.,\ .__

<R_•__1_12_M_"' ___ _.

. 4. Title (Article m Judges indicate active or senior status; ma,,oislnlle judges indicale fWJ . or part.time)

U. S . District. N .D. Jllinois

(5 u.s.c •pp.§§ 101-111)

6. Reporting Period

11112004

to ]2/JJ/2004

th is r

__________ _ Date. ____ _

IMPORT ANT NOTES: The instructions accompanying this form m ust be followed. Complete all parts, checking the NONE box for cod! part where you have no r eportable information. Sign on last p-.gc.

- y .-

NAME Of ORGAN!ZAJJON!ENT!Iy

0 en ("")

::: ... -.

in

.,PA:R:DE::S ;Al;NDiiiIERiii MiS•· 1 invcstmcNs in Port VII). (Cont in Port VIII)

Cont.

=passm Philadelphia; in Part Vlll)

I

- . . ... . . ...... ..... ........... . .

··-'cstmcnt:s (passi"' inv..-nt pll1nenhip with Joel Rubin in single real..-.-;

... . ·-..... --··--·-· ··-···- ·-- ....

I. Pem>n Reporting (Lllst name, fim name, Middle initial)

Gottlcman, Robert W

U.S. District Juclgc (active)

2. c...rt orO�n

5. Rqx>rtType (check appropriate iype)

QNooo¥oo. Date

QJrulW

3. Dale ofRqxirt

5/Sl200S

7. O.ambets or Oflicc Address

219 S. Dearborn St

8. On the basls of tlicinformation coniained in Rqx>rtand Ill)' modificationspe Wnina thereto, it is. in myop�i.ft compliance withapplicable laws l!ld regulations.

Chamben 1788

Cllicago,IL 60604 Reviewin,g Offioct

A0-10, FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2004

Repon Required by the Ethics in Govcrnm(ot Act of1978

I. POSITTONS. (Rcportjng iodividuo! only;sec pp. 9.-13 offilin& �etions)

lia NONE · (No reportal>le positions.)

I. linilil:d panncnhips a: securities (lis1"d Bolar &: Co, Evanston; IL (Passive

in Port VIII)

GcncnJ I'.-: OPPartners inv0$llDClllpl11DCIShiplhllt°""'condominium1111il3in

.

, j

;

I.

...... = = ....,.. ::u =

,.......,, ;:,.. rno- -<V>:::: C')c:> N

Cl rn,.., ("") -

j0:;;:: <ir- )> IIl. AGREEMENTS. (Reportingindividualooly; see pp. 14-16ormlng iostl\lotions) - rn •

i<.=; <;;i 0D NONE (No reponzble > • r:i N .r:

2.

3.

SOURCE

2004 Northwestern University School of Law; taught courses

Date of R cpon.

GROSS INCOME

SOURCEANP TYPE

2004 LCSW, Private Soeial Work Preaive

American Bar Association. Section ofLitiptioo June 17- 19,2004, Sanl&Fe, NewMexico, (Tnmsporlllion. meall md room)

American Bar >.&soeia<ioo, Secnoo ofLitiptinn October 21 - 24, 2004, s-le , Washington. (Transportidica lllClh md room)

, FINANCIAL DISCLOSURE REPORT NameorJ>cnonReportiog

Gctllcman, Robert W

AND TYPE

I.

S/snoos

(yoon, ""spouse's) 4000.00

B. Spouse's Non-Investment Incomc-(lfyou"""' nwried during lllY portion of the reportillg )'Cllr, please complcto this scctioa. Dollar amount not r<quired exoept for honomia.)

0 NONE - (Noreportablenoo-invCS1men1incamc.)

I.

ID. NON-INVESTMENT INCOME. (Reportingindivi<klal 111d spouse; seepp. 11.24 orlilinginmu«ions)

A. Filer's Non-Investment Income

D NONE (No reportable non-investmentinccme.) ·

IV. REIMBURSEMENTS -lnlllsport8rion. ••dii•11. rooc1, eounamment.

(IncludesthoseIO$j)OllSC and'depc:ndcatdiildren. Sec pp. 2S-27 of inS!ructioos.)

