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Carrier Aggregation: Fundamentals and Deployments Presented by: Manuel Blanco Agilent Technologies © 2014 Agilent Technologies

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  • Carrier Aggregation: Fundamentals and Deployments

    Presented by:

    Manuel Blanco

    Agilent Technologies

    2014 Agilent Technologies

  • Agenda

    LTE-Advanced

    Carrier Aggregation

    Design and test challenges

    2014 Agilent Technologies 2

  • Industry background

    263 LTE networks in more than 95 countries (+500 operators investing) o Approximately 10% are TDD

    o Less than 10% are using 20 MHz

    www.gsacom.com

    157.7 million LTE subscribers (112 million added in the past 12 months) o More than half in North America (79 million)

    Over 1,200 LTE capable devices available o 40% can operate in Band 3 and Band 7

    LTE is the fastest developing mobile technology ever

    2014 Agilent Technologies 3

  • Why LTE-Advanced?

    IMT-Advanced Requirements

    Based on an all-IP packet switch network

    Scalable channel bandwidths between 5 and 20 MHz

    Interoperability with existing wireless standards

    2014 Agilent Technologies 4

    Item Subcategory IMT-Adv LTE

    Spectral

    efficiency

    (b/s/Hz)

    Downlink 15

    (4x4 MIMO)

    16.3 (4x4 MIMO)

    Uplink 6.75

    (2x4 MIMO)

    4.32 (64QAM)

    Data rate

    (Mbps)

    Downlink 1000 300

    Uplink 100 75

  • LTE-Advanced New features

    Carrier Aggregation Enhanced MIMO

    Higher data rates

    (bps) Higher spectral effiency

    (bps/Hz)

    Higher spectral effiency

    per coverage area

    (bps/Hz/Km2)

    Het-Nets

    2014 Agilent Technologies 5

  • LTE-Advanced New UE Categories

    UE

    Category

    Data Rate DL/UL

    (Mbps)

    Downlink Uplink

    Max number

    of layers

    Max number

    of layers

    Support for

    64QAM

    1 10 / 5 1 1 No

    2 50 / 25 2 1 No

    3 100 / 50 2 1 No

    4 150 / 50 2 1 No

    5 300 / 75 4 1 Yes

    6 300 / 50 2 or 4 1 or 2 No

    7 300 / 100 2 or 4 1 or 2 No

    8 3000 / 1500 8 4 Yes

    LT

    E

    LT

    E-A

    2014 Agilent Technologies 6

  • Agenda

    LTE-Advanced

    Carrier Aggregation

    Design and test challenges

    2014 Agilent Technologies 7

  • Carrier Aggregation Fundamentals

    Bandwidth extension by aggregating LTE component carriers (CC)

