127 : 1

LPN24C1703A LPN 16 Mar 17 23 Mar 17 17.272 3.429 : 1

LPN27C1610A LPN 21 Oct 16 29 Oct 16 12.895 6.83854 : 1

LPN42C1611A LPN 29 Nov 16 7 Dec 16 18.689 5.60632 : 1

M42C1609A M 27 Sep 16 4 Oct 16 57.778 14.4446 : 1

M42C1707A M 25 Jul 17 1 Aug 17 49.065 15.70105 : 1

MAJO01C1701A MAJOR 30 Jan 17 4 Feb 17 30.419 19.62323 : 1

MAJO11C1701A MAJOR 31 Jan 17 7 Feb 17 28.946 17.07375 : 1

MAJO23C1704A MAJOR 28 Apr 17 9 May 17 36.306 15.70105 : 1

MAJO24C1706A MAJOR 8 Jun 17 15 Jun 17 41.782 9.0269 : 1

MAJO42C1701A MAJOR 24 Jan 17 31 Jan 17 32.381 14.71887 : 1

MINT01C1609A MINT 29 Sep 16 6 Oct 16 29.714 19.80983 : 1

MINT01C1702A MINT 27 Feb 17 4 Mar 17 35 20 : 1

MINT01P1609A MINT 29 Sep 16 6 Oct 16 40.61 13.86578 : 1

MINT01P1702A MINT 27 Feb 17 4 Mar 17 44 14 : 1

MINT06C1702A MINT 28 Feb 17 7 Mar 17 26.743 19.80983 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

MINT08C1701A MINT 30 Jan 17 4 Feb 17 44.5 14 : 1

MINT08P1703A MINT 30 Mar 17 6 Apr 17 37.5 10 : 1

MINT11C1701A MINT 31 Jan 17 7 Feb 17 34.75 17.3 : 1

MINT11P1701A MINT 31 Jan 17 7 Feb 17 42.5 12.8 : 1

MINT13C1701A MINT 12 Jan 17 19 Jan 17 42 15.5 : 1

MINT18C1609A MINT 26 Sep 16 1 Oct 16 29.714 8.91437 : 1

MINT24C1610A MINT 26 Oct 16 2 Nov 16 43.2 11 : 1

MINT27C1705A MINT 17 May 17 24 May 17 42 16.5 : 1

MINT28C1701A MINT 6 Jan 17 13 Jan 17 45 15.5 : 1

MTLS01C1612A MTLS 26 Dec 16 31 Dec 16 16.5 8 : 1

MTLS01P1612A MTLS 26 Dec 16 31 Dec 16 21 5.5 : 1

MTLS08C1701A MTLS 30 Jan 17 4 Feb 17 22 6.2 : 1

MTLS11C1703A MTLS 31 Mar 17 8 Apr 17 16.8 7 : 1

MTLS24C1710A MTLS 9 Oct 17 14 Oct 17 24.57 3.78 : 1

MTLS27C1703A MTLS 24 Mar 17 31 Mar 17 19.2 6.5 : 1

MTLS28C1702A MTLS 3 Feb 17 10 Feb 17 19.5 6.55 : 1

MTLS42C1702A MTLS 21 Feb 17 28 Feb 17 20.5 5.5 : 1

PLAN06C1702A PLANB 28 Feb 17 7 Mar 17 4.743 3.95257 : 1



PLAN24C1612A PLANB 8 Dec 16 16 Dec 16 6.56 2.22 : 1

PLAN28C1612A PLANB 2 Dec 16 10 Dec 16 6.5 3.45 : 1

PLAN42C1610A PLANB 25 Oct 16 1 Nov 16 6.719 2.76679 : 1

PLAT13C1706A PLAT 22 Jun 17 29 Jun 17 8 3 : 1

PLAT42C1701A PLAT 24 Jan 17 31 Jan 17 7 2.8 : 1

PS01C1701A PS 30 Jan 17 4 Feb 17 22.489 19.55417 : 1

PS01P1701A PS 30 Jan 17 4 Feb 17 30.311 13.68925 : 1

PS06C1609A PS 30 Sep 16 7 Oct 16 19.234 18.32173 : 1

PS08C1610A PS 28 Oct 16 4 Nov 16 29.333 14.66667 : 1

PS11C1701A PS 31 Jan 17 7 Feb 17 22 6.84444 : 1

PS24C1701A PS 23 Jan 17 28 Jan 17 30.507 11.48897 : 1

PS27C1701A PS 18 Jan 17 25 Jan 17 25.422 16.71961 : 1

PS28C1702A PS 3 Feb 17 10 Feb 17 28.111 15.64445 : 1

PS42C1611A PS 29 Nov 16 7 Dec 16 29.827 13.98015 : 1

PSL42C1611A PSL 29 Nov 16 7 Dec 16 8 3 : 1

PTG01C1701A PTG 30 Jan 17 4 Feb 17 23.409 19.92429 : 1

PTG01P1701A PTG 30 Jan 17 4 Feb 17 32.872 13.94506 : 1

PTG06C1711A PTG 30 Nov 17 8 Dec 17 6.875 8.34794 : 1

PTG08C1706A PTG 29 Jun 17 6 Jul 17 22.911 22.91068 : 1

PTG11C1702A PTG 28 Feb 17 7 Mar 17 23.906 18.42815 : 1

PTG13C1703A PTG 17 Mar 17 24 Mar 17 30 14.2 : 1

PTG24C1612A PTG 8 Dec 16 16 Dec 16 24.385 4.33294 : 1

PTG27C1609A PTG 23 Sep 16 30 Sep 16 11.786 6.87521 : 1

PTG28C1701A PTG 6 Jan 17 13 Jan 17 22.911 7.47088 : 1

PTG28C1703A PTG 3 Mar 17 10 Mar 17 28.887 16.43593 : 1

PTG42C1610A PTG 25 Oct 16 1 Nov 16 14.536 5.8931 : 1

PTT01C1609A PTT 29 Sep 16 6 Oct 16 235.932 83.61204 : 1

PTT01C1612A PTT 26 Dec 16 31 Dec 16 265.424 83.61204 : 1

PTT01C1702A PTT 27 Feb 17 4 Mar 17 290 80 : 1

PTT01P1609A PTT 29 Sep 16 6 Oct 16 322.441 58.96226 : 1

PTT01P1612A PTT 26 Dec 16 31 Dec 16 344.068 57.01254 : 1

PTT01P1702A PTT 27 Feb 17 4 Mar 17 380 60 : 1

PTT06C1611A PTT 30 Nov 16 8 Dec 16 203.416 77.45933 : 1

PTT06P1611A PTT 30 Nov 16 8 Dec 16 232.476 43.59198 : 1

PTT08C1610A PTT 28 Oct 16 4 Nov 16 314.576 54.0678 : 1

PTT08C1702A PTT 27 Feb 17 4 Mar 17 363.729 58 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

PTT08P1702A PTT 27 Feb 17 4 Mar 17 275.254 34.40678 : 1

PTT11C1609A PTT 30 Sep 16 7 Oct 16 222.788 67.80529 : 1

PTT11C1703A PTT 31 Mar 17 8 Apr 17 315 69 : 1

PTT11P1609A PTT 30 Sep 16 7 Oct 16 275.254 45.22033 : 1

PTT11P1703A PTT 31 Mar 17 8 Apr 17 385 47 : 1

PTT13C1611A PTT 30 Nov 16 8 Dec 16 245.763 83.61204 : 1

PTT13C1612A PTT 22 Dec 16 29 Dec 16 344.068 58.96226 : 1

PTT13C1705A PTT 31 May 17 7 Jun 17 275 85 : 1

PTT13P1611A PTT 30 Nov 16 8 Dec 16 344.068 64.89293 : 1

PTT13P1612A PTT 22 Dec 16 29 Dec 16 270.339 34.19973 : 1

PTT13P1701A PTT 10 Jan 17 17 Jan 17 294.915 30.46923 : 1

PTT23C1611A PTT 30 Nov 16 8 Dec 16 271.221 43.59198 : 1

PTT23C1705A PTT 31 May 17 7 Jun 17 373.559 64.89293 : 1

PTT23P1707A PTT 31 Jul 17 5 Aug 17 176.949 17.69285 : 1

PTT24C1609A PTT 26 Sep 16 1 Oct 16 333.844 42.8449 : 1

PTT24C1709A PTT 28 Sep 17 5 Oct 17 404.3 39 : 1

PTT27C1703A PTT 24 Mar 17 31 Mar 17 299.831 60.93845 : 1

PTT27P1703A PTT 24 Mar 17 31 Mar 17 304.746 34.41156 : 1

PTT28C1611A PTT 4 Nov 16 11 Nov 16 265.424 70.77967 : 1

PTT28C1612A PTT 2 Dec 16 10 Dec 16 344.068 58.98306 : 1

PTT28P1612A PTT 2 Dec 16 10 Dec 16 285.085 78.64408 : 1

PTT28P1701A PTT 6 Jan 17 13 Jan 17 300 40 : 1

PTT42C1611A PTT 29 Nov 16 7 Dec 16 314.576 58.96226 : 1

PTT42P1611A PTT 29 Nov 16 7 Dec 16 251.848 29.06132 : 1

PTTE01C1611A PTTEP 29 Nov 16 7 Dec 16 68.369 19.81768 : 1

PTTE01C1701A PTTEP 30 Jan 17 4 Feb 17 75 20 : 1

PTTE01P1611A PTTEP 29 Nov 16 7 Dec 16 87.195 13.87155 : 1

PTTE01P1701A PTTEP 30 Jan 17 4 Feb 17 90 14 : 1

PTTE06C1609A PTTEP 30 Sep 16 7 Oct 16 57.427 20.09646 : 1

PTTE06P1609A PTTEP 30 Sep 16 7 Oct 16 58.46 10.89918 : 1

PTTE08C1610A PTTEP 28 Oct 16 4 Nov 16 84.223 14.36738 : 1

PTTE08C1702A PTTEP 27 Feb 17 4 Mar 17 94.627 15.35823 : 1

PTTE08P1702A PTTEP 27 Feb 17 4 Mar 17 59.451 6.14329 : 1 PTTE11C1610A PTTEP 31 Oct 16 5 Nov 16 62.423 15.85365 : 1 PTTE11P1610A PTTEP 31 Oct 16 5 Nov 16 75.304 16.34908 : 1

PTTE13C1610A PTTEP 13 Oct 16 20 Oct 16 79.268 13.87155 : 1


PTTE13P1611A PTTEP 30 Nov 16 8 Dec 16 92.149 12.88162 : 1

PTTE16C1612A PTTEP 16 Dec 16 23 Dec 16 65.084 20.09646 : 1


PTTE23C1705A PTTEP 31 May 17 7 Jun 17 118.902 12.38543 : 1

PTTE23P1707A PTTEP 31 Jul 17 5 Aug 17 45 3.3 : 1

PTTE24C1609A PTTEP 26 Sep 16 1 Oct 16 71.272 14.36575 : 1

PTTE24C1705A PTTEP 31 May 17 7 Jun 17 97.83 9.7 : 1

PTTE27C1701A PTTEP 24 Jan 17 31 Jan 17 76.296 15.85289 : 1

PTTE27P1610A PTTEP 21 Oct 16 29 Oct 16 65.396 8.91742 : 1

PTTE28C1611A PTTEP 4 Nov 16 11 Nov 16 89.177 22.78964 : 1

PTTE28C1701A PTTEP 6 Jan 17 13 Jan 17 78 16 : 1

PTTE28P1610A PTTEP 7 Oct 16 14 Oct 16 57.47 19.81708 : 1

PTTE28P1612A PTTEP 2 Dec 16 10 Dec 16 74.314 20.80793 : 1

PTTE28P1702A PTTEP 3 Feb 17 10 Feb 17 70 11 : 1

PTTG01C1610A PTTGC 28 Oct 16 4 Nov 16 53.07 19.65409 : 1

PTTG01P1610A PTTGC 28 Oct 16 4 Nov 16 65.847 13.75894 : 1

PTTG06C1609A PTTGC 30 Sep 16 7 Oct 16 41.274 20.15723 : 1

PTTG06P1609A PTTGC 30 Sep 16 7 Oct 16 53.753 9.59877 : 1

PTTG08C1610A PTTGC 28 Oct 16 4 Nov 16 66.83 15.2332 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

