Limit Order Protection Roll Out Schedule

Symbol Corp Name DateBIO Bio Rad Laboratories Inc 3/27/2017BIOA BioAmber Inc. 3/27/2017BPL Buckeye Partners Int Unit 3/27/2017CINR Ciner Resources LP 3/27/2017COT Cott Corporation 3/27/2017CSTM Constellium N.V. 3/27/2017DCI Donaldson 3/27/2017DCP DCP Midstream LP 3/27/2017DDC Dominion Diamond Corporation 3/27/2017ECT Eca Marcellus Trust I 3/27/2017GVA Granite Construction 3/27/2017HNR Harvest Natural Resources 3/27/2017IDT IDT Corporation 3/27/2017MIC Macquarie Infrastructure Corp. 3/27/2017MLM Martin Marietta Materials 3/27/2017MTR Mesa Royalty Tr Utben Int 3/27/2017MVO MV Oil Trust 3/27/2017NDRO Enduro Royalty Trust 3/27/2017PBT Permian Basin Rty Tr Unit Ben 3/27/2017PER Sand Ridge Permian Trust 3/27/2017SB Safe Bulkers Inc 3/27/2017SD SandRidge Energy Inc. 3/27/2017SDR Sand Ridge Mississippian Trst Ii 3/27/2017SDT Sand Ridge Mississippian Trust I 3/27/2017STC Stewart Information Services 3/27/2017WMLP Westmoreland Resrc Partners L.P 3/27/2017WTM White Mountains Insurance Group 3/27/2017AHL PRB ASPEN Insurance Holding Limited 3/28/2017AHL PRC Aspen Insurance Holdings Limited 3/28/2017AHL PRD Aspen Insurance Holdings Limited 3/28/2017ARH PRC Arch Capital Group Ltd 3/28/2017ARU Ares Capital Corporation 3/28/2017ASB PRC Associated Banc-Corp 3/28/2017ASB PRD Associated Banc-Corp 3/28/2017AT Atlantic Power Corporation 3/28/2017BFS PRC Saul Centers Inc. 3/28/2017BGCA BGC Partners Inc. 3/28/2017BLK Blackrock 3/28/2017BXC Bluelinx Holdings Inc. 3/28/2017BZH Beazer Homes Usa 3/28/2017CBT Cabot 3/28/2017CHMT Chemtura Corporation 3/28/2017CTB Cooper Tire & Rubber 3/28/2017CXW CoreCivic Inc. 3/28/2017CYD China Yuchai International 3/28/2017

DFS PRB Discover Financial Services 3/28/2017DTLA PR Brkfld DTLA Fd Off Trst Inv Inc. 3/28/2017E Eni SpA 3/28/2017EVTC Evertec Inc. 3/28/2017FGP Ferrellgas Partners 3/28/2017GAM PRB General American Investors Co 3/28/2017GDV PRA The Gabelli Dividend & Income 3/28/2017GDV PRD Gabelli Dividend & Income Trust 3/28/2017GDV PRG Gabelli Dividend & Income Trust 3/28/2017GGZ PRA The Gabelli Gbl Sm & Mid Cap Val 3/28/2017GRX PRA The Gabelli Healthcare & Wellnes 3/28/2017GRX PRB The Gabelli Healthcare & Wellnes 3/28/2017GUT PRA Gabelli Utility Trust (the) 3/28/2017GUT PRC Gabelli Utility Trust 3/28/2017HHS Harte-Hanks Inc. 3/28/2017HUBB Hubbell Incorporated 3/28/2017IO Ion Geophysical Corporation 3/28/2017JPW Nuveen Flexible Invstment Fd 3/28/2017KMT Kennametal 3/28/2017KYN PRF Kayne Anderson MLP Investment Co 3/28/2017NFG National Fuel Gas Nj 3/28/2017PL PRC Protective Life Corp 3/28/2017PL PRE Protective Life Corporation 3/28/2017PUK PR Prudential Public Limited Co 3/28/2017PUK PRA Prudrntial Public Limited Co 3/28/2017QTS QTS Realty Trust Inc. 3/28/2017RNR Renaissance Re Holdings Ltd 3/28/2017RUBI The Rubicon Project Inc. 3/28/2017SCM Stellus Capital Investment Corp. 3/28/2017SCQ Stellus Capital Investment Corp. 3/28/2017SEP Spectra Engy Parters Lp 3/28/2017SMG The Scotts Miracle- Gro Co 3/28/2017STE STERIS plc 3/28/2017SYX Systemax 3/28/2017VAL Valspar 3/28/2017ADM Archer Daniels Midland 3/29/2017AGD Alpine Global Dynamic Dividend 3/29/2017AM ANTERO MIDSTREAM PARTNERS LP 3/29/2017AMC AMC Entertainment Holdings Inc. 3/29/2017AMFW AMEC Foster Wheeler plc 3/29/2017AOD Alpine Total Dynamic Dividend Fd 3/29/2017AR Antero Resources Corporation 3/29/2017ASB Associated Banc-Corp 3/29/2017ASGN On Assignment Inc. 3/29/2017ATKR Atkore International Group Inc. 3/29/2017AWP Alpine Global Premier Properties 3/29/2017BTO John Hancock Financial Opport Fd 3/29/2017CBA ClearBridge American Energy MLP 3/29/2017

CEM Clearbridge Energy Mlp Fund Inc 3/29/2017CLB Core Laboratories N V 3/29/2017COG Cabot Oil & Gas Corporation 3/29/2017CTR ClearBridge Energy MLP Fund Inc. 3/29/2017CVEO Civeo Corporation 3/29/2017DCA Virtus Total Return Fund 3/29/2017EL Estee Lauder Companies 3/29/2017EMO Clrbridge Enrgy Mlp Opp Fd Inc 3/29/2017EOT Eaton Vance Nat Mun Opp Tst 3/29/2017ETJ Eaton Vance Risk Mgnt Divd Eq In 3/29/2017EXTN Exterran Corporation 3/29/2017FCB FCB Financial Holdings Inc. 3/29/2017FMO Fiduciary/Claymore MLP Optnty Fd 3/29/2017FSB Franklin Financial Network Inc. 3/29/2017GBAB Guggenheim Taxable Muni Mgd Dur 3/29/2017GOLF Acushnet Holdings Corp. 3/29/2017H Hyatt Hotels Corporation 3/29/2017HIE Miller/Howard High Incm Equ Fd 3/29/2017HLF Herbalife Ltd 3/29/2017HST Host Hotels & Resorts 3/29/2017IHG InterContinental Hotels Group 3/29/2017INVN Invensense Inc 3/29/2017KFY Korn/Ferry International 3/29/2017KMM Deutsche Multi-Market Incm Trust 3/29/2017KR Kroger 3/29/2017LGF A Lions Gate Entertainment Corp. 3/29/2017LGF B Lions Gate Entertainment Corp. 3/29/2017LYB Lyondellbasell Industries Nv 3/29/2017MAIN Main Street Capital Corporation 3/29/2017MAN Manpowergroup 3/29/2017MCN Madison Cvd Call & Eqty Stgy Fnd 3/29/2017MCR Mfs Charter Income Trust 3/29/2017MIE Cohen & Steers MLP Incm & Energy 3/29/2017MIN MFS Intermediate Income Trust 3/29/2017MRIN Marin Software Incorporated 3/29/2017MSP Madison Strategic Sector 3/29/2017NJR New Jersey Resources 3/29/2017OEC Orion Engineered Carbons S.A. 3/29/2017ONDK On Deck Capital Inc. 3/29/2017PCI PIMCO Dynamic Crdt & Mtg Inc Fnd 3/29/2017PKO Pimco Income Opportunity Fund 3/29/2017PPR Voya Prime Rate Trust 3/29/2017PQ Petroquest Energy Inc Wd 3/29/2017PSF Cohen & Steers Select Pfd Fd Inc 3/29/2017PVH PVH Corporation 3/29/2017STAG Stag Industrial Inc 3/29/2017TBI Trueblue Inc 3/29/2017TCS The Container Store Group Inc. 3/29/2017

TRMR Tremor Video Inc. 3/29/2017TY Tri-Continental Corporation 3/29/2017USA Liberty All Star Equity Fund 3/29/2017VCRA Vocera Communications Inc 3/29/2017VFC V F 3/29/2017VGI Virtus Gbl Multi Sector Income 3/29/2017W Wayfair Inc. 3/29/2017WRK WESTROCK COMPANY 3/29/2017XOM Exxon Mobil 3/29/2017XTLY Xactly Corporation 3/29/2017ZBH Zimmer Biomet Holdings Inc. 3/29/2017ZF Zweig Fund 3/29/2017AGI Alamos Gold Inc. 3/30/2017AGX Argan Inc 3/30/2017ATHM Autohome Inc. 3/30/2017AUO AU Optronics Corp. 3/30/2017AXON Axovant Sciences Ltd. 3/30/2017BXE Bellatrix Exploration Ltd. 3/30/2017CEO CNOOC Limited 3/30/2017CHT Chunghwa Telecom Co Ltd 3/30/2017CHU China Unicom Hong Kong Limited 3/30/2017CLA Capitala Finance Corp. 3/30/2017CMCM Cheetah Mobile Inc. 3/30/2017CXE MFS High Income Municipal Trust 3/30/2017CXH MFS Investment Grade Muni Trust 3/30/2017DCM NTT DOCOMO Inc. 3/30/2017DFIN Donnelley Financial Solutions 3/30/2017DRD DRDGOLD Ltd. 3/30/2017DTF DTF Tax Free Income Inc. 3/30/2017EHIC eHi Car Services Limited 3/30/2017ETX Eaton Vance Municipal Incm Trust 3/30/2017FPF First Trust Intermediate Dur Pfd 3/30/2017FT Franklin Universal Trust 3/30/2017GMRE Global Medical REIT Inc. 3/30/2017GPRK GeoPark Limited 3/30/2017JHA Nuveen High Inc Dec 2018 Tgt Trm 3/30/2017JHB Nuveen High Inc Nov 2021 Tgt Trm 3/30/2017JHD Nuveen High Inc Dec 2019 Tgt Fnd 3/30/2017JHY Nuveen High Inc 2020 Target Term 3/30/2017JMM Nuveen Multi-Market Income Fund 3/30/2017JRS NuveenReal Estate Incom 3/30/2017KEP Korea Electric Power 1/2 Shr 3/30/2017KT KT Corporation 3/30/2017LCI Lannett Company Inc. 3/30/2017LEJU Leju Holdings Limited 3/30/2017LKSD LSC Communications Inc. 3/30/2017LPL LG Display Co Ltd 3/30/2017MMD MainStay Defined Muni Opp Fund 3/30/2017

MTU Mitsubishi Ufj Financial Group 3/30/2017MX Magnachip Semiconductor Corp 3/30/2017MYOV Myovant Sciences Ltd. 3/30/2017NAC Nuveen Calif Quality Muni Income 3/30/2017NAN Nuveen NY Quality Muni Income 3/30/2017NBD Nuveen Build Am Bond Opp Fd 3/30/2017NCA Nuveen California Mun Val Fund 3/30/2017NCB Nuveen California Municipal Val 3/30/2017NEV Nuveen Enhanced Municipal Value 3/30/2017NEWR New Relic Inc. 3/30/2017NMZ Nuveen Municipal High Income Opp 3/30/2017NOAH Noah Holdings Limited 3/30/2017NOM Nuveen MO Quality Muni Income 3/30/2017NORD Nord Anglia Education Inc. 3/30/2017NUW Nuveen ATM - Free Muni Val Fd 3/30/2017NVGS Navigator Holdings Ltd. 3/30/2017NXN Nuveen Ny Select Tx Free 3/30/2017NXR Nuveen Select Tax Free Inc # 3 3/30/2017NYV Nuveen New York Municipal Val Fd 3/30/2017OAKS Five Oaks Investment Corp. 3/30/2017OAKS PRA Five Oaks Investment Corp. 3/30/2017PES Pioneer Energy Services Corp. 3/30/2017RIV RiverNorth Opportunities Fund 3/30/2017RRD R.R. Donnelley & Sons Company 3/30/2017SA Seabridge Gold Inc 3/30/2017SCE PRF Sce Trust I 3/30/2017SCE PRG SCE Trust II 3/30/2017SCE PRH SCE Trust III 3/30/2017SCE PRJ SCE TRUST IV 3/30/2017SCE PRK SCE TRUST V 3/30/2017SHG Shinhan Financial Group Co Ltd 3/30/2017SKM Sk Telecom 3/30/2017SMI Semiconductor Manufacturing Intl 3/30/2017TDOC Teladoc Inc. 3/30/2017TGS Transportadora De Gas Del Sur 3/30/2017VIPS Vipshop Holdings Limited 3/30/2017VMO Invesco Muni Opp Trst 3/30/2017WBAI 500.com Limited 3/30/2017YRD Yirendai Ltd. 3/30/2017ZAYO Zayo Group Holdings Inc. 3/30/2017ZPIN Zhaopin Limited 3/30/2017AAN Aarons Inc 4/3/2017AB Alliance Bernstein Holding L P 4/3/2017ABB ABB Ltd. 4/3/2017ACCO ACCO Brand Corp. 4/3/2017ACV AllianzGI Div Inc & Convert Fund 4/3/2017AEO American Eagle Outfitters Inc 4/3/2017AES PRC AES Corporation (The) Class C P 4/3/2017

AGC Advent Claymore Conv Sec & Incme 4/3/2017AHL ASPEN Insurance Holding Limited 4/3/2017AIZ Assurant Inc 4/3/2017ALLY PRA Gmac Capital Trust I 4/3/2017ALX Alexanders 4/3/2017AME Ametek 4/3/2017AMID American Midstream Partners Lp 4/3/2017ANF Abercrombie & Fitch 4/3/2017AOS A.O. Smith Corporation 4/3/2017APB Asia Pacific Fund 4/3/2017APF Morgan Stanley Asia Pacific Fund 4/3/2017APU Amerigas Partners 4/3/2017ARCH Arch Coal Inc. 4/3/2017ARL American Realty Investors 4/3/2017ARMK Aramark 4/3/2017ASPN Aspen Aerogels Inc. 4/3/2017ATU Actuant Corp 4/3/2017AVK Advent Claymore Convertible & Fd 4/3/2017AVY Avery International 4/3/2017AXP American Express 4/3/2017AYI Acuity Brands Inc Holding Co 4/3/2017BABA Alibaba Group Holding Limited 4/3/2017BANC Banc of California Inc. 4/3/2017BC Brunswick 4/3/2017BCO Brink's 4/3/2017BDC Belden Inc. 4/3/2017BDC PRB Belden Inc. 4/3/2017BEL Belmond Ltd. 4/3/2017BFAM Bright Horizons Family Solutions 4/3/2017BGC General Cable Corporation 4/3/2017BHLB Berkshire Hills Bancorp Inc. 4/3/2017BOH Bank Of Hawaii Corporation 4/3/2017BOX Box Inc. 4/3/2017BRK A Berkshire Hathaway 4/3/2017BRS Bristow Group 4/3/2017BRX Brixmor Property Group Inc. 4/3/2017BX The Blackstone Group Lp 4/3/2017BYD Boyd Gaming 4/3/2017CAB Cabela's Inc 4/3/2017CAL Caleres Inc. 4/3/2017CBI Chicago Bridge & Iron Nv 4/3/2017CBK Christopher & Banks Corporation 4/3/2017CBL CBL & Aaaociates Properties Inc. 4/3/2017CCP Care Capital Properties Inc. 4/3/2017CCS Century Communities Inc. 4/3/2017CE Celanese Corp 4/3/2017CEB CEB Inc. 4/3/2017CEE Central Europe Russia &Turkey Fd 4/3/2017

CHN China Fund 4/3/2017CHS Chico's Fas Inc 4/3/2017CHSP Chesapeake Lodging Trust 4/3/2017CIVI Civitas Solutions Inc. 4/3/2017CLD Cloud Peak Energy Inc 4/3/2017CLW Clearwater Paper Corporation 4/3/2017CNK Cinemark Holdings Inc. 4/3/2017CNS Cohen & Steers Inc 4/3/2017COF WS Capital One Financial Corp 4/3/2017COH Coach 4/3/2017CORR CorEnergy Infrastructure Trust 4/3/2017COTY Coty Inc. 4/3/2017CPS Cooper-Standard Holdings Inc. 4/3/2017CRCM Care.com Inc. 4/3/2017CRH CRH Public Limited Co. 4/3/2017CSS CSS Industries Inc. 4/3/2017CSV Carriage Services 4/3/2017CUBI Customers Bancorp Inc. 4/3/2017CVX Chevron Corporation 4/3/2017CWEI Clayton Williams Energy Inc. 4/3/2017DD Du Pont De Nemours E I 4/3/2017DDS Dillards 4/3/2017DECK Deckers Outdoor Corporation 4/3/2017DEX Delaware Enhanced Global Fund 4/3/2017DG Dollar General Corporation 4/3/2017DHT DHT Holdings Inc. 4/3/2017DIN DineEquity Inc. 4/3/2017DOC Physicians Realty Trust 4/3/2017DPZ Domino's Pizza Inc 4/3/2017DQ Daqo New Energy Corp 4/3/2017DRI Darden Restaurants 4/3/2017DST DST Systems Inc. 4/3/2017DSX Diana Shipping Inc 4/3/2017DV DeVry Education Group Inc. 4/3/2017DVA DaVita Inc. 4/3/2017DVMT Dell Technologies Inc. 4/3/2017EAB Entergy Arkansas Inc. 4/3/2017EAE Entergy Arkansas Inc. 4/3/2017EAI Entergy Arkansas Inc. 4/3/2017EE El Paso Electric 4/3/2017EEA European Equity Fund Inc 4/3/2017EEQ Enbridge Energy Management Llc 4/3/2017ELC Entergy Louisiana LLC 4/3/2017ELJ Entergy Louisiana LLC 4/3/2017ELU Entergy Louisiana LLC 4/3/2017EMD Western Asset Emerging Markets 4/3/2017EME Emcor Group 4/3/2017EMP Entergy Mississippi Inc. 4/3/2017

