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1944-15 Joint ICTP-IAEA Workshop on Nuclear Reaction Data for Advanced Reactor Technologies V. Kuznetsov 19 - 30 May 2008 IAEA Vienna Austria Advanced Small and Medium Sized Reactor (SMRs) Part 1

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Page 1: 1944-15 Joint ICTP-IAEA Workshop on Nuclear Reaction …indico.ictp.it/.../a07153/session/18/contribution/10/material/0/0.pdf · Joint ICTP-IAEA Workshop on Nuclear Reaction Data

1944-15

Joint ICTP-IAEA Workshop on Nuclear Reaction Data for AdvancedReactor Technologies

V. Kuznetsov

19 - 30 May 2008

IAEAViennaAustria

Advanced Small and Medium Sized Reactor(SMRs) Part 1

Page 2: 1944-15 Joint ICTP-IAEA Workshop on Nuclear Reaction …indico.ictp.it/.../a07153/session/18/contribution/10/material/0/0.pdf · Joint ICTP-IAEA Workshop on Nuclear Reaction Data

ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Advanced Small and Medium Sized Advanced Small and Medium Sized

ReactorsReactors

((SMRsSMRs)) -- Part 1Part 1

Prepared by Vladimir KUZNETSOV

(IAEA)

Page 3: 1944-15 Joint ICTP-IAEA Workshop on Nuclear Reaction …indico.ictp.it/.../a07153/session/18/contribution/10/material/0/0.pdf · Joint ICTP-IAEA Workshop on Nuclear Reaction Data

ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

CONTENT

1. IAEA project “Common Technologies and Issues for SMRs”

2. Definition

3. SMR Story: Past, present, and future

4. Incentives for SMRs

5. Reactor types/ distinct groups/ nuclear data for calculations

6. Implementation potential

7. Examples

8. Economics and investments

9. Safety

10. Proliferation resistance

11. Security (physical protection)

12. Energy supply security

13. Load follow operation issues

13. Infrastructure issues

14. Near-term deployment opportunities

15. Summary: What could be done to support SMR deployment?

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Definition/ SMR Story

Small Reactor: < 300 MW(e)Medium Sized Reactor: 300 – 700 MW(e)

In the early decades, civil nuclear power essentially borrowed from the experience of reactors for nuclear submarines, which came first and were essentially small-capacity reactors

Since 1970’s, the major focus for nuclear power was on the design and construction of nuclear plants of increasing size, with average size levelling out at about 1000 MWe with a tendency for further increase.

In the end of 2007, of the 439 operating NPPs, 134 were with small and medium sized reactors (SMRs)

Of the 23 newly constructed NPPs, 9 were with SMRs

In 2008, not less than 35 concepts and designs of innovative SMRs areanalyzed or developed in Argentina, Brazil, China, Croatia, India, Indonesia, Italy, Japan, the Republic of Korea, Lithuania, Morocco, Russian Federation, South Africa, Turkey, USA, and Vietnam

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Project “Common Technologies and Issues for SMRs” P&B 2008-2009: 1.1.5.4 Recurrent Project, Ranking 1

Objective:

To facilitate the development of key enabling technologies and the resolution of enabling infrastructure issues common to future SMRs of various types

Expected outcome:

Increased international cooperation for the development of key enabling technologies and resolution of enabling infrastructure issues common to future SMRs of various types

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Project “Common Technologies and Issues for

cipants:ipants:

tina, Brazil, China, Croatia, European Commission, NEA-CD, France, India, Indonesia, Italy, Japan, the Republic of ic of Korea, Lithuania, Morocco, Russian Federation, South Africa, USA, Vietnam

Page 7: 1944-15 Joint ICTP-IAEA Workshop on Nuclear Reaction …indico.ictp.it/.../a07153/session/18/contribution/10/material/0/0.pdf · Joint ICTP-IAEA Workshop on Nuclear Reaction Data

ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Definition

Small or Medium Sized Reactor Does not Mean a Low Capacity Nuclear Power Station!

The majority of SMRs provide for power station configurations with 2, 4, or more NPPs or reactor modules .

FIG. II-10. Perspective view of IRIS multiple twin-unit site layout.