0 NONE - (Nosuchreportablerei:nbummca!s.)

SO!IRcE PESCR!PJlPN

I.

2.

3.

I.

CB EDITOR VAL!JECQOE

FINANCIAL DISCLOSURE REPORT Name of rcrson Reporting

Genteman. Robert W.

V. GIFTS. (lneludesthose to spouse and dependentehildttn. See pp. 28-31 of instructions.)

- (No rqx>nable liabflities.)

Dtlle of Report

SISl200S

0 NONE (Nosucbn:portablegifts.)-

SOURCE . f!BSCBimON

VI. LIABILITIES. (lnoludesthoseofspouse and depcndentchildm>. Seepp. 32-34ofinsuuetions.)'

0 NONE .

.OESCRIPIJON

I.

!

Name of P erson Re porting

Gctt1cman, Robert W

A.

(No npottablc incocm. u.tets. or tliloAlttiOCl)

I. D' Ancona 222 Associalcs (Umiled Partnership)

2. Key8onus Defi:m:d Annul ty

3. Cilibonk (Cl>icogo)

4. • • IVesunetJIS {Real Esta!o)

s . Morgan Stanley Liq. Asset Fund

6. canadilll So. ht. (Common)

7 . MS N8lllrll Resowses

s. DP Partners

9. Morgan Slanley Active Assc:cs Money Trost

10 . Companie De Minas Bucoavenon

I I. 111 . St Ci CTR REF-SPL (Bond)

12. Amcricm Supcrooo'UCIOr

13. RccionaJ Trans Auth. In. (Bond)

1 4. Illinois St Gen. Oblig. (Bond)

IS . Ill. Health Fees. Aolh. (Bond)

1 6 . Honeywell Intcmlliooal Inc

17. Newmont Mining

18. Gal.d l us Dev. Corp.

A B

B. c. Gross vahlc at end of

r_.m a paiod rq>O!Oog period

(l) (2) (I) (2)

T)'llO div. rct11. or

in1.)

A Dividcnd

c lnll:l<SI

A lnr=st

None

A Interest

A None

D ividend

A [l;yjdcnd

c ln ttrc:sl

Dividend

lnt=st

Dividend

A ln=t

Interest

A -

A Dividend

Dividend

A Dividend

Codc2 Method (J-P)

J u

L T

J T

J u

J T

J T

K T

L T

j T

J T

J T

J T

j

J T

J T

j T

c

.. s100.ooo

)).

Date of Report

s1snoos

( I ) lfllOlcxenpt 1rom ... ,....osuro

(2) (3) {") (S) Valiao o.;.

boy.Kl ·Codc2 Codcl mef'ger. °"' {Ml) a

-

sell 4112 J A

D E

.,A:ssc:: ' T -

( Sc<Co"-C21 u co Book Val v •Otbct v. · -

'FINANCIAL DISCLOSURE REPORT

'Pago 1 of 7

VII. INVESTMENTS and TRUSTS

Ocscri)'ltionof Assets: (iocluding tnlst a.sscu)

-. "'(XY --....."'"""' fromprior disdos!R

DNONE

1. bcomo�lirl Codes: • .Sl,000 er Jc::a

(See Coluam5Bl md D'4) F •SS0.001-SIOO,QOO 0

l. \I al.uc Cod:s: I •SlS,OOO«ltN K

fScc Colwmu; Cl md Dl) N •SlS0,000-SSOO.OOO 0

IDCOmcdwing:

Amouot {e.g. V81ue Vali.1c Code I (A·Hl

A

A

A

A

A

A

•Sl.001-$2.SOO

-s100.001.s1.ooopoo

• Sll.OOl.SS0.000

• SS00.001-$1,000,000

Co:!cJ (Q-W)