    o Up to 5 CC can be allocated in both DL and UL 100 MHz aggregated

    o Components carriers are backwards compatible with Release 8 terminals

    o Symmetric or asymmetric DL/UL CA configurations

    Motivation

    o Higher peak data rates

    o Facilitate efficient use of fragmented spectrum

    o Enable 150 Mbps (Category 4) in typical

    deployments where 20MHz contiguous spectrum

    is not an option

    2014 Agilent Technologies 8

    Aggregated

    Data Pipe

    10MHz

    DL Carrier 1

    10MHz

    DL Carrier 2

    Carrier Aggregation is the first step of LTE Advanced

  • PCC (Primary Component Carrier) oHandle the RRC/NAS procedures

    oMeasurement reports and mobility

    oUEs using the same set of CCs, can have different PCC

    oRole only changed with handover

    oPUSCH is mandatory

    SCC (Secondary Component Carrier) oUE handles up to 4 SCC

    oConfigured using RRC signaling procedures

    oCan be dynamically activated/de-activated using a MAC control element

    oActivated only when in CONNECTED mode

    oPUSCH is optional - asymmetric CA

    Carrier Aggregation Fundamentals

    2014 Agilent Technologies 9

    SCC

    SCC

    PCC

    Downlink

    PCC

    SCC

    Uplink

  • Carrier Aggregation Fundamentals

    PCC UE

    RRC Connection

    MME

    Attach Request

    Authentication and NAS Security

    AS Security

    UE capabilities

    Attach Accept + Default EPS

    SCC

    Release 8

    PS Attach

    Band 4 - 10 MHz Band 17 -10 MHz

    Data Link (single carrier) 73 Mbps

    2014 Agilent Technologies 10

  • Carrier Aggregation Fundamentals

    PCC

    RRC Connection

    MME

    Attach Request

    Authentication and NAS Security

    AS Security

    UE capabilities

    Attach Accept + Default EPS

    RRC Reconfiguration

    + Add SCC

    SCC

    Release 8

    PS Attach

    Release 10

    SCC Addition

    & Activation

    Data Link (single carrier) 73 Mbps

    Band 17 -10 MHz Band 4 - 10 MHz

    2014 Agilent Technologies 11

    UE

  • Carrier Aggregation Fundamentals

    Physical cell ID and

    DL frequency

    channel

    Common configuration:

    DL and UL channel BW,

    uplink EARFCN,

    antenna config,

    physical channels config, power

    control config

    Dedicated configuration:

    Transmission mode,

    physical channels config,

    cross-carrier scheduling,

    CSI-RS config Source: 3GPP TS 36.331

    SCC Configuration at RRC level Screen capture of the Agilent Trace log and debug application (Trace Spy II)

    2014 Agilent Technologies 12

  • Carrier Aggregation Fundamentals

    PCC

    RRC Connection

    MME

    Attach Request

    Authentication and NAS Security

    AS Security

    UE capabilities

    Attach Accept + Default EPS

    RRC Reconfiguration

    + Add SCC

    SCC

    Release 8

    PS Attach

    Release 10

    SCC Addition

    & Activation

    Data Link (single carrier) 73 Mbps

    MAC control element

    Data Link (2 CC aggregated) 147 Mbps

    Band 17 -10 MHz Band 4 - 10 MHz

    2014 Agilent Technologies 13

    UE

  • 2014 Agilent Technologies 14

    Band A Band B

    Intra -band

    contiguous

    Reso

    urc

    e b

    lock

    f

    Reso

    urc

    e b

    lock

    f

    Intra-band

    non-contiguous

    Inter-band

    non-contiguous

    Reso

    urc

    e b

    lock f

    Band A

    Band A

    Modes and Deployments

  • Release 10: o Signaling to support up to 5 CC

    o Scenarios limited to 2 CCs

    o Maximum aggregated bandwidth is 40MHz

    o Prioritized support intra band contiguous and inter band

    o Rest of scenarios were postponed to later Releases

    Intra - band Contiguous CA

    E-UTRA CA

    Band

    E-UTRA operating

    Band

    Uplink (UL) band Downlink (DL) band

    Duplex mode

    UE transmit / BS receive Channel BW MHz

    UE receive / BS transmit Channel BW MHz

    FUL_low (MHz) FUL_high (MHz)

    FDL_low (MHz) FDL_high (MHz)

    CA_40 40 2300 2400 [401)

    ] 2300 2400 [401)

    ] TDD

    CA_1 1 1920 1980 40 2110 2170 40 FDD

    [1) For the first phase of LTE TDD CA for UE side, with eventual goal for 50MHz]

    Inter - band Non -Contiguous CA

    E-UTRA CA Band

    E-UTRA operating

    Band

    Uplink (UL) band Downlink (DL) band

    Duplex mode

    UE transmit / BS receive Channel BW MHz

    UE receive / BS transmit Channel BW MHz FUL_low (MHz) FUL_high

    (MHz) FDL_low (MHz) FDL_high

    (MHz)

    CA_1-5 1 1920 1980 10

    1) 2110 2170 10

    FDD 5 824 849 10

    1) 869 894 10

    1) Only one uplink component carrier is used in any of the two frequency bands at any time.

