DOFA_Report_V2_Updated_30/09/2016 9106205308089 09/02/2017

FINANCIAL SERVICES BOARD

DATE OF FIRST APPOINTMENT / APPROVAL (DOFA) RECORD

IDENTITY / PASSPORT NUMBER: 9106205308089

NAME MR PATRICK WALKER

DATE DOFA RECORD ISSUED 09/02/2017

NOTE:

1. The information contained below is a reflection of the Registrar’s records as at the date the record was issued; 2. The FAIS Act came into effect on 30 September 2004 and an individual can therefore not have a DOFA date which precedes 30

September 2004; 3. The information contained in this document is confidential in nature. Where the recipient of the information is a third party, the information

may only be used by the recipient for its intended purpose i.e. the purpose for which it was collected, and for which consent was obtained. 4. Any queries relating to the information reflected in the DOFA record must be submitted to Fais.Dofa@fsb.co.za

SECTION A: Date of first approval / appointment in the financial services industry

Date of first approval as a key individual

00/00/0000

Date of first appointment as a representative

22/05/2013

DOFA_Report_V2_Updated_30/09/2016 9106205308089 09/02/2017

SECTION B: Date of first approval / appointment per category, financial service, subcategory of financial product and role

CATEGORY

SUB-CATEGORY

ADVICE

INTERMEDIARY SERVICES

ROLE

1 2 22/05/2013 22/05/2013 Representative

SECTION C: Appointment / Approval history per Financial Services Provider and subcategory of financial product

FINANCIAL SERVICES PROVIDER DETAILS

ROLE

CATEGORY

SUB-

CATEGORY

ADVICE

INTERMEDIARY

SERVICES

(20081) FNB BUSINESS, A BUSINESS UNITOF FIRST NATIONAL BANK, A DIVISION OF FIRSTRAND BANK LIMITED

Representative 1 2 01/12/2015 01/12/2015

(34750) NEW ADVENTURE INSURANCE BROKERS (PTY) LTD Representative 1 2 22/05/2013 22/05/2013