CTY CO PHA.N T~P DOA.N

THEP TIEN LEN

Sd: 02/20171BCQT-TLH

CQNG HOA xX HQI CHU NGHiA VI~T NAM

Dqe I~p - TV do - Hanh phuc

D6ng Nai, ngay 23 (hang 01 ndm 2018

, , " " ? "-

BAO CAO TINH HINH QUAN TRJ CONG TY

NAM2017

(tir ngay 0110112017din ngay 3111212017)

- Uy ban Chung khoan Nha mnrc

- SO'Giao dich Chung khoan TPHCM

Kinh gfri:

- Ten t6 chirc niem y~t : CONG TY CO pRAN TAP DoAN THEP TIEN LEN- Dia chi tru sachinh- Dien thoai- Fax- Email- Website- Vdn diSu l~- Ma chirng khoan

: G4A, khu phd 4, phirong Tan Hi~p, Bien Hoa, D6ng Nai: 0251.3823187: 0251.3829043

: congbothongtin@tienlengroup.com.vn: www.tienlengroup.com.vn: 929.623.130.000 d6ng:TLH

I. Hoat dqng ella D\li hqi dAng e6 dong nam 2017

STT s6 Nghj quy~tl Ngay Nqi dung

Quy~t djnh

01 01120171NQ-DHDCD 12/0312017 N9i dung Bien ban va Nghi quyet DHDCD nam2017diroc dang tai thea duong link sau:

htt12:lltienlengrou12.com.vnl249/4 3251Nghi-guyet--Ouyet-dinhlBien-Ban-va-Nghi-Ouyet-Dai-hoi-dong-co-dong-thuong-nien-nam-2017.as12x

DHDCD uy quyen cho HDQTthirc hien cac quyetdinh cua Dai hoi d6ng c6 dong nam 2017.

1

II. Hoat dQngcuaHQi dang quan tr] nam 20171. Thong tin vS thanh vien HQid6ng quan tri (HDQT):

Stt Thanh vien HI>QT Chirc v1} Ngay b~t s6 Ty I~ Ly dod§u/khong bu6i tham khong

con la thanh hQp d1}' tham d1}'vien HDQT HI>QT hQp hQp

01 Ong Nguyen Manh Ha Chu tich HDQT Duong 21 100% -nhiem

02 Ba Pham Thj H6ng TV HDQTkiem Duong 21 100% -Tlmg Giam d6c nhiem

03 OngNguyen Van Quang TV HDQTkiem Duong 21 100% -Pho TGD nhiem

04 OngDuong Quang Binh TV HDQTkiem Duong 21 100% -Pho TGD nhiern

05 Ong DangTuan Dai TV HDQT dQcl~p Duong 21 100% -nhiem

2. Heat dQnggiam sat cua HDQT d6i voi ban T6ng giam d6c:

HQid6ng quan tri dl:lthuong xuyen giam sat chat che, h6 tro kip thai va darn bao hieu quahoat dQngdiSu hanh cua T6ng giam d6c, bQmay giupviec cho T6ng giam d6c. Qua doban T6ng giam d6c dl:lxay dl,!ngva tri~n khai t6 chuc thl,!chi~n cac cong vi~c nhu:+ Xay dl,!llgkS ho?ch kinh doanh, tri~n khai linh ho?t va d6ng bQdSn cac don vi cong

tac danh gia tinh hinh ho~t dQngkinh doanh, dl,!bao thi truOng, chia se thong tin kipthai hang thang, quy; ki~m soat chi phi va xay dl,!ngcac bi~n phap nang cao hi~u quakinh doanh;

+ ThuOngxuyen, lien t\)Cki~m tra ho?t dQng,ki~m tra cong tac tai chinh kStoan, ki~mtra tinh tuan thu cua h~ th6ng ki~m soat nQibQva cac don vi trong h~ th6ng;

+ Thl,!chi~n danh gia nang su~t lao dQngva hi~u qua kinh doanh;+ Ki~m tra thl,!chi~n Nghi quySt cua D?i hQid6ng c6 dong, Nghi quySt hQid6ng quan

tri, vi~c ch~phanh va tuan thu cac quy dinh cua Phap lu~t,DiSu l~ Congty va cac quydinh hi~n hanh cua NhaNuac.