ENJ Entergy New Orleans Inc. 4/3/2017ENO Entergy New Orleans Inc. 4/3/2017EOD Wells Fargo Global Div & Op Fund 4/3/2017EP PRC El Paso Energy Cap Tr I Cv 4/3/2017EQCO Equity Commonwealth 4/3/2017ERF Enerplus Resources Fund 4/3/2017EROS Eros International Plc 4/3/2017ESE ESCO Technologies Inc. 4/3/2017ESRT Empire State Realty Trust Inc. 4/3/2017ETG Eaton Vance Tax Advantaged 4/3/2017ETH Ethan Allen Interiors 4/3/2017ETO Eaton Vance Tax-advantaged 4/3/2017ETY Eaton Vance Tax Managed Diversi 4/3/2017EVF Eaton Vance Senior Income Trust 4/3/2017EVN Eaton Vance Muni Inc Tr 4/3/2017EXG Eaton Vance Tax-managed Fd 4/3/2017EXPR Express Inc 4/3/2017EZT Entergy Texas Inc. 4/3/2017FAM Frt Trust/aberdeen Gbl Opp Fd 4/3/2017FBHS Fortune Brands Home & Sec Inc 4/3/2017FCH Felcor Lodging Trust 4/3/2017FCN FTI Consulting Inc. 4/3/2017FCPT Four Corners Property Trust Inc 4/3/2017FCT First Trst Senior Fr Inc Fd Ii 4/3/2017FDC First Data Corporation 4/3/2017FDEU First Trust Dyn Eur Eq Incom Fnd 4/3/2017FDS Factset Research Systems 4/3/2017FEO First Trust /aberdeen Emerging 4/3/2017FF FutureFuel Corp. 4/3/2017FFC Flaherty & Crumrine Pr Sec In Fd 4/3/2017FIT Fitbit Inc. 4/3/2017FLOW SPX FLOW Inc. 4/3/2017FMC FMC Corporation 4/3/2017FOF Cohen & Steers Closed-end Opp Fd 4/3/2017FRA Blackrock Floating Rate Income 4/3/2017FSS Federal Signal 4/3/2017FUN Cedar Fair 4/3/2017GCP GCP Applied Technologies Inc. 4/3/2017GCV Gabelli Convertible & Income Fd 4/3/2017GDL The GDL Fund 4/3/2017GDL PRB The GDL Fund 4/3/2017GES Guess 4/3/2017GFY Western Asset Variable Rate 4/3/2017GGT Gabelli Multimedia Trust 4/3/2017GIL Gildan Activewear 4/3/2017GIM Templeton Global Income Fund 4/3/2017GJP Synthetic Fixed-income Strats 4/3/2017GJR Synthetic Fixed Income Sec 4/3/2017

GLP Global Partners Lp 4/3/2017GM WSB General Motors Company 4/3/2017GNK Genco Shipping & Trading Limited 4/3/2017GNT GAMCO Nat Rsrc Gld & Incm Trst 4/3/2017GNW Genworth Financial Inc 4/3/2017GPS Gap 4/3/2017GRA Grace Wr & Co 4/3/2017GTN Gray Television Class B 4/3/2017GTN A Gray Television Class A 4/3/2017GTS Triple-s Management Corp 4/3/2017GTT GTT Communications Inc. 4/3/2017GWR Genesee & Wyoming Inc 4/3/2017GWRE Guideware Software Inc 4/3/2017HCJ CL HCI Group Inc. 4/3/2017HEI HEICO Corp. 4/3/2017HEI A Heico Cla 4/3/2017HES PRA Hess Corporation 4/3/2017HGH The Hartford Financial Srvcs Grp 4/3/2017HI Hillenbrand Inc 4/3/2017HIFR InfraREIT Inc. 4/3/2017HIX Western Asset High Income Fund 4/3/2017HJV MS Structured Asset Corp. 4/3/2017HL PRB Hecla Mining Cum Cv Pfd B 4/3/2017HNI HNI Corporation 4/3/2017HNP Huaneng Power Interational 4/3/2017HOG Harley Davidson 4/3/2017HRI Herc Holdings Inc. 4/3/2017HSEA HSBC Holdings plc 4/3/2017HSEB HSBC Holdings plc 4/3/2017HT Hersha Hospitality Trust 4/3/2017HTY John Hancock Tax Adv Gbl Shr Fd 4/3/2017HTZ Hertz Global Holdings Inc. 4/3/2017HW Headwaters Inc 4/3/2017HXL Hexcel 4/3/2017HYB New Amer High Income Fund 4/3/2017ICB Morgan Stanley Income Sec. Inc 4/3/2017IDE Voya Infrast Indust and Mat Fd 4/3/2017IGR ING Clarion Gbl Real Est Inc Fd 4/3/2017IHD Voya Emrg Mkt Hi Inc Div Eqty Fd 4/3/2017IID Voya Intl Hi Div Eqty Incm Fd 4/3/2017IIF Morgan Stanley India Inv Fd 4/3/2017IIM Invesco Value Muni In Trst 4/3/2017INB Cohen & Strs Gbl Inc Builder Inc 4/3/2017INF Brkfld Gbl Lst Infra Incm Fd Inc 4/3/2017INGR Ingredion Incorporated 4/3/2017INSI Insight Select Income Fund 4/3/2017INVH Invitation Homes Inc. 4/3/2017IP International Paper 4/3/2017

IQI Invesco Qlty Muni Incom Trst 4/3/2017IRL The New Ireland Fund 4/3/2017IRM Iron Mountain Inc. (REIT) 4/3/2017ITT ITT Inc. 4/3/2017IX ORIX Corporation 4/3/2017JAX J. Alexander's Holdings Inc. 4/3/2017JBN Select Asset Inc. 4/3/2017JBR Select Asset Inc 4/3/2017JE Just Energy Group Inc 4/3/2017JEQ Aberdeen Japan Eqty Fd Inc. 4/3/2017JFC JPMorgan China Region Fund Inc. 4/3/2017JMPB JMP Group Inc. 4/3/2017JMPC JMP Group Inc. 4/3/2017JMT Nuveen Mortgage Oppty Trm Fd 2 4/3/2017JOF Japan Smaller Capitalization Fd 4/3/2017JPI Nuveen Pfd and Income Term Fund 4/3/2017KAR KAR Auction Services Inc. 4/3/2017KIM Kimco Realty 4/3/2017KMI PRA Kinder Morgan Inc. 4/3/2017KMI WS Kinder Morgan Inc 4/3/2017KNOP KNOT Offshore Partners LP 4/3/2017KNX Knight Transportation Inc 4/3/2017KOP Koppers Holdings Inc 4/3/2017KORS Michael Kors Holding Lmtd 4/3/2017KSS Kohl's 4/3/2017KSU Kansas City Southern 4/3/2017LCII LCI Industries 4/3/2017LFGR Leaf Group Ltd. 4/3/2017LFL LATAM Airlines Group S.A. 4/3/2017LLL L3 Technologies Inc. 4/3/2017LN LINE Corporation 4/3/2017LNN Lindsay Corporation 4/3/2017LNT Alliant Energy 4/3/2017LRN K 12 Inc 4/3/2017LXP PRC Lexington Realty Trust 6.5% 4/3/2017LYG Lloyds Banking Group Plc 4/3/2017LYV Live Nation Entertainment Inc 4/3/2017MCS Marcus 4/3/2017MDP Meredith 4/3/2017MED Medifast Inc 4/3/2017MEP Midcoast Energy Partners L.P. 4/3/2017MODN Model N Inc. 4/3/2017MTN Vail Resorts 4/3/2017MUJ Blackrock Munihldings Nj Qual Fd 4/3/2017MUS Blackrock Muniholdings Qual Fd 4/3/2017MVT Blackrock Munivest Fund Ii 4/3/2017MWA Mueller Water Products 4/3/2017MXE Mexico Equity & Income Fund 4/3/2017

MXF Mexico Fund 4/3/2017MXL Maxlinear Inc 4/3/2017MYC Blackrock Muniyield Cal Fund 4/3/2017MYD Blackrock Muniyield Fund Inc. 4/3/2017MYI Blackrock Muniyield Qual Fd Iii 4/3/2017MZF Managed Duration Inv Grd Muni Fd 4/3/2017NAO Nordic American Offshore Ltd. 4/3/2017NAT Nordic American Tankers Limited 4/3/2017NCV AllianzGI Convertible & Incm Fd 4/3/2017NCZ AllianzGI Cv & Income Fund II 4/3/2017NGVC Natural Grocers by Vitamin Ctge 4/3/2017NIE AllianzGI Equity & Cv Income Fd 4/3/2017NMI Nuveen Municipal Income Fund 4/3/2017NMT Nuveen MA Quality Muni Income 4/3/2017NMY Nuveen MD Quality Muni Income 4/3/2017NNY Nuveen New York Mun Val Fund 4/3/2017NOK Nokia 4/3/2017NPK National Presto Inds 4/3/2017NPV Nuveen VA Quality Muni Income 4/3/2017NQP Nuveen PA Qualty Muni Income 4/3/2017NRE NorthStar Realty Europe Corp. 4/3/2017NSL Nuveen Senior Income Fund 4/3/2017NSP Insperity Inc 4/3/2017NTB Bank of N.T. Butterfield & Son 4/3/2017NTC Nuveen CT Quality Muni Income 4/3/2017NTEST Z NYSE Test Symbol 4/3/2017NTX Nuveen Tx Quality Muni Income 4/3/2017NVO Novo Nordisk A/s 4/3/2017NVRO Nevro Corp. 4/3/2017NX Quanex Building Products Corp 4/3/2017NXQ Nuveen Select Tax Free Inc #2 4/3/2017OB Onebeacon Insurance Group Ltd 4/3/2017OCIP OCI Partners LP 4/3/2017OI Owens-illinois 4/3/2017OIBR C Oi SA 4/3/2017OMAA OM Asset Management plc 4/3/2017OPY Oppenheimer Holdings Inc 4/3/2017ORCL Oracle Corporation 4/3/2017OXM Oxford Industries 4/3/2017PAR PAR Technology Corporation 4/3/2017PB Prosperity Bancshares Inc 4/3/2017PCF Putnam High Income Securities Fd 4/3/2017PCG PG&E Corporation 4/3/2017PCM PCM Fund Inc. 4/3/2017PDM Piedmont Office Realty Trust Inc 4/3/2017PDT John Hancock Premium Dividnd Fnd 4/3/2017PEP PepsiCo Inc. 4/3/2017PF Pinnacle Foods Inc. 4/3/2017

PHG Koninklijke Philips N.V. 4/3/2017PHI PLDT Inc. 4/3/2017PIM Putnam Master Interm Inc Fund 4/3/2017PIY Merrill Lynch Depositor Inc 4/3/2017PKG Packaging Corp Of America 4/3/2017PKI PerkinElmer Inc. 4/3/2017PLD Prologis Inc 4/3/2017PMM Putnam Managed Muni Incm Trust 4/3/2017PNW Pinnacle West Capital 4/3/2017POR Portland General Electric 4/3/2017PSA Public Storage 4/3/2017PSB PS Business Parks Inc 4/3/2017PTR Petrochina 4/3/2017PWE Penn West Energy Petroleum Ltd 4/3/2017PWR Quanta Services 4/3/2017QSR Restaurant Brands Intl Inc. 4/3/2017QTWO Q2 Holdings Inc. 4/3/2017RCI Rogers Communications 4/3/2017RCL Royal Caribbean Cruises 4/3/2017RE Everest Re Group 4/3/2017REV Revlon 4/3/2017RFP Resolute Forest Products Inc 4/3/2017RGR Sturm Ruger & Co 4/3/2017RH RH 4/3/2017RL Ralph Lauren Corporation 4/3/2017RLH Red Lion Hotels Corp 4/3/2017RM Regional Management Corp 4/3/2017RMAX RE/MAX Holdings Inc. 4/3/2017ROP Roper Technologies Inc. 4/3/2017RY Royal Bank Of Canada 4/3/2017RYI Ryerson Holding Corporation 4/3/2017SAN Banco Santander S A 4/3/2017SAP SAP SE 4/3/2017SBS Companhia De Saneamento Basico 4/3/2017SCG Scana 4/3/2017SEE Sealed Air Cv Pfd Stk Ser A 4/3/2017SEM Select Medical Holdings Corp 4/3/2017SFE Safeguard Scientifics 4/3/2017SGF Aberdeen Singapore Fund Inc. 4/3/2017SIX Six Flags Entertainment Corp 4/3/2017SJM J M Smucker 4/3/2017SJT San Juan Basin Royalty Tr 4/3/2017SMFG Sumitomo Mitsui Financial Gp Inc 4/3/2017SNP China Petroleum & Chem Corp 4/3/2017SO Southern 4/3/2017SPB Spectrum Brands Holdings Inc 4/3/2017SQ Square Inc. 4/3/2017SRE Sempra Energy 4/3/2017

SRT Startek 4/3/2017ST Sensata Technologies Holding N V 4/3/2017STI PRA Suntrust Banks Inc 4/3/2017STI PRE SunTrust Banks Inc. 4/3/2017STL Sterling Bancorp 4/3/2017STN Stantec Inc 4/3/2017STT PRC State Street Corporation 4/3/2017STT PRD State Street Corporation 4/3/2017STT PRE State Street Corporation 4/3/2017STT PRG State Street Corporation 4/3/2017SUPV Grupo Supervielle S.A. 4/3/2017SWFT Swift Transportation Company 4/3/2017SWM Schweitzer-mauduit International 4/3/2017SXC SunCoke Energy Inc. 4/3/2017SXCP SunCoke Energy Partners L.P. 4/3/2017TCP Tc Pipelines Lp 4/3/2017TD Toronto Dominion Bank 4/3/2017TDF Templeton Dragon Fund 4/3/2017TGNA TEGNA Inc. 4/3/2017THO Thor Industries 4/3/2017THS Treehouse Foods Inc 4/3/2017TI Telecom Italia 4/3/2017TI A Telecom Italia 10 Svg 4/3/2017TISI Team Inc 4/3/2017TKF Turkish Inv Fund 4/3/2017TLK Peru Perseroan P T Telekom Indsa 4/3/2017TM Toyota Motor 4/3/2017TRC Tejon Ranch 4/3/2017TRP Transcanada 4/3/2017TRR Trc Companies 4/3/2017TSN Tyson Foods 4/3/2017TSNU Tyson Foods Inc. 4/3/2017TTM Tata Motors Limited 4/3/2017TV Grupo Televisa 4/3/2017TWTR Twitter Inc. 4/3/2017TXT Textron Of Del 4/3/2017TYL Tyler Technologies 4/3/2017UAM Universal American Corp 4/3/2017UAN Cvr Partners Lp 4/3/2017UBS UBS Group AG 4/3/2017UFS Domtar Corporation 4/3/2017UGI Ugi 4/3/2017UHT Universal Health Rlty Tr Sbi 4/3/2017VER Vereit Inc. 4/3/2017VER PRF Vereit Inc. 4/3/2017VIV Telefonica Brasil S A 4/3/2017VJET voxeljet AG 4/3/2017VR PRA Validus Holdings Ltd. 4/3/2017

VTR Ventas 4/3/2017WBS PRE Webster Financial Corp 4/3/2017WEC WEC Energy Group Inc. 4/3/2017WEX WEX Inc. 4/3/2017WFC PRJ Wells Fargo & Company 4/3/2017WFC PRN Wells Fargo & Company 4/3/2017WFC PRO Wells Fargo & Company 4/3/2017WFC PRP Wells Fargo & Company 4/3/2017WFC PRQ Wells Fargo & Company 4/3/2017WFC PRR Wells Fargo & Company 4/3/2017WFC PRT Wells Fargo & Company 4/3/2017WFC PRV Wells Fargo & Company 4/3/2017WFC PRW Wells Fargo & Company 4/3/2017WFC PRX Wells Fargo & Company 4/3/2017WFE PRA Wells Fargo Real Estate Inv Corp 4/3/2017WPC W. P. Carey Inc. (REIT) 4/3/2017WRB W R Berkley Corp 4/3/2017WRB PRB W.R. Berkley Corporation 4/3/2017WRB PRC W.R. Berkley Corporation 4/3/2017WRB PRD W.R. Berkley Corporation 4/3/2017WWAV The WhiteWave Foods Company 4/3/2017WWW Wolverine World Wide 4/3/2017WYN Wyndham Worldwide Corp 4/3/2017XIN Xinyuan Real Estate Co Ltd 4/3/2017YUM Yum Brands 4/3/2017YUMC Yum China Holdings Inc. 4/3/2017ZTO ZTO Express (Cayman) Inc. 4/3/2017AA Alcoa Corporation 4/10/2017AAMC Altisource Asset Management Corp 4/10/2017AAP Advance Auto Parts Inc 4/10/2017AAU Almaden Minerals Ltd 4/10/2017ABE Abrden Emerg Mkts Sm Co Opp FD 4/10/2017ABEV Ambev S.A. 4/10/2017ABG Asbury Automotive Group Inc 4/10/2017ABM ABM Industries Inc. 4/10/2017ABX Barrick Gold 4/10/2017ACP Avenue Income Credit Strat Fd 4/10/2017ACU Acme United 4/10/2017ACY AeroCentury Corp 4/10/2017ADC Agree Realty 4/10/2017ADGE American Dg Energy Inc 4/10/2017ADK Adcare Health System 4/10/2017ADK PRA Adcare Health Systems Inc 4/10/2017ADNT Adient plc 4/10/2017ADPT Adeptus Health Inc. 4/10/2017AE Adams Res Energy Inc 4/10/2017AEB Aegon N.v. 4/10/2017AED Aegon N.v. 4/10/2017