PTTG08P1702A PTTGC 27 Feb 17 4 Mar 17 54.053 9.82787 : 1

PTTG11C1701A PTTGC 31 Jan 17 7 Feb 17 50.859 16.90393 : 1

PTTG11P1701A PTTGC 31 Jan 17 7 Feb 17 61.915 12.18655 : 1

PTTG13C1611A PTTGC 30 Nov 16 8 Dec 16 51.596 18.18182 : 1

PTTG23C1704A PTTGC 28 Apr 17 9 May 17 75.675 14.74057 : 1


PTTG24C1707A PTTGC 31 Jul 17 5 Aug 17 72.8 9.25 : 1

PTTG27C1701A PTTGC 24 Jan 17 31 Jan 17 58.967 15.72574 : 1

PTTG28C1701A PTTGC 6 Jan 17 13 Jan 17 63.881 15.72459 : 1


PTTG42P1609A PTTGC 27 Sep 16 4 Oct 16 54.713 7.67931 : 1

QH01C1610A QH 28 Oct 16 4 Nov 16 1.851 1.94852 : 1

QH01P1610A QH 28 Oct 16 4 Nov 16 2.582 0.97426 : 1

QH08C1610A QH 28 Oct 16 4 Nov 16 2.391 1.15303 : 1

QH11C1701A QH 31 Jan 17 7 Feb 17 2.279 1.33474 : 1

QH16C1612A QH 16 Dec 16 23 Dec 16 1.969 1.40613 : 1

QH23C1611A QH 30 Nov 16 8 Dec 16 2.813 0.76869 : 1

QH24C1703A QH 16 Mar 17 23 Mar 17 3.157 0.84761 : 1

QH28C1612A QH 2 Dec 16 10 Dec 16 2.679 1.36397 : 1

QH42C1611A QH 29 Nov 16 7 Dec 16 2.625 1.21865 : 1

RATC42C1609A RATCH 27 Sep 16 4 Oct 16 57.437 13.40303 : 1

ROBI01C1611A ROBINS 29 Nov 16 7 Dec 16 52 20 : 1

ROBI08C1701A ROBINS 30 Jan 17 4 Feb 17 75 14.5 : 1

ROBI11C1612A ROBINS 28 Dec 16 6 Jan 17 53 17 : 1

ROBI23C1705A ROBINS 31 May 17 7 Jun 17 70 18 : 1

ROBI24C1706A ROBINS 8 Jun 17 15 Jun 17 85.48 9.65 : 1

ROBI27C1702A ROBINS 21 Feb 17 28 Feb 17 60 16 : 1

ROBI42C1609A ROBINS 27 Sep 16 4 Oct 16 43.96 13.67615 : 1

RS06C1702A RS 28 Feb 17 7 Mar 17 7.924 3.96197 : 1

RS08C1609A RS 29 Sep 16 6 Oct 16 8.419 3.9619 : 1

RS13C1609A RS 22 Sep 16 29 Sep 16 11.886 6.23986 : 1

RS42C1611A RS 29 Nov 16 7 Dec 16 13.371 6.33914 : 1

S01C1609A S 29 Sep 16 6 Oct 16 4.692 3.99297 : 1

S28C1612A S 2 Dec 16 10 Dec 16 5.7 3.5 : 1

S42C1701A S 24 Jan 17 31 Jan 17 5.2 3 : 1

S5001C1609F SET50 29 Sep 16 6 Oct 16 860 0.01429 S5001C1609G SET50 29 Sep 16 6 Oct 16 895 0.01667 S5001C1609H SET50 29 Sep 16 6 Oct 16 940 0.02632

S5001C1610A SET50 28 Oct 16 4 Nov 16 830 0.00741

S5001C1610B SET50 28 Oct 16 4 Nov 16 890 0.00625

S5001C1611A SET50 29 Nov 16 7 Dec 16 940 0.00667

S5001C1611B SET50 29 Nov 16 7 Dec 16 870 0.00625

S5001C1612F SET50 29 Dec 16 6 Jan 17 915 0.01429

S5001P1609F SET50 29 Sep 16 6 Oct 16 975 0.01667

S5001P1609G SET50 29 Sep 16 6 Oct 16 940 0.02

S5001P1609H SET50 29 Sep 16 6 Oct 16 870 0.03333

S5001P1610A SET50 28 Oct 16 4 Nov 16 990 0.0087

S5001P1610B SET50 28 Oct 16 4 Nov 16 1070 0.00769

S5001P1611A SET50 29 Nov 16 7 Dec 16 1090 0.00769

S5001P1611B SET50 29 Nov 16 7 Dec 16 1040 0.00833

S5001P1612F SET50 29 Dec 16 6 Jan 17 985 0.01667

S5006C1609A SET50 29 Sep 16 6 Oct 16 900 0.01333

S5006C1612A SET50 28 Dec 16 6 Jan 17 900 0.01429

S5006C1612B SET50 29 Dec 16 6 Jan 17 1025 0.025

S5006P1609A SET50 29 Sep 16 6 Oct 16 900 0.01333

S5006P1612A SET50 28 Dec 16 6 Jan 17 900 0.01429


Derivative Warrants


Exercise Price

Exercise Ratio

S5006P1612B SET50 29 Dec 16 6 Jan 17 875 0.03333

S5013C1609A SET50 29 Sep 16 6 Oct 16 850 0.0125

S5013C1609B SET50 29 Sep 16 6 Oct 16 950 0.03571

S5013C1609C SET50 29 Sep 16 6 Oct 16 910 0.02632

S5013C1609D SET50 29 Sep 16 6 Oct 16 800 0.03333

S5013C1609E SET50 29 Sep 16 6 Oct 16 990 0.02941

S5013C1611A SET50 29 Nov 16 7 Dec 16 870 0.00833

S5013C1612A SET50 29 Dec 16 6 Jan 17 925 0.0137

S5013C1612B SET50 29 Dec 16 6 Jan 17 1025 0.03448

S5013C1612C SET50 29 Dec 16 6 Jan 17 900 0.01818

S5013P1609A SET50 29 Sep 16 6 Oct 16 950 0.01299

S5013P1609B SET50 29 Sep 16 6 Oct 16 825 0.04545

S5013P1609C SET50 29 Sep 16 6 Oct 16 870 0.04167

S5013P1609D SET50 29 Sep 16 6 Oct 16 1000 0.03333

S5013P1609E SET50 29 Sep 16 6 Oct 16 925 0.02

S5013P1611A SET50 29 Nov 16 7 Dec 16 1070 0.00833

S5013P1612A SET50 29 Dec 16 6 Jan 17 1050 0.01471

S5013P1612B SET50 29 Dec 16 6 Jan 17 900 0.0625

S5013P1612C SET50 29 Dec 16 6 Jan 17 890 0.02857

S5028C1609A SET50 29 Sep 16 6 Oct 16 940 0.0303

S5028C1609B SET50 29 Sep 16 6 Oct 16 980 0.03333

S5028C1609C SET50 29 Sep 16 6 Oct 16 1020 0.03333

S5028C1610A SET50 28 Oct 16 4 Nov 16 1050 0.02857

S5028C1611A SET50 29 Nov 16 7 Dec 16 1020 0.02222

S5028C1611B SET50 29 Nov 16 7 Dec 16 985 0.025

S5028C1612A SET50 29 Dec 16 6 Jan 17 950 0.025

S5028P1609A SET50 29 Sep 16 6 Oct 16 815 0.04

S5028P1609B SET50 29 Sep 16 6 Oct 16 860 0.04

S5028P1609C SET50 29 Sep 16 6 Oct 16 905 0.025

S5028P1610A SET50 28 Oct 16 4 Nov 16 920 0.02778

S5028P1611A SET50 29 Nov 16 7 Dec 16 890 0.03125

S5028P1611B SET50 29 Nov 16 7 Dec 16 855 0.03333

S5028P1612A SET50 29 Dec 16 6 Jan 17 820 0.02857

SAMA01C1611A SAMART 29 Nov 16 7 Dec 16 12.909 12.90989 : 1

SAMA01P1611A SAMART 29 Nov 16 7 Dec 16 17.676 5.95806 : 1

SAMA06C1702A SAMART 28 Feb 17 7 Mar 17 13.742 7.85238 : 1

SAMA08C1610A SAMART 28 Oct 16 4 Nov 16 15.889 7.44778 : 1

SAMA11C1609A SAMART 30 Sep 16 7 Oct 16 14.232 6.57643 : 1

SAMA23C1702A SAMART 28 Feb 17 7 Mar 17 29.791 5.46179 : 1

SAMA24C1612A SAMART 8 Dec 16 16 Dec 16 20.615 4.46867 : 1

SAMA27C1705A SAMART 24 May 17 31 May 17 16 6.4 : 1

SAMA28C1701A SAMART 6 Jan 17 13 Jan 17 16.882 6.55405 : 1

SAMA42C1609A SAMART 27 Sep 16 4 Oct 16 24.539 6.2818 : 1

SAMT42C1610A SAMTEL 25 Oct 16 1 Nov 16 15.71 6.28457 : 1

SAWA01C1611A SAWAD 29 Nov 16 7 Dec 16 38 20 : 1

SAWA01P1611A SAWAD 29 Nov 16 7 Dec 16 50 14 : 1

SAWA06C1706A SAWAD 30 Jun 17 7 Jul 17 30 20.5 : 1

SAWA08C1610A SAWAD 28 Oct 16 4 Nov 16 39.022 20.4864 : 1

SAWA11C1611A SAWAD 30 Nov 16 8 Dec 16 40 17 : 1

SAWA13C1701A SAWAD 19 Jan 17 26 Jan 17 39 14.5 : 1

SAWA23C1707A SAWAD 31 Jul 17 5 Aug 17 55 13.5 : 1

SAWA24C1701A SAWAD 23 Jan 17 28 Jan 17 52.5 11.25 : 1

SAWA24C1709A SAWAD 28 Sep 17 5 Oct 17 43.23 10.95 : 1

SAWA28C1612A SAWAD 2 Dec 16 10 Dec 16 44 17.5 : 1

SAWA42C1610A SAWAD 25 Oct 16 1 Nov 16 48.778 14.63272 : 1

SAWA42P1610A SAWAD 25 Oct 16 1 Nov 16 37.07 6.24337 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

