2014_04-11 state funding programs managed by kstc

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Kentucky SBIR/STTR and Other State-funded Programs (Managed by KSTC) (Managed by KSTC) Mahendra K. Jain April 11, 2014

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2014 KY SBIR/STTR Annual Conference, Session 8, Mahendra Jain (KSTC)

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Page 1: 2014_04-11 State Funding Programs Managed by KSTC

Kentucky SBIR/STTR and Other State-funded Programs

(Managed by KSTC)(Managed by KSTC)

Mahendra K. JainApril 11, 2014

Page 2: 2014_04-11 State Funding Programs Managed by KSTC

Kentucky SBIR/STTR Program PartnersKentucky SBIR/STTR Program Partners

Page 3: 2014_04-11 State Funding Programs Managed by KSTC

KSTC Mission and FunctionsKSTC Mission and Functions

To strengthen the capacityof people, companies and

R&Dorganizations to develop and apply science and technology and compete responsibly in

R&D

and compete responsibly in the global marketplace.

Education Economic EducationCompetitivenessKSTC is an independent,

non-profit companyfounded in 1987.

Page 4: 2014_04-11 State Funding Programs Managed by KSTC

Kentucky SBIR/STTR Program

Pre-application Assistance (CPE-funded)Pre application Assistance (CPE funded)• One-on-one consultation• Outreach SBIR/STTR Seminars

W k h d f• Workshops and conferences• Phase Zero and Double Zero Grants• SBIR ConnectSBIR Connect

Post-award Assistance (OOE/CED-funded)• SBIR/STTR Matching Grants• Review of Comments

www.kstc.com

Page 5: 2014_04-11 State Funding Programs Managed by KSTC

Kentucky Phase Zero Grant ProgramKentucky Phase Zero Grant Program

PurposePurpose Enable small businesses and faculty

entrepreneurs to prepare high-quality, competitive SBIR/STTR Phase I proposals for any of eleven participating federal agencies

Grant Amount: Up to $4,000

Page 6: 2014_04-11 State Funding Programs Managed by KSTC

Eligible ApplicantsEligible Applicants

1 Kentucky’s Small Tech Businesses1. Kentucky’s Small Tech Businesses2. University-Affiliated Small Businesses3. College and University Faculty Entrepreneurs

Page 7: 2014_04-11 State Funding Programs Managed by KSTC

Grant Open/Close DatesGrant Open/Close Dates

None None Applications are accepted year around Application submission to KSEF no later than

six to eight weeks prior to the federal agency deadline– Reviews occur once per monthp– KSEF Submission Deadlines are posted online at

http://ksef.kstc.com

Page 8: 2014_04-11 State Funding Programs Managed by KSTC

Multiple SubmissionsMultiple Submissions

Only one Phase Zero grant awarded to Only one Phase Zero grant awarded to develop a specific SBIR/STTR proposal

Applicant (business or a person) shall not receive more than three SBIR/STTR Phase Zero awards in one calendar year (up to $8,000 for three awards)

Page 9: 2014_04-11 State Funding Programs Managed by KSTC

Sections of the Phase Zero ApplicationSections of the Phase Zero Application

Section A: Company Information Section A: Company Information

Section B: University/Non Profit Partner Section B: University/Non-Profit Partner Information (must for STTR)

Section C: Phase I Information

Section D: Phase I Proposal Development Costs

Page 10: 2014_04-11 State Funding Programs Managed by KSTC

Phase Zero/Double Zero “How To”Phase Zero/Double Zero How To

Page 11: 2014_04-11 State Funding Programs Managed by KSTC

Phase Zero/Double Zero “How To”Phase Zero/Double Zero How To

Page 12: 2014_04-11 State Funding Programs Managed by KSTC

Kentucky Phase Double Zero GrantKentucky Phase Double Zero Grant

Goal: To help SBIR/STTR Phase I winners Goal: To help SBIR/STTR Phase I winners prepare and submit a high-quality, competitive, Phase II proposalPhase II proposal

Grant Amount: Up to $4,000

Page 13: 2014_04-11 State Funding Programs Managed by KSTC

Eligible ApplicantsEligible Applicants

1 Kentucky’s Small Businesses1. Kentucky’s Small Businesses

2. University-Affiliated Small Businesses

3. SBIR-STTR Phase I Grant Winners

Page 14: 2014_04-11 State Funding Programs Managed by KSTC

Multiple SubmissionsMultiple Submissions

Only one Phase Double Zero grant awarded to Only one Phase Double Zero grant awarded to develop a specific SBIR/STTR proposal

