12-en_10272-e

42
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | BRITISH STANDARD  BS EN 10272:2000 The European Standard EN 10272:2000 has the status of a British Standard ICS 77.140.30 NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAW Stainless steel bars for pressure purposes

Upload: imupathan

Post on 30-Oct-2015

38 views

Category:

Documents


0 download

DESCRIPTION

en 10272

TRANSCRIPT

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 1/42

|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||

|||||||||||||||||||||||||

|||||||||||||||||||||||||||||||||||

BRITISH STANDARD BS EN

10272:2000

The European Standard EN 10272:2000 has the status of a British Standard

ICS 77.140.30

NO COPYING WITHOUT BSI PERMISSION EXCEPT AS PERMITTED BY COPYRIGHT LAW 

Stainless steel bars forpressure purposes

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 2/42

This British Standard, havingbeen prepared under thedirection of the EngineeringSector Committee, was publishedunder the authority of theStandards Committee and comesinto effect on 15 December 2000

© BSI 12-2000

ISBN 0 580 36499 2

BS EN 10272:2000

 Amendments issued since publication

 Amd. No. Date Comments

National foreword

This British Standard is the official English language version of EN 10272:2000.This standard, along with BS EN 10273:2000, supersedes BS 1502:1982 which iswithdrawn.

The UK participation in its preparation was entrusted to Technical CommitteeISE/30, Stainless steels, which has the responsibility to:

Ð aid enquirers to understand the text;

Ð present to the responsible European committee any enquiries on theinterpretation, or proposals for change, and keep the UK interests informed;

Ð monitor related international and European developments and promulgatethem in the UK.

 A list of organizations represented on this committee can be obtained on request toits secretary.

Cross-references

The British Standards which implement international or European publicationsreferred to in this document may be found in the BSI Standards Catalogue under thesection entitled ªInternational Standards Correspondence Indexº, or by using theªFindº facility of the BSI Standards Electronic Catalogue.

 A British Standard does not purport to include all the necessary provisions of a contract. Users of British Standards are responsible for their correct application.

Compliance wit h a British Standard does not of itself confer immunity from legal obligations.

Summary of pages

This document comprises a front cover, an inside front cover, the EN title page, pages 2 to 39 and a back cover.

The BSI copyright notice displayed in this document indicates when the documentwas last issued.

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 3/42

(8523($167$1'$5'

1250((8523e(11(

(8523b,6&+(1250

(1

2FWREHU

,&6

(QJOLVKYHUVLRQ

6WDLQOHVVVWHHOEDUVIRUSUHVVXUHSXUSRVHV

%DUUHVHQDFLHULQR[\GDEOHSRXUDSSDUHLOVjSUHVVLRQ 1LFKWURVWHQGH6WlEHIU'UXFNEHKlOWHU 

7KLV(XURSHDQ6WDQGDUGZDVDSSURYHGE\&(1RQ6HSWHPEHU

&(1PHPEHUVDUHERXQGWRFRPSO\ZLWKWKH&(1&(1(/(&,QWHUQDO5HJXODWLRQVZKLFKVWLSXODWHWKHFRQGLWLRQVIRUJLYLQJWKLV(XURSHDQ6WDQGDUGWKHVWDWXVRIDQDWLRQDOVWDQGDUGZLWKRXWDQ\DOWHUDWLRQ8SWRGDWHOLVWVDQGELEOLRJUDSKLFDOUHIHUHQFHVFRQFHUQLQJVXFKQDWLRQDOVWDQGDUGVPD\EHREWDLQHGRQDSSOLFDWLRQWRWKH&HQWUDO6HFUHWDULDWRUWRDQ\&(1PHPEHU

7KLV(XURSHDQ6WDQGDUGH[LVWVLQWKUHHRIILFLDOYHUVLRQV(QJOLVK)UHQFK*HUPDQ$YHUVLRQLQDQ\RWKHUODQJXDJHPDGHE\WUDQVODWLRQXQGHUWKHUHVSRQVLELOLW\RID&(1PHPEHULQWRLWVRZQODQJXDJHDQGQRWLILHGWRWKH&HQWUDO6HFUHWDULDWKDVWKHVDPHVWDWXVDVWKHRIILFLDOYHUVLRQV

&(1PHPEHUVDUHWKHQDWLRQDOVWDQGDUGVERGLHVRI$XVWULD%HOJLXP&]HFK5HSXEOLF'HQPDUN)LQODQG)UDQFH*HUPDQ\*UHHFH,FHODQG,UHODQG,WDO\/X[HPERXUJ1HWKHUODQGV1RUZD\3RUWXJDO6SDLQ6ZHGHQ6ZLW]HUODQGDQG8QLWHG.LQJGRP

(8523($1 &200,77(( )25 67$1'$5',=$7,21& 2 0 , 7 e ( 8 5 2 3 e( 1 ' ( 1 2 5 0 $ /, 6 $ 7 , 21( 8 5 2 3 b , 6 & + ( 6 . 2 0 , 7 ( ( ) h 5 1 2 5 0 8 1 *

&HQWUDO6HFUHWDULDWUXHGH6WDVVDUW%%UXVVHOV

&(1 $OOULJKWVRIH[SORLWDWLRQLQDQ\IRUPDQGE\DQ\PHDQVUHVHUYHG ZRUOGZLGHIRU&(1QDWLRQDO0HPEHUV

5HI1R(1(

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 4/42

3DJH(1

%6,

&RQWHQWV

3DJH

)RUHZRUG

6FRSH

1RUPDWLYHUHIHUHQFHV

7HUPVDQGGHILQLWLRQV

'LPHQVLRQVDQGWROHUDQFHVRQGLPHQVLRQV

&DOFXODWLRQRIPDVV

'HVLJQDWLRQ

,QIRUPDWLRQWREHVXSSOLHGE\WKHSXUFKDVHU

0DQGDWRU\LQIRUPDWLRQ

2SWLRQV

&ODVVLILFDWLRQRIJUDGHV

5HTXLUHPHQWV 6WHHOPDNLQJSURFHVV

'HOLYHU\FRQGLWLRQ

&KHPLFDOFRPSRVLWLRQ

&RUURVLRQUHVLVWDQFH

0HFKDQLFDOSURSHUWLHV

6XUIDFHTXDOLW\

,QWHUQDOVRXQGQHVV

7HVWLQJ *HQHUDO

7\SHDQGFRQWHQWRILQVSHFWLRQGRFXPHQWV

7HVWVWREHFDUULHGRXW

([WHQWRIWHVWLQJ

6DPSOLQJDQGSUHSDUDWLRQRIVDPSOHVDQGWHVWSLHFHV

7HVWPHWKRGV

5HWHVWV

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 5/42

3DJH(1

%6,

0DUNLQJ

$QQH[$ LQIRUPDWLYH*XLGHOLQHVIRUIXUWKHUWUHDWPHQWLQFOXGLQJKHDWWUHDWPHQWLQIDEULFDWLRQ

$QQH[% LQIRUPDWLYH3UHOLPLQDU\UHIHUHQFHGDWDIRUWKHWHQVLOHVWUHQJWKRI 

DXVWHQLWLFIHUULWLFVWHHOVDWHOHYDWHGWHPSHUDWXUHV

$QQH[& LQIRUPDWLYH$SSOLFDEOHGLPHQVLRQDOVWDQGDUGV

$QQH[' LQIRUPDWLYH1DWLRQDO$GHYLDWLRQV

$QQH[=$ LQIRUPDWLYH&ODXVHVRIWKLV(XURSHDQ6WDQGDUGDGGUHVVLQJHVVHQWLDO

UHTXLUHPHQWVRURWKHUSURYLVLRQVRI(8GLUHFWLYHV

%LEOLRJUDSK\

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 6/42

3DJH(1

%6,

)RUHZRUG

7KLV(XURSHDQ6WDQGDUGKDVEHHQSUHSDUHGE\7HFKQLFDO&RPPLWWHH(&,667&6WHHOVIRUSUHVVXUH

 SXUSRVHV± 4XDOLWLHVDQG(&,667&6&6WDLQOHVVVWHHOV WKH6HFUHWDULDWRIZKLFKLV KHOGE\

 1RUPHQDXVVFKX(LVHQXQG6WDKO)(6LP',1

7KLV(XURSHDQ6WDQGDUGVKDOOEHJLYHQWKHVWDWXVRIDQDWLRQDOVWDQGDUGHLWKHUE\SXEOLFDWLRQRIDQ

LGHQWLFDOWH[WRUE\HQGRUVHPHQWDWWKHODWHVWE\$SULODQGFRQIOLFWLQJQDWLRQDOVWDQGDUGVVKDOOEHZLWKGUDZQDWWKHODWHVWE\$SULO

7KLV (XURSHDQ 6WDQGDUG KDV EHHQ SUHSDUHG XQGHU D PDQGDWH JLYHQ WR &(1 E\ WKH (XURSHDQ

&RPPLVVLRQ DQG WKH (XURSHDQ )UHH 7UDGH $VVRFLDWLRQ DQG VXSSRUWV HVVHQWLDO UHTXLUHPHQWV RI 

(8'LUHFWLYHV

)RUUHODWLRQVKLSZLWK(8'LUHFWLYHVVHHLQIRUPDWLYHDQQH[=$ZKLFKLVDQLQWHJUDOSDUWRIWKLV

VWDQGDUG

$QQH[ ' FRQWDLQV QDWLRQDO $GHYLDWLRQV VSHFLI\LQJ WKH UHVWULFWLRQV IRU WKH DSSOLFDWLRQ RI WKLV

(XURSHDQ6WDQGDUGLQ6ZHGHQ

 127(7KHFODXVHVPDUNHGZLWKDSRLQWFRQWDLQLQIRUPDWLRQUHODWLQJWRDJUHHPHQWVZKLFKDUHWR

EHPDGHDWWKHWLPHRIRUGHULQJ7KHFODXVHVPDUNHGZLWKWZRSRLQWVFRQWDLQLQIRUPDWLRQUHODWLQJ

WRDJUHHPHQWVZKLFKPD\EHPDGHDWWKHWLPHRIHQTXLU\DQGRUGHU

$FFRUGLQJWRWKH&(1&(1(/(&,QWHUQDO5HJXODWLRQVWKHQDWLRQDOVWDQGDUGVRUJDQL]DWLRQVRIWKH

IROORZLQJFRXQWULHVDUHERXQGWRLPSOHPHQWWKLV(XURSHDQ6WDQGDUG$XVWULD%HOJLXP&]HFK5HSXEOLF'HQPDUN )LQODQG )UDQFH *HUPDQ\ *UHHFH ,FHODQG ,UHODQG ,WDO\ /X[HPERXUJ 1HWKHUODQGV