T

• Sl.$01-SS.OOO

HI •S],000,0Cll..SS,D00,000

I. esso,001

Pl •SJ.000.001-15.000.000

T......,.._ .Q;ng rq>atll>gperiod

T)'llO (e.g. �c: Identity of -- OOyc:rhcllct

(J-P) (ifpriv te-rtdonption) b111lsaction)

-ss.001.s1s_ooo • SIS.001-00POCI

112 -1.1 ... -ss.000.000

M •SIOO,OOl.s2SO.OOO -

P2 .-S5,000,001-S2S,OOO,OOO

P:l -ru.ooo.001.sso.000.000 P4 •SM=U.. 150,000.000

3. Value ).L'"'!bod C.odes Q .. Appraisal R •Coo {Real Esme Ooly) s

dend

A.

19. Tenet Hwth C<iaJ>

20. •1tans 21-lhrough 53 are Bol ar invesuncnts.

21. Bra\IO Restaurants , Inc.

22. Naperville Washington Venture

23 . D' Ancona Citation Ass o ciates

24. Morgan SW!l ey Liq. Asset Fund

25. Morgan Stanley Aclive Asset Trust

26. Morgan Stanley Dev. Orowlh Fund

27. Morgan Sblnley Div. Growth Fund

u. Wal Mart De Mex

29. Abbott Labs

30. Price Lcgaoy Corp.

Name of Per;on Reporting

G<Uleman, Robert W

8. c

,_,;.. period ...-.:,,.nod

( I ) (2) (t) (2)

Anlowt T)'pc div. rmt. or i ril) CodcJ

A D ividend 1 T

None K w

None M u

c Dividend K u

A Dividend J T

A Dividend 1 T

Dividend . I T

J T

A Dividend

A Dividend.

A Divi

(1)

buy.tel mai«.

se.11

.. n

sen

D.

Date ofRcport

51512005

U exc:mpc. .. ....

(2) (3) (4) (S) Value Codel Code I (J.P) (A-IQ

4112 1

-

1129 J A

1119 J A

2124 } ' A

31. AmeriCID S upc:rwnductcr Dividend I T partial sell 1129 I

32. Microvis:ion A Dividend I T

33. Oocidencal Petroleum A Dividend } T

34. MS Aggress i ve Equ ity Fund B A Dividend sen 1130 J

35. Goodyear Tin: & Rubber A · Dividend J T 12113 1

36. lo A Div idend sell 1129 1 A

B c D E

)

Q _,..,.,._ R s - (Sec Column C2 ) t; .._ Bool; Valut v • °""" w .. .Estiaatc:d

FINANCIAL DISCLOSURE REPORT

Page 2 of7

VII. INVESTMENTS and TRUSTS

Dcsaipciorlof Assrts (indudi.ng trust u:sces)

Plaoe ·ocr aft<r eadl ..... """"" lfom prier diselo.swe

ln<omect.>ring Gross wh:ic at cad of

(e.g. V•loe Vll.uc Code I Codel Mdbod

(A·IQ (J-P) (Q-W)

A

A Dividend/Cap

T)'pe (e.g.

rodempt.ion)

buy

Tn:nsxtic:ms clirin&: reporting period

Date: °""' • Jdcnt;tyof Moa.da• buyaftclla0.,. (>f

transac:tion)

A

A

buy

AgilenlTedmo giC$

1. 1nc:omclG.ain Cocl=s: A -s-1.000 Of less •Sl.001-S].m •Sl.SOl·SS.000 • 15.00J.SlS.000 • SIS.001.SSO,OOO

(Sec Cd.-Bl cdDI F • SS0,001-SIOO,OOO 0 • s100.001.s1.ooo.ooo m -s1.ooo,001.ss.ooo.ooo m .. Mott t11c ss.000.000

2. Valcc Codes: J • S15,000 o:Len K • SIS,00 1-SS0.000 I.. • sso.001.s100,ooo M • SIOO.OO!-S:?S0,000

(Se<· Col"""" Cl "'dD3) N • .nso,OOO-S500.000 0 c SS00.001-Sl,0001000 Pl •$1.CIOO.OOJ·SS,000,000 Pl • S'5,000,001..S:25,000,000

