11111111111111111111111111111111111111111111111111 ......filipino.112 mariposa loop,cubao,quezon...

1111111111111111111111111111111111111111111111111111111111111111111111111111111111111107242015001319

SECURITIES AND EXCHANGE COMMISSIONSEC Blilding, EDSA,Greenhi lls,Mandaluyong City, Metro Manila,Philippines

TeI:(632) 726-0931 to 39 Fax:(632) 725-5293 Email: [email protected]

Barcode Page

The following document has been received:

Receiv ing Officer/Encoder : Donna Encamado - COS

Receiving Branch : SEC Head Office

Receipt Date and lime : July 24, 201501 :48:21 PM

Received From : Head Office

Company Representative

Doc Source

Company Information

SEC Registration No.

Company Name

Industry Classification

Company Type

Document Information

Document 10

Doc ument Type

Document Code

Period Covered

No. of Days Late

Department

Remarks

0000010044

PHILEX MINING CORP.

Stock Corporation

107242015001319

GENERAL INFORMATION SHEET

GIS

June 24 , 2015

oCED/CFD/CRMDIM RD

----------------------------------------------------------------------GENERAL INFORMATION SHEET (GIS)

FOR THE YEAR 2015STOCK CORPORATION

GENERAL INSTRUCTIONS:1. FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL

STOCKHOLDERS' MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "NA" IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THECORPORATION OR "NONE" IF THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHERTHAN THAT STATED IN THE BY-LAWS, THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE ACTUAL DATE OFTHE ANNUAL STOCKHOLDERS' MEETING.

2. IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR.HOWEVER, SHOULD AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.

3. THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION.

4. THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGESRESULTING FROM ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT ONLY THE AFFECTEDPAGE OF THE GIS THAT RELATES TO THE NEW INFORMATION TOGETHER WITH A COVER LETTER SIGNED BY THE CORPORATE SECRETAR':'OF THE CORPORATION. THE PAGE OF THE GIS AND COVER LETTER SHALL BE SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANG!::OCCURRED OR BECAME EFFECTIVE.

5. SUBMIT FOUR (4) COPIES OF THE GIS TO THE CENTRAL RECEIVING SECTION, GROUND FLOOR, SEC BLDG., EDSA, MANDALUYONG CITY.ALL COPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER WITH A STANDARD COVER PAGE. THE PAGES OF ALL COPIES SHALLUSE ONLY ONE SIDE. CORPORATIONS SUBMITTING A COPY OF THEIR GIS ONLINE OR VIA INTERNET SHALL SUBMIT ONE (1) HARD COPY OFTHE GIS, TOGETHER WITH A CERTIFICATION UNDER OATH BY ITS CORPORATE SECRETARY THAT THE COPY SUBMITTED ONLINECONTAINS THE EXACT DATA IN THE HARD COPY.

6 . ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.7 . THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF

EXISTING LAWS, RULES AND REGULATIONS

===--========================= PLEASE PRINT LEGIBLY =================-- ---- --- -CORPORATE NAME: DATE REGISTERED:

PHILEX MINING CORPORATION

BUSINESSITRADE NAME:PHILEX MINING CORPORATION 7/19/1955

................................._....................................SEC REGISTRATION NUMBER:

FISCAL YEAR END:

10044 31 of December of everyyear

DATE OF ANNUAL MEETING PER BY-LAWS: CORPORATE TAX IDENTIFICATION

Any day in JuneNUMBER (TIN)

000-283-731-

GENERAL INFORMATION SHEETSTOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================Corporate Name : PHILEX MINING CORPORATION

A. Is the Corporation a covered person under the Anti Money LaunderingYes D No mAct (AMLA), as amended? (Rep. Acts. 9160/9164110167/10365)

Please check the appropriate box:

1.E:::I a. Banks

Jewelry dealers in precious metals, who, as aE:::I b. Offshore Banking Units 4. CJ

business, trade in precious metalsE:::I c. Quasi-BanksE:::I d. Trust EntitiesE:::I e. Non-Stock Savings and Loan AssociationsE:::I f. Pawnshopsc::::::I g. Foreign Exchage Dealers

5. C] Jewelry dealers in precious stones, who, as aE:::I h. Money Changers business , trade in precious stoneE:::I i. Remittance Agentsc::::::I j. Electron ic Money Issuers

