2016 10:36 pm

SUPREME COURT OF THE STATE OF NEW YORK

COUNTY OF NEW YORK

----------------------------------------------------------------x

UNITED STATES FIDELITY & GUARANTY

COMPANY, et al.,

Plaintiffs,

-against-

AMERICAN RE-INSURANCE COMPANY, et al.,

Defendants.

:

:

:

:

:

:

:

:

:

:

:

:

Index No.: 604517/2002

IAS Part 3

Hon. Eileen Bransten

----------------------------------------------------------------x

PLAINTIFFS’ EXHIBIT LIST

SIMPSON THACHER & BARTLETT LLP Mary Beth Forshaw Lynn K. Neuner Chet A. Kronenberg George Wang

425 Lexington Avenue

New York, NY 10017-3954

Telephone: (212) 455-2000

Facsimile: (212) 455-2502

Attorneys for Plaintiffs

United States Fidelity & Guaranty Company and

St. Paul Fire & Marine Insurance Company

May 27, 2016

FILED: NEW YORK COUNTY CLERK 05/27/2016 10:36 PM INDEX NO. 604517/2002

NYSCEF DOC. NO. 344 RECEIVED NYSCEF: 05/27/2016

1 of 22

Plaintiffs’ Exhibit List

Plaintiffs United States Fidelity and Guaranty Company and St. Paul Fire and

Marine Insurance Company (together, “USF&G”) annex hereto as Exhibit A a list of exhibits

that it may seek to introduce in its case in chief to which Defendants have not objected. In

addition, USF&G annexes hereto as Exhibit B a list of exhibits that it may seek to introduce in

its case in chief to which Defendants have objected.

USF&G reserves the right to use any document included on the exhibit list of any

Defendant.

USF&G reserves the right to introduce as exhibits at trial any pleadings, briefs,

affidavits/affirmations and discovery responses served or filed in this action.

USF&G reserves the right to offer an enlarged or highlighted version of any

exhibit on USF&G’s Exhibit List.

USF&G reserves the right to use additional documents for impeachment purposes

and on rebuttal.

USF&G reserves the right to supplement and/or amend this list, including in

response to any rulings at trial.

USF&G’s Exhibit List does not include: (i) demonstrative exhibits; (ii) materials

that may be used on cross examination; or (iii) all statutes, case law, rules of professional

conduct or learned treatises USF&G may use when examining or cross-examining witnesses.

By listing a document as an exhibit on USF&G’s Exhibit List, USF&G does not

agree that it is admissible for any purpose or without redaction. Accordingly, the inclusion of a

document on this list does not waive any objections USF&G may have to the introduction of any

2 of 22

2

item listed if such document is offered by any other party. Finally, the inclusion of a document

on this list does not constitute a commitment by USF&G to offer any such document at trial.

As to USF&G’s objections to Defendants’ exhibit lists, USF&G reserves the right

to object at trial with respect to the admission of any exhibit for which a proper foundation has

not been provided. Furthermore, USF&G reserves the right to object to the admission of any

exhibit on hearsay grounds to the extent not specifically objected to herein depending on the

purposes for which the exhibit is being offered. USF&G also reserves the right to object at trial

to the admission of any exhibit on cumulativeness grounds. Finally, USF&G reserves the right

to supplement, amend or revise its list of objections. To the extent there is more than one version

of a document listed on Defendants’ exhibit lists, USF&G’s objections apply to all versions and

variations of the document.

Dated: May 27, 2016

New York, New York

SIMPSON THACHER & BARTLETT LLP By: /s/ Chet A. Kronenberg

Chet A. Kronenberg 1999 Avenue of the Stars, 29th Floor Los Angeles, CA 90067-4633 Telephone: (310) 407-7539 Facsimile: (310) 407-7502 & Mary Beth Forshaw Lynn K. Neuner George Wang 425 Lexington Avenue New York, NY 10017-3954 Telephone: (212) 455-2000 Facsimile: (212) 455-2502

Attorneys for Plaintiffs

United States Fidelity & Guaranty Company and

St. Paul Fire & Marine Insurance Company

3 of 22

Exhibit A

4 of 22


A-1 05/27/2016 7:19 PM

PX No. Date Production Range Description Defendants’ Objections

1 N/A USFG 0637573 –

USFG 0637576

USF&G Comprehensive General–Automobile

Liability Policy

None

3 6/1/1967 USFG 0022588 –

USFG 0022592

Security Agreement: Rights to Payment None

8 5/8/1997 USFG 0076612 -

USFG 0076618

Assignment of Rights to Insurance Payments None

12 7/17/1998 USFG 0031514 –

USFG 0031519

Decision on Defendants’ Motion for Summary

Judgment in Western MacArthur Co., et al. v.