Pl • $25,000.001.SS0.000,000 P< •SMcn: 1hoa $50, 000, 000

. Vahitc Method Cod= • CM ()<"'I Em>t Oaly1 T ·Ca:!>-

Name of Person Reporting

Gcttlcman. Robert W

Date of Report

5/512005

A. e. c. D. Gross value at end of

rq>aRina period ,_iingpcriod

(I) (2) (I) (2) (I) U'DOll. C'JP:!ttpl hnftl disdOSUR-( (3) (')

Type l Type ' (e.g. Vt1l uie °'"' Code l Mclhod buy, .. 11, Codc2 Codcl buyaheOcr (A.Ji) Ult.) (1-P) mcrcer. (A-ll)

37. Banicl: Gold Corp. A Dividend J T

38. Dividend J T

39. New l'lrk Res NEW A Dividend sell II/IS A

40. Piece r Dome Inc. A Dividend sdl 4114 J A

41. Tcjon Ranch Co. A Dividend sdl 1129 J A

42. Scrivcc: Corp A Div idend J A paruaJ sc11 1129 J

43. Service Coip A Dividend sdl 8112 J A

44. S ICWllrt EnJcrpriscs A A Dividend J T parual sdl 1/29 J

4 5. c.mcoo Corp A dc J T buy 912

46. Capstone Turbine Corp A Dividend J 10/26 J

47. Ctystalk:x l oll Corp A Dividend J T buy 12120 J

«. Freescale Semi Inc CL.A Divid<nd J T 12115 J

49. Headwllm Inc. Dividend J T 11/11 1

so. Hornbeck Offsliorc Services, Inc. A Div'.dcnd 1 T buy 612 J

SI. Isis PhmD Inc. A Dividend 1 T buy 1211 J

52. Krispy ICJemc Do¢'uls Corp. A Di vidend J T l2/20 1

53. WC$1C111 Sliver Corp. A· Dividcrul 1 T buy 1131 J

54. SWt oflRA American Murual Fund c Diviclccd i:: T

A B c D E

( ColillDP C 1 U • Bool: V I' •Olb<r v. · - E.stimccd

'FINANCIAL DISCLOSURE REPORT

Page 3 of7

VII. INVESTMENTS and TRUSTS

Dcsc:ription of Au:tl Tl>COmc dcri:ia Tn,psaaicm during ttpartioa period

(iocluding""" ...-)

2) (S)Pl� "(X)" after &S$d exempt AmOWI c c. Vatuc Va \lc D:dc: Tdet!1ity cl f-tomprior discloswc div. m'lt Ot Code2 MOD�·

Codol Day (J·PJ (i!privale(<}W) ttdcmpt.ioo) uumcriM)

OoldCorp A

J

Djyi nd J

T buy

A bvy

A buy

buy

l. Codos: •Sl.tX>O or lcs:s • Sl,COl.s2,SOO • $2)111.$5,000 • SS,001.SIS.COO •Sl.S.OOi.U0.000

(SooCciwmsBl ml 1>4) F ..sio.001�00.000 G •SIOC,001.Sl,000,000 HJ • Sl.OOO,COl·Sl,000,000 H2 •More than ss.000.000

::. V able Co6cs: J •$15,J:JOOorm i:: • $1S,COl·S'SO.COO L • SSO.OCU..$100,000 M ,..Sl00,001..s:?SO.t>OO

(Sec Columns Cl and 03) N -r...so.�ssoo.ooo 0 •$$00,00l..St,ooo.ooo Pl •Sl.COO,ClOl.$5,COO,ClOO P2 •Sl.OCO,COl·s:?S,C00.000 P3 • s:?S,000,001.SSO;OOO,OCO "' -s.Mar.-$50,000,000

l Vail.I: M-=tbod Codes Q -/\ppCllisal R -C<C (Ra! &om Oaly) s . ............ y -C.W..!Mlrlzi