E:::I k. Financial Institutions which Under Specia l Laws are subject toBangko Sentral ng Pilipinas' (BSP) supervision and/or Company service providers which, as a business,requlatlon, inciudinQtheir subsidiaries and affiliates. 6. provide any of the following services to third

2. parties:t:::::I a. Insurance Companies

E:::I b. Insurance Agents t:::::I a. acting as a formation agent of juridical personsE:::I c. Insurance Brokers c::=Jb. acting as (or arranging for another person to actc::::::I d. Professional Reinsurers as) a director or corporate secretary of a company,

E:::I e. Reinsurance Brokers a partner of a partnersh ip, or a similar position inc::=J f. Holding Companies relation to other juridical persons

t:::I g. Holding Company SystemsE:::I h. Pre-need Companies c::=J c. providing a registered office, business address orc::=J i. Mutual Benefit Assoc iation accommodation , correspondence or administrative

t:::::I j . All Other Persons and entities supervised and/or requlated by address for a company, a partnership or any other

the Insurance Commission (IC) legal person or arrangement

3.

t:::I a. Securities Dealers c:J d. acting as (or arranging for another person to actE:::I b. Securities Brokers as) a nominee shareholder for another personE:::I c. Securities Salesman 7. Persons who provide any of the following services:c::::::I d. Investment Houses ~a. managing of client money, securities or otherE:::I e. Investment Agents and Consultants assetsc::::::I f. Trading Adv isors t:::I b. management of bank, savings or securitiesc::::::I g. Other entities managing Securities or rendering similar services accounts

E:::I h. Mutual Funds or Open-end Investment Companies c::=J c. organization of contributions for the creation,t:::I i. Close-end Investment Companies operat ion or management of companiesE:::I j. Common Trust Funds or Issuers and other similar entitiesE:::I k. Transfer Companies and other similar entities E:::I d. creation, operation or management of juridicalt:::I I. Other entities administering or otherwise dealing in currency, persons or arrangements , and buying and selling

commodities or financial derivatives based there on business entities

c:J m. Entities administering of otherwise dealing in valuable objects S.C None of the aboveE::] n. Entities administering or otherwise dealing in cash Substitutes Describe nature of business: Mining

and other similar monetary instruments or property supervisedand/or regulated by the Securities and Exchange Commission(SEC)

B. Has the Corporation complied with the requirements on Customer DueDiligence (COD) or Know Your Customer (KYC) , record-keeping, and

Yes 0 No IZJ N/Asubmission of reports under the AMLA, as amended, since the last filing of itsGIS?

GIS_STOCK(v.2013) 1-A


==================================== PLEASE PRINT LEGIBLY ==================================CORPORATE NAME: PHILEX MINING CORPORATION

CAPITAL STRUCTURE

AUTHORIZED CAPITAL STOCK

TYPE OF SHARES· NUMBER OF PAR/STATED VALUEAMOUNT (PhP)

SHARES (No. of shares X Par/Stated Value)

---------- ----- ----------- ---------------------- -------------------------------Common _!l".o.99,-°.99,-°.99 1.00 _________ §~.9.9~.9.9~.9.9~~~_________---------- ----- ----------------------

---------- ----- ----------- -------- ------------_. -------------------------------TOTAL 8,000,000,000 TOTAL P 8,000,000,000.00

SUBSCRIBED CAPITAL

NUMBER OFNO. OF

NUMBER OFSHARES IN

PAR/STATED "10 OFFILIPINO STOCK· TYPE OF SHARES·

SHARESTHE HANDS

VALUEAMOUNT (PhP)

OWNERSHIPHOLDERS OFTHE

PUBLIC •• j-------- ---------- ----- ----------- --------_ . ---------- --------------------- -------_.___ }~~2_2§ Common _~,-9~~ ...4~~ ...8]9 ---------- 1.00 ________ ~~~~~1~~~~~~O

______~q,§9---------- ----- ----------

-------- ---------- ----- ----------- ----------- ---------- --------------------- ---------TOTAL 2,993,491,810 TOTAL TOTAL P 2,993,491,810.00

NUMBER OFFOREIGN NO. OF

NUMBER OFSHARES IN

PAR/STATED "10 OF(INDICATE BY STOCK· TYPE OF SHARES·

SHARESTHE HANDS

VALUEAMOUNT (PhP)