Fig. XVIII-1. Schematic view of the FAPIG-HTGR 4-module plant.

Reactor core

Generator

Turbine

Recuperator

High pressure

compressor

Inter-cooler

Low pressure

compressor

Pre-cooler

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Definition

Small reactor does not necessarily mean low-output NPP!

Clustered modular nuclear steam supply system SVBR-1600 with 16 SVBR-75/100 modules (IPPE-Gidropress,

Russian Federation)

. 6

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Incentives for SMRs

Today, the progress of SMRs is defined by their capability to address the needs of those users that for whatever reason cannot benefit from economy-of-scale large NPP deployments

Countries with small or medium electricity grids (< 7000 - 10000

MW(e) peak load)

Settlements and energy intensive industrial sites in remote off-grid

locations (permanent frost, islands, remote draught area, etc.)

Countries with limited investment capability (incremental capacity

increase)

In the future, utilities (worldwide) and, possibly, merchant plants for

non-electric energy services (look at aircraft, car and other mature

industries)

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Incentives for SMRs

Looking into the future:

Primary energy (in developed countries) is utilized in three roughly equal fractions [*]:

A third is used to generate electricity;

A third is used in the transportation sector;

A third is used for domestic and industrial heating.

[*] World Energy Book 2005, World Energy Council: http://www.worldenergybook.com/

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Incentives for SMRs

Looking into the future:

0-10

20%

10-25

18%

25-50

19%

50-100

13%

100-250

14%

250-500

15%

500-

1%

0-10

10-25

25-50

50-100

100-250

250-500

500-

Distribution of units capacity (MWe) in Mexico (2003)

Selected capacity is 32208.24 MWe

(43,726.74 MW in total, by the end of December 31, 2003. CFE in Mexico)

Capacity (MWe)

FIG. 10. Distribution of power plant sizes in Mexico [22].

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Definitions (IAEA-TECDOC-1451, May 2005; IAEA-TECDOC-1485, March 2006)

Small and Medium Sized Reactors:

Reactors with conventional refuelling schemes (partial core refuelling in batches, on-line refuelling, pebble bed transport)

Small reactors without on-site refuelling (SRWOR)

Page 13: 1944-15 Joint ICTP-IAEA Workshop on Nuclear Reaction …indico.ictp.it/.../a07153/session/18/contribution/10/material/0/0.pdf · Joint ICTP-IAEA Workshop on Nuclear Reaction Data

ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Definitions (IAEA-TECDOC-1451, May 2005; IAEA-TECDOC-1485, March 2006)

SRWOR are reactors designed for infrequent replacement of well-contained fuel cassette(s) in a manner that impedes clandestine diversion of nuclear fuel material

Small reactors without on-site refuelling could be:

(a) Factory fabricated and fuelled transportable reactors or

(b) Reactors with once-at-a-time core reloading on the site performed by an external team that brings in and takes away the core load and the refuelling equipment

SRWOR incorporate increased refuelling interval (from 5 to 30+ years) consistent with plant economy and considerations of energy security

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

SRWOR – Summary of Design Approaches

Design approaches to ensure long-life core operation include:

Reduced core power density;

Burnable absorbers (in thermal reactors);

High conversion ratio in the core (in fast reactors)

Refuelling performed without opening the reactor vessel

cover

SRWORs end up at the same or less values of fuel burn-up

and irradiation on the structures, although achieved over a longer

period than in conventional reactors

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Deployment potential of innovative SMRs

Time

Conventional refuelling schemes IAEA-TECDOC-1485

Small Reactors w/o On-site refuelling IAEA-TECDOC-1536

Integral type

PWRs: SCOR

CAREM SMART

IRIS

HTGRs:GTHTR300 GT-MHR HTR-PM PBMR

Marine PWR derivatives: VBER-150

KLT-20 ABV, RITM

Fast Reactors (Na; Pb; Pb-Bi):

RBEC-M BREST-300 KALIMER

VHTRs:AHTR

Marine PWR derivatives: VBER-300KLT-40S

LWRs with micro fuel : AFPR

VKR-MT PFPWR50; FBNR

Nearer-term Na cooled

reactors: 4S Marine Pb-Bi

derivatives: SVBR-75/100

Longer-term Na & Pb/Pb-Bi cooled: STAR-LM

ELSYENHS

SSTAR BN GT-300

Longer-term VHTRs:

miniFUJI STAR-H2

CHTR BGR-300

MARS

Advanced BWRs,

PHWRs:IMR

AHWR MARS CCR

VK-300

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups

(Examples)