USF&G, et al., No. 721595-7 (Cal. Super. Ct.)

None

16 3/25/1999 USFG 0007474 Order Appointing Directors For Further Winding

Up of the Affairs of Western Asbestos Company

None

17 4/8/1999 USFG 0007475 –

USFG 0007479

Agreement and Ratification None

18 N/A USFG 0008435 –

USFG 0008439

Agreement and Ratification None

19 4/14/1999 USFG 340140 -

USFG 340143

Minutes of a Special Meeting of the Board of

Directors of Western Asbestos Company

None

23 12/16/1999 USFG 0020232 –

USFG 0020240

Stipulated Judgment in General Accident Ins. Co.

v. Western Asbestos, No. 815517-1 (Cal. Super.

Ct.)

None

29 5/22/2000 USFG 0012863 –

USFG 0012864

Order Granting Intervention, entered in Western

MacArthur Co., et al. v. USF&G, et al., No.

721595-7 (Cal. Super. Ct.)

None

5 of 22


A-2 05/27/2016 7:19 PM


38 1/8/2001 USFG 0022396 –

USFG 0022423

Western MacArthur’s Fifth Amended & Fourth

Amended Supp. Complaint in Western MacArthur

Co., et al. v. USF&G, et al., No. 721595-7 (Cal.

Super. Ct.)

None

44 11/30/2001 USFG 0078194 –

USFG 0078202

Pre-trial Order, entered in Western MacArthur


Super. Ct.)

None

48 2/15/2002 USFG 0148256 –

USFG 0148263

Order on Plaintiffs’ Motions for Evidentiary

and/or Issue and Monetary Sanctions against

USF&G

None

67 4/19/2002 USFG 0078175 –

USFG 0078177

Order After Hearing of April 19, 2002 re

Plaintiffs’ Objection to USF&G’s Evidence

Contesting Validity of the Actions of the

Judicially Appointed Directors of Western

Asbestos in 1999 entered in Western MacArthur


Super. Ct.)

None

86 11/15/2002 AmRe 1051 – AmRe

1052

Letter from G. Caruso to D. Feurer re Western

Asbestos

None

93 6/13/2003 USFG 0072385 –

USFG 0072386

Letter from G. Caruso to J. Dobrick re Western

Asbestos

None

135 8/12/1993 USFG 0020551 –

USFG 0020558

Western MacArthur Co.’s Complaint for

Declaratory Relief and Damages for Bad Faith in

Western MacArthur Co. v. USF&G, et al., No.

721595-7 (Cal. Super. Ct.)

None

6 of 22

Exhibit B

7 of 22


2 1/1/1956 AmRe 0002 –

AmRe 0021

Reinsurance Treaty NOTE #1

4 12/31/1979 N/A ECRA and ETMC Management Agreement NOTE #3; P; R

5 12/31/1982 N/A ECRA and ETMC Run-Off Agreement NOTE #3; P; R

7 1995 N/A Manville 1995 Trust Distribution Process H; MIL; P; R

9 6/25/1997 USFG 0056683 –

USFG 0056695

General Accident Insurance Co. v. Superior Court

of Alameda County, 55 Cal. App. 4th 1444, 64

Cal.Rptr.2d 781 (1st Dist. June 25, 1997)

H*

10 7/31/1997 AmRe 0840 Letter from S. Russell to G. Armour H*; MIL; P; R; REINS

11 7/31/1997 E 00896 Letter from S. Russell to R. Smillie H*; MIL; NOTE #3; P; R;

REINS

13 10/7/1998 E 00962 –

E 00963

Memo to File from R.F. Moore DH; MIL; NOTE #3; P; R;

