2011 loi brizzi georghiu new
TRANSCRIPT
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New approaches to the experimentation on the impact of lithic
projectiles points
Cinzia Loi (*), Vittorio Brizzi (**)
(*) Dipartimento di Storia, Universit di Sassari
(**) Dipartimento di Biologia ed Evoluzione, Universit di Ferrara - Palaeoworking
Abstract
Traditional ballistic experiments, able to verify the macroscopic and microscopic results of
impact on lithic projectile points for comparison with the archaeological record, have been
carried out using carcasses or substitute targets placed at a variable distances, from 10 to 20metres. According to the authors, this practice has limitations. First, the effects of short-
range impacts have not yet been taken into consideration. In this case, the effect of
vibrational mechanics on impact generates transversal macro fractures that are generally
considered incidental in the literature. Second, modifications occurring immediately after
impact on a live target resulting from the wounded animal escaping, from transportation of
the carcass by hunters and from removal of the projectile from the animal have not been
considered.
The adopted experimental protocols have never been completely accepted and some basic
elements, such as criteria defining a firm bond between the projectile shaft and the armour,
have never been agreed.
A sample of archaeological remains found at the Neolithic site of Monte Santa Vittoria
(Mount Santa Vittoria), in Neoneli, has allowed the authors to investigate how macroscopic
diagnostic indexes on projectile points that are considered valid in the literature may be
integrated with those resulting from the application of the protocols mentioned above.
Keywords
Use-wear analysis, experimental archaeology, terminal ballistic, bow and arrow, impact
diagnostics, lithic projectile point
________________________________________
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(*) Department of History, University of Sassari
(**) Department of Biology and evolution, University of Ferrara, Paleoworking
Introduction
Experimental ballistics relating to the prehistoric period is carried out through the
simulation of hunting, specifically the moment of impact between projectile and prey, so as
to carry out comparative analyses with the archaeological record.
Fracture patterns on lithic artefacts have long been the subject of experimental and
theoretical studies. They have proved very useful in interpreting functional tools from an
archaeological, technological and behavioural point of view, with reference to their
production, use and abandonment (Ahler 1979, 1989, 1992; Callahan 1979; Dockall 1997).
Later, with the introduction of use-wear analysis, a significant frame of reference began to
be defined. It allowed damage on tips and margins to be examined by comparison of the
archaeological artefact and a specially replicated piece subjected to abrasion wear and
fatigue. Developed in Russia, thanks to Semenov (1964), this technique has been applied to
a vast collection of lithic material (Odell 1977; Keeley 1980; Vaughan 1985). Blind tests
carried out subsequently have provided excellent results (Keeley and Newcomer 1977;
Odell and Odell-Vereecken 1981).
Fundamental to this process is the investigation of functional aspects, in addition to the
morphological/cultural class. The typology of the artefact must be defined and its
membership in a use-category classified in function of wear traces. Experimental work
specifically devoted to impacts was developed mainly during the years after Semenov. Use-
wear traces on projectile tips are basically of two kinds: traces of abrasion and of fatigue.
Both are diagnostic of fracture mechanics of solid homogeneous structures under static or
dynamic loading (Cotterell, Kamminga and Dickson 1985).
The first (abrasion) refers to deformation of the surface of the object due to polishing,
flattening or blistering but does not correspond to a change in the macroscopic physical
shape of the artefact (Buckley 1981: 469-71). The second (fatigue) represents an actual
break, visible to the naked eye, which occurs when the mechanical strength of the material
which forms the artefact is overcome by impact force. These fractures are divided into
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longitudinal, lateral and distal transverse processes (snap fractures), crushing, step fractures
and spin-off fractures.
The traces, whether of abrasion or fatigue, are often associated and are observed in various
combinations dependent on how the tool is used, the consistency of the material and its
mechanical properties, the type of stress and its duration. In this work, we refer only to
fatigue traces.
From a morphological point of view, fatigue traces are divided into longitudinal, lateral
(burination), basal and transverse processes, while, in mechanical terms, these are classified
according to initiation and termination (cone fracture and bending fracture) (Figure1).
If the classification of macro-fracture impact summarised here (Figure 1), adopted by the
Ho Ho Committee (Ho Ho Nomenclature Committee 1979), is almost universally accepted
by scholars, in spite of the debate opened by Keeley (1980), Odell (1986), Vaughan (1985),
Newcomer, Grace and Unger-Hamilton (1987), a unique experimental protocol is still
lacking.