Pressurized Water

Reactors/ Integral

Design PWRs

(a) IRIS – Westinghouse, USA(b) CAREM – CNEA, Argentina(c) SCOR – CEA, France

(a)

RPV

Steam

generator

Barrel

Core

Control

rod drive

(b)

Integrated

control rods

Reactor coolant

pumps

Pressurizer

Venturi

Decay heat removal

system with integrated

heat exchangers

Core

Steam generator

Integrated

control rods

Reactor coolant

pumps

Pressurizer

Venturi

Decay heat removal

system with integrated

heat exchangers

Core

Steam generator

(c)

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups (Examples) Pressurized Water Reactors/ Marine Reactor Derivatives

Modular layout of the KLT-40S reactor plant (OKBM, Russian Federation).

1 Reactor 6,7 Pressurizers

2 Steam generator 8 Steam lines

3 Main circulating pump 9 Localizing valves

4 CPS drives

5 ECCS accumulator

10 Heat exchanger of

purification and

cooldown system

6

2

3

1

9

8

4

105

7

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups (Examples) High Temperature Gas Cooled Reactors/ Pebble Bed Fuel

Passive heat removal paths of PBMR (PBMR (Pty), Ltd., South Africa)

Graphite Graphite

Helium

nuclear fuel

Graphite Helium

Stainless steel

Helium

Carbon steel

Air

Stainless steel pipes & H2O

Air Concrete

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

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Reactor Types/ Distinct Groups (Examples) High Temperature Gas Cooled Reactors/ Direct gas turbine Brayton

cycle

FIG. XIV-2. Conceptual layout of the PBMR primary system [XIV-3].

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups (Examples) High Temperature Gas Cooled Reactors/ Pin-in-block fuel

FIG. XV-11. GT–MHR fuel element.

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups (Examples) Sodium Cooled Fast Reactors/ SRWOR

4S sodium cooled reactor with a 10 30-year refuelling interval for a 50 MW(e) plant

(Toshiba CRIEPI, Japan)

Heat exchanger of PRACS

Secondary sodium loop of PRACS

Seismic isolator

Top dome

(Containment vessel)

RV & GV

(GV - containment vessel)

RVACS

(Air flow path)

Secondary sodium

loop

Shielding plug

IHX

EM pumps

(Two units in series)

Fuel subassembly

(18 fuel subassemblies)

Radial shielding

Movable reflector

(6 sectors): - Upper region: cavity

- Lower region: reflector

Ultimate shutdown rod & fixed absorber (the central

subassembly)

Coolant inlet module

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups (Examples) Lead-Bismuth Cooled Reactors/ SRWOR

Pb-Bi cooled SVBR-75/100 reactor of 100 MW(e) with 6-9 EFPY refuelling interval (IPPE-“Gidropress”, Russia)

CPS

drives

RMB

vessel

MCP

SG

modules

Core

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Shutdown Rods

(SCRAM)

Fresh Fuel In

Fresh Fuel

Storage Tank

Pebble Bed

of MFE

Borated Steel Pipes

Spent Fuel

Storage

Spent Fuel Out

Circulation

Pump

Vessel

Steam

Separator

(8 Units)

Steam to

Turbine

Feed

Water

5 m

3.0 m

Steam

Header

13 m

A A

BB

3.5 m

3.1 m

Control Rod

10 8 6 4

Spring

Discharge

System

Piston

Reactor Types/ Distinct Groups (Examples) Non-conventional Water Cooled SRWOR/ AFPR (PNNL, USA)

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups (Examples)Non-conventional Very High Temperature SRWOR/ CHTR (BARC, India)