SCB01C1609A SCB 29 Sep 16 6 Oct 16 121.11 38.44675 : 1

SCB01C1612A SCB 26 Dec 16 31 Dec 16 121.85 39.61965 : 1

SCB01C1702A SCB 27 Feb 17 4 Mar 17 136 40 : 1

SCB01P1609A SCB 29 Sep 16 6 Oct 16 153.791 31.72589 : 1

SCB01P1612A SCB 26 Dec 16 31 Dec 16 166.43 32.69042 : 1

SCB01P1702A SCB 27 Feb 17 4 Mar 17 170 30 : 1

SCB06C1609A SCB 30 Sep 16 7 Oct 16 139.113 46.36069 : 1

SCB08C1611A SCB 29 Nov 16 7 Dec 16 141.664 26.99533 : 1

SCB11C1612A SCB 28 Dec 16 6 Jan 17 110.457 33.68224 : 1

SCB11P1612A SCB 28 Dec 16 6 Jan 17 134.728 24.76635 : 1

SCB13C1612A SCB 22 Dec 16 29 Dec 16 138.692 27.73925 : 1

SCB13C1705A SCB 31 May 17 7 Jun 17 130 42.4 : 1

SCB13P1611A SCB 30 Nov 16 8 Dec 16 158.505 32.89474 : 1

SCB24C1611A SCB 17 Nov 16 24 Nov 16 164.941 20.66543 : 1

SCB28C1612A SCB 2 Dec 16 10 Dec 16 130.766 32.69158 : 1

SCB28C1701A SCB 6 Jan 17 13 Jan 17 158.505 26.74766 : 1

SCB28P1610A SCB 7 Oct 16 14 Oct 16 120.149 41.33125 : 1

SCB28P1612A SCB 2 Dec 16 10 Dec 16 151.57 29.71962 : 1

SCC01C1610A SCC 28 Oct 16 4 Nov 16 422.889 157.2327 : 1

SCC01P1610A SCC 28 Oct 16 4 Nov 16 540.905 123.00123 : 1

SCC06C1611A SCC 30 Nov 16 8 Dec 16 366.928 156.49452 : 1

SCC08C1609A SCC 29 Sep 16 6 Oct 16 415.208 135.18413 : 1

SCC08C1703A SCC 30 Mar 17 6 Apr 17 550 123 : 1

SCC08P1609A SCC 29 Sep 16 6 Oct 16 463.488 115.87212 : 1

SCC08P1703A SCC 30 Mar 17 6 Apr 17 480 90 : 1

SCC11C1612A SCC 28 Dec 16 6 Jan 17 420.922 137.68482 : 1

SCC11P1612A SCC 28 Dec 16 6 Jan 17 513.367 108.18093 : 1

SCC13C1610A SCC 13 Oct 16 20 Oct 16 482.801 125.62814 : 1

SCC13C1611A SCC 30 Nov 16 8 Dec 16 417.972 157.2327 : 1

SCC13C1705A SCC 31 May 17 7 Jun 17 450 168 : 1

SCC23C1703A SCC 30 Mar 17 6 Apr 17 540.905 142.45014 : 1

SCC24C1704A SCC 24 Apr 17 29 Apr 17 542.872 88.49558 : 1

SCC28C1610A SCC 7 Oct 16 14 Oct 16 462.228 147.51945 : 1

SCC28C1702A SCC 3 Feb 17 10 Feb 17 515 140 : 1

SCC42C1611A SCC 29 Nov 16 7 Dec 16 482.801 116.00928 : 1

SCC42P1611A SCC 29 Nov 16 7 Dec 16 444.176 61.76652 : 1

SCCC42C1707A SCCC 25 Jul 17 1 Aug 17 341.667 53.70569 : 1

SCN42C1610A SCN 25 Oct 16 1 Nov 16 6.905 3.15647 : 1

SIRI01C1701A SIRI 30 Jan 17 4 Feb 17 1.467 0.97778 : 1

SIRI01P1701A SIRI 30 Jan 17 4 Feb 17 2.151 0.48889 : 1

SIRI06C1706A SIRI 30 Jun 17 7 Jul 17 1.124 0.83111 : 1

SIRI08C1702A SIRI 27 Feb 17 4 Mar 17 1.956 0.58667 : 1

SIRI08P1702A SIRI 27 Feb 17 4 Mar 17 1.633 0.37156 : 1

SIRI11C1701A SIRI 31 Jan 17 7 Feb 17 1.593 0.68444 : 1

SIRI24C1708A SIRI 23 Aug 17 30 Aug 17 2.044 0.41067 : 1

SIRI28C1610A SIRI 7 Oct 16 14 Oct 16 1.452 1.08902 : 1

SIRI28C1701A SIRI 6 Jan 17 13 Jan 17 1.956 0.68444 : 1

SIRI42C1611A SIRI 29 Nov 16 7 Dec 16 1.679 0.58081 : 1

SPAL01C1609A SPALI 29 Sep 16 6 Oct 16 15.573 7.83515 : 1

SPAL01C1702A SPALI 27 Feb 17 4 Mar 17 22 8 : 1

SPAL01P1609A SPALI 29 Sep 16 6 Oct 16 19.588 5.87648 : 1

SPAL01P1702A SPALI 27 Feb 17 4 Mar 17 26.5 6 : 1

SPAL06C1702A SPALI 28 Feb 17 7 Mar 17 13.333 7.61905 : 1

SPAL11C1702A SPALI 28 Feb 17 7 Mar 17 21.743 6.85596 : 1

SPAL24C1703A SPALI 16 Mar 17 23 Mar 17 25.622 4.2604 : 1

SPAL42C1610A SPALI 25 Oct 16 1 Nov 16 18.571 5.33333 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

SPAL42P1610A SPALI 25 Oct 16 1 Nov 16 16.19 3.04757 : 1

SPCG42C1611A SPCG 29 Nov 16 7 Dec 16 24.581 6.0507 : 1

STEC01C1612A STEC 26 Dec 16 31 Dec 16 20 8 : 1

STEC01P1612A STEC 26 Dec 16 31 Dec 16 26 6 : 1

STEC06C1703A STEC 31 Mar 17 8 Apr 17 17 8 : 1

STEC08C1609A STEC 29 Sep 16 6 Oct 16 20.273 6.29846 : 1

STEC08C1703A STEC 30 Mar 17 6 Apr 17 29 13.5 : 1

STEC11C1702A STEC 28 Feb 17 7 Mar 17 24 18.5 : 1

STEC11P1610A STEC 31 Oct 16 5 Nov 16 25 5 : 1

STEC13C1610A STEC 20 Oct 16 28 Oct 16 24.5 6.3 : 1

STEC13C1701A STEC 19 Jan 17 26 Jan 17 28 14 : 1

STEC23C1701A STEC 31 Jan 17 7 Feb 17 32.476 3.64126 : 1

STEC24C1701A STEC 23 Jan 17 28 Jan 17 27.72 4.35 : 1

STEC28C1612A STEC 2 Dec 16 10 Dec 16 23 7 : 1

STEC42C1611A STEC 29 Nov 16 7 Dec 16 26.572 15.74555 : 1

STPI01C1611A STPI 29 Nov 16 7 Dec 16 8.8 8 : 1

STPI01P1611A STPI 29 Nov 16 7 Dec 16 11.7 6 : 1

STPI06C1708A STPI 31 Aug 17 7 Sep 17 7.2 4.2 : 1

STPI08C1702A STPI 27 Feb 17 4 Mar 17 11.5 5.7 : 1

STPI11C1701A STPI 31 Jan 17 7 Feb 17 8.6 3.45 : 1

STPI23C1707A STPI 31 Jul 17 5 Aug 17 13.25 3 : 1

STPI24C1612A STPI 8 Dec 16 16 Dec 16 11.82 2.15 : 1

STPI42C1707A STPI 25 Jul 17 1 Aug 17 10 7 : 1

SVI11C1611A SVI 30 Nov 16 8 Dec 16 4.918 3.34448 : 1

SVI42C1611A SVI 29 Nov 16 7 Dec 16 5.902 3.14772 : 1

TASC01C1611A TASCO 29 Nov 16 7 Dec 16 22.729 19.76285 : 1

TASC01P1611A TASCO 29 Nov 16 7 Dec 16 31.624 13.83509 : 1

TASC08C1609A TASCO 29 Sep 16 6 Oct 16 25.694 15.12 : 1

TASC08C1703A TASCO 30 Mar 17 6 Apr 17 23.5 19 : 1

TASC11C1609A TASCO 30 Sep 16 7 Oct 16 20.752 6.72 : 1

TASC11C1703A TASCO 31 Mar 17 8 Apr 17 22.3 7 : 1

TASC13C1612A TASCO 22 Dec 16 29 Dec 16 28.165 15.71339 : 1

TASC13C1703A TASCO 17 Mar 17 24 Mar 17 24 5.6 : 1

TASC23C1701A TASCO 31 Jan 17 7 Feb 17 41.752 10.68034 : 1

TASC24C1703A TASCO 16 Mar 17 23 Mar 17 34.371 11.16695 : 1

TASC27C1609A TASCO 23 Sep 16 30 Sep 16 35.926 16.5071 : 1

TASC28C1701A TASCO 6 Jan 17 13 Jan 17 29.647 16.8 : 1

TASC28C1703A TASCO 3 Mar 17 10 Mar 17 20 6.8 : 1

TASC42C1610A TASCO 25 Oct 16 1 Nov 16 29.647 12.84687 : 1

TCAP01C1610A TCAP 28 Oct 16 4 Nov 16 32 20 : 1

TCAP01P1610A TCAP 28 Oct 16 4 Nov 16 42 14 : 1

TCAP06C1701A TCAP 31 Jan 17 7 Feb 17 24.872 23.02556 : 1

TCAP18C1609A TCAP 26 Sep 16 1 Oct 16 32.975 9.21398 : 1

TCAP23C1707A TCAP 31 Jul 17 5 Aug 17 50 12.5 : 1

TCAP24C1705A TCAP 8 May 17 16 May 17 39.78 11.5 : 1

TCAP42C1611A TCAP 29 Nov 16 7 Dec 16 34.915 14.54757 : 1

THAI01C1611A THAI 29 Nov 16 7 Dec 16 13.8 8 : 1

THAI01C1612A THAI 26 Dec 16 31 Dec 16 23.5 20 : 1

THAI01P1611A THAI 29 Nov 16 7 Dec 16 17.6 5.5 : 1

THAI06C1702A THAI 28 Feb 17 7 Mar 17 6.5 4 : 1

THAI08C1611A THAI 29 Nov 16 7 Dec 16 18 6 : 1

THAI08C1701A THAI 30 Jan 17 4 Feb 17 32 14.5 : 1

THAI11C1611A THAI 30 Nov 16 8 Dec 16 12.6 7 : 1

THAI13C1612A THAI 2 Dec 16 10 Dec 16 19.5 6.2 : 1

THAI13C1701A THAI 12 Jan 17 19 Jan 17 27 15.5 : 1

THAI13C1702A THAI 3 Feb 17 10 Feb 17 24.9 6.1 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