Figure1
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Impact experimentations as described in the literature
The following summary (which brings together, chronologically, major documented
experiments) describes briefly the objectives, the number of projectile points and the kinds
of target used. It does not distinguish between experiments with lithic and organic points,
as the critical issues of the experimental protocol are generally the same.
Laboratory' experimentation should always simulate real situations in a controlled and
track-able manner. Analysing the methods used by each of these scholars, it appears that
artificial targets (seldom described in detail) and carcasses in various states of preservation
have been used in different ways and at different distances, as opposed to what is advised
above on protocol standardisation. In this summary, only Flenniken (1985) shoots obsidian
points (11) into live wild goats.
Tyzzer (1936), who was probably the first to experiment with different types of hafting and
various fastening systems, investigated the pattern of macroscopic fracture on nine cattle
bone tips shot with a bow into wood and soft soil. Ahler (1971), in trying to understand the
relationship between formal types and their associated function, carried out a small number
of tests on the impact of spears on the ground, while Van Buren (1974) used the ground,
grass and wood to test the penetration and precision of 270 spears armed with lithic tips.
Arnt and Newcomer (1982) experimented with 20 points of organic material shot with a
bow at fresh carcasses of sheep and simulated targets; Barton and Bergman (1982)
compared the impact damage of 17 Mesolithic tips on a deer carcass in an attempt to
identify differences between geometric microliths hafted solely with mastic, only with
binders and with both binders and mastics. Bergman and Newcomer (1983) studied the
fracture pattern of 26 lithic tips mounted on arrows resulting from impact on a simulated
carcass. Guthrie (1983) performed a comparative test between deer antler points and other
organic materials using 50 arrows shot from a compound bow at a moose carcass; Fischer,
Vemming Hansen and Rasmussen (1984) were the first to verify, both at a macroscopic and
microscopic level, the wear traces of 153 lithic points impacting on simulated carcasses,
fresh carcasses of wild boar, woven grass, fish, branches and tree trunks.
Flenniken (1985) studied the relationship between the fracture pattern and morphological
changes after the first use and recovery of 11 obsidian points on living wild goats while
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Flenniken and Raymond (1986) continued with the same objective using 30 obsidian
points, hafted as arrows, on trees, soft soil and undergrowth. Using a bow and spear-
thrower, Odell and Cowan (1986) released 80 projectile point (spears and arrows) on a
fresh dog carcass to verify the impact of different formal point types. Titmus and Wood
(1986) used sand, soft soil, bark and wood to study the relationship between different
techniques and wear traces on 34 obsidian points attached to spears. Woods (1988) used
sandy soil, gravel, bark and wood to investigate the relationship of form and function of
different obsidian points hafted on spears. Cox and Smith (1989) compared the fracture
patterns on impact of 21 knife blades and arrows on a fresh carcass of white-tailed deer.
Frison (1989) carried out a study of the impact of 7 Clovis points hafted on spears on an
elephant carcass. Stodiek (1990) investigated the effect that impact on deer carcasses had
on joint interfaces between shafts and 22 bone and antler points. Towner and Warburton
(1990) explored differences in wear traces between production and impact using obsidian
points hafted on spears on seasoned wood. Shea (1988, 1993) compared experimental
traces of use resulting from impact on carcasses of cows, horses, white-tailed deer, gazelle
and goat with archaeological evidence comprising more than 100 triangular points of
Middle Palaeolithic/Mousterian date. Cattelain and Perpre (1993) attempted to distinguish
between injuries resulting from the impact of armed points hafted on arrows and spears,
directing 100 shots against goat carcasses.
Chadelle, Geneste and Plisson (1991, 1993), in two sessions, used a bow and crossbow
(calibrated to simulate the kinetic energy of a spear-thrower) to compare fractures on more
than 400 lithic points resulting from impact on goat carcasses as a function of their size and
kinetic energy. Pokines (1993) studied 20 organic tips to observe the patterns of impact
indicators on a goat carcass. Knecht (1991, 1993a, 1993b) used 23 bone and antler points
hafted on spears in repeated shots at fresh goat carcasses arranged in correct anatomical
order, studying the morphology of the impacts of rejuvenated points, which allowed him to
identify the necessary parameters (the minimum quantity of energy to penetrate the skin of
a goat) to standardise testing; he then investigated the types of fracture on different areas of
impact (abdomen, vertebrae, ribs, pelvis, skull and jaw). Callahan (1994), in order to study
the properties of the system of fixing shaft and point, shot 32 points hafted on spears and
javelins at an elephant carcass. Finally, Knecht, in 1995, with a sample of 90 bone points,
released 302 shots at a cow carcass, maintaining the standards established during his 1993
experiment; however, the results have not yet been fully published (Knecht 1997).
