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1:038 P. 016*111078 ® 13#429 1&:ASI 10:ESIFJIU IS*N
MITSUBISHI-UFJ FINANCIAL GROUPFACSIMILE TRANSMISSION HEADER
DATE OF MESSAGE: MESSAGE NO: NUMBER OF PAGES7/Novembe#2016 - INCLUDING COVER PAGE: 20
TO: ASXMark,t Annou - .' Offlo,FAX NO. C 81 ) 2 9778 0999
FROM: MITSUBISHVUFJ FINANCIAL GROUPCorpo,* Adminlilation Depar ent
(Attn: KTal=I)FAX NO. 81*42144367 TEL NO 81-34214.6626
RE: Submission of FORM 603
We hereby submi Farm 608 as attached,
Best regards,
K* TakaseTEL : 81-3621*-6626
Mkase@muffjp
This hx me=82•21,t<115 . , , T: . , · : and/orpe,0,!al i,vbnp.*.1 which should not be read by aperson oftlarthmi fhe gpecif!ed addressce disolosed or copied. IfJou have rcoaivcd this f*x in «ror,pl-e con*act fhenumber indicated
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Date of Con�iderl;lltion (9) Class and number Holder of rel&vant interest :acquitition Interest of :securities (MMIDDNYYY) Cash Non-Ca:i:h
Mitsubishi UFJ Financial Group, Inc. 07/04/2016 587,984.49 N/A Je:,,e52 Ol'dinarv Shares
MilSubishi UFJ Financial Group, Inc. 07/07/2016 171.9116.53 N/A 114,652 On:lina"' Shares
Mllsubishi UFJ Financial Group, Inc. 07/0812016 2 346.00 NIA 1,564 Ordinarv $hares
Mitsubishi UFJ Financial Group, Inc. 07/08/2016 347,088.18 NIA 232.992 On:linarv Shares
Mitsubishi UFJ Financial Group, lnc. Borrow by an enllty controlled by Motgan 07108/2016 NIA S1.an1ev - See Annex:ure B 6 349 On:linary Shares
Mitsubishi UFJ Financial Group, Inc. 07111/2016 55.159.43 NIA 35,534 On:tinary Shares
Mitsubishi UFJ Financial Group, Inc. 07/1212016 350,804.89 NIA 222,479 Ordin.1;1rv Shares
Mitsubishi UFJ Finam::ial Gtoup, Inc. 07/1312016 aso1n1 NIA 54.480 On:linarv Shares
Mil.Sublshi UFJ Financial Gmup, Inc. 07/15/2016 J676M1 NIA 22,0�1 Ordinary Shares
Milsubishi UFJ Financial Group, lne. 07119/2016 1,539.72 N/A 936 Ordinarv Shares
Mits�biShi UFJ Financial Group, Inc. 0711912016 459.20 NIA 2BO Ordinarv Shares
Mitsubishi UFJ Financial Group, Inc. 07/19/2016 434.20 N/A 260 Ordinary Shares
Mitsubishi UFJ Finani::ial Gtoup, Inc. 07119/2016 476.85 NIA 289 On:linarv Shares
MllSubishi UFJ Financial Group, Inc. 07/1912016 116.90 NIA 70 Ordinary Shares
MILsublshi UFJ Financial Gmup, Inc. 07/19/2016 704.55 N/A 427 Ordlnarv Shares
Mitsubishi UFJ Financial Group, Inc. 0711912016 626.75 N/A 381 Ordinarv Shares
Mitsubishi UFJ Fir'li�n-.eial Group, Inc. 07/19/2016 654.36 N/A 399 On:linorv Shares
Mitsubishi UFJ Financial Group, Inc. 07/2012016 1.329.M N/A 844 Ordlnorv Shares
Mitsubishi UFJ Financial GmtJp, lne. 07/20/2016 322.88 NIA 205 Ordlnarv Shoros
MilSublshi UFJ Finam;:i1;1I Gr'Oup, Inc. 07/20/2016 82.50 NIA 50 Ordinarv Shares
Mitsubishi UFJ Financial Group, Inc. 07/20/2016 591.75 NIA 371 O!'dinary Shares
Mitsubishi UFJ Financial Group, Inc. 07120/2016 472.70 N/A 290 Ordinary $hares
Mitsubishi UFJ Financial Group, Inc. 0712012016 97.50 NIA €!2 Ordinary- Shares
Mitsubishi UFJ !=in;�11"1cial Group, Inc. 07/2112016 503.21 N/A 315 Ordinarv Shares
Mitsubishi UFJ Financial Gl'Oup, Inc. 07W/2016 344.00 NIA 213 Orttinarv Shares
