VITA

ARIE KAPTEYNOctober 2017

BUSINESS ADDRESS: Center for Economic and Social Research635 Downey WayLos Angeles, CA 90089-3332(213) 821-1795kapteyn@dornsife.usc.educesr.usc.edu

HOME ADDRESS: 21334 Colina DriveTopanga, CA 90290

EDUCATION: Ph.D., Economics, Leiden University, 1977M.A., Econometrics, Erasmus University Rotterdam, 1973M.A., Agricultural Economics, Wageningen University, 1972B.A., Econometrics, Erasmus University Rotterdam, 1970B.A., Agricultural Economics, Wageningen, 1969

PRINCIPAL EMPLOYMENT:

11/12-present Director of Center for Economic and Social Research (CESR), University of Southern California.

1/01-11/12 Senior Economist RAND Corporation.

6/03-11/12 Director Labor & Population division, RAND.

99-2000 Director of CentERdata, Tilburg University.

3/96-9/00 Scientific Director of CentER Applied Research, Tilburg University.

9/92-2/00 Director of CentER, Tilburg University.

2/89-3/92 Dean, Faculty of Economics and Business Administration, Tilburg University.

82-00 Professor of econometrics, Tilburg University.

81-82 Associate Professor of economics, University of Southern California.

79-80 Assistant Professor of economics, University of Southern California.

76-77 Fellow of the Netherlands Institute for Advanced Study (NIAS), Wassenaar.

72-78 Assistant Professor of economics, Economics Institute of Leyden University.

1/72-9/72 Research Associate, Interfaculty for Graduate Studies in Management, Rotterdam

OTHER POSITIONS:

06-12 Director RAND American Life Panel

05-12 Director RAND Roybal Center for Financial Decision Making.

8/00 Visiting Professor, University of California, Santa Barbara.

12/98-1/99 Visiting Professor, University of Southern California.

1/98-8/98 Visiting Professor, California Institute of Technology.

97-99 Chairman of the Board of CentERdata.

8/97-12/97 Visiting Professor, Princeton University.

3/97-4/97 Erskine Fellow, University of Canterbury, Christchurch, New Zealand.

9/94-10/94 Visiting Fellow, Australian National University.

1/88 Benjamin Meaker Professor, University of Bristol.

76-77 Fellow of the Netherlands Institute for Advanced Study (NIAS), Wassenaar.

PROFESSONAL HONORS AND AWARDS:

N.G. Pierson medal for contribution to economic science and policy and for the foundation of excellent institutions for research and graduate teaching in economics in the Netherlands (joint with Bernard van Praag)

Winner of the Robert C. Witt Award for the best paper in Journal of Risk and Insurance in 2016 (joint with Jeff Brown and Olivia Mitchell)

2

Koopmans medal, Faculty of Economics and Business Administration, Tilburg University (2008).

Knight in the Order of the Netherlands Lion (2006).

Corresponding member of the Netherlands Royal Academy of Arts and Sciences (2002).

Faculty of Economics and Business Administration at Tilburg University instituted the Arie Kapteyn chair (2001).

Fellow of the Econometric Society (1994).

Ph.D. Economics cum laude (1977).

M.A. Agricultural Economics cum laude (1972).

EDITORIAL BOARDS:

Empirical Economics, associate editor (1997-2006).

Journal of Applied Econometrics, co-editor (1991-2001).

Journal of Population Economics, associate editor (1987-present).

Journal of Economic Behavior and Organization, associate editor (1982-2001).

ADVISORY BOARDS:

Scientific Monitoring Board, Survey of Health, Aging and Retirement in Europe (2009-present), Chair.

Journal of Economic Surveys (1998-present).

PROFESSIONAL ORGANIZATIONS:

European Society for Population Economics, President 1993. Council member since 1988.

NBER: Research Associate, 2013-present.

Netspar: Fellow, 2002-present.

IZA: Research Fellow, 2000-present.

3

NATIONAL RESEARCH COUNCIL:

Member of Panel on a Research Agenda and New Data for an Aging World, (1999-2000).

Member of Panel on Measuring Subjective Wellbeing in a Policy-Relevant Framework, (2011-2013).

NATIONAL INSTITUTES OF HEALTH:Served on several review panels; including Social Sciences and population Studies (SSPS) study section (2009-2013).

TEACHING: Econometrics, micro-economics, public finance, statistics, macro-economics.

THESIS ADVISOR: Approximately 28 Ph.D. students.

4

ARIE KAPTEYNPublications

October 2017

I. English Publications

1. Kapteyn, A., Banks, J., Hamer, M., Smith, J.P., Steptoe, A., Van Soest, A.H.O., Koster, A., Saw H.W., “What They Say and What They Do: Comparing Physical Activity Across U.S., England, and the Netherlands”, Journal of Epidemiology & Community Health, 2018, forthcoming.

2. Fonseca, R., Kapteyn, A. Zamarro, G., “Retirement and Cognitive Functioning: International Evidence”, Financial Decision Making and Retirement Security in an Aging World, O. Mitchell, P. B. Hammond, S.P. Utkus (eds.), Oxford University Press, 2017, 46-84.

3. Aguila, E., Kapteyn, A., Perez-Arce, F., “Consumption Smoothing and Frequency of Benefit Payments of Cash Transfer Programs”, American Economic Review 107, Papers and Proceedings, 2017, 430–435.

4. Kapteyn, A. and Saw, Htay-Wah, “Challenges to Small and Medium-Size Businesses in Myanmar: What are they and how do we know?” Journal of Asian Economics 47, 2016, 1-22.

5. Aguila, E., Kapteyn, A., Tassot, C., “Designing Cash Transfer Programs for an Older Population: The Mexican Case”, The Journal of the Economics of Aging 9, 2017, 111-121.

6. Brown, J.R., Kapteyn, A., Luttmer, E., and Mitchell, O., “Cognitive Constraints on Valuing Annuities”, Journal of the European Economic Association 15, 2017, 429-462.