THAI23C1611A THAI 30 Nov 16 8 Dec 16 12 2.2 : 1

THAI23C1705A THAI 31 May 17 7 Jun 17 25 6 : 1

THAI24C1702A THAI 3 Feb 17 10 Feb 17 33.48 5.3 : 1

THAI27C1610A THAI 14 Oct 16 21 Oct 16 13 7 : 1

THAI27P1610A THAI 21 Oct 16 29 Oct 16 12 3.2 : 1

THAI28C1612A THAI 2 Dec 16 10 Dec 16 16.5 6.5 : 1

THAI28C1701A THAI 6 Jan 17 13 Jan 17 25 5.6 : 1

THAI28C1701B THAI 6 Jan 17 13 Jan 17 31 15.5 : 1

THAI42C1610A THAI 25 Oct 16 1 Nov 16 13 5 : 1

THAI42P1610A THAI 25 Oct 16 1 Nov 16 9.5 2.5 : 1

THCO01C1611A THCOM 29 Nov 16 7 Dec 16 23 20 : 1

THCO01C1701A THCOM 30 Jan 17 4 Feb 17 20 8 : 1

THCO01P1611A THCOM 29 Nov 16 7 Dec 16 31 14 : 1

THCO01P1701A THCOM 30 Jan 17 4 Feb 17 24 5.5 : 1

THCO06C1708A THCOM 31 Aug 17 7 Sep 17 15.5 8.5 : 1

THCO08C1609A THCOM 29 Sep 16 6 Oct 16 26.39 16.61565 : 1

THCO08C1702A THCOM 27 Feb 17 4 Mar 17 20 7.5 : 1

THCO11C1701A THCOM 31 Jan 17 7 Feb 17 19.3 7 : 1

THCO13C1701A THCOM 12 Jan 17 19 Jan 17 24 6.6 : 1

THCO23C1705A THCOM 31 May 17 7 Jun 17 33 15 : 1

THCO24C1701A THCOM 23 Jan 17 28 Jan 17 31.8 10.95 : 1

THCO27C1705A THCOM 24 May 17 31 May 17 22.3 6.5 : 1

THCO42C1609A THCOM 27 Sep 16 4 Oct 16 34.209 13.68363 : 1

THCO42P1609A THCOM 27 Sep 16 4 Oct 16 27.367 6.84182 : 1

TICO42C1707A TICON 25 Jul 17 1 Aug 17 15 6 : 1

TISC01C1612A TISCO 26 Dec 16 31 Dec 16 49 20 : 1

TISC23C1702A TISCO 28 Feb 17 7 Mar 17 52.176 20.87247 : 1

TISC42C1701A TISCO 24 Jan 17 31 Jan 17 46 14 : 1

TMB01C1610A TMB 28 Oct 16 4 Nov 16 1.9 2 : 1

TMB01P1610A TMB 28 Oct 16 4 Nov 16 2.7 1 : 1

TMB06C1611A TMB 30 Nov 16 8 Dec 16 1.951 1.60942 : 1

TMB08C1611A TMB 29 Nov 16 7 Dec 16 2.44 1.16 : 1

TMB11C1609A TMB 30 Sep 16 7 Oct 16 2.243 1.36557 : 1

TMB11C1703A TMB 31 Mar 17 8 Apr 17 2.06 1.4 : 1

TMB11P1609A TMB 30 Sep 16 7 Oct 16 2.7 1.1 : 1

TMB24C1701A TMB 23 Jan 17 28 Jan 17 2.51 0.91 : 1

TMB28C1701A TMB 6 Jan 17 13 Jan 17 2.2 1.45 : 1

TMB42C1611A TMB 29 Nov 16 7 Dec 16 2.926 1.17049 : 1

TMB42P1611A TMB 29 Nov 16 7 Dec 16 2.439 0.53647 : 1

TOP01C1701A TOP 30 Jan 17 4 Feb 17 54.783 19.56564 : 1

TOP01P1701A TOP 30 Jan 17 4 Feb 17 67.5 13.69488 : 1

TOP06C1703A TOP 31 Mar 17 8 Apr 17 48.913 19.56564 : 1

TOP08C1611A TOP 29 Nov 16 7 Dec 16 70.435 14.67391 : 1

TOP11C1611A TOP 30 Nov 16 8 Dec 16 58.695 16.63043 : 1

TOP11P1611A TOP 30 Nov 16 8 Dec 16 75.326 11.93478 : 1

TOP13C1611A TOP 30 Nov 16 8 Dec 16 53.804 19.56564 : 1

TOP23C1703A TOP 30 Mar 17 6 Apr 17 75.326 15.6519 : 1

TOP24C1610A TOP 26 Oct 16 2 Nov 16 79.826 10.76079 : 1

TOP28C1701A TOP 6 Jan 17 13 Jan 17 61.63 16.14131 : 1

TOP42C1701A TOP 24 Jan 17 31 Jan 17 63.587 13.69488 : 1

TOP42P1701A TOP 24 Jan 17 31 Jan 17 53.804 6.84791 : 1

TPIP01C1609A TPIPL 29 Sep 16 6 Oct 16 2.2 1.95 : 1

TPIP01C1702A TPIPL 27 Feb 17 4 Mar 17 1.8 1.7 : 1

TPIP01P1609A TPIPL 29 Sep 16 6 Oct 16 3 1 : 1

TPIP01P1702A TPIPL 27 Feb 17 4 Mar 17 2.6 1.2 : 1

TPIP06C1609A TPIPL 30 Sep 16 7 Oct 16 1.985 1.58778 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

TPIP08C1611A TPIPL 29 Nov 16 7 Dec 16 2.8 1.2 : 1

TPIP11C1612A TPIPL 28 Dec 16 6 Jan 17 2.05 1.35 : 1

TPIP13C1612A TPIPL 15 Dec 16 22 Dec 16 2.5 1.2 : 1

TPIP23C1701A TPIPL 31 Jan 17 7 Feb 17 3.573 0.99237 : 1

TPIP24C1611A TPIPL 17 Nov 16 24 Nov 16 2.95 0.95 : 1

TPIP27C1705A TPIPL 24 May 17 31 May 17 2.26 1.4 : 1

TPIP28C1611A TPIPL 4 Nov 16 11 Nov 16 2.15 1.5 : 1

TPIP42C1610A TPIPL 25 Oct 16 1 Nov 16 2.382 1.19084 : 1

TPIP42P1610A TPIPL 25 Oct 16 1 Nov 16 1.985 0.59542 : 1

TRUE01C1611A TRUE 29 Nov 16 7 Dec 16 6.3 4 : 1

TRUE01C1701A TRUE 30 Jan 17 4 Feb 17 7.9 4 : 1

TRUE01P1611A TRUE 29 Nov 16 7 Dec 16 9.1 3 : 1

TRUE01P1701A TRUE 30 Jan 17 4 Feb 17 10.1 2.8 : 1

TRUE06C1707A TRUE 31 Jul 17 5 Aug 17 5.25 4 : 1

TRUE08C1701A TRUE 30 Jan 17 4 Feb 17 8.5 2.8 : 1

TRUE08P1701A TRUE 30 Jan 17 4 Feb 17 5.95 1.5 : 1

TRUE11C1610A TRUE 31 Oct 16 5 Nov 16 7.409 3.3858 : 1

TRUE11P1610A TRUE 31 Oct 16 5 Nov 16 9.028 2.30627 : 1

TRUE13C1612A TRUE 15 Dec 16 22 Dec 16 8.5 2.6 : 1

TRUE13C1701A TRUE 17 Jan 17 24 Jan 17 9.7 2.65 : 1

TRUE13P1612A TRUE 15 Dec 16 22 Dec 16 6.5 1.7 : 1

TRUE13P1701A TRUE 17 Jan 17 24 Jan 17 8 1.75 : 1

TRUE16C1612A TRUE 16 Dec 16 23 Dec 16 8.455 7.82044 : 1

TRUE23C1703A TRUE 30 Mar 17 6 Apr 17 12 2.4 : 1

TRUE23P1707A TRUE 31 Jul 17 5 Aug 17 5 0.85 : 1

TRUE27C1705A TRUE 17 May 17 24 May 17 8.8 5.2 : 1

TRUE27P1705A TRUE 17 May 17 24 May 17 8.3 1.8 : 1

TRUE28C1611A TRUE 4 Nov 16 11 Nov 16 7 3.2 : 1

TRUE28C1701A TRUE 6 Jan 17 13 Jan 17 10 3 : 1

TRUE28C1703A TRUE 3 Mar 17 10 Mar 17 8.6 3.3 : 1

TRUE42C1610A TRUE 25 Oct 16 1 Nov 16 7.82 1.95503 : 1

TRUE42P1610A TRUE 25 Oct 16 1 Nov 16 5.376 1.56402 : 1

TTA01C1611A TTA 29 Nov 16 7 Dec 16 7.7 4 : 1

TTA01P1611A TTA 29 Nov 16 7 Dec 16 10 3 : 1

TTA06C1611A TTA 30 Nov 16 8 Dec 16 6.458 3.9744 : 1

TTA08C1702A TTA 27 Feb 17 4 Mar 17 12 5 : 1

TTA11C1609A TTA 30 Sep 16 7 Oct 16 7.054 3.27884 : 1

TTA11C1703A TTA 31 Mar 17 8 Apr 17 8.8 3.5 : 1

TTA13C1610A TTA 27 Oct 16 3 Nov 16 9.5 3.1 : 1

TTA13C1701A TTA 17 Jan 17 24 Jan 17 11.5 5.5 : 1

TTA23C1611A TTA 30 Nov 16 8 Dec 16 9.936 1.98716 : 1

TTA24C1612A TTA 8 Dec 16 16 Dec 16 10.56 2.15 : 1

TTA27C1701A TTA 18 Jan 17 25 Jan 17 9.2 3.2 : 1

TTA28C1610A TTA 7 Oct 16 14 Oct 16 7.949 6.75641 : 1

TTA28C1701A TTA 6 Jan 17 13 Jan 17 11.5 6.5 : 1

TTA28C1702A TTA 3 Feb 17 10 Feb 17 9 3.2 : 1

TTA42C1609A TTA 27 Sep 16 4 Oct 16 11.923 5.96125 : 1

TTCL23C1611A TTCL 30 Nov 16 8 Dec 16 27.261 3.01823 : 1

TTW42C1609A TTW 27 Sep 16 4 Oct 16 11.348 5.20102 : 1

TU01C1701A TU 30 Jan 17 4 Feb 17 19.498 7.87836 : 1

TU01P1701A TU 30 Jan 17 4 Feb 17 24.619 5.41624 : 1

TU06C1611A TU 30 Nov 16 8 Dec 16 13.576 7.75795 : 1

TU11C1701A TU 31 Jan 17 7 Feb 17 19.498 6.89333 : 1

TU23C1702A TU 28 Feb 17 7 Mar 17 27.573 6.89322 : 1

TU24C1609A TU 26 Sep 16 1 Oct 16 24.816 4.33294 : 1

TU24C1709A TU 28 Sep 17 5 Oct 17 26.65 3.9 : 1


Derivative Warrants


Exercise Price

Exercise Ratio

TU42C1609A TU 27 Sep 16 4 Oct 16 19.395 5.81835 : 1

TU42P1609A TU 27 Sep 16 4 Oct 16 16.485 2.90918 : 1

TVO42C1703A TVO 28 Mar 17 4 Apr 17 33.694 13.47709 : 1

UNIQ01C1612A UNIQ 26 Dec 16 31 Dec 16 15.5 8 : 1

UNIQ01P1612A UNIQ 26 Dec 16 31 Dec 16 20 6 : 1

UNIQ06C1703A UNIQ 31 Mar 17 8 Apr 17 13 8 : 1

UNIQ08C1610A UNIQ 28 Oct 16 4 Nov 16 21 6 : 1

UNIQ11C1612A UNIQ 28 Dec 16 6 Jan 17 14.8 6.9 : 1

UNIQ23C1707A UNIQ 31 Jul 17 5 Aug 17 27 6 : 1

UNIQ24C1612A UNIQ 8 Dec 16 16 Dec 16 20.64 4.79 : 1

UNIQ28C1612A UNIQ 2 Dec 16 10 Dec 16 17.5 6.7 : 1

UNIQ42C1611A UNIQ 29 Nov 16 7 Dec 16 23.559 6.28259 : 1

UV13C1706A UV 22 Jun 17 29 Jun 17 7.8 2.9 : 1

UV42C1610A UV 25 Oct 16 1 Nov 16 6.881 2.9489 : 1

UV42C1707A UV 25 Jul 17 1 Aug 17 7 3 : 1

VGI01C1701A VGI 30 Jan 17 4 Feb 17 5.5 4 : 1

VGI01P1701A VGI 30 Jan 17 4 Feb 17 7.3 2.8 : 1

VGI06C1708A VGI 31 Aug 17 7 Sep 17 4.5 4.2 : 1

VGI08C1706A VGI 29 Jun 17 6 Jul 17 6 4.3 : 1

VGI11C1612A VGI 28 Dec 16 6 Jan 17 3.982 1.38707 : 1

VGI28C1701A VGI 6 Jan 17 13 Jan 17 6.5 4 : 1

VGI42C1610A VGI 25 Oct 16 1 Nov 16 4.954 1.08985 : 1

VNG13C1701A VNG 12 Jan 17 19 Jan 17 15.99 6.4156 : 1

VNG28C1701A VNG 6 Jan 17 13 Jan 17 15.299 6.71169 : 1

VNG42C1610A VNG 25 Oct 16 1 Nov 16 15.048 5.69152 : 1

WHA01C1611A WHA 29 Nov 16 7 Dec 16 2.65 2 : 1

WHA06C1708A WHA 31 Aug 17 7 Sep 17 2.3 1.65 : 1

WHA08C1702A WHA 27 Feb 17 4 Mar 17 2.9 1.55 : 1

WHA11C1702A WHA 28 Feb 17 7 Mar 17 2.88 1.4 : 1

WHA13C1612A WHA 16 Dec 16 23 Dec 16 3.5 1.25 : 1

WHA24C1612A WHA 1 Dec 16 9 Dec 16 3.86 0.859 : 1

WHA27C1701A WHA 18 Jan 17 25 Jan 17 3.15 1.4 : 1

WHA28C1702A WHA 3 Feb 17 10 Feb 17 3.5 1.4 : 1

WHA42C1701A WHA 24 Jan 17 31 Jan 17 3.4 1.1 : 1

WORK11C1701A WORK 31 Jan 17 7 Feb 17 35.25 17.2 : 1

WORK42C1701A WORK 24 Jan 17 31 Jan 17 42 15 : 1 Sources: SET, Bualuang research


Technical Analysis

Security: HMPRO Position: ถือตอ เปาหมาย : 10.8 Stop loss: < 9.8 Reason: หุนข้ึนทดสอบเสนคาเฉลี่ยระยะกลาง 10.2 เราคาดวาโครงสรางของหุนจะเปลี่ยนเปนขาข้ึนหากทะลุแนวตานข้ึนไป แนะนําซ้ือเพ่ิมคาดวอลุมที่ เ พ่ิมสู ง ข้ึนอยาง มีนัยสําคัญ