Outer ShellShell for gas gaps

Gas gapsInner shellDowncomers

Graphite reflectorBeO reflector

Passive Power

BeO moderator

Fuel tube

Pb-Bi coolant

Downcomers

Upper plenumFlow guiding block

Coolant

Lower plenum

Flow guiding block

Passive PowerRegulation System

Coolant

Heat pipes

Regulation System

Fuel tube

BeO moderator

BeO reflectorGraphite reflectorPb-Bi coolant

Inner shellGas gaps

Shell for gas gapsOuter Shell

Coolant

Heat Utilization SystemInteface vessel

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Reactor Types/ Distinct Groups (Examples) Non-conventional Very High Temperature Reactor/ AHTR (ORNL and MIT,

USA)

ReactorHeat ExchangerCompartment

Passive DecayHeat Removal

Hydrogen/Brayton-Electricity

Production

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Nuclear Data for Calculations of Advanced SMRs

Some designs may include unusual neutron spectra/ material combinations

Point-wise Monte-Carlo calculations with different evaluated nuclear

data libraries may be recommended (i) as a reference, and (ii) to make

initial assessment of possible magnitude of the errors related to

uncertainties in nuclear data

SRWOR: Lump fission product models need to be checked, because:

versus ( will be different in a SRWOR

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Economics and Investments

There is no case when a single small plant needs to be compared to a single large plant:

Either a single SMR goes where there is no option to

accommodate a large NPP (and then the competition are

non-nuclear options available there)

Addressed explicitly in the activities on energy planning by IAEA/NE/PESS

A series of SMRs is considered against fewer larger plants

of the same total capacity

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

International Atomic Energy Agency

Economics and Investments

Economics:

G4-ECONS Model: [email protected]

LUEC = LCC +[(FUEL+O&M+D&D)/E]

LUEC – Levelized Unit Electricity Cost

LCC – Levelized Cost of Capital

E – Average annual electricity production MWh

Assumption: Constant annual expenditures and production

Investments:

Cash flow profile

Capital-at Risk

Factors: Expenditure

and Production Profiles

Years

Cash flow profile for construction/ operation of four SMRs versus a single large plant (Westinghouse, USA)

Ca

sh

Flo

w P

rofi

le, U

S$

mil

lio

n

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

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Economics and InvestmentsEconomics and Investments

Present Value Capital Cost (PVCC) Model Present Value Capital Cost (PVCC) Model –– Westinghouse, USAWestinghouse, USA

0 300 600 900 1,200 1,500

Plant Capacity (MWe)

5

ConstructSchedule

2

3

4

MultipleUnit

LearningCurve

UnitTiming

6SpecificDesign

Economy of Scale

1

Present Value Capital Cost “SMR

Concept”

(5) TIMING – SMR enables gradual capacity increase to fit energy demand

Cost per

kW

(e)

(1) ECONOMY OF SCALE - Assumes single unit and same design concept (large plant directly scaled down)

(2) MULTIPLE UNITS – Savings in costs for multiple small units at same site (direct – parts and buildings shared; fixed – one time charges; site related costs)

(3) LEARNING – Cost reductions due to learning (in construction, operation) for a series of units at a single site

(6) SPECIFIC DESIGN –Cost reduction due to specific design concept characteristics (e.g. simplification)

(4) CONSTRUCTION SCHEDULE –shorter construction time

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Economics and Investments

Increased energy conversion efficiency and use of reject reject heat for cogeneration reduce LCC for the plant

GT-MHR Desalination Process Diagram, GA(USA) – OKBM(Russia)

Targeted plant efficiency – 48%

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ICTP-IAEA Workshop on Nuclear Reaction Data, 19-30 May 2008, Trieste, Italy

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Economics and InvestmentsEconomics and Investments

Economy of ScaleEconomy of Scale

• Based on the OECD/NEA study “Reduction of Capital Costs of Nuclear Power Plant”, case of France for 300, 650,1000, and 1350 MW(e)

Economies of Scale

0

0.2

0.4

0.6

0.8

1

1.2

300 650 1000 1350

Plant Capacity, MW(e)

Cost per

kW

(e)

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Economics and InvestmentsEconomics and Investments

Learning Curve Learning Curve –– Capital Cost Reduction; Example (OKBM, Russia)Capital Cost Reduction; Example (OKBM, Russia)