AEE Ameren 4/10/2017AEH Aegon N.v. 4/10/2017AEK Aegon N.v. 4/10/2017AEUA Anadarko Petroleum Corporation 4/10/2017AF PRC Astoria Financial Corporation 4/10/2017AFSD AFLAC Incorporated 4/10/2017AFT Apollo Senior Floating Rate Fund 4/10/2017AG First Majestic Silver Corp 4/10/2017AGM Fed Agricul Mtg Clc Non Voting 4/10/2017AGM A Fed Agricultural Mtg Cla Voting 4/10/2017AGM PRA Federal Agricultural Mort. Corp 4/10/2017AGM PRB Federal Agricultural Mtge Corp. 4/10/2017AGM PRC Federal Agricultural Mtge Corp. 4/10/2017AIB Apollo Investment Corporation 4/10/2017AIF Apollo Tactical Income Fund Inc. 4/10/2017AIG American Intl Group 4/10/2017AIG WS American International Group Inc 4/10/2017AIII ACRE Realty Investors Inc. 4/10/2017AINC Ashford Inc. 4/10/2017AIRI Air Industries Group 4/10/2017AIT Applied Industrial Technologies 4/10/2017AIV Apartment Investment & Mgmt 4/10/2017AIY Apollo Investment Corporation 4/10/2017AJG Arthur J Gallagher & Co 4/10/2017AJX Great Ajax Corp. 4/10/2017AKG Asanko Gold Inc. 4/10/2017AKS AK Steel Holdings Corproation 4/10/2017ALEX Alexander & Baldwin Inc. 4/10/2017ALL Allstate 4/10/2017ALL PRA The Allstate Corporation 4/10/2017ALL PRB The Allstate Corporation 4/10/2017ALL PRC The Allstate Corporation 4/10/2017ALL PRD The Allstate Corporation 4/10/2017ALL PRE The Allstate Corporation 4/10/2017ALL PRF The Allstate Corporation 4/10/2017ALN American Lorain Corporation 4/10/2017ALR Alere Inc 4/10/2017ALR PRB Alere Inc 4/10/2017ALV Autoliv 4/10/2017AMBR Amber Road Inc. 4/10/2017AMPE Ampio Pharmaceuticals Inc. 4/10/2017AMS American Shared Hosp 4/10/2017AMT American Tower 4/10/2017AMT PRA American Tower Corporation 4/10/2017AMT PRB American Tower Corporation 4/10/2017AN AutoNation Inc. 4/10/2017ANH Anworth Mortgage Asset Corp 4/10/2017ANH PRA Anworth Mortgage Asset 4/10/2017

ANH PRB Anworth Mortgage Asset Corp 4/10/2017ANH PRC Anworth Mortgage Asset Corp 4/10/2017AOI Alliance One International Inc. 4/10/2017AON AON Corporation 4/10/2017APC Anadarko Petroleum 4/10/2017APD Air Prod Chem 4/10/2017APFH AdvancePierre Foods Holdings 4/10/2017APHB AmpliPhi Biosciences Corporation 4/10/2017APO Apollo Global Management Llc 4/10/2017APO PRA Apollo Global Management LLC 4/10/2017APT Alpha Pro Tech 4/10/2017APTS Preferred Apartment Communities 4/10/2017ARCO Arcos Dorados Holdings Inc 4/10/2017ARE Alexandria Real Estate Equities 4/10/2017ARE PRD Alexandria Real Estate Equities 4/10/2017ARE PRECL Alexandria Real Estate Equities 4/10/2017ARES Ares Management L.P. 4/10/2017ARNC Arconic Inc. 4/10/2017ARNC PR Arconic Inc. 4/10/2017ARNC PRB Arconic Inc. 4/10/2017AROC Archrock Inc. 4/10/2017ARR PRA Armour Residential Reit Inc 4/10/2017ARR PRB Armour Residential REIT Inc. 4/10/2017ARW Arrow Electronics 4/10/2017ASA ASA Gold and Precious Metals Ltd 4/10/2017ASB WS Associated Banc-Corp 4/10/2017ASH Ashland Global Holdings Inc. 4/10/2017ASM Avino Silver & Gold Mines Ltd 4/10/2017ASR Grupo Aeroportuario Del Sureste 4/10/2017AST Asterias Biotherapeutics Inc. 4/10/2017AST WS Asterias Biotherapeutics Inc. 4/10/2017ATEST MKT Tick Pilot Test Sym-Control 4/10/2017ATEST A MKT Tick Pilot Test Sym-G1 4/10/2017ATEST B MKT Tick Pilot Test Sym-G2 4/10/2017ATEST C MKT Tick Pilot Test Sym-G3 4/10/2017ATEST Z NYSE MKT Test Symbol 4/10/2017ATH Athene Holding Ltd. 4/10/2017ATI Allegheny Technologies Inc. 4/10/2017ATNM Actinium Pharmaceuticals Inc. 4/10/2017ATR Aptargroup 4/10/2017AUMN Golden Minerals Company 4/10/2017AUXO Auxilio Inc. 4/10/2017AUY Yamana Gold Inc 4/10/2017AVAL Grupo Aval Acciones y Valores SA 4/10/2017AVB Avalon Bay Communities 4/10/2017AVH Avianca Holdings S.A. 4/10/2017AVP Avon Products Inc 4/10/2017AVT Avnet 4/10/2017

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CFR PRA Cullen/Frost Bankers Inc. 4/10/2017CH Aberdeen Chile Fund Inc 4/10/2017CHA China Telecom Corporation Lmt 4/10/2017CHCT Community Healthcare Trust Inc 4/10/2017CHD Church & Dwight Co Inc 4/10/2017CHGG Chegg Inc. 4/10/2017CI Cigna Corporation 4/10/2017CIA Citizens Inc 4/10/2017CIB Bancolombia S A 4/10/2017CIEN Ciena Corporation 4/10/2017CIK Credit Suisse Asset Management 4/10/2017CIM Chimera Investment Corporation 4/10/2017CIM PRA Chimera Investment Corporation 4/10/2017CIM PRB Chimera Investment Corporation 4/10/2017CIR Circor International 4/10/2017CIT CIT Group Inc. 4/10/2017CIX CompX International Inc. 4/10/2017CJ C&J Energy Services Inc. 4/10/2017CKH SEACOR Holdings Inc. 4/10/2017CKX CKX Lands Inc. 4/10/2017CL Colgate Palmolive 4/10/2017CLDT Chatham Lodging Trust 4/10/2017CLGX Corelogic Inc 4/10/2017CLH Clean Harbors Inc 4/10/2017CLM Crnrstne Progressive 4/10/2017CLPR Clipper Realty Inc. 4/10/2017CLR Continental Resources Inc 4/10/2017CLS Celestica 4/10/2017CLX Clorox 4/10/2017CM Canadian Imperial Bk Of Commerce 4/10/2017CMA Comerica 4/10/2017CMA WS Comerica Incorporated Ws 4/10/2017CMD Cantel Medical Corp 4/10/2017CMS PRB Consumers Energy 4.50 Pfd 4/10/2017CMT Core Molding Techgy 4/10/2017CNA CNA Financial Corporation 4/10/2017CNDT Conduent Incorporated 4/10/2017CODI Compass Diversified Holdings Sha 4/10/2017COF Capital One Financial 4/10/2017COF PRC Capital One Financial Corp. 4/10/2017COF PRD Capital One Financial Corp 4/10/2017COF PRF Capital One Financial Corp 4/10/2017COF PRG Capital One Financial Corp. 4/10/2017COF PRH Capital One Financial Corp 4/10/2017COF PRP Capital One Financial Corp 4/10/2017COL Rockwell Collins 4/10/2017COO Cooper Companies 4/10/2017CORR PRA CorEnergy Infrastructure Trust 4/10/2017

CP Canadian Pacific Railway Limited 4/10/2017CPA Copa Holdings S A 4/10/2017CPB Campbell Soupcapital 4/10/2017CPE PRA Callon Petroleum Company 4/10/2017CPF Central Pacific Financial Corp 4/10/2017CPG Crescent Point Energy Corp. 4/10/2017CPHI China Pharma Holdings Inc 4/10/2017CPK Chesapeake Utilities 4/10/2017CPL CPFL Energia S.A. 4/10/2017CPN Calpine Corporation 4/10/2017CQH Cheniere Energy Part LP Holdings 4/10/2017CQP Cheniere Energy Part 4/10/2017CR Crane 4/10/2017CRC California Resources Corporation 4/10/2017CRF Cornerstone Trf Inc 4/10/2017CRHM CRH Medical Corporation 4/10/2017CRI Carters Inc 4/10/2017CRL Charles River Lab 4/10/2017CRM Salesforce Com Inc 4/10/2017CRMD CorMedix Inc. 4/10/2017CRS Carpenter Technology 4/10/2017CRT Cross Timbers Royalty Trust 4/10/2017CRVP Crystal Rock Holdings Inc 4/10/2017CRY Cryolife Inc 4/10/2017CS Credit Suisse Group 4/10/2017CSC Computer Sciences 4/10/2017CSL Carlisle Companies Inc 4/10/2017CSRA CSRA Inc. 4/10/2017CTAA Qwest Corporation 4/10/2017CTBB Qwest Corporation 4/10/2017CTL CenturyLink Inc. 4/10/2017CTLT Catalent Inc. 4/10/2017CTO Consolidated Tomoka 4/10/2017CTU Qwest Corporation 4/10/2017CTV Qwest Corporation 4/10/2017CTW Qwest Corporation 4/10/2017CTX Qwest Corporation 4/10/2017CTY Qwest Corporation 4/10/2017CTZ Qwest Corporation 4/10/2017CUDA Barracuda Networks Inc. 4/10/2017CUO Continental Materials Corp. 4/10/2017CUZ Cousins Properties 4/10/2017CVA Covanta Energy Corp 4/10/2017CVG Convergys 4/10/2017CVM CEL-SCI Corporation 4/10/2017CVM WS Cel-Sci Corporation 4/10/2017CVO Cenveo Inc 4/10/2017CVR Chicago Rivet & Machine Co 4/10/2017

CVRS Corindus Vascular Robotics 4/10/2017CVS CVS Health Corporation 4/10/2017CVU CPI Aerostructures Inc. 4/10/2017CW Curtiss Wright Corp 4/10/2017CWH Camping World Holdings Inc. 4/10/2017CWT California Water Serv Gp Hldg Co 4/10/2017CX Cemex De Cv 4/10/2017CXO Concho Res Inc 4/10/2017CYS CYS Investments Inc. 4/10/2017CYS PRA CYS Investments Inc. 4/10/2017CYS PRB CYS Investments Inc. 4/10/2017DAC Danaos Corporation 4/10/2017DAR Darling Ingredients Inc. 4/10/2017DATA Tableau Software Inc. 4/10/2017DB Deutsche Bank Aktiengesellschaft 4/10/2017DB RT Deutsche Bank Aktiengesellschaft 4/10/2017DBD Diebold Nixdorf Incorporated 4/10/2017DBL DoubleLine Oprrtunistic Crdt Fnd 4/10/2017DCUC Dominion Resources Inc. 4/10/2017DCUD Dominion Resources Inc. 4/10/2017DDD 3D Systems Corporation 4/10/2017DDR PRJ DDR Corp. 4/10/2017DDR PRK DDR Corp. 4/10/2017DEI Douglas Emmett Inc 4/10/2017DEO Diageo plc 4/10/2017DF Dean Foods Company 4/10/2017DGI DigitalGlobe Inc. 4/10/2017DGSE DGSE Companies Inc. 4/10/2017DHF Dreyful High Yield Strategies Fd 4/10/2017DHG Deutsche High Incm Opportunities 4/10/2017DHY Credit Suisse High Yeild Bond Fd 4/10/2017DIT Amcon Distributing 4/10/2017DKS Dicks Sporting Goods Inc 4/10/2017DKT Deutsche Bank Contingent Cap Tst 4/10/2017DL China Distance Education Holding 4/10/2017DLA Delta Apparel Inc 4/10/2017DLPH Delphi Automotive Plc 4/10/2017DLR PRFCL Digital Realty Trust Inc 4/10/2017DLR PRG Digital Realty Trust Inc. 4/10/2017DLR PRH Digital Realty Trust Inc. 4/10/2017DLR PRI Digital Realty Trust Inc. 4/10/2017DMF Dreyfus Municipal 4/10/2017DNN Denison Mines Corp 4/10/2017DNR Denbury Resources 4/10/2017DOOR Masonite International Corp 4/10/2017DOW Dow Chemical 4/10/2017DPG Duff & Phelps Gl Utl In Fd Inc 4/10/2017DPW Digital Power Corpor 4/10/2017

DRA Diversified Real Asset Income Fd 4/10/2017DS Drive Shack Inc. 4/10/2017DS PRB Drive Shack Inc. 4/10/2017DS PRC Drive Shack Inc. 4/10/2017DS PRD Drive Shack Inc. 4/10/2017DSE Duff & Phelps Sel Enrgy MLP Fd 4/10/2017DSL DoubleLine Income Solutions Fund 4/10/2017DSS Document Sec Sys Inc 4/10/2017DTK Deutsche Bank Contingent Cap Tst 4/10/2017DUC Duff&phelps Util&corp Bond Tst 4/10/2017DVN Devon Energy 4/10/2017DX Dynex Capital 4/10/2017DX PRA Dynex Capital Inc. 4/10/2017DX PRB Dynex Capital Inc. 4/10/2017DXB Deutsche Bank Contigent Cap Tst 4/10/2017DXR Daxor Corporation 4/10/2017DY Dycom Industries 4/10/2017EAD Wells Fargo Income Op Fund 4/10/2017EBS Emergent Biosolutions Inc 4/10/2017EC Ecopetrol Sa 4/10/2017ECC Eagle Point Credit Company Inc. 4/10/2017ECCA Eagle Point Credit Company Inc. 4/10/2017ECCB Eagle Point Credit Company Inc. 4/10/2017ECCZ Eagle Point Credit Company Inc. 4/10/2017ECF Ellsworth Growth and Incm Fd Ltd 4/10/2017ECR Eclipse Resources Corporation 4/10/2017EDI Stone Harbor Emrg Mkt Ttl Inc Fd 4/10/2017EDN Empresa Distribuildora Y Comerci 4/10/2017EDR Education Realty Trust Inc 4/10/2017EDU New Oriental Education & Tech 4/10/2017EFF Eaton Vance Float-Rt Incm Fund 4/10/2017EFR Eaton Vance Senior Floating Rate 4/10/2017EFT Eaton Vanve Floating-rate Inc Tr 4/10/2017EFX Equifax 4/10/2017EGAS Gas Natural Inc 4/10/2017EGF Blackrock Enhanced Gov Fund Inc 4/10/2017EGI Entree Gold Inc 4/10/2017EGIF Eagle Growth and Incm Opp Fd 4/10/2017EGL Engility Holdings Inc. 4/10/2017EHI Western Asset Global High Income 4/10/2017EIA Eaton V Ca Muni Fund 4/10/2017EIM Eaton Van Muni Bond 4/10/2017EIO Eaton V Oh Muni Bond 4/10/2017EIP Eaton V Pa Muni Bond 4/10/2017EIV Eaton V Muni Bond Ii 4/10/2017EIX Edison International 4/10/2017ELLI Ellie Mae Inc 4/10/2017ELLO Ellomay Capital Ltd 4/10/2017

ELMD Electromed Inc 4/10/2017ELP Paranaense De Energia Copel 4/10/2017ELS PRC Equity Lifestyle Properties Inc 4/10/2017EMAN Emagin Corporation 4/10/2017EMF Templeton Emerging Mkts Fund 4/10/2017EMI Eaton Van Michigan 4/10/2017EMJ Eaton V Nj Muni Bond 4/10/2017EMR Emerson Electric 4/10/2017EMX Eurasian Minerals Inc 4/10/2017ENIA Enel Americas S.A. 4/10/2017ENIC Enel Chile S.A. 4/10/2017ENR Energizer Holdings Inc. 4/10/2017ENRJ EnerJex Resources Inc. 4/10/2017ENS Enersys 4/10/2017ENSV ENSERVCO Corporation 4/10/2017ENVA Enova International Inc 4/10/2017ENX Eaton Van Ny Muni 4/10/2017EOCC Enel Generacion Chile S.A. 4/10/2017EPC Edgewell Personal Care Company 4/10/2017EPE EP Energy Corporation 4/10/2017EPM Evolution Petroleum 4/10/2017EPR PRF EPR Properties 4/10/2017ERC Wells Fargo Multi-Sector Inc Fnd 4/10/2017ERH Wells Fargo Util & High Inc Fund 4/10/2017ERJ Embraer Sa 4/10/2017ERN Erin Energy Corp 4/10/2017ES Eversource Energy 4/10/2017ESL Esterline Technologies 4/10/2017ESNC EnSync Inc. 4/10/2017ESNT Essent Group Ltd. 4/10/2017ESP Espey Mfg Elect 4/10/2017ESS Essex Property Trust 4/10/2017ESTE Earthstone Energy Inc 4/10/2017ETN Eaton Corporation PLC 4/10/2017EVBN Evans Bancorp Inc 4/10/2017EVC Entravision Communications 4/10/2017EVG Eaton Vance Short Duration Dv Fd 4/10/2017EVI Envirostar Inc 4/10/2017EVJ Eaton Van New Jersy 4/10/2017EVM Eaton Van Calif Muni 4/10/2017EVO Eaton Van Ohio 4/10/2017EVP Eaton Van Pennsylvan 4/10/2017EVV Eaton Van Dur Income 4/10/2017EVY Eaton Van New York 4/10/2017EW Edwards Lifesciences Corp. 4/10/2017EXK Endeavour Silver Corp 4/10/2017EXR Extra Space Storage Inc 4/10/2017FAX Aberdeen Asiapacific 4/10/2017