Security: CBG Position: ซ้ือ เปาหมาย : 70 Stop loss: < 64 Reason: ปจจุบันราคาปดเร่ิมขยับข้ึนจากแนวรับ 60 ซ่ึ ง เ ป น จุ ด ฟ น ตั ว ที่ มีนั ย สํ า คั ญ เ ค ร่ื อ ง มื อ MACD > 0 บงชี้ถึงการเปลี่ ยนเปนขา ข้ึนระยะกลาง

Security: TISCO Position: ถือตอ เปาหมาย : 58 Stop loss: < 54 Reason: หุ นป รับตั ว ข้ึนตามคาด ปจจุบันราคาทะลุกรอบสามเหลี่ ยมดานบนข้ึนไป หนุนดวยวอลุมที่ เ พ่ิมสู ง ข้ึนอยาง มีนัยสําคัญ ประเ มินการเปลี่ยนรอบเปนขาข้ึนรอบใหม

MACD

MACD > 0

Volume


Security: THANI Position: ซ้ือเพ่ิม เปาหมาย : 5.8 Stop loss: < 5.1 Reason: หุนแกวงตัวรูปแบบ W shape ปจจุบันราคาทะลุกรอบบน 5.2 สงผลใหโครงสรางระยะกลางกลับเปนขาข้ึนรอบใ ห ม ห นุ น ห นุ น ด ว ยสั ญ ญ า ณ บ ว ก จ า ก ค า MACD ดีดตัวข้ึนจากกรอบลาง

Security: TPBI Position: ซ้ือ เปาหมาย : 16 Stop loss: < 14.3 Reason: ปจจุบันราคาปดเร่ิมขยับข้ึนจากแนวรับ 13 ซ่ึ ง เ ป น จุ ด ต่ํ า สุ ด เ ดิ ม ข ณ ะ ที่ ร า ค า ป ด สู ง เคร่ืองมือ MACD ฟนตัวจากกรอบลาง Oversold ประเมินสัญญาณกลับตัวข้ึน

Security: KBANK Position: ซ้ือ เปาหมาย : 198 Stop loss: < 189 Reason: ราคาปดทะลุเหนือแนวตานสําคัญ 190 พรอมกับคา MACD ตัดเสน signal ข้ึน ขณะที่หุยปรับตัวข้ึนด็โดดเดนเม่ือเทียบกับกลุม

ธนรัตน อิศรกุล Tel. (662) 618-1334 นักวิเคราะหการลงทุนปจจัยพื้นฐานดานหลักทรัพยและปจจัยทางเทคนิค

MACD

MACD

MACD

See disclaimer at the end of report

Market Statistics Daily

23 September 2016

Figure 1: Changes in management's securities holding

Name of Name of Management Types of Total Volume Price Total Value Transaction Action

Company Securities (Shrs) (Bt) (Bt) Date

TWPC KWONPING HO Common share 2,000,000 7.90 15,800,000 16-09-2016 Buy

EARTH PHIROON PHIHAKENDR Common share 2,000,000 4.64 9,280,000 21-09-2016 Buy

LIT SOMPON AKETERAJIT Common share 250,000 10.30 2,575,000 20-09-2016 Buy

SMT POONPUN CHAIKUL Common share 400,000 5.80 2,320,000 21-09-2016 Buy

SMT SOMNUK CHAIKUL Common share 400,000 5.80 2,320,000 21-09-2016 Buy

AIT KITTISAK SOPCHOKCHAI Common share 61,300 24.99 1,531,887 20-09-2016 Buy

VNG SUTHEP CHAIPATTANAVANICH Common share 100,000 13.50 1,350,000 20-09-2016 Buy

ASIAN SOMSAK AMORNRATTANACHAIKUL Common share 309,100 4.08 1,261,128 20-09-2016 Buy

BKI SUPHAT YOOKONGBANDHU Common share 1,700 342.00 581,400 22-09-2016 Buy

VIBHA PHIJIT WIRIYAMETTAKUL Common share 150,000 2.84 426,000 20-09-2016 Buy

CMR VARAPHAN UNACHAK Common share 40,000 4.42 176,800 20-09-2016 Buy

AIT KITTISAK SOPCHOKCHAI Common share 4,300 25.00 107,500 19-09-2016 Buy

BA ANAWAT LEELAWATWATANA Common share 1,000 23.50 23,500 20-09-2016 Buy

PRAKIT APIRAK APISARNTHANARAK Common share 200 14.50 2,900 21-09-2016 Buy

TPIPL TAYUTH SRIYUKSIRI Common share 4,000,000 2.35 9,400,000 21-09-2016 Sell

DRACO FRED SHIAU Common share 1,866,000 4.95 9,236,700 19-09-2016 Sell

EA SUTHAM SONGSIRI Common share 100,000 26.25 2,625,000 20-09-2016 Sell

Sources: SEC, Bualuang research

As of 22 September 2016

Market Statistics Daily - 2

Figure 2: Short Sale Trading

As of 22 September 2016

Stock Volume (Shares) Turnover (Baht) %Short Sale Volume

Comparing w ith Main Board

KBANK 1,130,400 216,061,550 11.99%

SCC 298,300 156,611,800 15.53%

TRUE 18,439,100 134,829,625 9.24%

SCB 420,700 64,810,500 4.44%

ADVANC 395,100 64,796,400 4.55%

CPALL 857,800 52,497,800 3.06%

BEM 7,076,400 52,138,980 10.62%

PTT 118,400 39,745,700 2.20%

KTB 1,758,400 32,182,880 3.47%

DTAC 964,900 32,048,550 5.16%

TPIPL 12,284,400 29,326,872 3.77%

IVL 877,600 25,794,800 2.87%

PTTGC 407,800 24,254,225 5.96%

CPF 739,400 24,106,650 1.29%

PTTEP 234,800 19,025,500 3.46%

CPN 322,900 18,835,425 6.09%

KKP 310,000 16,952,500 1.46%

MINT 404,400 15,962,300 5.31%

AOT 26,400 10,600,400 1.71%

QH 4,084,700 10,148,570 23.62%

BH 50,900 8,865,550 4.01%

LHBANK 4,244,800 7,212,967 14.18%

CK 209,100 6,168,950 2.67%

IFEC 1,217,000 6,074,880 6.39%

GPSC 156,200 5,673,200 3.22%

ITD 892,900 4,810,210 3.57%

BDMS 204,200 4,635,940 0.75%

TTA 475,000 4,521,000 3.29%

INTUCH 73,400 4,052,000 0.79%

LH 425,100 3,994,235 1.49%

BBL 23,000 3,883,000 0.78%

TMB 1,689,500 3,690,666 1.00%

AAV 500,000 3,625,000 1.27%

THAI 119,000 2,941,700 0.66%

TVO 69,100 2,122,850 5.97%

RATCH 26,800 1,360,100 3.93%

M 25,200 1,324,850 14.17%

BCH 101,500 1,207,850 0.71%

ICHI 100,000 1,090,000 3.43%

GL 26,500 1,028,350 0.50%

TASCO 45,200 932,260 0.22%

ROBINS 14,900 896,575 0.70%


Figure 2: Short Sale Trading (Cont’d) Stock Volume (Shares) Turnover (Baht) %Short Sale Volume

Comparing w ith Main Board

HMPRO 75,000 757,500 0.26%

LPN 58,600 698,890 5.12%

TOP 9,500 656,000 0.28%

BANPU 40,400 612,060 0.05%

GLOW 6,200 500,650 0.61%

TCAP 11,700 484,700 0.09%

IRPC 92,400 452,760 0.06%

KCE 4,400 440,400 0.26%

BTS 49,800 433,260 0.15%

EGCO 2,200 432,300 0.38%

BJC 10,000 427,500 0.07%

TU 20,200 426,220 0.26%

BLA 7,000 320,250 0.55%

BEAUTY 26,900 242,900 0.10%

PS 9,300 228,780 0.39%

BIG 50,000 225,000 0.13%

CENTEL 5,600 222,600 0.29%

BA 8,800 217,360 0.05%

BCP 5,800 182,700 0.16%

TTW 16,700 178,690 0.43%

WHA 55,000 178,200 0.06%

SAWAD 4,300 150,500 0.06%

MTLS 8,200 148,420 0.28%

JAS 13,100 97,410 0.01%

TTCL 3,000 65,320 0.04%

COM7 4,700 49,820 0.01%

VGI 5,000 28,250 0.11%

LANNA 2,200 27,160 0.56%

PTG 1,000 27,000 0.02%

Sources: SET, Bualuang researchRemark: Excluding ETF


Figure 3: Short sale volume (as % total listed shares) - previous three months

Figure 4: Short sale volume (as % of total listed shares) - previous six months

Sources: SET, Bualuang Research

Remark: Excluding ETF

6.52

3.87 3.28 3.26 3.24

2.72 2.61 2.54 2.27 2.02 1.98 1.77 1.72 1.65 1.43

0.0

1.6

3.2

4.8

6.4

8.0

BAN

PU

PTTE

P

DTA

C

KBAN

K

THAI

JAS

IVL

TAS

CO

BEM

ADVA

NC

ITD

AAV

TRU

E

INTU

CH

PTT

(%)

3.77

2.23 1.90 1.89 1.86 1.73 1.70

1.41 1.37 1.34

1.11 0.78 0.77 0.74 0.71

0.0

0.9

1.8

2.7

3.6

4.5

BAN

PU

BEM

KBAN

K

TAS

CO

THAI IVL

DTA

C

IFE

C

TRU

E

ITD

PTTE

P

KTB

INTU

CH

DE

MC

O

ADVA

NC

(%)

Closing price as (* In case of no closing price of the indictated date, use the latest closing price)Warrants Warrant Black & Premium Stock Exercise Expiry Shares Conversion Gearing All-in Delta Implied CFP Exercise

Price Scholes on B/S Price Price Date Outstanding Ratio Premium Elasticity Volatility Date% (m shares) % % % %