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

1.1

0 1 2 3 4 5 6 7 8 9 10 11

Number in the s eries

Co

sts

, re

l. u

nits

At le as t 15% for the s e cond-of-a-kind plant

At le as t 5% for e ach n-th-of-a-kind plant

Stabilization range

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Economics and InvestmentsEconomics and Investments

Learning Curve Learning Curve –– ApplicabilityApplicability

• Only valid within a country

• Assumes no substantial changes to regulations over time

• Cannot be extrapolated to new sites with new reactors

• Depends on continuity in reactor build-up

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Economics and InvestmentsEconomics and Investments

Learning Curve Learning Curve –– ContinuityContinuity

0

0,1

0,2

0,3

0,4

0,5

0,6

0,7

0,8

0,9

1

1,1

0 1 2 3 4 5 6 7 8 9

Num be r in the s e rie s

La

bo

r in

ten

sit

y,

rel. u

nits

ye ar 1

ye ar 2

ye ar 4

ye ar 4

ye ar 5

ye ar 6

ye ar 7

ye ar 82 ye ars

Production continuity vs. specific labour intensity in the production of marine propulsion reactors (OKBM, Russian Federation)

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Economics and Investments

SMRs could be much cheaper if produced in a developing country with higher purchasing power of a hard currency

Is it a solution for less developed countries?

• Indian PHWRs - 220,540 & 700 MWe

The Indian experience has shown that the reactors of 220 MWe and 540 MWe have been set up with completion cost (inclusive of escalation till completion and interest during construction) of US $1200 to 1400 per kWe. The 700 MWe reactors to be set up in future are expected to cost about US $1200 per kWe.

NPCIL Average Plant Load Factor

30

40

50

60

70

80

90

100

upto

1990

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006

Calendar Year

%

Calandria at manufacturer (L&T) shop

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Economics and investments

Incremental capacity increase reduces the required front end

investment and the Capital-at-Risk

Years

Cash flow profile for construction/ operation of four SMRs versus a single large plant (Westinghouse, USA)

Ca

sh

Flo

w P

rofi

le,

US

$ m

illi

on

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Economics and investmentsAttractive investment profile may make SMRs attractive for private investors –

Example from Rosenergoatom (Russia)

2. Investor requirements for SMRs (continued 2) GOVERNMENT PRIVATE SECTOR

ECONOMICS AND INVESTMENTS

Public-Private Partnership

Product

Investment

Investment Agreement

«Rosenergoatom»operator

customer

investor

State Investment

Private Investment

1Directorate for floating nuclear power plant construction

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Economics and Investments

Ongoing IAEA activity 1.1.5.4/2: Case Studies on SMR Competitiveness in Different Applications

Combined application of the PVCC model Westinghouse (USA) and G4-

ECONS model (EMWG GIF) to selected deployment scenarios

0

20

40

60

80

100

120

0 4 8 12 16 20 24 28 32 36 40 44 48 52 56 60

Quarters

Cu

mu

lati

ve E

xp

en

dit

ure

s (

No

rmali

zed

Co

st

per

kw

e)

Large Reactor

SMR-4

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0

20

40

60

80

100

120

0 4 8 12 16 20 24 28 32 36 40 44 48 52 56 60

Quarters

Cu

mu

lati

ve E

xp

en

dit

ure

s (

No

rmalized

Co

st

per

kw

e)

Large Reactor

SMR-4

Economics and InvestmentsEconomics and InvestmentsPVCC Example PVCC Example -- Cumulative ExpendituresCumulative Expenditures

(36 months between each of 4 SMRs)(36 months between each of 4 SMRs)

Lower “Capital at Risk” with longer spacing between SMRs

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ECONOMICS AND INVESTMENTS

Models to Support Decision Making of Public and Private Investors

AN OPEN MODEL FOR THE EVALUATION OF SMRs ECONOMIC OPPORTUNITIES (Politecnico di Milano and ENEA, Italy)

A framework for coherent use of available models

Provisions to ass new models as they become available

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SAFETY

A QUESTION OFTEN ASKED: IS SMALLER REACTOR MORE SAFE THAN A LARGER ONE?

Typical Answers Appear Black and White:

- A decisive YES! , or

- Not less decisive NO!

WHAT COULD BE A BALANCED AND OBJECTIVE ANSWER?