3. Ho?t dQngcua cac Ti~u ban HQid6ng quan tri:

- Hi~n Congty c6 ph~n T~p Doan Thep TiSn Len khong thanh l~p cac ti~u ban thuQcHQid6ng quan trio

4. Cac NghiquySt/QuySt dinh cua HQid6ng qm'mtri:

~.~

CON(

COP]

\PDO). -./

TIEN~.~~

2

STT S8 Nghj quy~tl Ngay N{}idung

Quy~t djnh

01 0112017INQ-HDQT 02/02/2017 Chbt danhsach t6 chirc Dai h9i d6ng c6 dongthirong nien 2017

02 02/20 17INQ-HDQT 12/03/2017 Ch~pthuan dan tir nhiern Truong ban kiemsoat cuaBa Tnrong Thj Thu Hi~n

03 03/2017 IN Q-HDQT 14/04/2017 B~u b6 sung thanh vien ban kiem soat

04 04/2017 INQ-HDQT 14/04/2017 Thong quaviec trien khai phat hanhthem c6phieutra c6 tire nam 2016

05 05/2017 INQ-HDQT 14/04/2017 Thong qua viec tra c6 nrc dot 2 nam 2016 thea hinhthirc: tra bang c6 phieu, ty ie 10%

06 06/2017 INQ-HDQT 14/04/2017 Thong qua thai giandu kien chi tra c6 tire la vaoQuy 2 nam 2017

07 07/2017 INQ-HDQT 28/06/2017 Thong qua ngay dang ky cubi cung tra c6 nrc langay 14/07/2017

08 08/2017 INQ-HDQT 01108/2017 Thay d6iphuong an d~unr tai chi nhanh Da N~ng

09 184/2017/QD-CTHDQT 09110/2017 Thanh l?p VPDD tai TPHCM

10 09/2017 INQ-HDQT 19/12/2017 Tarn irng c6 nrc dot 1nam 20 17 bang ti~n

~

i~

rKNNTH!

LEN

-4~---

III. Ban ki~m soat

1. Thong tin v~ thanh vien Ban kiSm saM (BKS)

Stt Thanh vien BKS Chlfc v1} Ngay b~t S8 Ty I~ Lydod§u/khong buai tham khong

con la hQp d., tham d.,thilDh vien BKS hQp hQp

BKS

01 Ba Le Thj H6ng Li~u TruOng ban kiSm saat 12/03/2017 05 100% -

02 Ba Caa Thj Haai Thu Thanh vien BKS 12/03/2017 05 100% -

03 Ba Nguy~n Thj Tam Thanh vien BKS 12/03/2017 05 100% -

3

1.

2.

3.

4.VI.

1.

2.

VII.

2. Hoat donggiam sat cua BKS ddivoi HDQT, Ban T6ng Giam ddeva C6 dong.

Ban kiern soat thirc hien dung chirc nang nhiem vu cua BKS thea quy dinh cua Lu~t doanh

nghiep va DiSu I~ t6 chtrc hoat dong cua Cong ty e6 phan T~p Doan Thep TiSn Len trong hoatdQng ki~m tra giam sat t&tca cac hoat dong cua Cong ty.

3. Sv phoi hop hoat dQnggitra BKS ddi voi hoat dQng cua HDQT, ban T6ng giam dde diSuhanh va cac can bQ quanIy khac

Ban kiem soat dffphdi hop chat che voi HDQT, ban Tong giam d6e, cac can b<)quan Iy Cong

ty va HDQT, ban T6ng giam d6e tao rnoi diSu kien thuan loi d~ BKS nam r5 toan bQbQhO<;ltdQngeua Doanh nghi~p t<;litung thai di~m.

4. HO<;ltdQng khae eua BKS:Kh6ng co.IV. f)~o t~o v~ quan trj Cong ty

Cae khoa dao t<;lOvS quan tri Cong ty do mQt sd thanh vien HDQT, BKS, ban TGD va cae

can bQ quan Iy khae dff tham gia cae khoa ng~n h<;lnvS kiSn thue quan tri do Sa giao dieh chUng

khoan TPHCM (HOSE) va Uy ban chung khoan Nha nu&e t6 ehue, kS hO<;lehs~p t&i la ell nhung

thanh vien con l<;litham gia cae Iqp hge b6i du5ng vS eong tae quan tri eong ty do Quy Sa vaUBCKNN t6 ehue.