FBK FB Financial Corporation 4/10/2017FBM Foundation Building Materials 4/10/2017FBR Fibria Celulose Sa 4/10/2017FCE A Forest City Realty Trust Inc. 4/10/2017FCE B Forest City Realty Trust Inc. 4/10/2017FCF First Commonwealth Fin 4/10/2017FCH PRA Felcor Lodging Tr Ser A Cum Cv 4/10/2017FCO Aberdeen Global Fund 4/10/2017FEN First Trust Energy Income Growth 4/10/2017FHY First Trust Strategic High 4/10/2017FIF First Trust Energy Infrastr Fund 4/10/2017FIG Fortress Investment Group Llc 4/10/2017FII Federated Investors 4/10/2017FIV First Trust Sr Float Rt 2022 TGT 4/10/2017FLO Flowers Foods 4/10/2017FLT FleetCor Technologies Inc. 4/10/2017FMX Fomento Economico Mexicano 4/10/2017FMY First Trust Mortgage Income Fund 4/10/2017FN Fabrinet 4/10/2017FNB F.N.B. Corporation 4/10/2017FNB PRE F.N.B. Corporation 4/10/2017FNF Fidelity Natl Financial Inc. 4/10/2017FNV Franco-nevada Corporation 4/10/2017FPO First Potomac Realty Trust 4/10/2017FPP Fieldpoint Petroleum 4/10/2017FPP WS Fieldpoint Petroleum Corporation 4/10/2017FRC First Republic Bank 4/10/2017FRC PRB First Republic Bank 4/10/2017FRC PRC First Republic Bank 4/10/2017FRC PRD First Republic Bank 4/10/2017FRC PRE First Republic Bank 4/10/2017FRC PRF First Republic Bank 4/10/2017FRC PRG First Republic Bank 4/10/2017FRD Friedman Ind Inc 4/10/2017FSCE Fifth Street Finance Corp. 4/10/2017FSI Flexible Solutions 4/10/2017FSIC FS Investment Corporation 4/10/2017FSM Fortuna Silver Mines Inc 4/10/2017FSP Franklin Street Prop 4/10/2017FTAI Fortress Trans and Infra Invest 4/10/2017FTF Franklin Ltd Duration Incm Trst 4/10/2017FTK Flotek Industries Inc 4/10/2017GATX GATX Corp 4/10/2017GBR New Concept Energy 4/10/2017GCH Aberdeen Greater China Fund Inc 4/10/2017GCV PRB Gabelli Convertible & Income Fd 4/10/2017GDDY GoDaddy Inc. 4/10/2017GDO Western Asset Global Corporate 4/10/2017

GEO The GEO Group Inc. 4/10/2017GF Germany Fund 4/10/2017GFF Griffon 4/10/2017GFI Gold Fields Limited 4/10/2017GG Goldcorp Inc 4/10/2017GGB Gerdau S A 4/10/2017GGG Graco 4/10/2017GGM Guggenheim Credit Allocation Fd 4/10/2017GGN GAMCO Glbl Gld Nat Rsrc & Income 4/10/2017GGN PRB GAMCO Glbl Gld Nat Rsrc & Income 4/10/2017GGO The Gabelli Go Anywhere Trust 4/10/2017GGO PRA The Gabelli Go Anywhere Trust 4/10/2017GGP PRA GGP Inc. 4/10/2017GGT PRB Gabelli Multimedia Trust Inc. 4/10/2017GHY Prudential Glbl Short Dur Hi Yld 4/10/2017GIG GigPeak Inc. 4/10/2017GIS General Mills 4/10/2017GJO Synthetic Fixed-income 4/10/2017GJT Synthetic Fixed-income Sec 4/10/2017GJV Synthetic Fixed Income Sec Inc 4/10/2017GKOS Glaukos Corporation 4/10/2017GLA GlassBridge Enterprises Inc. 4/10/2017GLO Clough Opportunities 4/10/2017GLOB Globant S.A. 4/10/2017GLOG PRA GasLog Ltd. 4/10/2017GLOW Glowpoint Inc 4/10/2017GLQ Clough Global Equity 4/10/2017GLU Gabelli Gu And I Trust 4/10/2017GLU PRA The Gabelli Glbl Util & IncmTrst 4/10/2017GLV Clough Global Div & Inc Fund 4/10/2017GLW Corning 4/10/2017GM General Motors Company 4/10/2017GME GameStop Corp 4/10/2017GMO General Moly Inc 4/10/2017GMS GMS Inc. 4/10/2017GMTA GATX Corporation 4/10/2017GNC GNC Holdings Inc. 4/10/2017GNE PRA Genie Energy Ltd. 4/10/2017GNL Global Net Lease Inc. 4/10/2017GNRC Generac Holdings Inc 4/10/2017GOF Guggenheim Strategic Opp Fund 4/10/2017GOL Gol Linhas Aereas Inteligentes 4/10/2017GOOS Canada Goose Holdings Inc. 4/10/2017GORO Gold Resource Corporation 4/10/2017GPC Genuine Parts 4/10/2017GPE PRA Georgia Power Co 4/10/2017GPK Graphic Packaging Holding Co 4/10/2017GPL Great Panther Silver Limited 4/10/2017

GPN Global Payments 4/10/2017GPT Gramercy Property Trust 4/10/2017GPT PRA Gramercy Property Trust 4/10/2017GRC Gorman Rupp Co The 4/10/2017GRF Eagle Capl Gwth Fnd 4/10/2017GRR Asia Tigers Fund 4/10/2017GRUB GrubHub Inc. 4/10/2017GS Goldman Sachs Group 4/10/2017GSAT Globalstar Inc. 4/10/2017GSB GlobalSCAPE Inc. 4/10/2017GSK Glaxosmithkliine 4/10/2017GSL PRB Global Ship Lease Inc. 4/10/2017GSS Golden Star Resource 4/10/2017GST Gastar Exploration Inc. 4/10/2017GST PRA Gastar Exploration Inc 4/10/2017GST PRB Gastar Exploration Inc. 4/10/2017GSV Gold Standard Ventures Corp 4/10/2017GTE Gran Tierra Energy 4/10/2017GV Goldfield Corp 4/10/2017GVP GSE Systems Inc. 4/10/2017GWB Great Western Bancorp Inc. 4/10/2017GWW W.W. Grainger Inc. 4/10/2017GYC Corporate Asset Backed Corp 4/10/2017HBM Hudbay Minerals Inc. 4/10/2017HBM WS Hudbay Minerals Inc. 4/10/2017HCHC HC2 Holdings Inc. 4/10/2017HCN Welltower Inc. 4/10/2017HCP HCP Inc. 4/10/2017HD Home Depot 4/10/2017HE PRU Heco Capital Trust Iii 4/10/2017HEB Hemispherx Biopharma 4/10/2017HES Hess Corp 4/10/2017HGT Hugoton Royalty Trust 4/10/2017HGV Hilton Grand Vacations Inc. 4/10/2017HH Hooper Holmes Inc 4/10/2017HIG Hartford Fin Services Gp 4/10/2017HII Huntington Ingalls Industries 4/10/2017HIL Hill International Inc 4/10/2017HIO Western Asset High Income Fund 4/10/2017HLM PR Hillman Grp Cap Trst 4/10/2017HLS Healthsouth Corp 4/10/2017HLT Hilton Worldwide Holdings Inc. 4/10/2017HLTH Nobilis Health Corp. 4/10/2017HLX Helix Energy Solutions 4/10/2017HMC Honda Motor Adr 4/10/2017HMG HMG/Courtland Properties 4/10/2017HMN Horace Mann Educators 4/10/2017HMY Harmony Gold Mining Co Limited 4/10/2017

HNW Pionr Div Hi Income 4/10/2017HOS Hornbeck Offshore Services Inc 4/10/2017HPF John Hancock Pr Income Fund Ii 4/10/2017HPI John Hancock Preferred Equity 4/10/2017HPP Hudson Pacific Properties Inc 4/10/2017HPS John Hancock Prd Fd Iii 4/10/2017HRC Hill Rom Holdings Inc 4/10/2017HRL Hormel Foods 4/10/2017HRS Harris 4/10/2017HSBC HSBC Holdings 4/10/2017HSBC PRA HSBC Holdings plc 4/10/2017HSY Hershey Company 4/10/2017HT PRC Hersha Hospitality Trust 4/10/2017HT PRD Hersha Hospitality Trust 4/10/2017HT PRE Hersha Hospitality Trust 4/10/2017HTA Healthcare Trust Of America Inc. 4/10/2017HTF Horizon Technology Finance Corp 4/10/2017HTGC Hercules Capital Inc. 4/10/2017HTGX Hercules Capital Inc. 4/10/2017HTM US Geothermal Inc. 4/10/2017HUSA Houston American Energy Corp 4/10/2017HYI Westn Aset Hi Yld Def Op Fd Inc 4/10/2017HYT Blackrock Corp High Yield Fund 4/10/2017IAE Voya Asia Pac Hi Div Eqty Inc Fd 4/10/2017IAF Aberdeen Australia 4/10/2017IBA Industrias Bachoco S.a.b. De Cv 4/10/2017IBIO iBio Inc. 4/10/2017IBM Intl Business Machines 4/10/2017ICE Intercontinental Exchange Inc. 4/10/2017IDA IdaCorp Inc. 4/10/2017IDN Intellicheck Mobilisa Inc. 4/10/2017IEC IEC Electronics Corp. 4/10/2017IF Aberdeen Indonesia Fund Inc 4/10/2017IFMI Institutional Financial Mkts Inc 4/10/2017IFN India Fund 4/10/2017IGC India Globalization 4/10/2017IGI Western Asset Investment Grade 4/10/2017IHIT Invesco High Income 2023 Target 4/10/2017IHT InnSuites Hospitality Trust 4/10/2017IMAX IMAX Corporation 4/10/2017IMH IMPAC Mortgage Holdings Inc. 4/10/2017IMO Imperial Oil Ltd Cla 4/10/2017IMUC Immunocellular Therapeutics Ltd 4/10/2017IMUC WS ImmunoCellular Therapeutics Ltd. 4/10/2017INFU Infusystem Holdings Inc 4/10/2017INN PRB Summit Hotel Properties Inc. 4/10/2017INN PRC Summit Hotel Properties Inc. 4/10/2017INN PRD Summit Hotel Properties Inc. 4/10/2017

INS Intelligent Systems 4/10/2017INT World Fuel Services 4/10/2017INTT inTEST Corporation 4/10/2017INUV Inuvo Inc 4/10/2017INXN Interxion Holding N V 4/10/2017IOT Income Opportunity 4/10/2017IPB M L 6 05 Index Plus 4/10/2017IPHI Inphi Corporation 4/10/2017IPI Intrepid Potash Inc 4/10/2017IPL PRD Interstate Power and Light Co. 4/10/2017IR Ingersoll-rand Plc (ireland) 4/10/2017IRET PRB Investors Real Estate Trust 4/10/2017IRT Independence Realty Trust Inc. 4/10/2017ISD Prudential Short Dur Hi Yld Fund 4/10/2017ISDR Issuer Direct Corporation 4/10/2017ISF ING Groep NV 4/10/2017ISG ING Groep NV 4/10/2017ISL Aberdeen Israel Fund Inc 4/10/2017ISP ING Groep NV 4/10/2017ISR Isoray Inc 4/10/2017ITUB Itau Unibanco Holding Sa 4/10/2017ITW Illinois Tool Works 4/10/2017IVR PRA Invesco Mortgage Capital Inc. 4/10/2017IVR PRB Invesco Mortgage Capital Inc. 4/10/2017IVZ Invesco Ltd 4/10/2017JAG Jagged Peak Energy Inc. 4/10/2017JBL Jabil Circuit 4/10/2017JCE Nuveen Core Equity Alpha Fund 4/10/2017JCI Johnson Controls International 4/10/2017JE PRA Just Energy Group Inc. 4/10/2017JELD JELD-WEN Holding Inc. 4/10/2017JFR Nuveen Floating Rate Income Fund 4/10/2017JGH Nuveen Global High Income Fund 4/10/2017JHI Hancock John Invstrs Trst Mass 4/10/2017JHS Hancock John Income Secs Trust 4/10/2017JILL J.Jill Inc. 4/10/2017JLL Jones Lang Lasalle 4/10/2017JLS Nuveen Mortgage Opportunity Term 4/10/2017JNJ Johnson & Johnson 4/10/2017JNPR Juniper Networks Inc 4/10/2017JNS Janus Capital Group Inc 4/10/2017JOB GEE Group Inc. 4/10/2017JPT Nuveen Pref & Inc 2022 Term Fund 4/10/2017JQC Nuveen Credit Strategies Incm Fd 4/10/2017JRI Nuveen Real Asset Income And Grw 4/10/2017JRJR JRJR Networks 4/10/2017JRO Nuveen Floating Rate Income Fd 4/10/2017JSD Nuveen Short Duration Credit Fd 4/10/2017

JTD Nuveen Tax-advantaged Fund 4/10/2017JW B John Wiley & Sons Clb 4/10/2017K Kellogg 4/10/2017KAMN Kaman Corporation 4/10/2017KAP KCAP Financial Inc. 4/10/2017KCG KCG Holdings Inc. 4/10/2017KDMN Kadmon Holdings Inc. 4/10/2017KEF Korea Equity Fund 4/10/2017KEG Key Energy Services Inc. 4/10/2017KEM KEMET Corporation 4/10/2017KEY PRI KeyCorp 4/10/2017KEYS Keysight Technologies Inc. 4/10/2017KF Korea Fund 4/10/2017KFI KKR Financial Holdings LLC 4/10/2017KGC Kinross Gold Corporation 4/10/2017KIO KKR Income Opportunities Fund 4/10/2017KIQ Kelso Technologies Inc. 4/10/2017KKR KKR & Company L.P. 4/10/2017KKR PRA KKR & Co. L.P. 4/10/2017KKR PRB KKR & Co. L.P. 4/10/2017KLDX Klondex Mines Ltd. 4/10/2017KMB Kimberly Clark 4/10/2017KMI Kinder Morgan Inc 4/10/2017KMPA Kemper Corporation 4/10/2017KMPR Kemper Corporation 4/10/2017KO Coca-cola 4/10/2017KOF Coca-cola Femsa S.a.b. De C.v. 4/10/2017KRO Kronos Worldwide Inc 4/10/2017KST Deutsche Strategic Income Trust 4/10/2017KSU PR Kansas City Southern 4/10/2017KTH Structured Products 4/10/2017KTP Corts Tr For Jc Penney Debs Tr 4/10/2017KW Kennedy Wilson Holdings Inc 4/10/2017KWN Kennedy-Wilson Holdings Inc. 4/10/2017LAQ Aberdeen Latin America Equity Fd 4/10/2017LB L Brands Inc. 4/10/2017LBY Libbey Inc 4/10/2017LDF Latin American Discovery Fund 4/10/2017LDOS Leidos Holdings Inc. 4/10/2017LDP Cohen & Steers Ltd Dur Pf&Inc Fd 4/10/2017LDR Landauer Inc 4/10/2017LEE Lee Enterprises Inc 4/10/2017LEG Leggett Platt 4/10/2017LEU Centrus Energy Corp. 4/10/2017LFC China Life Insurance 4/10/2017LGI Lazard Global Total Return 4/10/2017LGL LGL Group Inc. 4/10/2017LH Laboratory Corp Of America 4/10/2017

LIQT LiqTech International Inc. 4/10/2017LNC Lincoln National 4/10/2017LNC WS Lincoln National Corporation 4/10/2017LND BrasilAgro-Companhia Brasileira 4/10/2017LNG Cheniere Energy Inc 4/10/2017LODE Comstock Mining Inc 4/10/2017LOR Lazard World Dividend & Income 4/10/2017LOV Spark Networks Inc. 4/10/2017LPG Dorian LPG Ltd. 4/10/2017LQ La Quinta Holdings Inc. 4/10/2017LTC LTC Properties Inc. 4/10/2017LTS Ladenburgh Thalmann 4/10/2017LTS PRA Ladenburg Thalmann Financial 4/10/2017LUK Leucadia National 4/10/2017LVS Las Vegas Sands Corp 4/10/2017LXFT Luxoft Holding Inc. 4/10/2017LXP Lexington Realty Trust 4/10/2017LXU LSB Industries Inc. 4/10/2017LZB La-z-boy 4/10/2017M Macy's Inc 4/10/2017MA Mastercard Incorporated 4/10/2017MAB Eaton V Mass Muni 4/10/2017MAC Macerich 4/10/2017MAG Mag Silver Corp 4/10/2017MANU Manchester United plc 4/10/2017MAS Masco Corp 4/10/2017MATX Matson Inc. 4/10/2017MBI MBIA Inc. 4/10/2017MCC Medley Capital Corporation 4/10/2017MCD Mcdonalds 4/10/2017MCF Contango Oil & Gas 4/10/2017MD Mednax Inc (holding Company) 4/10/2017MDLY Medley Management Inc. 4/10/2017MDT Medtronic plc 4/10/2017MDU MDU Resources Group 4/10/2017MER PRK Merill Lynch Capital Trust 6:45% 4/10/2017MER PRP Merrill Lynch Capital Trust Iii 4/10/2017MET PRA MetLife Inc. 4/10/2017MFA MFA Financial Inc. 4/10/2017MFA PRB MFA Financial Inc. 4/10/2017MFC Manulife Financial 4/10/2017MFD Macquarie/first Trust Global 4/10/2017MFM MFS Municipal Income Trust 4/10/2017MFO Mfa Financial Inc 4/10/2017MFV MFS Special Value Trust 4/10/2017MGF MFS Govt Markets Income Trust 4/10/2017MGM MGM Resorts International 4/10/2017MGP MGM Growth Properties LLC 4/10/2017