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SAFETY

Current Safety Approach:

IAEA Safety Standard NS-R-1 “Safety of the Nuclear Power Plants: Design Requirements”

Main ‘pillars’:

Qualitative Safety Objectives of the general nuclear safety, the radiation safety, and the technical safety;

Fundamental Safety Functions, which are the confinement of radioactive material, control of reactivity, and the removal of heat from the core;

The application of Defence in Depth, which requires several levels of protection to be provided (multiple barriers to the release of radioactive materials + safety systems to ensure safe shutdown of the reactor)

The application of Probabilistic Safety Assessment techniques,which complements deterministic methods

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SAFETYSAFETY

Level of safety goals should, logically, increase with the size Level of safety goals should, logically, increase with the size of the nuclear of the nuclear

powerpower programmeprogramme (BARC, India)(BARC, India)

Number of reactors in operation

SafetyGoals

Current Siting CriteriaDose Criteria

Reactorsunder operation(existing technology)

Evolutionary reactorsunder construction

Current/SpecialSiting Criteria; CDF, LERF

Innovative future reactor systems

Special Siting Criteria, Risk-informedapproach

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SAFETY

Proposal for a Technology-Neutral Safety Approach for New Reactor Designs (IAEA-TECDOC-1570, September 2007)

Main ‘pillars’:

Quantitative Safety Goals, correlated with each level of Defencein Depth;

Fundamental Safety Functions

Defence in Depth (generalized), which includes probabilistic considerations

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SAFETY IAEA-TECDOC-1570

UNACCEPTABLE DOMAIN

F

C

AOO

AC

SPC

Events managed by Lev 2 of D.I.D

10-2

10-6

10-7

Initiating Events are caused by Failures of

the Level 1 of D.I.DEvents managed by Lev 4 of D.I.D

Events

managed by Lev 3 of D.I.D

Level1

Def

ence

inD

epth

:p

reven

tio

no

fab

no

rmal

op

erat

ion a

nd

syst

em f

ail

ure

AOO – abnormal operation occurrences AC – accidental conditions

F – frequency C – consequences SPC – severe plant conditions

FIG. 2. Quantitative Safety Goal and Correlation of Levels of Defence

(FIG. 5 from reference [13]).

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SAFETYSAFETY

The role of passive safety features and reactor power The role of passive safety features and reactor power

(BARC, India)(BARC, India)

CONSEQUENCE

FREQ

UEN

CY

(eve

nts

/year)

unallowabledomain

Farmer Curve

allowabledomain

Residual risk (RR) : no additional public health concernsLower Reactor Power

R

i

s

k

Power

More

Passiv

e

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Safety

Source Term – the amount and isotopic composition of material released (or postulated to be released) from a facility

Used in modelling releases of radionuclides to the environment, particularly in

the context of accidents at nuclear installations…

Smaller reactors may have smaller source terms owing to:

Smaller fuel inventory;

Smaller stored non-nuclear energy

Smaller cumulative decay heat rate

Larger margins to fuel failure owing to smaller power density

Smaller number of accident initiators provided by design

Benefits of the smaller source-term could be recognized in full when a technology-neutral and risk informed approach is established

Smaller source terms of SMRs could help justify their licensing with a reduced or eliminated emergency planning zone (EPZ)

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Safety

IAEA activity 1.1.5.4/10: Coordinated Research Project “Small Reactors without On-site Refuelling” (2004 – 2008)

Group 1: “Revising the Need for Relocation and Evacuation Measures Unique to NPPs with Innovative SMRs”

F*

EP

EPZ Redefinition Methodology • Step1

PRA accident sequences re-categorization and release scenario definition

• Step2 Deterministic dose vs distance evaluation for relevant release scenarios

• Step3 (Limiting dose, D*)

• Step4 (Limiting frequency, f*)

• Step5 (EPZ definition)

(f1)

(f2)

(f3)

(f4)

(f5)Dose

(S1, f1)

(S2, f2)

(S3, f3)

(S4,f4)

(S5, f5)

Distance x

D*

x x

x

Distance x2x4 x3

f1+f2

f1+f2+ f3

f1+f2+ f3+ f4

Frequency of(D>D*)

@different x

x1

f1

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SAFETY

IN SOME COUNTRIES RISK-INFORMED REGULATORY APPROACH IS ALREADY IN PLACE

Argentina’s regulations (severe accidents)

Effective Dose (Sv)

An

nu

al

Pro

bab

ility

Unacceptable

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SAFETY

A QUESTION OFTEN ASKED: IS SMALLER REACTOR MORE SAFE THAN A LARGER ONE?