Name of Person Rcponing

GeuJcman. Robert W

Date o r Repo rt

SIS/2 005

8. c 0. G mss va.. 'ue at aid of

rcp«b•g pciod ""°""" poriod

( 1 ) (2) ( I) (2) (1) ff not exeinp1 .. ..,.., .... oswe

(3) (4) (S) v.i .. Goia

Cod•2 Mo. Ill · Codel Code I "'"""'· °"' (A.II) .-... ... ) -loo)

73. Pu1nam Health Science Trust Dividend T

74. Saaomenta Cnty Calif Go P= FOO-A Taxable OY Dividend 1 T

15. TCM VY Aulh6.7S%6-1 ·28 SRO A Dividend J T

76. UNJSYSCorp Dividend sell l/l8 1 A

77. Barrick Gold Corp Dividend 1 T partial sell I/IS J

78. Barrick Gold Corp Dividend 1 T buy 2111 J

79. A Dividend J T partial sdl I/IS J

80. Nowmoot Mining Corp A Divideod J T partial sell I/IS J

81. p A DWidend J T 11/16 J

8l. Placer Dome, Inc. Divicleocl J T partill scll ' I/JS J

83. PlaecrDom<,IDc. A Dividc:nd 1 T buy I012(1 1

84. Teck Corp Cl8S$ B A Dividend .. 11 513 1

&S. Sc:hering Plough A Dividend J T buy 6123 1

86. Bristol M)e!S S<juibb CA. A Dividmd J T

87. Bunge Ltd A Dividend J T

88. Coeur D. A1aie Mns Cp A Dividend J T panaisell 3no 1

89. Coe<a D. AICDe Mns Cp A · Dividend J T panill scll 3122 J

90. Coeur D. A1cDc Mos Cp A D ividend sell 4121 J A

A B c D E

Q· R s .,.....,._, T c Cash.JM.zrkci

(Set Cohm:i C2J IJ • 5""' Varu. v • OOt:- w .._ Esti:nated

'FINANCIAL DISCLOSURE REPORT

Pages of7

VII. INVESTMENTS and TRUSTS - i.neomc, vatue, lran1tatioo1 (indudcs those oft.l:c JpOUSC and dtpetldcnt cbildrea. See pp. 34 57 of'l1}fnz oo.s.)

A.

Description of Assds Jn clu:rinf Transadicm cbiog npoc1iag period

(.,.ludinglnilt .....,.)

(2)Place ·ocr a!tet each wetc.'(empt Amount Type (e.g. Value Value T)1>e (c ... OUe: Jdc:ntil)' o< from: prior disc:IOSQR: Code I div. rcnL er M«bod buy,Jcl' i..,...1.eU ..

(A .ff) illlL) (I-P) Codc3 (J.1') {lfpivatc (Q-W)

A J

A 1.53 BE

A

A

A

GddCorp

Newmoot Mlnh>g Cor buy

A

A

l. lncolnclGlio t:odes: --st.000 °"a •Sl,ODl..s.2,SOO •SUl>l-s5,0llO •SS�®l..$15,000 • SJS,001-SSO,OOO

(Sec OlWmils BI ml D4) F •SSD.ODl.SlOC.000 G • Sl00,001-Sl,CIOO,OllO H1 • s1.ooo.oc11 .ooo.ooo H2 •MorcttmSS.�,000

2. Valac Codoc: J • SlS,000 or less i:: • SIS,001.SSD,OOO L •SS0,001.SIOD,-OOD M • Sl00,00l-S2.50,000

(SecColwtun Cl ""103) N •wo.�-soo.voo 0 • SS00,001-Sl,OOD,OllO Pl c51.000,00l·SS,ootl, OOO P2 • ss.ooo,001�ru.ooo.ooo

p; --sl.l,000,001.$SO,OllO,OllO N • ™""' ""° SS0,000,000

3. V •tuc J.t:t:Dod Cod:I -ea.. (R<aJ """"' )

Nome of Person Reporting

Gcltleman. R obert W

Date o f Report

S IZIJOS

A.