MiLsublshi UFJ Financial Group, Inc. 07/21/2016 481.27 NIA 298 Ordinary Shares
Milsublshl UFJ Financial Giroup, Inc. 07121/2016 751.14 N/A 46B On:linary Shares
Mitsubishi UFJ Financial Group, Inc. 0712112016 484.25 NIA 298 Ordinary $hares
Mitsubishi U�J Financial Group, Inc. 07/21/2016 878.40 N/A 549 On:linarv Shares
Mitsubishi UFJ Financial Group, Inc. 0712112016 19S.45 NIA 126 Ordinarv Shares
Mitsubishi UFJ Financial Group, Inc. Borrow by an entity conlrolled by Morgan 07/2612016 N/A Stanley - See Annexure B 50,000 Ordina,v Shares
Mitsubishi UFJ Financial Group, Inc. 07/28/2016 762.20 NIA 427 On;linar'V Shares
MllSublshi UFJ Financial Group, Inc. 07/29/2016 674.62 N/A 379 Ordinarv Share,s
Mitsubishi UFJ Financial Group, Inc. 0712912016 46,09 NIA 26 Ordinarv $hares
MiLsubishi UFJ Financial Group, Inc. 0712912016 749.05 NIA 422 Ordlnarv Shore•
Milsubishi UFJ Financial Group, Inc. 0810112016 40.80 NIA 24 On;l;n•rv Sha,es
Mitsubishi UFJ Financial Group, Inc. 08101/2016 591.64 NIA 347 On:tinarv Shares
Mitsubishi UFJ Financial Group, Inc. 08/01/2016 947.31 N/A 546 On:linarv Shares
Mitsubishi UFJ Financial Group, Inc. 08/01/2016 277,73 N/A 161 Ordinary $Mms
Mitsubishi UFJ Financial Group, Int:=. 08/02/2016 91.16 N/A 53 On:linary $hares
Mitsubishi UFJ Fin�nci,1;11 Group, Inc. oa1021201e 478,16 N/A 278 Ordin.al'y Shares
MllSublshi UFJ Financial Group, Inc. 08/02/2016 1,498.20 N/A 908 Ordinorv $hares
MiLSublshl UFJ Financial Group, Inc. 08/02/2016 768.36 N/A 456 Ordinary Shams
MiLSubishi UFJ Fi11a11cial Group, Inc. 08/02/2016 488,86 NIA 291 Ordinary Shares
Mitsubishi UFJ FinMt:=ial G!'Oup, Inc. 08102/2016 725.42 NIA 437 Ordinarv Shares
Mitaubishi UFJ Financial Group, Inc. 08102/2016 629.59 NIA 377 Ordinary Share•
2
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Date of Consideration (9) Holder of relevant Interest acquisition
(MM/DDNYYY) Cash NonrCash
Mitsubishi UFJ Financial Group, 1nc. 08m/,01e 559.30 NIA
Mit$ubishi UFJ Financial Group, lne. 08/0;!1.016 117,65 NIA
Mitlilubishi UFJ Financial Groi.ip, Im;:. 08102/2016 1,361.25 N/A
Mitsubishi Ui=J Financial Group, Inc. 08/02/2016 402.72 NIA
Mitsubishi UFJ !=inandal Group, Inc. 08103/2016 5,872.50 NIA
Mitsubishi UFJ Financial GtoL.Jp, Inc. 08/03/2016 875.70 NIA
Mitsubishi UFJ Financial G!'Oui:,, Inc. 08103/;!016 5,469.51 NIA
Mil.Subishl UFJ Financial Gn;11,1p, Inc. 08103/2016 216.08 N/A
Mitsubishi UFJ Financial Group, lne. 08/03/2016 1,266.97 NIA
Mitsubishi UFJ Financial Group, Inc, 08103/2016 1,559.04 NIA
Mitsubishi UFJ Financial Group, Inc. 08103/2016 1,084.20 NIA
Mitsubishi UFJ Financial Group, Inc. 0810312016 854.54 NIA
Milsubishi UFJ Financial Group, Inc. OB/0312016 97,04 NIA
Mitsubishi UFJ FinM¢i$1 Gtoup, Inc. 08103/:1016 191.20 NIA
Mitsubishi UFJ Financi.al Group, Inc. 08103/2016 48,739.64 NIA
Mitsubishi UFJ Financial Group, Inc. 08/03/2016 963.20 NIA
Mit�ubi$hi UFJ Financial Group, Inc. 0810312016 70 255.98 NIA
Mitsubishi UFJ Financlal Group, Inc. 08/0312016 7 517.40 NIA
Milsubishi UFJ Financial Group. Inc. OB/0312016 26 619,51 NIA
Mitsubishi UFJ Finan¢i.al Group, Inc. OB/03/2016 8,681,02 NIA
Mitsubishi UFJ Fin:eincial Gtoup, Inc. 08103/2016 199.53 N/A