MGR Affiliated Managers Group Inc. 4/10/2017MGU Macquarie Gbl Infra Str Total Re 4/10/2017MH PRA Maiden Holdings Ltd. 4/10/2017MH PRC Maiden Holdings Ltd. 4/10/2017MHD Blackrock Muniholdings Fund Inc 4/10/2017MHE BlackRock MA Tax-Exempt Trust 4/10/2017MHH Mastech Digital Inc. 4/10/2017MHK Mohawk Industries 4/10/2017MHLA Maiden Holdings Ltd. 4/10/2017MHN Blackrock Munihldgs Ny Qual Fd 4/10/2017MHNB Maiden Holdings North America 4/10/2017MHNC Maiden Holdings North America 4/10/2017MHO M/I Homes Inc. 4/10/2017MICR Micron Solutions Inc. 4/10/2017MIW Eaton V Mi Muni Bond 4/10/2017MIXT MiX Telematics Limited 4/10/2017MIY Blackrock Muniyield Mi Qual Fund 4/10/2017MJCO Majesco 4/10/2017MJN Mead Johnson Nutrition Company 4/10/2017MKC McCormick & Company Inc. 4/10/2017MKC V McCormick & Company Inc. 4/10/2017MLP Maui Land & Pineapple Co Inc 4/10/2017MLR Miller Industries 4/10/2017MLSS Milestone Scientific Inc. 4/10/2017MMC Marsh & McLennan Companies Inc. 4/10/2017MMI Marcus & Millichap Inc. 4/10/2017MMS Maximus 4/10/2017MMT Multimarket Income Trust 4/10/2017MMV Eaton Van Massachuse 4/10/2017MNI The McClatchy Company 4/10/2017MNR Monmouth Real Estate Investment 4/10/2017MNR PRB Monmouth Real Estate Invst Corp 4/10/2017MNR PRC Monmouth Real Estate Investment 4/10/2017MO Altria Group 4/10/2017MOC Command Security Crp 4/10/2017MOG A Moog Inc Cl A 4/10/2017MOG B Moog Inc Cl B 4/10/2017MORE Monogram Residential Trust Inc. 4/10/2017MOS The Mosaic Company 4/10/2017MOV Movado Group Inc 4/10/2017MPA Blackrock Muniyield Pa Qual Fd 4/10/2017MPO Midstates Petroleum Company Inc 4/10/2017MQT Blackrock Muniyield Quality Fd 4/10/2017MRC M R C Global Inc 4/10/2017MSA MSA Safety Incorporated 4/10/2017MSCI MSCI Inc. 4/10/2017MSD MS Emerging Mkts Debt Fund Inc. 4/10/2017MSF Morgan Stanley Emerging Mkts Fd 4/10/2017

MSG The Madison Square Garden Co. 4/10/2017MSGN MSG Networks Inc. 4/10/2017MSN Emerson Radio Corp 4/10/2017MSTX Mast Therapeutics Inc. 4/10/2017MT Arcelormittal 4/10/2017MTB M&t Bank 4/10/2017MTB WS M&T Bank Corporation 4/10/2017MTD Mettler Toledo International 4/10/2017MTG MGIC Investment Corp. 4/10/2017MTNB Matinas BioPharma Holdings Inc. 4/10/2017MTW Manitowoc 4/10/2017MTZ Mastec 4/10/2017MUC Blackrock Munihlds Ca Qual Fd 4/10/2017MUI Blackrock Muni Intermediate Fd 4/10/2017MULE MuleSoft Inc. 4/10/2017MUSA Murphy USA Inc. 4/10/2017MUX McEwen Mining Inc. 4/10/2017MVF Blacrock Munivest 4/10/2017MXC Mexco Energy Corp 4/10/2017MZA Blackrk Muniyield Az 4/10/2017NAK Northern Dynasty Minerals 4/10/2017NAVB Navidea Biopharmaceuticals Inc 4/10/2017NBB Nuveen Build America Bond Fund 4/10/2017NBH N B Interm Muni Fund 4/10/2017NBO N B Ny Interm Muni 4/10/2017NBW N B Ca Interm Muni 4/10/2017NBY NovaBay Pharmaceuticals 4/10/2017NC NACCO Industries Inc. 4/10/2017NCI Navigant Consulting 4/10/2017NCR NCR Corporation 4/10/2017NCS NCI Building Systems Inc. 4/10/2017NEE Nextera Energy Inc 4/10/2017NEE PRC Fpl Group Capital Trust I 4/10/2017NEE PRG Nextera Energy Capital Holdings 4/10/2017NEE PRH NextEra Energy Capital Holdings 4/10/2017NEE PRI NextEra Energy Capital Holdings 4/10/2017NEE PRJ Nextera Energy Capital Hldg Inc 4/10/2017NEE PRK NextEra Energy Inc. 4/10/2017NEE PRQ NextEra Energy Inc. 4/10/2017NEE PRR NextEra Energy Inc. 4/10/2017NEFF Neff Corporation 4/10/2017NEM Newmont Mining 4/10/2017NEN New England Realty Associates LP 4/10/2017NEP NextEra Energy Partners LP 4/10/2017NEWM New Media Investment Group Inc. 4/10/2017NG NovaGold Resources 4/10/2017NGD New Gold Inc 4/10/2017NGG National Grid Plc 4/10/2017

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NWL Newell Brands Inc. 4/10/2017NWN Northwest Natural Gas Co. 4/10/2017NXRT NexPoint Residential Trust Inc. 4/10/2017NYH Eaton V Ny Muni Bond 4/10/2017NYLD NRG Yield Inc. 4/10/2017NYLD A NRG Yield Inc. 4/10/2017NYRT New York REIT Inc. 4/10/2017O Realty Income Delaware 4/10/2017O PRFCL Realty Income Corporation 4/10/2017OC Owens Corning 4/10/2017OCN Ocwen Financial 4/10/2017OCX OncoCyte Corporation 4/10/2017OGE OGE Energy Corp. 4/10/2017OGEN Oragenics Inc. 4/10/2017OKS Oneok Partners LP 4/10/2017OMC Omnicom Group 4/10/2017OMF OneMain Holdings Inc. 4/10/2017OMN Omnova Solutions 4/10/2017ONP Orient Paper Inc 4/10/2017ORA Ormat Technologies 4/10/2017ORAN Orange 4/10/2017ORC Orchid Island Capital Inc. 4/10/2017ORM Owens Realty Mortgage Inc. 4/10/2017ORN Orion Group Holdings Inc. 4/10/2017OXY Occidental Petroleum 4/10/2017OZM Och-Ziff Capital Management Grp 4/10/2017P Pandora Media Inc 4/10/2017PAA Plains All American Pipeline 4/10/2017PAI Western Asset Income Fund 4/10/2017PAM Pampa Energia Sa 4/10/2017PANW Palo Alto Networks Inc. 4/10/2017PARR Par Pacific Holdings Inc. 4/10/2017PAY Verifone Systems Inc 4/10/2017PBB Prospect Capital Corporation 4/10/2017PCG PRA Pac Gas Elec 6 Pr A 4/10/2017PCG PRB Pac Gas Elec 550 Prb 4/10/2017PCG PRC Pac Gas Elec 5nd Prc 4/10/2017PCG PRD Pac Gas El 5red Pr D 4/10/2017PCG PRE Pac Gas El 5reda Pre 4/10/2017PCG PRG Pac Gas Elec 480 Prg 4/10/2017PCG PRH Pac Gas El 450 Pr H 4/10/2017PCG PRI Pac Gas El 436 Pr I 4/10/2017PCN Pimco Corp & Income Strat Fd 4/10/2017PDI Pimco Dynamic Income Fund 4/10/2017PDS Precision Drilling Corporation 4/10/2017PED PEDEVCO Corp. 4/10/2017PEI PRA Penn Real Estate Invest Trust 4/10/2017PEI PRB Pennsylvania Real Estate Inv Tr 4/10/2017

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ACRE Ares Commercial Real Estate Corp 4/24/2017ADS Alliance Data Systems 4/24/2017ADSW Advanced Disposal Services Inc. 4/24/2017ADX Adams Diversified Equity Fund 4/24/2017AEG Aegon N.v. 4/24/2017AEL American Equity Inv Life Hldg Co 4/24/2017AEM Agnico Eagle Mines Ltd. 4/24/2017AEP American Electric Power 4/24/2017AER AerCap Holdings N.V. 4/24/2017AES The AES Corporation 4/24/2017AET Aetna Inc 4/24/2017AF Astoria Financial Corporation 4/24/2017AFA American Financial Group Inc. 4/24/2017AFB AllianceBernstein Natl Muni Inc 4/24/2017AFC Allied Capital Corp 6.875% Notes 4/24/2017AFG American Financial Group Holding 4/24/2017AFGE American Financial Group Inc. 4/24/2017AFGH American Financial Group Inc. 4/24/2017AFI Armstrong Flooring Inc. 4/24/2017AFL Aflac 4/24/2017AFSI PRA AmTrust Financial Services Inc. 4/24/2017AFSI PRB AmTrust Financial Services Inc. 4/24/2017AFSI PRC AmTrust Financial Services Inc. 4/24/2017AFSI PRD AmTrust Financial Services Inc. 4/24/2017AFSI PRE AmTrust Financial Services Inc. 4/24/2017AFSI PRF AmTrust Financial Services Inc. 4/24/2017AFSS AmTrust Financial Services Inc. 4/24/2017AFST AmTrust Financial Services Inc. 4/24/2017AFW American Financial Group Inc 4/24/2017AGCO AGCO Corporation 4/24/2017AGN Allergan plc. 4/24/2017AGN PRA Allergan plc. 4/24/2017AGO Assured Guaranty Ltd 4/24/2017AGO PRB Assured Guaranty Muni 6 7/8% 4/24/2017AGO PRE Assured Guaranty Muni 6.25% 4/24/2017AGO PRF Assured Guaranty Muni 5.60% 4/24/2017AGQ ProShares Ultra Silver 4/24/2017AGR Avangrid Inc. 4/24/2017AGRO Adecoagro S A 4/24/2017AGU Agrium 4/24/2017AHC A H Belo Corp 4/24/2017AHH Armada Hoffler Properties Inc. 4/24/2017AHP Ashford Hospitality Prime Inc. 4/24/2017AHP PRB Ashford Hospitality Prime Inc. 4/24/2017AHT Ashford Hospitality Trust Inc 4/24/2017AHT PRA Ashford Hospitality Trust 4/24/2017AHT PRD Ashford Hospitality Tr 8.45% 4/24/2017AHT PRF Ashford Hospitality Trust Inc. 4/24/2017

AHT PRG Ashford Hospitality Trust Inc. 4/24/2017AI Arlington Asset Investment Corp 4/24/2017AIC Arlington Asset Investment Corp. 4/24/2017AIN Albany International 4/24/2017AIR AAR Corp. 4/24/2017AIV PRA Apart. Invst and Mgt Co 4/24/2017AIW Arlington Asset Investment Corp. 4/24/2017AJRD Aerojet Rocketdyne Holdings Inc 4/24/2017AKO A Embotelladora Andina Series A 4/24/2017AKO B Embotelladora Andina Series B 4/24/2017AKP Alliance Californa Muni Fd 4/24/2017AKR Acadia Realty Trust 4/24/2017AL Air Lease Corporation 4/24/2017ALB Albemarle 4/24/2017ALDW Alon USA Partners LP 4/24/2017ALE ALLETE Inc. 4/24/2017ALG Alamo Group 4/24/2017ALJ Alon U S A Energy Inc 4/24/2017ALK Alaska Air Group 4/24/2017ALLE Allegion Public Limited Company 4/24/2017ALLY Ally Financial Inc. 4/24/2017ALP PRO Alabama Power 5.83% Class A 4/24/2017ALSN Allison Transmission Hldings Inc 4/24/2017AMG Affiliated Managers Group 4/24/2017AMH American Homes 4 Rent 4/24/2017AMH PRA American Homes 4 Rent 4/24/2017AMH PRB American Homes 4 Rent 4/24/2017AMH PRC American Homes 4 Rent 4/24/2017AMH PRD American Homes 4 Rent 4/24/2017AMH PRE American Homes 4 Rent 4/24/2017AMN AMN Healthcare Services Inc. 4/24/2017AMOV America Movil S.A.B. de C.V. 4/24/2017AMP Ameriprise Financial Inc Wi 4/24/2017AMRC Ameresco Inc 4/24/2017AMX America Movil S.a.b. De C.v. 4/24/2017ANET Arista Networks 4/24/2017ANFI Amira Nature Foods Ltd 4/24/2017ANTM Anthem Inc. 4/24/2017ANTX Anthem Inc. 4/24/2017ANW Aegean Marine Petroleum Network 4/24/2017AP Ampco Pittsburgh 4/24/2017APA Apache 4/24/2017APAM Artisan Partners Asset Mgt Inc. 4/24/2017APH Amphenol 4/24/2017APLE Apple Hospitality REIT Inc. 4/24/2017AQN Algonquin Power & Utilities Corp 4/24/2017ARA American Renal Associates Hldgs 4/24/2017ARC ARC Document Solutions Inc. 4/24/2017

ARCX Arc Logistics Partners LP 4/24/2017ARD Ardagh Group S.A. 4/24/2017ARDC Ares Dynamic Credit Allocation 4/24/2017ARES PRA Ares Management L.P. 4/24/2017ARI Apollo Commercial Re Fin Inc 4/24/2017ARI PRA Apollo Commercial Real Estate 4/24/2017ARI PRC Apollo Commercial Real Est Finan 4/24/2017ARR Armour Residential Reit Inc 4/24/2017ASC Ardmore Shipping Corporation 4/24/2017ASG Liberty All-Star Growth Fund 4/24/2017ASIX AdvanSix Inc. 4/24/2017ASX Advanced Semiconductor 4/24/2017ATEN A10 Networks Inc. 4/24/2017ATO Atmos Energy 4/24/2017ATTO Atento S.A. 4/24/2017ATV Acorn International Inc. 4/24/2017ATW Atwood Oceanics 4/24/2017AU Anglogold Ashanti Limited 4/24/2017AVA Avista 4/24/2017AVD American Vanguard Corporation 4/24/2017AVX AVX Corp. 4/24/2017AWH Allied World Assurance Co Hld Lt 4/24/2017AWI Armstrong World Industries Inc 4/24/2017AWR American States Water Company 4/24/2017AXE Anixter International 4/24/2017AXL Amer Axle & Manufacturing Hldgs 4/24/2017AXS PRCCL Axis Capital Holdings Ltd 4/24/2017AXS PRD AXIS Capital Holdings Limited 4/24/2017AXS PRE AXIS Capital Holdings Limited 4/24/2017AXTA Axalta Coating Systems Ltd. 4/24/2017AZN Astrazeneca 4/24/2017AZZ AZZ Inc. 4/24/2017BA Boeing 4/24/2017BAB PowerShares Build America Bond 4/24/2017BAF Blackrock Muni In Invst Qal Tst 4/24/2017BAH Booz Allen Hamilton Holding Corp 4/24/2017BAM Brookfield Asset Management 4/24/2017BANC PRC Banc of California Inc. 4/24/2017BANC PRD Banc of California Inc. 4/24/2017BANC PRE Banc of California Inc. 4/24/2017BAS Basic Energy Services Inc 4/24/2017BBD Banco Bradesco S A 4/24/2017BBDO Banco Bradesco S.a. 4/24/2017BBF Blackrock Muni Inc Inv Tst 4/24/2017BBK Blackrock Municipal Bond Trust 4/24/2017BBL Bhp Billiton Plc 4/24/2017BBT BB&T Corporation 4/24/2017BBU Brookfield Business Partners LP 4/24/2017

BBW Build A Bear Workshop 4/24/2017BBY Best Buy 4/24/2017BCC Boise Cascade Company 4/24/2017BCE BCE Inc. 4/24/2017BCEI Bonanza Creek Energy Inc 4/24/2017BCRH Blue Capital Reinsurance Holding 4/24/2017BCS Barclays Ads 4 Ordinary U 4/24/2017BDJ Blackrock Enhanced Eqty Div Trst 4/24/2017BEP Brookfield Renewable Partners 4/24/2017BERY Berry Plastics Group Inc. 4/24/2017BF A Brown-forman Class A 4/24/2017BF B Brown-forman Class B 4/24/2017BFK Blackrock Municipal Income Trust 4/24/2017BFO Blackrock Florida Muni 2020 Term 4/24/2017BFS Saul Centers 4/24/2017BFZ Blackrock California Muni Tr 4/24/2017BG Bunge Limited 4/24/2017BGG Briggs & Stratton 4/24/2017BGH Barings Global Short Duration HY 4/24/2017BGIO BlackRock 2022 Gbl Inc Opp Trust 4/24/2017BGR Blackrock Energy And Resources 4/24/2017BGT Blackrock Floating Rate Inc Tst 4/24/2017BGY Blackrock Intl Growth & Inc Fd 4/24/2017BH Biglari Holdings Inc 4/24/2017BHK Blackrock Core Bond Trust 4/24/2017BHP BHP Billiton Ltd. 4/24/2017BID Sotheby's 4/24/2017BIF Boulder Growth & Income Fund 4/24/2017BIG Big Lots Inc 4/24/2017BIL SPDR Bloomberg Barclays 1-3 Mo. 4/24/2017BIO B Bio Rad Laboratories Inc 4/24/2017BIOA WS BioAmber Inc. 4/24/2017BIP Brookfield Infra Str Partners Lp 4/24/2017BIT BlackRock Multi-Sector Incm Trst 4/24/2017BITA Bitauto Holdings Limited 4/24/2017BJZ Blackrock Ca Muni 2018 Term Tr 4/24/2017BK PRC The Bank of New York Mellon Corp 4/24/2017BKD Brookdale Senior Living Inc 4/24/2017BKE Buckle 4/24/2017BKFS Black Knight Financial Services 4/24/2017BKH Black Hills 4/24/2017BKHU Black Hills Corporation 4/24/2017BKK Blackrock Municipal 2020 Term Tr 4/24/2017BKLN PowerShares Sr Loan Portfolio 4/24/2017BKN Blackrock Inv Qual Muni Tst 4/24/2017BKT Blackrock Income Trust 4/24/2017BKU Bankunited Inc 4/24/2017BLD TopBuild Corp. 4/24/2017