109. El cctr Data Systems Corp New

110. Fed Nad Mtg Assn Set-Up 0 8/11107 06.00

111. Fluor Corp New

112. Fremont Investment & Loan Anaheim CA C D

113. Global Santa Fe Corp

114. Hombcclc OUlh<m Svcs Inc.

llS. Hombc<k Offshore Svco Inc.

116. Intl Bk for & Dev

117. MlllJi x Capilll Bank De:rvct, CO CD

Ill Mc:rdi: &Co

119. Novartis AG ADR

120. bythcon Co (New)

121. Wcatbctfonl Ind l'l1c. Bamuda

122. Wes!em SilvtrCcr.p

123. XM Salclli!C IW!Jo Hid& CL A

124. XM Sllelli1e Rodio H10g CL A

B. lllClClnX ciarn. """'"''period

( I ) (2)

Typo Code ! div. rcul or (A Jl) int.)

A Dividend

A Div id=!

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

A Dividend

Dividend

A Dividend

A Dividcrul

A Dividcncl

A Dividend

A Diviclcnd

A Dividend

3 , Vahc- Mcthad eod=

(Se< Column C2 ) U c Soot. Vallr. \' •Other

c D. G ross value at end cf ...,...., poriod

(I) (2) (l) If not exempt 1"l:'n mv:11osW'O

(2) ) vat .. . Da.!e: Value

Mdl>od boy ... u. Codc l Codcl omgu. (CZ,W) rcdcmpdoo)

J T llf16 1

] T 7/13 J

J T l/11 J

J 119 ]

J T l/11 J

J . T buy 4127 ]

] . T b uy 6110 1

] T 311 J

J T 10/11 ]

J T buy IOII 2 1

J T u 311 J

J T buy 6/17 J

J T buy ..-12 ]

J T 10/20 ]

J T 10/26 ]

J T 11/3 J

W a

(4) (S) a.;,, Code :! Cf.·lll

FINANCIAL DISCLOSURE REPORT

Page7of7

Ocsaiption of As.sm (ioclodina-......)

Pf,ac;o "(XY after c:adl. assetCl(empt ft'Oftl prior disclomr:

1. Joeome/Gairi Codes: It. • St.000 or lf!lf. (SecCc!umo<BI adI>I) F •SSO,OO!-Sl00, 000

2. Val1JCCodCS:::: J eSJS,OOOorJcss

/Sec Cole"'"" Cl "'d 03) N •SlSO,OOG.tS/lo. 000

P3 •SlS,OOO.OOJ-SS0,.000.000

Amowu (e.g.

A

1l •Sl,001..sl.500 G •s100.001..s1.ooo.ooo

K •SlS.001-S.S0,4>00

0 •Sl-OO.OOl·St.000,000

Q •ApJ>n>al R •Co61(Rral5-o.ly)

Trmsacti<mcbingrq:m.iaaperiod

(3 Value Type (e.g Code2 M..lh· (J-P) °'1 (J·P)

buy

buy

buy

T buy

buy

buy

buy

b y

buy

buy

buy

D • SS.OOl.SLl,000

HJ -s1.ooo,001.ss.ooo,ooo Bl _....,._ss.000.000

L .. SS0,001..SlOO.OOO M -s100.001..uso,ooo

p1 -$1,000,001.ss.ooo.ooo l'2 •ss,000,001.ru,ooo,ooo

!'< • ™"" - s.so. 000.000

S •�"""" T • Cash/Marl:cl

Jdentiiyor bll)'Cthellct (irpri""'-e tnnsadion)

E •$JS,00l.SSO,OOO

Dale of Report

il 3 c f

S/512005

" FINANCIAL DISCLOSURE REPORT Nameof Pctson Reporting

Gcttlcman, Robert W •

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS

Part II Agreements.

No. I : We each the partncnhip whicb owns passive limit<d partnenhp inlcrest and a Ma<gan Stanley Active As-account. Current value ofBolar & Co. il no m lhM $250,000.

No. 2: of one limited partnership interest). :

No.3: -··••llJ�tnd Juve norole in management).