 1RUZD\3RUWXJDO6SDLQ6ZHGHQ6ZLW]HUODQGDQGWKH8QLWHG.LQJGRP

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 7/42

3DJH(1

%6,

6FRSH

7KLV(XURSHDQ6WDQGDUGVSHFLILHVWKHWHFKQLFDOGHOLYHU\FRQGLWLRQVIRUKRWDQGFROGIRUPHGVWDLQOHVVVWHHOEDUVIRUSUHVVXUHSXUSRVHVVXSSOLHGLQDFFRUGDQFHZLWKRQHRIWKHSURFHVVURXWHVDQGVXUIDFHILQLVKHVOLVWHGLQ7DEOH

7KH JHQHUDO WHFKQLFDO GHOLYHU\ FRQGLWLRQV VSHFLILHG LQ (1 DSSO\ LQ DGGLWLRQ WR WKHVSHFLILFDWLRQVRIWKLV(XURSHDQ6WDQGDUGXQOHVVRWKHUZLVHVSHFLILHGLQWKLV(XURSHDQ6WDQGDUG

1RUPDWLYHUHIHUHQFHV

7KLV(XURSHDQ6WDQGDUGLQFRUSRUDWHVE\GDWHGRUXQGDWHGUHIHUHQFHSURYLVLRQVIURPRWKHUSXEOLFDWLRQV7KHVHQRUPDWLYHUHIHUHQFHVDUHFLWHGDWWKHDSSURSULDWHSODFHVLQWKHWH[WDQGWKHSXEOLFDWLRQVDUHOLVWHGKHUHDIWHU)RUGDWHGUHIHUHQFHVVXEVHTXHQWDPHQGPHQWVWRRUUHYLVLRQVRIWKHVHSXEOLFDWLRQVDSSO\WRWKLV(XURSHDQ6WDQGDUGRQO\ZKHQLQFRUSRUDWHGLQLWE\DPHQGPHQWRUUHYLVLRQ)RUXQGDWHGUHIHUHQFHV

WKHODWHVWHGLWLRQRIWKHSXEOLFDWLRQUHIHUUHGWRDSSOLHVLQFOXGLQJDPHQGPHQWV

(10HWDOOLFPDWHULDOV7HQVLOHWHVWLQJ3DUW0HWKRGRIWHVWDWDPELHQWWHPSHUDWXUH

³LQFOXGLQJ$GGHQGXP$&´

(10HWDOOLFPDWHULDOV7HQVLOHWHVWLQJ3DUW0HWKRGRIWHVWDWHOHYDWHGWHPSHUDWXUH

(1,620HWDOOLFPDWHULDOV%ULQHOOKDUGQHVVWHVW3DUW7HVWPHWKRG,62

(1*HQHUDOWHFKQLFDOGHOLYHU\UHTXLUHPHQWVIRUVWHHODQGLURQSURGXFWV

(1 'HVLJQDWLRQV\VWHPVIRUVWHHOV3DUW6WHHOQDPHVSULQFLSDOV\PEROV

(1 'HVLJQDWLRQV\VWHPVIRUVWHHOV3DUW1XPHULFDOV\VWHP

(10HWDOOLFPDWHULDOV&KDUS\LPSDFWWHVW3DUW7HVWPHWKRG 

(19RFDEXODU\RIKHDWWUHDWPHQWWHUPVIRUIHUURXVSURGXFWV

(1 'HILQLWLRQRIVWHHOSURGXFWV

(16WDLQOHVVVWHHOV3DUW/LVWRIVWDLQOHVVVWHHOV

(10HWDOOLFSURGXFWV7\SHVRILQVSHFWLRQGRFXPHQWVLQFOXGHVDPHQGPHQW$

(16XUIDFHTXDOLW\FODVVHVIRUKRWUROOHGEDUVDQGURGV7HFKQLFDOGHOLYHU\FRQGLWLRQV

(1,626WHHODQGVWHHOSURGXFWV/RFDWLRQDQGSUHSDUDWLRQRIVDPSOHVDQGWHVWSLHFHVIRU PHFKDQLFDOWHVWLQJ,62

 SU(1 ,URQDQGVWHHOSURGXFWV,QVSHFWLRQGRFXPHQWV/LVWRILQIRUPDWLRQDQGGHVFULSWLRQ

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 8/42

3DJH(1

%6,

(1,62 'HWHUPLQDWLRQRIUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQRIVWDLQOHVVVWHHOV3DUW )HUULWLFDXVWHQLWLFDQGIHUULWLFDXVWHQLWLFGXSOH[VWDLQOHVVVWHHOV&RUURVLRQWHVWLQPHGLDFRQWDLQLQJ 

 VXOIXULFDFLG,62

,626WHHODQGLURQ6DPSOLQJDQGSUHSDUDWLRQRIVDPSOHVIRUWKHGHWHUPLQDWLRQRIFKHPLFDO FRPSRVLWLRQ

6HHDOVRDQQH[&

7HUPVDQGGHILQLWLRQV

)RUWKHSXUSRVHVRIWKLV(XURSHDQ6WDQGDUGWKHWHUPVDQGGHILQLWLRQVJLYHQLQ(1(1(1DQGWKHIROORZLQJVKDOODSSO\

SXUFKDVHU

 SHUVRQRU RUJDQL]DWLRQWKDWRUGHUVSURGXFWVLQDFFRUGDQFHZLWKWKLVVWDQGDUG7KHSXUFKDVHULVQRWQHFHVVDULO\EXWPD\EHDPDQXIDFWXUHURISUHVVXUHHTXLSPHQWLQDFFRUGDQFHZLWKWKH(8'LUHFWLYHOLVWHGLQDQQH[=$:KHUHDSXUFKDVHUKDVUHVSRQVLELOLWLHVXQGHUWKLV(8'LUHFWLYHWKLVVWDQGDUGZLOO SURYLGHDSUHVXPSWLRQRIFRQIRUPLW\ZLWKWKHHVVHQWLDOUHTXLUHPHQWVRIWKH'LUHFWLYHVRLGHQWLILHGLQDQQH[=$

'LPHQVLRQVDQGWROHUDQFHVRQGLPHQVLRQV

7KHGLPHQVLRQVDQGWKHWROHUDQFHVRQGLPHQVLRQVDUHWREHDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHUDVIDUDVSRVVLEOHZLWKUHIHUHQFHWRWKHGLPHQVLRQDOVWDQGDUGVOLVWHGLQDQQH[&

&DOFXODWLRQRIPDVV

:KHQFDOFXODWLQJWKHQRPLQDOPDVVIURPWKHQRPLQDOGLPHQVLRQVWKHYDOXHVJLYHQLQ(1VKDOOEHXVHGDVDEDVLVIRUWKHGHQVLW\RIWKHVWHHOFRQFHUQHG

'HVLJQDWLRQ

7KHVWHHOQDPHVDUHDOORFDWHGLQDFFRUGDQFHZLWK(1WKHVWHHOQXPEHUVDUHDOORFDWHGLQDFFRUGDQFHZLWK(1

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 9/42

3DJH(1

%6,

,QIRUPDWLRQWREHVXSSOLHGE\WKHSXUFKDVHU

0DQGDWRU\LQIRUPDWLRQ

7KHFRPSOHWHRUGHURIDSURGXFWDVVSHFLILHGLQWKLV(XURSHDQ6WDQGDUGVKDOOLQFOXGHWKHIROORZLQJLQIRUPDWLRQ

DWKHTXDQWLW\WREHGHOLYHUHGPDVVOHQJWKQXPEHURISLHFHV

EWKHVKDSHRIEDU

FWKHQXPEHURIWKH(XURSHDQ6WDQGDUGVSHFLI\LQJWKHWROHUDQFHVRQGLPHQVLRQVVKDSHDQGPDVVVHHFODXVHDQGLIWKHUHOHYDQW(XURSHDQ6WDQGDUGSHUPLWVWKHSXUFKDVHUFHUWDLQRSWLRQVHJUHJDUGLQJWROHUDQFHFODVVHVVSHFLILFLQIRUPDWLRQRQWKHVHDVSHFWV

GWKHGLPHQVLRQVDQGWROHUDQFHVRQGLPHQVLRQVDQGVKDSH

HWKHQXPEHURIWKLV(XURSHDQ6WDQGDUG

IWKHVWHHOQDPHRUWKHVWHHOQXPEHU

JWKHGHOLYHU\FRQGLWLRQVHH

KWKHSURFHVVURXWHDQGVXUIDFHILQLVKVHH7DEOH

LWKHW\SHRILQVSHFWLRQGRFXPHQWLQDFFRUGDQFHZLWK(1VHH

(;$03/(WURXQGVRIDVWHHOJUDGHZLWKWKHQDPH;&U1LDQGWKHQXPEHUDVVSHFLILHGLQ(1RIPPGLDPHWHUGLPHQVLRQDOWROHUDQFHVDVVSHFLILHGLQSU(1LQSURFHVVURXWH'VHH7DEOHLQVSHFWLRQGRFXPHQW%DVVSHFLILHGLQ(1

WURXQGVSU(1(1;&U1L',QVSHFWLRQGRFXPHQW%

RU

WURXQGVSU(1(1',QVSHFWLRQGRFXPHQW%

2SWLRQV

$QXPEHURIRSWLRQVDUHVSHFLILHGLQWKLV(XURSHDQ6WDQGDUGDQGWKHVHDUHOLVWHGEHORZ,IWKHSXUFKDVHUGRHV QRW LQGLFDWH KLV ZLVK WR LPSOHPHQW DQ\ RI WKHVH RSWLRQV PDUNHG ZLWK SRLQWV DW WKHFRUUHVSRQGLQJVXEFODXVHVWKHVXSSOLHUVKDOOVXSSO\LQDFFRUGDQFHZLWKWKHEDVLFVSHFLILFDWLRQRIWKLVVWDQGDUGVHH

DVSHFLILFDWLRQRIWKHVWHHOPDNLQJSURFHVVVHH

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 10/42

3DJH(1

%6,

EYHULILFDWLRQRISURGXFWDQDO\VLVVHHDQG7DEOH

FYHULILFDWLRQRIWHQVLOHSURSHUWLHVDWHOHYDWHGWHPSHUDWXUHVHHDQG7DEOH

GYHULILFDWLRQRI LPSDFWSURSHUWLHVRIDXVWHQLWLFVWHHOVDWURRPWHPSHUDWXUHVHHDQG7DEOH

HYHULILFDWLRQRILPSDFWSURSHUWLHVDWORZWHPSHUDWXUHVHHDQG7DEOH

IYHULILFDWLRQRIUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQVHHDQG7DEOH