ABC-W1 * 0.40 0.45 (12.07) 0.45 0.48 10-Sep-19 658.50 3.11000 3.50 35.69 2.22 43.87 14.65 Last business day of Jun, DecABC-W2 0.12 0.04 196.94 0.45 1.50 05-Jun-20 1,756.00 1.00000 3.75 260.00 1.76 75.00 50.54 Last business day of Jun, DecACAP-W1 7.65 7.81 (2.09) 9.75 2.00 31-Jul-18 62.50 1.00000 1.27 (1.03) 1.27 0.00 (2.60) 15th of Jun, DecACC-W1 0.20 0.13 57.90 0.75 1.25 30-Apr-19 300.00 1.00000 3.75 93.33 1.99 65.26 37.13 Last business day of JunAEC-W2 0.11 0.00 Very High 0.50 2.00 10-Apr-17 165.66 1.00000 4.55 322.00 1.84 194.75 Very High Last business day of Jun, DecAEC-W4 0.18 0.00 Very High 0.50 1.00 27-May-18 114.50 1.00000 2.78 136.00 1.65 109.21 97.52 Last business day of Jun, DecAIRA-W1 0.55 0.69 (20.27) 2.50 2.00 02-Aug-18 781.52 1.00000 4.55 2.00 4.29 11.94 1.37 Last business day of Jan, Apr, Jul, OctAIRA-W2 0.22 0.24 (9.56) 2.50 3.50 02-Aug-19 781.89 1.00000 11.36 48.80 3.97 28.51 16.18 Last business day of Jan, Apr, Jul, OctAJD-W1 1.17 0.82 43.14 1.91 1.53 20-Nov-19 749.96 1.30972 2.14 26.72 1.67 56.31 13.74 Last business day of Mar, SepAJD-W2 1.77 1.82 (2.95) 1.91 0.19 20-Jan-17 233.92 1.05921 1.14 (2.61) 1.14 0.00 (51.29) Last business day of Mar, Jun, Sep, DecBANPU-W3 10.20 9.91 2.95 15.30 5.00 05-Jun-17 297.05 1.00000 1.50 (0.65) 1.44 99.56 (2.79) 5 Sep 16, 2 Dec 16, 3 Mar 17, 5 Jun 17BLAND-W4 0.28 0.26 7.48 1.63 2.00 02-Jul-18 6,930.27 1.00000 5.82 39.88 2.86 52.44 24.82 Last business day of Mar, Jun, Sep, DecBROCK-W1 0.32 0.44 (27.37) 2.38 3.48 01-Jun-18 204.97 1.00520 7.48 59.59 3.03 50.01 36.37 Last business day of Mar, Jun, Sep, DecBSM-W2 0.11 0.09 15.81 0.37 0.50 28-Dec-18 278.58 1.00000 3.36 64.86 1.98 66.97 33.50 Last business day of Mar, Jun, Sep, DecBTC-W3 0.02 0.01 254.48 0.08 0.60 28-Dec-20 3,437.23 1.00000 4.00 675.00 1.66 85.82 71.56 30 Nov throughout the life of warrantBTS-W3 0.77 1.56 (50.74) 8.80 12.00 01-Nov-18 3,944.63 1.00000 11.43 45.11 3.89 41.39 21.01 30 Dec 16, 1 Nov 18BWG-W4 0.60 0.67 (10.12) 2.32 3.00 24-May-19 584.94 1.00000 3.87 55.17 2.19 55.26 23.21 15th of Mar, Jun Sep, DecCCN-W1 1.23 1.57 (21.50) 3.06 1.50 31-May-19 115.00 1.00000 2.49 (10.78) 2.49 0.00 (7.14) 26 Dec 17, 31 May 19CCP-W2 2.08 1.72 20.98 0.64 0.25 01-Oct-16 32.71 4.41200 1.36 12.73 1.24 Very High Very High Last business day of Mar, Jun, Sep, DecCGH-W1 0.34 0.36 (5.69) 1.72 1.62 05-Jan-18 855.41 1.10800 5.61 12.26 3.48 37.41 11.43 Last business day 6 monthsCGH-W2 0.32 0.38 (15.29) 1.72 1.60 14-Jul-18 361.37 1.00000 5.38 11.63 3.38 33.00 7.68 Last business day 6 monthsCHO-W1 1.14 1.58 (27.84) 1.89 0.45 28-Oct-16 140.82 1.10000 1.82 (21.14) 1.82 0.00 (99.86) Last business day of Mar, Jun, Sep, DecCIG-W5 0.01 0.00 Very High 0.63 1.15 01-Oct-16 216.19 1.00000 63.00 84.13 6.16 271.74 Very High Last business day of each monthCIG-W6 0.11 0.01 925.85 0.63 1.50 31-May-18 216.19 1.00000 5.73 155.56 2.22 80.46 87.53 Last business day of each monthCKP-W1 0.46 0.40 15.91 3.24 6.00 28-May-20 1,870.00 1.00000 7.04 99.38 2.67 42.77 23.25 Last business day of Mar, Jun, Sep, DecDCON-W1 * 5.65 4.78 18.30 0.67 0.32 08-May-19 41.09 15.70900 1.86 1.14 1.62 78.58 0.94 Last business day of every 6 monthsDCON-W2 * 0.42 0.42 (0.68) 0.67 0.36 28-Jan-17 338.10 1.40300 2.24 (2.04) 2.24 0.00 (10.22) Last business day of every 3 monthsDCORP-W1 12.70 12.74 (0.28) 9.80 1.87 08-May-17 27.01 1.60274 1.24 (0.05) 1.24 0.00 (0.43) 8 May 15, 6 May 16, 8 May 17DIMET-W1 3.00 2.65 13.21 3.14 0.50 01-Nov-17 13.06 1.00000 1.05 11.46 1.03 289.91 215.84 Last business day of Jun, DecDNA-W1 2.96 8.92 (66.80) 1.88 0.10 18-Nov-18 251.10 5.00000 3.18 (63.19) 3.18 0.00 (69.48) 18 Nov 2018EARTH-W4 0.32 1.15 (72.10) 4.60 6.86 15-Sep-19 1,409.63 1.02000 14.66 55.97 4.21 31.02 17.11 15 Mar and 15 Sep throughout the life of warrantEASON-W2 3.90 5.13 (24.00) 5.25 1.30 30-Nov-17 95.30 1.30700 1.76 (18.40) 1.76 0.00 (37.40) Last business day of May, NovECF-W1 2.80 2.94 (4.78) 3.48 0.50 29-Jul-17 214.82 1.00000 1.24 (5.17) 1.24 0.00 (30.46) Last business day of May, NovECL-W2 0.44 0.51 (14.00) 1.60 1.53 23-Feb-18 297.39 1.05000 3.82 21.50 2.52 50.14 19.74 Last business day of Feb, AugEIC-W1 0.28 0.16 73.11 0.89 1.00 29-May-17 100.00 1.31336 4.17 36.31 2.43 85.99 77.63 Last business day of May, NovEIC-W2 0.39 0.35 11.99 0.89 1.00 16-Jul-20 190.75 1.00000 2.28 56.18 1.62 61.89 19.93 Last business day of May, NovEIC-W3 0.47 0.39 20.63 0.89 1.00 16-Jun-21 16.42 1.00000 1.89 65.17 1.44 67.72 20.12 Last business day of May, NovEMC-W5 0.04 0.01 175.89 0.15 0.25 30-Oct-17 2,107.51 1.00000 3.75 93.33 1.98 101.68 110.73 30th of Jan, Apr, Jul, OctEVER-W2 0.14 0.00 Very High 0.61 2.00 30-Jun-17 647.46 1.00000 4.36 250.82 1.87 155.61 560.48 30 Sep 16, 15 Dec 16, 31 Mar 17, 30 Jun 17EVER-W3 0.11 0.01 Very High 0.61 5.00 14-Mar-19 323.73 1.00000 5.55 737.70 1.82 104.07 153.90 14 Jun 18, 14 Sep 18, 14 Dec 18, 14 Mar 19FC-W1 0.16 0.13 25.50 0.52 1.41 22-Dec-20 347.00 1.06500 3.46 199.66 1.76 67.16 36.98 Last business day of Mar, Jun, Sep, DecFC-W2 0.14 0.08 66.99 0.52 2.00 22-Dec-20 261.75 1.00000 3.71 311.54 1.73 73.60 47.82 Last business day of Mar, Jun, Sep, DecFER-W1 * 0.26 0.00 Very High 0.70 4.00 15-Jan-18 108.00 1.00000 2.69 508.57 1.47 172.80 437.60 Last business day of JanFPI-W1 3.22 2.95 9.05 5.00 2.00 08-Jun-18 296.72 1.00000 1.55 4.40 1.42 82.62 7.07 Last business day of Mar, Jun, Sep, DecFVC-W1 1.76 2.23 (20.93) 2.80 0.50 14-May-18 106.45 1.00300 1.60 (19.51) 1.60 0.00 (36.32) Last business day of May, NovGENCO-W1 1.12 0.93 20.47 1.52 1.00 18-May-17 94.24 1.57649 2.14 12.53 1.76 100.74 38.45 Last business day of Mar, Jun, Sep, DecGIFT-W1 1.83 1.79 2.35 3.62 2.00 29-Apr-18 151.34 1.00000 1.98 5.80 1.72 64.54 7.19 Last business day of Apr, OctGJS-W2 0.02 0.00 Very High 0.33 2.07 12-Dec-17 4,933.06 0.36300 5.99 543.97 1.91 135.39 423.80 Last business day of Jun, Dec