    2014 Agilent Technologies 15

    Inter-band Intra-band cont

    1 2 3

    CA

    Band C

    om

    bin

    atio

    ns

    Rel.10

    Modes and Deployments

  • Release 11: o Maximum aggregated bandwidth is 40MHz

    o Support multiple timing advances (required for UL CA)

    o Core requirements for intra-band non-cont

    o Performance requirements for new inter-band and

    intra-band combinations

    2014 Agilent Technologies 16

    Inter-band Intra-band cont

    Inter-band

    1 2 3

    CA

    Band C

    om

    bin

    atio

    ns

    24

    CA

    Band C

    om

    bin

    atio

    ns

    Rel.10

    Intra-band cont

    Modes and Deployments

    Intra non-cont

    Rel-11 inter-band Carrier Aggregation Rapporteur

    Carrier Aggregation of Band 3 and Band 7 TeliaSonera

    Carrier Aggregation of Band 4 and Band 17 AT&T

    Carrier Aggregation of Band 4 and Band 13 Ericsson (Verizon)

    Carrier Aggregation of Band 4 and Band 12 Leap Wireless

    Carrier Aggregation of Band 5 and Band 12 US Cellular

    Carrier Aggregation of Band 7 and Band 20 Huawei

    Carrier Aggregation of Band 2 and Band 17 AT&T

    Carrier Aggregation of Band 4 and Band 5 AT&T

    Carrier Aggregation of Band 5 and Band 17 AT&T

    Carrier Aggregation of Band 3 and Band 20 Vodafone

    Carrier Aggregation of Band 8 and Band 20 Vodafone

    Carrier Aggregation of Band 3 and Band 5 SK Telecom

    Carrier Aggregation of Band 4 and Band 7 Rogers Wireless

    Carrier Aggregation of Band 11 and Band 18 KDDI

    Carrier Aggregation of Band 1 and Band 18 KDDI

    Carrier Aggregation of Band 1 and Band 19 NTT DoCoMo

    Carrier Aggregation of Band 1 and Band 21 NTT DoCoMo

    Carrier Aggregation of Band 3 and Band 8 KT

    Rel.11

    1 19 5

  • 1

    Release 12: o Core requirements uplink CA in inter-band

    o Performance requirements for intra-band non-contiguous

    o Core analysis for 3 component carriers in inter-band

    o Maximum aggregated bandwidth is 50MHz

    2014 Agilent Technologies 17

    Inter-band Intra-band cont

    19 Inter-band

    1 2 3

    CA

    Band C

    om

    bin

    atio

    ns

    24

    CA

    Band C

    om

    bin

    atio

    ns

    48 12 Inter-band

    25 Inter 3 CC

    95

    CA

    Band C

    om

    bin

    atio

    ns

    Intra-band cont

    10 Intra non-cont

    Rel.10

    Rel.11

    Intra-band cont

    Modes and Deployments

    Intra non-cont

    5

    Rel.12

  • Agenda

    LTE-Advanced

    Carrier Aggregation

    Design and test challenges

    2014 Agilent Technologies 18

  • Impact on higher layers:

    o Enhanced user plane to support higher data rates

    o Modifications and new additions on existing RRC procedures:

    Reconfiguration message to support Addition/Release of SCC

    Report of new UE categories and capabilities

    Impact on UE design

    NAS

    RRC

    PDCP

    RLC

    MAC

    PHY

    NAS

    MME UE

    RRC

    PDCP

    RLC

    MAC

    PHY

    PCC SCC

    2014 Agilent Technologies 19

    - None

    - Larger buffer

    - None

    - Addition and removal SCC

    Carrier Aggregation impact

  • Impact on UE design

    o Multiple PHY and aggregated MAC:

    One PHY layer per CC

    Data aggregation happens at MAC layer

    MAC must handle scheduling on multiple CC

    Support of cross-carrier scheduling

    o Complex transceivers design:

    Highly challenging radio environment in terms of spur and self-blocking

    Front-end needs to be designed to support multiple frequency band combinations

    MIMO + multi chain makes antenna design even more challenging

    2014 Agilent Technologies 20

    PHY, MAC and RF are the most challenging

  • Design and Test Challenges

    Challenge #1 : When Inter-Band aggregation and MIMO spatial multiplexing is

    combined, test set-ups may become quite complex.