JVSHFLDOUHTXLUHPHQWVRQVXUIDFHTXDOLW\VHH

KYHULILFDWLRQRILQWHUQDOVRXQGQHVVVHH

LVSHFLILFWHVWVIRUYHULILFDWLRQRIJHQHUDOGHOLYHU\UHTXLUHPHQWVVHH

 MVSHFLDOPDUNLQJUHTXLUHPHQWVVHH

&ODVVLILFDWLRQRIJUDGHV

6WHHOVFRYHUHGE\WKLV(XURSHDQ6WDQGDUGDUHFODVVLILHGDFFRUGLQJWRWKHLUPHWDOORJUDSKLFVWUXFWXUHLQWR

 ²IHUULWLFVWHHOV

 ²PDUWHQVLWLFVWHHOV

 ²DXVWHQLWLFVWHHOV

 ²DXVWHQLWLFIHUULWLFGXSOH[VWHHOV

 127()RUPRUHGHWDLOVVHH(1

5HTXLUHPHQWV

 6WHHOPDNLQJSURFHVV

8QOHVVDVSHFLDOVWHHOPDNLQJSURFHVVLVDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHUWKHVWHHOPDNLQJSURFHVVIRUVWHHOVLQDFFRUGDQFHZLWKWKLV(XURSHDQ6WDQGDUGVKDOOEHDWWKHGLVFUHWLRQRIWKHPDQXIDFWXUHU

'HOLYHU\FRQGLWLRQ

7KHSURGXFWVVKDOOEHVXSSOLHGLQWKHGHOLYHU\FRQGLWLRQDJUHHGLQWKHRUGHUE\UHIHUHQFHWRWKHSURFHVVURXWHJLYHQLQ7DEOH DQGZKHUHGLIIHUHQWDOWHUQDWLYHVH[LVWWR WKHWUHDWPHQWFRQGLWLRQVJLYHQLQ

7DEOHVWRVHHDOVRDQQH[$

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 11/42

3DJH(1

%6,

&KHPLFDOFRPSRVLWLRQ

7KHFKHPLFDOFRPSRVLWLRQUHTXLUHPHQWVJLYHQLQ7DEOHVWRDSSO\LQUHVSHFWRIWKHFKHPLFDOFRPSRVLWLRQDFFRUGLQJWRWKHFDVWDQDO\VLV

7KH SURGXFWDQDO\VLVVKDOOQRW GHYLDWHIURPWKH OLPLWLQJYDOXHVIRUWKHFDVWDQDO\VLVDVVSHFLILHGLQ7DEOHVWRE\PRUHWKDQWKHYDOXHVJLYHQLQ7DEOH

&RUURVLRQUHVLVWDQFH

5HIHUULQJWRUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQDVGHILQHGLQ(1,62IRUDXVWHQLWLFDQGDXVWHQLWLFIHUULWLFVWHHOVWKHVSHFLILFDWLRQVLQ7DEOHVDQGDSSO\

 127((1,62LVQRWDSSOLFDEOHIRUWHVWLQJPDUWHQVLWLFVWHHOV

 127( 7KHFRUURVLRQUHVLVWDQFHRIVWDLQOHVVVWHHOVLVYHU\GHSHQGHQWRQWKH W\SHRIHQYLURQPHQWDQGFDQWKHUHIRUHQRWDOZD\VEHFOHDUO\DVFHUWDLQHGWKURXJKODERUDWRU\WHVWV,WLVWKHUHIRUHDGYLVDEOHWRGUDZRQWKHDYDLODEOHH[SHULHQFHRIWKHXVHRIWKHVWHHOV

0HFKDQLFDOSURSHUWLHV

7KH WHQVLOH SURSHUWLHV DW URRP WHPSHUDWXUH DQG WKH LPSDFW HQHUJ\ DW URRP DQG DW ORZWHPSHUDWXUHVDVVSHFLILHGLQ7DEOHVWRDSSO\IRUWKHUHOHYDQWVSHFLILHGKHDWWUHDWPHQWFRQGLWLRQ

 127($XVWHQLWLFVWHHOVDUHLQVHQVLWLYHWREULWWOHIUDFWXUHLQWKHVROXWLRQDQQHDOHGFRQGLWLRQ%HFDXVHWKH\GRQRWKDYHDSURQRXQFHGWUDQVLWLRQWHPSHUDWXUHZKLFKLVFKDUDFWHULVWLFRIRWKHUVWHHOVWKH\DUHDOVRXVHIXOIRU

DSSOLFDWLRQDWFU\RJHQLFWHPSHUDWXUHV

7KHYDOXHVLQ7DEOHVWRDSSO\IRUWKHDQG7DEOHRQO\IRUWKHSURRIVWUHQJWKDWHOHYDWHGWHPSHUDWXUHV)RUDXVWHQLWLFVWHHOVWKHYDOXHVJLYHQLQ7DEOHDSSO\IRUWKHWHQVLOHVWUHQJWKDWHOHYDWHGWHPSHUDWXUHV

7HQVLOHVWUHQJWKYDOXHVDWHOHYDWHGWHPSHUDWXUHVIRUDXVWHQLWLFIHUULWLFVWHHOVDUHJLYHQIRUJXLGDQFHLQDQQH[%

6XUIDFHTXDOLW\

6OLJKWVXUIDFHLPSHUIHFWLRQVLQKHUHQWLQWKHSURGXFWLRQSURFHVVDUHSHUPLWWHG

,IPRUHH[DFWUHTXLUHPHQWVIRUWKHVXUIDFHTXDOLW\DUHQHFHVVDU\WKHVHVKDOOEHDJUHHGDWWKHWLPHRI HQTXLU\DQGRUGHUZKHUHDSSURSULDWHRQWKHEDVLVRI(1

,QWHUQDOVRXQGQHVV

)RUWKHLQWHUQDOVRXQGQHVVZKHUHDSSURSULDWHUHTXLUHPHQWV WRJHWKHUZLWK WKHFRQGLWLRQV IRUWKHLUYHULILFDWLRQVKDOOEHDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHU

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 12/42

3DJH(1

%6,

7HVWLQJ

*HQHUDO

7KHPDQXIDFWXUHUVKDOOFDUU\RXWDSSURSULDWHSURFHVVFRQWUROLQVSHFWLRQDQGWHVWLQJWRDVVXUHKLPVHOI WKDWWKHGHOLYHU\FRPSOLHVZLWKWKHUHTXLUHPHQWVRIWKHRUGHU

7KLVLQFOXGHVWKHIROORZLQJ

 ²DVXLWDEOHIUHTXHQF\RIYHULILFDWLRQRIWKHGLPHQVLRQVRIWKHSURGXFWV

 ²DQDGHTXDWHLQWHQVLW\RIYLVXDOH[DPLQDWLRQRIWKHVXUIDFHTXDOLW\RIWKHSURGXFWV

 ²DQDSSURSULDWHIUHTXHQF\DQGW\SHRIWHVWWRHQVXUHWKDWWKHFRUUHFWJUDGHRIVWHHOLVXVHG

7KH QDWXUH DQG IUHTXHQF\ RI WKHVH YHULILFDWLRQV H[DPLQDWLRQV DQG WHVWV DUH GHWHUPLQHG E\ WKHPDQXIDFWXUHULQWKHOLJKWRIWKHGHJUHHRIFRQVLVWHQF\WKDWKDVEHHQGHWHUPLQHG,QYLHZRIWKLVYHULILFDWLRQVE\VSHFLILFWHVWVIRUWKHVHUHTXLUHPHQWVDUHQRWQHFHVVDU\XQOHVVRWKHUZLVHDJUHHG

7\SHDQGFRQWHQWRILQVSHFWLRQGRFXPHQWV

7KHFRPSOLDQFHZLWKWKHUHTXLUHPHQWVRIWKHRUGHUVKDOOEHFKHFNHGIRUSURGXFWVLQDFFRUGDQFHZLWKWKLV(XURSHDQ6WDQGDUGE\VSHFLILFLQVSHFWLRQ7KHSXUFKDVHUVKDOOVSHFLI\WKHW\SHRILQVSHFWLRQGRFXPHQWDFFRUGLQJWR(1DWWKHWLPHRIHQTXLU\DQGRUGHU

7KHLQVSHFWLRQGRFXPHQWVKDOOFRQWDLQLQDFFRUGDQFHZLWKSU(1WKHIROORZLQJLQIRUPDWLRQ

DWKHLQIRUPDWLRQEORFNV$%DQG=WKHWHPSHULQJWHPSHUDWXUHVKDOODOVREHJLYHQLQWKHFDVHRI TXHQFKHGDQGWHPSHUHGSURGXFWV

EWKHUHVXOWVRIWKHFDVWDQDO\VLVLQDFFRUGDQFHZLWKER[HV&WR&

FWKHUHVXOWVRIWKHWHQVLOHWHVWDWURRPWHPSHUDWXUHLQDFFRUGDQFHZLWKER[HV&WR&DQG&WR&

GH[FHSWIRUDXVWHQLWLFVWHHOVWKHUHVXOWVRIWKHLPSDFWWHVWDWURRPWHPSHUDWXUHLQDFFRUGDQFHZLWKER[HV&WR&DQG&WR&

HWKHUHVXOWRIWKHYLVXDOH[DPLQDWLRQRIWKHSURGXFWVVHHLQIRUPDWLRQ%ORFN'

ILIRQHRUVHYHUDORIWKHIROORZLQJRSWLRQVKDYHEHHQDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHUWKHUHOHYDQWLQIRUPDWLRQRQ

WKHVWHHOPDNLQJSURFHVVVHFWLRQ&

WKHSURGXFWDQDO\VLVLQDFFRUGDQFHZLWKER[HV&WR&

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 13/42

3DJH(1

%6,

YHULILFDWLRQRI WKHWHQVLOHSURSHUWLHVDWHOHYDWHGWHPSHUDWXUHLQDFFRUGDQFHZLWKER[HV&WR&&DQG&

YHULILFDWLRQRILPSDFWSURSHUWLHVRIDXVWHQLWLFVWHHOVDWURRPWHPSHUDWXUHLQDFFRUGDQFHZLWKER[HV&WR&DQG&WR&

YHULILFDWLRQRILPSDFWSURSHUWLHVDWORZWHPSHUDWXUHLQDFFRUGDQFHZLWKER[HV&WR&DQG&WR&

YHULILFDWLRQRIUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQVHHLQIRUPDWLRQ%ORFN'

WKHVXUIDFHTXDOLW\VHHLQIRUPDWLRQ%ORFN'

YHULILFDWLRQRILQWHUQDOVRXQGQHVVVHHLQIRUPDWLRQ%ORFN'

VSHFLDOPDUNLQJUHTXLUHPHQWVVHHLQIRUPDWLRQ%ORFN'