22 Sep 2016Bualuang Securities




GJS-W3 0.05 0.01 327.93 0.33 1.50 07-Feb-20 3,674.43 0.40000 2.64 392.42 1.49 102.30 80.33 Last business day of Jun, DecGLAND-W3 1.50 1.62 (7.66) 2.58 1.00 30-Jun-17 23.67 1.07300 1.85 (7.06) 1.85 0.00 (19.59) 30 Jun throughout the life of warrantGLAND-W4 1.49 1.50 (0.79) 2.58 1.00 29-Jun-18 565.04 1.00400 1.74 (3.72) 1.56 97.70 (5.06) 30 Jun throughout the life of warrantGL-W4 14.30 19.07 (25.00) 38.50 40.00 31-Jul-18 165.01 1.00000 2.69 41.04 1.84 72.89 31.17 Last business day of each monthGREEN-W4 0.47 0.33 40.38 1.10 1.00 18-Jun-18 165.97 1.00000 2.34 33.64 1.72 77.48 30.53 Last business day of May, NovGSTEL-W1 0.02 0.00 386.34 0.35 2.75 29-Sep-19 5,676.19 0.20000 3.50 714.29 1.58 108.87 121.43 Last business day of Jun, DecGSTEL-W2 0.04 0.00 879.20 0.35 2.75 26-Sep-19 1,348.65 0.20000 1.75 742.86 1.24 152.23 162.98 Last business day of Jun, DecGUNKUL-W 3.10 5.63 (44.90) 5.00 5.63 29-Sep-17 91.66 4.80000 7.74 25.42 3.76 43.43 28.65 Last business day of Mar, Jun, Sep, DecIEC-W2 0.01 0.00 161.10 0.02 0.03 22-May-19 40,651.41 1.00000 2.00 75.00 1.46 91.06 41.12 Last business day of Mar, Jun, Sep, DecIFEC-W1 4.14 4.79 (13.54) 5.00 1.00 23-Feb-17 38.16 1.20698 1.46 (11.40) 1.46 0.00 (65.91) 28 Nov 14, 28 Nov 15, 23 Feb 17IFEC-W2 0.54 0.00 Very High 5.00 25.00 08-Jul-18 456.09 1.00000 9.26 410.80 2.31 93.05 162.08 31 May 16, 31 May 17, 6 Jul 18IRCP-W2 1.38 0.47 191.26 4.74 5.25 16-May-17 55.20 1.20000 4.12 35.02 2.41 90.98 80.46 15th of May, NovITD-W1 0.66 0.19 242.10 5.40 14.00 13-May-19 1,055.93 1.00000 8.18 171.48 2.53 57.97 50.82 Last business day of Mar, Jun, Sep, DecIVL-W1 2.54 2.32 9.36 29.50 36.00 24-Aug-17 481.41 1.00000 11.61 30.64 4.45 42.06 37.03 Last business day of Jan, Apr, Jul, OctIVL-W2 2.26 2.74 (17.46) 29.50 43.00 24-Aug-18 370.31 1.00000 13.05 53.42 4.05 36.65 26.88 Last business day of Jan, Apr, Jul, OctJAS-W3 3.74 0.14 Very High 7.40 3.90 05-Jul-20 3,287.55 1.10100 2.18 (1.34) 2.18 Very High (0.66) Last business day of Mar, Jun, Sep, DecJMT-W1 2.94 2.16 36.20 15.10 18.00 29-Jun-18 74.00 1.00000 5.14 38.68 2.71 50.01 24.89 Last business day of Mar, Jun, Sep, DecKIAT-W1 0.21 0.14 47.58 0.63 0.49 22-Mar-18 1,100.00 1.02521 3.08 9.93 2.26 58.77 9.63 30 Mar throughout the life of warrantL&E-W3 0.94 1.02 (7.40) 3.14 2.10 15-Jun-17 42.47 1.00000 3.34 (3.18) 3.34 0.00 (6.21) 15th of Jun, DecLH-W3 5.80 5.55 4.46 9.40 3.50 05-May-17 245.03 1.00000 1.62 (1.06) 1.53 103.04 (4.49) Last business day of Mar, Jun, Sep and DecLOXLEY-W 1.00 0.30 232.08 3.16 7.00 30-Sep-17 66.24 1.00000 3.16 153.16 1.74 138.16 216.98 Last business day of Mar, Jun, Sep, DecMACO-W1 0.23 0.07 216.63 1.24 2.00 02-Nov-17 752.24 1.00000 5.39 79.84 2.43 83.95 85.10 30 Dec 16, 31 Mar, 30 Jun, 30 Sep, 2 Nov 17MAX-W2 0.02 0.01 187.41 0.14 0.18 02-Aug-17 9,253.00 0.50000 3.50 57.14 2.04 100.93 98.46 2 Aug 17MBAX-W1 2.30 2.37 (2.98) 5.15 2.49 17-Aug-17 38.11 1.00500 2.25 (7.27) 2.25 0.00 (14.45) 17 Feb, 17 Aug 2015-2017MFC-W1 3.02 5.88 (48.62) 22.40 17.95 30-Mar-18 59.35 1.00300 7.44 (6.44) 5.78 16.03 (4.97) Last business day of Mar, Jun, Sep, DecMIDA-W2 0.20 0.05 299.56 0.83 2.50 31-May-19 626.01 1.00000 4.15 225.30 1.86 81.39 67.09 Last business day of DecMILL-W3 * 0.25 0.16 56.41 1.33 3.00 21-Dec-19 625.70 1.00000 5.32 144.36 2.23 60.49 37.02 Last business day of Jun, DecMINT-W5 5.05 10.53 (52.02) 39.50 36.36 03-Nov-17 192.19 1.10000 8.60 3.68 6.26 16.40 3.74 25th of Feb, May, Aug, NovML-W2 0.24 0.22 9.21 1.80 3.50 31-May-19 483.98 1.00000 7.50 107.78 2.70 51.93 35.12 Last business day of DecMONO-W1 1.17 1.33 (12.05) 3.10 2.49 17-Oct-19 1,479.07 1.00300 2.66 18.02 2.04 40.36 8.63 Last business day of Mar, Jun, Sep, DecMOONG-W1 4.00 3.71 7.94 4.90 1.00 01-Jun-18 22.18 1.00606 1.23 1.55 1.18 133.69 4.79 Last business day of Jun, DecMPG-W1 0.22 0.06 286.25 0.58 1.00 01-Jun-18 292.58 1.00000 2.64 110.34 1.64 105.58 83.19 Last business day of May, NovNBC-W1 0.50 0.12 307.37 1.94 3.00 11-Jul-18 176.86 1.00000 3.88 80.41 2.09 80.65 50.44 15th of Jun, DecNCL-W1 0.42 0.15 185.63 2.60 4.00 19-Jan-18 140.00 1.00000 6.19 70.00 2.66 64.91 58.20 Last business day of Jun, DecNEP-W2 0.04 0.03 32.16 0.43 0.46 15-Dec-16 470.47 1.07800 11.59 16.54 5.32 61.15 107.82 15th of Mar, Jun Sep, DecNEWS-W4 0.02 0.00 Very High 0.11 3.50 31-Mar-19 417.00 0.28480 1.57 3,145.66 1.17 211.61 491.94 Last business day of Mar and SepNEWS-W5 0.03 0.00 Very High 0.11 0.29 03-Sep-18 2,097.14 1.00000 3.67 190.91 1.80 96.65 93.88 Last business day of Mar and SepNINE-W1 0.93 0.06 Very High 1.97 4.00 11-Jul-18 84.96 1.00000 2.12 150.25 1.45 130.79 111.60 15th of Jun, DecNMG-W3 0.25 0.22 13.49 1.09 1.00 19-Jun-18 903.65 1.00000 4.36 14.68 2.85 40.84 10.56 15th of Jun, DecNPP-W2 0.68 0.11 544.27 1.27 1.80 09-Mar-18 59.93 1.00000 1.87 95.28 1.39 140.02 114.96 9 Mar 2018NUSA-W2 0.16 0.02 777.38 0.47 1.00 21-Jan-18 286.95 1.00000 2.94 146.81 1.68 121.67 141.43 Last business day of May and NovOCEAN-W2 0.20 0.04 410.58 0.59 1.20 01-Jun-18 144.77 1.00000 2.95 137.29 1.69 105.38 94.64 1st of Jun, DecPAE-W1 0.01 0.00 Very High 0.07 0.50 02-Nov-16 1,363.18 1.00000 7.00 628.57 1.97 449.19 Very High 15th of Mar, Jun, Sep, DecPL-W1 1.24 0.64 92.52 3.54 3.97 15-Jun-18 49.71 1.00900 2.88 46.75 1.90 85.93 36.74 Last business day of Mar, Jun, Sep, DecPOLAR-W3 0.01 0.00 Very High 0.13 2.00 01-Feb-18 3,128.26 1.00000 13.00 1,446.15 2.13 132.74 692.76 Last business day of DecPPM-W1 1.39 0.32 332.00 2.82 3.48 19-May-17 80.00 2.01400 4.09 47.77 2.29 99.81 112.05 Last business day of Jun, DecPPS-W1 0.62 0.65 (4.40) 1.04 0.40 09-Dec-18 240.00 1.00000 1.68 (1.92) 1.68 0.00 (2.18) 31 Dec 16, 30 Jun 17, 61 Dec 17, 30 Jun 18, 9 Dec 18PRINC-W1 1.45 1.50 (3.36) 2.70 1.20 01-Oct-16 434.09 1.00000 1.86 (1.85) 1.86 0.00 (84.47) Last business day of Mar, Jun, Sep, DecPSL-W1 1.75 0.01 Very High 6.25 17.50 15-Jun-18 51.98 1.00000 3.57 208.00 1.76 106.61 119.65 Last business day of Mar, Jun, Sep, Dec




PSTC-W1 0.36 0.20 76.51 0.65 0.50 28-Jan-19 442.24 1.00000 1.81 32.31 1.46 84.42 26.11 Last business day of Jan and JulRML-W4 0.26 0.04 552.79 1.32 1.97 14-Jun-18 893.85 1.00000 5.08 68.94 2.44 67.71 43.28 Last business day of Mar, Jun, Sep, DecRWI-W1 0.95 1.17 (18.99) 2.70 1.60 29-Jun-18 299.78 1.00000 2.84 (5.56) 2.84 0.00 (4.95) Last business day of Mar, Jun, Sep, DecSAMART-W 0.51 0.00 Very High 14.30 45.00 19-Feb-18 201.27 1.00000 28.04 218.25 3.64 65.03 131.61 19 Feb 2018SAWAD-W1 6.05 3.14 92.91 35.25 58.54 29-May-20 40.00 1.02500 5.97 82.81 2.56 41.16 20.62 Last business day of May and NovSIMAT-W2 0.61 0.00 Very High 2.98 15.00 19-May-20 37.81 1.00000 4.89 423.83 1.85 77.61 65.68 Last business day of Jan, Apr, Jul, OctSIMAT-W3 0.62 0.02 Very High 2.98 30.00 19-May-25 37.81 1.00000 4.81 927.52 1.72 59.72 34.14 Last business day of Jan, Apr, Jul, OctSIRI-W2 0.14 0.03 341.53 1.76 2.50 24-Nov-17 3,406.22 1.00000 12.57 50.00 3.98 50.45 44.90 Last business day of Mar, Jun, Sep, DecSMART-W1 0.33 0.18 81.65 1.22 1.25 20-Apr-18 184.00 1.00000 3.70 29.51 2.35 55.20 24.11 Last business day of Jun, DecSMM-W3 0.15 0.01 Very High 1.26 1.50 25-Nov-16 72.23 1.00000 8.40 30.95 3.73 110.94 472.30 25th of each monthSMT-W1 1.86 0.66 179.71 6.00 8.00 28-Jun-19 167.30 1.00000 3.23 64.33 1.94 60.36 26.94 Last business day of Mar, Jun, Sep, DecSPORT-W5 0.63 0.27 129.88 1.24 1.20 29-Apr-19 94.20 1.00000 1.97 47.58 1.50 81.72 29.76 Last business day of Jun, DecSUPER-W3 0.26 0.00 Very High 1.54 4.00 31-Mar-17 2,014.78 1.00000 5.92 176.62 2.20 150.98 802.95 Last business day of Feb, May, Aug, Nov 16, Mar 17SUSCO-W1 0.44 0.35 25.03 2.70 4.00 04-Feb-19 274.98 1.00000 6.14 64.44 2.71 50.76 27.28 Last business day of Mar, Jun, Sep, DecSVI-W3 1.87 1.40 33.35 4.50 4.44 26-Mar-20 31.00 1.00000 2.41 40.22 1.74 61.77 16.11 15th of JulS-W1 0.93 0.21 335.72 4.94 15.00 15-Jul-19 1,632.95 1.00000 5.31 222.47 2.05 71.70 59.97 15 Jan 18, 15 Jan 19, 15 Jul 19TAKUNI-W 0.54 0.55 (2.35) 1.79 2.00 28-Jan-21 400.00 1.00000 3.31 41.90 2.10 44.02 11.41 Last business day of DecTAPAC-W2 18.50 18.67 (0.89) 20.80 2.10 01-May-17 39.29 1.00000 1.12 (0.96) 1.12 0.00 (14.01) Last business day of Jan, Apr, Jul, OctTCC-W2 0.75 0.34 118.38 1.03 0.79 03-May-18 4.82 1.26874 1.74 33.90 1.45 136.35 43.90 Last business day of Feb, May, Aug, NovTCC-W3 0.69 0.29 140.82 1.03 0.81 01-Apr-22 92.20 1.23886 1.85 32.42 1.67 113.65 10.15 Last business day of Mar, Jun, Sep, DecTCC-W4 0.60 0.22 169.36 1.03 0.90 14-May-23 369.34 1.10801 1.90 40.24 1.76 118.43 9.69 Last business day of Mar, Jun, Sep, DecTFD-W4 0.87 0.48 82.90 2.98 3.50 29-Jun-18 427.83 1.00000 3.43 46.64 2.09 65.34 33.22 Last business day of Mar, Jun, Sep, DecTFG-W1 2.86 2.67 7.28 4.92 2.50 19-May-19 509.99 1.00000 1.72 8.94 1.54 54.57 7.57 Last business day of Jun, DecTGPRO-W1 0.05 0.05 10.89 0.23 0.20 28-Apr-17 1,852.44 1.00000 4.60 8.70 3.32 48.35 19.39 Last business day of Mar, Jun, Sep, DecTGPRO-W2 0.07 0.06 9.14 0.23 0.20 27-Jun-18 1,545.09 1.00000 3.29 17.39 2.36 45.69 13.53 Last business day of every monthTH-W1 0.20 0.06 260.93 0.77 1.00 09-Sep-17 60.00 1.35200 5.21 49.08 2.61 71.86 63.83 Last business day of SepTH-W2 0.25 0.15 67.55 0.77 1.00 16-Jun-20 321.67 1.00000 3.08 62.34 1.91 52.30 19.15 Last business day of JunTMC-W1 0.74 0.58 26.82 1.97 1.50 17-Dec-17 179.67 1.00000 2.66 13.71 2.07 60.28 17.46 Last business day of Mar, Jun, Sep, DecTMILL-W1 1.18 1.12 4.94 2.90 2.00 29-Oct-18 56.95 1.00000 2.46 9.66 1.96 54.97 7.45 Last business day of Apr, OctTNPC-W1 0.55 0.31 77.71 1.57 2.25 09-Jun-19 53.25 1.00000 2.85 78.34 1.79 74.75 33.91 Last business day of May, NovTPOLY-W2 1.16 0.98 17.98 3.26 3.00 28-Jun-18 125.98 1.00000 2.81 27.61 1.99 61.72 22.44 Last business day of Mar, Jun, Sep, DecTRITN-W2 0.38 0.42 (9.34) 0.50 0.10 08-Dec-16 334.21 1.04700 1.38 (7.41) 1.38 0.00 (78.00) Last business day of Mar, Jun, Sep, DecTSI-W2 0.14 0.00 Very High 0.33 1.20 28-Jun-18 223.45 1.00000 2.36 306.06 1.44 143.22 184.68 28 Jun 2018TSR-W1 2.96 3.49 (15.26) 5.05 1.82 20-Dec-18 177.29 1.10000 1.88 (10.71) 1.88 0.00 (10.98) Last business day of MayTTA-W4 1.31 0.06 Very High 9.55 17.36 01-Mar-17 98.17 1.06580 7.77 94.64 2.76 118.07 440.92 Last business day of Mar, Jun, Sep, DecTTA-W5 1.52 1.15 32.73 9.55 18.38 28-Feb-19 173.48 1.00640 6.32 108.31 2.49 56.74 40.49 Last business day of Mar, Jun, Sep, DecTVT-W1 0.64 0.65 (1.52) 2.02 1.50 16-May-18 200.00 1.00000 3.16 5.94 2.40 48.68 5.20 30 Jun 17, 29 Dec 17, 16 May 18T-W3 0.07 0.00 Very High 0.14 1.00 09-Aug-18 1,451.09 1.59400 3.19 645.65 1.54 140.74 248.41 9 Aug 2018TWZ-W3 0.15 0.07 108.61 0.33 0.30 22-Jun-17 400.00 1.00300 2.21 35.92 1.64 129.40 96.93 30 Dec 15, 30 Dec 16, 30 Dec 17TWZ-W4 0.03 0.02 56.25 0.33 0.70 31-May-18 2,672.35 1.00000 11.00 121.21 3.04 58.11 65.35 30 Dec 16, 29 Dec 17 and 31 May 18UPA-W1 0.30 0.00 Very High 0.61 3.00 22-Dec-17 279.97 1.00000 2.03 440.98 1.34 199.41 517.70 22 Dec 2017UREKA-W1 0.67 0.70 (3.64) 1.19 0.50 21-Apr-17 212.46 1.00000 1.78 (1.68) 1.78 0.00 (6.59) Last business day of May, NovU-W1 0.01 0.01 56.18 0.04 0.06 06-Nov-19 180,638 1.00000 4.00 75.00 2.13 52.80 24.87 Last business day of Mar, Jun, Sep, DecUWC-W2 0.12 0.09 31.06 0.18 0.10 29-Mar-19 5,539.81 1.00000 1.50 22.22 1.32 97.84 22.55 Last business day of Mar, SepVGI-W1 0.49 1.31 (62.71) 5.60 7.00 01-Aug-18 1,715.57 1.00000 11.43 33.75 4.31 31.73 18.49 Last business day of Mar, Jun, Sep, DecVIBHA-W2 1.85 1.96 (5.82) 2.86 1.00 14-Jun-20 1,016.78 1.00000 1.55 (0.35) 1.48 40.74 (0.27) 30 Sep throughout the life of warrantVTE-W2 0.54 0.34 60.58 2.84 8.00 12-May-19 103.74 1.00000 5.26 200.70 2.07 72.02 60.55 Last business day of Jul 18 and 12 May 19WHA-W1 * 9.15 14.05 (34.89) 3.26 3.43 04-Mar-20 116.83 10.20070 3.63 32.76 2.32 37.89 11.43 25th of Jun, Dec