REINS

14 2/2/1999 AmRe 0689 Memo To File from G. Caruso DH; MIL; REINS

15 2/5/1999 AmRe 0783 – AmRe

0795

Letter from P. Lauer to G. Caruso H*; MIL; REINS

20 6/17/1999 AmRe 0686 – AmRe

0687

Memo To File from G. Caruso DH; MIL; REINS

21 8/10/1999 AmRe 0779 E-mail from O. Miele to G. Caruso DH; MIL; REINS

22 11/12/1999 AmRe 0676 – AmRe

0678

Memo To File from G. Caruso DH; MIL; REINS; ASB

8 of 22


24 1/17/2000 AmRe 0673 –

AmRe 0675

E-mail correspondence among O. Miele, G. Cavell

and G. Caruso

DH; MIL; REINS; NOTE #1

25 3/20/2000 AmRe 0656 –

AmRe 0657

Email from G. Caruso to O. Miele DH; MIL; REINS; NOTE #1

26 4/4-5/2000

AmRe 15955 –

AmRe 15960

American Re Summary of USFG-Western

Asbestos Meeting

DH; MIL; REINS; ASB

27 4/11/2000 AmRe 15954 –

AmRe 15960

Emails attaching Memo by G. Caruso re Baltimore

visit

DH; MIL; REINS; ASB

28 4/28/2000

AmRe 0642 – AmRe

0644 Memo from G. Caruso to J. Rodgers

DH; MIL; REINS; ASB

30 6/14/2000 AmRe 1411 Memo To File from G. Caruso DH; MIL; REINS

31 6/21/2000 AmRe 16273 Email from O. Miele to G. Cavell re Western

Asbestos

DH; MIL; REINS; NOTE #1

32 6/21/2000 AmRe 1410 Memo To File and G. Caruso from O. Miele DH; MIL; REINS; NOTE #1

33 7/6/2000 AmRe 1404 Memo To File from G. Caruso DH; MIL; REINS; NOTE #1

34 7/6/2000 AmRe 1405 –

AmRe 1407

Memo To File from G. Caruso DH; MIL; REINS; NOTE #1

35 8/23/2000 AmRe 1396 Memo To File from G. Caruso DH; MIL; REINS; NOTE #1

36 10/18/2000 AmRe 17328 Letter from G. Caruso to D. Feurer DH; MIL; REINS; NOTE #1

37 10/30/2000 AmRe 17327 Letter from D. Feurer to G. Caruso H*; MIL; REINS; NOTE #1

39 2/13/2002 USFG 639955 –

USFG 639962

Memo from M. Peterson to D. McClain re

Analysis of MacArthur Liability

ASB; H*

40 6/28/2001 AmRe 1369 Memo To File from G. Caruso MIL; REINS

9 of 22


41 7/30/2001 AmRe 5751 –

AmRe 5767

Fifteenth Report of Referee filed in Western

MacArthur Co., et al. v. USF&G, No. 721595-7

(Cal. Super. Ct.)

H*

42 8/29/2001 AmRe 1368 Memo To File from L. Francisco MIL; REINS

43 9/21/2001 USFG 0099342 –

USFG 0099344

Excerpt from Reporters’ Transcript for

Proceedings for Sept. 21, 2001, No. 828101-2

(Cal. Super. Ct.)

C


46 2/13/2002 USFG 0270027 –

USFG 0270033

Email from S. Dissinger to D. Feurer forwarding

McClain to Ostrager email

ASB; H*

47 2/14/2002 USFG 0641088 –

USFG 0641091

Email from S. Dissinger to T. Yessman and L.

Bennett forwarding McClain to Ostrager email

ASB; H*

49 2/19/2002 STB 13474 –

STB 13475

Email from B. Ostrager to S. Snyder, J. Faricy, D.

McClain, H. Wartnick, M. Peterson, A. Brayton,

K. Wooster, and A. Frankel

ASB; H*

50 2/22/2002 USFG 0243149 –

USFG 0243151

E-mail from B. Ostrager to K. Wooster et al. ASB; H*

51 2/25/2002 USFG 440438 –

USFG 440440

Email from D. Relles to D. McClain re Peterson

Memo on Values of MacArthur Northern

California Claims

ASB; H*

52 3/13/2002 USFG 440455 –

USFG 440462

Email with memo from M. Peterson to D.

McClain re MacArthur Liabilities

ASB; H*

53 3/13/2002 USFG 0264853 –

USFG 0264859

Memo from M. Peterson to D. McClain re

MacArthur Liabilities

ASB; H*

10 of 22


54 3/14/2002 USFG 440506 –

USFG 440527

Fax from M. Peterson to K. Wooster ASB; H*

55 3/14/2002 USFG 440559 –

USFG 440590

Email from D. Relles to B. Chipman re Claims

Values

ASB; H*

56 3/26/2002 USFG 440658 –

USFG 440663

Email from D. Relles to D. McClain re Peterson

Memo on Chambers Report

ASB; H

57 3/26/2002 STB 13152 –

STB 13157

Memo from D. McClain, A. Brayton, and H.