A BALANCED AND OBJECTIVE ANSWER COULD BE THAT BOTH LARGE AND SMALL REACTORS MAY HAVE A HIGH SAFETY LEVEL FOR THEIR SPECIFIC CONDITIONS OF USE

For smaller reactors these conditions may include EPZ reduced against that needed for a large reactor

Reduced or eliminated EPZ allows NPP location closer to the user, which could be a process heat application plant or a consumer of heat, potable water, etc.

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SafetyConditions of use may include Operational Complexity

OC = {DEPix (DYN1i.DYN2i.VSi) x [MRj.Efj.PASSj.REVjx(1+Esj+Cuj+DMj)]}NF NMi

Total number of

safety functions (SF)

to manage

Number of technical means

M j dedicated to the objective i

Intrinsic and dynamic complexity of the Safety

Function N° i and associated process

Intrinsic and dynamiccomplexity of the mean N° j assigned to the function N° i

Interactions and constraints for the mean N° j

Time constant

of the physical

process i

Dynamic

Complexity

Of the

process i

Visibility

Of the

process i

Setting mode

complexity

of Mj

Efficiency

of Mj

Passivity

of Mj

Reversibility

of MjNumber of

side effects

of Mj

Number of

Utilisation

Constraints

For Mj

Number of

Technical

Dependancies

For Mj

Number of

physical

interactions with

other SF

Quantification of complexity – Operational Complexity Index (OC)

Courtesy of CEA (France)

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Safety

Example of comparative analysis using Operational Complexity Index

Operational complexity index

0

500

1000

1500

2000

2500

3000

INV S/K PRESS REF INV GV INT GV ENC

Standard PWR

SCOR

RCO SG INV SGINT CONT

Operational complexity vs. safety functions for the integral design SCOR and a standard PWR; CEA (France) – IAEA-TECDOC-1485

Systems dedicated to: INV – coolant inventoty; SGIN – steam generator integrity; RCO – reactor cooling; S/K – Subcriticality, etc.

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SAFETY

The enveloping design strategy for most of SMR concepts is to:

Eliminate or de-rate as many accident initiators and/ or prevent or de-rate

as many accident consequences as possible by design, and

Then, to deal with the remaining accidents/ consequences using

reasonable combinations of active and passive safety systems and

consequence prevention measures.

THIS STRATEGY IS TYPICAL OF MANY ADVANCED REACTOR DESIGNS, SPECIFICALLY, GENERATION IV DESIGNS, IRRESPECTIVE OF THEIR SIZE

TO ENABLE RISK-INFORMED APPROACH IN REACTOR DESIGN AND LICENSING, RELIABILITY OF PASSIVE SAFETY SYSTEMS NEEDS TO BE ASSESSED AND QUANTIFIED

THEN, BOTH ACTIVE AND PASSIVE SAFETY SYSTEMS COULD BE TREATED EQUALLY IN A PSA

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SAFETYReliability of Passive Safety Systems

Passive systems should, by definition, be able to carry out their mission with minimum or no reliance on external sources of energy and should operate only on the basis of fundamental natural physical laws, such as gravity.

It may be stipulated that a passive system may fail to fulfil its mission because of a consequence of the following two failures:

- Component failure: Classical failure of a component or components (passive or active) of the passive system;

- Phenomenological failure: Deviation from expected behaviour due to physical phenomena, e.g., related to thermal hydraulics or due to different boundary or initial conditions.

The reliability of components of a passive system can be evaluated by means of well-proven classical methods.

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SAFETYReliability of Passive Safety Systems

Lack of data on some phenomena, missing operating experience over the wide range of conditions, and the smaller driving forces make the reliability evaluation of passive system phenomena a challenging one.