OWNERSHIPNATIONALITY) HOLDERS OFTHE

PUBLIC ••

----------- -------- ---------- ----- ----------- ----------- ---------- --------------------- -------_ .Various ____1.9~0_8~ Common _~ ,-9~~,-9.9? ,-2§!l _________~~1~~Q~~~~QQ _____ ~!1·11----------- ---------- ----- ----------- ----------

----------- -------- ---------- ----- ----------- ----------- ---------- --------------------- -------_ .----------- -------- ---------- ----- ----------- ----------- ---------- --------------------- -------- I

.1Percentage of Foreign Equity : TOTAL 1,946,907,258 TOTAL TOTAL P 1,946,907,258.00

TOTAL SUBSCRIBED P 4,940,399,068.00 100.00PAID·UP CAPITAL

NO. OFNUMBEROF "10 OFFILIPINO STOCK· TYPE OF SHARES· PAR/STATED VALUE AMOUNT (PhP)

HOLDERSSHARES OWNERSHIP

-------- ---------- ----- ----------- ---------------------- --------------------- -------_ ...___ }~~2_2.!5 Common _~ ...9~~,-4.!l~ ...8).9 ____________ •_______ J~QO _________~!1~~1~~~t~QO______ ~Q..§9---------- ------------- ---------- ----- ----------- ---------------------- -------------------- --------_ .-------- ---------- ----- ----------- ---------------------_. --------------------- --- - ----

TOTAL 2,993,491,810 TOTAL P 2,993,491,810.00

FOREIGN NO. OFNUMBER OF

(INDICATE BY STOCK· TYPE OF SHARES· PAR/STATED VALUE "10 OFSHARES AMOUNT (PhP) OWNERSHIF1NATIONALITY) HOLDERS

----------- -------- ---------- ----- ------------ ---------------------- --------------------- ---------___ Y!!r.lq.u_s__ ___ J.9.&8j:J Common 1,946.907 ,258 ________ J~~~~~OJ~Z5~~0 39.41

---------------- ----------- ---------------------- -------_ .----------- -------- ---------- ----- ----------- ---------------------- -------------------- -------------------- -------- ---------- ----- ----------- ---------------------- --------------------- -------_ .

TOTAL 1,946,907,258 TOTAL P 1,946,907,258.00TOTAL PAID·UP P 4,940,399,068.00 100.00

NOTE: USE ADDITIONAL SHEET IF NECESSARY. Common, Preferred or other classification•• Other than Directors, Officers, Shareholders owning 10% of outstanding shares.

GIS_STOCK (v.2013) Page 2


================================ PLEASE PRINT LEGIBLY ================================CORPORATE NAME: PHILEX MINING CORPORATION

DIRECTORS I OFFICERS

NAME, NATIONALITY AND STOCK EXEC.TAX IDENTIFICATION NO.

INC'R BOARD SEX OFFICER (TIN) FOR FILIPINOS ANDCURRENT RESIDENTIAL ADDRESS HOLDER COMM.

FOREIGNERS1. MANUEL V. PANGILINAN N C M Y Chairman N/C TIN 914-481-801

Filipino, 10/F PLDT MGO Building, Dela Rosacor Leoasoi St. Makati City

2. JUAN B. SANTOS N M M Y Vice- CIC TIN 125-382-111Filipino, 26 Malipato St. Valle Verde III, Pasig Chairman N/MCity

3. EULALIO B. AUSTIN, JR. N M M Y President and TIN 131-691-825Filipino, No. 56, Rd. 3, Triniville Housing, CEO

Tornav. La Trinidad Benouet4. MARILYN A. VICTORIO-AQUINO N Y AIM TIN 116-283-658

Filipino, MGO Building, Legaspi corner Dela M FRosa Streets Makati City

5. ELIZA BETTINA R. ANTONIO N M M Y NM TIN 209-291-981Filipino, #5 Fifth St., New Manila, Quezon City

6. ROBERT C. NICHOLSON N Y AIM TIN 433-057-177British, Two Exchange Square, 8 Connaught M M C/MPlace Central Hono Kono SAR N/M

7. EDWARD A. TORTORICI N Y C/M TIN 229-667-833American, 39D North Pacific Plaza Towers, M MTaouio City

8. BIENVENIDO E. LAGUESMA N Y TIN 115-321-434Filipino, No. 19 Acacia Street, South Green M MPark Villaoe Tandano Sora Q.C.

g. OSCAR J. HILADO N M Y NC TIN 123-535-799Filipino.112 Mariposa Loop, Cubao, Quezon City I C/M