7HVWVWREHFDUULHGRXW

7KHIROORZLQJWHVWVVKDOOEHFDUULHGRXWVHH7DEOH

DWHQVLOHWHVWDWURRPWHPSHUDWXUH

ELPSDFWWHVWH[FHSWIRUDXVWHQLWLFVWHHOVDWURRPWHPSHUDWXUH

FWHVWVVSHFLDOO\DJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHUVHH

([WHQWRIWHVWLQJ

7KHWHVWVWREHFDUULHGRXWHLWKHUPDQGDWRULO\PRUE\DJUHHPHQWRDQGWKHFRPSRVLWLRQDQGVL]HRIWKHWHVWXQLWVDQGWKHQXPEHURIVDPSOHSURGXFWVVDPSOHVDQGWHVWSLHFHVWREHWDNHQDUHJLYHQLQ7DEOH

6DPSOLQJDQGSUHSDUDWLRQRIVDPSOHVDQGWHVWSLHFHV

6DPSOLQJDQGVDPSOHSUHSDUDWLRQVKDOOEHLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRI,62

DQG(1,62,QDGGLWLRQWKHUHTXLUHPHQWVLQVKDOODSSO\WRWKHPHFKDQLFDOWHVWV7KHVDPSOHVVKDOOEHWDNHQLQDFFRUGDQFHZLWK)LJXUHVDQGIRUWKHWHQVLOHWHVWDWURRPWHPSHUDWXUHWKHLPSDFWWHVWDQGWKHWHQVLOHWHVWDWHOHYDWHGWHPSHUDWXUHV

,IIROORZLQJDJUHHPHQWVHHWKHSURGXFWVDUHQRWWREHGHOLYHUHGLQWKHKHDWWUHDWHGFRQGLWLRQWKHVDPSOHVVKDOOEHKHDWWUHDWHGSULRUWRWKHWHVW

7HVWPHWKRGV

8QOHVVRWKHUZLVHDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHUWKHFKRLFHRIDVXLWDEOHSK\VLFDORU

FKHPLFDODQDO\WLFDOPHWKRGIRUWKHSURGXFWDQDO\VLVVKDOOEHDWWKHGLVFUHWLRQRIWKHPDQXIDFWXUHU,QFDVHVRIGLVSXWHWKHDQDO\VLVVKDOOEHFDUULHGRXWE\DODERUDWRU\DSSURYHGE\ERWKSDUWLHV,QWKLVFDVH

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 14/42

3DJH(1

%6,

WKHDQDO\VLVPHWKRGWREHXVHGVKDOOEHDJUHHGXSRQLISRVVLEOHZLWKUHIHUHQFHWRWKHFRUUHVSRQGLQJ(XURSHDQ6WDQGDUGVRU(8521250V

7KHWHQVLOHWHVWDWURRPWHPSHUDWXUHVKDOOEHFDUULHGRXWDVGHVFULEHGLQ(1JHQHUDOO\XVLQJDSURSRUWLRQDOWHVWSLHFHRIJDXJHOHQJWK / 6  6 FURVVVHFWLRQDODUHDRIWKHWHVW

 SLHFH

7KHWHQVLOHVWUHQJWKDQGHORQJDWLRQDIWHUIUDFWXUHVKDOOEHGHWHUPLQHGDQGDGGLWLRQDOO\IRUIHUULWLFPDUWHQVLWLF DQG DXVWHQLWLFIHUULWLF VWHHOV WKH SURRI VWUHQJWK DQG IRU DXVWHQLWLF VWHHOV WKHDQGSURRIVWUHQJWK

7KHWHQVLOHWHVWDWHOHYDWHGWHPSHUDWXUHVVKDOOEHGHWHUPLQHGDVGHVFULEHGLQ(1DWDWHPSHUDWXUHWREHDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHU

,IWKHWHQVLOHSURSHUWLHVVKDOOEHYHULILHGWKHSURRIVWUHQJWKVKDOOEHYHULILHGIRUIHUULWLFDQG

PDUWHQVLWLFVWHHOV)RUDXVWHQLWLFIHUULWLFVWHHOVWKHSURRIVWUHQJWKDQGWKHWHQVLOHVWUHQJWKVKDOOEHGHWHUPLQHG,QFDVHRIDXVWHQLWLFVWHHOVWKHSURRIVWUHQJWKWKHSURRIVWUHQJWKDQGWKHWHQVLOHVWUHQJWKVKDOOEHGHWHUPLQHG

8QOHVVRWKHUZLVHDJUHHGWHVWLQJVKDOOEHFDUULHGRXWDWWKHKLJKHVWWHPSHUDWXUHIRUZKLFKWKHYDOXHLVVSHFLILHGLQWKHUHOHYDQWWDEOH

7KHLPSDFWWHVWRQ91RWFKWHVWSLHFHVVKDOOEHFDUULHGRXWDVGHVFULEHGLQ(1

7KHPLQLPXPLPSDFWYDOXHVDSSO\IRUWKHPHDQRI WKUHHWHVWSLHFHV2QHLQGLYLGXDOYDOXHPD\EHORZHUWKDQWKHVSHFLILHGYDOXHSURYLGHGWKDWLWLVQRWOHVVWKDQRIWKLVYDOXH

,IWKHDERYHFRQGLWLRQVDUHQRWPHWDQDGGLWLRQDOVHWRIWKUHHWHVWSLHFHVVKDOOEHWDNHQIURPWKHVDPHVSHFLPHQDQGVKDOOEHWHVWHG,QRUGHUWRUHJDUGWKHWHVWXQLWDVDFFHSWDEOHDIWHUWHVWLQJWKHVHFRQGVHWWKHIROORZLQJUHTXLUHPHQWVVKDOODOVREHPHW

DWKHPHDQYDOXHRIVL[WHVWVVKDOOEHJUHDWHUWKDQRUHTXDOWRWKHVSHFLILHGPLQLPXPYDOXH

EQRWPRUHWKDQWZRRIWKHVL[LQGLYLGXDOYDOXHVVKDOOEHOHVVWKDQWKHVSHFLILHGPLQLPXPYDOXH

FQRWPRUHWKDQRQHRIWKHVL[LQGLYLGXDOYDOXHVVKDOOEHOHVVWKDQRIWKHVSHFLILHGPLQLPXP

YDOXH

,IWKHVHUHTXLUHPHQWVDUHQRWPHWWKHVDPSOHSURGXFWVKDOOEHUHMHFWHGDQGUHWHVWVVKDOOEHFDUULHGRXWRQWKHUHPDLQGHURIWKHWHVWXQLW

7KHUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQVKDOOEHWHVWHGLQDFFRUGDQFHZLWK(1,62

7KH%ULQHOOKDUGQHVVWHVWVKDOOEHFDUULHGRXWLQDFFRUGDQFHZLWK(1,62

'LPHQVLRQVDQGGLPHQVLRQDOWROHUDQFHVRIWKHSURGXFWVVKDOOEHWHVWHGLQDFFRUGDQFHZLWKWKHUHTXLUHPHQWVRIWKHUHOHYDQWGLPHQVLRQDOVWDQGDUGVZKHUHDYDLODEOH

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 15/42

3DJH(1

%6,

5HWHVWV

6HH(1

0DUNLQJ

7KHSURGXFWVRUWKHEXQGOHRUER[HVVKDOOEHPDUNHGLQDVXLWDEOHZD\VXFKWKDWLWLVSRVVLEOHWRGHWHUPLQHWKHFDVWWKHVWHHOJUDGHDQGWKHRULJLQRIWKHGHOLYHU\VHH7DEOH

6SHFLDOPDUNLQJPD\EHDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHU

'LPHQVLRQVLQPLOOLPHWUHV

7\SHRI WHVW

5RXQGFURVVVHFWLRQSURGXFWV 5HFWDQJXODUFURVVVHFWLRQSURGXFWV

7HQVLOH G  G  E EDE DE

,PSDFWD G  G  E EDE DE

D)RUSURGXFWVRIDURXQGFURVVVHFWLRQWKHD[LVRIWKHQRWFKLVDSSUR[LPDWHO\DGLDPHWHUIRUSURGXFWVZKLWKDUHFWDQJXODUFURVVVHFWLRQWKHD[LVRIWKHQRWFKLVSHUSHQGLFXODUWRWKHJUHDWHVWUROOHGVXUIDFH

)LJXUH3RVLWLRQRIWHVWSLHFHVIRUVWHHOEDUVPPGLDPHWHURUWKLFNQHVVORQJLWXGLQDOWHVWSLHFHV

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 16/42

3DJH(1

%6,

WUWUDQVYHUVH

)LJXUH3RVLWLRQRIWHVWSLHFHVIRUVWHHOEDUV!PPGLDPHWHURUWKLFNQHVV

WUDQVYHUVHWHVWSLHFHV

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 17/42

%6,

7DEOH&KHPLFDOFRPSRVLWLRQFDVWDQDO\VLVDRIIHUULWLFDQGPDUWHQVLWLFVWDL

6WHHOGHVLJQDWLRQ E\PDVV

QDPH QXPEHU & 6L 0Q 3 6 &U 0R PD[ PD[ PD[ PD[

IHUULWLFVWDLQOHVVVWHHO

;&U1L WR

PDUWHQVLWLFVWDLQOHVVVWHHOV E

;&U

;&U1L

;&U1L0R

;&U1L0R

WR

WR

F

F

F

WR

WR

WR

WR

WR

WR

D

(OHPHQWVQRWTXRWHGLQWKLVWDEOHVKDOOQRWEHLQWHQWLRQDOO\DGGHGWRWKHVWHHOZLWKRXWWKHDJUHHPHH[FHSWIRUILQLVKLQJWKHFDVW$OODSSURSULDWHSUHFDXWLRQVDUHWREHWDNHQWRDYRLGWKHDGGLWLRQRIV

DQGRWKHUPDWHULDOVXVHGLQSURGXFWLRQZKLFKZRXOGLPSDLUPHFKDQLFDOSURSHUWLHVDQGWKHVXLWDELOE 7LJKWHUFDUERQUDQJHVPD\EHDJUHHGDWWKHWLPHRIHQTXLU\DQGRUGHUF )RUSURGXFWVWREHPDFKLQHGDFRQWUROOHGVXOIXUFRQWHQWRIWRLVUHFRPPHQGHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 18/42

3DJH

(1

7DEOH&KHPLFDOFRPSRVLWLRQFDVWDQDO\VLVDRIDXVWHQLWLFVWDLQOHVVVWH

6WHHOGHVLJQDWLRQ E\PDVV

& 6L 0Q 3 6 1 &U &X 0R QDPH QXPEHU

PD[ PD[ PD[ PD[ PD[

;&U1L

;&U1L

;&U1L1

;&U1L

;&U1L7L

;&U1L0R

;&U1L0R1

;&U1L0R

;&U1L0R7L

;&U1L0R

;&U1L0R

;&U1L0R1;1L&U0R&X

;&U1L1E

;&U1L0R1E

;&U1L0R1

;&U1L0R

;1L&U0R&X

;&U1L0R&X1

;1L&U0R&X1

  E

  E

  E

  E

  E

  E

  E

  E

  E

  E

  E

  E

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WRWR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WRWR