For evaluating the failure probability of passive systems, the methodology may move from the classical methods used for Probabilistic Risk Analysis (PRA) and consider, in addition to real components (valves, pumps, instrumentation, etc), virtual components, that represent the natural mechanism upon which the system operation is based (natural circulation, gravity, internal stored

energy, etc.).

The contribution of real components can be easily assessed by resorting to the reliability databases available, whereas for evaluating the virtual component contribution (process condition related) it is necessary to develop a procedure that allows such assessment despite the lack of failure data.

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SAFETYSAFETYFlowchart of a Generic Reliability Assessment Methodology for PaFlowchart of a Generic Reliability Assessment Methodology for Passivessive

Safety Systems Safety Systems –– BARC (India)BARC (India)

I. Passive System for which reliability assessment is considered

II. Identification of its operational mechanism and failure

III. Parameters affecting the operation

IV. Key parameters causing the failure

V. Identification of active components causing the key parameters’

VI.

V. Identification of passive components causing the key parameters’ deviation

VII. Evaluation of core damage frequency (CDF)

I. Passive System for which reliability assessment is considered

II. Identification of its operational mechanism and failure

III.Parameters affecting the operation

IV. Key parameters causing the failure

V.

VI.

V.

VII. Evaluation of core damage frequency (CDF)

Identification of passive components

causing the key parameters’ deviation

for causing the failure

Identification of active

components causing the key

parameters’ Deviation for

causing the failure

Evaluation of probability of failure of active/passive

components causing the deviation in the key

parameters for causing ultimate failure of system

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SAFETYMethodologies for Reliability Assessment of Passive Safety Systems

French (CEA) L and Indian (BARC) R Approaches

FIG. 13. Schematics of the RMPS methodology.

Identification of the system

Mission of the system

Failure mode (FMEA)

Success/failure criteria

Identification of the

relevant parameters

(EJ, AHP)

Modeling of the System

B-E Code selection

Model development

Model testing on reference

scenarios

Definition of model limitations

Validation of the model

Refinement of success/failure

Sensitivity

analysis

(B-E code runs)

Linear

Non-linear

Quantification of the

uncertainties of the

relevant parameters

(EJ)

Screening of the uncertain

parameters

Propagation of the uncertainties

Quantitative Reliability Evaluation

Monte-Carlo simulation

(direct or accelerate)

FORM/SORM

Direct propagation

through the B-E code

Propagation

through a response

surface

Choice of the

response surface

and experimental

design

Calculation with the

B-E code for each

points of the

experimental design

Determination of

the coefficients of

the response surface

Range of Key Parameters to cause failure to be determined by Best Estimate Codes

Experimental Facilities

ITL HPNCL

PCL

Set the Key Parameters To the Desired Value as the input for the experiments

Monitor the Failure Variables

Compare code prediction with test data

Determine the Uncertainty and

modify the failure data points

Failure data point as input to Mathematical Model to generate failure

surface

Failure Surface of Passive System

Input to step V

Benchmarking

FIG. 15. APSRA methodology: flowchart of the programme for

benchmarking of the failure surface based on experimental data.

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SAFETY

Reliability Assessment of Passive Safety Systems

Alternative approachesExample from ENEA (Italy)

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IAEA Activities Ongoing

Nuclear Energy Series Report “Passive Safety Design Options forSMRs”

Due in 2008

10 representative SMR concepts reviewed against the requirementsof the IAEA Safety Standards and Guides, with a focus on Defencein Depth Strategy

KLT-40S, IRIS, CAREM-25, SCOR, MARS, AHWR, GT-MHR, 4S-LMR,

SSTAR & STAR-LM, CHTR

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IAEA Activities Started in 2008-2009 (2)

1.1.5.4/11: Coordinated Research Project “Development of Methodologies for the Assessment of Passive Safety System

Performance in Advanced Reactors”; P&B Codes 2008 1.1.5.4/11-leads, 1.1.5.1/16, 1.1.5.2/15, and J.3.2.3.3/04

First Research Coordination Meeting is due in 2009.

The objective is to determine a common analysis-and-test method for reliability assessment of passive safety system performance.

Such a method would facilitate application of risk-informed approaches in design optimization and safety qualification of the future advanced reactors, contributing to their enhanced safety levels and improved

economics.

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THANK YOU!

E-mail: [email protected]

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