10. WILFREDO A. PARAS N M Y NM TIN 192-727-614Filipino, 600PalicoSt., Ayala Alabang, Muntinlupa I C/MCity N/M

11 . BARBARA ANNE C. MIGALLOS N M F Y Corp. Sec. TIN 102-774-312Filipino, 623 Diamond Street, PosadasVillace Muntinlupa City

12. DANNY Y. YU N M Y SVP, CFO& TIN 108-787-408Filipino, St. Francis Shangri-la Place, St. Compliance

Francis St. Mandaluvono City Officer

13. MANUEL A. AGCAOILI N N SVP& TIN 110-819-85426 Bogambilya st. Tahanan Village, M Resident

Paranaoue Manager14. BENJAMIN DEODATO R. GARCIA N N SVP- Human TIN 118-569-827

Filipino, 1802-A Skyland Plaza Cond., 2302 M Resource

Sen. Gil J . Puvat Ave. Makati City15. MICHAEL T. TOLEDO N N SVP- TIN 102-936-677

Filipino, 9A Avignon Tower, 144 HV Dela M CorporateCosta St Salcedo Villaoe Makati City Affairs

INSTRUCTIONS:FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

FOR BOARDCOLUMN. PUT "C" FOR CHAIRMAN. "M" FOR MEMBER,"I"FOR INDEPENDENTDIRECTOR.FORINC'RCOLUMN. PUT 'Y' IFAN INCORPORATOR,"N"IFNOT.FOR STOCKHOLDER COLUMN, PUT 'Y' IFASTOCKHOLDER,"N" IFNOT.FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IFAN OFFICER. FROM VPUP INCLUDINGTHE POSITIONOF THE TREASURER,

SECRETARY, COMPLIANCE OFFICER ANDIOR ASSOCIATED PERSON.FOR EXECUTIVECOMMITIEE. INDICATE "C"IFMEMBER OF THE COMPENSATION COMMITIEE; "N FOR AUDIT COMMITIEE; "N" FOR NOMINATION

ANDELECTION COMMITIEE. ADDITIONALLY WRITE"C" AFTERSLASHIF CHAIRMANAND "M" IFMEMBER.


GENERAL INFORMATION SHEETSTOCK COR PORATION

================================ PLEASE PRINT LEGIBLY ================================CORPORATE NAME: PHILEX MINING CORPORATION

DIRECTORS I OFFICERS

NAME , NATIONALITY AND STOCK EXEC .TAX IDENTIFICATION NO.

INC'R BOARD SEX OFFICER (TIN) FOR FILIPINOS MIDCURRENT RESIDENTIAL ADDRESS HOLDER COMM.

FOREIGNERS16. REDEMPTA P. BALUDA N F N VP - TIN 131-693-317

Filipino, Parisas Compound, Richview Square, Exploration

Bakakeno. Baouio Citv17. VICTOR A. FRANCISCO N N VP- TIN 117-214-983

Filipino , 39A-1 Napib Street, Brgy. Kaunlaran, M Environmen

Cubao Quezon Citv t& Comrel

18. RAYMUND BRETT C. MEDEL N M N VP & Chief TIN 102-091-931Filipino, 6 Madison Street, Parkwoods Subdivision, InformationMaybunga, Pasig City Officer

19.

20.

21.

22.

23.

24.

25.

26.

27.

28.

29.

30.

INSTRUCTIONS:

FORSEXCOLUMN, PUT"F" FOR FEMALE, "M" FOR MALE.FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.FOR INC'R COLUMN, PUT"Y" IF AN INCORPORATOR, "N" IF NOT.FORSTOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.FOROFFICER COLUMN, INDICATEPARTICULAR POSITION IF AN OFFICER, FROMVP UP INCLUDING THE POSITIONOF THE TREASURER,

SECRETARY, COMPLIANCE OFFICERAND/OR ASSOCIATED PERSON.FOR EXECUTIVE COMMITIEE, INDICATE"C" IF MEMBER OF THE COMPENSATION COMMITIEE; "A" FOR AUDIT COMMITTEE; "N" FORNOMINATION

AND ELECTION COMMITIEE. ADDITIONALLY WRITE"C" AFTERSLASHIF CHAIRMAN AND "M" IF MEMBER.