Applicant (business or a person) shall not receive more than three SBIR/STTR Phase Double Zero awards in one calendar year (up to $8,000 for three awards)

Page 15: 2014_04-11 State Funding Programs Managed by KSTC

SBIR Connect MeetingsSBIR Connect Meetings

Connect and reconnect with SBIR community Connect and reconnect with SBIR community Platform to share experiences Learn from others and not reinvent the wheel Explore partnerships (technical/business) Seek mentors/ experts / service providers Expand the networkp Lexington (second Tuesdays) Louisville (second Thursdays) Louisville (second Thursdays)

Page 16: 2014_04-11 State Funding Programs Managed by KSTC

Kentucky SBIR/STTR Matching Funds ProgramKentucky SBIR/STTR Matching Funds Program

Program (initiated 2006) is Funded by CED OOE:Program (initiated 2006) is Funded by CED-OOE: Provides matching funds for both SBIR and STTR

Grant awardsGrant awards Phase I

Matches up to 100% but not exceed $150 000 for– Matches up to 100% but not exceed $150,000 for exploration of technical merit or feasibility of an idea or technologygy

Phase II– Matches up to 100% but not to exceed $500,000 to atc es up to 00% but ot to e ceed $500,000 to

support full-scale R&D and business-related tasks

Page 17: 2014_04-11 State Funding Programs Managed by KSTC

Kentucky SBIR/STTR Matching (continued)Kentucky SBIR/STTR Matching (continued)

Eligibility Requirements:Eligibility Requirements: Must be a Kentucky business (out-of-state businesses

can apply before moving to Kentucky)can apply before moving to Kentucky) Each of 51% property and payroll must be located in

KentuckyKentucky Must be a SBIR or STTR Phase I / II awardeeApplication Submission:Application Submission: On-line application (open during the solicitation period)

http://www kysbirmatchfunds comhttp://www.kysbirmatchfunds.com

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Useful WebsitesUseful Websites

SBIR Website SBIR Websitehttp://www.sbir.govOth U f l W b it Other Useful Websitehttp://www.zyn.com/sbir

Kentucky SBIR/STTR Resourcehttp://www.kysbir.comhttp://www.kysbir.comhttp://ksef.kstc.com

Page 22: 2014_04-11 State Funding Programs Managed by KSTC

EVENTS Mark Your CalendarEVENTS - Mark Your Calendar

SBIR Connect SBIR Connect– 2nd Tuesdays monthly: Village Host, 431 Old

Vine Street, Lexington– 2nd Thursdays monthly: iHub / Nucleus, 204

South Floyd Street, LouisvilleN i l SBIR/STTR C f National SBIR/STTR Conference– June 16-18, National Harbor, MD (Washington DC)

November 11 2 Austin TX– November 11-2, Austin, TX NIH Annual SBIR/STTR Conference

October 21 23 Albuquerque NM (Save the date)– October 21-23, Albuquerque, NM (Save the date)

Page 23: 2014_04-11 State Funding Programs Managed by KSTC

KSTC: Kentucky Science and Technology Corporation http://www kstc comCorporation -- http://www.kstc.com

Page 24: 2014_04-11 State Funding Programs Managed by KSTC

CPE KBE Programs CED/ OOECPE ---- KBE Programs ---- CED/ OOE

• Kentucky EPSCoR • Kentucky InnovationKentucky EPSCoR- 7 Federal Programs / State Infrastructure

• Kentucky Science and Engineering

Kentucky Innovation Network

• SBIR/STTR MatchingKentucky Science and Engineering Foundation (KSEF)

- R&D Excellence Program- SBIR/STTR Phase 0 / 00 Grants

SBIR/STTR Matching Funds Program

– Phase I– Phase IISBIR/STTR Phase 0 / 00 Grants

• Kentucky Commercialization Fund

Phase II

• Kentucky New Energy Venture (KNEV)

• Kentucky Enterprise Fund- KEF Investments

Rural Innovation Fund

Venture (KNEV)

- Rural Innovation Fund

Page 25: 2014_04-11 State Funding Programs Managed by KSTC

ContactsContacts

Maria Labreveux Ken Ronald859 246 3251 859 246 3252859.246.3251 859.246.3252E-mail: [email protected] E-mail: [email protected]

Debbie Rempfer Mahendra K. Jain859 246 3232 859 246 3230859.246.3232 859.246.3230E-mail: [email protected] E-mail: [email protected]