WIIK-W1 1.13 1.32 (14.37) 4.90 5.00 16-Jun-18 99.96 1.00000 4.34 25.10 2.61 51.80 17.74 Last business day of DecWORK-W1 9.90 14.39 (31.19) 37.25 38.10 30-Sep-19 20.84 1.00000 3.76 28.86 2.39 40.39 11.61 Last business day of Feb, May, Aug, NovXO-W1 3.22 3.50 (8.00) 6.75 4.00 22-May-19 70.00 1.00000 2.10 6.96 1.79 48.66 4.81 Last business day of Jun, Dec

Stock CoverageBLS Stock Rating Gearing BLS Stock Rating All-in

PremiumSAMART-W BUY 28.04 LH-W3 HOLD (1.06)IVL-W2 BUY 13.05 BANPU-W3 N/R (0.65)SIRI-W2 TRADING BUY 12.57 MINT-W5 BUY 3.68IVL-W1 BUY 11.61 TFG-W1 BUY 8.94BTS-W3 BUY 11.43 MONO-W1 TRADING BUY 18.02VGI-W1 HOLD 11.43 WORK-W1 BUY 28.86MINT-W5 BUY 8.60 IVL-W1 BUY 30.64TTA-W4 SELL 7.77 WHA-W1 BUY 32.76CKP-W1 SELL 7.04 VGI-W1 HOLD 33.75TTA-W5 SELL 6.32 BTS-W3 BUY 45.11SAWAD-W1 BUY 5.97 SIRI-W2 TRADING BUY 50.00WORK-W1 BUY 3.76 IVL-W2 BUY 53.42WHA-W1 BUY 3.63 SAWAD-W1 BUY 82.81PSL-W1 SELL 3.57 TTA-W4 SELL 94.64MONO-W1 TRADING BUY 2.66 CKP-W1 SELL 99.38TFG-W1 BUY 1.72 TTA-W5 SELL 108.31LH-W3 HOLD 1.62 PSL-W1 SELL 208.00BANPU-W3 N/R 1.50 SAMART-W BUY 218.25Note: Rank by Gearing Note: Rank by All-in Premium

*NOTE: ABC-W1: The first exercise date 29 Dec 2017.DCON-W1: The first exercise date 31 Jul 2017.WHA-W1: The last exercise date 4 Mar 2020.

Bualuang Securities

Bualuang Securities Public Company Limited

BUALUANG SECURITIES PUBLIC COMPANY LIMITED (BLS) is a subsidiary of BANGKOK BANK PUBLIC COMPANY LIMITED (BBL). This document is produced based upon sources believed to be reliable but their accuracy, completeness or correctness is not guaranteed. The statements or expressions of opinion herein were arrived at after due and careful consideration to use as information for investment. Expressions of opinion contained herein are subject to change without notice. This document is not, and should not be construed as, an offer or the solicitation of an offer to buy or sell any securities. The use of any information shall be at the sole discretion and risk of the user.

BUALUANG SECURITIES PUBLIC COMPANY LIMITED MAY BE IN RELATIONSHIP WITH THE SECURITIES IN THIS REPORT. “Opinions, projections and other information contained in this report are based upon sources believed to be accurate including the draft prospectus, but no responsibility is accepted for any loss occasioned by reliance placed upon the contents hereof. Bualuang Securities Public Company Limited may from time to time perform investment, advisory or other services for companies mentioned in this report, as well as dealing (as principal or otherwise) in, or otherwise being interested in, any securities mentioned herein, This report does not constitute a solicitation to buy or sell any securities”. Investors should carefully read details in the prospectus before making investment decision.

BUALUANG SECURITIES PUBLIC COMPANY LIMITED MAY ACT AS MARKET MAKER AND ISSUER OF DWs, AND ISSUER OF STRUCTURED NOTES ON THESE SECURITIES. The company may prepare the research reports on those underlying securities. Investors should carefully read the details of the derivative warrants and structured notes in the prospectus before making investment decisions.

BUALUANG SECURITIES PUBLIC COMPANY LIMITED IS OR MAY BE AN UNDERWRITER/CO-UNDERWRITER/JOINT LEAD IN RESPECT OF THE INITIAL PUBLIC OFFERING (“IPO”) OF SECURITIES.

Financial Advisor Lead underwriter/

Underwriter/ Co-underwriter

RJH, ITEL

CG Rating

Score Range Score Range Description

90 – 100

Excellent

80 – 89 Very Good

70 – 79 Good

60 – 69 Satisfactory

50 – 00359 Pass

Below 50 No logo given N/A

Anti-Corruption Progress Indicator

Level Description

5 Extended

4 Certified

3B Established by Commitment and Policy

3A Established by Declaration of Intent

2 Declared

1 Committed

Partially progress Partially progress

No progress No progress

DISCLAIMER

CORPORATE GOVERNANCE REPORT DISCLAIMER

This research report was prepared by Bualuang Securities Public Company Limited and refers to research prepared by Morgan Stanley. Morgan Stanley does not warrant or guarantee the accuracy or completeness of its research reports. Morgan Stanley reserves copyright and other proprietary rights in the material reproduced in this report. Morgan Stanley is under no obligation to inform Bualuang Securities or you if the views or information referred to or reproduced in this research report change.

Corporate Governance Report disclaimer

The disclosure of the survey result of the Thai Institute of Directors Association (“IOD”) regarding corporate governance is made pursuant to the policy of the Office of the Securities and Exchange Commission. The survey of the IOD is based on the information of a company listed on the Stock Exchange of Thailand and the Market for Alternative Investment disclosed to the public and able to be accessed by a general public investor. The result, therefore, is from the perspective of a third party. It is not an evaluation of operation and is not based on inside information. The survey result is as of the date appearing in the Corporate Governance Report of Thai Listed Companies. As a result, the survey result may be changed after that date. Bualuang Securities Public Company Limited does not conform nor certify the accuracy of such survey result. “Disclaimer: The disclosure of the Anti-Corruption Progress Indicators of a listed company on the Stock Exchange of Thailand, which is assessed by the relevant institution as disclosed by the Office of the Securities and Exchange Commission, is made in order to comply with the policy and sustainable development plan for the listed companies. The relevant institution made this assessment based on the information received from the listed company, as stipulated in the form for the assessment of Anti-corruption which refers to the Annual Registration Statement (Form 56-1), Annual Report (Form 56-2), or other relevant documents or reports of such listed company. The assessment result is therefore made from the perspective of a third party. It is not an assessment of operation and is not based on any inside information. Since this assessment is only the assessment result as of the date appearing in the assessment result, it may be changed after that date or when there is any change to the relevant information. Nevertheless, Bualuang Securities Public Company Limited neither confirms, verifies, nor certifies the accuracy and completeness of the assessment result.”

BUALUANG RESEARCH – RECOMMENDATION FRAMEWORK

STOCK RECOMMENDATIONS BUY: Expected positive total returns of 15% or more over the next 12 months. HOLD: Expected total returns of between -15% and +15% over the next 12 months. SELL: Expected negative total returns of 15% or more over the next 12 months. TRADING BUY: Expected positive total returns of 15% or more over the next 3 months.

SECTOR RECOMMENDATIONS OVERWEIGHT: The industry, as defined by the analyst's coverage universe, is expected to outperform the relevant primary market index over the next 12 months. NEUTRAL: The industry, as defined by the analyst's coverage universe, is expected to perform in line with the relevant primary market index over the next 12 months. UNDERWEIGHT: The industry, as defined by the analyst's coverage universe, is expected to underperform the relevant primary market index over the next 12 months.

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