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Experimentation process: material and procedural variables
If neglected, the material and procedural factors mentioned can invalidate the experimental
process (Figure 2). First, they concern reconstruction of the weapon system, i.e. bow-and-
arrow or spear-thrower and dart (a reverse engineering procedure), that determines the
impact dynamic. Neglecting at the early stages the variables resulting from the choice of
one weapon system rather than another can lead to a wrong or useless data-collection (Kooi
and Bergman 1997, Brizzi 2005).
The difference is evident in the macroscopic and microscopic impact and post-impact
effects on the projectile tip and on animal tissue of shooting at carcasses rather than live
game. The effect is influenced by dynamic parameters; for example, the motion of the prey
could be of the same magnitude as that of the projectile. More critical is the post-impact
phase, in which the projectile continues to act within the body cavity through the movement
of the prey (the shock of the arrow striking natural obstacles) (Odell and Cowan 1986:
202). The presence of the projectile or any part of it in the wound immediately after impact
creates more complex wear traces on the projectile surface than those found during
repeated shots on inanimate carcasses. Also, in the post-mortem recovery phase, the action
of transporting the carcass, combined with possible attempts by the hunter to remove the
arrow from the body, produce fatigue and abrasion traces on the point that are quite
different from those resulting from the linear motion of a projectile striking a target. Such
variation could, in many cases, affect the validity of an experiment, when fractures
generated experimentally are compared with those evident in the archaeological record.
The choice of distance from which to shoot is also a fundamental factor due to differences
in the mode of impact, point fatigue and test target characterisation. Another limitation of
ballistic testing concerns the lack of data from shots carried out over short and very short
distances, a situation likely in hunting, where the hunter releases the arrow against prey
driven by, for example, a dog or another human. Under these conditions, the dynamic
components of the arrow (vibration mode) change considerably the forces acting on the
projectile point at impact. The resulting wear traces are likely to significantly complicate
the resulting pattern. Also, shooting at short range (d
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traces on impact points resulting from forces generated in this particular phase of the
trajectory (initial acceleration). The impact over short distances is very different, from a
dynamic point of view, from shooting at medium range (10
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Figure 2: Boston Matrix on procedural and material importance
in the experimentation process
Experimenting on live animals is clearly an ethical problem! However, an increasing
number of hunters today use bows legally during the hunting season. Since 2002, the
writer, in collaboration with several American and European bowhunter associations and
the NBEF (National Bow-hunting Education Foundation), has worked - in the context of
the TIPS project (Terminal Impact Projectile Study) - on the processing of data collected
through the use, by these associations, of a hunting experimental protocol proposing
specific behavioural and instrumental standards. The projects activities are coordinated
through a controlled-access web extranet. In Italy, the network is the Palaeoworking-
Italian Association for Experimental Archaeology and Primitive Technology, involving
several researchers connected to different university laboratories, whose task is to provide
the hunters with information and tools and to process the data collected by them.
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If this procedure, which follows the guidelines ofoutcome driven analysis, were adopted
in the different experimental processes concerning the terminal ballistics, it would allow a
holistic and decisive approach to the problems mentioned above. Regarding such
arguments, Ashby (1996: 1-4) wrote:
Penetration data collected from real shots, into real tissues, is not a static measurement.
Outcomes differ from shot to shot, as the uniformity of tissues encountered change. In the
real world it is impossible to control all the variables, and one does not wish to do so.
Those variables do exist. They will be encountered. The scholar of abstract science will
cite that this testing methodology includes too many variables, but it is precisely because of
the multitude of variables that it is necessary. When dealing with infinitely complex
variables, only outcome driven information analysis, from a multiplicity of data, provides
usable results. This is why the medical community commonly uses outcome driven
studies.
It is clear that, if the impact of the projectile is with the ground, a rock, a tree or a shrub, the
problem does not exist.
Although a very wide data-collection can provide statically useful data, some interesting
guiding elements have emerged from the existing data processing (concerning the subset of
the arrows with obsidian points) (Table I). As we shall see, they were used to arrive at an
interpretation of the lithic industry found in the Mount Santa Vittoria in Neoneli (OR) and
to generate hypotheses regarding the local hunters behaviour.