BLH Blackrock Ny Muni 2018 Term Tr 4/24/2017BLX Banco Latinoamericano De Comerc 4/24/2017BME Blackrock Health Sciences Trust 4/24/2017BMI Badger Meter Inc 4/24/2017BMS Bemis 4/24/2017BMY Bristol Myers Squibb 4/24/2017BNJ Blackrock New Jersey Muni Tr 4/24/2017BNO United States Brent Oil Fund LP 4/24/2017BNS Bank Of Nova Scotia (the) 4/24/2017BNY Blackrock New York Muni Tr 4/24/2017BOE Blackrock Global Opportunities 4/24/2017BORN China New Borun Corporation 4/24/2017BOXC Brookfield Can Office Properties 4/24/2017BP BP plc 4/24/2017BPI Bridgepoint Education Inc 4/24/2017BPK Blackrock Muni 2018 Term Tr 4/24/2017BQH Blackrock Ny Municipal Bond 4/24/2017BRC Brady 4/24/2017BRFS BRF S.A. 4/24/2017BRO Brown & Brown 4/24/2017BRSS Global Brass & Copper Hldgs Inc 4/24/2017BRT BRT Apartments Corp 4/24/2017BSD Blackrock Strateqic Muni Tr 4/24/2017BSE Blackrock Ny Muni Incm Qual Trst 4/24/2017BSM Black Stone Minerals L.P. 4/24/2017BTA Blackrock Long Term Municipal Ad 4/24/2017BTE Baytex Energy Corp 4/24/2017BTT Blackrock Muni 2030 Tgt Term Tr 4/24/2017BVN Compania De Minas Buenaventura 4/24/2017BWP Boardwalk Pipeline Partners 4/24/2017BXMT Blackstone Mortgage Trust Inc. 4/24/2017BXMX Nuveen S&P 500 Buy-Write Income 4/24/2017BXP Boston Properties 4/24/2017BXS BancorpSouth Inc. 4/24/2017BYM Blackrock Muni Incm Qual Trst 4/24/2017C PRC Citigroup Inc. 4/24/2017C PRJ Citigroup Inc. 4/24/2017C PRK Citigroup Inc. 4/24/2017C PRL Citigroup Inc. 4/24/2017C PRN Citigroup Capital Xiii 4/24/2017C PRP Citigroup Inc 4/24/2017C PRS Citigroup Inc. 4/24/2017C WSA Citigroup Inc 4/24/2017CAA CalAtlantic Group Inc. 4/24/2017CABO Cable One Inc. 4/24/2017CACI CACI International Inc. 4/24/2017CAE CAE Inc. 4/24/2017CAG Conagra Brands Inc. 4/24/2017

CAH Cardinal Health 4/24/2017CAI CAI International Inc. 4/24/2017CAPL CrossAmerica Partners LP 4/24/2017CAT Caterpillar 4/24/2017CATO The Cato Corp 4/24/2017CB Chubb Limited 4/24/2017CBB Cincinnati Bell Inc 4/24/2017CBB PRB Cincinnati Bell Inc 4/24/2017CBM Cambrex 4/24/2017CBR CIBER Inc. 4/24/2017CC The Chemours Company 4/24/2017CCC Calgon Carbon Corp 4/24/2017CCE Coca-Cola European Partners plc 4/24/2017CCJ Cameco 4/24/2017CCM Concord Med Srvs Hld Lmt 4/24/2017CCV Comcast Corporation 4/24/2017CCZ Comcast Holdings Corporation 4/24/2017CDI CDI Corp. 4/24/2017CEL Cellcom Israel Ltd 4/24/2017CELP Cypress Energy Partners L.P. 4/24/2017CEN Center Coast MLP & Infstr Fund 4/24/2017CEQP Crestwood Equity Partners LP 4/24/2017CFC PRB Countrywide Capital V 4/24/2017CFX Colfax Corporation 4/24/2017CGA China Green Agriculture Inc 4/24/2017CGG CGG 4/24/2017CGI Celadon Group Inc 4/24/2017CHE Chemed Corporation 4/24/2017CHH Choice Hotels International 4/24/2017CHK Chesapeake Energy Oklahoma 4/24/2017CHK PRD Chesapeake Energy Corp 4.50% 4/24/2017CHKR Chesapeake Granite Wash Trust 4/24/2017CHL China Mobile Limited 4/24/2017CHMI Cherry Hill Mortgage Invst Corp. 4/24/2017CHSP PRA Chesapeake Lodging Trust 4/24/2017CIE Cobalt International Energy Inc 4/24/2017CIF MFS Intermediate High Income Fd 4/24/2017CIG Companhia Energetica De Minas 4/24/2017CIG C Companhia Energetica De Minas 4/24/2017CII Blackrock Enhanced Cap & Inc Fd 4/24/2017CIO City Office REIT Inc. 4/24/2017CIO PRA City Office REIT Inc. 4/24/2017CLF Cleveland Natural Resources Inc 4/24/2017CLI Mack Cali Realty 4/24/2017CLNS Colony NorthStar Inc. 4/24/2017CLNS PRA Colony NorthStar Inc. 4/24/2017CLNS PRB Colony NorthStar Inc. 4/24/2017CLNS PRC Colony NorthStar Inc. 4/24/2017

CLNS PRD Colony NorthStar Inc. 4/24/2017CLNS PRE Colony NorthStar Inc. 4/24/2017CLNS PRF Colony NorthStar Inc. 4/24/2017CLNS PRG Colony NorthStar Inc. 4/24/2017CLNS PRH Colony NorthStar Inc. 4/24/2017CMC Commercial Metals 4/24/2017CMG Chipotle Mexican Grill 4/24/2017CMI Cummins Inc 4/24/2017CMO Capstead Mortgage 4/24/2017CMO PRE Capstead Mortgage Corporation 4/24/2017CMP Compass Minerals International 4/24/2017CMRE Costamare Inc 4/24/2017CMRE PRB Costamare Inc. 4/24/2017CMRE PRC Costamare Inc. 4/24/2017CMRE PRD Costamare Inc. 4/24/2017CMS CMS Energy Corp. 4/24/2017CMU MFS High Yield Municipal Trust 4/24/2017CNC Centene Corp 4/24/2017CNCO Cencosud S.A. 4/24/2017CNHI CNH Industrial N.V. 4/24/2017CNI Canadian National Railway 4/24/2017CNNX CONE Midstream Partners LP 4/24/2017CNO CNO Financial Group Inc. 4/24/2017CNP Centerpoint Energy Inc 4/24/2017CNQ Canadian Natural Resource Ltd. 4/24/2017CNX Consol Energy 4/24/2017CNXC CNX Coal Resources LP 4/24/2017CO China Cord Blood Corp 4/24/2017COE China Online Education Group 4/24/2017COG Cabot Oil & Gas Corporation 4/24/2017COP Conoco Phillips 4/24/2017COR Coresite Realty Corporation 4/24/2017COR PRA Coresite Realty Corporation 4/24/2017CORN Teucrium Corn Fund 4/24/2017COTV Cotiviti Holdings Inc. 4/24/2017CPAC Cementos Pacasmayo S A A 4/24/2017CPE Callon Petroleum 4/24/2017CPT Camden Property Trust 4/24/2017CRD A Crawford & Co Cla 4/24/2017CRD B Crawford & Company Clb 4/24/2017CRK Comstock Resources 4/24/2017CRR Carbo Ceramics Inc 4/24/2017CSLT Castlight Health Inc. 4/24/2017CST CST Brands Inc. 4/24/2017CSU Capital Senior Living 4/24/2017CTS CTS Corp. 4/24/2017CTT CatchMark Timber Trust Inc. 4/24/2017CUB Cubic Corporation 4/24/2017

CUBE CubeSmart 4/24/2017CUBI PRC Customers Bancorp Inc. 4/24/2017CUBI PRD Customers Bancorp Inc. 4/24/2017CUBI PRE Customers Bancorp Inc. 4/24/2017CUBI PRF Customers Bancorp Inc. 4/24/2017CUBS Customers Bancorp Inc. 4/24/2017CUK Carnival Plc 4/24/2017CVE Cenovus Energy Inc 4/24/2017CVI CVR Energy Inc. 4/24/2017CVRR CVR Refining LP 4/24/2017CXP Columbia Property Trust Inc. 4/24/2017CYH Community Health 4/24/2017CZZ Cosan Limited 4/24/2017D Dominion Resources 4/24/2017DAL Delta Air Lines Inc. 4/24/2017DAN Dana Incorporated 4/24/2017DBA PowerShares DB Agricultural Fund 4/24/2017DBC PowerShares DB Commodity Index 4/24/2017DCO Ducommun 4/24/2017DCT DCT Industrial Trust Inc. 4/24/2017DD PRA Du Pont De Nemours 3.50pfd 4/24/2017DD PRB Du Pont De Nemours 4.50pfd 4/24/2017DDE Dover Downs Gaming & Entertainme 4/24/2017DDF Delaware Inv Dividend & Fd 4/24/2017DDR DDR Corp. 4/24/2017DDT Dillards Capital Trust I Cap Sec 4/24/2017DE Deere & Company 4/24/2017DEA Easterly Government Properties 4/24/2017DEL Deltic Timber 4/24/2017DFP Flaherty & Crumrine Dynamic Pfd 4/24/2017DFS Discover Financial Services 4/24/2017DFT DuPont Fabros Technology Inc. 4/24/2017DFT PRC DuPont Fabros Technology Inc. 4/24/2017DGAZ VelocityShares 3x Inv Nat Gas 4/24/2017DGX Quest Diagnostics Inc 4/24/2017DHI D R Horton 4/24/2017DHR Danaher 4/24/2017DHX DHI Group Inc. 4/24/2017DIAX Nuveen Dow 30SM Dyn Ovrwrt Fd 4/24/2017DIS Walt Disney 4/24/2017DK Delel Us Holdings 4/24/2017DKL Delek Logistics Partners LP 4/24/2017DLB Dolby Laboratories 4/24/2017DLNG Dynagas LNG Partners LP 4/24/2017DLNG PRA Dynagas LNG Partners LP 4/24/2017DLR Digital Realty Trust 4/24/2017DLX Deluxe 4/24/2017DM Dominion Midstream Partners LP 4/24/2017

DMB Dreyfus Muni Bd Infa Fd Inc. 4/24/2017DMO Western Asset Mtg Dfd Oppty Fd 4/24/2017DNB Dun & Bradstreet 4/24/2017DNI Dividend And Income Fund 4/24/2017DNOW NOW Inc. 4/24/2017DNP DNP Select Income Fund Inc. 4/24/2017DO Diamond Offshore Drilling 4/24/2017DOV Dover 4/24/2017DPLO Diplomat Pharmacy Inc. 4/24/2017DPS Dr Pepper Snapple Group Inc 4/24/2017DRE Duke Realty Corp 4/24/2017DRH Diamondrock Hospitality 4/24/2017DRQ Dril-quip 4/24/2017DRUA Dominion Resources Inc. 4/24/2017DSM Dreyfus Strategic Muni Bnd Fnd 4/24/2017DSU Blackrock Debt Strategy Fund 4/24/2017DSW DSW Inc. 4/24/2017DSX PRB Diana Shipping Inc. 4/24/2017DSXN Diana Shipping Inc. 4/24/2017DTE DTE Energy Co. 4/24/2017DTJ DTE Energy Company 4/24/2017DTQ DTE Energy Company 4/24/2017DTV DTE Energy Company 4/24/2017DTY DTE Energy Company 4/24/2017DUK Duke Energy Corp 4/24/2017DUKH Duke Energy Corporation 4/24/2017DVD Dover Motorsports Inc 4/24/2017DXC WI DXC Technology Company 4/24/2017DYN Dynegy Inc. 4/24/2017DYN PRA Dynegy Inc. 4/24/2017DYN WS Dynegy Inc 4/24/2017DYN WSA Dynegy Inc. 4/24/2017DYNC Dynegy Inc. 4/24/2017EARN Ellington Residential Mtge REIT 4/24/2017EAT Brinker International 4/24/2017EBF Ennis Inc 4/24/2017EBR Centrais Eletricas Brasileiras 4/24/2017EBR B Centrais Eletricas Brasileiras 4/24/2017ECA Encana Corporation 4/24/2017ECL Ecolab 4/24/2017ECOM ChannelAdvisor Corporation 4/24/2017ED Consolidated Edison Hldg Co 4/24/2017EDD Morgan Stanley Emerging Mkts 4/24/2017EDF Stone Harbor Emrg Mkts Income Fd 4/24/2017EEP Enbridge Energy Partners 4/24/2017EFC Ellington Financial L L C 4/24/2017EGN Energen 4/24/2017EGO Eldorado Gold Corp 4/24/2017

EGP Eastgroup Properties 4/24/2017EGY Vaalco Energy Inc 4/24/2017EHT Eaton Vance High Inc 2021 Tgt 4/24/2017EIG Employers Holdings Inc 4/24/2017ELF e.l.f. Beauty Inc. 4/24/2017ELS Equity Lifestyle Properties Inc 4/24/2017ELY Callaway Golf 4/24/2017EMES Emerge Energy Services LP 4/24/2017EMN Eastman Chemical 4/24/2017ENB Enbridge Inc 4/24/2017ENBL Enable Midstream Partners LP 4/24/2017ENH PRC Endurance Specialty Holdings Ltd 4/24/2017ENLC EnLink Midstream LLC 4/24/2017ENLK EnLink Midstream Partners LP 4/24/2017ENV Envestnet Inc 4/24/2017ENZ Enzo Biochem 4/24/2017EOG EOG Resources 4/24/2017EOI Eaton Vance Enhanced Equity Fd 4/24/2017EOS Eaton Vance Enhanced Eq Fd Ii 4/24/2017EPAM EPAM Systems Inc. 4/24/2017EPD Enterprise Products Partners 4/24/2017EPR EPR Properties 4/24/2017EPR PRC EPR Properties 4/24/2017EPR PRE EPR Properties 4/24/2017EQC Equity Commonwealth 4/24/2017EQC PRD Equity Commonwealth 4/24/2017EQGP EQT GP Holdings LP 4/24/2017EQM EQT Midstream Partners LP 4/24/2017EQR Equity Residential 4/24/2017EQS Equus Total Return Inc 4/24/2017EQT EQT Corporation 4/24/2017ERA Era Group Inc. 4/24/2017ESV Ensco plc 4/24/2017ETB Eaton Vance Tax-managed 4/24/2017ETE Energy Transfer Equity 4/24/2017ETM Entercom Communications 4/24/2017ETP Energy Transfer Partners L.p. 4/24/2017ETR Entergy 4/24/2017ETV Eaton Vance Tax-managed 4/24/2017ETW Eaton Vance Tax Managed Gbl Buy 4/24/2017EUO ProShares UltraShort Euro 4/24/2017EURN Euronav NV 4/24/2017EV Eaton Vance 4/24/2017EVA Enviva Partners LP 4/24/2017EVER Everbank Financial Corp 4/24/2017EVER PRA EverBank Financial Corp. 4/24/2017EVH Evolent Health Inc 4/24/2017EVHC Envision Healthcare Holdings Inc 4/24/2017

EVHC PR Envision Healthcare Corporation 4/24/2017EVR Evercore Partners 4/24/2017EVRI Everi Holdings Inc. 4/24/2017EVT Eaton Vance Tax-advantaged Fund 4/24/2017EXAR Exar Corporation 4/24/2017EXC Exelon Corp 4/24/2017EXCU Exelon Corporation 4/24/2017EXD Eatn Van Tax Adv Bd Opt Strt Fd 4/24/2017EXP Eagle Materials Inc 4/24/2017F Ford Motor 4/24/2017FAC First Acceptance Corp 4/24/2017FAF First American Financial Corp 4/24/2017FBC Flagstar Bancorp Inc 4/24/2017FBP First Bancorp 4/24/2017FC Franklin Covey Co 4/24/2017FCAU Fiat Chrysler Automobiles N.V. 4/24/2017FCFS FirstCash Inc. 4/24/2017FCX Freeport-McMoRan Inc. 4/24/2017FDP Fresh Del Monte Produce 4/24/2017FDX Fedex 4/24/2017FE First Energy 4/24/2017FEI First Trust MLP and Energy Fd 4/24/2017FELP Foresight Energy LP 4/24/2017FENG Phoenix New Media Limited 4/24/2017FET Forum Energy Technologies Inc 4/24/2017FFA First Trust Enhan Equ Incom Fd 4/24/2017FFG F B L Financial Group 4/24/2017FGB First Trust Spec Fin And Fin Fd 4/24/2017FGL Fidelity & Guaranty Life 4/24/2017FHN First Horizon National 4/24/2017FHN PRA First Horizon National Corp 4/24/2017FI Frank's International N.V. 4/24/2017FICO Fair Isaac Inc 4/24/2017FIS Fidelity National Information 4/24/2017FIX Comfort Systems Usa 4/24/2017FL Foot Locker Inc 4/24/2017FLC Flaherty & Crumrine Total Rtn Fd 4/24/2017FLR Fluor 4/24/2017FLS Flowserve 4/24/2017FLY Fly Leasing Limited 4/24/2017FMN Federated Premier Municipal Fund 4/24/2017FMS Fresenius Medical Care Ag & Co. 4/24/2017FMSA Fairmount Santrol Holdings Inc. 4/24/2017FNFV Fidelity Natl Financial Inc. 4/24/2017FOE Ferro Corp 4/24/2017FOR Forestar Group Inc 4/24/2017FPI Farmland Partners Inc. 4/24/2017FPL First Trust New Opp MLP & Energy 4/24/2017

FPT Federated Premier Intermediate M 4/24/2017FR First Industrial Realty Trust 4/24/2017FRAC Keane Group Inc. 4/24/2017FRO Frontline Ltd 4/24/2017FRT Federal Realty Investment Trust 4/24/2017FSD First Trust High Income Long Sho 4/24/2017FTI TechnipFMC plc 4/24/2017FTS Fortis Inc. 4/24/2017FTV Fortive Corporation 4/24/2017FUL H B Fuller Company 4/24/2017FXE CurrencyShares Euro Trust 4/24/2017G Genpact Limited 4/24/2017GAB Gabelli Equity Trust 4/24/2017GAB PRD The Gabelli Equity Trust Inc 4/24/2017GAB PRG The Gabelli Equity Trust Inc. 4/24/2017GAB PRH The Gabelli Equity Trust Inc. 4/24/2017GAB PRJ The Gabelli Equity Trust Inc. 4/24/2017GAM General American Invs 4/24/2017GBL Gamco Investors Inc 4/24/2017GBX Greenbrier Companies 4/24/2017GCAP Gain Capital Holdings Inc 4/24/2017GCI Gannett Co. Inc 4/24/2017GCO Genesco 4/24/2017GD General Dynamics 4/24/2017GDOT Green Dot Corporation 4/24/2017GDV The Gabelli Dividend & Income Tr 4/24/2017GE General Electric 4/24/2017GEB General Electric Capital Corp 4/24/2017GEF Greif Inc. 4/24/2017GEF B Greif Inc. 4/24/2017GEH General Electric Capital Corp. 4/24/2017GEK General Electric Capital Corp. 4/24/2017GEL Genesis Energy L P 4/24/2017GEN Genesis Healthcare Inc. 4/24/2017GER Goldman Sachs MLP Engy Ren Fund 4/24/2017GFA Gafisa S.A. 4/24/2017GGP GGP Inc. 4/24/2017GGZ The Gabelli Glb Sm & Mid Cap Val 4/24/2017GHC Graham Holdings Company 4/24/2017GHL Greenhill & Co Inc 4/24/2017GHM Graham Corporation 4/24/2017GIB CGI Group Inc. 4/24/2017GIMO Gigamon Inc. 4/24/2017GJH Synthetic Fixed-income Sec Inc 4/24/2017GJS Synthetic Fixed-income 4/24/2017GLD SPDR Gold Trust 4/24/2017GLF Gulfmark Offshore Inc 4/24/2017GLOG GasLog Ltd 4/24/2017