Wartnick to B. Ostrager

ASB; H

58 3/27/2002 USFG 0266999 –

USFG 0267003

Memo from S. Snyder and K. Wooster to A.

Brayton, D. McClain, H. Wartnick, and B.

Ostrager

ASB; H*

59 3/27/2002 STB 01289 –

STB 01297

Email from A. Frankel to S. Snyder, K. Wooster,

A. Brayton & D. McClain re Western Mac/St.

Paul attaching Draft Term Sheet

ASB; H*

60 3/27/2002 USFG 639913 –

USFG 639924

Email from R. Omrod to T. Yessman, S.

Dissinger, J. Roeller, and A. Frankel re Western

Mac/St. Paul attaching Draft Term Sheet

ASB; H*

62 3/29/2002 USFG 0133740 -

USFG 0133742

Letter from E. Grillo to Counsel of Record re

USF&G Reinsurance Documents

H*; MIL; REINS

63 4/10/2002 USFG 0149335 –

USFG 0149344

Memo from A. Frankel to S. Snyder re

MacArthur/St. Paul Issues

ASB; H; P

65 4/19/2002 USFG 0641310 –

USFG 0641316

Letter and term sheet from K. Wooster to B.

Ostrager, D. McClain, A. Brayton and H.

Wartnick

H; ASB

11 of 22


66 4/19/2002 USFG 640211 –

USFG 640218

Email from B. Ostrager to A. Frankel, T.

Yessman, and R. Omrod attaching settlement

demand

H; ASB


70 5/18/2002 USFG 640037 –

USFG 640041

Email from B. Ostrager to D. McClain re

MacArthur Definitive Agreement

H*

71 N/A USFG 639429 Chambers 933 - Chambers Estimation of Western

Asbestos Liability with handwritten notes

ASB; C; H; NOTE #1

72 6/3/2002 USFG 0076360 –

USFG 0076406

Settlement Agreement NOTE #1

73 N/A N/A Chambers 933 - Chambers Estimation of Western

Asbestos Liability

ASB; C; H; NOTE #1

74 6/13/2002 USFG 0260173 –

USFG 0260197

Escrow Agreement P; R; MIL; NOTE #1

75 7/15/2002 USFG 639427 –

USFG 639472

Facsimile from D. Feurer to J. Kleinberg and J.

Dobrick with attachments

ASB; H

77 10/23/2002 USFG 639007 –

USFG 639026

Default Judgment Claims Report H

78 10/23/2002 USFG 0072194 –

USFG 0072195

Additional Default Judgment Claims Report H

79 10/24/2002 USFG 0072300 Western Asbestos Litigation End State

Reinsurance Calculations

ASB; C; H

80 10/28/2002 USFG 0072298 Western Asbestos Litigation Adjusted Future

Calculations to Account For Full Settlement

Amount

ASB; H

12 of 22


81 10/30/2002 USFG 0072355 St. Paul Fire Reinsurance Memorandum H

82 11/2002 E 00047 –

E 00063

PowerPoint presentation re “Western Asbestos

Settlement – Ceded Reinsurance”

ASB; H*; NOTE #3; P; R

83 11/2002 AmRe 16163 –

AmRe 16179

PowerPoint presentation re “Western Asbestos

Settlement – Ceded Reinsurance”

ASB; H*

84 11/1/2002 AmRe 17034 –

AmRe 17043

Letter from J. Kleinberg to G. Caruso re June 3,

2002 Settlement

ASB; H*

85 11/5/2002 E 00037 –

E 00042

Letter from J. Kleinberg to J. Finlay re June 3,

2002 Settlement

ASB; C; H*; NOTE #3; P; R

87 11/26/2002 N/A Letter from D. Feurer to G. Caruso in response to

Nov. 15, 2002 Letter

H*

88 12/20/2002 N/A Declaration of G. Caruso in support of AmRe’s

Motion to Dismiss, Stay or Transfer, No. 02 Civ.

1077 (C.D. Cal.)

R

90 1/24/2003 USFG 283667 –

USFG 283680

Amendment to Settlement Agreement NOTE #1

91 1/24/2003 USFG 330008 –

USFG 330016

Declaration of Alan R. Brayton, filed in In re

Western Asbestos Co., et al., No. 02-46284

(Bankr. N.D. Cal.)