7. Lusardi, A., Samek, A., Kapteyn, A., Glinert, L., Hung, A., Heinberg, A. “Visual Tools and Narratives: New Ways to Improve Financial Literacy”, Journal of Pension Economics and Finance, 2016, forthcoming

8. Fonseca, R., Kapteyn, A., Lee, J., and Zamarro, G., “Does retirement make you happy? A simultaneous equations approach,” Insights in the Economics of Aging, D. Wise (ed.), Cambridge, MA: National Bureau of Economic Research, 2017, 339-375.

9. Kalwij, A., Kapteyn, A, and de Vos, K., “Work Capacity at Older Ages in the Netherlands”, Social Security Programs and Retirement Around the World: The

5

Capacity to Work at Older Ages , 2016, D. Wise (ed), Cambridge, MA: National Bureau of Economic Research, forthcoming.

10.Hays, R.D., Liu, H., and Kapteyn, A., “Use of Internet Panels to Conduct Surveys”, Behavior Research Methods, Vol. 47, 2015, 685-690.

11.Angrisani, M., Kapteyn, A. and Schuh S. “Measuring Household Spending and Payment Habits: the Role of ‘Typical’ and ‘Specific’ Time Frames in Survey Questions.” In C. D. Carroll, T. Crossley, and J. Sabelhaus (Eds.), Improving the Measurement of Consumer Expenditures Chicago: University of Chicago Press, 2015, 414-440.

12.Heinberg, A., Hung, A., Kapteyn, A., Lusardi, A., Savikhin Samek, A., Yoong, J., “Five Steps to Planning Success. Experimental Evidence from U.S. Households”, Oxford Review of Economic Policy, Vol. 30, 2014, 697-724.

13.Aguila, E., Kapteyn, A., and Smith, J.P., “The Effects of Income Supplementation on Health of the Poor Elderly-The Case of Mexico”, PNAS, Vol. 112, 2015, 70-75.

14.Kapteyn, A., Lee, J., Tassot, C., Vonkova, H., and Zamarro, G., “Dimensions of Subjective Well-Being”, Social Indicators Research, 123, 2015, 625-660.

15.Schonlau, M, Weidmer B, Kapteyn, A., “Recruiting an Internet Panel Using Respondent Driven Sampling”, Journal of Official Statistics, Vol. 30, 2014, 277-289

16.Barcellos, S., Wuppermann A., Carman K.C., Bauhoff S., McFadden D., Kapteyn A. , Winter J., and Goldman D.P. “Preparedness of Americans for the Affordable Care Act“, PNAS, Vol. 111, 2014, 5497–5502.

17.Gutsche, T. Kapteyn, A., Meijer, E., Weerman, A. “The RAND Continuous 2012 Presidential Election Poll”, Public Opinion Quarterly, Vol. 78, 2014, 233-254.

18.Fonseca, R., Kapteyn, A., Lee, J., Zamarro, G., Feeney, K. "A Longitudinal Study of Well-being of Older Europeans: Does Retirement Matter?", Journal of Population Aging, Vol. 7, 2014, 21-41.

19.Brown, J.R., Kapteyn, A., and Mitchell, O., “Framing and Claiming: How Information-Framing Affects Social Security Claiming Behavior”, The Journal of Risk and Insurance, Vol. 83, 2016, 139-162.

20.Galama, T.J., Kapteyn, A., Fonseca, R., and Michaud, P.C., “A Health Production Model with Endogenous Retirement,” Health Economics, Vol. 22, 2013, 883-992.

21.Delaney, L., Kapteyn, A., and Smith J.P., “Why Do Some Irish Drink So Much? Family, Historical and Regional Effects on Students’ Alcohol Consumption and Subjective Normative Thresholds,” Review of Economics of the Household, Vol.11, 2013, 1- 27.

22.Van Soest, A., Andreyeva, T., Kapteyn, A., and Smith, J., “Self Reported Disability and Reference Groups,” in: David Wise (ed.) Investigations in the

6

Economics of Aging, University of Chicago Press, 2012, 237-266. (Also as a RAND Working Paper WR-409).

23.Kapteyn, A., Smith, J.P., and Van Soest, A., “Are Americans Really Less Happy With Their Incomes?” Review of Income and Wealth, Vol. 58, 2012, 1475-499.

24.Galama, T.J., and Kapteyn, A., “Grossman’s Missing Health Threshold,” Journal of Health Economics, Vol. 30, 2011, 1044-1056.

25.Kapteyn, A., and Teppa, F., “Subjective Measures of Risk Aversion, Fixed Costs, and Portfolio Choice,” Journal of Economic Psychology, Vol. 32, 2011, 564-580.

26.Kapteyn, A., Smith, J.P., and Van Soest, A., “Work Disability, Work, and Justification Bias in Europe and the U.S.” In: David Wise (ed.) Explorations in the Economics of Aging, University of Chicago Press, 2011, 269-314. (Also as RAND Working Paper WR-696).

27.Kuhn, P., Kooreman, P., Soetevent, A., and Kapteyn, A., “The Effects of Lottery Prizes on Winners and Their Neighbors: Evidence from the Dutch Postcode Lottery,” American Economic Review, Vol. 101, 2011, 2226-2247. (Also as RAND Working Paper WR-574).

28.Kapteyn, A., Michaud, P.C., Smith, J.P., and Van Soest, A., “Temporary and Permanent Unit Non-Response in Follow-up Interviews of the Health and Retirement Study,” Longitudinal and Life Course Studies 2, 2011,145-169. (Also as RAND Working Paper WR-407).

29.Van Soest, A., Delaney, L., Harmon, C., Kapteyn, A., and Smith, J.P., “Validating the Use of Vignettes for Subjective Threshold Scales,” Journal of the Royal Statistical Society A, Vol.174, 2011, 575-595. (Also as RAND Working Paper WR-501).