V. Danh saeh v~ ngU'iri co lien quan ella Cong ty niem y~t theo quy djnh t~i khoan 34 f)i~u

6 Lu~t chUng khoan va giao djeh ella ngU'iri eo lien quan ella Congty vOi ehinh Cong tyDanh saeh vS nguai co lien quan eua Cong ty(f)fnh kerndanh sach.)

Giao dieh gifra eongty v&i nguai co lien quan eua eong ty; ho~e giua eong ty v&i e6 dong

lan, nguai nQi b<),nguai co lien quan eua nguai nQi bQ:Kh6ng co.

Giao dieh giua nguai nQi bQ eua eong ty niem ySt, nguai co lien quan eua nguai nQi bQ v&ieong ty con, eong ty do eongty niem ySt n~m quySn ki~m soat:Kh6ng co.Giao dieh giua eong ty v&i cae dditugng khae: Kh6ng co.

Giao djeh e&phi~u ella ngU'iri NQi bQ va ngU'iri lien quan ella ngU'iri nQi bQDanh saeh nguai nQi bQ va nguai co lien quan eua nguai nQi bQ(f)fnh kerndanh sach.)

Giao dieh eua nguai nQi bQ va nguai co lien quan d6i v&i e6 phiSu eua eongty niem ySt(f)fnh kerndanh sach.)

Cae v~n d~ dn IU'uy khae: Kh6ng co.

NO'inh~n:

Nhutren;Luu VP Cty.

4

CTY COPHAN T~P DoANTUEP TIEN LEN

CQNG HOA xA HQI can NGHiA Vl~T NAM

DQc I~p - T\f do - Hanh phuc

Dong Nai, ngay23 thdng 01 ndm 2018

Kinh gfri: Uy Ban Chung Khoan Nha Nlf(YC

S6' Giao djch clnrng khoan TPHCM

Dinh kern thee bao cao quan tris602/20 17IBCQT -TLH v~ tinh hinh quan tri Cong ty nam 2017, Cong ty cungdp thong tin v~ thay d6idanh sach ngiroi co lien quan cling nhu c6 dong nQi b<),ngiroi cong b6 thong tin va ngiroi co lien quan tinh d~nngay 31112/2017.

DANH SACH vi: NGUOl CO LIEN QUAN CUA CONG TY DEN NGAy 31112/2017

Tai khoanThOi di~m ThiYidi~m

Ten tAchirc/ca giao djchChirc vu tai se GiAy NSH*, Dja chi tru sO'

biit d§u la khong conSTTnhan chirng

cong ty (n'~u'co) ngaydp,noi dp chinh/ngU"Oico la nguoi Lydo

khoan NSH Dja chi lien h~ co lien(n~u co) lien quan

quan

1 Nguyen Manh Ha Chti tich HDQT 11/10/2009Thanh vienHDQTkiem

2 Pham Thi H6ng TGD 11110/2009

Thanh vienNguyen Van HDQTkiem

3 Quang P.TGD 11110/2009Thanh vien

Duong Quang HDQTkiem4 Binh P.TGD 12/03/2017

1

5 D~n_gTuan Dl;li Thanh vien 12/03/2017Ticnhiemva nhanTruong Thj Thunhiem6 Hi~n TruOng BKS 1111012009 12/03/2017 vu moi

7 Le Thi H6n_gLiSu TruOngBKS 12/0312017

8 Cao Thi Hoai Thu Thanh vien BKS 1111012009

9 N_guySnThi Tam Thanh vien BKS 12/03/2017K~ toan tnrongkiem Nguoi

Dao Thi Kim cong b6 thong10 Loan tin 1111012009

II,\)

2

DANH SACH vE NGUOI NQI BQ V.ANGUOI CO LIEN QUAN CUA NGUOI NQI BQDEN NG.Ay 31112/2017

ThOiTaikhoan

ThOi di~m di~mTen ta chirc/ca giao djch Clnrc v\l t:}.i se Gi~y NSH*,

Dja chi tru SO' chinhl b~t diu la khongSTT clnrng cdng ty (n~u "I. .:..