WR

WR

WR

WR

WR

WR

  D (OHPHQWVQRWTXRWHGLQWKLVWDEOHVKDOOQRWEHLQWHQWLRQDOO\DGGHGWRWKHVWHHOZLWKRXWWKHDJUHHPHQWRIWKHSXUFKDVHUH[FHSWIRUILQLVKLQJWKHFDVW$OODSSURSULDWHS

HOHPHQWVIURPVFUDSDQGRWKHUPDWHULDOVXVHGLQSURGXFWLRQZKLFKZRXOGLPSDLUPHFKDQLFDOSURSHUWLHVDQGWKHVXLWDELOLW\RIWKHVWHHO  E )RUSURGXFWVWREHPDFKLQHGDFRQWUROOHGVXOIXUFRQWHQWRIWRLVUHFRPPHQGHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 19/42

%6,

7DEOH&KHPLFDOFRPSRVLWLRQFDVWDQDO\VLVDRIDXVWHQLWLFIHUULWLFVWDLQOH

6WHHOGHVLJQDWLRQ E\PDVV

& 6L 0Q 3 6 1 &U &X 0QDPH QXPEHUPD[ PD[ PD[ PD[ PD[

;&U1L0R1

;&U1L1  

;&U1L0R&X1

;&U1L0R1  

;&U1L0R&X:1

 

 

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

WR

  D (OHPHQWVQRWTXRWHGLQWKLVWDEOHVKDOOQRWEHLQWHQWLRQDOO\DGGHGWRWKHVWHHOZLWKRXWWKHDJUHHPHQWRIWKHSXUFKDVHUH[FHSWIRUILQLVKLQJWKHFDVW$OODSSURSULDW

VXFKHOHPHQWVIURPVFUDSDQGRWKHUPDWHULDOVXVHGLQSURGXFWLRQZKLFKZRXOGLPSDLUPHFKDQLFDOSURSHUWLHVDQGWKHVXLWDELOLW\RIWKHVWHHO  3DWHQWHGVWHHOJUDGH

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 20/42

3DJH

(1

%6,

7DEOH3HUPLVVLEOHSURGXFWDQDO\VLVWROHUDQFHVRQWKHOLPLWLQJYDOXHVJLYHQLQ

7DEOHVWRIRUWKHFDVWDQDO\VLV

(OHPHQW 6SHFLILHGOLPLWVFDVWDQDO\VLVE\PDVV

3HUPLVVLEOHWROHUDQFHD

E\PDVV

&DUERQ

!

6LOLFRQ

0DQJDQHVH

!

3KRVSKRUXV

6XOIXU!

 1LWURJHQ

&KURPLXP

!

&RSSHU

!

0RO\EGHQXP !

 1LRELXP

 1LFNHO

!

!

!

!

7LWDQLXP

7XQJVWHQ

D,IVHYHUDOSURGXFWDQDO\VHVDUHFDUULHGRXWRQRQHFDVWDQGWKHFRQWHQWRIDQ

LQGLYLGXDOHOHPHQWGHWHUPLQHGOLHVRXWVLGHWKHSHUPLVVLEOHUDQJHRIWKHFKHPLFDO

FRPSRVLWLRQVSHFLILHGIRUWKHFDVWDQDO\VLVWKHQLWLVRQO\DOORZHGWRH[FHHGWKH

 SHUPLVVLEOHPD[LPXPYDOXHRUWRIDOOVKRUWRIWKHSHUPLVVLEOHPLQLPXPYDOXHEXWQRW

ERWKIRURQHFDVW

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 21/42

3DJH

(1

%6,

7DEOH7\SHRISURFHVVURXWHDQGVXUIDFHILQLVKD

$EEUHYLDWLRQE 7\SHRISURFHVVURXWH

6XUIDFHILQLVK 1RWHVH

8 +RWIRUPHGQRWKHDWWUHDWHGQRW

GHVFDOHG

&RYHUHGZLWKVFDOHVSRWJURXQGLI 

QHFHVVDU\

6XLWDEOHIRUSURGXFWVWREHIXUWKHUKRWIRUPHG)RUVHPLILQLVKHGSURGXFWVJURXQG

RQDOOVLGHVFDQEHVSHFLILHG

& +RWIRUPHGKHDWWUHDWHGFQRWGHVFDOHG

&RYHUHGZLWKVFDOHVSRWJURXQGLI QHFHVVDU\

6XLWDEOHIRUSURGXFWVWREHIXUWKHU SURFHVVHG)RUVHPLILQLVKHGSURGXFWVJURXQGRQDOOVLGHVFDQEHVSHFLILHG

( +RWIRUPHGKHDWWUHDWHGFPHFKDQLFDOO\GHVFDOHG

/DUJHO\IUHHRIVFDOHEXWVRPHEODFNVSRWVPD\UHPDLQ

7KHW\SHRIPHFKDQLFDOGHVFDOLQJHJJULQGLQJSHHOLQJRUVKRWEODVWLQJLVOHIWWRWKHPDQXIDFWXUHU¶VGLVFUHWLRQXQOHVVRWKHUZLVHDJUHHG6XLWDEOHIRUSURGXFWVWREHIXUWKHUSURFHVVHG

' +RWIRUPHGKHDWWUHDWHGFSLFNOHG

)UHHRIVFDOH 7ROHUDQFH,7IJ

+RWIRUPHG

; +RWIRUPHGKHDWWUHDWHGFURXJK

PDFKLQHGSHHOHGRUURXJKWXUQHG

0HWDOOLFDOO\FOHDQ 7ROHUDQFH,7IJ

+ +HDWWUHDWHGFPHFKDQLFDOO\RUFKHPLFDOO\GHVFDOHGFROG

 SURFHVVHGG

6PRRWKDQGEULJKW6XEVWDQWLDOO\VPRRWKHUWKDQILQLVKHV('RU;

2QSURGXFWVIRUPHGE\FROGGUDZLQJZLWKRXWVXEVHTXHQWKHDWWUHDWPHQWWKHWHQVLOHVWUHQJWKLVVXEVWDQWLDOO\LQFUHDVHG

 SDUWLFXODUO\RQDXVWHQLWLFVWUXFWXUHGHSHQGLQJRQWKHGHJUHHRIIRUPLQJ7ROHUDQFH,7WR,7IJ

' &ROGSURFHVVHGGKHDWWUHDWHGF

 SLFNOHGVNLQ SDVVHG

6PRRWKHUWKDQILQLVKHV(RU'

)LQLVKIRUJRRGGXFWLOLW\

&ROG SURFHVVHG

% +HDWWUHDWHGFPDFKLQHGSHHOHGPHFKDQLFDOO\VPRRWKHG

6PRRWKHUDQGEULJKWHUWKDQILQLVKHV('RU;

3UHILQLVKIRUFORVH,62WROHUDQFHV7ROHUDQFH,7RU,7IJ

*RU* &HQWUHOHVVJURXQG 8QLIRUPILQLVK7\SHDQGGHJUHHRI JULQGLQJWREHDJUHHG

6XUIDFHURXJKQHVVFDQEHVSHFLILHG)LQLVKIRUFORVH,62WROHUDQFHV1RUPDOO\REWDLQHGIURPPDWHULDOLQILQLVKHV('+RU%7ROHUDQFH,7IJ

6SHFLDOILQLVKLQJ

 SURFHVVHV

3RU3 3ROLVKHG 6PRRWKHUDQGEULJKWHUWKDQILQLVK*RU*7\SHDQGGHJUHHRI 

 SROLVKLQJWREHDJUHHG

6XUIDFHURXJKQHVVFDQEHVSHFLILHG)LQLVKIRUFORVH,62WROHUDQFHV1RUPDOO\REWDLQHGIURPPDWHULDOLQILQLVKHV('%**RU+7ROHUDQFH,7IJ

D  1RWDOOSURFHVVURXWHVDQGVXUIDFHILQLVKHVDUHDYDLODEOHIRUDOOVWHHOVE

)LUVWGLJLWKRWIRUPHGFROGSURFHVVHGF 2QIHUULWLFDXVWHQLWLFDQGDXVWHQLWLFIHUULWLFJUDGHVWKHKHDWWUHDWPHQWPD\EHRPLWWHGLIWKHFRQGLWLRQVIRUKRWIRUPLQJDQGVXEVHTXHQWFRROLQJDUHVXFKWKDWWKHUHTXLUHPHQWVIRUWKHPHFKDQLFDOSURSHUWLHVRIWKHSURGXFWDQGWKHUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQDUHREWDLQHG

G 7KHW\SHRIFROGSURFHVVLQJHJFROGGUDZLQJWXUQLQJRUFHQWUHOHVVJULQGLQJLVOHIWWRWKHPDQXIDFWXUHU¶VGLVFUHWLRQ SURYLGHGWKDWWKHUHTXLUHPHQWVFRQFHUQLQJWROHUDQFHVRQGLPHQVLRQVDQGVXUIDFHURXJKQHVVDUHUHVSHFWHG

H 7KHQRWHVFRQWDLQLQIRUPDWLRQFRQFHUQLQJWROHUDQFHVIRUEULJKWEDUVVSHFLDODJUHHPHQWVDUHQHFHVVDU\LIVXFKLQIRUPDWLRQVKRXOGEHFRPHREOLJDWRU\7KHJLYHQVWDQGDUGWROHUDQFHJUDGHV,7DUHWDNHQIURP,62VHHDQQH[&