30.Meijer, E., Kapteyn, A., and Andreyeva, T., “International Comparable Health Indices,” Health Economics, Vol. 20, 2011, 600-619.

31.Kapteyn, A., “What Can We Learn From (and About) Global Aging?” Demography, Vol. 47, 2010, S191-S209.

32.Van, Soest, A., and Kapteyn, A., “Mode and Context Effects in Measuring Household Assets,” in: Marcel Das, Peter Ester, and Lars Kazcmirek (eds.), Social Research and the Internet, Routledge, 2010, 291-324. (Also as RAND Working Paper WP-668).

33.Kapteyn, A., Smith, J., and Van Soest, A., “Life Satisfaction,” in: Ed Diener, John F. Helliwell, Daniel Kahneman (eds.) International Differences in Well-Being, Oxford University Press, 2010, 70-104. (Also as RAND Working Paper WP-623).

34.Kapteyn, A., Smith, J.P., Van Soest, A., and Banks, J., “Labor Market Status and Transitions During the Pre-Retirement Years: Learning from International

7

Differences,” in D.A. Wise (ed.), Research Findings in the Economics of Aging, Chicago University Press, 2010, 63-92.

35.Kalwij, A., Kapteyn, A., and De Vos, K., “Retirement of Older Workers and Employment of the Young,” De Economist, Vol.158, 2009, 341-359.

36.Schonlau, M., Van Soest, A., Kapteyn, A., and Couper, M., “Selection Bias in Web Surveys and the Use of Propensity Scores,” Sociological Methods & Research,Vol. 37, 2009, 291-318.

37.Kapteyn, A., De Vos, K., and Kalwij, A., “Early Retirement and Employment of the Young in the Netherlands,” in: J. Gruber and D.A. Wise (eds.) Social Security Programs and Retirement Around the World: The Relationship to Youth Employment, University of Chicago Press, 2009, 243-259.

38.Kapteyn, A., Kleinjans, K.J., and Van Soest, A., “Intertemporal Consumption with Directly Measured Welfare Functions and Subjective Expectations,” Journal of Economic Behavior and Organization, Vol. 72, 2009, 425-443. (Also as RAND Working Paper WP-535).

39.Banks, J., Kapteyn, A., Smith, J.P., and Van Soest, A., “Work Disability is a Pain in the *****, Especially in England, The Netherlands, and the United States,” in: D.M. Cutler and D.A. Wise (eds.), Health at Older Ages, Chicago University Press, 2008, 251-293.

40.Bloemen, H.G., and Kapteyn, A., “The Estimation of Utility Consistent Labor Supply Models by Means of Simulated Scores,” Journal of Applied Econometrics, Vol. 23 (4), 2008, 395-422.

41.Kapteyn, A., Smith, J.P., and Van Soest, A., “Dynamics of Work Disability and Pain,” Journal of Health Economics, Vol. 27 (2), 2008, 496-509.

42.Schonlau, M., Van Soest, A., and Kapteyn, A., “Are ‘Webographic’ or Attitudinal Questions Useful for Adjusting Estimates From Web Surveys Using Propensity Scoring?” Survey Research Methods, Vol. 1 (3), 2007, 155-163.

43.Kapteyn, A., and De Vos, K., “Simulation of Pension Reforms in The Netherlands”, in: J. Gruber and David A. Wise (eds.), Social Security Programs and Retirement around the World; Fiscal Implications of Reform, University of Chicago Press, 2007, 327-349.

44.Kapteyn, A., and Ypma, J.Y., “Measurement Error and Misclassification: A Comparison of Survey and Administrative Data,” Journal of Labor Economics, Vol. 25 (3), 2007, 513-551.

45.Kapteyn, A., Smith, J.P., and Van Soest, A., “Vignettes and Self Reports of Work Disability in the United States and the Netherlands,” American Economic Review, Vol. 97 (1), 2007, 461-473.

8

46.Couper, M.P., Kapteyn, A., Schonlau, M., and Winter, J., “Noncoverage and Nonresponse in an Internet Survey,” Social Science Research, Vol. 36, 2007, 131-148.

47.Kapteyn, A., Alessie, R., and Lusardi, A., “Explaining the Wealth Holdings of Different Cohorts: Productivity Growth and Social Security,” European Economic Review, Vol. 49, 2005, 1361-1391.

48.Kapteyn, A., and Panis, C., “Institutions and Savings for Retirement: Comparing the United States, Italy, and The Netherlands,” in: D.A. Wise (ed.) Analyses in the Economics of Aging, University of Chicago Press, 2005, 281-312.

49.Kapteyn, A., Kalwij, A., and Zaidi, A., “The Myth of Worksharing,” Labour Economics, Vol.11, 2004, 293-313.

50.De Vos, K. and Kapteyn, A., “Incentives and Exit Routes to Retirement in the Netherlands,” in: Jonathan Gruber and David A. Wise (eds.), Social Security and Retirement around the World: Micro-Estimation, The University of Chicago Press, 2004, 461-498.

51.Alessie, R., and Kapteyn, A., “Saving and Pensions in The Netherlands,” in: Axel Boersch-Supan (ed.), Life-Cycle Saving and Public Policy, Academic Press, 2003, 205-255.

52.Kapteyn, A., and Teppa, F., “Hypothetical Intertemporal Consumption Choices,” The Economic Journal, Vol. 113, 2003, C140-C152.

53.Hurd, M., and Kapteyn, A., “Health, Wealth, and the Role of Institutions,” Journal of Human Resources, Vol. 28, 2003, 386-415.

54.Gneezy, U., Kapteyn, A., and Potters, J.N., “Evaluation Periods and Asset Prices in a Market Experiment,” Journal of Finance, Vol. 58, 2003, 821-837.

55.Alessie, R., and Kapteyn, A., “Saving and Pensions in The Netherlands,” Ricerche Economiche, Vol. 55, 2001, 61-82.