The Site
The Santa Vittoria settlement, located on the tabular peak of Mount S. Vittoria (Figure 3),
in a dominant position (824 metres above sea level), on the border between Neoneli and
Nughedu S. Vittoria territories, in Barigadu (Central Sardinia), is within the naturalistic
Oasis of Assai Nature Reserve (Loi, in press).
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Figure 3: Mount Santa Vittoria (Neoneli, OR)
The territory, an area with a radius of two kilometres, consists of high hills (601-860 metres
above sea level) and is geologically composed of Palaeozoic formations (Loi, b, in press).
The Mount S. Vittoria substrate is also characterised by granitic rocks covered by
ignimbritic soils.
The flora is mainly Mediterranean bush consisting of evergreen sclerophyllous shrubs and,
more rarely, arborescent elements. Its rich and varied fauna consists of fallow deer,
Sardinian deer and wild boar (Loi and Brizzi, in press). The Santa Vittoria lithic industry,
made up of 99 per cent of SC group obsidian, includes 65 arrow points, 357 remains,
including end and side scrapers, blades and several undifferentiated cutting edges.
The arrow points, leaf-shaped or stemmed, have offered many cues of research. Some show
more or less relevant damage at the distal end while others have fractures in the stem and in
the shoulders (Figure 4). Concerning size and weight, they should that be 18 or 40
millimetres long (Figure 5) and their estimated mass can vary from two to six grams. The
most common type is the stemmed bifacial point with more or less prominent shoulders.
The examined arrowheads have a lenticular plan or convex sections. The retouch is flat and
intrusive, in certain cases serial and oblique. The identified macro-fractures highlight
several indicators of impact and an extraordinary percentage of fractures due to stem
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bending (snap fracture) (Figure 6, 7) by comparison to those from different experimental
sessions. In fact, some of these remains have been replicated, hafted in arrow shafts and
thrown to animal carcasses.
Figure 4: Some examples of arrowheads discovered at S. Vittoria, with snap fractures in the
stem
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Figure 5: Arrow point, original and suspected length
Figure 6: Macro wear traces synthesis on Arrow points sample
Figure 7: Localization of macro-wear traces on Arrow point sample
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The experimentation
Data from the functional analysis were integrated with new determinations resulting from
ballistic testing focusing on the sample of arrow points. The completeness of the available
data, derived from experimental analysis, enables us to make some comments on the site
under consideration that will help stimulate debate on land use at various stages of
prehistory.
We have reproduced - using the same raw material (obsidian group SC-Pau) - the lithic
sample and tested it on hafted shafts, according to the protocols adopted by other
researchers (Fisher, Hansen and Rasmussen 1984; Odell and Cowan 1986) .We carried out
two sessions of ballistic testing. One of the critical elements examined was the interface
between shaft and arrowhead (hafting), which depends on the stability of the junction
between the components and, in this case, comprised a V-shaped connection and a mastic
composed of pine, ochre and beeswax in the proportions 602020. The distal part of the
shaft was reinforced with bovine tendon. Care was taken to minimise this bonding mass
while ensuring a uniform structural solidity. In fact, the arrows, using bows of varying
strength (from 45 to 79 pounds of draw-force [200.2351.4 N]) and arrows of between 35
and 60 grams mass, with an output velocity of between 45 and 70 metres per second, were
shot at a wild boar carcass (prior to rigor mortis and positioned so that the joints were
exposed and contracted) from both medium range (first session - for comparison with
results published by other cited authors) and very close range (second session).
It is clear that the real hunting situation testing itself provides a set of causes generating
the entire pattern for fatigue, including evidence obtained from shots at very close range.
The purpose of the experimental session was to isolate the phenomenon so as to acquire
specific data. With that information, experimental observation of fractures due to short-
range shooting would acquire a more decisive statistical significance. To these
experimental results (derived from static situations) we have added data obtained from
observations in real deer and wild boar hunting situations, collected in the TIPS project
(Table II).