I  )RULQIRUPDWLRQJ 6SHFLILFWROHUDQFHZLWKLQWKHUDQJHVVKDOOEHDJUHHGXSRQDWWKHWLPHRIHQTXLU\DQGRUGHU

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 22/42

3DJH

(1

7DEOH0HFKDQLFDOSURSHUWLHVDWURRPWHPSHUDWXUHDQGPLQLPXPLPSDFWHQHUJ\IRUIHUULWLFDQGPDU

FRQGLWLRQVHH7DEOH$

6WHHOGHVLJQDWLRQ 7KLFNQHVVG  +HDWWUHDWPHQW

FRQGLWLRQ

+DUGQHVV SURRI VWUHQJWK 7HQVLOHVWUHQJWK (ORQJDWLDIWHUIUDFW

QDPH QXPEHU

PP

D +%E

PD[

 5 S

 1PPð

PLQ

 5P

 1PPð

 $

PLQ

ORQJ

IHUULWLFVWDLQOHVVVWHHO

;&U1L $ F WRF G

PDUWHQVLWLFVWDLQOHVVVWHHOV

$ F PD[F

;&UH

47 WR $ F PD[F

G 47 WR

;&U1LH

G 47 WR

$ PD[

G 47 WR

47 WR

;&U1L0RH

G 47 WR

WREHFRQWLQXHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 23/42

%6,

7DEOHFRQWLQXHG

6WHHOGHVLJQDWLRQ 7KLFNQHVV

+HDW

WUHDWPHQW

FRQGLWLRQ

+DUGQHVV SURRI 

VWUHQJWK

7HQVLOHVWUHQJWK (ORQJDWL

DIWHUIUDFW

QDPH QXPEHU

PP

D +%E

PD[

 5 S

 1PPð

PLQ

 5P

 1PPð

 $

PLQ

ORQJ

$H PD[

G 47 WR

;&U1L0R

G 47 WR

D $DQQHDOHG47TXHQFKHGDQGWHPSHUHGE 2QO\IRUJXLGDQFHF +%PD[YDOXHVPD\EHUDLVHGE\XQLWVRU 5PPD[YDOXHVPD\EHUDLVHGE\1PPIRUEDUVRIPPWKLFNQHVVKDYLQJDILQDOFROGG 7KHPLQLPXPHORQJDWLRQYDOXHPD\EHORZHUHGWRIRUEDUVRIPPWKLFNQHVVKDYLQJDILQDOFROGGHIRUPDWLRQH :DUQLQJ3URGXFWVPDGHRIWKHVHPDWHULDOJUDGHVDQGWRWKLVKHDWWUHDWPHQWFRQGLWLRQVUHVSHFWLYHO\DUHXQOLNHO\WRVX

UHTXLUHPHQWVRI'LUHFWLYH(&XQOHVVRWKHUFULWHULDDUHWDNHQLQWRDFFRXQWVHHDQQH[VHFWLRQRIWKLV'LUH

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 24/42

3DJH

(1

7DEOH0HFKDQLFDOSURSHUWLHVDWURRPWHPSHUDWXUHDQGPLQLPXPLPSDFWHQHUJ\RIDXVWHQLWLFVWHHOV

FRQGLWLRQ

VHH7DEOH$DQGUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQ

7KLFNQHVV

+DUGQHVV

DE

7HQVLOH

VWUHQJWK

 SURRIVWUHQJWK

(ORQJDWLRQ

DIWHU

IUDFWXUH

,PSDFWH

,62

6WHHOGHVLJQDWLRQ

+% 5 S 5 S 5PE

 $E

 .9

QDPH QXPEHU PP

PD[

 1PP

PLQ

-

PLQ

DW&

 1PP

PLQ

ORQJ WU ORQJ WU

;&U1L G  WR

;&U1L G  WR

;&U1L1 G  WR

;&U1L G  WR

;&U1L7L G  WR

;&U1L0R G  WR

;&U1L0R1 G  WR

;&U1L0R G  WR

;&U1L0R7L G  WR

WREHFRQWLQXHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 25/42

%6,

7DEOHFRQWLQXHG

7KLFNQHVV

+DUGQHVV

DE

7HQVLOH

VWUHQJWK

 SURRIVWUHQJWK

(ORQJDWLRQ

DIWHU

IUDFWXUH

,PSDFWH

,62

6WHHOGHVLJQDWLRQ

+% 5 S 5 S 5PE

 $E

 .9

QDPH QXPEHU PP

PD[

 1PPð

PLQ

-

PLQ

DW&

 1PPð

PLQ

ORQJ WU ORQJ WU

;&U1L0R G  WR

;&U1L0R G  WR

;&U1L0R1 G  WR

;1L&U0R&X G  WR

;&U1L1E G  WR

;&U1L0R1E G  WR

;&U1L0R1 G  WR

;&U1L0R G  WR

;1L&U0R&X G  WR

WREHFRQWLQXHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 26/42

3DJH

(1

7DEOHFRQWLQXHG

7KLFNQHVV

+DUGQHVV

DE

7HQVLOH

VWUHQJWK

 SURRIVWUHQJWK

(ORQJDWLRQ

DIWHU

IUDFWXUH

,PSDFWH

,62

6WHHOGHVLJQDWLRQ

+% 5 S 5 S 5PE

 $E

 .9

QDPH QXPEHU PP

PD[

 1PPð

PLQ

-

PLQ

DW&

 1PPð

PLQ

ORQJ WU ORQJ WU

;&U1L0R&X1 G  WR

;1L&U0R&X1 G  WR D

2QO\IRUJXLGDQFHE7KHPD[LPXP+%YDOXHVPD\EHUDLVHGE\+%RUWKHWHQVLOHVWUHQJWKYDOXHPD\EHUDLVHGE\1PPðDQGWKHPL

WRIRUEDUVRIPPWKLFNQHVVKDYLQJDILQDOFROGGHIRUPDWLRQF

:KHQWHVWHGDFFRUGLQJWR(1,62G

6HH127(WRH

5HVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQLVJLYHQIRUFURVVVHFWLRQVXSWRPPGLDPHWHUI  5HVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQLQWKHVHQVLWL]HGFRQGLWLRQLVJLYHQIRUFURVVVHFWLRQVXSWRPPGLDPHWHUZKHQW

RXWDFFRUGLQJWRPHWKRG7RI(1,62VHQ]LWL]DWLRQWUHDWPHQWRIPLQDW&&IROORZHGE\FRROLQJ 7KHVROXWLRQWUHDWPHQWPD\EHRPLWWHGLIWKHFRQGLWLRQVIRUKRWZRUNLQJDQGVXEVHTXHQWFRROLQJDUHVXFKWKDWWKHUHTXLUH

RIWKHSURGXFWDQGWKHUHVLVWDQFHWRLQWHUJUDQXODUFRUURVLRQDVGHILQHGLQ(1,62DUHREWDLQHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 27/42

%6,

7DEOH0HFKDQLFDOSURSHUWLHVDWURRPWHPSHUDWXUHDQGPLQLPXPLPSDFWHQHUJ\RIDXVWH

DQQHDOHGFRQGLWLRQVHH7DEOH$DQGUHVLVWDQFHWRLQWHUJUDQXODUFRUUR

6WHHOGHVLJQDWLRQ 7KLFNQHVV

+DUGQHVVD

+%

 SURRI VWUHQJWK

 5 S

7HQVLOH

VWUHQJWK

 5P

(ORQJD

LRQDIWHUIUDFWXUH

 $

,PSDF

,6 .

QDPH QXPEHU PP

PD[

 1PP

PLQ

 1PP

PLQ P

ORQJ

DW

&

ORQJ

;&U1L0R1 G WR

;&U1L1 G WR

;&U1L0R&X1 G WR

;&U1L0R1 G WR

;&U1L0R&X:1 G WR

D2QO\IRUJXLGDQFH

E :KHQWHVWHGDFFRUGLQJWR(1,62F

6HH127(WR

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 28/42

3DJH

(1

%6,

7DEOH0LQLPXPYDOXHVIRUWKHSURRIVWUHQJWKRIIHUULWLFDQG

PDUWHQVLWLFVWHHOVDWHOHYDWHGWHPSHUDWXUHV

6WHHOGHVLJQDWLRQ 0LQLPXPSURRIVWUHQJWK1PPðDWDWHPSHUDWXUHLQ&RI 

 5 SPLQ

QDPH QXPEHU

+HDWWUHDWPHQW

FRQGLWLRQD

IHUULWLFVWDLQOHVVVWHHO

;&U1L $

PDUWHQVLWLFVWDLQOHVVVWHHOV

;&U 47

47 ;&U1L

47

47

47 ;&U1L0R

47

47

;&U1L0R 47

D

$DQQHDOHG47TXHQFKHGDQGWHPSHUHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 29/42