56.De Vos, K., and Kapteyn A., “Pension Provision in The Netherlands,” in: R. Disney and P. Johnson (eds.) Pension Systems and Retirement Incomes Across OECD Countries, Edward Elgar, 2001.

57.Alessie, R., and Kapteyn, A., “New Data for Understanding Saving,” Oxford Review of Economic Policy, Vol. 17, 2001, 55-69.

58.Kapteyn, A., Commentary on “Anchoring and Acquiescence Bias in Measuring Assets in Household Surveys,” Journal of Risk and Uncertainty, Vol. 19, 1999, 137-138.

59.Alessie, R.J.M., Lusardi, A., and Kapteyn, A., “Saving After Retirement: Evidence From Three Different Surveys,” Labour Economics, Vol. 6, 1999 277-310.

9

60.Kapteyn, A., and De Vos, K., “Social Security and Retirement in The Netherlands,” in: Jonathan Gruber and David A. Wise (eds.), Social Security and Retirement around the World, Chicago University Press, 1999, 269-304.

61.Woittiez, I., and Kapteyn, A., “Social Interactions and Habit Formation in a Model of Female Labour Supply,” Journal of Public Economics, Vol. 70, 1998, 185-205.

62.Kapteyn, A., and De Vos, K., “Social Security and Labor Force Participation in The Netherlands,” American Economic Review, Vol. 88, papers and proceedings, 1998, 164-167.

63.Kapteyn, A., Van De Geer, S., Van De Stadt, H., and Wansbeek, T., “Interdependent Preferences: An Econometric Analysis,” Journal of Applied Econometrics, Vol. 10, 1997, 665-686.

64.Alessie, R.J.M., Kapteyn, A., and Klijn, F.E., “Mandatory Pensions and Personal Savings in the Netherlands,” De Economist, Vol. 145, 1997, 291-324.

65.Kapteyn, A., and Kiefer, N.M., “Introduction: The Microeconometrics of Dynamic Decision Making," Journal of Applied Econometrics, Vol. 10, 1995, S1-S8.

66.Alessie, R.J.M., Kapteyn, A., and Lusardi, A., “Saving and Wealth Holdings of the Elderly," Ricerche Economiche, Vol. 49, 1995, 293-315.

67.Kapteyn, A., and Van Praag, B.M.S., “How Sensible is the Leyden Individual Welfare Function of Income? A Reply," European Economic Review Vol. 38, 1994, 1817-1825

68.Kapteyn, A., “ The Measurement of Household Cost Functions: Revealed Preference Versus Subjective Measures,” Journal of Population Economics, Vol. 7, 1994, 333-350 (Presidential Address of the European Society for Population Economics).

69.Bloemen, H., and Kapteyn, A., “The Joint Estimation of a Non-Linear Labour Supply Function and a Wage Equation Using Simulated Response Probabilities,” Annales d’Economie et de Statistique Vol. 29, 1993, 175-205.

70.Melenberg, B., and Kapteyn, A., “Measuring the Well-Being of the Elderly,” in: A.B. Atkinson and M. Rein (eds), Age, Work and Social Security, The MacMillan Press Ltd., London, 1993, 161-187.

71.Van Soest, A.H.O., Kapteyn, A., and Kooreman, P., “Coherency and Regularity of Demand Systems with Equality and Inequality Constraints,” Journal of Econometrics, Vol. 57, 1993, 161-188.

72.Wansbeek, T.J., and Kapteyn, A., “Simple Estimators for Dynamic Panel Data Models With Errors in Variables,” in: R. Bewley and T. Van Hoa (eds.), Contributions to Consumer Demand and Econometrics, Essays in Honour of Henri Theil, The Macmilan Press Ltd., Basingstoke, 1992, 238-251.

10

73.Kapteyn, A., and Kooreman, P., “Household Labor Supply: What Kind of Data Can Tell Us How Many Decision Makers There Are?” European Economic Review, papers and proceedings, Vol. 36, 1992, 365-371.

74.Kapteyn, A., and De Zeeuw, A.J., “ Changing Incentives for Economic Research in The Netherlands,” European Economic Review, papers and proceedings, Vol. 35, 1991, 603-611.

75.Alessie, R.J.M., and Kapteyn, A., “Habit Formation, Interdependent Preferences and Demographic Efforts in the Almost Ideal Demand System,” The Economic Journal, Vol. 101, 1991, 404-419.

76.Hacken, P.T.M. Ten., and Kapteyn, A., “MICOFKA: Integrating a Micro Labour-Supply Model and a Macro Model of the Dutch Economy,” in: T. Barker and M.H. Pesaran (eds.), Disaggregation in Econometric Modeling, Routledge, 1990, 248-270.

77.Soest, A.H.O. Van, Woittiez, I.B., and Kapteyn, A, “Labor Supply, Income Taxes and Hours Restrictions in The Netherlands,” Journal of Human Resources, Vol. 25, 1990, 571-558.

78.Woittiez, I.B., and Kapteyn, A., “Preference Interdependence and Habit Formation in a Family Labor Supply Model,” in: J.P. Florens et al. (eds.), Microeconometrics: Survey and Applications, Clevedon, Avon, Tieto Ltd., 1990, 231-264.

79.Kapteyn, A., Kooreman, P., and Van Soest, A.H.O., “Quality Rationing and Concavity in a Flexible Household Labor Supply Model,” The Review of Economics and Statistics, Vol. 72, 1990, 55-62.

80.Alessie, R.J.M., Van Lochem, J.B., Wansbeek, T.J., and Kapteyn, A., “Individual Effects in Utility Consistent Models of Demand,” in: J. Hartog, G. Ridder and J. Theeuwes (eds.), Panel Data and Labor Market Studies, North- Holland, Amsterdam, 1990, 253-278.

81.Kooreman, P., and Kapteyn, A., “On the Empirical Implementation of Some Game Theoretic Models of Household Labor Supply,” Journal of Human Resources, Vol. 25, 1990, 584-598.