GIS_STOCK (v.2013) Page4


=====-=-----=----------------=== PLEASE PRINT LEGIBLY ======================-----=-=-=CORPORATE NAME: PHILEX MINING CORPORATION .

TOTAL NUMBER OF STOCKHOLDERS: 44,315 NO.OF STOCKHOLDERS WITH100OR MORESHARES EACH:36,945

TOTALASSETS BASEDONLATESTAUDITED FINANCIALSTATEMENTS: Php 29,570,297,000

STOCKHOLDER'S INFORMATION

SHARES SUBSCRIBED

NAME, NATIONALITY AND AMOUNT PAID TAXIDENTIFICATION NO."I. OF (TIN)FORFILIPINOS ANDCURRENT RESIDENTIAL ADDRESS AMOUNT (PhP)TYPE NUMBER OWNER· FOREIGNERS(PhP) SHIP

1. ASIA LINK BV CS 1,023,275,990 1,023,275,990 .00 20.71 1,023,275,990.00 TIN 201-907-431-000

Dutch

Prins Bemhardplein 200 1097 JB Amsterdam,The Netherlands TOTAL 1,023,275,990 1,023,275,990.00

2. SOCIAL SECURITY SYSTEM CS 1,017,238,529 1,017,238,529 .00 20.59 1,017,238 ,529.00 TIN 000-728-944

Filipino

Loan & Investment Office 7/F SSS Bldg., EastAve., Quezon City TOTAL 1,017,238,529 1,017,238,529.00

3. PCD NOMINEE CORP. FILIPINO CS 773,581,066 773,581,066.00 15.66 773,581 ,066.00 TIN 004-774-849 -000

Filipino

37/F Tower I, The Enterprise Center 6766Ayala Ave. Makati City TOTAL 773,581,066 773,581,066.00

4. TWO RIVERS PACIFIC HOLDINGS CORP . CS 738,871,510 738,871,510 .00 14.96 738,871 ,510.00 TIN 006-875-737

Filipino

10/F MGO Bldg., Legaspi cor. Dela Rosa Sts.,Makati City TOTAL 738,871,510 738,871,510.00

5. KIRTMAN LIMITED CS 242,011 ,062 242,011,062 .00 4.90 242,011,062.00 TIN 431-504-776-000

British

24/F Two Exchange Square 8, ConnaughtPlace , Central Hongkong SAR TOTAL 242,011,062 242,011,062.00

6. PCD NOMINEE CORP . NON FILIPINO CS 239,996,782 239,996,782 .00 4.86 239,996,782.00 TIN 004-774-845-000

Foreign

37/F Tower I, The Enterprise Center 6766Ayala Ave. Makati City TOTAL 239,996,782 239,996,782.00

7. MAXELLA LIMITED CS 239,479 ,900 239,479,900 .00 4.85 239,479,900.00 TIN 416-882-492-000"

British

24/F Two Exchange Square 8, ConnaughtPlace , Central Hongkong SAR TOTAL 239,479,900 239,479,900.00

TOTAL AMOUNT OF SUBSCRIBED CAPITAL 4,274,454,839.00 86.52TOTAL AMOUNT OF PAID-UP CAPITAL 4,274,454,839.00

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

Note: For PDre Nominee included in the list, please indicate further the beneficial owners owning more than 5%ofany class of the company's voting securities.Attach separate sheet, If necessary.

GIS_STOCK (v.2013) Page5


=-=====---------====-----------= PLEASE PRINT LEGIBLY - -====================-==- =-====CORPORATE NAME: PHILEX MIN ING CORPORATION

TOTAL NUMBER OF STOCKHOLDERS: 44,315 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 36,945

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: Php 29,570,297,000


SHARES SUBSCRIBED

NAME, NATIONALITY AND AMOUNT PAIDTAX IDENTIFICATION NO.