    T2010A

    LTE Wireless Communications Test Set

    21

    PCC

    SCC

    UE +

    +

    T2010A

    Channel

    Emulator

    RF RX Performance Test Scenario

    2CC aggregation MIMO 4x2 Closed loop spatial multiplexing RF impairments

    Channel

    Emulator

  • Design and Test Challenges

    TR 36.850 and 36.851 Inter-band carrier aggregation

    Scope: To gather relevant background and studies to address Inter-band carrier aggregation requirements (Release 11)

    Class Description

    A1 Low-high band combination without harmonic relation

    between bands or intermodulation problem

    A2 Low-high band combination with harmonic relation between

    bands

    A3 Low-low or high-high band combination without

    intermodulation problem (low order IM)

    A4 Low-low, low-high or high-high band combination with

    intermodulation problem (low order IM)

    A5 Combination except for A1 A4

    Harmonics may cause

    degradation in the performance of

    the high band receiver

    The use of diplexers to split and

    combine RF chains are very

    challenging

    2014 Agilent Technologies 22

    Challenge #2 : Simultaneous transceiver chains lead to intermodulation

    and cross-modulation within the UE.

  • Design and Test Challenges

    710 MHz

    Band 17 Band 4

    Class A2 example: Band 4-17

    Uplink

    PCC SCC

    2014 Agilent Technologies 23

    740 MHz 2130 MHz

    Downlink Downlink

    Challenge #2 : Simultaneous transceiver chains lead to intermodulation

    and cross-modulation within the UE.

  • Design and Test Challenges

    3rd harmonic

    Class A2 example: Band 4-17

    710 MHz 740 MHz 2130 MHz

    Band 17 Band 4

    Uplink Downlink Downlink

    PCC SCC

    2014 Agilent Technologies 24

    Challenge #2 : Simultaneous transceiver chains lead to intermodulation

    and cross-modulation within the UE.

  • Design and Test Challenges

    Ref. Sensitivity (dBm)

    Release 8

    Ref. Sensitivity (dBm)

    Carrier Aggregation

    Band 4 -96.3 -89.5

    Band 17 -93.3 -92.8

    Band 1 -96.3 -96.3

    Band 5 -94.3 -94.3

    Source: 36.851 and 36.521-1

    2014 Agilent Technologies 25

    D/A

    D/A

    A/D

    A/D

    A/D

    A/D

    A/D

    A/D

    D/A

    D/A

    A/D

    A/D

    Band A

    Band A

    Band B

    Band B

    Antenna

    tuner

    Sw

    itch

    Sw

    itch

    H3 T

    rap

    Band 17

    Band 4

    Challenge #2 : Simultaneous transceiver chains lead to intermodulation

    and cross-modulation within the UE.

  • D/A

    D/A

    A/D

    A/D

    A/D

    A/D

    A/D

    A/D

    D/A

    D/A

    A/D

    A/D

    Band A

    Band A

    Band B

    Band B

    Antenna

    tuner

    Sw

    itch

    Sw

    itch

    H3 T

    rap

    Band 17

    Band 4

    Design and Test Challenges

    Ref. Sensitivity (dBm)

    Release 8

    Ref. Sensitivity (dBm)

    Carrier Aggregation

    Band 4 -96.3 -89.5

    Band 17 -93.3 -92.8

    Band 1 -96.3 -96.3

    Band 5 -94.3 -94.3

    6.8dB due to noise floor increase

    caused by harmonic

    Note: This is an exception allowed when the uplink active in the lower frequency operating

    band.

    Source: 36.851 and 36.521-1

    2014 Agilent Technologies 26

    Challenge #2 : Simultaneous transceiver chains lead to intermodulation

    and cross-modulation within the UE.