82.Alessie, R.J.M., Kapteyn, A., and Melenberg, B., “The Effects of Liquidity Constraints on Consumption: Estimation From Household Panel Data,” European Economic Review, papers and proceedings, Vol. 33, 1989, 547-55.

83.Wansbeek, T.J., and Kapteyn, A., “Estimation of the Error-Components Model With Incomplete Panels,” Journal of Econometrics, Vol. 41, 1989, 341-361.

84.Ten Hacken, P., Kapteyn, A., and Woittiez, I., “Unemployment Benefits and the Labor Market, a Micro/Macro Approach,” in: B.A. Gustafsson and N.A. Klevmarken (eds.), The Political Economy of Social Security, Contributions to Economic Analysis, Vol. 179, North-Holland, Amsterdam, 1989,143-164.

11

85.Alessie, R.J.M., and Kapteyn, A., “Consumption, Saving and Demography,” in: A. Wenig and K.F. Zimmerman (eds.), Demographic Change and Economic Development, Studies in Contemporary Economics, Springer-Verlag, Berlin/Heidelberg, 1989, 272-305.

86.Alessie, R.J.M. and Kapteyn, A., “Preference Formation, Incomes and the Distribution of Welfare,” Journal of Behavioral Economics, Vol. 17, 1988, 77-96.

87.Kapteyn, A., Kooreman, P., and Willemse, R.J., “Some Methodological Issues in the Implementation of Subjective Poverty Definitions,” Journal of Human Resources, Vol. 23, 1988, 222-242.

88.Kooreman, P. and Kapteyn, A., "A disaggregrated analysis of the allocation of time within the household," Journal of Political Economy Vol. 95, 1987, 223-249.

89.Bekker, P.A., Wansbeek, T.J., and Kapteyn, A., “Consistent Sets of Estimates for Regressions with Correlated or Uncorrelated Measurement Errors in Arbitrary Subsets of All Variables,” Econometrica, Vol. 55, 1987, 1223-1230.

90.Nugent, J.B., Walther, R.J., and Kapteyn, A., “Weather Changes and the Distribution of Rural Income: A Model for India,” The Indian Journal of Economics, Vol. 68, 1987, 79-98.

91.Woittiez, I., and Kapteyn, A., “A Model of Job Choice, Labor Supply and Wages,” in: H. König (ed.), Economics of Wage Determination, Studies in Contemporary Economics, Springer-Verlag, Berlin, 1987, 249-270.

92.Kapteyn, A., and Kooreman, P., “Estimation of Rationed and Unrationed Household Labor Supply Functions Using Flexible Functional Forms,” The Economic Journal, Vol. 96, 1986, 398-412.

93.Wansbeek, T.J., Neudecker, H., and Kapteyn, A., “An Approach to N-Mode Components Analysis,” Psychometrika, Vol. 51, 1986, 269-275.

94.Bekker, P.A., Wansbeek, T.J., and Kapteyn, A., “Errors in Variables in Econometrics: New Developments and Recurrent Themes,” Statistica Neerlandica, Vol. 39, 1985, 129-141.

95.Wansbeek, T.J., and Kapteyn, A., “Estimation in a Linear Model With Serially Correlated Errors When Observations Are Missing,” International Economic Review, Vol. 26, 1985, 469-490.

96.Wansbeek, T.J., and Kapteyn, A., “The Individual Welfare Function: A Rejoinder,” Journal of Economic Psychology, Vol. 6, 1985, 375-381.

97.Wansbeek, T.J., and Kapteyn, A., “The Individual Welfare Function: A Review,” Journal of Economic Psychology, Vol. 6, 1985, 333-363.

12

98.Van De Geer, S.A., Van De Stadt, H., and Kapteyn, A., “The Impact of Changes in Income and Family Composition on Subjective Measures of Well-Being,” in: M. David and T. Smeeding (eds.), Horizontal Equity, Uncertainty, and Economic Well-Being, University of Chicago Press, 1985, 35-64.

99.Kapteyn, A., “Utility and Economics,” De Economist, Vol. 133, 1985, 1-20.

100. Kooreman, P., and Kapteyn, A., “The Systems Approach to Household Labor Supply in The Netherlands,” De Economist, Vol. 133, 1985, 21-42.

101. Van De Stadt, H., Kapteyn, A., and Van De Geer, S.A., “The Relativity of Utility: Evidence From Panel Data,” The Review of Economics and Statistics, Vol. 67, 1985, 179-187.

102. Bekker, P.A., Wansbeek, T.J., and Kapteyn, A., “Measurement Error and Endogeneity in Regression: Bounds for ML and IV-Estimates,” in:T.K. Dijkstra (ed.), Misspecification Analysis, Springer Verlag, Berlin, 1984, 85-103.

103. Aigner, D.J., Hsiao, C., Wansbeek, T.J., and Kapteyn, A., “Latent Variable Models in Econometrics,” in: Z. Grilliches and M.D. Intriligator (eds.), Handbook of Econometrics, Vol. II, North-Holland, Amsterdam, 1984, 1321-1393.

104. Wansbeek, T.J., and Kapteyn, A., “Errors in Variables. Consistent Adjusted Least Squares (CALS) estimation,” Communications in Statistics, Theory and Methods, Vol. 13, 1984, 1811-1837.

105. Colasanto, D., Van Der Gaag, J., and Kapteyn, A., “Two Subjective Definitions of Poverty: Results From the Wisconsin Basic Needs Study,” Journal of Human Resources, Vol. 19, 1984, 127-138.

106. Wansbeek, T.J., and Kapteyn, A., “A Note on Spectral Decomposition and Maximum Likelihood Estimation in ANOVA Models With Balanced Data,” Statistics and Probability Letters, Vol. 1, 1983, 213-215.