GLOP GasLog Partners LP 4/24/2017GLT PH Glatfelter Company 4/24/2017GMED Globus Medical Inc. 4/24/2017GMZ Goldman Sachs MLP Income Opp Fnd 4/24/2017GNE Genie Energy Ltd 4/24/2017GNRT Gener8 Maritime Inc. 4/24/2017GPI Group 1 Automotive 4/24/2017GPM Guggenheim Enhanced Eqty Inc Fd 4/24/2017GPX G P Strategies 4/24/2017GRAM Grana y Montero S.A.A. 4/24/2017GRP U Granite Real Estate Invest Trust 4/24/2017GRX The Gabelli Hlth Care & Wellness 4/24/2017GS PRA Goldman Sachs Group 4/24/2017GS PRB Goldman Sachs Group 4/24/2017GS PRC Goldman Sachs Group 4/24/2017GS PRD Goldman Sachs Group 4/24/2017GS PRI The Goldman Sachs Group Inc. 4/24/2017GS PRJ Goldman Sachs Group Inc. The 4/24/2017GS PRK Goldman Sachs Group Inc. The 4/24/2017GS PRN Goldman Sachs Group Inc. The 4/24/2017GSBD Goldman Sachs BDC Inc. 4/24/2017GSH Guangshen Railway 4/24/2017GSL Global Ship Lease Inc 4/24/2017GTY Getty Realty 4/24/2017GUT Gabelli Utility Trust 4/24/2017GXP Great Plains Energy Incorporated 4/24/2017GXP PRB Great Plains Energy Incorporated 4/24/2017GYB Corporate Asset Backed Corp 4/24/2017GZT Gazit-globe Ltd 4/24/2017HAE Haemonetics 4/24/2017HAL Halliburton Holding Company 4/24/2017HASI Hannon Armstrong Sus Infr Cap In 4/24/2017HBI Hanesbrands 4/24/2017HCA HCA Holdings Inc. 4/24/2017HCI HCI Group Inc. 4/24/2017HCLP Hi-Crush Partners LP 4/24/2017HCN PRI Welltower Inc. 4/24/2017HDB HDFC Bank Limited 4/24/2017HE Hawaiian Electric Industries 4/24/2017HEP Holly Energy Partners 4/24/2017HEQ John Hancock Hedged Equity & Inc 4/24/2017HF HFF Inc. 4/24/2017HFC Hollyfrontier Corporation 4/24/2017HHC The Howard Hughes Corporation 4/24/2017HIG WS Hartford Financial Services Grp 4/24/2017HIVE Aerohive Networks Inc. 4/24/2017HIW Highwoods Properties 4/24/2017HK Halcon Resources Corporation 4/24/2017

HK WS Halcon Resources Corporation 4/24/2017HL Hecla Mining 4/24/2017HLI Houlihan Lokey Inc. 4/24/2017HMLP Hoegh LNG Partners LP 4/24/2017HOME At Home Group Inc. 4/24/2017HON Honeywell International Inc 4/24/2017HOV Hovnanian Enterprises 4/24/2017HP Helmerich & Payne 4/24/2017HPE Hewlett Packard Enterprise Comp 4/24/2017HPE WI Hewlett Packard Enterprise Comp 4/24/2017HPQ HP Inc. 4/24/2017HQH Tekla Healthcare Investors 4/24/2017HQL Tekla Life Sciences Investors 4/24/2017HR Healthcare Realty Trust 4/24/2017HRB H & R Block 4/24/2017HRG HRG Group Inc. 4/24/2017HRTG Heritage Insurance Holdings Inc 4/24/2017HSC Harsco 4/24/2017HTD John Hancock Tax-advantaged Fund 4/24/2017HTH Hilltop Holdings Inc 4/24/2017HUBS HubSpot Inc. 4/24/2017HUM Humana 4/24/2017HUN Huntsman Corp 4/24/2017HVT Haverty Furniture Companies 4/24/2017HVT A Haverty Furniture Companies Cla 4/24/2017HY Hyster-Yale Materials Handling 4/24/2017HYH Halyard Health Inc. 4/24/2017HZN Horizon Global Corporation 4/24/2017HZO MarineMax Inc. 4/24/2017I Intelsat S.A. 4/24/2017IAG Iamgold Corporation 4/24/2017IAU iShares Gold Trust 4/24/2017IBN ICICI Bank Ltd. 4/24/2017IBP Installed Building Products Inc 4/24/2017ICD Independence Ctrct Drilling Inc 4/24/2017ICL Israel Chemicals Ltd. 4/24/2017IEX IDEX Corporation 4/24/2017IFF Intl Flavors Fragrances 4/24/2017IGA Voya Global Advtg & Prem Opp Fd 4/24/2017IGD Voya Gbl Eqty Div and Prem Op Fd 4/24/2017IGT International Game Technology 4/24/2017IHC Independence Holding Co 4/24/2017IIPR Innovative Industrial Properties 4/24/2017INFY Infosys Limited 4/24/2017ING ING Groep NV 4/24/2017INN Summit Hotel Properties Inc 4/24/2017INST Instructure Inc. 4/24/2017INSW International Seaways Inc. 4/24/2017

IPG Interpublic Group Cos 4/24/2017IRET Investors Real Estate Trust 4/24/2017IRR Voya Nat Res Eqty Incm Fd 4/24/2017IRS IRSA Inversiones Representacione 4/24/2017IT Gartner 4/24/2017ITCB Itau CorpBanca 4/24/2017ITG Investment Technology Group Inc 4/24/2017ITGR Integer Holdings Corporation 4/24/2017IVC Invacare 4/24/2017IVH IVY High Income Opportunities Fd 4/24/2017IVR Invesco Mortgage Capital Inc 4/24/2017JBK Lehman Abs Corp 4/24/2017JBT John Bean Technologies Corp 4/24/2017JCAP Jernigan Capital Inc. 4/24/2017JCO Nuveen Cred Opp 2022 Tgt Tr Fund 4/24/2017JCP J C Penney Company Inc 4/24/2017JDD Nuveen Diversified Dividend Fund 4/24/2017JEC Jacobs Engineering Group 4/24/2017JHX James Hardie Industries plc. 4/24/2017JJG iPath Bloomberg Grains Subindex 4/24/2017JKS Jinkosolar Holdings Co Ltd 4/24/2017JMEI Jumei International Holding Ltd 4/24/2017JMF Nuveen Energy Mlp Total Return 4/24/2017JMLP Nuveen All Cap Energy MLP Opp Fd 4/24/2017JMP JMP Group LLC 4/24/2017JOE St Joe 4/24/2017JONE Jones Energy Inc. 4/24/2017JOY Joy Global Inc 4/24/2017JP Jupai Holdings Limited 4/24/2017JPC Nuveen Prefer Incm Opps Fd 4/24/2017JPM JPMorgan Chase & Co. 4/24/2017JPM PRA JPMorgan Chase & Co. 4/24/2017JPM PRB JPMorgan Chase & Co. 4/24/2017JPM PRD JPMorgan Chase & Co. 4/24/2017JPM PRE JPMorgan Chase & Co. 4/24/2017JPM PRF JPMorgan Chase & Co. 4/24/2017JPM PRG JPMorgan Chase & Co. 4/24/2017JPM PRH JPMorgan Chase & Co. 4/24/2017JPM WS JPMorgan Chase 4/24/2017JPS Nuveen Preferred Sec Inc Fund 4/24/2017JTA Nuveen Tax Advantaged Total 4/24/2017JW A John Wiley & Sons Cla 4/24/2017JWN Nordstrom 4/24/2017KAI Kadant Inc 4/24/2017KATE Kate Spade & Company 4/24/2017KB Kookmin Bank 4/24/2017KBH K B Home 4/24/2017KBR KBR Inc. 4/24/2017

KED Kayne Anderson Energy 4/24/2017KEN Kenon Holdings Ltd. 4/24/2017KEX Kirby 4/24/2017KEY KeyCorp 4/24/2017KFN PR KKR Financial Holdings LLC 4/24/2017KFS Kingsway Financial Services Inc. 4/24/2017KIM PRI Kimco Realty Corp 4/24/2017KIM PRJ Kimco Realty Corporation 4/24/2017KIM PRK Kimco Realty Corporation 4/24/2017KMF Kayne Anderson Midstrm Enrgy Fnd 4/24/2017KMG KMG Chemicals Inc 4/24/2017KMX Car Max Inc. 4/24/2017KN Knowles Corporation 4/24/2017KND Kindred Healthcare 4/24/2017KNL Knoll Inc. 4/24/2017KODK Eastman Kodak Company 4/24/2017KODK WS Eastman Kodak Company 4/24/2017KODK WSA Eastman Kodak Company 4/24/2017KOS Kosmos Energy Ltd 4/24/2017KRA Kraton Corporation 4/24/2017KRC Kilroy Realty 4/24/2017KRC PRH Kilroy Realty Corporation 4/24/2017KRG Kite Realty Group Trust 4/24/2017KRP Kimbell Royalty Partners 4/24/2017KS KapStone Paper and Pack Corp. 4/24/2017KSM Deutsche Strategic Muni Incm Tr 4/24/2017KTF Deutsche Municipal Income Trust 4/24/2017KTN Structured Products 4/24/2017KWR Quaker Chemical 4/24/2017KYE Kayne Anderson Energy 4/24/2017KYN Kayne Anderson Mlp Investment 4/24/2017KYO Kyocera Adr 4/24/2017L Loews 4/24/2017LAD Lithia Motors 4/24/2017LADR Ladder Capital Corp 4/24/2017LAZ Lazard Ltd 4/24/2017LBF Deutsche Global High Incm Fund 4/24/2017LC LendingClub Corporation 4/24/2017LCM Advent/Claymore Enhanced Gth & F 4/24/2017LDL Lydall 4/24/2017LEA Lear Corporation 4/24/2017LEN Lennar 4/24/2017LEN B Lennar Corporation 4/24/2017LEO Dreyfus Strategic Municipals 4/24/2017LHO LaSalle Hotel Properties 4/24/2017LHO PRH LaSalle Hotel Properties 4/24/2017LHO PRI LaSalle Hotel Properties 4/24/2017LHO PRJ LaSalle Hotel Properties 4/24/2017

LII Lennox International 4/24/2017LITB LightinTheBox Holding Co. Ltd. 4/24/2017LL Lumber Liquidators Holdings Inc 4/24/2017LLY Eli Lilly & Company 4/24/2017LM Legg Mason 4/24/2017LMHA Legg Mason Inc. 4/24/2017LMHB Legg Mason Inc. 4/24/2017LMT Lockheed Martin 4/24/2017LOW Lowes Companies 4/24/2017LPI Laredo Petroleum Inc. 4/24/2017LPT Liberty Property Trust 4/24/2017LPX Louisiana Pacific 4/24/2017LSI Life Storage Inc. 4/24/2017LUB Luby's Del 4/24/2017LUV Southwest Airlines 4/24/2017LUX Luxottica Group 4/24/2017LVLT Level 3 Communications Inc 4/24/2017LW Lamb Weston Holdings Inc. 4/24/2017LXFR Luxfer Holdings PLC 4/24/2017MAA Mid Amer Apartment Comms 4/24/2017MAA PRI Mid-America Apartment Com 4/24/2017MAV Pioneer Municipal Hi Adv Tr 4/24/2017MBLY Mobileye N.V. 4/24/2017MBT Mobile TeleSystems PJSC 4/24/2017MC Moelis & Company 4/24/2017MCA Blackrock Muniyield Ca Qual Fd 4/24/2017MCI Barings Corporate Investors 4/24/2017MCK Mckesson Corporation 4/24/2017MCO Moodys Corp 4/24/2017MCRN Milacron Holdings Corp. 4/24/2017MCV Medley Capital Corporation 4/24/2017MCX Medley Capital Corporation 4/24/2017MCY Mercury General 4/24/2017MDC M.D.C Holdings 4/24/2017MDLQ Medley LLC 4/24/2017MDLX Medley LLC 4/24/2017MDR McDermott Intl 4/24/2017MEI Methode Electronics Inc 4/24/2017MEN Blackrock Munienhanced Fund Inc 4/24/2017MET MetLife Inc. 4/24/2017MFCB MFC Bancorp Ltd. 4/24/2017MFG Mizuho Financial Group Inc 4/24/2017MFL Blackrock Munihldgs Inv Qual Fd 4/24/2017MFT Blackrock Muniyield Inv Qal Fd 4/24/2017MG Mistras Group Inc 4/24/2017MGA Magna International 4/24/2017MHF Western Asset Municipal High Inc 4/24/2017MHI Pioneer Municipal High Income Tr 4/24/2017

MHO PRA M/i Homes Dep Shs 4/24/2017MITT AG Mortgage Investment Trust Inc 4/24/2017MITT PRA AG Mortgage Investment Trust Inc 4/24/2017MITT PRB AG Mortgage Investment Trust Inc 4/24/2017MKL Markel 4/24/2017MLI Mueller Industries 4/24/2017MMM 3M Company 4/24/2017MMP Magellan Midstream Partners Lp 4/24/2017MMU Western Asset Managed Municipals 4/24/2017MN Manning & Napier Inc 4/24/2017MNE Blackrock Muni Ny Interm Dur Fd 4/24/2017MNK MALLINCKRODT plc 4/24/2017MNP Western Asset Municipal Partners 4/24/2017MOD Modine Manufacturing 4/24/2017MOH Molina Healthcare Inc 4/24/2017MON Monsanto Co 4/24/2017MP PRD Mississippi Power Co 4/24/2017MPC Marathon Petroleum Corporation 4/24/2017MPG Metaldyne Performance Group Inc. 4/24/2017MPLX MPLX LP 4/24/2017MPSX Multi Packaging Solutions Intl. 4/24/2017MPV Barings Participation Investors 4/24/2017MPW Medical Properties Trust 4/24/2017MPX Marine Products 4/24/2017MQY Blackrock Muniyield Quality Fund 4/24/2017MRK Merck & Company 4/24/2017MRO Marathon Oil Corporation 4/24/2017MRT MedEquities Realty Trust Inc. 4/24/2017MS Morgan Stanley 4/24/2017MS PRA Morgan Stanley Series A 4/24/2017MS PRE Morgan Stanley 4/24/2017MS PRF Morgan Stanley 4/24/2017MS PRG Morgan Stanley 4/24/2017MS PRI Morgan Stanley 4/24/2017MS PRK Morgan Stanley 4/24/2017MSB Mesabi Trust Ctf Ben Int 4/24/2017MSCA Main Street Capital Corporation 4/24/2017MSI Motorola Solutions Inc 4/24/2017MSL Midsouth Bancorp Inc 4/24/2017MSM MSC Idustrial Direct 4/24/2017MTB PR M&T Bank Corporation 4/24/2017MTB PRC M&T Bank Corporation 4/24/2017MTDR Matador Resources Co 4/24/2017MTH Meritage Homes 4/24/2017MTL Mechel Pao 4/24/2017MTL PR Mechel Pao 4/24/2017MTOR Meritor Inc 4/24/2017MTRN Materion Corporation 4/24/2017

MTT Western Asset Municipal Defined 4/24/2017MTX Minerals Technologies 4/24/2017MUA Blackrock Muniassets Fund 4/24/2017MUE Blackrock Munihldings Qual Fd Ii 4/24/2017MUH Blackrock Muniholdings Fund Ii 4/24/2017MUR Murphy Oil Holding Co 4/24/2017MVC MVC Capital Inc. 4/24/2017MVCB MVC Capital Inc. 4/24/2017MYCC ClubCorp Holdings Inc. 4/24/2017MYE Myers Industries 4/24/2017MYF Blackrock Muniyield Invest Fd 4/24/2017MYJ Blackr Muniyield New Jersey Fund 4/24/2017MYN Blackrock Muniyield Ny Qual Fund 4/24/2017NAD Nuveen Quality Municipal Income 4/24/2017NADL North Atlantic Drilling Ltd 4/24/2017NAP Navios Maritime Midstream Partrs 4/24/2017NAV Navistar International Corp 4/24/2017NAV PRD Navistar International Corp 4/24/2017NAZ Nuveen Arizona Quality Muni Inc 4/24/2017NBHC National Bank Holdings Corp 4/24/2017NBL Noble Energy Inc 4/24/2017NBLX Noble Midstream Partners LP 4/24/2017NBR Nabors Industries Ltd 4/24/2017NDP Tortoise Energy Independence Fnd 4/24/2017NE Noble Corporation plc 4/24/2017NEA Nuveen AMT-Free Quality Muni Inc 4/24/2017NEU NewMarket Corporation 4/24/2017NFJ AllianzGI NFJ Div In & Prm Strgy 4/24/2017NFX Newfield Exploration 4/24/2017NGL NGL Energy Partners LP 4/24/2017NGLS PRA Targa Resources Partners LP 4/24/2017NGS Natural Gas Services Group Inc 4/24/2017NGVT Ingevity Corporation 4/24/2017NHI National Health Inv 4/24/2017NID Nuveen Intmd Durtion Muni Trm Fd 4/24/2017NIM Nuveen Select Maturities Muni 4/24/2017NIQ Nuveen Intermediate Duration Fd 4/24/2017NKG Nuveen GA Quality Muni Income 4/24/2017NKX Nuveen Cal AMT-Free Qual Muni In 4/24/2017NL NL Industries Inc. 4/24/2017NLY Annaly Capital Management 4/24/2017NM Navios Maritime Holdings Inc 4/24/2017NM PRG Navios Maritime Holdings Inc. 4/24/2017NM PRH Navios Maritime Holdings Inc. 4/24/2017NMM Navios Maritime Partners L P 4/24/2017NMR Nomura Holdings Inc 4/24/2017NMS Nuveen MN Quality Muni Income 4/24/2017NNA Navios Maritime Acquisition Corp 4/24/2017