Mitsubishi UFJ Financial Group, Inc. 08103/2016 1,169.28 N/A
Mitsubishi UFJ Flmmcial Group, Inc. 08103/2016 399.60 NIA
Mitsub($hi UFJ Financial Group, Inc. 0810312016 498.76 NIA
Mitsubishi UFJ t=inancial Group, Inc. 08/03/2016 1 620.24 NIA
MllSubishi UFJ Financial Group, Inc. OB/03/2016 22,918.35 NIA
Mitsubishi UFJ Financial Group, Inc, 08/031.016 300.96 N/A
Mitsubishi UFJ Financial Group, Inc. 08103/2016 2,512.89 NIA
Mitsubishi UFJ Financial GrQ1.1i;,, In¢. 0810312016 66.98 NIA
Mitsubishi UFJ Financlal Groui;,, Inc. 08/0312016 42.00 NIA
Mit�ubishi UFJ �inancial Group, Inc. 08/0�/2016 315.40 NIA
Mitsubishi UFJ Financial Group, Inc. 08/03/2016 205.;!0 NIA
Mitsubishi UF'J �inancial Group. Inc. 08/03/2016 6,564.25 NIA
Mitsubishi UFJ FinSn¢ial Group, Inc. 08/04/.016 5,074.55 NIA
MllSubishi UFJ Financial Gr'01.1P, Inc. 08104/2016 11,376.59 NIA
MilSublshi UFJ Financial Group, lni;:. 08104/2016 129,MO.OO NIA
Mitsubishi UFJ Flnancial Group, Inc. 08/04/2016 i! 959.62 NIA
Milsubishi UFJ Financial Group, Inc. 08104/2016 6804.75 NIA
Mitsubishi UFJ Financial Group, Inc. OB/04/2016 20,665.76 NIA
Mitsubishi UFJ FinMcial Gmup, Inc. OB/04/2016 1,880.63 NIA
Mitsubishi UFJ Financial Group, Inc, 08/0412016 728.04 N/A
Mitsubishi UFJ Financial Group, Inc. 08/0412016 1,116.12 NIA
Mitsubishi UFJ i:'lnanclal Group, Inc. 08/0412016 9,719.19 N/A
Mitsubishi UFJ Financial Group, Inc. 08/04/2016 1,83�.92 N/A
Mitsubishi UFJ Flnancial Group, Inc. 0810412016 488.75 N/A
Mitsubishi UFJ Financial Groi.11;1, Inc. 08/0412016 7,169.78 NIA
3
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Class and number in�tast of securities
329 Ordlnarv Shares
69 On:linarv Shares
825 Or<linarv Shares
2J8 On;lin,l:ll'V Shares
3,480 Ordinarv Shares
504 Ordinarv Shares
3 246 On:linarv Shares
129 OtdiMrv Shares
7 42 Ordinarv Shares
92B Ordinarv Sharas
624 Ordinarv Shares
499 Ordinarv Shares
57 Ordina"" Shares
111 Ordina"" Shares
28,337 Ordino,v Shares
560 Ordinorv $hares
40,377 Ordinarv Shares
4 422 Ordinary Shares
15,387 Ordinarv Shares
5,114 Ordin:;i"" Sh.ates
115 Ordin:;irv Shares
672 Ordinorv Shara•
233 Ordlnarv Share,
296 Ordinarv Shares
942 Ordinaiv Shares
13,286 Ordinarv Shaf8s
171 Ordinarv Shares
1,476 Ordinary Shores
39 or<1;oaiv Shares
2!;i Ordinarv Shares
190 Ordinarv Shares
120 Ordinarv Sha(es
3,850 Ordinarv Shares
2.405 Ordinary Shares
5 379 Ordlnarv Shares
60 000 o,dinarv Shares
1,383 Or<lina,v Shares
3,165 Ordina,v Shares
9,748 Ordinarv $ha(es
865 Ordlnorv Shores
341 Ordinarv $MIBS
524 Ordinorv $hares
4,563 Ordinarv Sha"1s
866 Ordinarv Sha(es
230 Ordinarv ShsrEls
3,398 Ordlnarv Share•
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ANNMURE 9"
This Is Annegare T of 3 plges r*,red lo in the Form 603 (Notice of WI Substartl Holder), s ned by me lid dlted7 November 2018.
Signed: Mr. Tsukasa Beeeho
T..0A...lit loi ll=lirReourd»m A.emnstMorsan * Ily & Co. Irrtmrril11OMI plc Ind LYB ANANCE COMPANY IV
1/./.f,Da. 2016102* 20151091; 20161101; 20161102;illahdVO,4 4,= BUVV In Kltinll 18 Pl,chasad Sac:0- Ind thetmrldlree In ml=
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