con la Ly donhan ngay cap, nor capDja chi lien h~ nguoi cokhoan (n~u co) NSH nguOi

co) lien quanco lien_quan

Chii tich1 Nguy~n Manh Ha HDQT 11/1012009

NCLQ den CM tichHDQT, CDL Nguy~nN~~n Due PhucManh Ha

NCLQ d@nCM tichNguyen NgocHDQT, CDL NguyenPhugngManh Ha

NCLQ d@nChu tichHDQT, CDL NguyenNguyen Anh DaiM~nhHaNCLQ den CM tichHDQT, CDL NguyenNguy~n Anh QuangM~nhHaNCLQ den Chu tich

Nguyen H6 Quang HDQT, CDL NguyenM~nhHaNCLQ den Chu richHDQT, CDL NguyenN guy~n Tbi Th~mM~nhHaNCLQ den CM tichHDQT, CDL NguyenNguyen Ngoc ThanhManh Ha

3

NCLQ d€n CM tich

Nguyen Van Thanh lIDQT, CDL NguyenM~nhHaNCLQ den Chu tich

Nguyen Thi Oanh HDQT, CDL NguyenM~nhHa

Thanh vien

2 Nguy~n Van QuangHDQT kiemP.TGD 11110/2009

NCLQdenTVlIDQT, PM TGD,

Le Thi Thu Tam CDL Nguyen VanQuangNCLQdenTVlIDQT, Ph6 TGD,

Nguyen Van Thanh CDL Nguyen VanQuang

Thanh vien

3 Pham Thi HAngHDQT kiemTGD 11110/2009

NCLQdenTVHpQT, T6ng giam

Pham Thi Ti~m doc, CDL Pham Thi, "

HongNCLQdenTVHDQT, T6ng giam

Pham Thi Mai doc, CDL Pham Thi, "

HongNCLQdenTVlIDQT, T6ng giam

Pham Minh Duc d6c, CDL Pham Thi, "

HongNCLQdenTVHPQT, T6ng giarn

Pham Thi Huang doc, CDL Pham Thi, "

Hong

Jc'(

1:

4

NCLQd€nTVHDQT, T6ng giamd6c, CBL Pham ThiPham Thanh PhongH6ngNCLQdenTVHDQT, T6ng giamd6c, CDL Pham ThiPham Minh Tu~nH6ng_NCLQdenTVHpQT, T6ng giarndoc, CDL Pham ThiPham Duy QuangH6ng

Thanh vieoHDQT kiem

4 Duong Quang Bioh P.TGD 12/03/2017NCLQdenTVHDQT, Ph6 TGDBlii Thi HanhDuongQuang BinhNCLQdenTVDuong ThiAnhHDQT, Ph6 TGDTuyetDuang Quang_ElnhNCLQdenTVHDQT, Ph6 TGDDuong Quang LongDuongQuang BinhNCLQdenTVHDQT, Ph6 TGDDuangLuongDuong Quang BinhNCLQdenTVHDQT, Ph6 TGDvc Thi PhUQl1gDuong Quang_BinhNCLQdenTVHDQT, Ph6 TGDDuang Thi Thu AnDuang Quang ElnhNCLQdenTVHDQT, Ph6 TGDDuong Thi Tu AnhDuong Quang Binh

I

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5

NCLQ d€n TV

Duong Anh Tra HDQT, Ph6 TGDDuong Quang BinhNCLQdenTV

Duong H6ng Hoang HDQT, Ph6 TGDDuong Quang Binh

Danl! Tu§n DaiThanh vien

5 HDQT 12/03/2017

Nguyen Thi Khuyen NCLQ d€n TV HDQTDang Tu~n D;;ti

Dang Nguyen Tu~n NCLQ dSn TV HDQTD~ng Tu~n D;;ti

Dang Ngoc Anh NCLQ dSn TV HDQTD~ng Tu~n D;;ti

D~ng Van Hung NCLQ d€n TV HDQTD~ng Tu~n D;;ti

Phan Thi Y NCLQ d€n TV HDQTD~ng Tu~n D;;ti

D~ng Di~u ThUy NCLQ dSn TV HDQTDang Tuan Dai

6 Le Thi HAnl!Li~uTruongBKS 12/03/2017

Le Thi H6ng Cue

NCLQ den TruongBKS Le Thj H6ngLi~u

r.e Thi H6ng AMNCLQ den TruongB~S Le Thj H6ngLieu

II

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HJ\N

L]