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Table I: Data extract from the TIPS project (20026)
(*) not consistently considered diagnostic in the literature
Table II: Summary of experimental and hunting data
(*) not consistently considered diagnostic in the literature
Tests carried out on the carcass at a distance of 20 metres (first session) produced results
compatible with those of Odell and Cowan (1986) and Fisher, Vemming Hansen and
Rasmussen (1982), especially as regards diagnostic fractures. However, the most
interesting observation relates to the difference between the results on the carcass at an
average distance (first session, 20 metres), those at a very short distance (second session)
and real hunting situations, where the snap fractures appeared at least five times more
frequently in the proximal portion of the stem.
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The experimental outcome shows substantial confirmation of the data observed in the test
sample, considering the integration of experimental data from short-range shots. Noting
that, in all the S. Vittoria lithic remains, in addition to the sample examined, a high number
of point fragments showed obvious snap fractures, enables us to expand our comment to the
total lithic repertoire. This finding suggests to us the opportunity to include these types of
fractures among the diagnostic index as an integral and direct result of hunting activities.
Indeed, experimentation has not considered, at least so far, events outside the simple
impact with an inanimate body from medium range. That is to say, even microscopic
analysis (of abrasion traces) should take into account these factors.
Behavioural hypothesis
The points were irretrievably fractured in the sense that they could not have been further
reworked and reused against large game. The site presents a classic assemblage of
hunting tool remains, scrapers, blade and tips, probably left in anatomical parts or simply
abandoned because there was no possibility of reusing them. In fact, most of them have
distal fractures, i.e. in the stem.
The number of points and their stylistic/technological variability suggest the involvement
of a large number of hunters participating in structured and coordinated hunts extending
over a considerable period; the high incidence of snap fractures testifies to the probability
of brief and very short-range shots and could indicate lengthy transportation of the
carcasses with arrows still embedded within them.
The arrowheads are very small: their form assumes the use of light arrows (m
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mortem) could have resulted from driving/ambushing hunting situations where
opportunities for shooting at close range are more likely due to the nature of the landscape.
On the basis of what has been stated, it may be tentatively suggested that the discovery of a
large number of points whose fractures were caused by impact and that were associated
with several cutting tools, together with the position of the site (an elevated location
allowing a good view of the surrounding area and any approaching fauna or opponents) and
investigation of the area, indicates that Santa Vittoria was a butchery site. In such a context,
game was likely to be cut into pieces for ease of transportation to villages.
Thus, in Santa Vittoria, work was organised and carried out using the cutting edges of
different pieces made on site using an unspecialised technique from small cores brought by
hunters and discarded when unusable. Mount Santa Vittoria would represent a temporary
settlement enabling the long-distance monitoring of any approaching competing groups.
Discussion
As a matter of fact, the analysis of the trial conditions has clearly demonstrated that the
number of variables involved in the investigation of arrows impact on carcasses by means
of field simulation is too large for a reasonable and handy functional description of the
process. For this reason, a project aiming to find a functional relationship able to allow a
direct comparison between experiment and archeological records has to be currently
postponed. Setting up a verification standard able to give a tested set of results in a wide
range of experimental conditions as found in the practice of hunting should be in fact too
much expensive and very difficult to manage.
On the other hand, results obtained in condition of real hunting, in the frame of the
T.I.P.S. project, can be used as a phenomenological approach so obtaining a significant
increase in the number of potential interpretations of the archeological data, as well as to
develop materials and hypotheses about the behavior of the hunters, provided that few
additional control procedures were indicated and applied.
Coming back to field results, this approach indicates that even considering that point snap
fractures (particularly when positioned in the stem) could be due to fortuitous trampling or
falling, their high statistical incidence resulting from real hunting experiments and in
short-distance tests, strongly suggests that kind of tools breaking as potentially originated in
current hunting activity too. As a consequence, a careful examination of the Santa Vittoria
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lithic repertoire consisting in undifferentiated cutting edges, end or side scrapers and points
showing traditional impact diagnostic elements (as well as snap fracture of the stem)
suggests therefore that the site was probably a primary butchering place.
According to the authors, this conclusion shows that even a phenomenological approach
considering the overall field results and archeological records can be adopted as the starting
point of any experimental investigation, this latter being then performed according to the
procedure suggested in the present paper.
A further investigation topic to be considered pertains the association of macro-fracture
(particularly tang breaking) and tip abrasion. A statistical evaluation of their combination in
field experiment as well as the observation of their occurrence in the archeological data
could be in fact very effective in discriminating between occasional and functional damage
of the tools. An appropriate data mining could definitely confirm that the occurrence of
point snap fractures should be considered as a direct result of the hunting practice rather
than an accidental event.
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