%6,

7DEOH0LQLPXPYDOXHVIRUWKHDQGSURRIVWUHQJWKRIDXVWHQLWLFVWHHOVDWHOH

LQWKHVROXWLRQDQQHDOHGFRQGLWLRQVHH7DEOH$

6WHHOGHVLJQDWLRQ 0LQLPXPSURRIVWUHQJWK1PPð 5  S

PLQ 0LQLPXPSURRIVWUHQ 5  S

PLQ

DWDWHPSHUDWXUHLQ&RI QDPH QXPEHU

;&U1L

;&U1L

;&U1L1

;&U1L

;&U1L7L

;&U1L0R

;&U1L0R1

;&U1L0R

;&U1L0R7L

;&U1L0R

;&U1L0R

;&U1L0R1

;1L&U0R&X

;&U1L1E

;&U1L0R1E

;&U1L0R1

;&U1L0R

;1L&U0R&X

;&U1L0R&X1

;1L&U0R&X1

  D :KHQXVHGXSWRWHPSHUDWXUHVOLVWHGLQWKHWDEOHDQGIRUVHUYLFHWLPHVXSWRKRXUVQRLQWHUFU\VWDOOLQHFRUURVLRQZLOORFFXUZK

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 30/42

3DJH

(1

%6,

7DEOH0LQLPXPYDOXHVIRUWKHSURRIVWUHQJWKRIDXVWHQLWLFIHUULWLFVWHHOV

DWHOHYDWHGWHPSHUDWXUHVLQWKHVROXWLRQDQQHDOHGFRQGLWLRQVHH7DEOH$

6WHHOGHVLJQDWLRQ 0LQLPXPSURRI  

VWUHQJWK1PPð 5 SPLQDW

DWHPSHUDWXUH

LQ&RI 

/LPLWWHPSHUDWXUHD

LQ&

QDPH QXPEHU

;&U1L0R1

;&U1L1

;&U1L0R&X1

;&U1L0R1

;&U1L0R&X:1

D:KHQXVHGXSWRWHPSHUDWXUHVOLVWHGLQWKHWDEOHDQGIRUVHUYLFHWLPHVXSWRKRXUV

QRLQWHUFU\VWDOOLQHFRUURVLRQZLOORFFXUZKHQWHVWHGDVGHVFULEHGLQ(1,62

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 31/42

3DJH

(1

%6,

7DEOH0LQLPXPYDOXHVIRUWKHWHQVLOHVWUHQJWKRIDXVWHQLWLFVWHHOVDWHOHYDWHG

WHPSHUDWXUHVLQWKHVROXWLRQDQQHDOHGFRQGLWLRQVHH7DEOH$

6WHHOGHVLJQDWLRQ 0LQLPXPWHQVLOHVWUHQJWK1PPð

 5PPLQ

DWDWHPSHUDWXUHLQ&RI QDPH QXPEHU

;&U1L

;&U1L

;&U1L1

;&U1L

;&U1L7L

;&U1L0R

;&U1L0R1

;&U1L0R

;&U1L0R7L

;&U1L0R

;&U1L0R

;&U1L0R1

;1L&U0R&X

;&U1L1E

;&U1L0R1E

;&U1L0R1

;&U1L0R

;1L&U0R&X

;&U1L0R&X1

;1L&U0R&X1

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 32/42

3DJH

(1

%6,

7DEOH7HVWVWREHFDUULHGRXWWHVWXQLWVDQGH[WHQWRIWHVWLQJLQVSHFLILFWHVWLQJ

 1XPEHURIVDPSOHV7HVWD

7HVWXQLW

 SHUWHVWXQLW

 1XPEHURIWHVW

 SLHFHV

 SHU

VDPSOH

&KHPLFDODQDO\VLV P &DVW 7KHFDVWDQDO\VLVLVSURYLGHG

E\WKHPDQXIDFWXUHUE

7HQVLOHWHVWDWURRP

WHPSHUDWXUH

P %DWFKF

,PSDFWWHVWDWURRPWHPSHUDWXUH

PG

VDPSOHSHUNJ

PD[LPXPRISHUWHVWXQLW

IRULQGLYLGXDOEDUVRIPDVVHV

PRUHWKDQNJRQO\RQH

VDPSOHVKDOOEHWDNHQ

7HQVLOHWHVWDWHOHYDWHG

WHPSHUDWXUH

RH

7REHDJUHHGDWWKHWLPHRI 

HQTXLU\DQGRUGHU

,PSDFWWHVWDWORZ

WHPSHUDWXUH

RI 

7REHDJUHHGDWWKHWLPHRI 

HQTXLU\DQGRUGHU

5HVLVWDQFHWRLQWHUJUDQXODU

FRUURVLRQ

R 7REHDJUHHGDWWKHWLPHRI  

HQTXLU\DQGRUGHU

D

7HVWVPDUNHGZLWKD³P´PDQGDWRU\VKDOOEHFDUULHGRXWDVVSHFLILFWHVWV,QDOOFDVHVWKRVHPDUNHGZLWKDQ³R ́RSWLRQDOVKDOOEHFDUULHGRXWDVVSHFLILFWHVWVRQO\LIDJUHHG

DWWKHWLPHRIRUGHULQJE $SURGXFWDQDO\VLVPD\EHDJUHHGDWWKHWLPHRIRUGHULQJXQOHVVRWKHUZLVHDJUHHGRQH

WHVWSLHFHSHUFDVWVKDOOEHWDNHQIRUGHWHUPLQLQJWKHHOHPHQWVLQGLFDWHGZLWKQXPHULFDO

YDOXHVIRUWKHSDUWLFXODUVWHHOJUDGHLQ7DEOHVWRF (DFKEDWFKFRQVLVWVRISURGXFWVFRPLQJIURPWKHVDPHFDVW7KHSURGXFWVPXVWKDYH

EHHQVXEMHFWWRWKHVDPHKHDWWUHDWPHQWF\FOHLQWKHVDPHIXUQDFH,QWKHFDVHRID

FRQWLQXRXVIXUQDFHRULQSURFHVVDQQHDOLQJDEDWFKLVWKHORWKHDWWUHDWHGZLWKRXW

LQWHUPLVVLRQZLWKWKHVDPHSURFHVVSDUDPHWHUV

7KHVKDSHDQGVL]HRIFURVVVHFWLRQVRISURGXFWVLQDVLQJOHEDWFKPD\EHGLIIHUHQW

 SURYLGLQJWKDWWKHUDWLRRIWKHODUJHVWWRWKHVPDOOHVWDUHDVVKDOOEHHTXDORUOHVVWKDQWKUHH

G2SWLRQDOIRUDXVWHQLWLFVWHHOV

H8QOHVVRWKHUZLVHDJUHHGWHVWLQJVKDOOEHFDUULHGRXWDWWKHKLJKHVWWHPSHUDWXUHIRU

ZKLFKWKHYDOXHLVVSHFLILHGLQWKHUHOHYDQWWDEOHI 

)RUVWHHOVIRUXVHDWORZWHPSHUDWXUHV

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 33/42

3DJH

(1

%6,

7DEOH0DUNLQJRIWKHSURGXFWV

0DUNLQJRI 6\PEROD

0DQXIDFWXUHU¶VQDPHWUDGHPDUNRUORJR

6WHHOQDPHRUQXPEHU

&DVWQXPEHU

,GHQWLILFDWLRQQXPEHUE

,QVSHFWRU¶VPDUN

D 7KHV\PERO³´PHDQVWKDWWKHPDUNLQJVKDOOEHDSSOLHG

E 7KHQXPEHUVRUOHWWHUVXVHGIRULGHQWLILFDWLRQVKDOODOORZWKHSURGXFWVWREHUHODWHGWR

WKHUHOHYDQWLQVSHFWLRQFHUWLILFDWHRULQVSHFWLRQUHSRUWDQGWRWKLV(XURSHDQ6WDQGDUG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 34/42

3DJH

(1

%6,

$QQH[$

LQIRUPDWLYH

*XLGHOLQHVIRUIXUWKHUWUHDWPHQWLQFOXGLQJKHDWWUHDWPHQWLQIDEULFDWLRQ

$7KHJXLGHOLQHVJLYHQLQ7DEOHV$WR$DUHLQWHQGHGIRUKRWIRUPLQJDQGKHDWWUHDWPHQW

$)ODPHFXWWLQJPD\DGYHUVHO\DIIHFWHGJHDUHDVZKHUHQHFHVVDU\WKH\VKRXOGEHPDFKLQHG

$$VWKHFRUURVLRQUHVLVWDQFHRIVWDLQOHVVVWHHOVLVRQO\HQVXUHGZLWKDPHWDOOLFDOO\FOHDQVXUIDFH

OD\HUVRIVFDOHDQGDQQHDOLQJFRORXUVSURGXFHGGXULQJKRWIRUPLQJKHDWWUHDWPHQWRUZHOGLQJ

VKRXOGEHUHPRYHGDVIDUDVSRVVLEOHEHIRUHXVH)LQLVKHGSDUWVPDGHRIIHUULWLFDQGPDUWHQVLWLF

VWHHOVZLWKDPLQLPXPRI&UDOVRUHTXLUHWKHEHVWVXUIDFHFRQGLWLRQHJSROLVKHGLQRUGHU

WRDFKLHYHPD[LPXPUHVLVWDQFHWRFRUURVLRQ

7DEOH$*XLGHOLQHVRQWKHWHPSHUDWXUHVIRUKRWIRUPLQJDQGKHDWWUHDWPHQWDRIIHUULWLF

DQGPDUWHQVLWLFVWDLQOHVVVWHHOV

6WHHOGHVLJQDWLRQ +RWIRUPLQJ $QQHDOLQJ 4XHQFKLQJ 7HPSHULQJ

QDPH QXPEHU 7HPSHUDWXUH

&

7\SH

RI 

FRROLQJ

+HDW

WUHDWPHQW

V\PERO 7HPSHUDWXUH

&

7\SHRI 

FRROLQJ

7HPSHUDWXUH

&

7\SH

RI 

FRROLQJ

7HPSHUDWXUH

&

IHUULWLFVWDLQOHVVVWHHO

;&U1L WR DLU $ WR DLU

PDUWHQVLWLFVWDLQOHVVVWHHOV

$ WR DLU

;&U DLU47 WR RLODLU WR

$E  WR IXUQ

DLU

47 F  WR RLODLU WR

WRF 

;&U1L

WR

VORZ

FRROLQJ

47 WR RLODLU WR

$G  WR IXUQ

DLU

47 WR RLODLU WR

WR

47 WR RLODLU WR

;&U1L0R

47 WR RLODLU WR

$G  WR DLU

IXUQ

47 WR RLODLU WRH 

;&U1L0R

WR

DLU

47 WR RLODLU WR

D  7KHWHPSHUDWXUHVRIDQQHDOLQJTXHQFKLQJDQGWHPSHULQJVKDOOEHDJUHHGIRUVLPXODWHGKHDWWUHDWHGWHVWSLHFHVE  'RXEOHDQQHDOLQJPLJKWEHDGYLVDEOHF  ,QWKHFDVHWKDWWKHQLFNHOLVDWWKHORZHUVLGHRIWKHUDQJHVSHFLILHGLQ7DEOHDVLQJOHWHPSHULQJDWWR&PD\EHVXIILFLHQWG  7HPSHULQJDIWHUPDUWHQVLWLFWUDQVIRUPDWLRQH  (LWKHUKRUKDVPLQLPXPWLPH

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 35/42

3DJH

(1

%6,

7DEOH$*XLGHOLQHVRQWKHWHPSHUDWXUHVIRUKRWIRUPLQJDQGKHDWWUHDWPHQWD

RIDXVWHQLWLFVWDLQOHVVVWHHOV

6WHHOGHVLJQDWLRQ +RWIRUPLQJ 6ROXWLRQDQQHDOLQJE

QDPH QXPEHU 7HPSHUDWXUH

&

7\SHRI 

FRROLQJ

+HDW

WUHDWPHQW

V\PERO7HPSHUDWXUH

F

&

7\SHRI 

FRROLQJ

;&U1L WR

;&U1L WR

;&U1L1 WR

;&U1L WR

;&U1L7L WR

;&U1L0R WR

;&U1L0R1 WR

;&U1L0R WR

;&U1L0R7L WR

;&U1L0R WR

;&U1L0R WR

;&U1L0R1 WR

;1L&U0R&X

WR

WR

;&U1L1E WR WR

;&U1L0R1E WR WR

;&U1L0R1 WR

;&U1L0R WR

WR

;1L&U0R&X WR WR

;&U1L0R&X1 WR WR

;1L&U0R&X1 WR

DLU $7

WR

ZDWHU

DLUG

D7KHWHPSHUDWXUHVRIVROXWLRQDQQHDOLQJVKDOOEHDJUHHGIRUVLPXODWHGKHDWWUHDWHGWHVWSLHFHV

E7KHVROXWLRQDQQHDOLQJPD\EHRPLWWHGLIWKHFRQGLWLRQVIRUKRWZRUNLQJDQGVXEVHTXHQWFRROLQJDUH

VXFKWKDWWKHUHTXLUHPHQWVIRUWKHPHFKDQLFDOSURSHUWLHVRIWKHSURGXFWDQGWKHUHVLVWDQFHWRLQWHUJUDQXODU

FRUURVLRQDVGHILQHGLQ,62DUHREWDLQHGDQGPDLQWDLQHGDIWHUDQDGGLWLRQDOVROXWLRQDQQHDOLQJF 7KHORZHUHQGRIWKHUDQJHVSHFLILHGIRUVROXWLRQDQQHDOLQJVKRXOGEHDLPHGDWIRUKHDWWUHDWPHQWDVSDUW