"10 OF (TIN) FOR FILIPINOSANDCURRENT RESIDENTIAL ADDRESS AMOUNT (PhP)TYPE NUMBER OWNER· FOREIGNERS(PhP) SHIP

8. THE FIRST NATIONAL INVESTMENT CO . es 12,195,042 12,195,042.00 0.25 12,195,042.00 TIN 000-764-741Filipino

KM 14 South Super Highway, Parariaque City

TOTA L 12,195,042 12,195,042.00

9. MAKATI SUPERMARKET CORP. es 8,353,226 8,353,226.00 0.17 8,353,226.00 TIN 229-667-833Filip ino

2fF ODC International Plaza Cond ., 219Salcedo St. Makati City TOTA L 8,353,226 8,353,226.00

10. ESTATE OF ALLEN CHAM es 6,720,476 6,720,476.00 0.14 6,720,476.00 TIN 125-382-111Filip ino

500-508 Sto . Cristo St. , Man ila

TOTAL 6,720,476 6,720,476.00

11. ESTATE OF EUDALDO BOIX es 5,025,422 5,025,422.00 0.10 5,025,422 .00 TheTaxIdentfication NumberAmerican

(TIN) of this stockholderis notknown to the corporationandis

Via Augusta, 195-8 Barcelona 6, Spa in not in thecorporate records.Thestockholder hasnot been

TOTAL 5,025,422 5,025,422.00 in contad withthe corporatlon.

---12. PHILIPPINE REMNANTS CO ., INC. CS 4,875,000 4,875,000.00 0.10 4,875,000.00 TIN 0~o-137.1)6 < I

Filip ino

2134 Pasong Tamo St., Makati City

TOTAL 4,875,000 4,875,000 .00

13. MANUEL V. PANGILINAN es 4,655,000 4,655,000.00 0.09 4,655,000.00 TIN 914-481-801Filip ino

10/F MGO Building , Legaspi comer Dela RosaSts. Makati City TOTAL 4,655,000 4,655,000 .00

14. FRANK PAO es 3,639,260 3,639,260.00 0.07 3,639,260.00 TheTaxIdentificationNumber IOther Alien

(TIN)of thisstockholder is notknown to the corporauca and ~I

clo Mr. Dalton T. Chen, Yut ivo Inve st. Corp., not in thecorporate r"':;'Jf'1s.

1007 U.N Ave ., Manila Thestockholder hasn,.been rTOTAL 3.639,260 3,639,260.00 in contactwith the corporancn.TOTAL AMOUNT OF SUBSCRIBED CAPITAL 4,319,918,265.00 87.44

TOTAL AMOUNT OF PAID ·UP CAPITAL 4,319,918,265.00

INSTRUCT ION: SPECIFY THE TOP 20 STOCKHOL DERS AND INDI CATE THE REST AS OTHERSNote: For PDre Nominee included in the lis t, please indicate tanner the beneficial owners owning more than 5%of any class of the company's voting securities.Attach separate sheet, if necessary.



-=-=-==-==-=---=======-===--==-= PLEASE PRINT LEGIBLY =-=-===============--=-=-===--==CORPORATE NAME: PHILEX MINING CORPORATION

TOTAL NUMBER OF STOCKHOLDERS: 44,315 NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: 36,945

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: Php 29,570,297,000


SHARES SUBSCRIBED

NAME, NATIONALITY AND AMOUNT PAIDTAX IDENTIFICATION NO.

"I. OF (TIN) FOR FILIPINOSANDCURRENT RESIDENTIAL ADDRESS AMOUNT (PhP)TYPE NUMBER OWNER· FOREIGNERS(PhP) SHIP

15. RELIGIOUS OF TH E VIRGIN MARY - B CS 3,125 ,777 3,125 ,777 .00 0.06 3,125,777 .00 TIN040-001-074-257

2 14 N. Domingo sr, Quezon CityTOTAL 3,125,777 3,125,777.00

16. EST. OF BOIX & PETRA HERNANDO CS 3,093,203 3,093 ,203 .00 0.06 3,093 ,203.00 TheTax IdentificationNumber

American(TIN)of this stockholder is notknown to the corporationandis

Via Augu sta, 195-8 Barcelona 6, Spain notin thecorporate records.Thestockholder hasnotbeen in

TOTAL 3,093,203 3,093,203.00 contad withthecorporation.

17. PAU LINO &lO R ELENA DE UGARTE CS 3,068 ,143 3,068 ,143.00 0.06 3,068,143.00 TheTax Identification Numt>ef

Filip ino(TIN)of thisstockholderis II0tknown to the corporationandis

cl o Mario Ugarte, Abo itiz & Co ., Banilad Cebu notin the corporate records.

City Thestockholder has notbeeninTOTAL 3,068,143 3,068,143.00 contad with the corporation.

18. CAROL JOAN REIF cs 2,974 ,086 2,974 ,086.00 0.06 2,974,086.00 The TaxIdentification NumberAmerican

(TIN) of this stockholder is notknown to thecorporation andis

24C Tu scany Apartment Ayala Avenue, notin thecorporate records.

