PHl,J Ll,JC S6 12 APPENDIX 12

BAO cAo KET QUA GIAO D!CH co PHIEU/CHU'NG CHI QUY CUA NGU'O'I NOi BO VA NGU'O'I co LIEN QUAN

RFT'orn ON RESULTS or TfU\NSACTf()[\! IN SUAF?ES!FU/\ID CCi?TIP:I< ;;1. TE.c; OF JJ\ITEF.:f\J!\I Pf"l,'DON AN/) AFr)UA TED PFr:scws

(Ban hanh kem theo Thong tu' s6 155/2015/TT-BTC ngay 06 thang 1 O nam 2015 cua B¢ Tai chinh hu'&ng dan cong b6 thong tin tren thj tnf&ng ch(mg khoan)

(Prornulge1focl with lho Cirr:u!ar No 155/20-r fi/TT-BTC on October 06, 20'/ S or the Minislry or nnanco mqula/ing ihr: Information disclosure on securities mari<ds)

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Kfnh gu'i: - Uy ban Ch(png khoan Nha nu•&c - Sa Giao djch ch(png khoan- Cong ty dc;ii chung/ Cong ty quan ly quy

To - - Tim Stnto Securiiies CommissionTho Stock FxchanqeThe puh!ic comJ)Pnyl Tlw /i111ci rnarwqomcnt r;ompnny

1. Thong tin ve ca nhan/t6 chU'c tht,J'C hi$n giao djch/ Information on individunl/ orqaniwtion:

- Ho va ten ca nhan/Ten t6 chU'c/ Name o! inc!ividuo.llornani7afion. VO THI THU VAN. ' .

- Quoc tjch/ Naiionafiiv: Vi�t Nam / Vietnam

- S6 CMND, HQ chieu, The can cU'6'c (doi v6·i ca nhan) ho$c S6 Giay chCrng nh$n dang ky doanh nghi$p, Giay phep hoc;it d(>ng ho$c giay to• phap ly tLl'o'ng dU'ang (doi v6·i t6 chu'c), ngay cap, nai cap/ /LJ card/Pcg;spoi1 No. (in ca.sp, of inclividual) or Certificate of business registrafion No (in r:aDe

of' organization), date or issue, place o{ isue:

- Dia chf lien h$/0!a chf trt,J so• chfnh/ Address:

- 0i$n thoc;ii/ To!o,nlwno: .................... Fax: ................ Email: ............... Website: ............ ..

- Chll'c Vl,J hi$n nay t<;1i c6ng ty d<;1i chung, c6ng ty quan ly quy (neu c6) ho$c moi quan h$ v6•i c6ngty d9i chung, c6ng ty quan ly quy/ Current position in the public company. the tuncJ management curr1puriy (if nny) or rdationsl1ip with ihe public company, the fund rnanElgomont company: Thanh vien Tieu Ban Kiem toan / Member of Audit Committee

- Chu'c Vl,J t9i c6ng ty d9i chung, c6ng ty quan ly quy t9i ngay dang ky giao djch (neu c6)/ Pn.sifion!n i11e jAJtJ/Je, company, tht: lune/ n1a11aqemenf cornpa11y at registraiion elate (ii' Any): ............ va ngay kh6ng con la ngU'6'i n(li b(l ho$c ngU'6'i c6 lien quan cua ngu16'i n(li b(l cua c6ng ty d9i chung, c6ng ty quan ly quy: ................. (neu r6 ly do) */ and elate nn which !he per.•�nn is no longAr irli'','/"/kll llfHSOn or mlale<f nerson of internal person orthe public cornpfmy, l/10 if mil management 1:01,1,noriy:

*: Mvc nay chi danh cho twcmg h9p chLPa hc§t thcYi h,;m dang ky giao dich, doi fLPQ'ng dang ky kh6ng con la ngu'o'i n(Ji b(J hoc;1c ngLP&i c6 lien quan cua ngLPo'i n(Ji b(J cua c6ng ty dq1i chung, c6ng ty quan ly quy/ Jhis ii2m , ... only ror cases wherA the deadline for transaction regi!,trntion has not o'<pirecl, the rcH7istrant is no longer an intuirwl person or related porson of intoma/ porson of' tho ,01.1h/ic r:om,oany, Uw fund managernent cornpeny.

2. Thong tin ve ngu'<Yi n(li b(l cua c6ng ty d<;1i chung/quy d9i chung la ngu'o'i c6 lien quan cua canhan/to chll'c thl,J'c hi$n giao djch {doi v6•i twang hQ'P ngLPo'i th(J'c hi(m giao dich la ngLP&i c6 lienquan cua ngLPo'i n(Ji b(J cua c6ng ty dq1i chunglquy d?i chung)I lnt"orrnation about internal personof iile public com,oanylpuhlic ilmd who is related person oftr acting individual/organization (in caseilH--1 pen._;u11 ,net tonni119 ti w transaction is relateci person of internal person ot the puh/ir,,, ·< 1111/H3i 1i1!pu.t>lic if me!):

- HQ va ten ngu'o'i n(li b(l/ Nan,o of internal porsun:

- Quoc tjch/ Natiot 1aliiy:

- So CMND, HQ chieu, The can CU'O'c/ ID carci/Pesspml No ·

- Dia chi thU'o'ng tru/ !1erronnent addrc--1ss:

- 0i$n tho9i lien h$/ Addrens: Fax: Email:

- Chll'c Vl,J t9i c6ng ty d9i chung, c6ng ty quan ly quy t<;1i ngay ca nhan/to chu'c neu t9i mt,Jc 1 dangky giao d!ch/ Posilion in the pu/J!ic company, ihe fund rnanagement company at date on whichindividual I organization relerred to in paragraph ·/ registers the transaction:

- Chll'c vv hi$n nay t9i c6ng ty d9i chung, c6ng ty quan ly quy/ Current position in the publiccompany. ihe i'imd n,anagement company:

- Mai quan h$ gi01a ca nhan/to chll'c thl,l'c hi$n giao djch v6•i ngU'6'i n(li b(l/ Relationship or

mn'ivirluailurganin1iion executing transaction with internal person:

- So IU'Q"ng, ty 1$ co phieu/chll'ng chi quy ma ngU'6'i n(li b(l dang nam giO, (neu c6)/ Number,01,1:;np,rs!tip proportion or ::;hare..,; held by the internal (if anv).·

3. Ma chll'ng khoan giao d!ch/ Securities code: NVL

4. Cac tai khoan giao djch c6 co phieu/chu•ng chi quy neu t9i mvc 3/Trading account number with ,;J,are.s/(unc! certificates stated in item 3: t9i c6ng ty chll'ng khoan/ f n securities c,'om,oany:

5. So IU'Q'ng, ty 1$ co phieu/chu'ng chi quy nam giO, tru'O'C khi thl,J'c hi$n giao djch/ Number, ownership proportion ul shares/fund certificates he/cl before transaction: 32.750 c6 phan (0,0033%) I 32,750 shares (0.0033%}

6. So IU'Q'ng co phieu/chu1ng chi quy dang ky mua/ban/cho/dU'Q'C cho/t$ng/du'Q'C t$ng/thll'a ke/chuyen nhU'Q'ng/nh$n chuyen nhll'Q'ng/ Nurnber or shares/funcl cet liticates registered to purchase/ sale/ qive/ be given/ clonatel be cfonated /inherit/ transfer/ transrerrecl: dang ky ban 32.750 c6 phan (0,0033%) / register to sell 32,750 shares (0.0033%)