NNC Nuveen NC Quality Muni Income 4/24/2017NNI Nelnet Inc 4/24/2017NOMD Nomad Foods Limited 4/24/2017NOV National Oilwell Varco Inc 4/24/2017NOW ServiceNow Inc. 4/24/2017NP Neenah Paper 4/24/2017NPO EnPro Industries Inc. 4/24/2017NR Newpark Resources 4/24/2017NRK Nuveen NY AMT-Free Qlty Muni Inc 4/24/2017NRP Natural Resource Partners L.P. 4/24/2017NS PRA NuStar Energy L.P. 4/24/2017NSA National Storage Affiliates Trst 4/24/2017NSC Norfolk Southern 4/24/2017NSS NuStar Logistics L.P. 4/24/2017NTG Tortoise MLP Fund Inc. 4/24/2017NTP Nam Tai Property Inc. 4/24/2017NTT Nippon Telegraph & Telephone 4/24/2017NUM Nuveen Mich Quality Muni Income 4/24/2017NUO Nuveen Ohio Quality Muni Income 4/24/2017NUV Nuveen Municipal Value Fund 4/24/2017NVG Nuveen AMT-Free Muni Credit Inc 4/24/2017NVS Novartis Ag 4/24/2017NW PRC Natwest Bank Ads Series C 4/24/2017NWE Northwestern Corporation 4/24/2017NWHM The New Home Company Inc. 4/24/2017NWY New York & Co Inc 4/24/2017NXC Nuveen Cal Select Tx Free 4/24/2017NXJ Nuveen NJ Quality Muni Income 4/24/2017NXP Nuveen Select Tax Free Income 4/24/2017NYCB New York Community Bancorp Inc 4/24/2017NYCB PRA New York Community Bancorp Inc. 4/24/2017NYCB PRU New York Community Capital Trust 4/24/2017NYT New York Times 4/24/2017NZF Nuveen Municipal Credit Income 4/24/2017OA Orbital ATK Inc. 4/24/2017OAK Oaktree Capital Group Llc 4/24/2017OAS Oasis Petroleum Inc 4/24/2017ODC Oil-Dri Of America 4/24/2017OEC Orion Engineered Carbons S.A. 4/24/2017OFC Corporate Office Prop Tr 4/24/2017OFC PRL Corp Office Properties Trust 4/24/2017OFG OFG Bancorp 4/24/2017OFG PRA OFG Bancorp 4/24/2017OFG PRB OFG Bancorp 4/24/2017OFG PRD OFG Bancorp 4/24/2017OGS ONE Gas Inc. 4/24/2017OHI Omega Healthcare Investors 4/24/2017OIA Invesco Muni Income Opp Trst 4/24/2017

OII Oceaneering International 4/24/2017OIL Barclays Bank PLC iPath GS C Oil 4/24/2017OIS Oil States International 4/24/2017OKE ONEOK Inc. 4/24/2017OLN Olin 4/24/2017OLP One Liberty Properties Inc 4/24/2017OMAM OM Asset Management plc 4/24/2017OME Omega Protein 4/24/2017OMI Owens & Minor Holding 4/24/2017OOMA Ooma Inc. 4/24/2017OPP RiverNorth/DoubleLine Strat Opp 4/24/2017OR Osisko Gold Royalties Ltd 4/24/2017ORI Old Republic Intl 4/24/2017OSB Norbord Inc. 4/24/2017OSG Overseas Shipholding Group Inc. 4/24/2017OSK Oshkosh Corporation 4/24/2017OUT Outfront Media Inc. 4/24/2017PAC Grupo Aeroportuario Del Pacific 4/24/2017PACD Pacific Drilling S A 4/24/2017PAG Penske Automotive Group Inc 4/24/2017PAGP Plains GP Holdings L.P. 4/24/2017PAH Platform Specialty Products Corp 4/24/2017PAYC Paycom Software Inc. 4/24/2017PBA Pembina Pipeline Corporation 4/24/2017PBF PBF Energy Inc. 4/24/2017PBFX PBF Logistics LP 4/24/2017PBH Prestige Brands Holdings 4/24/2017PBI Pitney Bowes 4/24/2017PBI PRB Pitney Bowes Inc. 4/24/2017PBR Petroleo Brasileiiro Petrobras 4/24/2017PBR A Petroleo Brasileiro S.a. 4/24/2017PCK Pimco California Muni Fd Ii 4/24/2017PCQ Pimco California Muni Fd 4/24/2017PCY PowerShares Emg Mkt Sov Debt 4/24/2017PE Parsley Energy Inc. 4/24/2017PEB Pebblebrook Hotel Trust 4/24/2017PEB PRC Pebblebrook Hotel Trust 4/24/2017PEB PRD Pebblebrook Hotel Trust 4/24/2017PEG Pub Svc Enterprise Group 4/24/2017PEI Pennsylvania Re Inv Tr 4/24/2017PEO Adams Natural Resources Fund 4/24/2017PFD Flaherty & Crumrine Prd Fd Incor 4/24/2017PFE Pfizer 4/24/2017PFG Principal Financial Group 4/24/2017PFGC Performance Food Group Company 4/24/2017PFH Cabco Tr For J C Penney Debs Tr 4/24/2017PFK Prudential Financial 4/24/2017PFO Flaherty & Crumrine Prd Opp Fd 4/24/2017

PFS Provident Financial Services Inc 4/24/2017PG Procter & Gamble 4/24/2017PGRE Paramount Group Inc. 4/24/2017PGZ Principal Real Estate Income Fd 4/24/2017PHM Pultegroup Inc 4/24/2017PHX Panhandle Oil And Gas Inc 4/24/2017PHYS Sprott Physical Gold Trust ETV 4/24/2017PIR Pier 1 Imports Del 4/24/2017PKD Parker Drilling 4/24/2017PKE Park Electrochemical 4/24/2017PKX Posco 1/4th Shr 4/24/2017PKY Parkway Inc. 4/24/2017PLOW Douglas Dynamics Inc 4/24/2017PLT Plantronics 4/24/2017PM Philip Morris International Inc 4/24/2017PMC PharMerica Corporation 4/24/2017PMF Pimco Municipal Income Fund 4/24/2017PML Pimco Municipal Income Fund Ii 4/24/2017PMO Putnam Muni Opportunities Tst 4/24/2017PMT PRA PennyMac Mortgage Investment Tr 4/24/2017PMX Pimco Municipal Income Fund Iii 4/24/2017PNC PNC Financial Services Group Inc 4/24/2017PNC WS PNC Financial Services Group Inc 4/24/2017PNF Pimco New York Municipal Fd 4/24/2017PNI Pimco New York Muni Fd Ii 4/24/2017PNR Pentair plc. 4/24/2017PPG PPG Industries Inc 4/24/2017PPP Primero Mining Corp 4/24/2017PRA ProAssurance Corporation 4/24/2017PRGO Perrigo Company PLC 4/24/2017PRO Pros Holdings Inc 4/24/2017PRTY Party City Holdco Inc. 4/24/2017PRU Prudential Financial Inc 4/24/2017PSA PRA Public Storage 4/24/2017PSA PRB Public Storage 4/24/2017PSA PRC Public Storage 4/24/2017PSA PRD Public Storage 4/24/2017PSA PRE Public Storage 4/24/2017PSA PRS Public Storage 4/24/2017PSA PRT Public Storage 4/24/2017PSA PRU Public Storage 4/24/2017PSA PRV Public Storage 4/24/2017PSA PRW Public Storage 4/24/2017PSA PRX Public Storage 4/24/2017PSA PRY Public Storage 4/24/2017PSA PRZ Public Storage 4/24/2017PSB PRT PS Business Parks Inc 4/24/2017PSB PRU PS Business Parks Inc. 4/24/2017

PSB PRV PS Business Parks Inc. 4/24/2017PSB PRW PS Business Parks Inc. 4/24/2017PSLV Sprott Physical Silver Trust ETV 4/24/2017PSO Pearson Plc 4/24/2017PSTG Pure Storage Inc. 4/24/2017PTHN Patheon N.V. 4/24/2017PUMP ProPetro Holding Corp. 4/24/2017PX Praxair Inc 4/24/2017PXD Pioneer Natural Resources 4/24/2017PYN PIMCO New York Muni Inc Fd III 4/24/2017PZC PIMCO California Muni Fund III 4/24/2017PZE Petrobras Argentina S A 4/24/2017PZN Pzena Inv Mgnt Inc 4/24/2017Q Quintiles IMS Holdings Inc 4/24/2017QEP QEP Resources Inc 4/24/2017QHC Quorum Health Corporation 4/24/2017QTM Quantum 4/24/2017QUOT Quotient Technology Inc. 4/24/2017R Ryder System 4/24/2017RACE Ferrari N.V. 4/24/2017RAD Rite Aid 4/24/2017RBS The Royal Bank Of Scotland Group 4/24/2017RDC Rowan Companies Plc 4/24/2017RDY Dr. Reddy's Lab Lmt 4/24/2017REG Regency Centers 4/24/2017RELX RELX PLC 4/24/2017REN Resolute Energy Corporaton 4/24/2017RENX RELX N.V. 4/24/2017RES Rpc 4/24/2017RESI Altisource Residential Corp 4/24/2017REX Rex American Resources Corp 4/24/2017REXR Rexford Industrial Realty Inc. 4/24/2017REXR PRA Rexford Industrial Realty Inc. 4/24/2017RF Regions Financial Corporation 4/24/2017RFI Cohen & Steers Ttl Rtn Rlty Fd 4/24/2017RGA Reinsurance Group Of America Inc 4/24/2017RGC Regal Entertainment Group 4/24/2017RGS Regis Corp 4/24/2017RGT Royce Global Value Trust Inc. 4/24/2017RHI Robert Half Intl 4/24/2017RHP Ryman Hospitality Properties Inc 4/24/2017RHT Red Hat Inc 4/24/2017RIC Richmont Mines Inc. 4/24/2017RICE Rice Energy Inc. 4/24/2017RJI AB Svensk Ekportkredit ELEMENTS 4/24/2017RLGY Realogy Holdings Corp. 4/24/2017RLJ Rlj Lodging Trust 4/24/2017RMD ResMed Inc. 4/24/2017

RMP Rice Midstream Partners LP 4/24/2017RMT Royce Micro-cap Trust Inc 4/24/2017RNG RingCentral Inc. 4/24/2017RNP Cohen & Steers Reit & Prd Fd 4/24/2017ROG Rogers 4/24/2017ROK Rockwell Automation Inc 4/24/2017ROYT Pacific Coast Oil Trust 4/24/2017RPAI Retail Properties Of America Inc 4/24/2017RPAI PRA Retail Properties of America Inc 4/24/2017RPT Ramco-Gershenson Properties Trst 4/24/2017RPT PRD Ramco-Gershenson Properties Trst 4/24/2017RQI Cohen & Steers Quality Income 4/24/2017RRC Range Resources 4/24/2017RRTS Roadrunner Transportation Sys In 4/24/2017RS Reliance Steel & Aluminum 4/24/2017RSG Republic Services 4/24/2017RTEC Rudolph Technologies Inc. 4/24/2017RVT Royce Value Trust 4/24/2017RWT Redwood Trust 4/24/2017RXN Rexnord Corporation 4/24/2017RXN PRA Rexnord Corporation 4/24/2017RY PRS Royal Bank of Canada 4/24/2017RY PRT Royal Bank of Canada 4/24/2017RYAM Rayonier Advanced Materials Inc. 4/24/2017RYAM PRA Rayonier Advanced Materials Inc. 4/24/2017RYN Rayonier 4/24/2017SAH Sonic Automotive Inc 4/24/2017SAIC Science Applications Intl Corp. 4/24/2017SAN PRA Santander Fin Pfd Unipersonal 4/24/2017SAN PRB Santander Fin Pfd Unipersonal 4/24/2017SAN PRC Santander Fin Pfd Unipersonal 4/24/2017SAN PRI Santander Fin Prd Unipersonal 4/24/2017SAR Saratoga Investment Corp 4/24/2017SB PRB Safe Bulkers Inc. 4/24/2017SB PRC Safe Bulkers Inc. 4/24/2017SB PRD Safe Bulkers Inc. 4/24/2017SBR Sabine Royalty Tr Ut Bi 4/24/2017SC Santander Consumer USA Hldg Inc. 4/24/2017SCCO Southern Copper 4/24/2017SCHW PRB The Charles Schwab Corporation 4/24/2017SCHW PRC The Charles Schwab Corporation 4/24/2017SCHW PRD The Charles Schwab Corporation 4/24/2017SCL Stepan 4/24/2017SCNB Suffolk Bancorp 4/24/2017SCO ProShares UltraShort Blrg CrdOil 4/24/2017SCX Starrett Ls Cla Common 4/24/2017SDLP Seadrill Partners LLC 4/24/2017SDRL Seadrill Limited 4/24/2017

SEAS SeaWorld Entertainment Inc. 4/24/2017SEMG Semgroup Corporation 4/24/2017SERV ServiceMaster Global Hldgs Inc. 4/24/2017SFL Ship Finance International 4/24/2017SFR Colony Starwood Homes 4/24/2017SFUN Fang Holdings Limited 4/24/2017SGU Star Gas Partners 4/24/2017SHAK Shake Shack Inc. 4/24/2017SHI Sinopec Shanghai Petrochemical 4/24/2017SHO Sunstone Hotel Investors 4/24/2017SHO PRE Sunstone Hotel Investors Inc. 4/24/2017SHO PRF Sunstone Hotel Investors Inc. 4/24/2017SHV iShares Short Treasury Bond ETF 4/24/2017SHY iShares 1-3 Year Treasury Bond 4/24/2017SID Companhia Siderurgica Nacional 4/24/2017SITE SiteOne Landscape Supply Inc. 4/24/2017SJI South Jersey Inds 4/24/2017SJW SJW Group 4/24/2017SKT Tanger Factory Outlet Centers 4/24/2017SKX Skechers Usa 4/24/2017SLB Schlumberger 4/24/2017SLV iShares Silver Trust 4/24/2017SLW Silver Wheaton 4/24/2017SMM Salient Midstream & Mlp Fund 4/24/2017SMP Standard Mtr Prods 4/24/2017SN Sanchez Energy Corporation 4/24/2017SNAP Snap Inc. 4/24/2017SNE Sony Adr 4/24/2017SNN Smith & Nephew 4/24/2017SNV Synovus Financial 4/24/2017SNX Synnex Corporation 4/24/2017SOL Renesola Ltd 4/24/2017SOR Source Capital 4/24/2017SOV PRC Santander Holdings Usa Inc 4/24/2017SPA Sparton 4/24/2017SPE PRB Special Opportunities Fund Inc. 4/24/2017SPG Simon Property Group 4/24/2017SPGI S&P Global Inc. 4/24/2017SPH Suburban Propane Partners 4/24/2017SPLP Steel Partners Holdings Lp 4/24/2017SPLP PRA Steel Partners Holdings L.P. 4/24/2017SPN Superior Energy Services 4/24/2017SPR Spirit AeroSystems Holdings Inc. 4/24/2017SPXX Nuveen S&P 500 Dynamic Overwrite 4/24/2017SQNS Sequans Communications S A 4/24/2017SR Spire Inc. 4/24/2017SRC Spirit Realty Capital Inc. 4/24/2017SRF Cushing Energy Income Fund The 4/24/2017

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WGL Wgl Holdings 4/24/2017WHR Whirlpool 4/24/2017WIT Wipro Limited 4/24/2017WK Workiva Inc. 4/24/2017WLK Westlake Chemical Corp 4/24/2017WLKP Westlake Chemical Partners LP 4/24/2017WLL Whiting Petroleum 4/24/2017WM Waste Management 4/24/2017WMB Williams Delaware 4/24/2017WMC Western Asset Mortgage Captl Crp 4/24/2017WMS Advanced Drainage Systems Inc. 4/24/2017WNC Wabash National 4/24/2017WNR Western Refining Inc 4/24/2017WNS Wns (holdings) Limited 4/24/2017WPG Washington Prime Group Inc. 4/24/2017WPT World Point Terminals LP 4/24/2017WPX Wpx Energy Inc 4/24/2017WPXP WPX Energy Inc. 4/24/2017WPZ Williams Partners L.P. 4/24/2017WRD WildHorse Resource Development 4/24/2017WRE Washington Re Inv Tr 4/24/2017WSR Whitestone Reit 4/24/2017WST West Pharmaceutical Services 4/24/2017WTI W&t Offshore Inc 4/24/2017WTS Watts Water Technologies Inc 4/24/2017WU Western Union Co 4/24/2017WUBA 58.com Inc. 4/24/2017WY Weyerhaeuser 4/24/2017XEL Xcel Energy 4/24/2017XON Intrexon Corporation 4/24/2017XPO Xpo Logistics Inc 4/24/2017XRM Xerium Technologies Inc (new) 4/24/2017XYL Xylem Inc 4/24/2017Y Alleghany 4/24/2017YGE Yingli Green Energy Holding Comp 4/24/2017YPF Ypf Sociedad Anonima 4/24/2017YUME YuMe Inc. 4/24/2017ZEN Zendesk Inc. 4/24/2017ZOES Zoe's Kitchen Inc. 4/24/2017ZTS Zoetis Inc. 4/24/2017ZX China Zenix Auto Internatl Ltd 4/24/2017