Makati City The stockholder has not been inTOTAL 2,974,086 2,974,086.00 contad withthe corporation.

19. ROB IN JOHN PETTYFER CS 2,644,747 2,644,747.00 0.05 2,644,747.00 TIN282-846-924-000

Forei gn

Gen. Malvar St., Brgy . San Antonio Pas ig City-

TOTAL 2,644,747 2,644,747.00 ..

20. ESTATE OF JOSE TAN VAN 000 CS 2,569,251 2,569 ,251 .00 0.05 2,569 ,251 .00 The Tax Identification

Filip ino Number (TIN) of thisstockholder is not known

2392 Mabolo St. , Dasmarinas Village, Maka ti to the corporation and isCity TOTAL 2,569,251 2,569,251.00 not in the corporate

records. The stockho lder

21. OTHERS - stockholders CS 603 ,005 .596 603 ,005,596.00 12.21 603 ,005 ,596 .00

TOTAL 603,005,596 603 ,005,596.00

TOTAL AMOUNT OF SUBSCRIBED CAPITAL 4,940.399,068.00 100.00TOTAL AMOUNT OF PAID·UP CAPITAL 4,940,399,068.00 .

INSTR UCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

Note: For PDrC Nominee included in the list, please indicate further the beneficial owners owning more than 5%of any class of the company's voting securities.Attach separate sheet, if necessary.



= = = ==: ====::========= ===::===== =====~ PLEASE PRINT LEGIBLY =========== === === ============= ====: =CORPORATE NAME: PHILEX MINING CORPORATION

1. INVESTMENT OF CORPORATE AMOUNT (PhP) DATE OF BOARD RESOLUTIONFUNDS IN ANOTHER CORPORATION1.1 STOCKS 3,876,696,000 various

1.2 BONDS/COMMERCIAL PAPER N/A N/A(Issued bv Private Corporations)

1.3 LOANSI CREDITSI ADVANCES 11,272,934,000 various

1.4 GOVERNMENT TREASURY BILLS N/A N/A

1.5 OTHERS N/A N/A

2. INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS DATE OF BOARD DATE OFSECONDARY PURPOSES (PLEASE SPECIFY:) RESOLUTION STOCKHOLDERS

....................................................................................................................................................... RATIFICATIONN/A N/A N/A

3. TREASURY SHARES N/A % AS TO THE TOTALNO. OF SHARES NO. OF SHARES

ISSUED

N/A N/A

4. UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR Php 5,376,118,0005. DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR: (As of 31 December 2014)

TYPE OF DIVIDEND AMOUNT (PhP) DATE DECLARED~

5.1 CASH 395,062,000 2/26 and 10/29

5.2 STOCK N/A N/A

5.3 PROPERTY N/A N/A

TOTAL N/A N/A

6. ADDITIONAL SHARES ISSUED DURING THE PERIOD :

DATE NO. OF SHARES AMOUNT

various 3,403,000 3,403,000

SECONDARY L1CENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY: *NAME OF AGENCY: SEC BSP ICTYPE OF Certificate of Permit to Offer Securities for

N/A N/AL1CENSE/REGN. Sale lListed Company)

DATE ISSUED:July 26, 1993 N/A N/A

DATE STARTED July 19, 1955 N/AOPERATIONS: N/A

TOTAL ANNUAL COMPENSATION OF TOTAL NO. OF OFFICERS TOTAL NO. OF RANK & TOTAL MANPOWERDIRECTORS DURING THE PRECEDING 11 FILE EMPLOYEES COMPLEMENT

FISCAL YEAR Php 10,461 ,000 1,491 2,063

-t he Corporation alsohasMineraiProductionshanns Aweements(MPsAS! andotherminerai aweements WIth the PMpplnesovernment.


I, BARBARA ANNE C. MIGALLOS, Corporate Secretary, OF THE ABOVE-MENTIONED(NAME) (POSITION)

CORPORATION DECLARE UNDER THE PENALTY OF PERJURY, THAT ALL MATTERS SET FORTH IN THIS GENERALINFORMATION SHEET WHICH CONSISTS OF TEN (10) PAGES HAVE BEEN MADE IN GOOD FAITH, DULY VERIFIED BYME AND TO THE BEST OF MY KNOWLEDGE AND BELIEF, ARE TRUE AND CORRECT.