107. Kapteyn, A. and Wansbeek, T.J.,"Tackling hard questions by means of soft methods: the use of individual welfare functions in socio-economic policy," Kyklos Vol. 36, 1983, 249-269.

108. Kapteyn, A. and Wansbeek, T.J.,"Identification in the linear errors in variables model. A note," Econometrica Vol. 51, 1983, 1847-1849.

109. Kapteyn, A., and Wansbeek, T.J., “The Individual Welfare Function: Measurement, Explanation and Policy Applications,” Statistical Studies, Vol. 32, Netherlands Central Bureau of Statistics, The Hague, 1982, 36.

110. Wansbeek, T.J., and Kapteyn, A., “Empirical Evidence on Preference Formation,” Journal of Economic Psychology , Vol. 2, 1982, 137-154.

13

111. Wansbeek, T.J., and Kapteyn, A., “A Class of Decompositions of the Variance Covariance Matrix of a Generalized Error Components Model,” Econometrica, Vol. 50, 1982, 713-724.

112. Wansbeek, T.J., and Kapteyn, A., “A Simple Way to Obtain the Spectral Decomposition of Variance Components Models for Balanced Data,” Communications in Statistics, Theory and Methods, Vol. 11, 1982, 2105-2112.

113. Fiebig, D., and Kapteyn, A., “When are Two-Stage and Three Stage Least Squares Estimators Identical?” Economics Letters, Vol. 8, 1981, 53-58.

114. Wansbeek, T.J., and Kapteyn, A., “Estimators of the Covariance Structure of a Model for Longitudinal Data,” in: E. Charatsis (ed.), Proceedings of the Econometric Society European Meeting 1979. Selected Econometric Papers in Memory of S. Valavanis, North-Holland, Amsterdam, 1981, 341-355.

115. Van Herwaarden, F.G., and Kapteyn, A., “Empirical Comparison of the Shape of Welfare Functions,” European Economic Review, Vol. 15, 1981, 261-286.

116. Kapteyn, A., and Van Praag, B., “Family Composition and Family Welfare,” in: J.L. Simon and J. da Vanzo (eds.), Research in Population Economics II, JAI Press, Greenwich, 1980, 77-97.

117. Wansbeek, T.J., Buyze, J., and Kapteyn, A., “The Dynamics of Preference Formation,” Journal of Economic Behavior and Organization, Vol. 1, 1980, 123-157.

118. Goedhart, T., Van Praag, B.M.S., and Kapteyn, A., “The Poverty Line: A Pilot Survey in Europe,” The Review of Economics and Statistics, Vol. 62, 1980, 461-465.

119. Kapteyn, A., and Van Herwaarden, F.G., “Interdependent Welfare Functions and Optimal Income Distribution,” Journal of Public Economics, Vol. 14, 1980, 375-397.

120. Van Herwaarden, F.G., and Kapteyn, A., “Empirical Comparison of the Shape of Welfare Functions,” Economics Letters, Vol. 3, 1979, 71-76.

121. Van Praag, B.M.S., Van Herwaarden, F.G., and Kapteyn, A., “The Definition and Measurement of Social Reference Spaces,” The Netherlands Journal of Sociology, Vol. 15, 1979, 13-25.

122. Buyze, J., Wansbeek, T.J., and Kapteyn, A., “Maximizing or Satisficing?” The Review of Economics and Statistics, Vol. 61, 1979, 549-563.

123. Wansbeek, T.J., Buyze, J., and Kapteyn, A., “The Dynamics of Preference Formation,” Economics Letters, Vol. 1, 1978, 93-98.

14

124. Van Praag, B.M.S., Van Herwaarden, F.G., and Kapteyn, A., “Individual Welfare Functions and Social Reference Spaces,” Economics Letters, Vol. 1, 1978, 173-178.

125. Van Praag, B.M.S., Van Herwaarden, F.G., and Kapteyn, A., “The Individual Welfare Function of Income: A Lognormal Distribution Function,” European Economic Review, Vol. 11, 1978, 387-393.

126. Goedhart, T., and Kapteyn, A., “A Welfare Function of Income and Time,” Statistical Studies 22, Netherlands Central Bureau of Statistics, The Hague, 1978, 36.

127. Wansbeek, T.J., and Kapteyn, A., “The Separation of Individual Variation and Systematic Change in the Analysis of Panel Survery Data,” in: P.Madozier (ed.), The Econometrics of Panel Data, Special Issue of Annales de I’INSEE, Vol. 30-31, 1978, 659-680.

128. Goedhart, T., Halberstadt, V., Kapteyn, A., and Van Praag, B.M.S., “The Poverty Line: Concept and Measurement,” Journal of Human Resources, Vol. 12, 1977, 503-520.

129. Van Herwaarden, F., Kapteyn, A., and Van Praag, B.M.S., “Twelve Thousand Individual Welfare Functions of Income: A Comparison of Six Samples in Belgium and The Netherlands,” European Economic Review, Vol. 9, 1977, 283-300.

130. Kapteyn, A., and Van Praag, B.M.S., “A New Approach to the Construction of Family Equivalence Scales,” European Economic Review, Vol. 7, 1976, 313-335.

131. Kapteyn, A., and Van Praag, B.M.S., “Further Evidence on the Individual Welfare Function of Income: An Empirical Investigation in The Netherlands,” European Economic Review, Vol. 4, 1973, 32-62.

Books or Edited Volumes

Boeri, T., Boersch-Supan, A., Brugiavini, A., Disney, R., Kapteyn, A., and Peracchi, F., (eds.) Pensions: More Information, Less Ideology, 2001,

Preparing for an Aging World, 2001, National Research Council (panel member).

Jenkins, S.P., Kapteyn, A., and Van Praag, B.M.S (eds.), The Distribution of Welfare and Household Production, 1998 (eds.), Cambridge University Press.

Kapteyn, A., Kiefer, N.M., and Rust, J., The Microeconometrics of Dynamic Decision Making, Special Issue Journal of Applied Econometrics, Vol. 10, 1995.