ASB; H; P; R; NOTE #1

92 5/19/2003 USFG 0072450 –

USFG 0072451

St. Paul Fire Reinsurance Memorandum ASB; H

94 8/26/2003 USFG 312391 –

USFG 312463

Mark A. Peterson Expert Report filed in In re


(Bankr. N.D. Cal.)

ASB; H; MIL; P; R; NOTE #1

13 of 22


95 8/28/2003 USFG 336327 –

USFG 336347

Expert Report of Stephen M. Snyder filed in In re


(Bankr. N.D. Cal.)


96 10/7/2003 USFG 336730 –

USFG 336747

Addendum to Peterson Expert Report filed in In re


(Bankr. N.D. Cal.)


97 10/8/2003 USFG 335897 –

USFG 335913

Notice of Motion and Motion by Hartford

Accident & Indem. Co. to Exclude Evidence

Related to Proposed Estimation filed in In re


(Bankr. N.D. Cal.)


98 10/16/2003 USFG 336557 –

USFG 336642

Declaration of Francine Rabinovitz In Support of

Motion For Determining Aggregate Asbestos

Related Claim filed in In re Western Asbestos Co.,

et al., No. 02-46284 (Bankr. N.D. Cal.)


99 10/18/2003 USFG 312379 –

USFG 312390

Declaration of Mark Peterson In Support of

Motion For Determining Aggregate Asbestos

Related Claim filed in In re Western Asbestos Co.,

et al., No. 02-46284 (Bankr. N.D. Cal.)


100 10/24/2003 USFG 336825 –

USFG 336881

Plan Proponents’ Submission of Ancillary Plan

Documents filed in In re Western Asbestos Co., et

al., No. 02-46284 (Bankr. N.D. Cal.)


101 10/31/2003 USFG 322117 –

USFG 322169

Memorandum of Decision Re Confirmation Legal

Issues filed in In re Western Asbestos Co., et al.,

No. 02-46284 (Bankr. N.D. Cal.)


14 of 22


102 11/6/2003 STB 50081 – STB

50208

Trial Brief of Hartford Accident & Indem. Co.

filed in In re Western Asbestos Co., et al., No. 02-

46284 (Bankr. N.D. Cal.)


103 11/10/2003 USFG 338177 –

USFG 338179

Stipulation filed in In re Western Asbestos Co., et

al., No. 02-46284 (Bankr. N.D. Cal.)

H; MIL; P; R; NOTE #1

104 11/16/2003 USFG 347319 –

USFG 347395

Declaration of Robert N. Hughes filed in In re


(Bankr. N.D. Cal.)

H; MIL; ASB; P; R; NOTE #1

105 N/A USFG 339250 –

USFG 339268

Case Valuation Matrix ASB; H; MIL; P; R; NOTE #1

106 11/18/2003 USFG 339116 –

USFG 339327

Second Amended Joint Plan of Reorganization

filed in In re Western Asbestos Co., et al., No. 02-



107 11/19/2003 USFG 353102 –

USFG 353452

Reporters’ Transcript for Proceedings for Nov. 19,

2003 filed in In re Western Asbestos Co., et al.,

No. 02-46284 (Bankr. N.D. Cal.)


109 11/24/2003 USFG 318665 -

USFG 318678

Notice of Entry of Orders filed in In re Western

Asbestos Co., et al., No. 02-46284 (Bankr. N.D.

Cal.)


110 12/10/2003 USFG 0080259 –

USFG 0080335

Reporters’ Transcript for Proceedings for Dec. 10,


No. 02-46284 (Bankr. N.D. Cal.)


111 1/12/2004 USFG 320034 –

USFG 320108

Memorandum of (Tentative) Decision After

Confirmation Hearing filed in In re Western

Asbestos Co., et al., No. 02-46284 (Bankr. N.D.

Cal.)


15 of 22


112 1/15/2004 USFG 355782 –

USFG 355787

Letter from D. Suddendorf to the Hon. Leslie

Tchaikovsky


113 1/21/2004 USFG 320401 –

USFG 320462

Comments of Plan Proponents to Proposed

Changes of USF&G and Argonaut to Tentative

Decision, filed in In re Western Asbestos Co., et

al., No. 02-46284 (Bankr. N.D. Cal.)