I UNDERSTAND THAT THE FAILURE OF THE CORPORATION TO FILE THIS GIS FOR FIVE (5) CONSECUTIVEYEARS SHALL BE CONSTRUED AS NON-OPERATION OF THE CORPORATION AND A GROUND FOR THEREVOCATION OF THE CORPORATIONS CERTIFICATE OF INCORPORATION. IN THIS EVENTUALITY, THECORPORATION HEREBY WAIVES ITS RIGHT TO A HEARING FOR THE SAID REVOCATION.

DONE THIS 24TH DAY OF JULY, 2015 IN MAKATI CITY.

~~HNOTARY PU~~~~ OF MAKATI

APPOINTMENT NO. M-511 (2014-2015)COMMISSION EXPIRES ON DECEMBER 31, 2015

..,.. Floor. The PHINMA Plaza, 39 PlazaDriveRockwell center.Malcati City 1210

PTRNo. 4754331; 1-7-15; MAKATIOTVISPO.R. No. 0984869; 1-7-15; Manila IV

TIN 251·644·865ROLL NO. 63507, MAY2014

DOC. NO: 3m :PAGE NO. -=,f:BOOK NO. ~:SERIES OF 2015. :

SUBSCRIBED AND SWORN to before me this 24th day of July 2015, affiant exhibiting to me her Community TaxCertificate No. 02416846 issued on 7 January 2015 at Makati City, and her Passport No. EC0356963 issued on 20 February2014 at DFA Manila, expiring on 19 February 2019 bearing her photograph and signature, in accordance with Rule II, Section 12and Rule IV Section 2 (b) of the 2004 Rules on Notarial Practice.\

R1542015 PX GIS (22JUL15)spp52/glen

GIS_STOCK (v.2013)Page 9

REPUBLIC OF THE PHILIPPINES)MAKATI CITY ) 5.5.

AFFIDAVIT

I, BARBARA ANNE C. MIGALLOS, of legal age, Filipino, with office address atthe r: Floor, Phinma Plaza, 39 Plaza Drive Rockwell Center, Makati City, Metro Manila,after having been sworn in accordance with law, hereby certify under oath:

1. I am the duly elected and incumbent Corporate Secretary of PHILEXMINING CORPORATION (the "Corporation"), with principal office address at PhilexBuilding, 27 Brixton Street, Pasig City, Metro Manila.

2. The Corporation filed its General Information Sheet (GIS) in view of theAnnual Stockholders' Meeting held on 24 June 2015. The said GIS does not indicate theTaxpayers Identification Numbers (TINs) of some of its top twenty stockholders. TheCorporation exerted best efforts to obtain all of the TINs of the said stockholders.However, it was unable to complete the same either because the stockholder isdeceased or because of the difficulty of contacting the said stockholders, many of whomno longer reside at their addresses indicated in the records of the Corporation.However, the Corporation was able to secure the TINs of the top stockholders owningmore than 85% of the outstanding capital stock.

3. The Corporation undertakes to submit to the SEC any additional TINs ofthe top twenty stockholders that it may hencefort ecure. ....

SUBSCRIBED AND SWORN to before me this 24th day of July 2015, affiantexhibiting to me her Community Tax Certificate No. 02416846 issued on 7 January2015 at Makati City, and her Passport No. EC0356963 issued on 20 February 2014at DFA Manila, expiring on 19 February 2019 bearing her photograph and signature ,in accordance with Rule II, Section 12 and Rule IV Section 2 (b) of the 2004 Ruleson Notarial Practice.

Doc No.: 3g{;Page No.: 71 ;Book No.:-L-;Series of 2015.

RI54 2015 PX GIS AI!Id ofUndel1Bl:Ing ""TINs (23JU.15) spp52of1lOquel

~~HI~OTA~~~;'AND IN THE arv OFMAKATIAPPOI TMENT NO. M-511 (2014-2015)

COMMIS 0 E>'J'IRES ON DECEMBER 31.2015~ Floor.Th PHINMA Plaza. 39Plaza Drtve

Rockwell Center. Malaltl City 1210PTR No.4754331; 1-7-15;MAKATI CJ1YIBP on No. 0984869; 1-7-15; 11 IV

TIN 251-644-865ROU NO. 63507. MAY 2014

11111111111111111111111111111111111111111111111111 ......filipino.112 mariposa loop,cubao,quezon...

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