15

Muffels, R., De Vries, A., Melenberg, B., Alessie, R.J.M., Kolkhuis-Tanke, P., and Berghman, J., Poverty in The Netherlands, VUGA, The Hague, 1990.

Woittiez, I., Ten Hacken, P., and Kapteyn, A., Household Labor Supply in The Netherlands in the Eighties and the Nineties, Organisation for Strategic Labor Market Studies, The Hague, W61, 1988.

Kapteyn, A., A Theory of Preference Formation, Ph.D.-thesis, 1977.

Dutch Publications

Kapteyn, A., Kalwij, A.S., and Zaidi, M.A., “Arbeidsduurverkorting internationaal vergeleken,” (International Comparison of Worksharing), Economisch Statistische Berichten, Vol. 83, 1998, 336-338.

Kapteyn, A., Kalwij, and Zaidi, A., “Korter werken, minder werk,” (Sharing Work, Less Employment), Economisch Statistische Berichten, Vol. 83, 1998, 332-336.

Kapteyn, A., Lusardi, A., and Alessie, R.J.M., “Generaties; eenheid in verscheidenheid,” (Generations: Uniformity in Variety), in: Ester, P., Geurts, J., and Vermeulen, M. (eds.), IVA Jubileum Bundel, Tilburg University Press, 1997, 141-152.

Kapteyn, A., “Woorden en daden,” (Words and Actions), in: Brakman, S., Garretsen, H., and Kuipers, S. (eds.), Met Jan Pen in Debat (Essays in Honor of Jan Pen), Amsterdam University Press, Amsterdam, 1993, 51-66.

Alessie, R.J.M., Camphuis, H., Klijn, F., Verhallen, and Kapteyn, A., “De Spaarder: Rationeel of Irrationeel; Voorspelbaar of Grillig?” (A saver: Rational of Irrational; Predictable or Whimsical?), Financial Advice, Fiction or Reality? VSB Bank/VSB Fonds, 1993.

Kapteyn, A., and Neilssen, J.H.M., “Financiële positie van ouderen in Nederland,” (Financial Positon of the Elderly in The Netherlands), in: Nies, H., Kroone, T., Baeyens, J., Bakker, M., Dooghe, G., Van Grondelle, N., Pennekamp, P., Verstraten, P. (eds.), Handboek Ouder Worden 6, Van Loghum-Slaterus, Zutphen, 1991, 1-28.

Kapteyn, A., and Van Soest, A.H.O., “Minimumlonen en werkgelegenheid,” (Minimum Wages and Employment), Economisch Statistische Berichten 3791, 1991, 68-72.

Ten Hacken, P.T.M., Woittiez, I.B., and Kapteyn, A., “Micro/macro: Menselijk Keuzegedrag in een Macromodel,” (Micro/Macro: Individual Behavior in a Macromodel), Economisch Statistische Berichten 3807, 1991, 477.

Kapteyn, A., Keuzenkamp, H., and Van Der Ploeg, F., “De hardnekkige werkloosheid in Nederland,” (Persistent Unemployment in The Netherlands), Economisch Statistische Berichten 3720, 1989, 794-798.

16

Kapteyn, A., and Van Soest, A.H.O., “Minimumloon en werkloosheid,” (Minimum Wages and Unemployment), Economisch Statistische Berichten 3726, 1989, 952-953.

Kapteyn, A., and Van Der Ploeg, F., “Netwerk voor kwantitatieve economie: nationale opleiding voor economische onderzoekers,” (Network for Quantitative Economics: a National Ph.D. Program), Economenblad 2, 1988, 5.

Alessie, R.J.M., Kapteyn, A., Van Der Ploeg, F., and Koster, E.R., “De invloed van demografie op bestedingen en besparingen,” (The Effort of Demograpghy on Consumption and Savings), in: Demografische Veranderingen en Economische Ontwikkelingen, Preadviezen van de Koninklijke Vereniging voor de Staathuishoudkunde, Stenfert Kroese Leyden, 1987, 157-182.

Kapteyn, A., and Melenberg, B., “Inkomens en bestedingen van ouderen, verslag van een Vooronderzoek,” (Income and Expenditures of the Elderly. A First Investigation), Economics Institute Tilburg, 1987.

Woittiez, I., and Kapteyn, A., “Arbeidsaanbod en voorkeursvorming,” (Labor Supply and Preference Formation), Organisation for Strategic Labor Market Studies, The Hague, 1986, 121.

Kapteyn, A., “De Arbeidsmarkt,” (The Labor Market), Economisch Statistisch Berichten, Vol. 71, 1986, 623-625.

Kooreman, P., Muffels, R.J.A., and Kapteyn, A., “Determinanten van bestaansonzekerheid,” (Determinants of Poverty), Ministry of Social Affairs, The Hague, 1985, 165.

Van De Stadt, H., Van De Geer, S.A., and Kapteyn, A., “Uitkeringen, armoede en welvaart,” (Benefits, Poverty and Welfare), Economisch Statische Berichten 70, 1985, 384-389.

Kapteyn, A., “Nederlandse overheid stimuleert verspilling,” (Government Induces Waste), Katern Hoger Onderwijs 1, 1985.

Kapteyn, A., and Wansbeek, T.J., “Publikaties en kwaliteitsmeting bij economisch onderzoek,” (Publications and Quality Measurement in Economic Research), in: Becker, H.A., and Van Raan, A.F.J. (eds), Kwaliteit in De Wetenschap. Een Meetbaar Bergrip?, DSWO Press, Leyden, 1985, 311-320.

Kapteyn, A., “Onzekerheden in prognoses van werkloosheid,” (Uncertainties in Forecasts of Unemployment), in: J.J. Krabbe et al. (eds.), Arbeid en Milieu, Studies Staathuishoudkunde, University of Agriculture, Wageningen, 1985.