114 1/23/2004 USFG 0080404 –

USFG 0080432

Reporters’ Transcript for Proceedings for Jan. 23,


No. 02-46284 (Bankr. N.D. Cal.)


115 2/3/2004 USFG 343203 –

USFG 343292

Memorandum of Decision after Confirmation

Hearing, entered in In re Western Asbestos Co., et

al., No. 02-46284 (Bankr. N.D. Cal.)

ASB; H; MIL; P; NOTE #1;

NOTE #2

116 3/26/2004 USFG 323655 –

USFG 323690

General Accident Ins. Co.’s Memorandum in

Support of Its Appeal To the District Court filed in

In re Western Asbestos Co., et al., No. 02-46284

(Bankr. N.D. Cal.)


117 4/14/2004 USFG 324131 –

USFG 324135

USF&G's Parties Limited Joinder to the Brief of

Appellees re Confirmation Appeal, filed in In re

Western Asbestos Co., et al., No. 03 Civ. 00989

(N.D. Cal.)

H; MIL; NOTE #1; NOTE #2

118 4/14/2004 USFG 324218 –

USFG 324279

Brief of Appellees Re Confirmation Appeal filed

in In re Western Asbestos Co., et al., No. 03 Civ.

00989 (N.D. Cal.)

H; P; MIL; NOTE #1; NOTE

#2

119 6/24/2004 N/A St. Paul Fire Reinsurance Memorandum ASB; H; NOTE #3; P; R

120 N/A USFG 640411 –

USFG 640416

Payment History Ledger ASB; H; MIL; P; R; NOTE #1

16 of 22


121 N/A USFG 640417 –

USFG 640444

Payment History Ledger ASB; H; MIL; P; R; NOTE #1

122 3/25/2005 N/A AmRe’s 5th Amended Privilege/Relevance Log H*; MIL; P; R; REINS

125 N/A N/A First Amended and Completely Restated Plant

Insulation Company Asbestos Settlement Trust

Case Valuation Matrix


136 9/10/1998 AmRe 1499 – AmRe

1503

Memo to File from L. Haas DH; MIL; REINS; ASB

137 11/12/1999 AmRe 0676 – AmRe

0678

G. Caruso Log Detail DH; MIL; REINS; ASB

138 10/25/2000 USFG 0152194 –

USFG 0152219

Eleventh Report of Referee H*; R

139 11/8/2000 USFG 0019911 –

USFG 0019913

Letter from G. Zucker to E. Egan re Western

MacArthur Co., et al. v. USF&G, et al.

H*; R

140 11/29/2000 USFG 0019915 –

USFG 0019921

Letter from S. Cuthbert to G. Zucker re Western

MacArthur Co. v. USF&G, et al.

H*; R

141 5/25/2001 USFG 0036137 –

USFG 0036144

Referee’s Recommendation re: USF&G’s Motion

to Compel Further Responses to USF&G’s Sixth

Request for Production of Documents

H*

142 1/11/2002 USFG 0062465 –

USFG 0062469

Recommendation re: Amendment of Twenty-

Third Report of Referee

H*

143 3/1/2002 WMORDERS

0002765 –

WMORDERS

0002772

Order Approving Recommendation Re

Amendment to Twenty Third Report of Referee

H*

17 of 22


144 3/1/2002 USFG 304669 –

USFG 304670

Letter from L. Chambers to M. Peterson Re:

Western Asbestos – Proposed Stipulation of

Agreement

ASB; H

145 3/15/2002 STB 00865 – STB

00898

Email from D. Relles to B. Chipman and M.

Peterson re Claim Values

ASB; H*

146 7/18/2002 USFG 0664785 –

USFG 0664786

Chambers 967 ASB; H*

147 12/16/2002 N/A AmRe’s Complaint in American Re-Ins. Co. v.

USF&G, et al., Index No. 02-604517 (Sup. Ct.

N.Y. Cnty.)