-1.-::::::::

6

NCLQ d6n TruongBKS te Thj Hongte Thi H6ng NhungLi~u

Thanh vien7 Cao Thi Hoai Thu BKS 11110/2009

NCLQ d6n TV BKSCao Van ManhCao Thi Hm\i Thu

NCLQ d6n TV BKSH6Thj KienCao Thi Hoai Thu

NCLQ d6n TV BKSVo Tirong ChinhCao Thi Hoai Thu

NCLQ d6n TV BKSVo Tirong DuyCao Thi Hoai Thu

NCLQ d6n TV BKSCao TAtBinhCao Thi Hoai Thu

NCLQ d6n TV BKSCao Ti6n DungCao Thi Hoai Thu

Thanh vien8 N_g_uy~nThi Tam BKS 12/03/2017

NCLQ d6n TV BKSNguyen Quang HuyNguy~n Thj n.m

Nguyen Trfin QuangNCLQ d6n TV BKSMinhNguyen Thi Tam

T

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7

K~toantrmrng kiemNgU'Oicong

9 DaoThi Kim Loan b6 thOf!g tin 11110/2009

NCLQ den Ke toantnrong, Ngiroi CBrrPham Anh ThuDao Thi Kim LoanNCLQ den Ke toantnrong, Nguoi CBTTPham Phuong ThaoDao Tbi Kim LoanNCLQ den Ke toantnrong, Ngiroi ClfTTDao Van TvDao Thi Kim LoanNCLQ den Ke toantnrong, Ngiroi Cls'FTDao Thi Kim HoaDao Thi Kim LoanNCLQ den Ke toantnrong, Ngiroi Cls'I'TDao Thi Kim NhungDao Thi Kim LoanNCLQ den Ke toanDaoThiKimtnrong, Ngiroi CBrrPhu911gDao Thi Kim LoanNCLQ den Ke toantnrong, Ngiroi Cls'l'TDao Cao CuongDao Thi Kim LoanNCLQ den Ke toan

Dao Trung Hieu tnrong, Ngiroi CBTTDao Thi Kim Loan

8

GIAO DJCH CUA NGUOl N<)I B<)vA NGUOl coLIEN QUAN IlEN coPHIEU CUA CONG TY NIEM YET

s6 cB phi~u sir hfru se cB phieu sirhuuLy do tang, giamNgU'm thuc hi~n Quan h~ veri dAu Icy cu6iIcySTT

(mua, ban, chuyen dBi,giao dich ngU'm nQi bQse cB phieu Ty l~ s6 cB phi~u Ty l~ thuxrng ... )

1 NguySn M~nh Ha Chu tich HBQT 16,525,440 19.52% 18,177,984 19.55% Chia c6 tire b&ng c6 phieuTVHBQT

2 Pham Thi Hang T6ng Giam ct6c 9,589,442 11.33% 10,548,825 11.35% Chia c6 tire bang c6 phieuTVHBQT

3 Nguyen Van Quang Pho T6ng Giam ct6c 7,979,290 9.43% 8,777,218 9.44% Chia c6 nrc b&ng c6phieuTVHBQT

4 Duo-ng Quang Binh Pho T6ng Giam ct6c 24,034 0.03% 26,437 0.03% Chia c6 tire bang c6 phieu

5 Dang Tuan Dai TVHBQT 18,025 0.02% 19,827 0.02% Chia c6 nrc bang c6 phieu

6 Le Thi Hang LiSu TfUang BKS 18,025 0.02% 19,827 0.02% Chia c6 nrc b&ng c6 phieu

7 Cao Thi Hoai Thu TVBKS 18,065 0.02% 19,871 0.02% Chia c6 tire bang c6 phieu

8 Nguyen Thi Tam TVBKS - 0.00% - 0.00%

K~ toan tfUang9 Bao Thi Kim Loan NgmJi cong b6 thong tin 61,718 0.07% 67,889 0.07% Chi a c6 tuc b&ng c6 phi~u

10 Bao CaoCuang Em ru<)t K~ toan tfUang 4,085 0.0048% 5 0.00% Ban c6 phi~u

9

Nci nhan:Nhu tren;

- Luu VPCty.

Chu rich HE>QTNGUYEN MANH HA

10