Kapteyn, A., “Bestaanszekerheid,” (Security of Subsistence), in: Veldkamp, G.M.J. (ed.), Paradoxen in de Sociale Zekerheid, Kluwer, Deventer, 1985, 49-66.

17

Kooreman, P., Kapteyn, A., and Van Der Ham, P., “Evaluatie NPAO-Survery,” (Evaluation NPAO-Survey), Organisation for Strategic Labor Market Studies, The Hague, 1985, 88.

Kapteyn, A., “Sprookjes vertellen over arbeidsduurverkorting,” (Fairy Tales about a Shorter Working Week), Economisch Statistische Berichten, Vol. 69, 1984, 261-263.

Kapteyn, A., “Welvaart sinds het stenen tijdperk," (Welfare Since the Stone Age), Economisch Statistische Berichten Vol. 66, 11981, 120-1122.

Kapteyn, A., and Van Rijn Van Alkemade, E.M., “Kan een gulden een daalder worden?” (Can We Get More Out of a Guilder?), Intermediair, Vol. 15, 1979, 59-63.

Kapteyn, A., Buyze, J., and Wansbeek, T.J., “Veranderende voorkeuren,” (Changing Preferences), Economisch Statistische Berichten, Vol. 64, 1979, 166-170.

Kapteyn, A., and Van Herwaarden, F.G., “Afhankelijkheid van voorkeuren en optimale inkomensverdeling,” (Interdependent Preferences and Optimal Income Distribution), Economisch Statistische Berichten Vol.64, 1979, 140-144.

Kapteyn, A., Van Praag, B.M.S., “Individuele welvaartsfuncties en sociale referentiegroepen,” (Individual welfare functions and social reference groups), Economisch Statistische Berichten, Vol. 64, 1979, 116-121.

Kapteyn, A., “Meer consumeren of beter verdelen?” (Consume More of Distribute Better?), TNO-Project, Vol. 6, 1978, 55-58.

Kapteyn, A., and Wansbeek, T.J., “Beter meten en voorspellen met behulp van panel-gegevens,” (Improved measurement and predictions by means of panel data), Economisch Statistische Berichten Vol. 63, 1978, 43-47.

Kapteyn, A., Groenewegen, J., Misset, H.J.A.F., Bernelot Moens, W.E., and Bruyn-Hundt, M., “De kinderbijslag en kinderaftrekregelingen nader bekeken,” (A Closer Look at the Family Allowance System in The Netherlands), Nederlandse Gezinsraad, The Hague, 1977, 90.

Praag, B.M.S. van, and Kapteyn, A., "Kinderbijslag en kinderaftrek; een evaluatie en een voorstel," (The family allowance system; an evaluation and a proposal), Intermediair, 1976, 47.

Van Praag, B.M.S., and Kapteyn, A., "Het onderzoek naar de individuele welvaartsfunctie van het inkomen," (Research into individual welfare functions of income), ZWO-jaarboek 1975, 122-128.

Kapteyn, A., "Consumentengedrag en inkomenswaardering," (Consumer Behavior and Income Evaluation), in: J.W. van der Ben et al. (eds.), Marktonderzoek en Consumentengedrag, Stenfert Kroese, Leyden, 1976, 305-336.

18

Goedhart, T., Halberstadt, V., Kapteyn, A., Van Praag, B.M.S., "Welk inkomen vinden we minimaal?" (Which Income Do We Consider to be Minimal?), Economisch Statistische Berichten 61, 1976, 620-624.

Van Praag, B.M.S., and Kapteyn, A. "Enige subjectieve en materiële gevolgen van verschillen in gezinsstructuur; een kwantitatieve beschouwing en een voorstel voor een nieuw KBA-stelsel," (Some Subjective and Financial Consequences of Differences in Family Structure; a Quantitative Analysis and a Proposal for a New Family Allowance System), Appendix B of: Economische Aspecten der Bevolkingsontwikkeling, Staatscommissie voor het Bevolkingsvraagstuk, The Hague, 1975.

Van Praag, B.M.S., and Kapteyn, A., "Hoe duur is ons gezin?" (What is the Cost of a Family?), Economisch Statistische Berichten 59, 6, 13 and 20 November, 1974.

Kapteyn, A., and Van Praag, B.M.S., "Wat is ons inkomen ons waard?" (How Do We Value Our Income?), Economisch Statistische Berichten 58, 25 April and 2 May, 1973.

Oskam, A.J., and Kapteyn, A., "Beslissingscriteria voor overheidsinvesteringen," (Decision rules for public investment), Openbare Uitgaven 4, 1972, 151-159,

Bunjes, A.M., Sonnemans, C.H.M., and Kapteyn, A., “Heeft het Agrarische Markt-en Prijsbeleid in de Euromarkt een Integrerend of Desintegrerend Effect?” (Does the EC Agricultral Policy Cause Disintegration?), Economisch Statistische Berichten, Vol. 57, 1972, 428-433.

German Publications

Bunjes, A.M., Sonnemans, C.H.M., and Kapteyn, A., "Hat die agrarische Markt- und Preispolitik in der EWG einen integrierenden oder desintegrierenden Effekt?" (Does the EC Agricultural Policy Cause Disintegration?), Agrarwirtschaft, 1972, 119-125.

Italian Publications

Halberstadt, V., and Kapteyn, A., "Il concetto di reddito minimo. Definizioni misuri e politiche nella Comunita Europea," (The concept of Minimum Income. Definitions, Measurement, and Policies in the European Community), Revista Internazionale di Scienze Sociali, 2nd issue, 1980, 183-219.

Spanish Publications

Aguila, Emma, Claudia Diaz, Mary Manqin Fu, Ashley Pierson, and Kapteyn, A., “Envejecer en México: Condiciones de Vida y Salud.” Envejecimiento y Salud: Una

19

Propuesta para un Plan de Acción. Toluca, Mexico: National Academy of Medicine of Mexico, 2012, 303-319.

20