  • D/A

    D/A

    A/D

    A/D

    A/D

    A/D

    A/D

    A/D

    D/A

    D/A

    A/D

    A/D

    Band A

    Band A

    Band B

    Band B

    Antenna

    tuner

    Sw

    itch

    Sw

    itch

    H3 T

    rap

    Band 17

    Band 4

    Design and Test Challenges

    Ref. Sensitivity (dBm)

    Release 8

    Ref. Sensitivity (dBm)

    Carrier Aggregation

    Band 4 -96.3 -89.5

    Band 17 -93.3 -92.8

    Band 1 -96.3 -96.3

    Band 5 -94.3 -94.3

    Source: 36.851 and 36.521-1

    0.5 dB due to H3 trap filter

    insertion loss

    2014 Agilent Technologies 27

    Challenge #2 : Simultaneous transceiver chains lead to intermodulation

    and cross-modulation within the UE.

  • Design and Test Challenges

    Ref. Sensitivity (dBm)

    Release 8

    Ref. Sensitivity (dBm)

    Carrier Aggregation

    Band 4 -96.3 -89.5

    Band 17 -92.8 -92.8

    Band 1 -96.3 -96.3

    Band 5 -94.3 -94.3

    0.5 dB due to H3 trap filter

    insertion loss

    Source: 36.851 and 36.521-1

    2014 Agilent Technologies 28

    Challenge #2 : Simultaneous transceiver chains lead to intermodulation

    and cross-modulation within the UE.

  • LTE T4000S Test Systems

    2014 Agilent Technologies 29

    T4110S LTE Protocol Tester

    T4020S LTE RRM Tester

    ALL BASED ON THE SAME HARDWARE PLATFORM

    T4010S LTE RF Tester

    T2010A

    LTE Wireless Communications Test Set

  • 3GPP Conformance Status

    63 New RF test cases

    16 New RRM test cases

    36 New Protocol test cases

    Ongoing! CA test cases in a new WI which covers intra-band non-contiguous

    13 New RF test cases

    18 New Protocol test cases

    New test cases for inter-band without UL CA and intra-band contiguous with and without UL CA

    Outlook! New CA test cases expected in Rel-12 (inter-band with 2 uplinks)

    2014 Agilent Technologies 30

  • SUMMARY

    Carrier aggregation is the first step of LTE Advanced enabling:

    o Higher IP data rates

    o Facilitate efficient use of fragmented spectrum

    Inter-Band with 2 component carriers aggregated in the downlink is one of the most demanded combinations today

    Carrier aggregation is a huge topic in Conformance with a lot of new test cases defined and more in the pipeline

    2014 Agilent Technologies 31

  • Unique receiver test Flexible channel allocation and closed-loop testing

    Trusted transmitter test X-Series measurement science

    Sustained bidirectional 300 Mbps / 50 Mbps E2E IP data

    Most highly integrated solution: multiple cells, carrier aggregation, 4x2 DL MIMO, integrated fading and built-in application server

    Ensure realistic category 4 / 6 performance

    Achieve design confidence

    LTE-Advanced Carrier Aggregation

    CAT 6

    Device

    DL: 300Mbps

    UL: 50 Mbps

    E7515A UXM Wireless Test Set Make a clear call

    2014 Agilent Technologies 32

    Join Overcome LTE-A UE Design Test Challenges with Agilents New UXM webcast here

  • 2014 Agilent Technologies 33

    Agilent Resources

    LTE-Advanced application and product info: www.agilent.com/find/lteadvanced

    T4000S LTE/LTE-A Conformance and DV Systems: www.agilent.com/find/t4000s

    E7515A UXM Wireless Test Set: www.agilent.com/find/E7515A

    89600 VSA product information: www.agilent.com/find/vsa

    X-Series signal analyzer product information: www.agilent.com/find/xseries

    Signal Studio product information: www.agilent.com/find/signalstudio

    LTE-Advanced Documents

    Application Note: http://cp.literature.agilent.com/litweb/pdf/5990-6706EN.pdf

    Requirements TR 36.913: http://www.3gpp.org/DynaReport/36913.htm

    Study Technical Report TR 36.912: http://www.3gpp.org/DynaReport/36912.htm

    For more information

  • THANK YOU!

    2014 Agilent Technologies

    Questions and Answers