R; P; MIL; NOTE #1

148 5/20/2003 USFG 0072410 –

USFG 0072416

Email from J. Dobrick to G. Caruso re Western

Asbestos – 2nd billing

ASB; C; H*; NOTE #3

149 12/15/2006 N/A American Re-Insurance Co.’s Statement of

Material Facts As To Which There Is No Genuine

Issue To Be Tried

H*; R; P; MIL; NOTE #1

150 3/1/2010 N/A Defendants’ Opposition To USF&G’s Statement

of Material Facts As To Which There Is No

Genuine Issue To Be Tried

DH; H*; R; P; MIL; NOTE #1;

NOTE #3

151 N/A N/A ETMC Privilege and Redaction Log H*; MIL; P; R; REINS; NOTE

#1; NOTE #3

152 N/A N/A ACE Property and Casualty Ins. Co. Privilege Log H*; MIL; P; R; REINS; NOTE

#1

153 1/27/2004 USFG 320726 –

USFG 320764

Order Confirming Second Amended Joint Plan of

Reorganization and Granting Related Relief,

entered in Western Abestos Co., et al, No. 02-



18 of 22


154 11/6/2003 USFG 316612 –

USFG 316660

Submission of Proposed Findings of Fact and

Conclusions of Law re Confirmation Hearing, No.

02-46284T (Bankr. N.D. Cal.)


EXHIBITS TO BE USED SOLELY FOR IDENTIFICATION PURPOSES

PX No.1 Date Production Range Description Defendants’ Objections

126 N/A N/A Curriculum Vitae of Jonathan Rosen H; NOTE #4

127 N/A N/A Curriculum Vitae of Jerold Oshinsky H; NOTE #4

128 N/A N/A Curriculum Vitae of Andrew Maneval H; NOTE #4

129 N/A N/A Curriculum Vitae of John D. Cole H; NOTE #4

130 N/A N/A Curriculum Vitae of Steven Plitt H; NOTE #4

131 N/A N/A Curriculum Vitae of Stephen E. Sellick H; NOTE #4

Defendants’ Reservations:

The foregoing objections were made to USF&G’s exhibits being offered in their entirety. As such, the noted objections may not apply

where such documents are offered in part or by a party other than USF&G.

Defendants reserve all rights to modify or amend its objections.

1 The designated curricula vitae are for reference by expert witnesses while testifying live at trial, but not to be offered into

evidence.

19 of 22

Furthermore, defendants reserve all rights based upon the position that introduction of evidence by USF&G on certain matter such as,

for example, asbestos values and counts or communications with the reinsurers, will open the door to other evidence on such subjects

at the behest of the reinsurers.

In the event the that the trial proceeds without one or more of the current defendants, the remaining defendant(s) reserve the right to

assert hearsay objections with respect to documents created or produced by the absent defendant(s), except to the extent that all of the

remaining parties have reached a contrary agreement in connection with the dismissal of the absent defendant(s).

20 of 22

DEFENDANTS’ KEY

A: Authentication

C: Completeness

DH: Double Hearsay: defendants reserve this hearsay within a hearsay objection to the extent the document is

offered for the truth of the matter asserted

H: Hearsay

P: More prejudicial than probative

R: Relevance

ASB: Contains evidence concerning counts and values of asbestos claims that was barred by the Court in its June 3,

2015 Orders on the parties’ in limine motions. (This objection is raised without prejudice to defendants’

positions as set forth on the briefing on the motions in limine and defendants exceptions to the Court’s rulings).

H*: Hearsay, but defendants recognize the potential that the document may be offered for a non-truth purpose.

MIL: Precluded for the reasons set forth by the Court in its June 3, 2015 Orders on the parties’ in limine motions.

Defendants reserve all rights as to such orders.

NOTE #1: These documents are the subject of motions in limine filed by defendants, and we reserve all rights with respect

to the orders on those motions.

NOTE #2: Defendants object to these documents being offered in their entirety and for their truth. Nevertheless, given

that the Court of Appeals specifically found that USF&G’s position in the bankruptcy proceedings that “the

debtors’ contributions included their ‘valuable rights of action for bad faith . . . against their insurers’” “would

be admissible against it,” USF&G v. American Re, 20 N.Y.3d 407, 425 (2013), Defendants reserve the right to

introduce pertinent portions of these exhibits as against USF&G.

NOTE #3: Defendants understand that the business record status and/or authenticity of certain documents related to

ECRA is the subject of a separate discussion.

NOTE #4: Both parties agree that expert CV’s may be marked for identification purposes, but will not be admitted into

evidence as an exhibit.

21 of 22

REINS: Contains evidence concerning notice to reinsurers, and is thus barred by the Court pursuant to its June 3, 2015

Orders on the parties’ in limine motions. If USF&G is permitted to offer evidence pertaining to notice to

reinsurers, then defendants may offer evidence regarding USF&G’s failure to inform reinsurers.

22 of 22