RIIXUWKHUSURFHVVLQJEHFDXVHRWKHUZLVHWKHPHFKDQLFDOSURSHUWLHVPLJKWEHDIIHFWHG,IWKHWHPSHUDWXUH

RIKRWIRUPLQJGRHVQRWGURSEHORZWKHORZHUWHPSHUDWXUHIRUVROXWLRQDQQHDOLQJDWHPSHUDWXUHRI 

&LVDGHTXDWHDVORZHUOLPLWIRU0RIUHHVWHHOVDWHPSHUDWXUHRI&IRUVWHHOVZLWK0R

FRQWHQWVXSWRDQGDWHPSHUDWXUHRI&IRUVWHHOVZLWK0RFRQWHQWVH[FHHGLQJG

&RROLQJVXIILFLHQWO\UDSLG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 36/42

3DJH

(1

%6,

7DEOH$*XLGHOLQHVRQWKHWHPSHUDWXUHVIRUKRWIRUPLQJDQGKHDWWUHDWPHQWDRI 

DXVWHQLWLFIHUULWLFVWDLQOHVVVWHHOV

6WHHOGHVLJQDWLRQ +RWIRUPLQJ +HDW

WUHDWPHQW

V\PERO

6ROXWLRQDQQHDOLQJ

QDPH QXPEHU 7HPSHUDWXUH

&

7\SHRI 

FRROLQJ

7HPSHUDWXUH

&

7\SHRI 

FRROLQJ

;&U1L0R1 WR WR ZDWHUDLUE

;&U1L1 WR ZDWHUDLU

;&U1L0R&X1 WR ZDWHU

;&U1L0R1 WR ZDWHU

;&U1L0R&X:1

WR

DLU $7

WR ZDWHU

D7KHWHPSHUDWXUHVRIVROXWLRQDQQHDOLQJVKDOOEHDJUHHGIRUVLPXODWHGKHDWWUHDWHGWHVWSLHFHV

E &RROLQJVXIILFLHQWO\UDSLG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 37/42

3DJH

(1

%6,

$QQH[%

LQIRUPDWLYH

3UHOLPLQDU\UHIHUHQFHGDWDIRUWKHWHQVLOHVWUHQJWKRIDXVWHQLWLFIHUULWLFVWHHOVDWHOHYDWHG

WHPSHUDWXUHV

7DEOH%0LQLPXPYDOXHVIRUWKHWHQVLOHVWUHQJWKRIDXVWHQLWLFIHUULWLFVWHHOVDWHOHYDWHG

WHPSHUDWXUHVLQWKHVROXWLRQDQQHDOHGFRQGLWLRQVHH$

6WHHOGHVLJQDWLRQ 0LQLPXPWHQVLOHVWUHQJWK

 5PPLQ

 1PPð

DWDWHPSHUDWXUH

LQ&RI 

QDPH QXPEHU

;&U1L1

;&U1L0R1

;&U1L0R&X1

;&U1L0R1

;&U1L0R&X:1

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 38/42

3DJH

(1

%6,

$QQH[&

LQIRUPDWLYH

$SSOLFDEOHGLPHQVLRQDOVWDQGDUGV

(1 'LPHQVLRQVDQGWROHUDQFHVRIEULJKWVWHHOSURGXFWV

 SU(1 +RWUROOHGIODWVWHHOEDUVIRUJHQHUDOSXUSRVHV'LPHQVLRQVDQGWROHUDQFHVRQ

 VKDSHDQGGLPHQVLRQV

 SU(1 +RWUROOHGVTXDUHVWHHOEDUVIRUJHQHUDOSXUSRVHV'LPHQVLRQVDQGWROHUDQFHV

RQVKDSHDQGGLPHQVLRQV

 SU(1 +RWUROOHGURXQGVWHHOEDUV'LPHQVLRQVDQGWROHUDQFHVRQVKDSHDQG GLPHQVLRQV

 SU(1+RWUROOHGKH[DJRQVWHHOEDUV'LPHQVLRQVDQGWROHUDQFHVRQVKDSHDQG 

GLPHQVLRQV

,62 ,62V\VWHPRIOLPLWVDQGILWV3DUW%DVHVRIWROHUDQFHVGHYLDWLRQVDQGILWV

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 39/42

3DJH

(1

%6,

$QQH['

LQIRUPDWLYH

1DWLRQDO$GHYLDWLRQV

$GHYLDWLRQ1DWLRQDOGHYLDWLRQVGXHWRUHJXODWLRQVWKHDOWHUDWLRQRIZKLFKLVIRUWKHWLPHEHLQJ

RXWVLGHWKHFRPSHWHQFHRIWKH&(1&(1(/(&PHPEHU

,QWKHUHOHYDQW&(1&(1(/(&FRXQWULHVWKHVH$GHYLDWLRQVDUHYDOLGLQVWHDGRIWKHSURYLVLRQVRI 

WKH(XURSHDQ6WDQGDUGXQWLOWKH\KDYHEHHQUHPRYHG7KLV$GHYLDWLRQEHFRPHVKRZHYHULQYDOLG

ZKHQWKH(8'LUHFWLYH(&FRPHVJHQHUDOO\LQWRIRUFHDWODWHVW

6ZHGLVKQDWLRQDOOHJLVODWLYHGHYLDWLRQVRQVWDLQOHVVVWHHOEDUVIRUSUHVVXUHSXUSRVHVLQ

DFFRUGDQFHZLWK(1

7KLV(XURSHDQ6WDQGDUGLVSDUWO\QRWFRQVLGHULQJWKHVSHFLILFUHTXLUHPHQWVODLGGRZQLQ2UGLQDQFH

$)6LQFRQIOLFWZLWKWKH6ZHGLVKUHJXODWRU\V\VWHPZKLFKRQO\DFFHSWVVWHHOVIRUZKLFK

WKHVSHFLILFSURSHUWLHVDUHDGHTXDWHO\YDOLGDWHGDQGGRFXPHQWHGLQ6ZHGHQ2QO\WKHIROORZLQJ

JUDGHVJLYHQE\WKHVWHHOQXPEHUVDUHWKHUHIRUHDFFHSWHGIRUXVHLQ6ZHGHQ

$XVWHQLWLFVWHHOV

DQG

  $)6LVWKHDEEUHYLDWLRQIRUWKHVHWRIRUGLQDQFHVRIWKH6ZHGLVK1DWLRQDO%RDUGRI2FFXSDWLRQDO6DIHW\DQG

+HDOWK

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 40/42

3DJH

(1

%6,

$QQH[=$

LQIRUPDWLYH

&ODXVHVRIWKLV(XURSHDQ6WDQGDUGDGGUHVVLQJHVVHQWLDOUHTXLUHPHQWVRURWKHUSURYLVLRQVRI 

(8'LUHFWLYHV

7KLV(XURSHDQ6WDQGDUGKDVEHHQSUHSDUHGXQGHUDPDQGDWHJLYHQWR&(1E\WKH(XURSHDQ

&RPPLVVLRQDQGVXSSRUWVHVVHQWLDOUHTXLUHPHQWVRI(8'LUHFWLYH(&

:DUQLQJ2WKHUUHTXLUHPHQWVDQGRWKHU(8'LUHFWLYHVPD\EHDSSOLFDEOHWRWKHSURGXFWV

IDOOLQJZLWKLQWKHVFRSHRIWKLV(XURSHDQ6WDQGDUG

7KHFODXVHVRIWKLV(XURSHDQ6WDQGDUGDUHOLNHO\WRVXSSRUWWKHHVVHQWLDOUHTXLUHPHQWVRIVHFWLRQ

RIDQQH[³(VVHQWLDOVDIHW\UHTXLUHPHQWV´RIWKH3UHVVXUH(TXLSPHQW'LUHFWLYH(&EXWVHH

7DEOHIRRWQRWHH

&RPSOLDQFHZLWKWKLV(XURSHDQ6WDQGDUGSURYLGHVRQHPHDQVRIFRQIRUPLQJZLWKWKHVSHFLILF

HVVHQWLDOUHTXLUHPHQWVRIWKH'LUHFWLYHFRQFHUQHG

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 41/42

3DJH

(1

%6,

%LEOLRJUDSK\

(16WHHOVDQGQLFNHODOOR\VIRUIDVWHQHUVZLWKVSHFLILHGHOHYDWHGDQGRUORZWHPSHUDWXUH

 SURSHUWLHV

(1 +RWUROOHGZHOGDEOHVWHHOEDUVIRUSUHVVXUHSXUSRVHVZLWKVSHFLILHGHOHYDWHG 

WHPSHUDWXUHSURSHUWLHV

7/16/2019 12-EN_10272-E

http://slidepdf.com/reader/full/12-en10272-e 42/42

BS EN

10272:2000

BSI

389 Chiswick High Road

|||||||||||||||||||||||||||||||||||||||||||

|||||||||||||||||||||||||

||||||||||||||||||||||||||||||||||||||||||||||||||

BSI Ð British Standards Institution

BSI is the independent national body responsible for preparing British Standards. It presents the UK view on standards in Europe and at the international level. It is

incorporated by Royal Charter.

Revisions

British Standards are updated by amendment or revision. Users of British Standardsshould make sure that they possess the latest amendments or editions.

It is the constant aim of BSI to improve the quality of our products and services. Wewould be grateful if anyone finding an inaccuracy or ambiguity while using thisBritish Standard would inform the Secretary of the technical committee responsible,the identity of which can be found on the inside front cover. Tel: 020 8996 9000.Fax: 020 8996 7400.

BSI offers members an individual updating service called PLUS which ensures thatsubscribers automatically receive the latest editions of standards.

Buying standards

Orders for all BSI, international and foreign standards publications should beaddressed to Customer Services. Tel: 020 8996 9001. Fax: 020 8996 7001.

In response to orders for international standards, it is BSI policy to supply the BSIimplementation of those that have been published as British Standards, unlessotherwise requested.

Information on standards

BSI provides a wide range of information on national, European and internationalstandards through its Library and its Technical Help to Exporters Service. VariousBSI electronic information services are also available which give details on all its

 products and services. Contact the Information Centre. Tel: 020 8996 7111.

Fax: 020 8996 7048.Subscribing members of BSI are kept up to date with standards developments andreceive substantial discounts on the purchase price of standards. For details of these and other benefits contact Membership Administration. Tel: 020 8996 7002.Fax: 020 8996 7001.

Copyright

Copyright subsists in all BSI publications. BSI also holds the copyright, in the UK, of the publications of the international standardization bodies. Except as permittedunder the Copyright, Designs and Patents Act 1988 no extract may be reproduced,stored in a retrieval system or transmitted in any form or by any means ± electronic,

 photocopying, recording or otherwise ± without prior written permission from BSI.

This does not preclude the free use, in the course of implementing the standard, of necessary details such as symbols, and size, type or grade designations. If thesedetails are to be used for any other purpose than implementation then the prior written permission of BSI must be obtained.

If permission is granted, the terms may include royalty payments or a licensingagreement. Details and advice can be obtained from the Copyright Manager.Tel: 020 8996 7070.